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There has been little external analysis of Zimbabwes mental health system. We did a systems analysis to identify Lancet Psychiatry 2017
bottlenecks and opportunities for mental health service improvement in Zimbabwe and to generate cost-effective, Published Online
policy-relevant solutions. We combined in-depth interviews with a range of key stakeholders in health and mental June 15, 2017
http://dx.doi.org/10.1016/
health, analysis of mental health laws and policies, and publicly available data about mental health. Five themes are key
S2215-0366(17)30128-1
to mental health service delivery in Zimbabwe: policy and law; financing and resources; criminal justice; workforce,
Kushinga, Harare, Zimbabwe
training, and research; and beliefs about mental illness. We identified human resources, rehabilitation facilities, (K Kidia MPhil, D Machando MA,
psychotropic medication, and community mental health as funding priorities. Moreover, we found that researchers R Hendler BA, H Jack BA);
should prioritise measuring the economic impact of mental health and exploring substance use, forensic care, and Arnhold Institute for Global
Health, Icahn School of
mental health integration. Our study highlights forensic services as a central component of the mental health system,
Medicine, New York, NY, USA
which has been a neglected concept. We also describe a tailored process for mental health systems that is transferable (K Kidia, R Hendler);
to other low-income settings and that garners political will, builds capacity, and raises the profile of mental health. Department of Psychiatry,
University of Zimbabwe
Introduction WHO has proposed several frameworks for assessing College of Health Sciences,
Harare, Zimbabwe
Mental, neurological, and substance use disorders account health systems, such as Building Blocks13,17 and the (W Mangezi MBChB,
for between 74% and 13% of disability-adjusted life-years Innovative Care for Chronic Conditions Framework.18 D Chibanda PhD); Institute of
and are the leading global cause of years lived with Additionally, several large research and capacity building Psychiatry, Psychology and
Neuroscience, Kings College
disability.1,2 However, mental health receives less than 1% consortia, in collabor ation with WHO, have used a
London, London, UK (M Crooks,
of health-care funding in many low-income and middle- health systems approach to analyse and strengthen M Abas MD,
income countries (LMICs),3 in which up to 98% of patients mental health services in LMICs.1922 Broadly, all these Prof G Thornicroft PhD,
with mental illness can go untreated.4 Challenges to frameworks examined common health system building M Semrau PhD, H Jack); and
Harvard Medical School,
main taining mental health services in LMICs include blocks, including services, workforce, information Boston, MA, USA (H Jack)
funding and workforce shortages,5,6 supply chain issues systems, resources, financing, and governance.13 These
Correspondence to:
with psycho tropic medications,7 stigma,8 outdated or groups concluded that the most robust mental health Mr Khameer Kidia, Arnhold
inadequate mental health policies,9 and controversy over systems were those that were effectively integrated into Institute for Global Health, Icahn
culturally appropriate diagnosis and treatment.10 primary care and other services and used broad, system- School of Medicine, New York,
NY 10029, USA
Strong health systems are needed to tackle the burden level analyses to structure transitions to a more integrated
kkidia@alumni.princeton.edu
of mental illness.11 A health system is the sum total of all model of service provision.19
the organizations, institutions, and resources whose Zimbabwe is a country with a historically vibrant
primary purpose is to improve health.12 According to community of mental health researchers who helped
WHO, health systems strengthening is a priority for kindle the broader global mental health movement.23,24 On
global health, and systems analysis is a key first step.13 this basis, with increased mental health funding
Health systems analysis identifies bottlenecks and weak opportunities in recent times, Zimbabwean researchers
nesses in health-care delivery to generate cost-effective, have been able to make substantial progress. Their studies
policy-relevant solutions that build on existing structures.14 have explored interventions for de pression in people
There are countless examples in global health where living with HIV/AIDS,25,26 task shifting (ie, delegating
health systems research has fundamentally changed health-care duties usually done by specialised staff to less
the delivery of health care. Researchers in Zimbabwe, specialised or non-specialised staff) for common mental
for instance, identified suboptimal uptake of provider- disorders,27,28 traditional healing,29 and training and
initiated testing and counselling for HIV in children.15 capacity building.30 However, there has been no system-
By use of mixed methods, they identified several wide research on mental health services in Zimbabwe
system-level barriers to uptake: children were often since the 1980s.31 During the past decade, the strain of a
brought to the hospital without an appropriate care hyperinflationary economy has had negative consequences
giver; health-care workers were uncertain about consent on health services in the form of decimation of infra
requirements for testing; and long waiting times and structure, supply chain challenges, worsening access to
lack of stock of testing kits created logistical barriers. In services, and the so-called brain drain of health-care
response to these findings, the team worked with the professionals (ie, skilled health workers seeking
government to implement programmatic changes, opportunities outside the country, in other fields, or in the
including switching to a strategy of routine opt-out private sector).30,32,33 Furthermore, major economic turmoil
testing, training health workers about who can consent and the resulting social stress might increase the burden
for children to be tested, and updating guidelines on of mental illness.34,35 In a recent subanalysis, we found that
consent. With these changes, uptake improved from mental health advocacy was a crucial and desired
71% to 95%.16 component for Zimbabwean stakeholders.36 Despite this
finding, the broader evidence base for advocacy has other sub-Saharan African countries;21 were tailored for
been inadequate. This study aimed to address this gap mental health; and were designed to be used in concert
by providing an overview of public mental health in with other Emerald tools, allowing us to maintain
Zimbabwe, with emphasis on understanding what uniformity and completeness across our data. One
structures and services exist, how they are interrelated, member of the research team (KK or HJ) read each
key challenges, and opportunities and priorities for future document and completed the checklists. Other members
action. These system-level findings could inform the work of the team reviewed the checklists to ensure that they
of researchers, policy makers, and advocates in Zimbabwe were completed correctly. The wider policy environment
and other low-income settings where similar challenges was examined via qualitative interviews.
and opportunities exist.
Qualitative interviews
Methods We adapted an interview guide for national-level policy
Setting makers and planners from the Emerald Consortium.21
Zimbabwe is a landlocked country in sub-Saharan Africa The interview guide included open-ended questions
with a population of 15 million.37 The broader health about the following areas of the mental health system:
system has been decimated by economic and political law and policy, coordination and consultation, financing,
turmoil38,39 and the major focus is on HIV treatment and integration, human resources, monitoring and evalu
prevention. No comprehensive studies have examined ation, and quality assurance and ethics. These methods
the burden of mental illness; however, small studies on have been described elsewhere36 and are further detailed
depression estimate a prevalence of 1530%, with a in the appendix (pp 14).
particularly high burden in women.24,40 Although these Before the study, we obtained ethical approval from
estimates are high, similarly high rates (eg, 21% in the Medical Research Council of Zimbabwe, the Joint
Uganda41) have been reported in other LMICs. WHO Research Ethics Committee, and the Icahn School of
reports an alcohol consumption rate of 57 litres per Medicine Institutional Review Board. Before each
person per year42 (similar to the average in the WHO interview, the interviewer described the study to the
African region of 60 litres per person per year) and a participant in plain English or Shona and obtained
suicide rate of 166 per 100000 people compared with written consent.
30 per 100000 people in neighbouring South Africa.3
Results
Study design Study sample
For more on Emerald see Emerald is a mental health system strengthening We interviewed a range of leaders and national-level
https://www.emerald-project. consortium working in six LMICs. We chose to adapt stakeholders in mental health, including policy makers,
eu/the-group/consortium
their national-level needs assessment methods for our administrators, providers, and researchers (30 participants;
study because these tools, created by experts from appendix p 5), between Jan 5, 2013, and Nov 30, 2015. The
leading institutions including WHO, generate in-depth interviews revealed five themes that are key to mental
system-level data about mental health services. Our health service delivery in Zimbabwe: policy and law;
teams contextual understanding and experience in financing and resources; criminal justice and forensic
iterative qualitative methods allowed us to adapt these services; workforce, training, and research; and beliefs
instruments to the Zimbabwean setting and make about mental illness. Illustrative quotations are provided
them amenable to generating open-ended, novel data. in panel 1. The following sections are structured on the
We collected data between Jan 5, 2013, and Nov 30, 2015, basis of information from the qualitative interviews and
and analysed only data that were available during this enriched with publicly available data and policy analysis if
period. available.
process. They explained that the government did not have Ministry of Health and Child Care in collaboration with
adequate funding and technical resources to complete WHO were written without adequately consulting
policy revisions, which requires funding for meetings, psychiatrists. This oversight led to delays in the
public consultation, and printing. dissemination and implementation of the protocols
Communication was poor in the policy-making process because psychiatrists felt that the protocols were
and some stakeholders, especially patients and providers, inaccurate and needed several corrections, which were
were not adequately consulted. For example, psychiatrists submitted and ultimately reflected in the final document.
said that a set of treatment protocols created by the Regarding the involvement of patients, the Zimbabwe
Panel 1: Illustrative quotations for the five key themes in mental health service delivery
Policy and law The biggest challenge really is the manpower services because
I think it was in the Mental Health Policy. I last saw it I think 2 years we are saying the structures are laid but there are no personnel
ago, I tell you if you go through it, its a brilliant piece of paper with to actually occupy those. (Participant 11, administrator)
brilliant ideas and brilliant things Policy is very good but it all Most of all I think what is needed is, first the baseline research.
comes back to the implementation of what is on the paper A very carefully thought-out strategy that builds on what
[The authorities say:] We are not allocated enough budget from existing resources there are. (Participant 15,
the treasury. We do not have enough money Thats the same non-governmental organisation worker)
excuse every time: budget. (Participant 10, psychologist)
A lot of work also needs to be done in terms of research and
The current Mental Health Act is actually outdated because establishing the facts As an advocate you really need to be
according to WHO any policy or legislation should be reviewed very much well based in the issues that you will be advocating
every 10 years and this Mental Health Act was launched in for. (Participant 6, non-governmental organisation worker)
1996. So obviously it expired in 2006 and we are almost going
to 2016, which will be 10 yearsso its outdated. We have been The traditional healer...is alreadyworking with the people at
advocating to review it but finances are not coming. community care level with mental illness...so...the
(Participant 14, policy maker) western-trained person [should] train the traditional healer to
identify people who are at risk at [the] community care level.
Financing and resources (Participant 1, physician)
So thats the challenge of medication: one, short supply;
two, old generation [drugs], which have a lot of side-effects Beliefs about mental illness across the sectors
and can lead to medication default... Most [patients] relapse Instead of leaving mental health to stand on its own, it should
because there are no drugs. (Participant 4, psychiatrist) be integrated just like we are talking [for] HIV. We should also
say HIV, TB, add it to mental healtheven reproductive health,
You can have huge sums of money going into HIV and huge add mental health so that probably it eases the burdens
sums of money for cancer because these are killing diseases. But But today there has been verticalisation of programmes.
for mental health because maybe its presumed it doesnt kill so (Participant 18, policy maker)
maybe people [dont] give [mental health] enough attention.
(Participant 10, psychologist) Thats why you find that many of our patients here are
shunned. Once they suffer mental illness no one wants to take
Criminal justice and forensic services responsibility because they feel like probably the spirits are
Here the police come direct and say, Sister, inject that person there, or something, so if I take responsibility that same thing
its none of our businesshe is mad. We will leave him here. will come to me as well Some just come and dump their
(Participant 16, mental health nurse) relatives and disappear. They give wrong phone numbers and
I mean its an embarrassing backlog: you would find somebody wrong addresses and they disappear for good because they
sitting in prison for 10 years and they are still waiting for that dont want to have anything to do with this person anymore.
mental health assessment. (Participant 18, policy maker) (Participant 1, physician)
That relationship [between the Ministry of Health and Ministry In our setting, you find people think that mental health is due
of Justice] is not good because there is this misunderstanding to spiritual things more than they think its a medical problem.
about who is responsible for the mental health division in the Thats why even in private practice, when you see a patient
prisons. (Participant 2, psychiatrist) coming, he is actually afraid to see a psychiatrist. Because they
would rather go to a prophet or other people. (Participant 20,
Workforce, training, and research psychiatrist)
the strength is knowledge and skills of existing professionals.
I tell you, we have experienced and skilled people who have got
a lot of knowledge, brilliant ideas, but the implementation of
those ideas can be limited because of funds. (Participant 10,
psychologist)
A tick indicates that the item describes or is present in the document. Other relevant documents: Mental Health Regulation Statutory Instrument 62 (1999); Guidelines and
Treatment Protocols for the Management of Common Mental Health Disorders in Primary Care (2011); National Alcohol Policy (currently in draft). There are policies and legal
frameworks outside of mental health that have implications for mental health service users, especially in the forensic system (eg, Police Act and Prison Act), but these are not
widely known or understood.
National Association for Mental Health, a leading local one that provides mental health care for victims of torture
non-governmental organisation that has been advocating and another focused on advocacy and rehabilitation
for the inclusion of service users in policy formation, was services. These organisations rely on funding from
not consulted in the writing of the Mental Health international organisations such as USAID and provide
Strategy in 2013. services primarily in several small facilities outside Harare
in northern Zimbabwe.
Financing and resources Most government funding is allocated to public mental
Although efforts were made to deinstitutionalise mental health facilities (figure and appendix p 6), which submit
health in the 1980s, no facilities or community services annual budgets to the Department of Mental Health
were created for care of patients with chronic mental Services at the Ministry of Health and Child Care via the
disorders. Only two non-governmental organisations provincial medical director for their respective districts.
are dedicated to mental health in vulnerable populations, The Ministry of Health and Child Care submits a final
other areas of care such as HIV and their roles in All participants noted that stigma surrounding mental
positions in mental health have been left empty. Several illness continues to be a major challenge. In addition to
job positions in psychiatric wards at regional hospitals affecting help seeking, it prevents individuals with
have been assigned for hiring in accordance with the mental illness from integrating into the community,
countrys mental health strategy, but no funding is particularly after an inpatient hospital stay. To help tackle
available for their salaries. stigma, participants, particularly practitioners, explained
Several research programmes and training opportunities the importance of advocacy, clear communication with
exist (appendix p 7). Most notably, the Friendship Bench, family members about a patients care, and promoting For more on the Friendship
a task-shifting intervention for common mental disorders, community-based mental health services. For example, Bench see http://www.
friendshipbenchzimbabwe.org
has been scaled to more than 70 primary health-care sites as part of the Mental Health Strategy, many mental
nationwide in a cluster-randomised controlled trial funded health facilities were allocated a post for a public relations
by Grand Challenges Canada.28 officer, whose job description includes community
Researchers, clinicians, and non-governmental organ outreach and contacting willing family members of
isation workers noted that mental health research was a patients. However, these posts, deemed non-essential,
strength for Zimbabwe; however, several practitioners have not been filled because of insufficient funding.
called for better dissemination of findings and more
data and evidence about mental health care in the Discussion
country. Participants were able to identify several key To our knowledge, this is the first in-depth study of
priorities for future research (panel 2). the Zimbabwean mental health system in nearly
three decades.31 Since then, some strengths have anchored
Beliefs about mental disorders the system. We identified several facilities dedicated to
Many interview responses focused on the impact of mental health and a motivated, skilled workforce.
politics and the economy on the prevalence of mental Substantial progress has been made in terms of mental
illness, cultural interpretations of mental disorders, and health laws and policies, which were standalone (rather
the pervasiveness of stigma surrounding mental illness. than part of broader documents) and fairly up-to-date
Some researchers and non-governmental-organisation relative to those seen in the 1980s and those currently seen
workers believed that the burden of mental illness was in many other LMICs.3,11,20,4446 Despite these successes,
unusually high in Zimbabwe because trauma and resource constraints and communication and coordination
political violence, together with financial stress from the challenges emerged as cross-cutting themes and were
economic climate, have fuelled the prevalence of barriers for policy implementation and service provision.
depression, anxiety disorders, post-traumatic stress dis These challenges were most pronounced in the forensic
order, and suicide. Clinicians also felt that, in recent system: another central issue across our data. We discuss
times, the burden of substance use disorders (especially lessons learned from and limitations of our work and
alcohol and several illegal energy drinks with unknown, explain how we have used our research for advocacy.
unregulated ingredients imported from neighbouring
countries) was rising in both urban and rural settings Resource shortages
and that they were not well prepared for clinical work in In view of the countrys recent economic instability,
this area because of a paucity of training and available resource constraints have been particularly detrimental
treatments. However, there was great interest in research for the Zimbabwean mental health system, even relative
about substance use disorders from ministry officials, to other LMICs.11,47,48 These constraints affected med
researchers, psychiatry trainees, and practising ication supply chains and policy implementation, and
clinicians. Many respondents called for additional created workforce challenges. Access to psychotropic
inquiry into prevalence and management of substance medication is a core component of strong mental health
use disorders in the country. systems; however, supply and demand side issues are
When discussing the causes of mental disorders, prevalent in low-income settings.49,50 Aspirational policies
respondents noted that many people in the community, (eg, provision of free psychotropic medication in the
although not the respondents themselves, thought public sector) were difficult to implement in Zimbabwe
mental illness had a spiritual cause. Some participants because of few resources. Policy makers had little
believed mental health was highly dependent on cultural funding for creating diverse steering committees,
context and that mental illness should be viewed technical assistance, and associated expenses needed to
contextually by obtaining collateral information from draft and disseminate new policies. Similar findings
family members during treatment. Local idioms for have been described in South Africa,51 underscoring that
mental distress, such as kufungisisa (thinking too policy formation and implementation are not resource-
much) and moyo unorwadza (burdened heart) were neutral interventions in low-income settings. Finally, low
regarded by participants as far more prevalent than salaries, minimal incentives, and adverse working
classic symptoms seen in high-income countries, such conditions have made it difficult to recruit and retain
as depression, anxiety, or sadness. health-care workers and to maintain an equitable
distribution across the country. The Global Health General medical providers rarely communicated with
Observatory shows 008 psychiatrists per 100000 people mental health workers, and received only minimal
in Zimbabwe, which is consistent with our findings and training in mental health. Thus, poor communication
is typical for most countries in the region.3,52 Similar and coordination have made it difficult to integrate
workforce challenges were identified in Ghana53 and mental health care into other health-care settings.
other sub-Saharan African countries,6,54 but these Findings from other sub-Saharan African countries have
challenges have been intensified in Zimbabwe by the shown that integration can be challenging,61 and that
adverse economic and political climate.30 Human and education and strong communication channels with
material resource constraints increase the urgency for district-level coordinators are crucial for achieving well
development of community-based interventions that integrated and decentralised mental health-care
build capacity among non-specialist providers, an area systems.62
where Zimbabwean researchers have quickly reached Poor communication and collaboration also hinder
substantial scale.27,28 Concurrent work establishing the community engagement because providers and planners
effectiveness of lay health workers for delivering inter tend not to involve service users or their family members
ventions for depression and anxiety has been successful in policy making or advocacy.36 These obstacles are
in Pakistan,55 India,56 and several other LMICs.6,54,57,58 In pervasive and require future work in LMICs, where
Uganda, group interpersonal therapy has been another strong community mental health services are key for
successful approach for overcoming workforce gaps.59 closing the mental health treatment gap.63
These interventions are transforming mental health
services in low-resource settings and should continue to Forensic services
be prioritised by researchers and funders. Across our data, forensic care was a primary means for
service delivery for those requiring chronic care and an
Communication and coordination area with concern for human rights abuses. Conditions
An issue that cut across themes was poor communication for patients with mental illnesses in prisons, although
and coordination between stakeholders and institutions improved after the joint efforts of the government and
and with the community. Our findings parallel those MSF, remain unacceptable. Since multiple stakeholders
from South Africa where collaboration was poor at the and government departments are responsible for
district level and with the justice sector,60 making it offenders with mental illnesses, policy making and
difficult to intervene on forensic services. implementation for these patients has been fragmented.
This issue possibly only came to the fore in our study
because Zimbabwe has a relatively developed referral
Panel 3: Lessons learned from our work that are transferable to other low-income pathway for criminals with mental illnesses compared
settings with other African countries.6467 In LMICs where forensic
Mental health systems data collection and analysis is not a one-size-fits-all process. pathways are less clearly defined, patients with mental
Tailored methods, based on existing frameworks but iteratively adapted by experts illnesses who commit crimes are likely to be equally as
with deep contextual understanding, can elicit novel findings that can help pave the neglected. This situation combined with political
way for future change. Triangulating publicly available quantitative and contextual barriers, probably explains the dearth of literature on the
data with policy analysis and rigorous qualitative methods increases the utility of any topic.6870 In view of the bureaucratic and legal challenges
of these components alone. to understanding this important component of mental
Performing health systems research can help build networks and capacity. By health systems, researchers and policy makers in the
approaching and involving stakeholders at every corner of the system, it is possible to region must prioritise future inquiry into prison mental
develop key partnerships for advocacy and system change. Health systems research health.
also strengthens communication throughout the system and builds capacity among
local researchers. Applications for practice
Diverse research teams are best equipped to study mental health systems. Team In Zimbabwe, our study created dialogue about mental
diversity builds capacity in conducting health systems research and increases the health. We found that the data collection and dis
validity of findings. We believe that ideal teams should include: semination process, including the stakeholders meeting
Members from multiple disciplines and areas of practice, including research and and subsequent policy meetings, gave rare opportunities
policy experts and practitioners. for people who were interested in mental health to voice
Local researchers familiar with the culture and context, and international members their opinions. Our findings will provide current
able to provide comparative input. information for practitioners and policy makers and
Early-career and experienced researchers. identify priority funding areas and key gaps for future
Broad, ethical, and iterative dissemination of health systems data is essential. Health research. Many of the gaps exist in other LMICs, which
systems data should be shared widely, as soon as it is available. This strategy allows for have similar barriers to the implementation of policy and
cross-checking of facts, gives stakeholders evidence of where to make change in their provision of equitable mental health care (panel 2).
practice, and increases the profile of mental health by highlighting areas for discussion. There are several lessons from our research process and
findings that are generalisable to other settings (panel 3).
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