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Federal Register / Vol. 67, No.

216 / Thursday, November 7, 2002 / Rules and Regulations 67789

List of Subjects in 14 CFR Part 73 Administration Modernization Act of act, FDA issued an order automatically
Airspace, Navigation (air). 1997 (FDAMA). The agency is classifying the RetroX device in class III
classifying this device into class II because it was not substantially
Adoption of the Amendment (special controls) in order to provide a equivalent to a device that was
In consideration of the foregoing, the reasonable assurance of safety and introduced or delivered for introduction
effectiveness of the device. into interstate commerce for commercial
Federal Aviation Administration
DATES: This rule is effective November distribution before May 28, 1976, or a
amends 14 CFR part 73, as follows:
7, 2002. device that was subsequently
PART 73—SPECIAL USE AIRSPACE FOR FURTHER INFORMATION CONTACT: Eric reclassified into class I or II. After
Mann, Center for Devices and reviewing information submitted in the
1. The authority citation for part 73 petition, FDA determined that the
Radiological Health (HFZ–460), Food
continues to read as follows: RetroX device and substantially
and Drug Administration, 9200
Authority: 49 U.S.C. 106(g), 40103, 40113, Corporate Blvd., Rockville, MD 20850, equivalent devices can be classified in
40120; E.O. 10854, 24 FR 9565, 3 CFR, 1959– 301–594–2080. class II with the establishment of special
1963 Comp., p. 389. controls. FDA believes that class II
SUPPLEMENTARY INFORMATION:
special controls, in addition to the
§ 73.23 [Amended] general controls, will provide
I. Background
2. § 73.23 is amended as follows: reasonable assurance of the safety and
In accordance with section 513(f)(1) of
* * * * * the act (21 U.S.C. 360c(f)(1)), devices effectiveness of the device.
FDA has identified the following risks
R–2301W [Amended] that were not in commercial distribution
to health associated specifically with
before May 28, 1976, the date of
By removing the words ‘‘Using this type of device: (1) Infection /local
enactment of the amendments, generally inflammation, (2) injury to the ear canal,
agency. U.S. Air Force, 58th Fighter referred to as postamendments devices,
Wing Luke AFB, AZ,’’ and inserting the and (3) ineffective amplification.
are classified automatically by statute Therefore, in addition to the general
words ‘‘Using agency. Commanding into class III without any FDA
Officer, USMC Air Station, Yuma, AZ.’’ controls of the act, the device is subject
rulemaking process. These devices to a special control guidance document
* * * * * remain in class III and require entitled ‘‘Class II Special Controls
Issued in Washington, DC, October 29, premarket approval, unless and until Guidance Document: Transcutaneous
2002. the device is classified or reclassified Air Conduction Hearing Aid System
Reginald C. Matthews, into class I or II or FDA issues an order (TACHAS); Guidance for Industry and
Manager, Airspace and Rules Division. finding the device to be substantially FDA.’’
[FR Doc. 02–28365 Filed 11–6–02; 8:45 am] equivalent, in accordance with section FDA believes the following controls
BILLING CODE 4910–13–P
513(i) of the act, to a predicate device identified in the class II special controls
that does not require premarket guidance document for a TACHAS
approval. The agency determines device, when combined with the general
whether new devices are substantially controls of the act, will provide
DEPARTMENT OF HEALTH AND
equivalent to previously marketed reasonable assurance of the safety and
HUMAN SERVICES
devices by means of premarket effectiveness of this type device: (1)
Food and Drug Administration notification procedures in section 510(k) Electro-acoustic testing, (2) fatigue
of the act (21 U.S.C. 360(k)) and 21 CFR testing, (3) strength test validation, (4)
21 CFR Part 874 part 807 of the FDA regulations. Section biocompatibility, (5) sterility, (6)
513(f)(2) of the act provides that any clinical information, and (7) labeling to
[Docket No. 02P–0241] person who submits a premarket include prescription labeling in
notification under section 510(k) of the accordance with 21 CFR 801.109.
Medical Devices; Ear, Nose, and Throat
act for a device that has not previously FDA believes that adherence to the
Devices; Classification of the
been classified may, within 30 days class II special controls addresses the
Transcutaneous Air Conduction
after receiving an order classifying the risks to health identified previously in
Hearing Aid System
device in class III under section this section of this document and
AGENCY: Food and Drug Administration, 513(f)(1) of the act, request FDA to provides a reasonable assurance of the
HHS. classify the device under the criteria set safety and effectiveness of the device.
ACTION: Final rule. forth in section 513(a)(1) of the act. FDA Section 510(m) of the act provides
shall, within 60 days of receiving such that FDA may exempt a class II device
SUMMARY: The Food and Drug a request, classify the device by written from the premarket notification
Administration (FDA) is classifying the order. This classification shall be the requirement under section 510(k) of the
transcutaneous air conduction hearing initial classification of the device. act, if FDA determines that premarket
aid system (TACHAS) into class II Within 30 days after issuing an order notification is not necessary to provide
(special controls). Elsewhere in this classifying the device, FDA must reasonable assurance of the safety and
issue of the Federal Register, FDA is publish a document in the Federal effectiveness of the device. For this type
announcing the availability of a Register announcing the classification. of device, FDA has determined that
guidance document that will serve as On June 21, 2002, FDA received a premarket notification is necessary to
the special control for the device. The petition submitted under section provide reasonable assurance of safety
agency is taking this action in response 513(f)(2) of the act by Auric Hearing and effectiveness and, therefore, the
to a petition submitted under the Systems Inc., seeking an evaluation of device is not exempt from the premarket
Federal Food, Drug, and Cosmetic Act the automatic class III designation of its notification requirements. The device is
(the act) as amended by the Medical RetroX device. This device is intended used as a wearable sound-amplifying
Device Amendments of 1976 (the to compensate for impaired hearing device intended to compensate for
amendments), the Safe Medical Devices without occluding the ear canal. In impaired hearing without occluding the
Act of 1990, and the Food and Drug accordance with section 513(f)(1) of the ear canal. FDA review of key design

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67790 Federal Register / Vol. 67, No. 216 / Thursday, November 7, 2002 / Rules and Regulations

features, data sets from bench studies benefits of available regulatory List of Subjects in 21 CFR Part 874
and clinical trials, other relevant alternatives and, when regulation is Medical devices.
performance data, and labeling will necessary, to select regulatory Therefore, under the Federal Food,
ensure that acceptable levels of approaches that maximize net benefits Drug, and Cosmetic Act and under
performance for both safety and (including potential economic, authority delegated to the Commissioner
effectiveness are addressed before environmental, public health and safety, of Food and Drugs, 21 CFR part 874 is
marketing clearance. Thus, persons who and other advantages; distributive amended as follows:
intend to market this device type must impacts; and equity). The agency
submit to FDA a premarket notification believes that this final rule is consistent PART 874—EAR, NOSE, AND THROAT
submission containing information on with the regulatory philosophy and DEVICES
the TACHAS they intend to market principles identified in the Executive
prior to marketing the device. order. In addition, the final rule is not 1. The authority citation for 21 CFR
On August 20, 2002, FDA issued an a significant regulatory action as defined part 874 continues to read as follows:
order classifying the RetroX device and by the Executive order and so it is not Authority: 21 U.S.C. 351, 360, 360c, 360e,
substantially equivalent devices of this subject to review under the Executive 360j, 371.
generic type into class II under the order. 2. Section 874.1 is amended by
generic name, transcutaneous air adding paragraph (e) to read as follows:
conduction hearing aid system. FDA The Regulatory Flexibility Act
identifies this generic type of device as: requires agencies to analyze regulatory § 874.1 Scope.
A wearable sound-amplifying device options that would minimize any
* * * * *
intended to compensate for impaired hearing significant impact of a rule on small (e) Guidance documents referenced in
without occluding the ear canal. The device entities. FDA knows of only one
consists of an air conduction hearing aid this part are available on the Internet at
manufacturer of this type of device. http://www.fda.gov/cdrh/guidance.html
attached to a surgically fitted tube system, Classification of these devices from
which is placed through soft tissue between 3. Section 874.3950 is added to
the post auricular region and the outer ear class III to class II will relieve
subpart D to read as follows:
canal. manufacturers of the device of the cost
The order also identifies a special of complying with the premarket § 874.3950 Transcutaneous air conduction
control applicable to this device a approval requirements of section 515 of hearing aid system.
guidance document entitled ‘‘Class II the act (21 U.S.C. 360e), and may permit (a) Identification. A transcutaneous
Special Controls Guidance Document: small potential competitors to enter the air conduction hearing aid system is a
Transcutaneous Air Conduction Hearing marketplace by lowering their costs. The wearable sound-amplifying device
Aid System (TACHAS); Guidance for agency, therefore, certifies that the final intended to compensate for impaired
Industry and FDA.’’ Any firm rule will not have a significant impact hearing without occluding the ear canal.
submitting a 510(k) premarket on a substantial number of small The device consists of an air conduction
notification for the device would need entities. In addition, this final rule will hearing aid attached to a surgically
to address the issues covered in the not impose costs of $100 million or fitted tube system, which is placed
special control guidance. However, the more on either the private sector or through soft tissue between the post
firm would need to show only that its State, local, and tribal governments in auricular region and the outer ear canal.
device meets the recommendations of the aggregate and, therefore, a summary (b) Classification. Class II (special
the guidance or in some other way statement of analysis under section controls). The special control for this
provides equivalent assurances of safety 202(a) of the Unfunded Mandates device is FDA’s guidance document
and effectiveness. Reform Act is not required. entitled ‘‘Class II Special Controls
FDA is now codifying the Guidance Document: Transcutaneous
classification and the special control by IV. Federalism Air Conduction Hearing Aid System
adding new § 874.3950. For the FDA has analyzed this final rule in (TACHAS); Guidance for Industry and
convenience of the reader, FDA is also accordance with the principles set forth FDA.’’ See § 874.1 for the availability of
adding a new § 874.1(e) to inform the in Executive Order 13132. FDA has this guidance document.
reader where to find guidance determined that the rule does not Dated: October 28, 2002.
documents referenced in 21 CFR part contain policies that have substantial Linda S. Kahan,
874. direct effects on the States, on the Deputy Director, Center for Devices and
II. Environmental Impact relationship between the National Radiological Health.
Government and the States, or on the [FR Doc. 02–28398 Filed 11–6–02; 8:45 am]
The agency has determined under 21
distribution of power and BILLING CODE 4160–01–S
CFR 25.34(b) that this action is of a type
responsibilities among the various
that does not individually or
levels of government. Accordingly, the
cumulatively have a significant effect on
agency has concluded that the rule does DEPARTMENT OF JUSTICE
the human environment. Therefore,
not contain policies that have
neither an environmental assessment
federalism implications as defined in Parole Commission
nor an environmental impact statement
the order and, consequently, a
is required.
federalism summary impact statement is 28 CFR Part 2
III. Analysis of Impacts not required.
Paroling, Recommitting, and
FDA has examined the impacts of the V. Paperwork Reduction Act of 1995 Supervising Federal Prisoners:
final rule under Executive Order 12866,
Prisoners Serving Sentences Under
and the Regulatory Flexibility Act (5 This final rule contains no collections
the United States and District of
U.S.C. 601–612), and the Unfunded of information. Therefore, clearance by
Columbia Codes
Mandates Reform Act of 1995 (Public the Office of Management and Budget
Law 104–4). Executive Order 12866 under the Paperwork Reduction Act of AGENCY: United States Parole
directs agencies to assess all costs and 1995 is not required. Commission, Justice.

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