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doi 10. 15171/ijpni.2016.

07
International Journal of Phytocosmetics
and Natural Ingredients 2016;3:07 Original Article

Biological Activity of Cymbopogon citratus (DC) Stapf and Its


Potential Cosmetic Activities
Tatiana Mosquera T1, Paco Noriega R 1, Juan C. Cornejo 2, Mara de Lourdes Pardo2
1
Research Center for Valuation of Biodiversity CIVABI, Universidad Politecnica Salesiana, Ecuador
2
Clinical Laboratory, Microbiological and Immunological Academic Unit of Chemical Engineering, Biopharmacy,
Industry and Production, Universidad Catlica de Cuenca
Correspondence to
Tatiana Mosquera Abstract
Email: The present work makes a general bibliographical review around a variety of issues around Cym-
tmosquera@ups.edu.ec
bopogon citrates and tries to summarize the most important aspect and qualities of the plant that
Received 28 November 2016 make it a potential element in the research and defining of cosmetics with natural ingredients.
Accepted 22 December 2016
ePublished 31 December 2016 The biological antibacterial and antifungal activities of the species Cymbopogon citratus (DC)
Stapf, have been identified by several authors by highlighting a potential action on a large num-
ber of pathogens, some of them related to dermal problems. Various other activities have been
evaluated, such as antioxidant and insecticide; allowing the extract to be incorporated in cos-
metic and insecticide formulations. Several studies consider the species for patented formula-
tions that include microencapsulation as a viable option. Non-invasive in-vivo studies have been
reviewed in this work to analyse any potential toxicology and to define the best concentrations
of use.
Keywords: Biological activity, Cymbopogon citratus (DC), efficiency cosmetics.

Introduction medicine in Cuba and in many other countries of the Ca-


The species Cymbopogon citratus (DC) or traditionally ribbean region. Among the properties attributed popular-
known as "Hierba Luisa" in Ecuador, corresponds to an ly, the most common are those related to its analgesic and
identified group of 175 plant species, popularly sold in anti-inflammatory actions.7
the markets of some provinces of the Ecuadorian Andes. As already mentioned its use not only is medicinal, Cim-
These species are valued for their medicinal uses and were bopogon citratus is also used for flavoring and spicery for
traditionally used to treat conditions such as blood pres- food and the essential oil is used in the perfumery and
sure, nerves, inflammation, and jaundice.1 The species is cosmetics industries.8 This background review indicates
native to the tropical region of Southeast Asia, India, and the extensive uses and the importance give by communi-
Sri Lanka. It is cultivated in tropical and subtropical re- ties to the properties and actions of the plant.
gions for medicine, as a spice and to control erosion.2 In regard to the biological activity, the studies are numer-
Cymbopogon citratus (DC.) Stapf is a perennial grass that ous and have shown that it has a great antimicrobial and
grows spontaneously throughout the world, mainly in antifungal capacity. The action was mainly observed over
tropical regions and savannas. The infusions of its leaves certain pathogens such as Vibrio cholerae and Salmonella
are used in traditional medicine in several countries. paratyphi, different dermatophytes: Epidermophyton flo-
The effects generally observed are antimicrobial, anti-in- ceosum, Microsporum canis, Trichophyton mentagrophytes
flammatory and sedative, while the essential oil of leaves and T. rubrum. The action observed is the inhibition of the
is used in food industries, perfumery, soaps, cosmetics, development of bacteria such as Escherichia coli, Bacillus
pharmaceuticals, and insecticides. subtilus, and Staphylococcus aureus. It was also found that
A review conducted to examine its uses in different re- it acts on Aspergillus flavus, being more powerful than the
gions of the world, identified that in China, it is used as synthetic fungicides. 9
an anxiolytic. 3 In the Malaysian peninsula it is commonly The species also shows important antioxidant and repel-
used against the flu, fever, pneumonia and as a sudorific lent properties that can be incorporated in formulations
for gastric problems.4 In Nigeria, is used as an antipyret- for pharmaceutical or cosmetic products. This review,
ic, for its antispasmodic effects.5 In Indonesia, the plant is however, also touches upon the constraints such as tox-
prescribed to help digestion, to promote diuresis, sweating icity of the extracts, the inability to incorporate them, due
and as an emmenagogue.6 It is widely used in traditional to their volatility, to the alternative of using various tech-

Please cite this paper as: Mosquera TT, et al. Biological activity of Cymbopogon citratus (DC) stapf and its potential cos-
metic activities. International Journal of Phytocosmetics and Natural Ingredients. 2016;3:07.
Mosquera et al.
http://ijisonline.org/IJPNI Biological Activity of Cymbopogon citratus (DC) Stapf

niques such as microencapsulation. There are also tests of midity, habitat in general, could influence the chemical
cosmetic efficacy performed in vivo that support the in- composition of the species and, consequently, influence
corporation of the species as a natural active as an alterna- the antibacterial activity of the essential oil. The reviewed
tive in skin problems. studies on the antimicrobial activity of the essential oil of
The review of the species Cymbopogon citratus considers Cymbopogon citratus represent a good foundation for the
a number of qualities of the species that could be consid- antibacterial potential of natural ingredients that could be
ered in the research and development of cosmetics with used in different food products, medicines or cosmetics.
natural ingredients, to achieve a secure, stable and effec- Although the results are not replicable by the variables
tive formulation. handled in each investigation, it is unquestionable the
antibacterial activity of the essential oil. The biological
Biological Activity of Cymbopogon citratus (DC) Stapf activity has also been tested with strains of Aspergillus
A number of components have been identified in the es- ochraceus, Penicillium expansum and P. verrucosum. The
sential oil extract of the plant. Although there is variability fungicidal activity was determined and expressed as a dec-
in the percentages found, there is consistency in its main imal number of the reduction of the colony forming units
components, some of which include citral, (the name giv- per ml (cfu NDR). The influence of pH variation was stud-
en to the mixture of stereoisomers geranial and neral). As ied. C. citratus to 8000 ppm presents activity against the
Negrelle and Gomes have pointed out, irrespective of their strains, the study concludes that a change in pH enhances
origin, the essential oils of Cymbopogon citratus are com- the activity of the plant material: at pH3 against the strain
posed of citral (30 to 93.74%).10 Tests have been carried of Aspergillus not so for the species of Penisiliun which at
out to identify the metabolites responsible for the antibac- pH 9 it presented greater activity. 15
terial activity. These activities are shown in two of the three In relation to the antifungal activity, some in vitro tests
main components of oil, identified through chromatog- indicate that an 80 % of the strains of dermatophytes test-
raphy and mass spectrometry methods. While the com- ed have been inhibited by the essential oil. The essential
ponents (neral) alpha-citral (geranial) and -citral cause oil also showed activity over M. canis, a rather resistant
individually antibacterial action on gram-negative and strain.16 Some reports mention that the antifungal action
gram-positive strains, the third component, myrcene on is the result of a mixture of compounds present in the oil,
its own shows no antibacterial activity. However, myrcene rather than citral as an independent compound.17
shows a marked improvement when mixed with either of If these antimicrobial results of Cymbopogon citratus are
the other two main components identified.11 oriented, a potential use could be identified in the area of
In regard to the antibacterial and antifungal activity of the cosmetics, depending on their action against gram posi-
species, the study conducted by Guerra in 2004, used mi- tive and negative bacteria, and could be used in products
croorganisms composed of eight bacteria: Staphylococcus such as disinfectants or liquid antibacterial soaps, consid-
aureus ATCC 25923, Staphylococcus epidermidis ATCC ering that most studies define activity on bacteria that are
12228, Bacillus subtilis ATCC 7001, Pseudomonas aerugi- responsible for cutaneous conditions such as Staphylococ-
nosa ATCC 27853, Escherichia coli ATCC 25922, Klebsiel- cus aureus, Staphylococcus epidermidis and even Propi-
la pneumoniae ATCC 10033, Serratia sp, and Salmonella onobacterium acnes ATCC 1951, according to research in
typhimurium, 4 dermatophytic fungi: Microsporum canis, Thailand in which it concludes an action of essential oil on
Trichophyton mentagrophytes, Trichophyton rubrum and the pathogen with one (IMC and one CMB of 0.6 l/ml).18
Epidermophyton floccosun and a yeast: Candida albicans.12 According to research in Thailand demonstrating the ac-
The antibacterial activity was greater for the gram-positive tion of the essential oil on the pathogen with one (IMC
bacteria with CMI of 0.3 to 0.6 mg/ml, for gram-negative and one BMC of 0.6 l/ml.18 This information becomes
bacteria the activity was lower with CMI values of 2 to the basis for considering Cymbopogon citratus as a natural
5 mg/ml even against Pseudomonas aeruginosa ATCC active to treat skin pathologies such as acne, which occur
27853. Inhibition did not take place until the concentra- by an infection where most of the agents mentioned are
tion was increased to 10mg/ml (the highest concentration the cause.
of the test). The results in fungi showed antifungal activity The antioxidant activity of extracts of Cymbopogon citratus
in concentrations from 0.04 to 1.25mg/ml. 12 demonstrates a high DPPH uptake activity
There are contrasts in regards to the microbiological activ- The following IC 50 values (g/ml) for aqueous extract
ity tested in different studies. In the case of the studies of 1615.7 +/- 302.2; Ethanolic extract 97.7 +/- 0.2; and Meth-
Guerra and Lemon, the gram positive bacteria presented anolic extract 85.7 +/- 12.2, show that the aqueous extract
greater sensitivity to oil13 but in the case of Alzamora, the presents the best antioxidant activity. Consequently, this
study determined greater activity in gram-negative bacte- plant could be used as a potential agent for the prevention
ria tan in gram positive. In all studies, however, activity of various dermal diseases and pathologies that are the re-
was evidenced for bacteria tested to a greater or lesser de- sult of oxidative stress.19
gree except for Pseudomona aeruginosa, which was resis- Although it is known that aging "per se" does not generate
tant to the tested concentrations.14 greater oxidative stress, studies such as that of Beristain,
The biological variables in which the species has been assert that oxidative stress is linked to chronic degener-
developed, such as differences in soil, temperature, hu- ative diseases, which are usually associated with an early

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Mosquera et al.
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aging. 20 This would allow the identification of active prin- antiasthmatic. The guide also mentions the methods and
ciples that control oxidative stress and the release of free most effective ways in which the apply and use the plant
radicals, which could be used as anti-aging products. such: plant material, tincture 20%, cream with concentra-
tions of 2% to 5%, syrup and aqueous extract. Dosages,
Application of Biological Activities in Phyto-Pharma- contraindications, and warnings are summarized as well,
ceutical or Cosmetic Products which all together offer a practical and efficient tool for the
After reviewing the biological activity of the species, it prescription of products in their natural form or as phar-
became important to identify how much of the active maceuticals obtained from medicinal plants.25
principles have already been used in the manufacture of One of the activities tested in food, but should not be lim-
natural products. In the work done by Mosquera we iden- ited only to this field, but interpolate in different products
tified the "CMI of the oil of Cymbopogon citratus on Pro- such as cosmetics or phytopharmaceuticals is the pre-
pionibacterium acnes by determining effective concentra- servative action exerted by the species due to its action
tions of inhibition from 1 to 5%, concentrations which are against fungi and mycotoxins. The Prakash study identi-
used to make a cosmetic formulation tested in vivo by a fies that the essential oil of Cymbopogon citratus can be
non-invasive analogous chamber Visiopor PP34N which used in stored foods that are frequently contaminated by
determines the presence of porphyrins on the surface of fungal infestations, or mycotoxins secreted by toxigenic
the skin, directly related to the population density of Pro- fungi, responsible for the generation of free radicals. The
pionobacterium acnes, a lotion made with 5% of essential results define the activity of the essential oil on the fun-
oil of Cymbopogon citratus shows a percentage of decrease gi and its action as antioxidant; the work concludes that
from 44.4 to 100% ".21 complementing the activity studies with residual toxicity
In regards to the cosmetic value of the plant: studies have studies of the oil. The species, in fact, could be included
been carried out where the natural actives have been ap- in the category "GRAS"by the Food and Drug Adminis-
plied to creams to test their effectiveness. The results not tration (FDA) and adopted as flavoring or food additive.
only showed the effectiveness, but also the low irritation With studies like these, it can be determined that the es-
of the compounds on the skin. The cream formulation sential oil of Cymbopogon citratus can be developed as
obtained from Cymbopogon citratus possesses antifungal a safe alternative of preservatives for different products.
activity. When tested on Trichophyton and Epidermophy- Their eco-chemical biorrational mode of action would be
ton the CMF values ranged from 0.08 to 2.50 mg/mL. The useful in achieving the goal of "green consumption" and
action proved to be fungicidal, except for yeast C. albicans "sustainable food security. 26
with a value of 5 mg/ml, for which it was fungistatic, the Another study confirming its use as a preservative is that
same study determines its irritating effect. The reactions of Nguefack, in which determination of the conservative
on the skin for erythema and edema were established ac- activity of Cymbopogon citratus is made by combining it
cording to the system described for the evaluation of skin with other essential oils of Ocimum gratissimum and Thy-
irritation. To determine the primary irritation index (PII), mus vulgaris against two strains producing P. expansum
only the observations performed at 24, 48 and 72 hours mycotoxins. The antifungal activity was determined by the
were taken into account, with a PII value equal to zero dilution method expressed as a decimal reduction num-
classifying it as non-irritant. 22 ber of colony units per ml (cfu NDR). The study showed
An interesting study that generates a great potential in the that the essential oils extracted from O. gratissimum were
manufacture of cosmetic products took place in Lima. It significantly (P <0.05) more active against P. expansum
assessed the essential oil of Cymbopogon citratus leaves on than those extracted from C. citratus and T. vulgaris. The
Brevicoryne brassicae and aphids, demonstrating a repel- fungicidal activity of mixtures of fractions of the same es-
lent effect with concentrations oscillating between (0.1 to sential oils or of two different essential oils showed that
0.5%).23 This is not the only study that evaluates the insec- there are synergistic effects, additives against both fungal
ticide capacity, the plant has been tested on a variety of strains.The observed synergistic effects could be exploited
insects, and comparative tests that have been carried out in order to maximize the antimicrobial activity of essen-
with the genus Cymbopogon (Cymbopogon: Cymbopogon tial oils and to minimize the concentrations of essential oil
martinii, Cymbopogon nardus24 conclude that plants of this required to produce an antimicrobial effect without any
genus can play an important role as insecticides. The use of alteration in the tested product.27
this plant reduces the risks of synthetic insecticides, with a These effects tested in the essential oil of Cymbopogon citra-
repellent activity CR50 (ability to repel the 50% of insects) tus in the cosmetic field could present interesting results,
0.03 and 0.04 L/cm2, tested in Oryzaephilus surinamensis since it would be a polyfunctional active ingredient that
(L.) and Sitophilus Zea mays Motsch. not only has activity against some cutaneous pathogen, or
In the field of herbal medicines, Melgarejo in 2004 es- that controls the generation of free radicals, but also would
tablishes a practical guide for the use of the species as a be responsible for the stability of the formulation.
phytotherapeutic in Primary Health Centres. Based on the Within a cosmetic formulation, selecting and correctly us-
pharmacological benefits of the plant, he recommended ing the preservative system in a product means not only
the plant to be used: antibacterial, antifungal, analgesic, defining it or the combination of actives with the preser-
diuretic antihypertensive, antispasmodic, expectorant, vative role, but also the ideal concentration of action, in-

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teraction with the other components of the formula and ning and after four weeks of using the product and the
the incidence In the irritating capacity that can generate data were subjected to analysis of variance. At 28 days of
the product. The European directive for cosmetics (76/768 treatment the clinical evaluation showed the creams had
EEC) in Annex VI has more than 60 active substances, significant improvement in skin brightness and softness,
which can be used for the preservation of cosmetics, how- and the instrumental evaluation indicates that an im-
ever only about a dozen are actually part of the market. provement in skin firmness and elasticity was achieved.31
Among these, the most important are: parabens, isothi- In the cosmetics area are identified certain guidelines al-
azolinones, formaldehyde donors (DMDM), hydantoin, ready given for this species, the essential oil of the leaves
imidazolidinylurea and diazolidinylurea, organic alcohols, of Cymbopogon citratus, is registered in the page of the
aromatic alcohols, phenoxyethanol, methyl dibromo glu- CosIng database of the European Commission that con-
taronitrile and bronopol.28 tains information on the substances and ingredients used
Within this list, no natural ingredients are found which, in cosmetics, with very limited activity only with applica-
as previously indicated, have a high potential. The use of tion in perfumery or with masking effect of aromas,32 but
natural preservatives, far from being novel, is a technique efficiency studies cosmetics would endorse the Commis-
used since antiquity, and in fact, new research is focused sion other properties and can extend the application of the
on new substances that, besides being natural, do not com- ingredient.
promise the health and safety of the users. Some research Regarding the regulations, there are considerations that
supports the relationship of the chemical components of must be taken into account in the production of the oil,
essential oils with a certain chemical and/or biological ac- one of them corresponds to the shelf-life of the species.
tivity, so it is important to know the functional groups and Studies indicate that the leaves of Cymbopogon citratus
possible synergistic interactions between the components. gradually lose their color and fragrance under the action
A correlation of the antimicrobial activity concludes of the sun when stored outdoors. Solar drying is, unfortu-
that the components with the phenolic structures, pres- nately, the only current method of conservation. Likewise,
ent great in-vitro activity against some microorganisms, the lack of control in the distillation process has shown a
granting the bactericidal or bacteriostatic characteristic to reduction of its main components.33
the vegetal species, that possess these components.29 The establishment of the collection, drying and distilla-
One of the activities that must be tested in the field of cos- tion procedures will allow the standardization of extracts
metics, is the antioxidant capacity, an activity that could of Cymbopogon citratus; Guaranteeing the efficiency at-
be corroborated in in vivo studies; Although they have tributed to the product. Countries like Brazil have these
already been carried out using an animal model, as in specifications in Pharmacopoeias that determine that the
the Alvis research that determined the antioxidant activ- plant material used in phytotherapeutic preparations must
ity of the hydro-alcohol extract of Cymbopogon citratus, have at least 60% of its components identified with phar-
by two methods: I) 2, 2-azino-bis (3-ethylbenzthiazo- macological activity.34
line-6 (ABTS), and II) ferric reducer of antioxidant power Within these specifications, the toxicity of the ingredi-
(FRAP). Phenolic content was determined through Folin ent should also be considered. There are toxicity deter-
Ciocalteu using the Rancimat method, and the in vivo minations presented in oral forms as an acute toxico-
effectiveness of this extract was determined using grease logical evaluation of the fluid extracts at 30 and 80% of
as an oxidizing matrix. Ethanol 50% v/v, proved to be the Cymbopogon citratus (DC) Stapf, demonstrating that the
best solvent to extract the bioactive constituents capable of manifestations of toxicity are more evident, at higher flu-
stabilizing the lipid material from the pig fat and protect id concentration, which became more evident in animals
them against oxidation. According to the results, the ex- treated with the 80% fluid extract. The observed damages
tract exhibits a high content of phenolic compounds with were centered in the stomach with light vascular conges-
anti-radical and high reducing effects. In regards to the tion and focal hemorrhagic infiltrate in liver and kidney,
antioxidant effectiveness, it was found that the extract in a where the histological findings evidence the hepatotoxic
concentration of 250 ppm it manages to double the time of and nephrotoxic effect. 35
induction with respect to the control grease.30 Another toxicity study with an internationally validated
These data will allow cosmetic formulations in the con- method (fixed dose procedure), in Prague Dawl rats that
centrations tested to determine the antioxidant capacity received the plant extract orally with a dose limit of 2000
in vivo in human subjects, through non-invasive methods. mg/kg body mass and a negative control of sodium chlo-
Studies of this type have already been carried out with ride 0.9% showed no mortality or symptoms indicative of
natural ingredients such as the one made by Mosquera, toxicity in the animals. Macroscopic anatomopathological
in which ingredients with proven antioxidant action were studies showed no alteration in the organs studied. The
added to cosmetic emulsions (creams). The study was car- LD50 of the test extracts is above 2000 mg/kg of body
ried out with 30 women with some degree of photoaging. mass, classifying it under the Global Harmonized System
A dermatological clinical evaluation and an instrumental as "Unclassified" (Non-toxic").36
evaluation were performed using the Cutometer MPA580, The inability to incorporate natural ingredients into for-
a device that allows visualization of changes in elasticity mulations can be overcome with some revised application
and skin firmness. The evaluation was done at the begin- alternatives in order to extend the applications of volatile

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compounds (essential oils) and to reduce their to obtain a -myrene varied from 25 to 99%, for -citral from 22 to
longer shelf life. To overcome these drawbacks, encapsula- 99% and for -citral from 27 to 99%. The highest retention
tion processes are suggested, whereby a liquid essential oil percentages were obtained with the highest concentration
is enclosed in a special carrier or matrix, which achieves of the encapsulating agent (30%) and with the lowest con-
continuous release and at the same time prolongs the ef- centration of oil in the emulsion (1%), respectively, using
fect of the volatile components with techniques using a gum arabic. The encapsulation allows for the controlled
polymer matrix.37 release of the aromatic compounds present in the solid
Some techniques have been evaluated, microencapsu- matrix. The best retentions for -myrcene, and for - and
lation is considered as an alternative, offering a solution -citral were obtained with 30% gum arabic and a maxi-
to modify the physical state and present them in a solid mum of 3% essential oil.39
form for administration by different routes, this alterna- All these techniques can be applied in the manufacture
tive allows to mask the unpleasant smell and taste of the of cosmetic products, a number of products already ex-
products as well as protecting the fatty acids present from ist many with patented formulas that use both extract and
oxidation. Spray drying is one of the most widely used in- essential oil, in combination with other oils such as lemon
dustrial scale methods for obtaining microcapsules. Due and grape, plus other natural raw materials.40 The patent
to its increasing use in the pharmaceutical industry, it is has as innovation the combination of natural raw materi-
a technique that could also be considered in the field of als in a simple process.
cosmetics. Another very interesting patent in the species is the identi-
An interesting study took place with essential oils, in which fication of the bacterium Pantoea sp endophytic. CCSH-1
a microencapsulation was carried out using yam starch (D. preservation number is CGMCCNo.8715 which generates
rotundata), which was submitted to hydrolysis and lyo- a volatile fragrant substance. The bacteria strain comes
philization processes, using dodecenylsuccinic anhydride from the mature pod of Cymbopogon citratus, and is capa-
(DDSA). This significantly increased the capacities of oil ble of generating a refreshing and pleasant fragrance. The
and emulsifier (surfactant) of the starch, which was used aromatic substance is identified as citral, thus the bacteri-
to microencapsulate essential oil of thyme, which in previ- um provides a new source for the substitution of vegetable
ous studies demonstrated potent antibacterial activity on raw materials that produce perfumes. 41
the strains involved in the development of acne. Microen-
capsulation was carried out by solid lipid microparticulat- Conclusions
ing, followed by emulsification. This achieved an efficiency This bibliographic review, it is clear that the species Cym-
higher than 98%, and the product obtained, challenged in bopogon citratus can be considered an active potential
various tests, showed the capacity to retain more than 90% for efficient cosmetic formulations, acne control lotions,
of the essential oil under conditions of evaporation, avoid- antibacterial soaps, repellent lotions, anti-aging creams,
ing its oxidation and the change in its composition pro- dermal fungal creams, among others. Scientific support
file. Finally, the microcapsules of essential oils of thyme, exists, evaluations that have been carried out in vitro on
on coming into contact with the acne bacteria, maintained some pathogens, identification of an effective concentra-
their bactericidal activity. The results of this work contrib- tion in their growth, may allow defining effective formu-
ute to the development of stable and functional pharma- lations
ceutical, cosmetic and food formulations of essential oils,
by protecting them from evaporation and degradation, 38 Acknowledgments
and can also be applied to the essential oil of Cymbopogon To the Universidad Politecnica Salesiana, and the Univer-
citratus. sidad Catolica de Cuenca, for allowing us to combine ex-
A similar microencapsulation process has also been per- pertise of a group of professionals, to work in the field of
formed with Cymbopogon citratus. The essential oil was cosmetic research in search of natural ingredients. To the
obtained by steam stripping, and 10DE maltodextrin (Pro- professional support of Michelle Viteri in the edition of
quimposa) and gum arabic (GA) (Hycel) were employed this writing.
as encapsulating agents. The essential oil concentrations
evaluated were 1%, 3% and 5% v/v. A pre-emulsion was References
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