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ETSP – Extension and Training Support Project for Forestry and Agriculture in the Uplands
218 Doi Can Street, GPO Box 81, Hanoi, Vietnam; phone: +84 4 832 98 33, fax: +84 4 832 98 34
e-mail: etsp.office@hn.vnn.vn
web site ETSP: http://www.etsp.org.vn, web site Helvetas Vietnam: http://www.helvetas.org.vn
PRA tools
for identifying activities for the
mid-term and yearly socio-economic
Village Development Plan (VDP)
June 2003
1
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References:
Social Forestry Development Project (SFDP), Bé c«ng cô PRA ( §¸nh gi¸ n«ng th«n cã ng-êi d©n
tham gia - Participatory Rural Appraisal) cho th«n b¶n dïng trong lËp kÕ ho¹ch ph¸t triÓn
kinh tÕ - x· héi cÊp th«n b¶n
Sontheimer, S. et al., 1999, PRA toolbox, Joint Back to Office Report, Technical Backstopping to the
Preparatory Phase of GCP/ETH/056/BEL, Ethiopia
Guijt, I., 1998, Participatory monitoring and impact assessment of sustainable agriculture initiatives,
SARL discussion paper 1, IIED, London
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What is PRA?
PRA is a methodology that enable rural people to share, enhance and analyse their knowledge of life
and conditions, and to plan and act and to monitor and evaluate. The role of the outsider is that of a
catalyst, a facilitator of processes within a community.
(adapted from Chambers)
In the VDP/CDP process, PRA tools are used to analyse the current situation, potential and problems
and their causes, figure out possible solutions and identify relevant activites for different thematic
areas. These tools are used during the village appraisal which is made by the VDP working group,
with support of the CDP facilitation team.
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NOTE - TAKER
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Tool 1: TRANSECT WALK
Description: The transect walk is a tool to discuss information related to land use of the
village. Transects are done with structured walks through typical village
landscape. Such walks can cover part of the village or the entire village, taking
an hour or up to some hours. Transects consist of two elements: the walk and
and a diagram that records the information of the walks.
Objectives: Identify typical land use types and their characteristics in terms of soil quality,
vegetation, land tenure, socio-economy, gender, etc.
With whom: Mixed group of farmers (female and male)
Land use type: Paddy Irr. Housing Home garden Natural forest
Soil & soil quality
Crops, vegetation
Land tenure
Income generation
…
Potentials, best
practices
Problems
Solutions
Step 2: Figure out potentials, best practices, important problems and their causes
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Step 4: Identify relevant activities to tackle the problems or to reinforce promising practices
(Attention: it is important to rank the priority of the activities)
Time frame Village External Priority
Activity Unit Quantity Location Finis contribution contribution (1 to 3)
Start
h
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Description: The Village Resource Map is a tool that helps us to learn about a community
and its resource base. The primary concern is not to develop an accurate map
but to get useful information about local perceptions of resources. The VDP
working group members should further develop and detail the content of the
map according to what is important to them.
Objectives: To learn the villagers' perception of what natural resources are found in the
community and how they are used.
With whom: Female and male focus groups
How to facilitate: The Village Resource Map is a good tool to begin with. It helps initiate
discussion among the community and with the CDP facilitation team. All team
members should observe the mapping exercise because it provides an overall
orientation to the features of the community and its resources. The resource map
should be designed on a formerly prepared large size Ao paper.
It’s recommended to use this tool in separate groups of men and women in the
village. This is because women and men may use different resources. Women
may draw the resources which are important for them (like water sources,
firewood sources, etc).
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Step 2: Figure out the three most important problems and their causes
Problems Causes
Which resource do you have the most What are the causes of the problem?
problem with?
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Description:
This tool helps the villagers to remind all important events which
happened in the village in the past. It also helps villagers of the
community to be aware of their effort passing each period of their
recent history.
Objectives:
Find out general information and important events in the recent
village history.
Meaning of village
name
Village foundation
1930->1954
1954 ->1975
1975 ->1990
1990 - >today
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Description: A seasonal calendar is a participatory tool to explore seasonal changes (e.g. gender-
specific workload, diseases, income, expenditure etc.).
Objective: Learn about changes in livelihoods over the year and to show the seasonality of
agricultural and non agricultural workload, food availability, human diseases, gender-
specific income and expenditure, water, forage, credit.
Methods : The VDP working group discuss and fill in the form with the values (quantity,
intensity, …) for each topic (see sample)
With whom: Mixed group for women and men
How to facilitate:
1. Find a large open space for the group work. The calendar can be drawn on the ground, on the floor
or on a large size Ao paper.
2. Ask the participants to draw a matrix, indicating each month along one axis.
3. It usually easiest to start the calendar by asking about rainfall patterns. Choose a symbol for rain
and put/draw it next to the first column which participants will now use to illustrate the rainfall.
Ask the group to put stones under each month of the calendar to represent relative amounts of
rainfall (more stones meaning more rainfall).
4. Move to the next topic and ask people during which period the intensity for agriculture activities is
high.
5. Go on like this, meaning topic by topic.
6. After the calendar is finished ask the group which linkages they see among the different topics of
the calendar. Encourage the group to discuss what they see on the calendar and when is the most
appropriate season for additional activities for men and women?
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Rainfall
Month 1 2 3 4 5 6 7 8 9 10 11 12
Intensity agriculture
activities
Intensity of forestry
activities
Agriculture work
load for women
Agriculture work
load for men
Non-agriculture
work load for women
Non-agriculture
work load for men
Food scarcity
Expenditure for
women
Expenditure for
women
Livestock forage
availability
Credit availability
Step 2: Figure out the three most important problems and their causes
Problems Causes
time constraints? What are the causes of the problem?
limited financial resources?
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Step 4: Identify relevant activities to tackle the problems or to reinforce promising practices
(Attention: it is important to rank the priority of the activities)
Time frame Village External Priority
Activity Unit Quantity Location Finis contribution contribution (1 to 3)
Start
h
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Objectives:
Assess wet rice production in the village: level of
intensity, variety use, productivity and efficiency
Identify promising practices and main problems
Figure out appropriate solutions and activities
Step 2: Figure out the three most important problems and their causes
Problems Causes
What constraints for intensive wet rice What are the causes of the
cultivation system problem/constraints?
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Step 4: Identify relevant activities to tackle the problems or to reinforce promising practices
(Attention: it is important to rank the priority of the activities)
Time frame Village External Priority
Activity Unit Quantity Location Finis contribution contribution (1 to 3)
Start
h
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Objectives:
Assess upland cultivation crops and cultivation
techniques in the village: level of intensity, variety
use, productivity and efficiency
Identify promising practices and main problems
Figure out appropriate solutions and activities
Fertilisers used
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Step 2: Figure out the three most important problems and their causes
Problems Causes
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Tool 7: FRUIT TREES, HOME GARDEN AND CASH CROPS
Objectives:
Identify the most important fruit trees, home garden and cash crops
in terms of food provision & related income generation in the village
Identify promising practices and main problems
Figure out appropriate solutions and activities
Score:
Food provision
Income generation
Disease resistance
Drought resistance
Fast growing
….
TOTAL
RANK
Step 2: Figure out potentials, promising practices, important problems and their causes
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Step 4: Identify relevant activities to tackle the problems or to reinforce promising practices
(Attention: it is important to rank the priority of the activities)
Time frame Village External Priority
Activity Unit Quantity Location Finis contribution contribution (1 to 3)
Start
h
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Tool 8: LIVESTOCK
Objectives:
Identify the most important animals in the village
Identify promising practices and main problems
Figure out appropriate solutions and activities
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Step 2: Figure out potentials, promising practices, important problems and their causes
Step 4: Identify relevant activities to tackle the problems or to reinforce promising practices
(Attention: it is important to rank the priority of the activities)
Time frame Village External Priority
Activity Unit Quantity Location Finis contribution contribution (1 to 3)
Start
h
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Tool 9: ASSESSMENT OF FORESTRY
Step 2: Figure out promising practices, potentials, important problems and their causes
Promising practices/
potentials:
Problems Causes
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Step 4: Identify relevant activities to tackle the problems or to reinforce promising practices
(Attention: it is important to rank the priority of the activities)
Time frame Village External Priority
Activity Unit Quantity Location Finis contribution contribution (1 to 3)
Start
h
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Objectives:
Identify the most important forest and non-timber forest products &
related income generation in the village
Identify promising practices and main problems
Figure out appropriate solutions and activities
Food provision
Income generation
Fast growing / productivity
Collecting time
….
TOTAL
RANK
Step 2: Figure out potentials, promising practices, important problems and their causes
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Solutions
Step 4: Identify relevant activities to tackle the problems or to reinforce promising practices
(Attention: it is important to rank the priority of the activities)
Time frame Village External Priority
Activity Unit Quantity Location Finis contribution contribution (1 to 3)
Start
h
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Category 2
Category 3
Category 4
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Problems Causes
Step 4: Identify relevant activities to tackle the problems or to reinforce promising practices
(Attention: it is important to rank the priority of the activities)
Time frame Village External Priority
Activity Unit Quantity Location Finis contribution contribution (1 to 3)
Start
h
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Tip: a list with products can be established. Importance of sold and bought products can be ranked
from 1 to 10.
Potentials:
Problems Causes
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Step 4: Identify relevant activities to tackle the problems or to reinforce promising practices
(Attention: it is important to rank the priority of the activities)
Time frame Village External Priority
Activity Unit Quantity Location Finis contribution contribution (1 to 3)
Start
h
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Description:
The Venn Diagram shows institutions, organisations, groups and important individuals found in the
village, as well as the villagers view of their importance in the community. Additionally the diagram
explains who participates in these groups in terms of gender and wealth. The institutional relationship
diagram also indicates how close the contact and cooperation between those organisations and groups
is.
Objectives:
Identify external and internal organisations/groups/important persons active in the community
Identify who participates in local organisations/institutions by gender and wealth
Figure out how the different organisations and groups relate to each other in terms of contact, co-
operation, flow of information and provision of services.
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7. Show the degree of contact/co-operation between the community and those institutions by
distance between the circles as follows:
largely distanced circles: no or little contact or co-operation
circles close to each other: only loose contacts exist
touching circles: some co-operation
overlapping circles: close co-operation
8. Identify which institutions are only accepting women or men as members. Are their any
institutions or groups that do provide services either only for men or only for women? Show the
answers by marking the circles with a common symbol for men or women.
9. Discuss in which organisations poor people do not participate and why. Mark such institutions on
the diagram by using a symbol for poor.
Potentials:
Problems Causes
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Step 4: Identify relevant activities to tackle the problems or to reinforce promising practices
(Attention: it is important to rank the priority of the activities)
Time frame Village External Priority
Activity Unit Quantity Location Finis contribution contribution (1 to 3)
Start
h
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Objectives:
Describe the situation of education for the village
Identify main problems related to school attendance of children
Figure out appropriate solutions and related activities
With whom:
Mixed male and femal focus group
Step 2: Figure out the three most important problems and their causes
Problems Causes
Main problems related to school attendance of
the children
Step 4: Identify relevant activities to tackle the problems or to reinforce promising practices
(Attention: it is important to rank the priority of the activities)
Time frame Village External Priority
Activity Unit Quantity Location Finis contribution contribution (1 to 3)
Start
h
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Objectives:
Describe the situation of health care of the village
Identify main problems related to health care
Figure out appropriate solutions and related activities
With whom:
Mixed male and femal focus group
Step 2: Figure out the three most important problems and their causes
Problems Causes
What are the most important problems related to
health care in the village?
Step 4: Identify relevant activities to tackle the problems or to reinforce promising practices
(Attention: it is important to rank the priority of the activities)
Time frame Village External Priority
Activity Unit Quantity Location Finis contribution contribution (1 to 3)
Start
h
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Objective:
Analyse the existing conditions of the existing road
infrastructure system in order to identify the
measurements to improve it
Identify the most important roads and bridges in terms of economical development of the village
Review the quality of roads and bridges
...
Step 2: Figure out the three most important problems and their causes
Problems Causes
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Objectives:
Assess the situation of the existing irrigation system, irrigation and drainage capacity, the
management responsibility and construction & maintenance implementation
Identify the demands of villagers to expand existing irrigation perimeters and to construct other
irrigation system
Figure out appropriate solutions and related activities
c. Review the situation of the different irrigation perimeters and identify the needs for improvement,
reparation, upgrading and new construction. Draw the review results on the map
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Step 2: Figure out the three most important problems and their causes
Problems Causes
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Tool 18: DRINKING WATER AND WATER SUPPLY
Objectives:
Describe the situation of drinking water and water supply for home use in the village
Identify main problems related to drinking water and water supply
Figure out appropriate solutions and related activities
With whom:
Mixed male and femal focus group
Step 2: Figure out the three most important problems and their causes
Problems Causes
What are the most important problems related to
drinking water and water supply for home use?
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Step 2: Figure out promising practices, potential, important problems and their causes
Promising practices/
potentials:
Problems Causes
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Step 4: Identify relevant activities to tackle the problems or to reinforce promising practices
(Attention: it is important to rank the priority of the activities)
Time frame Village External Priority
Activity Unit Quantity Location Finis contribution contribution (1 to 3)
Start
h
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Step 5: Discuss and agree on VDP: mid-term and upcoming yearly plan
The VDP consists of two parts: the mid-term and the upcoming yearly plan.
It is important that the members of the VDP working group inform their colleagues that their VDP
proposal isn’t a finalized result and that everybody is invited to give comments and express opinions.
The facilitators should encourage people from weaker groups such as poor households or women to
participate to the discussion.
PS: All results have to be written up on A4 paper. These A4 papers are used for consolidating the
results at the village and commune levels, meanwhile the results on large size paper (Ao) are kept by
the village, contributing to a transparent planning process.
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