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Ophthal. Physiol. Opt.

2009 29: 425

Invited Review

A critical evaluation of the evidence


supporting the practice of behavioural
vision therapy
Brendan T. Barrett*
School of Optometry & Vision Science, University of Bradford, Richmond Road, Bradford BD7 1DP,
UK

Abstract
In 2000, the UKs College of Optometrists commissioned a report to critically evaluate the theory and
practice of behavioural optometry. The report which followed Jennings (2000; Behavioural optometry
a critical review. Optom. Pract. 1: 67) concluded that there was a lack of controlled clinical trials to
support behavioural management strategies. The purpose of this report was to evaluate the evidence
in support of behavioural approaches as it stands in 2008. The available evidence was reviewed
under 10 headings, selected because they represent patient groups/conditions that behavioural
optometrists are treating, or because they represent approaches to treatment that have been
advocated in the behavioural literature. The headings selected were: (1) vision therapy for
accommodation/vergence disorders; (2) the underachieving child; (3) prisms for near binocular
disorders and for producing postural change; (4) near point stress and low-plus prescriptions; (5) use
of low-plus lenses at near to slow the progression of myopia; (6) therapy to reduce myopia; (7)
behavioural approaches to the treatment of strabismus and amblyopia; (8) training central and
peripheral awareness and syntonics; (9) sports vision therapy; (10) neurological disorders and neuro-
rehabilitation after trauma/stroke. There is a continued paucity of controlled trials in the literature to
support behavioural optometry approaches. Although there are areas where the available evidence
is consistent with claims made by behavioural optometrists (most notably in relation to the treatment
of convergence insufficiency, the use of yoked prisms in neurological patients, and in vision
rehabilitation after brain disease/injury), a large majority of behavioural management approaches are
not evidence-based, and thus cannot be advocated.

Keywords: alternative/complementary therapies, behavioural optometry, vision training, visual


therapy

ric practice that requires its practitioners to take a


Introduction
holistic approach in the treatment of visual disorders.
What is behavioural optometry? While no single, agreed This extension is apparent from Forrest (1976) in which
denition appears to exist, behavioural optometry is it is stated that Optometry, as a clinical profession, made
often portrayed as an extension of traditional optomet- its great leap forward when its direction shifted from
aiding and reducing asthenopia to the enhancement of
perception, performance and problem-solving through the
Received: 28 July 2008
Revised form: 2 September 2008
more efcient operation of the visual process. Thus, in
Accepted: 10 September 2008 the behavioural approach, the role of the optometrist is
considered to extend far beyond the provision of
Correspondence and reprint requests to: Brendan T. Barrett. optimal refractive correction and the screening/referral
Tel.: +44 1274 235589; Fax: +44 1274 235570. for ocular and systemic disease. In short, behavioural
E-mail address: b.t.barrett@bradford.ac.uk
optometrists believe that optometrists can inuence the
*The author is a GOC-registered Optometrist but is not a member of visual process in ways that are not taught as part of
the College of Optometrists or of BABO (see Appendix). traditional UK optometric education programmes.

doi: 10.1111/j.1475-1313.2008.00607.x 2009 The Author. Journal compilation 2009 The College of Optometrists
Behavioural vision therapy: B. T. Barrett 5

The practice of behavioural optometry began in the placing too little emphasis on functionality, and there-
middle of the last century. It is generally accepted that fore less likely to transfer to general viewing outside the
its origins lie more in clinical experience built up over an clinical setting. More fundamentally, behavioural
extended period of time than in robust scientic optometry and traditional* approaches to optometry
evidence. The founding father of behavioural optometry view the origin and signicance of heterophorias in very
is Arthur Marten Skefngton (18901976) who was contrasting ways. Whereas traditional optometry views
born in the English village of Skefngton in Leicester- near heterophoria as a possible cause of signs/symptoms
shire. One of Skefngtons lasting legacies is his famous (the so called vergence stress model), the behavioural
4-circles model in which vision is considered not in view is that near heterophoria arises as a consequence of
isolation, but rather as being inextricably linked to near point stress. In particular, in behavioural ap-
spatial, motor and intellectual functions. In the words of proaches, near exophoria is thought to be benecial
Birnbaum (1993) (p.34), Skefngton portrayed vision as because it protects the visual system against over
the product of the interaction of four component convergence and consequent diplopia (Birnbaum,
sub-processes. These sub-processes are anti-gravity, 1993). However, although orthoptics and behavioural
centring, identication and the speech-auditory process. vision therapy differ in their underlying rationale, they
The anti-gravity system is concerned with balance and share a considerable number of clinical investigative and
posture, whereas the centring system is described as an treatment techniques. Near retinoscopy (for assessing
attentional and orienting system for selecting where the accommodative lag; Haynes, 1960) and positive- and
body, head and eyes are directed (Birnbaum, 1993). negative-lens ippers (for assessing/treating accommo-
Convergence is the overt oculomotor component of the dative infacility; Grifn, 1982; Pierce and Greenspan,
centring process (Skefngton, 1964). The identication 1971) are just two examples of clinical procedures that
system derives meaning from those areas of space which initially found favour amongst advocates of vision
are selected for attention by the centring system, and therapy (e.g. Cooper et al., 1983) but are now consid-
accommodation is the overt oculomotor component of ered to be standard orthoptic tools that traditional
this process (Skefngton, 1964). Finally, the speech- optometrists might choose to use (Barrett and Elliott,
auditory process is responsible for analysing and com- 2007). Given the many overlaps between the techniques
municating what is seen. The model is referred to as a used, some would argue that the point at which
4-circles model because the circles are mutually overlap- orthoptics ends and vision therapy begins is uid or
ping and vision is represented by the area where all four indistinct. For example, in recent studies of the effec-
circles intersect. While different practitioners of behavio- tiveness of treatment for convergence insufciency
ural optometry often interpret the model in different ways (Scheiman et al., 2005a,b reviewed below), the treatment
(Paul Adler, personal communication), the 4-circles is constantly referred to as orthoptics/vision therapy.
model continues to represent the cornerstone of the A number of recently published textbooks, emanating
behavioural optometry approach to patient management. mainly from the USA (Scheiman, 2002; Scheiman and
According to the British Association of Behavioural Rouse, 2006), set out a view of optometry that differs
Optometrists (BABO), behavioural optometrists use considerably from the traditional view. For example,
lenses and vision training to facilitate the development of a Scheiman (2002) (p. 47) describes a hierarchical model
more efcient and complete visual process (BABO, 2008). of vision which consists of three components. Compo-
The term vision therapy needs to be explained and nent one is concerned with acuity, refractive anomalies
distinguished from orthoptics (but see below): vision and ocular health. Component two is called visual
therapy can be dened as therapy that is designed to efciency, and it refers to the effectiveness of the visual
arrange conditions that will allow the perceiver to gain system to clearly, efciently, and comfortably allow an
new insights and an alternative way of doing things, thus individual to gather visual information at school, work, or
improving his or her perception on the world and becoming play. Visual efciency includes accommodation, bino-
more efcient. It requires the patient to participate and be cular vision and ocular motility. Scheimans (2002)
active in the therapy and should be transferable to other (p. 69) view is that a vision problem can exist even when
skill areas. It requires a degree of true learning and ends in an individual has good visual acuity (VA), no refractive
automaticity of the vision task in order to provide stability
and consistency. The end result is a reliable visual system
which correctly interprets visual and visual-spatial data *Throughout this review, the term traditional optometry is used to
and enables good integration of this skill with other body describe the practice of optometry by practitioners who do not
senses (Gilman, 1988, cited by Paul Adler, personal subscribe to or follow the behavioural view of optometric practice as
outlined in this Introduction. In using this term, it is recognised that
communication). traditional optometry differs depending upon where in the world the
Behavioural optometrists consider vision therapy to clinician received his/her training and upon where he/she practices
be something more than orthoptics which they see as optometry.

2009 The Author. Journal compilation 2009 The College of Optometrists


6 Ophthal. Physiol. Opt. 2009 29: No. 1

error/ocular disease, normal accommodation, normal and also because some of the behavioural assessment/
binocular vision and normal ocular motility because an treatment practices might be considered to fall well
individual must [also] be able to analyze, interpret and outside the realm of traditional optometry. In 2000, the
make use of the incoming visual information in order to College of Optometrists commissioned a report to
interact with the environment. This is component three critically appraise the evidence in support of behavioural
in the model and it refers to visual information optometry. The report which followed (Jennings, 2000)
processing skills. There are many different such skills concluded that much of the theory is unconvincing and
but examples include the evaluation of laterality/direc- the lack of controlled clinical trials of behavioural
tionality. Laterality refers to the ability to distinguish management strategies was noted. The purpose of this
left from right on ones own body or on someone else, report was to evaluate the evidence in support of the
and directionality refers to the ability to distinguish behavioural approach as it stands in 2008.
between left and right for the location of objects in
space. The model is hierarchical because problems at
Nature and scope of this review
one level can give rise to difculties with tasks at higher
levels in the hierarchy. For example, problems with Rather than concentrating upon the historical and
visual efciency (level 2) can give rise to decits in visual theoretical aspects of behavioural optometry which were
information processing skills (level 3), which according elegantly dealt with in the report by Jennings (2000), the
to Scheiman (2002) (p. 83), are the most likely to be approach adopted here is to review the evidence for and
neglected by eye care professionals. Treatment and against the claims made by behavioural optometrists in
management strategies are also described in these relation to the different patient groups/conditions that
textbooks (Scheiman, 2002; Scheiman and Rouse, 2006). they appear to be evaluating/treating. I have constructed
Whether UK behavioural optometrists fully subscribe this list of patient groups/conditions based upon my
to the US-based approach outlined above is not entirely discussions with a behavioural optometrist who was
clear but, from my reading of the literature, it seems that appointed in this advisory role by the College of
there is a great deal of overlap between the two Optometrists (see Acknowledgements) and upon my
perspectives on the role of the optometrist and the reading of the literature. The approach I have taken is to
scope of vision therapy to benet diverse patient groups. concentrate upon the evidence for or against different
There is a long list of patient groups which behavio- behavioural management approaches rather than upon
ural optometrists claim that they may be able to treat the specic details of the treatments themselves.
successfully. For example, the BABO website lists the One area that is not covered here relates to use of
following problems as potentially beneting from coloured/tinted lenses or overlays for dyslexia. I have
behavioural vision care: Dyslexia, dyspraxia, any learn- taken this approach because, although behavioural
ing problem in the classroom (poor concentration, poor optometrists in the UK may adopt this approach in
handwriting, low reading, poor comprehension, poor the evaluation and treatment of their patients with
maths, dgety etc.), eye strain in the ofce including reading/learning difculties, this practice does not fall
computer eye strain, improving sports performance, exclusively within the domain of behavioural optometry,
traumatic brain injuries, strabismus and amblyopia, and because several research reports on this topic can be
headaches, double vision, fatigue, attention decit disor- found elsewhere (Evans and Drasdo, 1991; Lightstone
der (ADD) and attention decit hyperactivity disorder et al., 1999; Bouldoukian et al., 2002; Scott et al., 2002;
(ADHD), children with behavioural problems, poor co- Williams et al., 2004).
ordination, clumsy, poor at sports especially ball games Particular emphasis is placed in this review upon
and team games (BABO, 2008). publications in the mainstream literature (i.e. journal
According to Paul Adler (personal communication), articles that are indexed in the Web-of-Science or
referrals to UK behavioural optometrists are on the PubMed literature search engines) that have appeared
increase, and referrals for behavioural vision investiga- since the report by Jennings (2000). However, a search
tion/therapy are coming from an increasingly diverse was also made for relevant journal articles appearing in
range of health/educational professionals, including the behavioural vision journals which tend not to be
occupational therapists, general practitioners and special abstracted by any of the major literature search
educational needs co-ordinators. However, the theory programs (see Appendix).
and practice of behavioural optometry remain contro-
versial, especially when considered from the perspective
Vision therapy for accommodation/vergence disorders
of the traditional optometrist. This is because many of
the patients that behavioural optometrists are treating von Noorden (1996) stated that most published studies
would not exhibit any abnormality under clinical attempting to evaluate the results of orthoptic therapy are
assessment using traditional optometric approaches largely based on clinical impressions rather than solid

2009 The Author. Journal compilation 2009 The College of Optometrists


Behavioural vision therapy: B. T. Barrett 7

evidence and do not stand to scrutiny. Recently, however, Another major criticism relates to the fact that the
strong and persuasive evidence has emerged to support group that carried out pencil push-ups at home (group
the efcacy of orthoptics/vision training in managing 3) received treatment that was much less intensive than
convergence insufciency. Notably, randomised clinical the group that was found to benet from treatment
trials have appeared in the recent literature (Birnbaum (group 1); effectively the criticism here is that the
et al., 1999; Scheiman et al., 2005a,b) and the results of difference in treatment benets may have resulted from
these studies have conrmed the ndings from the many a difference in the amount of treatment received rather
published studies (e.g. Grifn, 1987; Grisham, 1988; than from the increased range of exercises offered in the
Adler, 2002; Gallaway et al., 2002) that had employed clinic (Jethani, 2005; Kushner, 2005). These concerns
less scientically-sound study designs (e.g. retrospective were accepted by Scheiman et al. (2005c) who have
studies, or prospective studies without control groups). indicated that a full-scale randomised clinical trial is
Birnbaum et al.s (1999) study was the rst controlled now underway (Scheiman et al., 2008), the results of
trial to show that convergence insufciency was a which will address the question of dosage of prescribed
treatable condition. They studied 60 men aged 40 years orthoptics/vision therapy in the treatment of conver-
and above and divided them into three groups. Group 1 gence insufciency. It is also hoped that the participants
received ofce-based and home-based vision therapy in the study will be subjected to long-term follow-up in
exercises, whereas group 2 participants were prescribed order to assess whether signs and symptoms of conver-
only home-based vision therapy. Group 3 received no gence insufciency can be permanently resolved in an
therapy. Birnbaum et al. (1999) reported overall success individual or whether repeated treatments are needed.
rates of around 62%, 30% and 10% for groups 1, 2 and Although a considerable volume of research into the
3, respectively. However, this study has been criticised treatment of convergence insufciency is ongoing, it is
on the grounds that the amount of attention paid to now safe to conclude that this condition is amenable to
each group was directly linked to the amount of vision treatment. Unfortunately, the treatment of accommo-
therapy prescribed: this is the so-called Hawthorne dation disorders and other vergence disorders has not
effect (Mayo, 1993), and it represents a potential source been subjected to the same level of attention in the
of bias. More recent randomised controlled trials (RCT) recent scientic/clinical literature. It is true to say,
have included placebo treatment groups to address this however, that some controlled trials of therapy for
issue. Scheiman et al. (2005a) randomly allocated the 47 accommodative dysfunction have appeared in the liter-
children aged 918 years who participated in their study ature. Weisz (1979) reported improved accommodative
into three groups. Group 1 received ofce-based performance in an experimental group relative to a
orthoptics/vision therapy (i.e. in the clinical setting) control group. This conclusion is strengthened by the
which consisted of a wide range of exercises including fact that the control group undertook placebo exercises.
binocular accommodative facility, string convergence In a larger sample (n = 48), Hoffman (1982) found that
(where the patient is asked to accurately converge on therapy for accommodative dysfunction was effective
targets placed on a string), barrel convergence (where (as measured objectively) in 58 year olds, but not in
the patient is asked to accurately converge on targets on older children (813 years).
a handheld card) as well as various fusional vergence Based upon the synopsis of the literature presented
procedures. Group 2 also attended the clinic regularly above, the available evidence suggests that accommoda-
but they received placebo orthoptics/vision therapy. tion disorders and a number of vergence disorders [in
Group 3 received home-based pencil-push up therapy particular convergence insufciency and decompensat-
(i.e. simple pencil to nose exercises). Scheiman et al. ing exophoria (Aziz et al., 2006)] may respond to
(2005a) found that only the ofce-based orthoptics/ treatment, and that, when they accrue, treatment effects
vision therapy group (i.e. group 1) showed clinically are durable (Rouse, 1987; Grisham et al., 1991; Sterner
signicant improvements in signs and symptoms of et al., 1999; Ciuffreda, 2002). The role of orthoptic
convergence insufciency. A similar conclusion was exercises in the treatment of esophoria, however, remains
reached by the same research team investigating con- unclear and needs further study (Aziz et al., 2006).
vergence insufciency treatment in adults aged 19 Several recent studies investigating accommodative
30 years (Scheiman et al., 2005b). dysfunction have employed cross-over study designs in
While the studies by Scheiman et al. (2005a,b) have which half of the participants start out on placebo/sham
been widely welcomed because they represent good treatment and then swap over during the study to receive
examples of how the effectiveness of orthoptics/vision full treatment, whereas other participants start to receive
therapy can be rigorously tested, they have also been treatment immediately (Cooper et al. 1987). This
criticised on a number of grounds, one of which was the approach was adopted by Sterner et al. (2001) who
manner in which the home group were instructed to concluded that accommodative facility training (using
perform their pencil to nose exercises (Sethi et al., 2006). positive and negative ipper lenses) was effective in

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8 Ophthal. Physiol. Opt. 2009 29: No. 1

children. The results of a very recent study by Brautaset therapy for improving sporting performance is summar-
et al. (2008) are consistent with the study by Sterner et al. ised in the section titled Sports vision therapy.
(2001). In a small (n = 24) sample of children (average
age 10 years) with accommodative insufciency, Brau-
Dyspraxia
taset et al. (2008) compared the effects of prescribing
plus lens (+1.00 D) reading additions with spherical Dyspraxia (also known as developmental co-ordination
ipper (1.50 D) treatment. They found that both disorder, DCD) is recognised as a specic learning
methods improved the accommodative amplitude, but disorder (e.g. Kirby, 1999) in which children typically
that bigger improvements were obtained with spherical exhibit, amongst other decits, poorly timed movements
ipper treatment. While these results and the results from that are lacking in rhythm (Savelsbergh et al., 2003). In
the many earlier studies of this nature are believable most children with DCD, the integration of sensory
(Rouse, 1987), further, large-scale controlled trials are information in the planning of movements appears to be
needed to support denitive claims that treatment is a problem (Blauw-Hospers and Hadders-Algra, 2005;
effective, and to identify the patient groups and patient Mijna Hadders-Algra, personal communication). Dys-
age ranges most amenable to successful treatment. praxia is the subject of considerable current research
attention. For example, Richardson and Montgomery
(2005) have recently completed a RCT of dietary
The under-achieving child
supplementation with fatty acids in children with
A large and growing proportion of referrals to DCD. Another research theme in this area concerns
behavioural optometrists are children who are under- the question of what perceptual (i.e. sensory) problems
achieving at school (Paul Adler, personal communica- might exist in these children. A relatively recently
tion). As listed in the Introduction, the BABO website published meta-analysis of research ndings suggested
indicates that children with the following conditions that perceptual problems, particularly in the visual
may benet from behavioural vision therapy: Dyslexia modality, are associated with difculties in motor
or any learning problem in the classroom; Dyspraxia, coordination (Wilson and McKenzie, 1998). This work
Attention Decit Disorder (ADD) and Attention Decit is continuing and the contribution of visual, and in
Hyperactivity Disorder (ADHD); children with behavio- particular visuo-motor/visuo-spatial, decits to the
ural problems; problems of poor co-ordination; clumsi- motor problems, represents an area of particular
ness, poor at sports especially ball games and team research interest. For example, van Waelvelde et al.
games (BABO, 2008). But what is the evidence that (2004) examined the links between motor-free visual
optometrists adopting a behavioural approach can perceptual decits, different visual-motor integration
offer therapy that will positively inuence the lives of decits and different motor skills in children with DCD.
children with these signs or formally diagnosed condi- They found the association between visualperceptual
tions? Demonstrating treatment efcacy is especially decits and motor tasks to be task-specic. In a very
important here because these children and their parents recent study, Crawford and Dewey (2008) found that
represent a vulnerable group. Given that there is such a the number of co-occurring disorders present with DCD
huge diversity of treatment approaches in relation to (e.g. reading/learning difculties, attention decit hyper-
each of these conditions (e.g. Sigmundsson et al., 1998; activity disorder) is associated with the severity of the
Hyman and Levy, 2005; Levy and Hyman, 2005; Rojas visual perceptual dysfunction.
and Chan, 2005), the onus is clearly on treatment However, while there is evidence that perceptual
providers to produce the evidence in support of the problems may exist in children with dyspraxia, there is a
treatment(s) that they are offering. Without such paucity of evidence to show that they play a causal role
evidence, parents inevitably run the risk of wasting in dyspraxia, or that vision training can lead to an
their time, effort and resources, and they and their improvement in signs/symptoms. A single case study
children may become disillusioned if expectations are published in the ophthalmic literature in 2006 (Hurst
repeatedly raised and then dashed. et al., 2006) represents the only report I could nd
In the sections below, the evidence supporting vision advocating vision therapy as a means of treatment for
therapy is summarised in relation to dyslexia, dyspraxia dyspraxia. Therefore, very little concrete evidence exists
and attention-decit hyperactivity disorder (ADHD)/ to support the role of vision therapy in the management
attention-decit disorder (ADD). It is worth pointing of this condition.
out that behavioural optometrists believe that vision
therapy can be benecial in these conditions, not because
ADHD/ADD
the condition is being cured, but because it enables the
child to operate more efciently in spite of the condition It is claimed that behavioural vision therapy can be
(Paul Adler, personal communication). Behavioural benecial in children with ADHD and ADD. In fact,

2009 The Author. Journal compilation 2009 The College of Optometrists


Behavioural vision therapy: B. T. Barrett 9

there appears to be little in the way of evidence to Specically, this document states that People with
support these claims. A small-scale, questionnaire study learning problems require help from many disciplines to
conducted by Farrar et al. (2001) found that ADD/ meet the learning challenges they face. Optometric
ADHD children undergoing medical treatment exhibit involvement constitutes one aspect of the multidisciplinary
more visual and quality of life symptoms than do a management approach required to prepare the individual
similar group of non-ADD/ADHD children. More for lifelong learning.
recently, the results of a study by Borsting et al. (2005) However, the main area of disagreement appears to
suggested that school-aged children with symptomatic be centred on the issue of whether vision therapy is at all
accommodative dysfunction or convergence insuf- benecial, especially in relation to children with learning
ciency have a higher frequency of ADHD behaviors difculties. The report by the American Academy of
compared with a control sample, and, in the USA, Optometry and the American Optometric Association
Granet et al. (2005) have reported that the prevalence of (1997) states that vision therapy does not directly treat
convergence insufciency in the ADHD population may learning disabilities or dyslexia, but rather is a treat-
be three times higher than in the population at large. ment to improve visual efciency and visual processing,
However, Granet et al. (2005) acknowledge that this thereby allowing the person to be more responsive to
may simply represent an association rather than a educational instruction. The ability to enhance reading/
causative relationship. In other words, it is not known if learning performance by vision therapy was directly
the ADHD is the cause of visual anomalies, or vice- challenged by a 1998 report titled Learning disabilities,
versa. It is also possible, of course, that ADHD and dyslexia and vision (American Academy of Paediatrics,
visual anomalies are merely associated with each other 1998) which was jointly published by the American
and not causally linked at all. To successfully develop Academy of Pediatrics in association with the American
and validate a therapy for ADHD/ADD based upon Academy of Ophthalmology and the American Associ-
vision therapy, it would be necessary to know, rst, that ation for Pediatric Ophthalmology & Strabismus. This
the visual difculties are contributing to the disorder, report concluded that no scientic evidence exists for the
and second, that the visual anomalies are amenable to efcacy of eye exercises in the remediation of these
modication. Neither of these issues is resolved in the complex paediatric developmental and neurologic condi-
literature. tions. A statement of re-afrmation for this policy was
published on 1 August 2008. The same sentiment is
evident in other publications. For example, the report by
Dyslexia
the American Academy of Ophthalmology (2001) con-
There is considerable ongoing controversy surrounding cluded that to date there appears to be no consistent
the role of behavioural vision therapy in the treatment scientic evidence that supports behavioural vision ther-
of dyslexia. Although few would argue that vision apy, orthoptic vision therapy, coloured overlays or lenses
problems can interfere with reading/learning, what it is as effective treatments for learning disabilities. The
not well established is the extent to which visual report summarised the available literature on eye
problems represent an underlying cause of the dyslexia. movements and visual perception in individuals with
In the USA, there appears to be a signicant difference dyslexia as follows: several studies in the literature
of opinion between the professional organisations that demonstrate that eye movements and visual perception are
represent optometry and ophthalmology in relation to not critical factors in the reading impairment found in
the prevalence of visual disorders (excluding refractive dyslexia, but that brain processing of language plays a
error) in the paediatric population, the amenability of greater role. The report also bemoaned the lack of well-
these visual disorders to treatment, and their association performed randomized controlled trials in the literature.
with reading/learning disabilities (e.g. Bowan, 2002; This situation appears to have altered little in recent
Ciuffreda, 2002; Gallaway, 2002; Press, 2002; Helveston, times. For example, the authors of the 2005 American
2005). Much of this division of opinion seems to stem Academy of Ophthalmology Focal Points report con-
from a belief by groups representing US ophthalmolo- cluded that claims that vision therapy can improve all
gists that optometrists are claiming that the therapy aspects of life [including emotional, physical, educational,
which they can offer (i.e. lenses, prisms and vision social & psychologic problems] for children with learning
therapy) can cure dyslexia. However, the US optomet- disabilities are without merit and have not been proven by
ric organisations dispute ever having made such a claim. well-controlled prospective clinical trials (Hertle et al.,
In the policy statement on Vision, Learning and 2005).
Dyslexia that was jointly published by the American In the UK, the Cochrane Collaboration has commis-
Academy of Optometry and the American Optometric sioned a literature survey to examine the effects of
Association (1997), a multidisciplinary approach to ocular interventions (excluding correction of signicant
managing the patient with dyslexia is advocated. refractive error) on reading speed and accuracy in

2009 The Author. Journal compilation 2009 The College of Optometrists


10 Ophthal. Physiol. Opt. 2009 29: No. 1

specic reading disorders. Although commissioned in are viewed as spatially compressive, creating decreased
2004 (details of the protocol for the review can be size, decreased distance, downward spatial shift and
viewed online (Robinson et al., 2004)), the report has downwards gaze shift, associated with convergence and
yet to appear but it is likely to be greeted with signicant inwards body thrust (Birnbaum, 1993; p. 186).
interest from optometrists, both from within and outside Some behavioural optometrists consider yoked prisms
the behavioural sphere. In the recent literature, several to be useful across a wide range of clinical scenarios/
references have been made to work by a group in patient groups and the evidence supporting their use
Australia that have conducted a controlled trial of the appears to vary considerably depending upon the precise
benets of vision therapy (Leslie, 2004; Helveston, condition being treated. They appear to be used more
2005). Although some results have appeared, they have widely by behavioural optometrists in the USA than in
been published in abstract form only (Sampson et al., the UK (Paul Adler, personal communication).
2005). Until the results of studies such as these appear in
print, it remains far from clear whether visual decits in
Treating binocular disorders at near
children are causally linked to reading/learning difcul-
ties. At present, the only consensus appears to be that For the reasons outlined above, behavioural optome-
RCTs investigating the benets of vision therapy in trists believe that base-up yoked prisms can be used to
reading/learning are lacking (Helveston, 2005; Rawstron treat exophoria or convergence insufciency, and con-
et al., 2005). For this reason, vision therapy cannot versely, that base-down prisms can be used to treat
currently be considered as an evidence-based treatment esophoria or convergence excess. In addition, it is
for reading or learning disorders and this conclusion is suggested that base-down prisms may be useful in cases
supported by other contemporary reviews of the liter- where low plus lens power is needed at near but is not
ature (e.g. Wright, 2007). tolerated (Horner, 1972/3, cited by Birnbaum, 1993).
Rather than being prescribed for long-term use,
vertical yoked prisms used to treat exophoria/conver-
Yoked prisms for near binocular disorders and for
gence-insufciency or esophoria/convergence-excess
producing postural changes
should be low in power (e.g. 3D down for convergence
The term yoked prisms describes prisms of equal power excess, and 2D up for convergence insufciency (Kap-
that have their bases in the same direction. For example, lan, 1978/9, cited by Birnbaum, 1993)) and are
vertical yoked prisms consist of prism power that is provided only as training lenses to be used when, for
oriented either base-up in front of both eyes, or base- example, specic activities are being carried out. When
down in front of both eyes. The purpose of yoked prisms used in this fashion, the purpose of the yoked prisms is
(sometimes also referred to as conjugate prisms or to induce spatial and postural changes that are
ambient lenses, e.g. Kaplan et al. (1996); Kaplan and favourable to the individual. Importantly, however,
Carmody (1997)) is not therefore to address a vertical or Birnbaum (1993) conceded that no controlled studies
horizontal imbalance between the eyes, but, in the words had taken place to investigate the effectiveness of
of Birnbaum (1993) (p.186), their effect is rather to vertical yoked prisms in patients with these conditions
create spatial change (see below). While the main effect and there appears to have been little change in this
of looking through yoked prisms is that the entire visual regard in the intervening time. No controlled trials of
eld is displaced in the direction of the apex, an this nature appear in the BABO bibliography (see
additional visual effect relates to their production of Appendix) and none were revealed following a search
non-uniform magnication across the visual eld (Ogle, using scientic literature databases.
1964). Specically, the images of objects located towards One study (Lazarus, 1996) examined the effectiveness
the apex of the prisms appear magnied whereas the of yoked base-up prisms together with base-in prisms in
images of objects near the prism bases appear minied. alleviating asthenopia associated with computer use.
In addition to the purely visual effects, viewing through The rationale was simply that this prism combination
yoked prisms has a predictable effect upon ones would reduce the amount of elevation and convergence
posture/stance and, consequently, upon ones centre of required by the computer user. Lazarus (1996) study
gravity (Gizzi et al., 1997). Considering the visual and employed a double-blind design in which spectacles that
postural effects together, behavioural optometrists combined prism power with plus lens power were
expect that base-down yoked prisms will create an compared with those with plus lens power alone.
upward spatial shift and consequent upward gaze shift Overall, there was a statistically signicant preference
associated with divergence, expanded peripheral aware- for the spectacles containing the prisms. However, no
ness, relaxation, backwards and outwards body thrust, subsequent studies have appeared to corroborate this
and increased near point working distance (Birnbaum, result. Thus, the use of yoked prism power for treat-
1993; p. 186). Base-up yoked prisms, on the other hand, ing exophoria/convergence-insufciency or esophoria/

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Behavioural vision therapy: B. T. Barrett 11

convergence-excess or for preventing/reducing eyestrain


Yoked prisms in patients with postural problems
at the computer must be viewed as unproven.
The approach advocated by Kraskin (described above)
is to generate changes in posture that will impact upon
Link between posture and refractive error
visual status. Recently, there has been interest in the
According to Kraskin (1985, cited by Birnbaum, 1993), possibility that changes in visual input achieved through
vision disorders are the end result of postural problems. the use of yoked prisms can produce benecial postural
Birnbaum (1993) summarises this thinking as follows: changes in adolescent patients with idiopathic scoliosis
When, in coming to balance with gravity and the task at (Wong et al., 2002). However, it appears that only one
hand, an individual increases the tonicity of the lower back report exists concerning the use of yoked prisms for this
musculature, the centre of gravity shifts forward, neces- purpose and their use in this condition must, therefore,
sitating a series of counterbalancing adjustments in the be viewed as experimental.
upper body that culminate in an upward, forward thrust of The use of yoked prisms in neurological patients is
the chin. Myopia, according to Kraskin, is an ocular end newer (and more promising) and is discussed in the
product of these postural adjustments. Similarly, signif- section titled Neurological disorders and neuro-rehabi-
icant hyperopia is thought to result directly from litation after trauma/stroke.
hypotonicity of the lower back musculature that permits
a backwards shift of the centre of gravity, (Birnbaum
Near point stress and low-plus prescriptions
(1993) (p.187)). This thinking is consistent with Skeff-
ingtons view that a balanced, stress-free posture is Skefngtons near point stress model underpins much of
essential for efcient visual processing, and, more the practice of behavioural optometry but the main text
generally, with the holistic view of behavioural optom- describing this model was written by Birnbaum (1993).
etry practitioners that vision, posture, balance and In this text, Skefngtons thinking on this issue is
gravity closely interact with one another. encapsulated by the statement that the near work
Kraskin advocated the use of yoked prisms in cases demands imposed by our culture are incompatible with
when he believed that a change in posture was needed to our physiology and provoke a stress response charact-
alter visual status. To establish the base direction for the erised by a drive for convergence to localize closer than
yoked prisms, he compared stereopsis measures when accommodation (Birnbaum, 1993; p. 33). Birnbaum
low powered (3D or 4D) prisms are placed base-up vs highlights a major difference between traditional optom-
base-down. Base-right and base-left yoked prisms are etry which views refractive, binocular and accommoda-
used only in patients with lateral asymmetries, such as tive anomalies as the causes of difculties at near, and
strabismus, anisometropia, and amblyopia (Birnbaum, Skefngtons approach in which these anomalies are the
1993; p. 188). In cases where no difference exists in the end-result(s) rather than the sources of near-point
level of stereopsis between the base directions, yoked stress. In Skefngtons model, appropriately powered
prisms are not employed. However, if a difference in low-plus lenses for use at near relieve the drive for
stereopsis is revealed when the base-direction is convergence to localise closer than accommodation.
reversed, Kraskin advocates the use of yoked prisms. This is said to improve overall visual efciency, not only
Interestingly, the base direction that Kraskin prescribes because it eliminates the mismatch between vergence
is not the base direction that yields optimum stereopsis and accommodation, but also because of additional
but rather the reverse direction. This, according to benets which may result such as improved posture
Birnbaum (1993), is done so as to deliberately exagger- when reading (e.g. Greenspan, 1970). A key aspect of
ate postural stress and thus to rebound by organising a the near point stress management approach is that low-
postural response to the counter-induced stress. Thus, plus prescriptions are advocated before anything ap-
Kraskins approach is to use yoked prisms in the short- pears to be abnormal on evaluation using a traditional
term only as a means of inducing postural stress and optometric approach. The low-plus for relief of near
thus creating a stimulus for change. Birnbaum (1993) point stress is therefore a controversial approach
points out that the base direction for the yoked prisms because in many instances it suggests that refractive
chosen on the basis of Kraskins approach is frequently correction should be worn even when the patient is
the complete reverse of that which would be selected wholly asymptomatic.
using Kaplans approach (see above). Kraskins ap- Jennings (2000) also discussed the near point stress
proach to the use of yoked prisms has never been model and concluded that overall the literature reveals
scientically validated, and thus the use of yoked prisms no convincing evidence of any benets from a low-plus
as a means of altering posture in neurologically normal prescription (Jennings, 2000). The present author con-
patients with the ultimate aim of inuencing visual curs with this synopsis of the literature that was
status remains highly questionable. available at the time. In the intervening time little

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12 Ophthal. Physiol. Opt. 2009 29: No. 1

additional research appears to have been published in There are a number of aspects of the behavioural
the mainstream ophthalmic/optometric literature con- approach to explaining the origins of myopia with which
cerning the use of low-plus lenses in relation to the research and traditional optometric communities
Skefngtons near point stress model. might agree. Firstly, the behavioural approach is that
A small number of studies have appeared in behavio- environmental factors play a major role in myopia onset
ural optometry journals which have investigated the and development. This is consistent with the extant view
physiological benets of low-plus lenses and the opti- that while genetic factors are important (Mutti et al.,
mum near point lens prescription (e.g. Price and Maples, 2007), near work is also implicated (Zadnik, 1997;
2005). Another area of interest relates to methods by Roseneld and Gilmartin, 1998). Secondly, consistent
which it can be determined whether or not low-plus lens with Skefngtons view that over convergence is a causal
correction is indicated for near work in individual pre- agent for myopia, data from Goss (1991) suggest that
presbyopic patients (Tassinari, 2005). prior to the onset of myopia, children who become
Overall, therefore, the evidence supporting low-plus myopic often exhibit more esophoria (or less exophoria)
prescriptions for the alleviation of near point stress at near, and lower positive relative accommodation,
dened in terms of Skefngtons model remains un- relative to children who remain emmetropic.
proven. However, it should be pointed out that contro- Given that near point stress is assumed to cause
versy associated with the issuing of low-plus corrections myopia, a direct prediction of the behavioural approach
in pre-presbyopic individuals, particularly in children, is that appropriately powered low-plus lenses worn for
also extends to traditional optometric practice (e.g. near work should relieve the stress and prevent, or halt,
Donahue, 2004; Robaei et al., 2006; Ip et al., 2006; the development of myopia. This prediction has been
Filips, 2008). For example, in a recent, large-scale study tested in a multitude of research studies that began with
of over 2300 12-year-old Australian children, Robaei Miles (1957). These studies have produced conicting
et al. (2006) concluded by saying that despite the lack of results, and although halting or slowing myopia pro-
rm supportive evidence, the prescription of low plus lenses gression continues to be a subject of intense research
to children seems to be practiced widely in Australia. interest to this day (e.g. Fulk et al., 2000; Chung et al.,
OLeary and Evans (2003) highlighted large variations 2002; Gwiazda et al., 2003), the majority of recent
between UK optometric practitioners in relation to the research on this topic has examined whether substantial,
criteria they adopt for prescribing interventions and they uniformly prescribed reading additions (e.g. 1.5 DS or
blamed a lack of guidelines that are based upon greater) reduce myopia progression; comparatively little
evidence-based research. More recently, Robaei et al. mention is made in the recent literature to the behavio-
(2006) called for rigorous clinical trials to be conducted ural approach of prescribing patient-specic, low plus-
that will investigate the merits of low plus lenses in pre- lens powers (e.g. +0.50 DS, +0.75 DS) at near (Press,
presbyopic individuals. Successful completion of this 2000).
research could offer signicant patient benet because it The evidence from the recent research is that
should lead to evidence-based guidelines in the prescrib- substantial reading additions (e.g. +2.00 D) provided
ing of spectacles (in particular for those refractive errors to pre-presbyopic patients can slow the progression of
that do not lead to a reduction in vision). Thus, research myopia by a statistically signicant, but not a clinically
appears warranted in this area, not only in relation to signicant amount (Gwiazda et al., 2003). In relation to
the behavioural approach to low-plus prescription but in the behavioural optometry prediction that esophoria
relation to optometry more generally. will be present in individuals with progressing myopia, it
is interesting to note that there is now a good deal of
evidence showing that more slowing of myopia progres-
Use of low-plus lenses at near to slow the progression of
sion occurs in patients with esophoria at near (Goss,
myopia
1991; Fulk et al., 2000; Brown et al., 2002) . However,
In the words of Birnbaum (1993) (p. 62) the Skeff- while these results are broadly consistent with the
ington model sees myopia as an adaptation to near point behavioural standpoint on myopia origin and progres-
stress. Myopia resolves the drive for convergence to sion, they are also consistent with other explanations.
localise closer than accommodation by changing the inner For example, as pointed out by Birnbaum, the fact that
optics of the eye. Birnbaum (1985) (p. 63) further reading additions of higher power than advocated by
explains this thinking by stating that myopia reduces the behavioural optometrists produce this result, is also in
accommodation required at near, and in so doing, it keeping with the view that myopia results from the
reduces the associated over convergence. Indeed, myo- excessive use of the eyes for close work (the so-called
pia is viewed as the most effective adaptation to near point use-abuse theory, Birnbaum, 1993; p. 11).
stress, serving in most cases to obtain comfortable, To sum up, slowing myopia progression to a limited
efcient near point function. extent appears possible through the use of plus-lens

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Behavioural vision therapy: B. T. Barrett 13

power at near. While behavioural optometry can explain dation to the near target did not change as a result of the
this result, this does not necessarily mean that the blur.
behavioural view is correct since other, non-behaviour- Thus, although the nature and characteristics of the
al, approaches may also explain it. In any case, it may be adaptation that takes place in blurred/unaided myopes
something of a moot point to xate upon the relative is yet to be determined, there does appear to be growing
merits of behavioural vs non-behavioural approaches to evidence for a genuine neural adaptation to blur. It is
halting myopia since, whatever the explanation, the rate still far too early to say where this research will lead, but
of slowing possible appears extremely limited (Bulli- the behavioural view that changes in performance in
more, 2003). unaided myopes following prolonged exposure to blur
reect something more than an improvement in the
ability to interpret blurred retinal images may have some
Therapy to reduce myopia
basis. Therapy to reduce myopia is apparently much
The results from several studies indicate that when more widely practiced by behavioural optometrists in
myopes remove their refractive correction (or when the USA than in the UK (Paul Adler, personal
emmetropes are blurred), both letter acuity and contrast communication).
sensitivity measures which are initially reduced show an
increase as a function of time (Mon-Williams et al.,
Behavioural approaches to the treatment of strabismus
1998; George and Roseneld, 2004; Roseneld et al.,
and amblyopia
2004). For example Roseneld et al. (2004) found an
average improvement in acuity of around 0.2 logMAR In the words of Groffman (1993), Skefngtons viewed
following 3 h without correction in a group of 22 strabismus as an extreme adaptation in binocularity in
individuals with moderate myopia. This improvement in order to cope with a stressful near point environment.
vision cannot be attributed to a reduction in refractive Jennings (2000) reviewed behavioural approaches to the
error since no change in refractive error (as measured by management of strabismus and amblyopia and con-
autorefraction) took place over the defocus period. cluded that he found it impossible to assess the
Improvements in letter acuity and other clinical mea- success of behavioural vision therapy for strabismus and
sures following exposure to blur have traditionally been amblyopia from the literature.
dismissed as reecting nothing more than increased Although the range of behavioural management
tolerance to blur and increased practice at interpreting strategies for patients with these conditions appears to
blurred images. For example, in a controlled trial of vary considerably between practitioners (e.g. in relation
biofeedback visual training, Angi et al. (1996) found an to whether full-plus should be prescribed in strabismic
increase in letter acuity in the treated group which patients; Getz, 1990; Frantz and Sherman, 1995),
they attributed to a learning effect because no improve- behavioural optometrists take the view that strabismus
ment was evident when a computer generated optotype should not be managed by surgery, except as a last
was used for letter acuity determination. In other words, resort. Since surgery is employed less frequently by
any improvements in letter acuity in unaided myopes ophthalmologists in cases of intermittent deviations, it
probably resulted only from increased familiarity with may be possible to assess the overall effectiveness of
the letter sequences on the test chart. A similar pattern non-surgical approaches by examining the treatment
of results was obtained by Rupolo et al. (1997), and the success in patients with intermittent tropias. For exam-
report on Visual Training for Refractive Errors by the ple, in the case of small angle exo-deviations, Cooper
American Academy of Ophthalmology (2004) dismisses and Leyman (1976) advocate the use of fusion exercises
the effectiveness of visual therapy in myopia. and minus lenses. However, the effectiveness of these
Recently, however, there is a growing volume of treatments is still open to question (Rosenbaum, 1993;
research evidence to suggest that genuine neural adap- von Noorden, 1996).
tation may be taking place in unaided myopes, even Since the report by Jennings (2000), I could nd no
when no visual training is provided. For example, reports in the mainstream vision literature that have
Webster et al. (2002) showed that the perception of the advocated, or even tested, a purely behavioural
extent to which an image is in focus changes substan- approach to strabismus management (i.e. one that is
tially with time following exposure to blur. Related to based upon active vision therapy). It is true that there
this work is the study by Vera-Diaz et al. (2004) in has been a substantial decline in the number of
which myopes showed a statistically signicant increase strabismus surgeries performed in the UK (Arora et al.,
in their accommodative response to a near target 2005) and elsewhere (Long and OBrien, 2005) over the
following the introduction (for 3 min) and then removal past 20 years. However, rather than representing a shift
of blur. The results for emmetropes who underwent the of opinion towards the behavioural position that non-
same exposure to blur were different in that accommo- surgical approaches are more effective, Arora et al.

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14 Ophthal. Physiol. Opt. 2009 29: No. 1

(2005) point out that the decline in strabismus surgical 712 years in the optical correction plus near-activities
procedures may simply reect increasing subspecialisa- group responded to treatment compared with only 25%
tion amongst the ophthalmological profession which has children in the same age range who received optical
resulted in an improved quality of surgery and hence a correction alone. These results are complemented by
reduced need for re-operation. laboratory research studies showing that, with extensive
A number of case studies have recently been pub- practice, performance on positional tasks (which is
lished, mainly in the behavioural literature (e.g. Lee, particularly poor in amblyopes) can be improved
1999). For example, a case of intermittent esotropia was substantially in children with amblyopia (Li et al.,
successfully treated using therapy that incorporated 2005). In addition to results in children, there are
peripheral awareness training (Tong, 1999). Aside from laboratory (Li and Levi, 2004) and clinical (Wick et al.,
such isolated case reports, however, there appears to be 1992) studies suggesting that vision therapy and/or
a complete absence of evidence-based research to extensive task repetition in adults with amblyopia can
support claims that behavioural vision therapy is more also produce signicant improvements in VA, binocular
effective than other forms of strabismus management, or function and positional acuity measures.
that the behavioural approach is more effective than the On the surface these results would appear to lend
no treatment alternative. Although behavioural optom- support to the proponents of active vision therapy for
etrists in the UK do apply behavioural management the treatment of amblyopia. However, there are a
strategies to strabismic patients, they form a small number of issues to consider. First, the contribution of
proportion of the patient base (Paul Adler, personal the near activities element to the success of treatment is
communication). difcult to characterise since the optical correction only
Interestingly, many of the criticisms that are directed group obviously cannot be prevented from carrying out
here towards behavioural optometry concerning the lack near activities. The results of Scheiman et al. (2005d)
of rigorous scientic evidence to support their approach, have attracted criticism on these grounds and a consid-
have also been levelled against the wider clinical erable debate has followed their publication (Hunter,
community which takes a more conventional approach 2005a,b; Phillips, 2006; Scheiman et al., 2006). Second,
to strabismus management. A recent review of surgical it is not clear whether adult amblyopes can show
and non-surgical interventions for intermittent exotr- improvement without undergoing active vision therapy.
opia conducted for the Cochrane Database (Hatt and Third, carrying out ones normal near activities may
Gnanaraj, 2006) concluded that the available literature have therapeutic value but it is not the same as the
consists mainly of retrospective case reviews which are programme of active therapy that is advocated by
difcult to reliably interpret and analyse. A similar behavioural optometrists. Lastly, there is a growing
conclusion was reached in another Cochrane report body of research evidence indicating that the value of
concerning interventions for infantile esotropia (Elliott refractive correction alone in the treatment of amblyo-
and Shaq, 2005). The authors of both reviews pia may have been underestimated. The results of many
concluded that there remains a need for more care- large-scale, recent studies point to the benets of simply
fully planned clinical trials to be undertaken to improve providing appropriate refractive correction, and the
the evidence base for the management of these need to wait until VA has ceased to improve following
conditions. refractive correction before prescribing any additional
In relation to amblyopia treatment, behavioural treatment (e.g. occlusion) is started (Stewart et al., 2004;
optometrists support active therapy approaches rather Steele et al., 2006). For example, Cotter et al. (2006)
than the passive approach to therapy that is normally found that refractive correction resulted in resolution of
employed and which consists only of wearing appropri- amblyopia in around one-third of their sample of 84
ate refractive correction and occlusion/optical penalisa- children aged 3 to <7 years with untreated anisome-
tion where indicated. A number of recent, large-scale tropic amblyopia. The value of refractive correction
studies have examined whether children with amblyopia alone is also discussed in Chen et al. (2007). There are
who are patched and instructed to perform near also recent claims that strabismic amblyopia may be
activities, respond better to treatment than those who partially or even wholly treated by refractive correction
receive patching but no specic instructions about alone (Cotter et al., 2007).
carrying out near activities (Holmes et al., 2005; Schei- Thus, in agreement with a recent review by Rawstron
man et al., 2005d). These studies have been conducted et al. (2005), it is concluded that the benets of vision
by the Pediatric Eye Disease Investigator Group, a therapy in amblyopia treatment over those which accrue
consortium of researchers based in the USA who have from passive modes of therapy alone are as yet
addressed a whole series of questions aimed at identi- unproven. Indeed, the behavioural view runs contrary
fying the optimum means to treat amblyopia. In the to a considerable volume of recent research evidence
study by Scheiman et al. (2005d), 53% of children aged which indicates that refractive correction alone, or in

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Behavioural vision therapy: B. T. Barrett 15

combination with patching/penalisation (that is started vision therapy which aims to bring the visual system into
after refractive correction has ceased to improve VA) is balance (ACBO, 2008). Syntonic phototherapy can be
frequently associated with a high level of treatment recommended as a stand alone treatment or it can form
success (Webber, 2007). one part of a complete vision therapy programme. It
involves the use of coloured light, usually in an
otherwise empty eld. It is claimed that therapy will
Training central and peripheral awareness and syntonics
increase the visual eld size. For example, Liberman
According to Birnbaum (1993) (p. 309), central-periph- (1986) claimed that children underachieving at school
eral organisation is an important aspect of visual (especially in the area of reading) exhibit constricted
information-processing style. The centralperipheral visual elds and that signicant enlargements in the
distinction relates to the relative amounts of attention eld size can follow the onset of therapy within a short
given to the central and peripheral eld; individuals who time. Similar claims were made by Kaplan (1985).
pay more attention to central aspects prefer to gather Advocates of the technique claim that syntonic therapy
and process information in small bits, with greater can produce additional benets such as increased visual
emphasis on detail , whereas those who are more memory for objects and abstract symbols, and that it
peripheral are said to prefer to gather information from can be benecial not only in patients with reduced visual
broad areas of space, favouring a simultaneous, all-at- elds but also in learning disabilities of varied origin,
once, global approach . There are consequences for the migraine as well as general headaches, memory dysfunc-
refractive and oculomotor status if an individual tions, reduced attention span and/or hyperactivity, ocular
emphasises peripheral too much (exophoria or hyper- edema of any type, ocular pain with or without trauma,
opia might result) or over-emphasises central aspects and secondary affects of head trauma (Liberman, 1986;
(esophoria or myopia). p. 14). I could nd no evidence to support any of these
The achievement of an appropriate weighting between assertions in a search of the mainstream scientic
central and peripheral processing is thought to be literature, and the claims by Liberman (1986) and
critical for important visual processing (Marrone, Kaplan (1985) that visual eld enlargements result from
1991), and Birnbaum (1993) advocates the use of vision syntonic therapy have been subjected to a variety of
therapy to enhance weak or underused processing strat- criticisms by Evans and Drasdo (1991). Although
egies (p. 310). Individuals who emphasise central syntonics does have some advocates amongst UK
processing may benet from procedures that emphasise behavioural optometrists it effectiveness is highly con-
peripheral awareness, visual imagery, and tachistoscopic tested, and the proportion of behavioural optometrists
training, to improve [the] ability to use peripheral, global utilising it in their practice in this country is, apparently,
and simultaneous processing. Similarly, individuals who small (Paul Adler, personal communication).
emphasise peripheral, global simultaneous processing
may benet from procedures that emphasise the attention
Sports vision therapy
to detail, sequential processing, and visual analysis.
However, the author nds the language used by Sports vision therapy accounts for an increasing pro-
Birnbaum and others (e.g. Forrest, 1976, 1981) to portion of the work conducted by UK behavioural
describe the vision therapy in respect of centralperiph- optometrists (Paul Adler, personal communication).
eral organisation to be extremely vague and unconvinc- This may be due to increased awareness amongst the
ing. For example, Birnbaum states that the goal [of public following announcements by a number of high-
treatment] is not to change the individual s processing prole UK professional sporting organisations (e.g.
style but rather to expand abilities and permit greater Englishs rugby world cup winning squad, and English
exibility (Birnbaum, 1993; p. 310). More importantly, Cricket) that their sports men and women are undergo-
there appears to be little evidence to support such ing, or have undergone, vision therapy to improve
treatment practices in the mainstream scientic litera- sporting performance.
ture, and thus the importance of centralperipheral Despite growing interest in vision therapy for improv-
organisational style in the manner described in behavio- ing sporting performance, there is a paucity of scientic
ural optometry texts (e.g. Birnbaum, 1993) is not evidence to show that therapy produces any benecial
known, and the need or ability to inuence it in effect. Only two controlled trials appear to have been
individual patients remains equally unproven. published in mainstream scientic literature (Wood and
One therapeutic approach that is relevant to the issue Abernethy, 1997; Abernethy and Wood, 2001). In the
of centralperipheral organisation but which was not rst of these studies (Wood and Abernethy, 1997), 30
described by Birnbaum (1993) is the practice of synton- participants were divided into three groups, a treatment
ics. Syntonics is dened as balance, and the term group, a placebo and a control group. The authors
syntonic phototherapy is used to describe a form of found no evidence that vision training improved either

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16 Ophthal. Physiol. Opt. 2009 29: No. 1

visual or motor performance beyond what would be benecial in patients with developmental or acquired
expected from increased test familiarity. In the second neurological disorders. The suggestion that optometrists
study (Abernethy and Wood, 2001), 40 participants may be able to play a useful role in the rehabilitation of
were divided into four groups, three of which received patients with head trauma is not new (e.g. Cohen and
visual training while the nal group received placebo Rein, 1992). Despite this, many would argue that the
therapy. While the authors reported that signicant pre- assessments and treatments described below may fall
to post-training differences did take place for some of more naturally within the remit of other disciplines (in
the measures, these differences were not group-depen- particular, occupational therapy). However, given that
dent. Overall, they concluded that by there was no behavioural optometrists in the UK appear to be
evidence that the visual training programmes led to receiving an increasing number of referrals of neurolo-
improvements in either vision or motor performance above gical patients (Paul Adler, personal communication), it
and beyond those resulting simply from test familiarity. is worth considering whether vision therapy adminis-
This is consistent with a number of reviews of the tered by optometrists can, as part of a multi-disciplinary
effectiveness of vision therapy for sport (e.g. Hazel, approach, aid rehabilitation after trauma/stroke. Inter-
1995; Rawstron et al., 2005) which have generally estingly, Scheimans (2002) textbook written for US
concluded that the evidence is either inconclusive or Occupational Therapists provides considerable detail
lacking altogether. However, given the belief that about the visual difculties that may exist in neurolog-
appears to exist about the value of vision therapy ical patients [and other patient groups that may be
in elite sport, research into this area is certainly treated/managed by UK behavioural optometrists (see
warranted. Introduction)], and the role that optometric vision
It is interesting to note that there is a growing body of therapy can play. But what is the evidence to support
research aimed at understanding how, for example, eye the efcacy of optometric involvement in visual reha-
movements and arm movements during reaching move- bilitation after stroke/trauma?
ments are linked and inter-dependent (e.g. Harris and Most studies of the nature described below have
Wolpert, 1998). As yet, however, this area of research appeared in neurological or neuropsychological litera-
has not expanded to encompass differences in movement ture but, more recently, research articles on these topics
patterns between novice, elite and non-elite sportsper- are beginning to appear in the mainstream ophthalmic
sons. Indeed, very little research has been directed at the literature (e.g. Reinhard et al., 2005; Ciuffreda et al.,
question of whether visual performance in elite athletes 2007). Furthermore, the role that optometrists can play
exceeds that of non-elite performers. In one study by in assessing/treating patients in these categories has
Laby et al. (1996), the visual function of 387 profes- recently been summarised by Han (2007), and several
sional baseball players was tested and they claimed that chapters of Scheimans (2002) book contain sections on
VA, distance stereoacuity, and contrast sensitivity are optometric evaluations and treatment methods that may
signicantly better in this group than in the general be appropriate in these patients.
population. However, while this study and a small
number of other studies (e.g. Stine et al., 1982; Chris-
Use of yoked prisms in neurological disorders and in
tenson and Winkelstein, 1988) suggest that visual
neuro-rehabilitation
abilities are superior in athletes, the issue is far from
settled. One of the main issues affecting the interpreta- In addition to the various uses of yoked prisms long
tion of results from studies of this nature is that typically advocated by behavioural optometrists (and described
a substantial overlap exists between the results for in the earlier section on Yokel prisms), a number of
athletes and non-athletic groups (Hazel, 1995). Interest- newer uses for yoked prisms are being suggested,
ingly, even if it emerges that visual performance is principally in the non-ophthalmic literature. These are
superior in elite vs non-elite athletes, important ques- briey described below, not because the case supporting
tions will follow, including: are differences in visual their usefulness in these clinical conditions is proven at
abilities the cause or the consequence of differences in this point in time, but because some UK behavioural
sporting performance? Can differences in visual abilities optometrists are already using yoked prisms in this
be trained in the clinical setting? And if so, does this fashion (Paul Adler, personal communication) and
training transfer to the sporting arena? because patients of all optometrists may seek their
opinion about these applications of yoked prisms.
Neurological disorders and neuro-rehabilitation after
Autism. Recently, a number of reports suggest that
trauma/stroke
yoked prisms may be useful in children with autistic
There is considerable research interest in the possibility spectrum disorders (ASD). Children with ASD often
that yoked prisms and/or vision rehabilitation may be exhibit abnormal body postures including head tilting

2009 The Author. Journal compilation 2009 The College of Optometrists


Behavioural vision therapy: B. T. Barrett 17

(Kohen-Raz et al., 1992), and disturbances in motion showed in ve patients that a change in visual status
and gait (Vilensky et al., 1981). Reports that yoked achieved using appropriately oriented yoked prisms can
prisms may be useful in ASD rst appeared in the signicantly modify the perception of pain. Specically,
1980s but denitive evidence to support this view has they showed that prismatic displacement of 20 degrees
been slow to emerge. More recently, however, several of the visual eld towards the unaffected side alleviated
studies by Kaplan and colleagues (Kaplan et al., 1996, pathologic pain as assessed by a numerical rating scale.
1998; Carmody et al., 2001) suggest that yoked prisms To support this result, the authors also showed that the
lead to a change in head angle, and that in turn this perception of pain was exacerbated when the prismatic
can help to promote eye contact and thus foster shift was toward the affected side. The explanation for
improved social interaction. In addition to psychoso- these results is speculative at this point but the pull of
cial benets, it is claimed that yoked prisms lead to the visual subjective midline towards the affected side
improvements in behaviour, attention and visuo-motor produced by the pain is thought to be a key component.
skills such as ball-catching abilities. The studies by However, while these results look promising, the
Kaplan have included double-blind designs in which authors acknowledge that RCTs are needed to establish
behaviour and performance with yoked prisms oriented that the benecial effects upon the perception of pain
correctly, yoked prisms oriented incorrectly, and pla- are indeed due to the presence of the prisms (Sumitani
cebo lenses have been compared. Although these et al., 2007b).
results are interesting there are a number of factors
to consider in relation to their interpretation. First, in Visual neglect. Rossetti et al. (1998) investigated the
one study (Kaplan et al., 1998), yoked prisms were effects of yoked prisms in hemisphere stroke patients, a
found to produce benets in behaviour patterns after large proportion of whom show left-hemispatial neglect
1.5 and 2 months but which were less apparent after 3 (also known as left visual neglect). They studied the
and 4 months. Second, all of the recent studies effects of prism adaptation on various neglect symp-
advocating yoked prisms in ASD have come from the toms, including the pathological shift of the subjective
same research group, and the case for their use for this midline to the right. Their results were striking: all six
purpose would obviously be strengthened if corrobo- patients exposed to the optical shift of the visual eld to
rated by other research teams. Finally, it is noteworthy the right demonstrated improved performance on a
that recent reviews of the many treatments suggested manual body-midline task and on classical neuropsy-
for ASD make no mention of yoked prisms (e.g. Levy chological tests. A large volume of research in this area
and Hyman, 2005). Thus, while yoked prisms may has followed (reviewed by Rode et al., 2006), much of
have a role to play in ASD, this practice remains which appears to support Rossetti et al.s (1998) original
somewhat controversial because the evidence to sup- ndings. Although controlled trials are again lacking,
port their use in this fashion is currently limited the weight of evidence does seem to support claims
(Kenneth Ciuffreda, personal communication). concerning the benecial effects of yoked prisms in
visual neglect patients.
Pathologic pain. There has been considerable recent One nal but important issue that deserves consider-
research attention devoted to the issue of how appro- ation relating to the use of yoked prisms concerns the
priately oriented yoked prisms can inuence the per- issue of adaptation. In visual normals, rapid adaptation
ception of pain. This approach emerged following to vertical yoked prisms has been demonstrated by
experimental results showing that pathologic pain can Huang and Ciuffreda (2006). If the same happened in
lead to altered visuo-spatial perception revealed when a neglect patients, for example, the value of the therapy
visual subjective body-midline task is carried out would obviously be extremely short lived. However, the
(Sumitani et al., 2007a). This task simply requires the evidence in neglect patients and in patients with path-
patient to indicate when a small dot of light projected ologic pain suggests the benets of yoked prisms take
onto a screen and presented in an otherwise darkened time to accrue (e.g. Sumitani et al., 2007b). The reasons
room crosses the straight-ahead position when moving why patients appear not to adapt whereas visual
in from a starting position that is clearly on the right or normals do is uncertain. Kapoor et al. (2001) speculated
left. Essentially, this study and others like it (e.g. Ernst that the reason may be due to the fact that, in normals,
et al., 2000) are showing evidence that human visual and the yoked prisms introduce a discrepancy between
somatosensory systems are interdependent, something subjective and objective egocentric space which the
which would not come as a surprise to behavioural adaptation seeks to reduce or eliminate. However, in
optometrists because it appears to be consistent with the patients, there is thought to be a pre-existing, neuro-
4-circles model (see Introduction). The pain is believed logically based spatial discrepancy between the objective
to shift the perceived straight-ahead position to one side. and subjective egocentric midlines (Stein, 1989) and
In further support of this claim, Sumitani et al. (2007b) adaptation does not take place because appropriately

2009 The Author. Journal compilation 2009 The College of Optometrists


18 Ophthal. Physiol. Opt. 2009 29: No. 1

oriented yoked prisms serve to reduce/eliminate this important aspects of a well-designed RCT is that it will
discrepancy (Kapoor et al., 2001). reveal the extent to which any benets that accrue are
due to a placebo effect. The placebo effect relates to any
non-specic factor (i.e. any factor not directly linked to
Vision restoration therapy
the actions/mechanisms of the therapy) which may
Since 2000, there has been a large amount of interest in produce a desirable outcome (Sandler, 2005). Such non-
the possibility that some restoration of vision can be specic effects could result from many sources, for
achieved in patients who have suffered optic nerve or example, bias on the part of the examiner, or from
post-chiasmatic injuries but who have some residual participants beliefs about the efcacy of the treatment.
vision (Sabel and Kasten, 2000). The treatment is Placebo effects can be extremely powerful, and to
referred to as visual restoration therapy and it involves demonstrate the efcacy of any therapy, it is therefore
selecting areas of residual vision which are then stimu- necessary to show that the therapeutic effects exceed
lated during computer-assisted training (e.g. Julkunen those which result from placebo effects alone. There are
et al., 2003). Some very impressive visual eld enlarge- several examples in the general optometric/ophthalmic
ments have been reported. For example, in a trial of 19 literature concerning results which, on initial inspection,
prechiasmatic injury patients, a 74% increase in visual appeared very promising but which, in later controlled
eld size was reported; in 19 post-chiasmatic patients, trials, were shown to be little better than existing
the results were less dramatic (30% increase) but still treatments, or placebo treatments. For example, prom-
impressive, because no improvement in eld size ising results were originally described for the rst anti-
occurred in a no-treatment control group (Sabel and cataract agents that became available but controlled
Kasten, 2000). These ndings have been corroborated trials of these substances subsequently revealed that they
and extended by more recent work which has shown were no more effective than placebos (Toh et al., 2007).
that the improvements in visual eld represent genuine Similarly, amblyopia treatment results initially appeared
neuroplasticity because they cannot be explained as impressive when the rotating grating treatment (CAM)
artefacts induced by eye movements (Kasten et al., method was rst tested (Banks et al., 1978). However, in
2006), and because the eld-size increases are accompa- subsequent controlled trials (e.g. Nyman et al., 1983),
nied by improvements in patient-questionnaire re- CAM treatment was found to be no more effective than
sponses (Sabel et al., 2004). It is still far too early to occlusion therapy. Indeed, the benets of the treatment
say where this research will lead, or to speculate about may have been due only to the occlusion which was
any possible future role that optometrists might play in undertaken when the CAM treatment was being admin-
the administration/evaluation of this kind of therapy. istered (Tytla and Labow-Daily, 1981). The point here is
However, the available evidence suggests that claims not that behavioural optometry approaches are ineffec-
about the efcacy of vision therapy in neurologically tive but that we can only be condent about the efcacy
damaged patients may not be unfounded. of any treatment or management approach once it has
been subjected to the rigorous scientic testing of an
RCT. As indicated throughout this review, there have
The need for high-quality research studies
been very few such studies of behavioural optometry
Throughout this review, a large number of areas have management/treatment approaches, and for this reason,
been identied where sound research evidence is lacking it must be concluded that they currently exist without a
to support behavioural optometry approaches to treat- sound evidence base.
ment and management. Of particular concern is the Although double-blind RCTs represent the gold
almost-complete absence of RCTs from the literature. standard in the scientic testing of therapies/manage-
Double-blind RCTs are widely regarded as representing ment approaches, it is recognised here that not every
the gold standard in clinical research. Such studies form of therapy is amenable to the strictest RCT design.
typically contain two or more groups, only one of which For example, it is not always possible to implement a
receives the full therapeutic intervention. The other strict double-blind design because it can be difcult to
group(s) represent the control group(s), which receive no offer placebo treatments which participants in the
treatment or sham treatment [e.g. see Sterner et al. control group recognise as credible. Another issue is that
(2001) who used sham treatment in their accommoda- strict RCTs are considered by many to be reductionist in
tive-facility study]. The double-blind aspect of RCTs the approach to therapy testing, because a key stipula-
relates to the fact that participants are randomly tion is that each patient in the treatment group receives
assigned to different groups in such a way that neither exactly the same treatment. However, there is growing
the researcher, who deals directly with the participant, acceptance that such a reductionist approach may not
nor the participant themselves is aware of whether or always be appropriate and that controlled study designs
not they are in the treatment group. One of the most can be employed to test the effectiveness of therapy even

2009 The Author. Journal compilation 2009 The College of Optometrists


Behavioural vision therapy: B. T. Barrett 19

when different participants in the treatment groups pressed are those of the author and, therefore, they do
receive slightly different treatments (e.g. Hilsden and not necessarily reect the Colleges position. The author
Verhoef, 1999; Richardson, 2000). This is particularly is grateful to Mr Paul Adler who is a UK Optometrist
important in the study of behavioural optometry and a member of BABO (see Appendix). Paul acted as a
approaches because practitioners appear to place par- point of contact for the author when questions arose in
ticular emphasis upon designing patient-specic connection with the terminology and techniques used in,
approaches to treatment rather than applying uniform and the practice of, behavioural optometry. His assis-
management/treatment strategies for particular condi- tance is gratefully acknowledged.
tions (Paul Adler, personal communication). In short, it
is suggested here that the practices advocated by
Appendix
behavioural optometrists in the UK are amenable to
study using controlled trials. However, the required In the UK, the practice of behavioural optometry is
studies have not yet been conducted and, for this reason, advocated by the British Association of Behavioural
the practices advocated by behavioural optometrists Optometrists (BABO) which has approximately 75
cannot be recommended. members (Paul Adler, personal communication). The
BABO Chair is Mrs Caroline Hurst (contact details
available at: http://www.babo.co.uk/). As well as repre-
Conclusions
senting the views of behavioural optometrists, BABO
In a previous review of the behavioural optometry organises seminars and conferences. BABO is also
literature (Jennings, 2000), it was concluded that there responsible for the syllabus content, the delivery and
was a lack of controlled clinical trials of behavioural the examinations that lead to their Certicate in
management strategies. Unfortunately, there has been Behavioural Optometry. In addition to behavioural
little change in this regard in the intervening period. management approaches, the syllabus contains a large
Although there are areas where the available evidence is volume of material that would normally be considered
consistent with behavioural optometry approaches under the heading of orthoptics. Around 10% of BABO
(most notably in relation to the treatment of conver- members are currently completing, or have successfully
gence insufciency, the use of yoked prisms in neuro- gained, the Certicate in Behavioural Optometry (Paul
logical patients, and in vision rehabilitation after brain Adler, personal communication).
injury), a large majority of behavioural management
approaches do not possess a solid evidence base, and
Journals
thus they cannot be advocated. In this respect, this
review is consistent with a number of recent literature The Journal of Behavioural Optometry (J. Behav.
reviews that have arrived at similar conclusions (e.g. Optom., ISSN: 1045-8395) (Irwin B. Suchoff, Editor-
Helveston, 2005; Rawstron et al., 2005). In-Chief) publishes articles that are of interest to the
There have been attempts to improve the ability to membership of its sponsoring organisation, the Opto-
assess the efcacy of behavioural vision therapy. For metric Extension Program Foundation (OEPF).
example, Maples and Bither (2002) designed a checklist/ Although the contents of the journal are not abstracted
questionnaire as a tool to assist in the documentation of on PubMed, WoS, PsycInfo or Ophthalmic Literature,
the improvements following a course of vision therapy. abstracts from previously published papers can be found
Overall, however, the advances made by behavioural by entering author, title or keyword search terms at the
optometrists in generating the evidence to support their following location: http://www.oepf.org/jbo/index.php?
claims are extremely modest. Behavioural optometrists pid=search. The website also suggests that papers of
are enthusiastic advocates of their approach to optom- interest can be requested simply by e-mailing oepf@oepf.
etry, and they seem to derive great satisfaction from the org. It is also abstracted at VisionCite and Visionet, both
diverse work that they conduct. However, the continued of which are optometry indexes set up by individual
absence of rigorous scientic evidence to support American universities. In the UK, it is only available via
behavioural management approaches, and the paucity the British Library and from Cardiff University.
of controlled trials in particular, represents a major The journal Optometry & Vision Development
challenge to the credibility of the theory and practice of (Optom. Vis. Dev., ISSN: 1557-4113) (Dominick M.
behavioural optometry. Maino, Editor) is the ofcial quarterly publication of
the College of Optometrists in Vision Development, and
was known as the Journal of Optometric Vision
Acknowledgements
Development (ISSN 0149-886X). It can be located
This review was commissioned by the College of at: http://www.covd.org/Home/OVDJournal/tabid/104/
Optometrists. However, the views and opinions ex- Default.aspx.

2009 The Author. Journal compilation 2009 The College of Optometrists


20 Ophthal. Physiol. Opt. 2009 29: No. 1

Non-COVD members can access journal articles that References


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