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Energy and Buildings 92 (2015) 313321

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Energy and Buildings


journal homepage: www.elsevier.com/locate/enbuild

Window operation and impacts on building energy consumption


Liping Wang a, , Steve Greenberg b
a
Department of Civil and Environmental Engineering, University of Wyoming, 1000 E University Drive, Laramie, WY 82072, United States
b
Department of Building Technology and Urban Systems, Lawrence Berkeley National Laboratory, 1 Cyclotron Road MS 90-3111, Berkeley, CA 94720,
United States

a r t i c l e i n f o a b s t r a c t

Article history: Operable windows provide occupants with the ability to control local environments and satisfy human
Received 9 October 2014 expectation to access outdoor environments. Operation behaviors or strategies for operable windows
Received in revised form 24 January 2015 have substantial impacts on the indoor environment and building energy consumption. Facility managers
Accepted 27 January 2015
complain about operable windows left open in buildings with conventional HVAC systems. However,
Available online 7 February 2015
optimum control strategies of window operation reduce energy consumption for buildings via natural
ventilation or mixed-mode ventilation. This study focuses on the investigation of the impacts of window
Keywords:
operation on building performance for different types of ventilation systems including natural ventila-
Window operation
Natural ventilation
tion, mixed-mode ventilation, and conventional VAV systems in a medium-size reference ofce building.
Mixed-mode A building performance simulation toolEnergyPlusis used to simulate window operation for each
HVAC system system type. Various control strategies of window operation, simulated using the energy management
EnergyPlus system feature (EMS) in EnergyPlus, are evaluated based on the criteria of thermal comfort and energy
consumption. The investigation included the interaction between conventional VAV systems and window
operation as well as control strategies for natural ventilation and mixed-mode ventilation. The results
highlighted the impacts of window operation on energy use and comfort and identied HVAC energy
savings of 1747% with mixed-mode ventilation during summer for various climates.
2015 Elsevier B.V. All rights reserved.

1. Introduction occupants open their ofces windows very often and another 19%
do so sometimes, based on a total number of 303 responses [10].
Operable windows enable physical connection with the out- Mixed-mode ventilation combines natural ventilation and con-
door environment, provide occupants with the ability to control ventional mechanical heating and cooling systems to minimize
the local environment by natural ventilation, and have the potential HVAC energy consumption and satisfy indoor thermal comfort
to improve thermal comfort and reduce cooling loads, if properly through proper control strategies of operable windows [11,12].
designed and operated. On one hand, as the benets of natural It is commonly classied into three categories: Concurrent,
ventilation, including reducing operation costs, improving indoor Change-over and Zoned depending on its control strategies
air quality, and providing satisfactory thermal comfort, are well- [13]. Concurrent refers to the mixed-mode strategy that mechan-
recognized, natural ventilation through operable windows has ical systems and natural ventilation can operate in the same space
become an attractive alternative to alleviate the issues associated at the same time. Change-over refers to the mixed-mode strat-
with air-conditioned buildings. Important studies have been car- egy that a building switches between natural ventilation and
ried out to characterize and predict occupants window opening mechanical systems. Zoned refers to the strategy that natural
behaviors based on key environmental parameters for naturally ventilation and mechanical systems operate in different thermal
ventilated buildings [19]. On the other hand, building facility man- zones. Although natural ventilation is difcult to design and control,
agers commonly complain that operable windows were left open in we are facing more challenges for building designs with oper-
buildings with a conventional HVAC system causing the central sys- able windows for mixed-mode ventilation as operable windows
tem to run heavily. An occupant survey in mechanically conditioned would require integration with mechanical systems, and they cre-
ofce buildings of a large enterprise in Cyprus, shows that 66% of ate dynamic variability in the thermal environment. Spindler and
Norford [14] optimized control strategies for a mixed-mode build-
ing based on thermal predictions using a developed data-driven
Corresponding author. Tel.: +1 307 766 3299. thermal model for mixed-mode buildings. Karava et al. [15] inves-
E-mail address: lwang12@uwyo.edu (L. Wang). tigated mixed-mode cooling strategies for an institutional building

http://dx.doi.org/10.1016/j.enbuild.2015.01.060
0378-7788/ 2015 Elsevier B.V. All rights reserved.
314 L. Wang, S. Greenberg / Energy and Buildings 92 (2015) 313321

with motorized facade openings integrated with an atrium and


high levels of exposed thermal mass. Menassa [16] studied differ-
ent hybrid ventilation strategies for a laboratory building located in
Madison, Wisconsin and the best strategy can result in 20% savings
in mechanical cooling over the summer. Model-predictive control
was applied to optimize the control strategies for mixed-mode
buildings based on building energy simulation [1719].
Occupants thermal perception in mixed-mode buildings is still
under debate. ASHRAE Standard 55 [20] requires narrow thermal
set-points of air-conditioned buildings for mixed-mode buildings.
However, a recent study from Deuble and de Dear [21] on occu-
pant comfort sensation in a mixed-mode building found that the
ASHRAE Standard 55 adaptive comfort standard is more appropri-
ate to use as an operating guideline for mixed-mode buildings than
traditional thermal comfort used for mechanical systems. There-
fore, the adaptive comfort standard was applied in this study.
The objective of this study is to quantify the impacts of window Fig. 1. Layout of ve thermal zones per oor.
operation on building energy use and occupants thermal com-
fort. We investigated the interaction between conventional VAV
Three citiesChicago, Houston and San Franciscowere cho-
systems and window operation, and studied control strategies for
sen in the study to represent three different climates: humid
natural ventilation and mixed-mode ventilation using a medium-
continental, humid subtropical, and Mediterranean mild climates,
size ofce building energy simulation model.
respectively.
For each climate, four simulation scenarios with different
2. Methodology control strategies for VAV and window operation were devel-
oped based on the medium-size reference building model. They
EnergyPlus [22] is used as the simulation tool in the study are open windows (OW), natural ventilation (NV), changer-over
for modeling various scenarios for window operation. EnergyPlus, mixed-mode ventilation (Change-over), and concurrent mixed-
developed by the U.S. Department of Energy, is an open-source mode ventilation (Concurrent).
whole-building energy simulation program built upon sub-hourly In each scenario, the HVAC equipment and system sizing were
zone heat balance and integrated solutions of building loads, HVAC xed according to the baselines in order to exclude the variation
systems, and central plant equipment. In this study, a commer- of energy consumption and comfort performance due to different
cial building reference model [23] in compliance with ASHRAE HVAC equipment sizes. Thermal zone layout was kept the same,
90.1 [24] for a medium-size ofce building is used as the base- and three core zones were served by central HVAC systems for
line for the study to investigate the impacts of window operation the four scenarios to meet the same cooling and heating setpoints
on energy use and thermal environment. The total building area as the baselines for all the scenarios. Simulation model compari-
is 4982.19 m2 . There are three stories and 15 thermal zones in son among the four scenarios is summarized in Table 1. The four
the medium-size ofce reference model. There are four perime- scenarios and their control mechanisms are explained in detail as
ter zones and one core zone for each oor (Fig. 1). The window follows.
to wall ratio (WWR) is 0.48 for all four orientations. The lighting-
power density and electric plug-load density are 8.87 W/m2 and 2.1. Scenario 1open windows (OW)
8.07 W/m2 , respectively. A multi-zone variable air volume (VAV)
system, with a two-speed direct-expansion (DX) cooling coil and a No changes have been made to the HVAC systems, system oper-
gas burner, is used to provide the conditioned environment for each ation schedule, and room setpoints in OW. An airow network
oor. There are three multi-zone VAV systems in total. An electric model [25] was set up in EnergyPlus to simulate air movement
reheating coil is available for each thermal zone. in perimeter zones due to wind and surface leakage. As shown in

Table 1
Simulation model comparison among OW, NV, Change-over, Concurrent.

Open window (OW) Natural ventilation Change-over Concurrent


(NV) mixed-mode mixed-mode
ventilation ventilation

Cooling/heating setpoint for perimeter zones Same as core zones Adaptive thermal Adaptive thermal Adaptive thermal
served by mechanical comfort setpoint (80% comfort setpoint (80% comfort setpoint (80%
systems acceptability) acceptability) acceptability)
Use airow network model Yes Yes Yes Yes
Window opening Constant (second oor: Temperature-based Temperature-based Temperature-based
5% open, other oors: control control control
0%)
Ventilation setpoint NA TNVHeating TNVHeating TNVHeating
Upper limit of indooroutdoor air temperature NA 15 C 15 C 15 C
difference for ventilation
Venting availability Always available When OAT > (TNVHeating When OAT > (TNVHeating When OAT > (TNVHeating
3 C) 3 C) 3 C)
Is mechanical cooling available for perimeter Yes No Available once Yes
zones? windows in a thermal
zone are closed

OAT: outdoor air temperature ( C); TNVHeating : adaptive heating setpoint (80% acceptability) ( C).
L. Wang, S. Greenberg / Energy and Buildings 92 (2015) 313321 315

Fig. 3. Illustration of operation range of natural ventilation when outdoor air


Fig. 2. Modulation of window opening according to indoor and outdoor tempera- temperature equals to mean monthly outdoor air temperature based on ASHRAE
ture difference (Tzone : zone air temperature; OAT: outdoor air temperature). Standard 55 adaptive thermal comfort chart (Tzone : zone air temperature; OAT:
outdoor air temperature; TNVHeating : adaptive heating setpoint (80% acceptability)).

Table 1, the window opening fraction of each perimeter zone on


the middle oor was set as a constant5% throughout the simu-
lation period (June 1stAugust 31st) with high cooling demands.
perimeter zones are available to open (venting availability) when
Therefore, large amounts of unwanted cold/hot air may ow into
outdoor air temperature is greater than the temperature which is
the building or conditioned air may ow out of the building through
3 C below the adaptive heating setpoint (TNVHeating 3 C) in order
the openings, which will cause extra energy consumption for the
to avoid overcooling thermal zones when outdoor air temperature
HVAC systems.
is too low. An illustration of the natural ventilation (NV) opera-
tion range is shown in Fig. 3. The shaded area indicates the NV
2.2. Scenario 2natural ventilation (NV)
operation range when outdoor air temperature (OAT) is equal to
the monthly mean outdoor air temperature. The three boundary
In NV, natural ventilation was applied to cool all the perimeter
lines (Tzone = OAT; Tzone = TNVHeating ; OAT = (TNVHeating 3 C)) dene
zones. In contrast to the thermal comfort based on the heat bal-
its operation range. Since most of the time, outdoor air tempera-
ance model for mechanically conditioned buildings [26], adaptive
ture is not equal to the monthly mean outdoor air temperature, the
thermal comfort [27,28] considers occupants tendency to react to
NV operation range changes dynamically with outdoor air temper-
environmental stimulations and restore comfort through behav-
ature.
ioral adaptation and is applied for naturally ventilated buildings.
Since natural ventilation is the only cooling source for perimeter
Cooling and heating setpoints for naturally ventilated zones were
zones, conditioned air from the VAV terminal unit of this particu-
set by Eqs. (1) and (2) respectively based on mean monthly outdoor
lar zone is no longer available whenever zone air temperature is
air temperature according to 80% acceptability for naturally condi-
greater than adaptive heating setpoint and windows are available
tioned spaces in ASHRAE Standard 55 [20]. The same setpoints are
to operate.
used in the mixed-mode scenarios later discussed in this paper.
Mechanical HVAC systems served the core zones, and cooling and
heating setpoints remained the same as the baseline.
2.3. Scenario 3Change-over mixed-mode ventilation
TNVCooling = Ta 0.31 + 21.3 (1) (Change-over)
TNVHeating = Ta 0.31 + 14.3 (2)
In Chang-over, whenever a window in a perimeter zone is open,
where TNVCooling upper 80% acceptability limit for natural ven- the heating and cooling air supplied from a mechanical system to
tilation ( C), TNVHeating lower 80% acceptability limit for natural this zone will be turned off. The control type of this mixed-mode
ventilation ( C) and Ta mean outdoor monthly air temperature ventilation, serving perimeter zones, is classied as Change-over.
( C). The interlock between operable windows and a mechanical sys-
Similar to OW, air movement in perimeter zones is simulated tem can be as basic as a switch that automatically turns off local
using airow network model in EnergyPlus. However, the control HVAC components when windows are open. Cooling and heating
mechanisms for OW and NV are different as shown in Table 1. In setpoints for perimeter zones in this scenario are the same as those
NV, a temperature-based control strategy is used to determine the in the scenario for natural ventilation. Mechanical systems serve
fraction of window opening. When windows in perimeter zones are cooling and heating for core zones and their setpoints remain the
available to open, the fractions of window opening are modulated same as baseline.
based on a linear relationship with indooroutdoor temperature Window operation in the scenario adopts temperature-based
difference if zone air temperature is greater than outdoor air tem- control strategies as described in the scenario for natural venti-
perature and is also greater than ventilation setpoint. In this study, lation. Whenever window opening factor for a perimeter zone is
the window opening fraction is based on the indooroutdoor tem- greater than 0%, conditioned air from the VAV terminal unit of
perature difference and is illustrated in Fig. 2. Windows will be fully this particular zone is no longer available. As shown in Table 1,
closed when the indooroutdoor temperature difference is greater the difference between NV and Change-over is in the availability
than or equal to 15 C and windows will be fully open for venti- of mechanical cooling for perimeter zones. Mechanical cooling is
lation when the indoor and outdoor air temperatures are equal. never available for perimeter zones in NV, while mechanical cool-
The ventilation setpoint was set to be the adaptive heating setpoint ing is available for perimeter zones in Change-over once windows
(TNVHeating ) for perimeter zones, determined by Eq. (2). Windows in in a thermal zone are closed.
316 L. Wang, S. Greenberg / Energy and Buildings 92 (2015) 313321

Fig. 4. Temperature, energy demand proles, heating and cooling electric demand proles and window operation for OW in San Francisco over a typical week in June.

2.4. Scenario 4concurrent mixed-mode ventilation (Concurrent) The energy management system (EMS) in EnergyPlus is used to
implement different control strategies for operable windows in this
The major difference between Change-over and Concurrent study. EMS is an advanced feature of EnergyPlus and designed for
is in operation control. Mixed-mode ventilation still serves the users to develop customized high-level, supervisory control routi-
perimeter zones in Concurrent. Natural ventilation is taken as the nes to override specied aspects of EnergyPlus modeling in the EMS
priority to provide cooling for perimeter zones, and mechanical program.
systems provide supplementary cooling when natural ventilation
alone is not enough to meet cooling setpoints. The control type of
this mixed-mode ventilation is classied as Concurrent. If natu- 3. Result discussion
ral ventilation can meet cooling loads for a thermal zone, the VAV
damper at zone level will be closed. Otherwise, conditioned air from 3.1. Result discussion on each scenario for San Francisco
the VAV terminal unit is available to provide supplementary cool-
ing in order to meet thermal comfort. When window opening factor 3.1.1. Open windows (OW)
for a perimeter zone is greater than 0% and natural ventilation can Fig. 4 illustrates hourly proles for temperature, HVAC energy
keep zone air temperature within setpoints, conditioned air from demand, electric demands for heating and cooling, and window
the VAV terminal unit of this particular zone is turned off. position for the medium-size ofce building in San Francisco over a
L. Wang, S. Greenberg / Energy and Buildings 92 (2015) 313321 317

Fig. 5. Temperature, energy demand proles, heating and cooling electric demand proles and window position for NV in San Francisco over a typical week in June.

typical week in June. Fig. 4a shows outdoor air temperature, cooling due to open windows goes mostly for heating for San Francisco
setpoint, heating setpoint, and zone air temperature for a thermal climate.
zone on the middle oor. Fig. 4b shows a comparison on building
HVAC electric demand between OW and baseline. Fig. 4c shows the 3.1.2. Natural ventilation (NV)
heating electric demand. Fig. 4d shows the cooling electric demand Fig. 5 shows hourly proles for temperature, HVAC energy
and the 5% constant window position for a thermal zone on the demands, electric demands for heating and cooling and window
mid-oor. position of the natural ventilation scenario. Heating and cooling
The heating and cooling setpoints of thermal zones in OW are setpoints for NV were based on the adaptive thermal comfort
the same as baseline. Mechanical cooling setpoint is 24 C during in ASHRAE Standard 55 [20]. Since San Francisco is characteristic
occupied hours and setback by 2.7 C during unoccupied hours. of cool-summer Mediterranean climate, natural ventilation is an
Although operable windows on the middle oor were 5% open effective cooling strategy for summer. However, when outdoor air
through the year, zone air temperature of perimeter zones, served temperature is above cooling setpoint as shown in Fig. 5a, purely
by existing HVAC systems, stays within setpoints. It may not be the natural ventilation cannot meet the thermal comfort requirement.
case if opening fraction is further increased or the building is located Fig. 5b shows that hourly HVAC electric demands have been largely
in different climates. Energy penalty can be observed in Fig. 4b in reduced for most of the time due to substantially reduced cooling
early morning and at night due to air movement through open win- demands (as shown in Fig. 5b). Fig. 5c shows that heating electric
dows in San Francisco. It is also shown in Fig. 4c that wasted energy demands go down substantially for most of the time due to the fact
318 L. Wang, S. Greenberg / Energy and Buildings 92 (2015) 313321

Fig. 6. Temperature, window operation and energy demand proles for Change-over and Concurrent in San Francisco over a typical week in June.

that electric reheating coils in VAV boxes were turned off when performance. Fig. 7 illustrates the hourly outdoor air tempera-
thermal zones are in cooling mode for NV. It is also interesting ture, zone air temperature for a perimeter zone on the middle
to see that reheating demands go up for a few hours because too oor and cooling setpoints for baseline and the other four sce-
much cold air owed into thermal zones through window open- narios on a typical summer day, San Francisco. The cooling
ings. This indicates the opportunity of optimizing control algorithm setpoint for naturally ventilated spaces is determined by mean
for natural ventilation to reduce overcooling and therefore avoid monthly outdoor air temperature based on ASHRAE Standard 55
unnecessary heating demands. [20]. For the natural ventilation (NV) scenario, the cooling set-
point can be met during morning and evening for the summer
3.1.3. Mixed mode ventilation (Change-over and Concurrent) day. With the increase of outdoor air temperature in the after-
Fig. 6 shows hourly proles on temperature, window position, noon, natural ventilation cannot meet cooling loads and maintain
and energy demands for Change-over and Concurrent. Building the cooling setpoint under the existing building condition. ZAT
HVAC electricity demands for mixed mode ventilation are largely Change-over and ZAT Concurrent refer to zone air tempera-
reduced due to the reduced cooling loads. In Change-over, when tures for change-over mixed-mode ventilation (Change-over) and
the outdoor condition is not favorable, mechanical cooling will concurrent mixed mode ventilation (Concurrent), respectively.
serve perimeter zones. Therefore, the number of hours exceed- For Change-over, since either natural ventilation or mechani-
ing cooling setpoint in Change-over is less than that for NV. In cal cooling can be applied to thermal zones, it can be seen that
Concurrent, when purely natural ventilation is not sufcient for the adaptive cooling setpoint cannot be met from 12:00 pm to
cooling, mechanical cooling will also serve perimeter zones as a 2:00 pm by purely natural ventilation for San Francisco climate.
supplementary. The HVAC electricity demands of Concurrent are For Concurrent, since both natural ventilation and mechanical
higher than those of Change-over and there are fewer hours of cooling can be applied concurrently to perimeter zones, mechan-
unmet cooling loads for Concurrent than for Change-over. ical cooling will serve perimeter zones to meet adaptive cooling
setpoint whenever natural ventilation alone is not sufcient. No
3.2. Temperature comparison among various scenarios for a periods, exceeding adaptive cooling setpoint, were observed on
typical summer day the summer day for Concurrent. Although the temperature and
cooling setpoint in Fig. 7 were plotted for San Francisco climate,
Hourly zone air temperature is analyzed in detail to bet- we observed similar features of simulated scenarios for other
ter understand the impacts of window operation on building climates.
L. Wang, S. Greenberg / Energy and Buildings 92 (2015) 313321 319

Fig. 7. Comparisons of hourly zone air temperature among various scenarios on a typical summer day, San Francisco (ZAT: zone air temperature, OAT: outdoor air temperature).

Fig. 8. Comparisons of overall HVAC energy savings and number of unmet hours for each scenario among different cities (comparison period: June 1August 31).

3.3. Comparison among various climates during summer hours (181 h) for thermal comfort among the three cities due to
its mild climate. For hot-humid climate like Houston, the 31.7%
The four scenarios of window operation were simulated for HVAC energy saving from natural ventilation, where 29% energy
the three cities: San Francisco, Houston, and Chicago through the saving is from cooling, 3.5% energy saving is from fan, and 0.8%
selected period (June 1stAugust 31st). The comparison of HVAC energy penalty is from heating, sacrices thermal comfort to a large
energy savings relative to baseline and number of hours exceeding extent and the predicted number of hours exceeding cooling set-
cooling setpoint is shown in Fig. 8. The break-down of the contribu- point is 555 during the simulation period (June 1stAugust 31st).
tion to energy savings from each HVAC end-use including heating, A higher percentage of energy penalty from heating (5.6%) was
cooling and fan is shown in Fig. 9. The positive percentages indi- observed with natural ventilation for the Chicago climate. This can
cate energy savings and the negative percentages indicate energy be attributed to overcooling from natural ventilation. The overall
penalties. HVAC energy saving from natural ventilation for Chicago is 32.3%
Energy penalties of 3.515.2% were predicted for OW sce- with 298 unmet hours in total during the simulation period.
nario due to the 5% window opening on the middle oor. For In mixed-mode ventilation scenarios (Change-over and Con-
San Francisco, the energy penalty of OW scenario is attributed to current), mechanical cooling serves perimeter zones when natural
increased heating energy use. In fact, fan and cooling energy was ventilation is not in favor or cannot meet cooling loads. Therefore,
reduced for the San Francisco climate due to the reason that open Change-over and Concurrent achieve less HVAC energy savings
windows provide natural ventilation for cooling in mild climate. than NV. HVAC energy savings of 18.346.8% were predicted for
For the Houston climate, 6% energy penalty of OW is attributed to Change-over with a substantially reduced number of unmet hours
the increased cooling energy use. It is also noticed that the existing for thermal comfort and HVAC energy savings of 17.046.5% were
HVAC equipment cannot meet cooling demand and the number of predicted for Concurrent with satised indoor thermal comfort for
unmet hours for thermal comfort during summer is 344. For the nearly all the time. HVAC energy savings of 46.5% were obtained for
Chicago climate, 3.5% energy penalty of OW is attributed to both the Concurrent mixed-mode scenario in San Francisco. Although
increased heating and cooling energy use. climates such as Chicago and Houston are not appropriate to use
HVAC energy savings of 31.759.1% were predicted for NV purely natural ventilation for cooling, the Concurrent scenario can
scenario during summer based on current design and the control maintain indoor thermal comfort and help reduce overall HVAC
algorithm of natural ventilation. San Francisco climate shows the energy consumption during the simulation period (June 1stAugust
largest energy saving potential with the least number of unmet 31st). The energy savings are attributed to savings from cooling and
320 L. Wang, S. Greenberg / Energy and Buildings 92 (2015) 313321

Fig. 9. Savings of HVAC end-use energy consumption relative to baseline.

fan energy and energy penalties from increased heating energy in EnergyPlus is an open-loop control. Feedback control can be
were observed with the Concurrent scenario for Houston and added to re-adjust the window position.
Chicago. The overall HVAC energy saving percentages are 17% and Use coupled CFD and airow network model approach to improve
23.3% with very few unmet hours for thermal comfort for Houston the accuracy of natural ventilation prediction. The limitation of
and Chicago, respectively. airow network models for natural ventilation study is that they
assume that air inside each thermal zone is well-mixed. How-
4. Conclusion ever, indoor air in naturally ventilated spaces, especially for large
spaces, is normally non-uniformly distributed. Coupling CFD and
Without changing the existing layout of medium-size ofce an airow network model can provide detailed indoor thermal
building, window operation strategies play an important role to environment and improve model prediction.
ensure energy efciency and thermal comfort. While keeping the Implement control strategies of operable windows in existing
core zones served by mechanical HVAC systems, mixed-mode ven- buildings and examine the impacts of various types of controls
tilation for perimeter zones can provide substantial HVAC energy and degrees of sophistication and difculties in terms of imple-
savings, even for a hot-humid climate like Houston. mentation in existing building systems. In this study, we assumed
Two control strategies for mixed-mode ventilation are com- that the window opening is as described in the opening controls
pared in this study. Although the energy saving by Change-over of the model. The window operation would be difcult to imple-
(18.346.8% of HVAC site energy) is slightly higher than that by ment in real buildings without an automatic control system for
Concurrent (17.046.5% of HVAC site energy), there is a risk that window openings.
the cooling setpoint is not met when natural ventilation alone is
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