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To cite this article: S. Michael Gnanaraj , S.R. Devadasan , R. Murugesh & C.G. Sreenivasa (2012) Sensitisation of SMEs
towards the implementation of Lean Six Sigma an initialisation in a cylinder frames manufacturing Indian SME, Production
Planning & Control: The Management of Operations, 23:8, 599-608, DOI: 10.1080/09537287.2011.572091
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Production Planning & Control
Vol. 23, No. 8, August 2012, 599608
This article suggests the adoption of a model on Lean Six Sigma for successfully implementing it in small and
medium engineering enterprises (SMEs). This model is given the name Deficiency Overcoming Lean Anchorage
Define Measure Analyse Improve Control Stabilise (DOLADMAICS). The DOLADMAICS model has been
designed to lift up an SME through the implementation of Lean Six Sigma in five levels. The implementation
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study on first level of DOLADMAICS model conducted in an Indian SME, manufacturing a component called
cylinder frames, has been reported in this article. After conducting this implementation study, it was found
that the first level of DOLADMAICS model would act as a catalyst and guide for sensitising the management of
SMEs to successfully implement Lean Six Sigma.
Keywords: lean manufacturing; Six Sigma; Lean Six Sigma; small and medium engineering enterprises (SMEs);
DMAIC
was adopted. This model is given the name Deficiencies towards implementing Lean Six Sigma. During the
Overcoming Lean Anchorage Define Measure Analyse research being reported here, this first level of
Improve Control Stabilize (DOLADMAICS and pro- DOLADMAICS model was utilised to examine its
nounced as DOLAD-MAICS). DOLADMAICS propensity in sensitising SMEs towards the implemen-
model has been designed to implement Lean Six tation of Lean Six Sigma. The operational features
Sigma in contemporary SMEs through five levels. of this first level of DOLADMAICS model are briefly
After designing this model, its first level has been described in the following section.
subjected to two implementation studies. One of such
implementation studies is reported in this article.
This study was conducted in an Indian SME in 3. First level of DOLADMAICS model
which a component called cylinder frame is machined The exploded view of the framework of the first level of
and supplied to a farm machinery manufacturer who DOLDMAICS model is shown in Table 2. As shown,
will be assembling it with the power tiller. five deficiencies, namely poor management skills, lack
of planning, inadequate training offered to the employ-
ees, limited fund availability and fewer human
2. Literature survey resources are pinpointed in this first level. The corre-
The increasing competition has been forcing modern sponding wastes to be eliminated for overcoming these
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companies to find ways for reducing the cost of deficiencies are also indicated. For example, the
manufacturing and enhancing the quality levels of deficiency of overcoming limited fund availability is
products and services (Hallgren and Olhager 2009). required to be carried out by eliminating wastes,
namely inventory, overproduction and underutilisation
These contradictory goals can be achieved by simulta-
of people. Subsequently, DMAIC improvement
neously employing two competitive strategies, namely
methodology and stabilise phase are required to be
waste elimination and zero defect manufacturing.
executed. At this first level, a poorly managed con-
Execution of these competitive strategies is simulta-
temporary SME will lack exposure to advanced
neously possible by applying Lean Six Sigma model
techniques of Lean Six Sigma. Hence, only the simple
in companies (Arnheiter and Maleyeff 2005, Kumar
techniques and tools such as brainstorming and
et al. 2006). On realising this fact, a search was made
checklists are used during the implementation of first
to gather the papers reporting researches on Lean Six
level of DOLADMAICS model. The working of this
Sigma. At the end of this search, six research papers
first level of DOLADMAICS model can be understood
that extensively deal with Lean Six Sigma were
by reading the following section.
encountered. The contributions and limitations of the
research works reported in these papers are sum-
marised in Table 1.
4. Implementation study
As shown, out of these six papers, three of them
have reported researches on the implementation of The implementation study of the first level of
Lean Six Sigma in SME. The contributions of these DOLADMAICS model was conducted in an SME
papers are indicated here. Kumar et al. (2006) have situated in Coimbatore, India. In order to maintain
indicated the difficulties experienced while implement- anonymity, the name of this company is referred to as
ing Lean Six Sigma. Thomas et al. (2009) have SME-X. SME-X was started in the year 1991 with the
appraised the need of developing an exclusive Lean turnover of 1.5 crores INR. (Given that 1 US dollar is
Six Sigma model to implement it successfully in SMEs. approximately equal to 50 INR, this amount is equal
Although they have mentioned the deficiencies pre- to 0.3 million US dollars.) At SME-X, 20 employees
vailing in SMEs, the model contributed by them are working. Due to lack of sufficient knowledge about
has not addressed the way of overcoming them. This competitive strategies, Lean Six Sigma was not imple-
requirement has been fulfilled in the research mented. SME-X is not manufacturing any product.
reported by Gnanaraj et al. (2010). In this article, Rather, its operations are restricted to machining of
DOLADMAICS model has been contributed. This heavy cast iron components.
model is designed to overcome 25 deficiencies prevail-
ing in contemporary SMEs. This model is designed
to implement Lean Six Sigma in five levels. In each 4.1. Cylinder frame
level, five deficiencies are overcome using Lean During the conduct of this implementation study,
manufacturing tools and techniques. The first level of cylinder frame was selected as a candidate since
DOLADMAICS is designed to sensitise an SME the general manager of SME-X identified that it is a
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Paper
number Author name Contributions Limitations
1 Furterer and It is stated that Lean Six Sigma combines Lean and Six Sigma principles to achieve Several elements of Six Sigma, such as
Elshennawy (2005) continuous quality improvement and waste elimination. A case study conducted in project charter, were not developed
a government sector has been reported. Lean tools such as Kanban, visual control during the conduct of case study
and one-piece flow have been incorporated in analyse phase of Six Sigmas
DMAIC
2 Byrne et al. (2007) It is stated that Lean Six Sigma is the combination of Lean and Six Sigma concepts. No generalised model for implementing
The benefits achieved by Caterpillar through the implementation of Lean Six Lean Six Sigma is presented
Sigma are appraised throughout the article. Lean Six Sigma is viewed as a strategy
for achieving innovation rather than just achieving cost reduction and process
improvement
3 Sharma (2003) A generalised model for implementing Lean Six Sigma is presented. This model has Six Sigmas project charter and SIPOC
been subjected to implementation study in a battery manufacturing company. The were not employed during the con-
enumeration of lean solutions for overcoming problems is a valuable contribution duct of this research
4 Kumar et al. (2006) The contributions of experts in Lean and Six Sigma fields have been utilised to Six Sigmas project charter has not been
pinpoint the common tools and techniques. Lean tools have been implemented in incorporated in the Lean Six Sigma
an Indian SME using a framework encompassing DMAIC methodology. The framework
difficulties experienced while conducting this case study have been appraised
5 Thomas et al. (2009) The dimensions of SME which act as hurdles in implementing Lean Six Sigma are The proposed model does not deal with
appraised. A model for facilitating the implementation of Lean Six Sigma in SME the challenge of overcoming certain
has been contributed. A case study has been reported in which scientifically deficiencies in SMEs. Some of the
proven techniques like design of experiments were implemented. A significant deficiencies cited in this paper include
savings in money are reported lack of sufficient theoretical knowl-
Production Planning & Control
Deficiencies to Inadequate
be overcome in Poor management Lack of training of Limited fund Fewer human
the first level skills planning employees availability resources
Deliverables: (1) Putting the solutions containing new ideas, processes and procedures to work for improving the identified CTQL
(2) Comparative statement containing the quantified values of the levels of nine wastes and sigma before and after the
implementation of solutions
Techniques and tools: (1) Flow diagram, (2) brainstorming, (3) bar chart and (4) matrix diagram
First level of Objective: To ensure uninterrupted implementation of solutions and create provision for further reducing/eliminating wastes and increasing
control phase the sigma level
Deliverables: (1) A procedure containing the steps of implementing the solutions
(2) A reference list with scales and formulae to measure the levels of wastes and sigma dynamically
Techniques and tools: (1) flow diagram, (2) flow chart, (3) checklists, (4) scales/formulae to measure the levels of wastes and sigma
First level of Objective: To systematise and habitualise the improvement procedure evolved in the earlier phases
stabilise phase Deliverables: (1) The system containing procedures, forms and work instruction to facilitate the continued implementation of solutions
leading to the reduction /elimination of wastes and improvement of sigma level
(2) Results of audits indicating the level of sustenance of the implementation of improved solutions
(3) Lean Anchorage Report
Techniques and tools: (1) checklists, (2) questionnaires, (3) scales and formulae for measuring the levels of wastes and sigma
Production Planning & Control 603
critical component in achieving leanness and Six Sigma . Blow holes and cracks were the major defects
level quality. The photograph of the cylinder frame which contribute to low sigma level at SME-
is shown in Figure 1. As mentioned earlier, SME-X is X. The employment of non-destructive testing
involved in machining the castings of cylinder frame (NDT) methods like dye penetrant test for
and supplying them back to a large-size company. The inspecting cracks and magnetic particle
weight of a cylinder frame is 25 kg. The operations inspection for inspecting blow holes was
carried out on the cast piece of cylinder frame are suggested to find out these defects before
surface milling and boring. In the large-size company, machining.
further components will be added to cylinder frame to . Raw materials are stored in an open environ-
make the final product namely the power tiller. ment at SME-X. They are exposed to direct
Subsequent to the selection of cylinder frame as the sun light for a long duration which may lead
candidate, the implementation study of the first level to the development of cracks. Hence, it was
of DOLADMAICS was carried out by following the suggested to keep the raw materials under a
steps enumerated in the framework shown in Table 2. protected environment.
. It was suggested to improve house keeping.
. A table with rubber pad should be kept
between the machine and storage for safe
4.2. Lean Six Sigma levels and phases handling of the cylinder frames and for
To begin with, brainstorming sessions were conducted ensuring the easy handling of them by the
to overcome deficiencies through the elimination of workers.
corresponding wastes. Subsequently, the define phase . Workers are to be encouraged to come out
activities were begun. During this phase, the project with suggestions towards the improvement of
charter shown in Table 3 was developed. As shown, the the functioning of SME-X. The best sugges-
team members and schedule of activities were identi- tions shall be suitably rewarded.
fied while preparing this project charter. The benefits . Preventive maintenance approach needs to be
to the external customers are reaped in the form of adopted for maintaining the machines.
reduced lead time and high quality in machining. . It was suggested to train the worker-force
Subsequent to define phase, measure phase was carried for adopting appropriate parameters while
out. During this phase, machining data pertaining to machining cylinder frames.
the past 10 months were gathered from the records . In order to prevent the production of defective
maintained at SME-X. Using this data, the sigma value components due to B-axes shift in the
was calculated. The details of these calculations are machine, it was suggested to reduce the
shown in Table 4. As shown, the sigma level was found feed rate.
to be 3.54. This value was found to be very small . In order to achieve high production rate,
as Total Quality Management was not practiced it was suggested to modify the existing
at SME-X. layout.
604 S.M. Gnanaraj et al.
Table 3. Project charter deployed in the first level of DOLADMAICS model at SME-X.
of defective products
Project scope Optimising the machining process
Benefits to external (1) Reduced delivery time
customers (2) High quality machining of cylinder frames
Tools and techniques DOLADMAICS project charter template, check sheets, formulae for calculating sigma level, cause
to be employed and effect diagram, bar chart, Pareto analysis, flow diagram, matrix diagram, flow chart,
checklists, scales/formulae to measure the levels of wastes and sigma and questionnaires
Schedule Activity Project start 5 February 2009
Overcoming of deficiencies DO completion 16 February 2009
Lean Anchorage LA completion 20 January 2009
Define D completion 25 February 2009
Measure M completion 1 March 2009
Analyse A completion 10 March 2009
Improve I completion 31 March 2009
Control C completion 15 April 2009
Stabilise S completion 22 April 2009
Project completion 22 April 2009
Total number of cylinder frames machined during the last 10 months 1430
Number of defective cylinder frames produced 179
Sources of defects 6
Defects per unit opportunity 1430/(179 6) 0.0208625
Defects per million opportunities 0.0208625 10,00,000 20862.5
Six Sigma level 3.54
After making suggestions, control phase activities defective components. Following were these mistake-
were carried out. During this phase, a control plan proofing actions suggested at SME-X:
was developed to have the process under control and . The defects shall be checked during the
to list the actions which need to be taken in the case pre-machining phase so that the defective
of observing a defect. Mistake-proofing exercises cylinder frames are not passed to the produc-
were also proposed to eliminate human errors, mal- tion stage.
functioning of devices and improper environmental . Supervisors are requested to carry out period-
conditions which could lead to the production of ical inspection.
Production Planning & Control 605
Blow holes
Power shut down
Cracks
Causes of defects
Gear misalignment
(B-axes shift) Carelessness
Machine Category
problem
A th P N b D t
Table 5. Causes of producing defective cylinder frames and wastes, namely poor management skills, lack of plan-
their frequency. ning, inadequate training of employees, limited fund
availability and fewer human resources, the actions
Serial number Causes Frequency
required for executing stabilise phase were suggested.
1 Material defect 44 The main suggestion was to form a Lean Six Sigma
2 B-axes shift 49 steering committee for formulating the procedure for
3 Operator mistake 59 stabilising the implementation of the actions listed
4 Power shut down 2 by conducting the first level of DOLADMAICS
5 Machine problems 16
6 Others 9 model. Another suggestion was to conduct periodical
internal and external audits to check the stabilisation
Total number of defects 179
of the implementation of the actions. Even though the
actions suggested could be only partially implemented
at SME-X, the sigma level increased from 3.54 to 4.15.
The waste level decreased by 40%.
. Training to be imparted to the shop floor
At the end of conducting first level of implemen-
employees on production and quality issues.
tation phase, the stabilise activities of DOLADMAICS
. Control charts and graphs need to be used
models were carried out. These activities were carried
during each processing stage to make the
out with the help of the two questionnaires encom-
employees aware of the real time performance
passed in DOLADMAICS model. The first question-
at the respective stages of production.
naire is to be used for auditing the DOLADMAICS
After suggesting the above actions for ensuring model and the second one is to be used for generating
the control of implementing the actions for achieving the Lean Anchorage Report. The questionnaire to be
higher value of sigma and eliminating the pinpointed used during the implementation of the first level of
606 S.M. Gnanaraj et al.
70 120%
99% 100%
60 94% 100%
85%
50
80%
40 60%
60%
30
33% 40%
20
10 20%
0 0%
Operator B-axes shift Material Machine Other Power
mistake defect problems shut down
questions of this questionnaire were indicative Mechanical Engineering. He has 19 years of teaching and
research experience. He has published over 76 papers in
of the favourable application of the first level of international journals. He is an editorial advisory board
DOLADMAICS model at SME-X. Besides conducting member of the European Journal of Innovation Management
the implementation study at SME-X, the authors have and a review board member of the Journal of Management
carried out another such study in an SME involved Development. His research interests include agile manufactur-
in machining electrical motor end covers. The experi- ing, Six Sigma and total productive maintenance.
ence of carrying out this implementation study also
R. Murugesh is working as the
revealed the practical propensity of the first level of Principal of Darshan Institute of
DOLADMAICS model in initialising the implementa- Engineering and Technology,
tion of Lean Six Sigma programme in SMEs. Due to Gujarat, India. He holds a
limitation of space, the reporting of this implementa- Bachelors degree in Mechanical
tion study has not fallen within the scope of this article. Engineering, a Masters degree in
Industrial Engineering and a PhD
On the whole, the first level of DOLADMAICS model degree in Mechanical Engineering.
was found to be adequately sensitising the manage- He has more than 20 years of
ment of SMEs towards initiating Lean Six Sigma experience in Teaching and Research. He is a recognised PhD
programme. Conduct of many case studies involving supervisor/guide. He has published 18 papers in various
numerous SMEs will indicate the degree of practical international journals, 10 papers in international confer-
ences, three papers in national conferences and seven papers
compatibility of first level of DOLADMAICS model.
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Appendix 1. Excerpt of the questionnaire used during stabilise phase of the first level of DOLADMAICS model.
Appendix 2. Questionnaire to be used for generating Lean Anchorage Report of first level of DOLADMAICS model.