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Richard R. Fagen
The Western Political Quarterly, Vol. 18, No. 2, Part 1. (Jun., 1965), pp. 275-284.
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Sun Oct 14 10:48:59 2007
CHARISMATIC AUTHORITY AND THE LEADERSHIP
OF FIDEL CASTRO
&CHARD R. FAGEN
Stanford University
tence, omniscience, and moral perfection of the leader, he cannot be said to exercise
charismatic authority no matter how strong, wise, or moral he perceives himself to be.
2. An "individual personality" or leader capable of generating a charismatic
authority relationship in one context may fail completely to generate that relation-
ship in some other context. There are no universal charismatics. This is clearly a
corollary of the first proposition and suggests that the set of followers is always
bounded by at least two factors. There are some who are never reached (physically)
by the messages of the leader and thus remain at best what we shall call potential
followers. And there are others who, although reached, do not for a variety of rea-
sons respond in the prescribed manner. These individuals we shall call the non-
followers.
3. The leader does not regard himself either as chosen by or as solely dependent
on his followers, but rather as "elected" from above to fulfill a mi~sion.~
He perceives
his followers as having obligations and duties toward him and he perceives himself
as deriving his morality and legitimation from his special relationship with some
more abstract force such as God or history. Furthermore, those who resist or ignore
him - the non-followers - are regarded as "delinquent in duty."
4. The behavior of the charismatic leader in power is anti-bureaucratic -
"specifically outside the realm of everyday routine and the profane sphere." Daily
affairs, whether economic, political or administrative, are treated with disdain by the
leader. He surrounds himself with disciples chosen for their devotion rather than
a staff selected by more formal means.
5. Charismatic authority is unstable, tending to be transformed (routinized)
through time.8 This "natural entropy of the hero's charisma" occurs in part be-
cause his image of infallibility cannot be maintained in the face of inevitable failures,
and in part because the demands of ruling cannot be met through time without more
rationalized involvement in the mundane affairs of state.1
tionship was stressed in an important article by James C. Davies, "Charisma in the 1952
Campaign," A P S R , 48 (1954), 1083-1 102. Using data from the Survey Research Center
of the University of Michigan, Davies identified and analyzed 32 respondents (out of
1,799), who perceived Eisenhower as a charismatic leader. Davies' insights and approach
do not seem to have been followed up by scholars interested in the rapidly changing politi-
cal environments where the concept would be of more research value.
' Weber, o p . cit., pp. 359-61.
"bid., p. 360.
' Ibid.,. p- . 361.
See H. H. Gerth and C. Wright Mills (eds. and trans.), From Max Weber: Essays in Sociology
(New York: Galaxy, 1958), pp. 248-50.
The phrase is from Immanuel Wallerstein, "Evolving Patterns of African Society," in Im-
manuel Wallerstein et al., T h e Political Economy of Contemporary Africa (Washington,
D.C. : George Washington U., 1959), p. 6.
lo Notice that our five propositions say nothing about the social and political conditions con-
ducive to the establishment of charismatic authority. This reflects a gap in Weber's
thought structure which has been succinctly pointed out by Blau: "In short, Weber's
theory encompasses only the historical processes that lead from charismatic movements to
increasing rationalization and does not include an analysis of the historical conditions and
social processes that give rise to charismatic eruptions in the social structure. H e has no
theory of revolution." Blau, op. cit., p. 309. Davies, o p , cit., discusses the genesis of the
"charismatic phenomenon," but only in the context of politics in the large modern state.
CHARISMATIC AUTHORITY 277
I' Except for the first proposition which cannot be ignored because it is at the core of the defini-
tion under which we are operating.
Among the book-length studies in English which stress the charismatic elements of Castro's
relationship with his followers I would mention the following ten: Teresa Casuso, Cuba
and Castro (New York: Random House, 1961) ; Jules Dubois, Fidel Castro (Indianapo-
lis: Bobbs Merrill, 1959) ; Leo Huberman and Paul M. Sweezy, Cuba, Anatomy of a
Revolution (New York: Monthly Review Press, 1960) ; Herbert L. Matthews, T h e Cuban
Story (New York: Brasiller, 1961) ; Warren Miller, 90 Miles from Home (New York:
Crest, 1961) ; C. Wright Mills, Listen Yankee (New York: Ballentine, 1960) ; R. Hart
Phillips, Cuba, Island of Paradox (New York: McDowell, Obolensky, 1959) ; Nicolas
Rivero, Castro's Cuba, A n American Dilemma (Washington, D.C.: Luce, 1962) ; Jean-
Paul Sartre, Sartre on Cuba (New York: Ballentine, 1961) ; William Appleman Williams,
T h e United States, Cuba, and Castro (New York: Monthly Review Press, 1962). These
books, which otherwise represent a wide range of interpretations of the Revolution, are
in consensus on the charismatic basis of the leader-follower relationship -at least in the
first year or two of Castro's rule. For two brief scholarly analyses which make the same
point see Russell H. Fitzgibbon, "The Revolution Next Door: Cuba," Annals, 334 ( 1961 ),
113-22, and George I . Blanksten, "Fidel Castro and Latin America," in Morton A. Kap-
lan (ed.), T h e Revolution in World Politics (New York: Wiley, 1962). The two most
scholarly sources on the Revolution and its antecedents are Wyatt MacGaffey and Clifford
R. Barnett, Cuba, Its People, Its Society, Its Culture (New Haven: HRAF Press, 1962),
and Dudley Seers ( e d . ) , Cuba, T h e Economic and Social Revolution (Chapel Hill: U .
of N. Carolina Press, 1964). A critical and well-documented treatment of many aspects
of the Revolution can be found in International Commission of Jurists, Cuba and the Rule
of Law (Geneva: The Commission, 1962).
278 T H E WESTERN POLITICAL QUARTERLY
Cuba published an article in which he wrote: "It is my conviction which I state now
with full responsibility for what I am saying, that Fidel Castro is an instrument in the
hands of God for the establishment of His reign among men." l3
Only one study, however, is actually based on the type of systematic data needed
for a more thorough analysis of the charismatic elements in the relationship of
Cubans to Castro during the first few years of the Revolution. This is a sample
survey conducted by Lloyd Free in Cuba in April and May of 1960.14 Under the
direction of Free, a Cuban research organization interviewed a cross section of 500
residents of Havana and another cross section of 500 residents of other urban and
semi-urban centers. The 40 per cent of the Cuban population living in rural areas
was not represented in Free's survey.
Free classified 86 per cent of his respondents as supporters of the regime. Of all
supporters, one-half (or 43 per cent of all respondents) were sub-classified as fervent
supporters. In "more-or-less typical quotations from the interviewsJ' Free suggests
the articulated content of fervent support: " 'Fidel has the same ideas as Jesus Christ,
our protector and guide.' 'I would kiss the beard of Fidel Castro.' '[My greatest fear
is :] That some mean person might kill Fidel. If this happens, I think I would die.' " l5
Now these are clearly responses with charismatic overtones. But it would be an
unwarranted inference simply to assume that all of the fervent supporters are also
charismatic followers. Rather, in the absence of an analysis specifically designed
to identify the sub-set of charismatics we can only speculate on how closely it might
coincide with the set of all fervent supporters. In any event, two points stand out:
First, in the early stages of the revolution Castro was perceived as a charismatic
leader by some "sizable" fraction of the Cuban population. Second, in the absence
of survey research designed especially for the purpose, it is impossible to determine
with exactitude just how sizable this fraction was, or how it might have changed in
size and composition through time.la
2. T h e distribution of charismatic followers illuminates important characteristics
of the relationship
One striking aspect of the Cuban Revolution is the thoroughness and frequency
with which the voice and visage of Fidel Castro have blanketed the island. Through
IS Rafael Cepeda, "Fidel Castro y el Reino de Dios," Bohemia (July 17, 1960), p. 110 (my
translation). An American observer noted: "In many Cuban homes a picture of Fidel
has an honored place; in some of them it is a photograph of a bearded youth who seems
to be wearing a kind of halo; the resemblance to portraits of Christ is notable." Irving
P. Pflaum, "By Voice and Violence," Part I, American Universities Field Staff Reports,
Series V , No. 3 (August 1960), p. 16. See also MacGaffey and Barnett, op. cit., pp.
284-85.
I4 Lloyd A. Free, Attitudes of the Cuban People Toward the Castro Regime (Princeton: Insti-
tute for International Social Research, 1960).
" Ibid., p. 6. Free makes the point that such expressions of devotion were not dictated by the
political exigencies of the open-ended interview situation. If a respondent simply wanted
to give a "safe" answer, it would have been quite sufficient simply to express admiration
for Castro and the regime.
'' Of course the problems of conducting survey research in areas undergoing rapid political and
social change are immense. Free mentions that the Cuban organization which originally
promised to undertake the field work backed out at the last moment when informed by a
government leader that it would be "suicidal." The organization which finally undertook
t h r~esearch did so only because it felt its days in Cuba were already numbered. Ibid.,
p. 1.
CHARISMATIC AUTHORITY 279
the extensive television system and the mass rallies - which have on occasion drawn
as many as one million of Cuba's seven million inhabitants into the plaza of Havana
-the messages of the maximum leader have been brought to almost 100 per cent
of the population.17 In our terminology this suggests that there is only an insignificant
number of potential followers (persons not reached by the leader's messages) in
Cuba. We can therefore direct our entire attention to the non-followers, those who
have been reached but do not respond in a charismatic manner.
Once again we must return to Free's data as the best available for an analysis
of the distribution of charismatic followers in Cuba. As before, we cannot identify
the sub-set of charismatics from the set of all fervent supporters, but the patterning
of fervent support by education, social class, and place of residence is revealing. The
tendency for fervent support to be associated with low education, low social class,
and semi-urban residence is clear.18 If rural respondents had been included in the
sample, we would expect the associations to emerge even more strongly. Finally,
Free found that the distribution of fervent supporters was sharply skewed toward
the lower end of the age continuum - 43 per cent of all fervent supporters were
between 20 and 29 years of age.18
TABLE 1
SUPPORT
F OR CASTRO
I N 1959 BY EDUCATION, SOCIAL CLASS,A N D PLACEOF RESIDENCE*
(in percentages)
Moderate Supporters
Fervent Supporters and Non-supporters
( N = 1,000) ( 4 3 per cent) (57 per cent)
Education:
Elementary or no schooling .......................... 49
Social class:
Lowest socioeconomic class .......................... 48
Place o f Residence:
Outside of Havana ........................................ 49
In Havana ...................................................... 34
* Adapted from Lloyd A. Free, Attitudes of the Cuban People T o w a r d the Castro Regime
(Princeton: Institute for International Social Research, 1960), p. 7.
l 7 I have developed and documented this theme of the modernity and pervasiveness of the
Cuban communication system in two other papers. See Richard R. Fagen, "Calculation
and Emotion in Foreign Policy: The Cuban Case," Journal of Conflict Resolution, 6
( 1962), 214-21, and "Television and the Cuban Revolution" (Stanford: Dept. of Politi-
cal Science, 1960), mimeo. For a useful evaluation of Castro's television talents see T a d
Szulc, "Cuban Television's One-Man Show," in CBS (ed.), T h e Eighth Art (New York:
Holt, Rinehart and Winston, 1962), 197-206.
" O u r inability to isolate the charismatics from the fervent supporters is not too crucial here
for it seems safe to assume that, if anything, the charismatics would exhibit these tend-
encies to a greater degree than the fervent supporters do.
lo Free, op. cit., p. 8 .
280 T H E WESTERN POLITICAL QUARTERLY
Confirmation of this pattern of support for Castro also emerges from data on
a systematic sample of Cuban refugees in Miami - a group which is presently unani-
mous in its expressed hatred of FideLz0 When asked how they originally had felt
about Castro when he came to power in 1959, 42 out of 191 refugees replied that
they thought "he was the savior of Cuba." Since the refugee community repre-
sents a highly skewed sample of Cubans, a sample comprised substantially of mem-
bers of the middle and upper classes, Table 2 is of special interest. Thus, even in this
refugee sample the association of strong support with lower education, semi-urban
and rural residence, and lower age is found.
TABLE 2
REFUGEE FOR CASTRO
SUPPORT IN 1959 BY EDUCATION, PLACEOF RESIDENCE,
AND AGE*
( i n percentages)
Education:
High school or less ........................................ 25 75
At least some college .................................... 12 88
Place of Residence:
Outside of Havana ........................................ 27
Havana ..................................................... 19
Age:
40 or younger ............................................... 26
41 or older ............................................... 18
This derives from an unpublished study by the author and Professor Richard Brody of Stan-
ford University. As part of the study, a self-administered questionnaire was given to a
pre-selected sample of male Cuban heads of household living in Miami (in March 1963).
The data in Table 2 are taken from the completed questionnaires. Complete demographic
data on the refugees are reported in Richard R. Fagen and Richard C . Brody, "Cubans
in Exile : A Demographic Analysis," Social Problems, 11 ( 1964), 389-401.
CHARISMATIC AUTHORITY 28 1
have come to center on the rural and less privileged sectors of the society.21 I t is
natural to assume that those who perceive themselves as the prime beneficiaries of
Castro's leadership should also tend to relate most frequently to him in a charismatic
manner. However, just as all nations do not have Cuba's well-developed communi-
cation system, so all charismatic political movements do not necessarily benefit the
rural, the poorly educated, and the lower classes. Finally, the social groupings most
likely to relate charismaticly to Castro may well contain a disproportionate num-
ber of persons who as individuals are predisposed to make a charismatic response.
Davies, for instance, hypothesizes four characteristics of the "charismatic aspect of
personality structure," 2 2 and Doob has suggested that the less educated and less
westernized members of a society perceive and behave toward authority figures quite
differently than do their more educated and westernized c o ~ n t r y m e n It
. ~is
~ perhaps
at this level of "personality in social structure" that the Cuban experience will prove
to be most similar to other instances of political charisma.
3. T h e leader regards himself as elected from above to fulfill a mission
Only a close analysis of Castro's published and unpublished thought could
supply the richness of detail which a full investigation of his self-image would require.
In the absence of such an analysis, we can only note a few recurring and interrelated
themes.
First, Castro perceives the Revolution as part of a greater historical movement
against tyranny and oppression. Castro developed this theme long before he became
a professed Marxist-Leninist. More recently, of course, capitalism and imperialism
have replaced (domestic) tyranny and oppression as the prime obstacles to a revo-
lutionary cleansing of the world's political landscape. Second, the Cuban leadership
and Castro in particular are seen as blessed and protected by the larger historical
movement of which the Revolution is a part. Castro's famous speech ending, "con-
demn me, it doesn't matter. History will absolve me," is a classic, early articulation
of this idea.24 Finally, because the leader is seen as acting in concert with larger
historical forces not always visible to more ordinary men, he alone retains the right
to determine "correct" behavior in the service of the Revolution.
" By actual accomplishments of the Cuban Revolution we refer to such social gains as the edu-
cational, health and welfare, and housing facilities which have been built since 1959. For
examples of the manner in which the Revolutionary Government uses the themes of
egalitarianism and social welfare, see Richard R. Fagen, Cuba: The Political Content of
Adult Education (Stanford: Hoover Institution, 1964).
Davies, op. cit.
'"eonard W. Doob, Becoming More Civilized: A Psychological Exploration (New Haven:
Yale U. Press, 1960).
'4 This speech was delivered by Castro at his trial for leading an attack on the Moncada Army
Barracks in 1953. I t is available in English under the title, History Will Absolve M e
(New York: Lyle Stuart, 1961). The attack and the trial are well treated in Dubois,
op. cit. The theme of historical blessedness and protection received popular reinforce-
ment from the circumstances surrounding Castro's return to Cuba from Mexico in 1956
with 82 men and the avowed purpose of overthrowing Batista. Only Castro and 11 others
escaped to the Sierra Maestra where they launched the guerrilla action which culminated
in the downfall of Batista two years later. All the elements of high drama and miraculous
escape were attached to the story of the guerrilla band during these two years. At one
time, Castro was reported dead, and subsequently a price of $100,000 was set on his head.
282 T H E WESTERN POLITICAL QUARTERLY
The crucial document here is Castro's television speech of March 26, 1962. This is available
in English under the title Fidel Castro Denounces Bureaucracy and Sectarianism (New:
York: Pioneer, 1962). See also the discussion in Theodore Draper, Castro's Revolution
(New York: Praeger, 1962), Appendix Three.
* I am simplifying a very complex and poorly understood relationship (between Castro and the
old-line Communists) for purposes of emphasis. However, I think that the essential point
remains valid; i.e., Castro has fought very hard to maintain his position as the prime
interpreter of the larger historical importance and meaning of events in Cuba? and thus
he sees himself as a leader who is not obligated to accept the interpretations of others with
regard to what his or their political roles should be.
'' International Commission of Jurists, op. cit., p. 61.
15 Sartre, op. cit., see pp. 122-3.
CHARISMATIC AUTHORITY 283
if they don't take care of their problems, they will have problems with me.' " And
this, Sartre maintains, was typical of the manner in which the "maximum leader"
invested his energies in the administration of Cuba.
5. Charismatic authority is unstable, tending to be routinized through time
Now we come to a set of questions which we have in part glossed over by pre-
tending that the legitimacy of Castro's rule has been relatively stable since 1959.
This is not the case, for there have been changes along a t least two dimensions. First,
there has been some shrinkage of the set of followers, both the charismatic and the
non-charismatic. Most simply, Castro's rule is not now as legitimate for as many
Cubans as it once was. However, we lack the data needed to document and quantify
the extent and distribution of this partial disintegration of legitimacy.
Second - and this bears most directly on Weber's concerns - there has been
at least a partial shift as predicted from authority relationships based on charisma to
relationships based on rules, law, and a nascent "revolutionary tradition." This shift
cannot be adequately described in brief compass, but central to the partial routiniza-
tion of charisma in Cuba has been a movement away from Castro as the prime popu-
lar symbol of the Revolution and a concomitant movement toward a heterogeneity of
symbols which includes other leaders, a whole spectrum of martyrs, revolutionary
organizations, and achievements. This movement away from Castro as the organiz-
ing symbol of the Revolution incarnate is illustrated in Table 3, which compares the
frequency with which Castro's picture appeared in two successive sets of INRA, the
TABLE 3
PICTURES IN 22 AVAILABLE
O F CASTRO ISSUESOF I N R A
Total =3 1
Mean* =2.82
ZNRA is a large-format popular magazine of 108 pages. I t contains both pictures and text
much in the manner of LIFE. Although INRA concentrates rather heavily in the areas
of current events and recent history, it does publish essays, reviews, fiction, and poetry.
The original intent was to compare Volume I (1960) with Volume I1 (1961), but two
issues of Volume I could not be located so the 22 remaining issues were split into two
equal sets of 11 each.
Weber, op. cit., p. 364.