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Practical Radiation Oncology (2017) 7, 19-25

www.practicalradonc.org

Original Report

Long-term outcomes using adjuvant pelvic


intensity modulated radiation therapy (IMRT) for
endometrial carcinoma
Siping He BS a , Beant S. Gill MD b , Dwight E. Heron MD, MBA, FACRO, FACR b ,
Joseph L. Kelley MD c , Paniti Sukumvanich MD c , Alexander B. Olawaiye MD c ,
Robert P. Edwards MD c , John Comerci MD c , Sushil Beriwal MD b,
a
University of Pittsburgh School of Medicine, Pittsburgh, Pennsylvania
b
Department of Radiation Oncology, University of Pittsburgh Cancer Institute, Pittsburgh, Pennsylvania
c
Department of Gynecologic Oncology, Magee-Womens Hospital of University of Pittsburgh Medical Center,
Pittsburgh, Pennsylvania

Received 5 April 2016; revised 27 May 2016; accepted 8 June 2016

Abstract
Purpose: We evaluated the long-term outcome and toxicity of adjuvant intensity modulated
radiation therapy (IMRT) for high-risk endometrial carcinoma via a retrospective institutional
review of patients treated in this setting with extended follow-up.
Methods and materials: Patients with endometrial cancer who underwent comprehensive surgical
staging followed by adjuvant IMRT with or without sequential chemotherapy between 1999 and
2010 were reviewed. Median doses delivered with IMRT and brachytherapy were 45 Gy in 25
fractions and 10 Gy in 2 fractions; 10.2% received extended field and 94.5% received vaginal
brachytherapy. Kaplan-Meier estimates are provided for rates of locoregional (in-field) relapse,
distant metastasis, and disease-free survival, and overall survival. Gastrointestinal (GI) and
genitourinary (GU) toxicity reported were graded with the Common Terminology Criteria for
Adverse Events, version 4.03.
Results: A total of 128 patients were identified. Median age at diagnosis was 64 years. Most
patients (82.8%) had endometrioid adenocarcinoma followed by papillary serous (10.2%), clear
cell (4.7%), and carcinosarcoma (2.3%). International Federation of Gynecology and Obstetrics
staging distribution was as follows: IA, 13.3%; IB, 32.8%; II, 30.4%; IIIA, 5.5%; IIIC1, 9.4%; and
IIIC2, 8.6%. Most (85.9%) underwent nodal dissections (28.1% pelvic only and 57.8% pelvic and
para-aortic). Two patients (1.6%) experienced acute grade 3 GI toxicity; no other acute grade 3
GI/GU toxicities were noted. With a median follow-up of 57.0 months, 5-year locoregional relapse
was 2.5%: vagina (n = 3), parametrium (n = 1), pelvic node (n = 1). Five-year estimates of distant
metastasis, disease-free survival, and overall survival were 16.5%, 73.4%, and 77.4%, respectively.
Five-year actuarial rates of late grade 3 GI and GU toxicities were 3.2% and 0.0%. The 5-year rate
of symptomatic pelvic insufficiency fracture was 4.4%.

Conflicts of interest: None.


Corresponding author. Magee-Womens Hospital of UPMC, Department of Radiation Oncology, 300 Halket Street, Pittsburgh, PA 15232.
E-mail address: beriwals@upmc.edu (S. Beriwal).

http://dx.doi.org/10.1016/j.prro.2016.06.005
1879-8500/ 2016 American Society for Radiation Oncology. Published by Elsevier Inc. All rights reserved.
20 S. He et al Practical Radiation Oncology: January-February 2017

Conclusions: This study represents the largest cohort of endometrial cancer patients with extended
follow-up receiving adjuvant IMRT. High rates of pelvic disease control and limited late toxicities
demonstrate safety and efficacy of this approach in the setting of extended follow-up.
2016 American Society for Radiation Oncology. Published by Elsevier Inc. All rights reserved.

Introduction Methods and materials

Endometrial cancer is the most common gynecologic Study design


malignancy and the second most common cancer in women
of developed countries, affecting predominantly postmen- A retrospective review was conducted of endometrial
opausal women around 60 years of age. 1 The most common cancer patients treated at University of Pittsburgh Medical
type in the United States is the endometrioid type arising Center (UPMC) Cancer Center between 1999 and
from an excess of estrogen and carries a favorable prognosis. 2010 following institutional review board approval.
The remaining 20% are aggressive cell types (ie, clear cell Patients underwent initial surgical staging (total laparo-
and serous types) that yield poorer prognosis because of scopic or abdominal hysterectomy and bilateral
higher metastasis and recurrence rate. Overall 5-year salpingo-oophorectomy with or without pelvic and/or
survival rate for stage I endometrioid type is favorable at para-aortic lymph node dissection). Patients were required
80%, whereas higher stages III and IV range between 20% to have International Federation of Gynecology and
and 60%. 2 Initial treatment of endometrial cancer includes Obstetrics (FIGO) stage IA-IIIC endometrial cancer,
surgical staging via complete hysterectomy, bilateral receiving adjuvant pelvic IMRT with or without intracav-
salpingo-oophorectomy, and pelvic and para-aortic lymph itary brachytherapy. Patients treated with definitive
node dissection. 3 For patients with an intermediate to high (nonsurgical) or palliative intent, patients with no or
risk for locoregional recurrence, external beam radiation limited follow-up (b3 months), and/or patients with gross
therapy with or without vaginal cuff intracavitary brachy- residual/recurrent disease at the time of radiation therapy
therapy is used. Conventional pelvic 3-dimensional (3D) were excluded. All primary uterine histologies were
conformal radiation therapy is associated with increased included except endometrial stromal sarcomas and leio-
acute and late gastrointestinal (GI), genitourinary (GU), and myosarcomas in light of differences in management
bone marrow toxicities, with a subsequent detrimental approach. Patients were risk-stratified based on Gyneco-
impact on quality of life, leading to refinement in the logic Oncology Group (GOG) 99 criteria and ongoing
indication for using adjuvant external beam radiation GOG 258 definitions: high-intermediate risk (FIGO stage
therapy among only high-risk patients. 4 IA-II endometrioid with age 70 and 1 adverse factor,
Intensity modulated radiation therapy (IMRT) enables age 50-69 and 2 adverse factors, or age b50 and 3
greater conformality compared with 3D-conformal radia- adverse factors), low-intermediate risk (FIGO stage IA-II
tion therapy, allowing for sculpting of dose away from endometrioid not included in high-intermediate risk), and
nearby critical pelvic structures. IMRT utilization for all high risk (stage IIIA-IIIC2 endometrioid or any stage with
cancers has increased over time, with use among adverse histology). 10
gynecologic cancers increasing from 1.5% in 2001 to
23.2% in 2007. 5,6 However, more widespread adoption of Radiation therapy technique
IMRT is limited because of unknown tradeoffs between
increased cost and decreased toxicity and the potential risk The treatment approach utilized has been described in
of target miss given greater conformality. Early prospec- detail. 7 To highlight a few key differences, patients treated
tive and single-institution retrospective studies have through 2007 had daily placement of a radiopaque,
suggested efficacy of IMRT, demonstrating favorable cylindrical vaginal marker, SHADOWFORM vaginal
outcomes. 7-9 Despite favorable outcomes and reduced marker (IZI Corp, Baltimore, MD), to indicate vaginal
toxicity of IMRT as demonstrated by earlier studies, the apex position. This vaginal marker was abandoned after
outcomes are limited by short-term follow-up, which may 2007 because of concerns of internal anatomy reproduc-
fail to capture late presenting toxicities and recurrences. ibility and patient discomfort. Second, following consen-
This study aims to review a larger number of patients sus guidelines in 2008 that suggested accounting for
who have undergone adjuvant IMRT treatment with or bladder-filling variations, 11 patients treated after 2008
without brachytherapy over the span of a decade. Analysis underwent a planning computed tomography scan in both
of this patient cohort with long-term follow-up aims to the full and empty bladder state; an internal target volume
highlight long-term outcomes, including toxicities and was subsequently created to correct for vaginal variations
locoregional control following adjuvant IMRT for endo- from bladder filling. Third, the clinical target volume
metrial cancer. (CTV) of the pelvic field included internal, external, and
Practical Radiation Oncology: January-February 2017 Endometrial IMRT: Long-term results 21

Table 1 Patient clinicopathological characteristics (n = 128) beam computed tomography) became available. Follow-
Characteristic n % ing image guidance integration, the planning target
volume was defined by a 7-mm margin around the nodal
Age at diagnosis (y) CTV and 7 to 10 mm around the paravaginal CTV. Last, if
Median 63.5 -
patients required extended field treatment because of
Range 31-85 -
pelvic and/or para-aortic nodal involvement, the nodal
FIGO stage
IA 17 13.3 CTV was extended to include the para-aortic lymph nodes
IB 42 32.8 region up to the level of the renal vessels instead of the
II 39 30.4 bony landmark of L1. Within the planning field, normal
IIIA 7 5.5 structures including small bowel (entire peritoneal cavity),
IIIC1 12 9.4 bladder, rectum, bone marrow, and kidneys (if para-aortics
IIIC2 11 8.6 were involved) were contoured as organs at risk.
Lymphovascular space invasion When brachytherapy was used, all patients received
Present 54 43.9 high-dose-rate (HDR) brachytherapy using predominantly
Absent 69 56.1 a 3.0-cm diameter vaginal cylinder. Dose was prescribed 5
Histology
mm from the vaginal surface, treating the proximal 3 cm of
Endometrioid adenocarcinoma 106 82.8
vagina to 5 Gy 2 fractions.
Adverse histologies 22 17.2
Papillary serous 13 10.2
Clear cell 6 4.7 Statistical analysis
Carcinosarcoma 3 2.3
FIGO grade Locoregional control, distant metastasis rate,
1 31 24.2 disease-free survival, and overall survival were calculated
2 45 35.2 using the Kaplan-Meier method. Locoregional relapse was
3 52 40.6
defined as recurrence located within the radiation therapy
Depth of myometrial invasion (%)
fields: pelvis for pelvic-only radiation and pelvis and
Median 55 -
Range 4-100 - para-aortics if an extended field was used. All locoregional
Type of surgery recurrences were confirmed histologically via biopsy. If a
TH/BSO (no nodal assessment) 18 14.1 patient developed simultaneous locoregional and distant
TH/BSO + pelvic nodal dissection 36 28.1 failure, both were counted independently for locoregional
TH/BSO + pelvic and para-aortic control and distant metastasis rate. For all others, relapse
nodal dissection 74 57.8 was defined as the first site of relapse. Events counted in
Lymph nodes dissected calculation of disease-free survival included locoregional
Median 13 failure, distant failure, cancer-related death, and/or death
Range 1-45 from any cause.
Lymph node status
Radiation-related toxicities were graded according to
Negative 87 79.1
the Common Terminology Criteria for Adverse Events
Positive 23 20.9
Pelvic 12 10.9 (version 4.03). Acute toxicities were captured from start of
Para-aortic 4 3.6 IMRT up to 3 months after the end of IMRT. Late
Pelvic + para-aortic 7 6.4 toxicities were all symptoms reported after 3 months from
Peritoneal cytology the end of IMRT. To avoid underreporting of toxicities
Negative 111 86.7 subject to reporting bias, only severe (grade 3 or greater)
Positive 17 13.3 GU and GI) toxicities are reported. Fistula and symptom-
Margin status atic pelvic fracture rates were also captured.
Negative 126 98.4
Positive (microscopic) 2 1.6
FIGO, International Federation of Gynecology and Obstetrics; TH/
BSO, total hysterectomy/bilateral salpingo-oophorectomy. Results

Patient, disease, and surgical treatment characteristics


entire common iliac nodal groups and the proximal part of
the vagina unless involved. Common iliac nodes were One hundred and twenty-eight patients were included
initially contoured to L5-S1, which was subsequently for analysis with a median age at diagnosis of 63.5 years
altered from 2009 onwards to be defined anatomically by (range, 31-85 years) (Table 1). All patients underwent a
the bifurcation of aorta. Fourth, planning target volume total hysterectomy and bilateral salpingo-oophorectomy,
margins for nodal and paravaginal sites were reduced with 36 patients (28.1%) also undergoing pelvic nodal
when image guidance (kilovoltage imaging and/or cone dissection and 74 (57.8%) undergoing pelvic and
22 S. He et al Practical Radiation Oncology: January-February 2017

Table 2 Radiation therapy treatment details margins. Excluding high-risk patients (25.8%), patients
Characteristic n % were further risk-stratified into low-intermediate risk (LIR,
10.9%) and high-intermediate risk (HIR, 63.3%).
IMRT dose (Gy)
Median (range) 45 (41.4-50.4) -
IMRT fractions Radiation therapy details
Median (range) 25 (2328) -
Treatment field Radiation therapy treatment details are summarized in
Pelvis 115 89.8 Table 2. Nearly all (94.5%) received adjuvant HDR
Extended field (pelvis vaginal cuff brachytherapy. Median pelvic IMRT dose
and para-aortics) 13 10.2 was 45 Gy (range, 41.4-50.4 Gy) given in 25 fractions.
Brachytherapy Median vaginal cuff brachytherapy dose was 10 Gy in 2
None 7 5.5 fractions prescribed to a 5-mm depth. A minority of
Vaginal cuff (HDR) 121 94.5
patients (10.2%) received extended field radiation therapy
Adjuvant chemotherapy
None 94 73.4
to cover para-aortic nodes.
Delivered 34 26.6
HDR, high-dose rate; IMRT, intensity modulated radiation therapy.
Clinical outcomes

Median follow-up for the entire cohort was 57 months


para-aortic nodal dissection before pelvic IMRT. The most (range, 3.6-153 months). Five-year estimated outcomes
common surgical stage was IB (32.8%) followed by stage are as follows: locoregional relapse, 2.5% (95% confi-
II (30.4%) disease. Most patients (82.8%) had endometrial dence interval [CI], 0.0%-5.2%); distant metastasis, 16.5%
adenocarcinoma of the endometrioid type, whereas a (95% CI, 9.6%-23.4%); disease-free survival, 73.4% (95%
minority of patients had unfavorable histologies: papillary CI, 65.4%-81.4%); and overall survival, 77.4% (95% CI,
serous (10.2%), clear cell (4.7%), and carcinosarcoma 69.8%-85.0%) (Fig 1). Among the 5 patients with
(2.3%). Twenty-three (20.9%) of the 110 patients who locoregional relapse, 3 recurred in the vagina, 1 in the
underwent lymph node dissection were lymph node parametrium, and 1 in a pelvic node.
positive, with nearly one-half (n = 12) occurring at the All 3 patients with isolated vaginal recurrence, all
pelvic nodes. Only 2 patients (1.6%) had positive surgical occurring at the apex, underwent successful salvage using

Figure 1 Kaplan-Meier estimates for locoregional relapse, disease-free survival, and overall survival.
Practical Radiation Oncology: January-February 2017 Endometrial IMRT: Long-term results 23

Table 3 Risk-stratified 5-year Kaplan-Meier estimated outcomes


Low-intermediate risk High-intermediate risk
(n = 14) (n = 81) High risk (n = 33)
% 95% CI % 95% CI % 95% CI
Locoregional failure 7.1 0.0-20.6 0.0 0.0-0.0 6.2 0.0-14.6
Distant metastasis 7.1 0.0-20.6 16.8 8.0-25.6 20.8 5.9-35.7
Disease-free survival 85.7 67.3-100.0 71.6 61.2-82.0 72.0 56.5-87.5
Overall survival 91.7 76.0-100.0 76.2 66.2-86.2 73.6 57.7-89.5
CI, confidence interval.

multicatheter vaginal cylinder (MCVC) HDR brachyther- technique to reduce the risk of acute and potentially late
apy. Specifically, the first patient failed at 6.8 months after toxicities. With overlying concerns regarding variation
adjuvant sequential chemotherapy and IMRT alone with in contouring and the risk of target miss with increased
initial stage IIIC2, grade 3, papillary serous carcinoma. conformality, the long-term efficacy of IMRT in the
After MCVC salvage, this patient had no evidence of setting of pelvic malignancies such as endometrial
disease at time of death from unrelated causes (8.5 months cancer remains less established. In this largest published
after salvage therapy). The second patient had stage IA, series with extended follow-up of endometrial cancer
grade 1, endometrial adenocarcinoma with lymphovascu- patients treated with adjuvant IMRT, high locoregional
lar space invasion (LVSI) and failed treatment at 77.4 control with low rates of late severe toxicities confirm
months after pelvic IMRT and brachytherapy. After long-term efficacy of this approach.
salvage MCVC, this patient remained in remission at last The postoperative use of pelvic radiation therapy and
follow-up (19.5 months). The last patient had stage IA, intracavitary brachytherapy for endometrial carcinoma
grade 1, endometrial adenocarcinoma without LVSI, has been successfully demonstrated in 5 prospective
developing isolated vaginal recurrence at 30.8 months randomized trials in the past, leading to a reduction in the
after pelvic IMRT and brachytherapy. After MCVC risk of locoregional relapse. 4,10,12-15 Interest in more
salvage, this patient remains in remission at last conformal radiation therapy techniques was driven by
follow-up (4.2 months). exploratory findings of Post Operative Radiation Ther-
The 5-year rate of locoregional failure was low across apy in Endometrial Carcinoma 1 (PORTEC-1) trial,
risk groups (Table 3). Rates of distant metastases, where pelvic radiation therapy improved local disease
disease-free survival, and overall survival trended toward control but also increased GI toxicity, particularly in
worse outcomes among higher risk patients. those treated with anteroposterior-posteroanterior or
3-field techniques. 4 With the advent of more conformal
Acute and late toxicities techniques such as IMRT, initial dosimetric studies had
identified a reduction in small bowel dose that may result
Severe acute toxicities were limited to GI toxicity, in lesser toxicities. 16,17 Two single-arm prospective trials
where 2 patients (1.6%) developed partial small bowel have since established the utility of IMRT for endometrial
obstruction. No patients developed acute grade 3 or greater cancer patients by demonstrating favorable rates of acute
acute GU toxicities. Severe late toxicity (grade 3 or toxicity compared with historical controls and comparable
greater) occurred at a 5-year actuarial rate of 3.2% (95% 3-year outcomes. 18,19
CI, 0.1%-6.3%), again all consisting of grade 3 GI Widespread adoption of IMRT in this setting has been
toxicities (small bowel obstruction). No patients suffered limited by concerns for target miss and contouring errors,
grade 3 or greater GU toxicities or fistulas. Pelvic which may lead to inferior disease-related outcomes.
insufficiency fracture occurred at a 5-year estimated rate Target motion can be considerable in the postoperative
of 4.4% (95% CI, 0.7%-8.0%). Pelvic insufficiency setting, where bladder filling and rectal distension
fractures were associated with older age (mean 68 vs 63 variations can be considerable and unpredictable. 20,21
years of age, P = .29) and chemotherapy delivery Such findings have resulted in recommendations for using
(unadjusted hazard ratio, 5.4; P = .028). an internal target volume as conducted here to account for
motion. 11 Similarly, with the intricacy of pelvic anatomy,
particularly in the postoperative setting, variation in
contouring can lead to target miss or overtreatment of
Discussion surrounding normal tissues. For example, in Radiation
Therapy Oncology Group (RTOG) 0418, only 26% of
An enlarging body of data for the use of pelvic IMRT, patients were initially contoured per protocol. 8 With these
particularly in gynecologic patients, lends support to this concerns, although early outcomes may appear favorable,
24 S. He et al Practical Radiation Oncology: January-February 2017

Table 4 Summary of past and present studies evaluating adjuvant IMRT among endometrial cancer patients
Current Shih 2012 Beriwal 2006 Mundt 2003 RTOG Barrilot 2014
study (MSKCC) 9 (UPMC) 7 (Chicago) 29 04188,18 (France)19
n 128 46 47 66 (36 vs 30) 43 47
Type of study Retrospective Retrospective Retrospective Retrospective case control Prospective Prospective
Modality IMRT IMRT IMRT IMRT vs 3D-CRT IMRT IMRT
Median
follow-up 57 (3.6-153) 52 (17-91) 20 (6-52) 19.6 (8-33) vs 30.2 (13-70) 42 (12-52.8) 3.45
(range), mo
2 vaginal (5-y)
LRF, % 2.5 (5-y) 0 (3-y) 7 (3-y)
4 paraaortic (5-y)
DM, % 16.5 (5-y) 7 (5-y)
DFS, % 73.4 (5-y) 88 (5-y) 84 (3-y) 91 (3-y)
OS, % 77.4 (5-y) 97 (5-y) 90 (3-y) 92 (3-y)
Acute GI 21 (G2) 27.1 (G2)
1.6 (G3) 2 (G3)
toxicity, % 7 (G3) 0 (G3)
Late GI 3.2 2.0 3.3 2.8 vs 16.7 (G2, crude)

toxicity, % (G3; 5-y rate) (G3; crude) (G2+; 3-y rate) 0 vs 3.3 (G3; crude)
3D-CRT, 3-dimensional conformal radiation therapy; DFS, disease-free survival; DM, distant metastases; G2, grade 2; G3, grade 3; GI, gastrointestinal; IMRT,
intensity-modulated radiation therapy; LRF, locoregional failure; MSKCC, Memorial Sloan Kettering Cancer Center; OS, overall survival; RTOG, Radiation
Therapy Oncology Group.

long-term results could theoretically reveal increased rates ranging from 13% to 45.2% with conventional
locoregional failure because of target miss. The finding of 2-dimensional/3D radiation therapy. 9,22-26 The 5-year rate
a 5-year locoregional relapse rate of 2.5% in this large of 4.4% seen in the present study is notably lower
cohort should reassure clinicians of the efficacy of and similar to the 6.5% rate published by Shih et al. 9
adjuvant IMRT when adhering to established contouring These data allude to lower fracture rates with IMRT,
guidelines and with careful quality assurance. These potentially as a result of applied bone marrow constraints
results additionally are comparable to conventional and increased conformity of high-dose regions, the
radiation therapy outcomes (2.0%-4.2%) and validate a latter of which having been associated with the risk of
prior retrospective analysis, which confirmed a 5-year rate fracture in the setting of sarcoma radiation therapy. 27
of locoregional relapse (2.0%) albeit in a smaller cohort of Nonetheless, in a retrospective analysis such as this one,
patients (Table 4). 9,10,14 the true rate of both symptomatic and asymptomatic pelvic
Despite a suggested benefit of IMRT being a reduction insufficiency fractures can be underreported because of
in toxicities, our study demonstrated equivalent to dependence of patient-reported pain to lead to further
reduced rates of late grade 3 or greater toxicities (5-year imaging.
rate, 3.2%) to historical rates (2.5%-14.2%) using Although unique and encouraging, these findings
conventional radiation therapy. 10,13-15 Although limited should be taken in the context of the study limitations.
by cross-trial comparisons, these findings suggest a Most appreciably, the present study reflects a retrospective
potential benefit in reducing late toxicities, particularly review of patients treated with IMRT and thus is unable to
GI, through a reduction in small bowel volume receiving directly compare with patients treated with conventional
high doses. 16,17 Because the rates of severe long-term methods. Second, low-grade radiation toxicities captured
toxicities remain low in this population, detecting this from physician-reported data cannot be reliably distin-
difference between conventional radiation therapy and guished in retrospective analyses and thus were not
IMRT may be challenging. Alternatively, assessment of collected. The impact of grade 1 to 2 toxicities can
patient-reported, quality-of-life outcomes and acute toxicity significantly influence a patients quality of life, as shown
rates may be more sensitive and relevant parameters. Such previously in long-term results from PORTEC-1. 28 The
endpoints are the key focus of a recently completed recently completed RTOG 1203 is better poised to answer
randomized trial (RTOG 1203), which may ultimately this question directly because patient-reported toxicities
provide a clear answer to this question. will be standardized with validated query tools and
In comparison, the rate of symptomatic pelvic fractures patient quality-of-life surveys will be collected at various
has long been underappreciated, with recently reported time points.
Practical Radiation Oncology: January-February 2017 Endometrial IMRT: Long-term results 25

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