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Denazificationin the United States Zone of Germany
By WILLIAM E. GRIFFITH
LIKE the rest of military govern- genthau plan, the increased American
ment, denazification planning suf- anti-German feeling as the war reached
fered from Washington indecision, Mor- its conclusion, and United States pub-
genthau plan influence, and Roosevelt's lic and press criticism of "undue laxity"
decision not to plan at all.' However, in removing Nazis in Aachen led to in-
based on experience in purging Fascists tensification of the program.4
in Italy, the Public Safety Branch of
INITIAL ADMINISTRATION
the Supreme Headquarters Allied Ex-
peditionary Forces drew up a plan for Most United States field military gov-
immediate removal of top-level Nazis ernment officers, haphazardly picked
and militarists and for retention and and insufficiently trained, were, in
later screening of the others, through Aachen and elsewhere, excellent at re-
questionnaires (Fragebigen), manda- storing public utilities, but much less
tory removal categories, and an elabo- fitted for carrying out with understand-
rate "Special Branch" organization.2 ing-still less with enthusiasm-the
In the early stages these categories were revolution which United States denazifi-
the decisive factor. They apparently cation policy implicitly involved. When
assumed that the Third Reich had been forced to make political decisions, these
controlled by a four-group coalition officers most naturally favored "stable"
consisting of the Nazis plus the three political elements (the Catholic Church,
traditional authoritarian groups-mili- the one organizationwhich had survived
3 the collapse, and the strongly conserva-
tarists, industrialists, and bureaucrats
-and expressed United States policy of tive former civil servants) and too often
replacing them by anti-Nazi, antiau- failed to appoint actively anti-Nazi offi-
thoritarian,and prodemocraticelements. cials.
Military Governmentwas committed to These officers were temperamentally
an experiment new to history: revolu- interested in "getting things done," not
tion by decree. in tearing down; but it was just this
This original program was, in retro- tearing down-and standing by-that
spect, moderate and-temporarily- the first United States postoccupation
workable. But the impact of the Mor- basic directive, JCS 1067/6,5 required.
1 The writer is now engaged in completing This ordered the removal of all "more
a doctoral dissertation on this subject. than nominal"' Nazis from all offices
2
SHAEF GCU Staff Study, May 28, 1944;
SHAEF Public Safety Manual, 1st ed., Sept. 4 In some areas, all Nazi Party members
1944. were automatically removed (see Hq 12th
3 Cf. Franz L. Neumann, Behemoth (N. Y.,
Army Group, G-5 Operational Instructions No.
2nd ed., 1944), p. 632; and Eugene N. Ander- 11, March 11, 1945). For Aachen, cf. Saul K.
son, "Freedom and Authoritarianism in Ger- Padover, Experiment in Germany (New York,
man History," Chap. I, pp. 3-32 in Gabriel A. 1946), a doctrinaire left-wing account.
Almond (Ed.), The Struggle for Democracy 5
April 26, 1945. For text of this and other
in Germany (Chapel Hill, N. C., 1949). Neu- basic military government policy directives,
mann's coalition theory is subject to serious see The Axis in Defeat (Dept. of State Publi-
revision on the basis of our knowledge of the cation No. 2423) and Hajo Holborn, Ameri-
anti-Nazi resistance movement in Germany. can Military Government (Washington, 1947).
68
DENAZIFICATION IN THE U. S. ZONE OF GERMANY 69
cluded almost 375,000.9 The clearing- program, and that active German par-
away work for a new, democratic Ger- ticipation was essential. These prin-
man society had been temporarily ac- ciples-opposed by most Special Branch
complished. And in spite of much personnel-became officialUnited States
justified criticism of the category sys- policy.
tem, considering the necessity for speed The Report proposed individual trials
and the lack of knowledge and training by local German tribunals, with pre-
of United States field personnel no other sumptive, rebuttable guilt of categori-
system could have accomplished as cally incriminatedrespondentsand with
much. Criticism should be directed sentences ranging from confinement to
not so much against the planning, the fines and from permanent to tempo-
system, or the top denazification staff rary reduction to ordinary labor. The
as against the largely untrained, often Germanshad also framed draft denazifi-
incompetent, and sometimes corrupt cation laws, stressing the judicial rather
United States personnel who carried it than the political aspect (punishment
out in the field, the lack of consistent for crimes instead of exclusion from in-
policy, the all too ready bowing of fluence), with no trials for "nominal"
policy makers before the storms of press Nazis. But they were forced by Spe-
criticism, the much too broad exten- cial Branch pressure (aided by the
sion of denazification, and the delay in adoption of Allied Control Council Di-
finding a permanent solution. rective No. 24, a near-replica of the
THE GERMANSTAKE OVER July 7 directive) to include in the final
Law the registration and processing of
In late 1945 General Lucius D. Clay questionnaires for all adults, a great
established a Denazification Policy widening of persons subject to trial,
Board, headed by Charles Fahy, to in- hearings before local, lay tribunals
vestigate the program and recommend (Spruchkammern),and presumptive,re-
a permanent solution. Its Report, sub- buttable guilt arising from substantially
mitted on January 15, 1946, stated as the old Military Government manda-
the three basic objectives of denazifi- tory removalcategories.10 Furthermore,
cation (1) the removal of political and most persons with Nazi affiliationswere
economic authority from those who reduced to ordinary labor pending trial.
dominated Nazi Germany as a means of But the Germans did win judicial inde-
assisting in changing the governing ele- pendence for the tribunals; irrespective
ment; (2) the rapid punishment of of presumptive categories, they could
those responsible for Nazi wrongs and classify respondents at their discretion.
injustices, while (3) avoiding the fu- And those declared followers (Mit-
ture social instability arising from a liufer), after paying a small fine, re-
large mass of permanent outcasts. The gained all their civil rights.
latter two were new and of great signifi- The result, the Law for Liberation
cance. Further, the Report stated that from National Socialism and Militar-
German public opinion must be taken ism, was promulgatedfor the U. S. zone
into account, that "substantial ele- on March 5, 1946. Lack of space pre-
ments" in Germany must support the vents any detailed analysis of its pro-
9 For denazification 10 Classifications were also sharpened;
statistics, see OMGUS they
Public Safety Branch, Monthly Denazifica- finally included: Major Offenders (Class I),
tion Report, and OMGUS, Statistical Annex Offenders (Class II), Lesser Offenders (Class
to the Monthly Report of the Military Gov- III), Followers (Class IV), and Exonerated
ernor, 1945-49. (Class V).
DENAZIFICATION IN THE U. S. ZONE OF GERMANY 71
visions; the flood of regulations, orders, Local, lay tribunal chairmen and public
and commentaries soon made it into an prosecutors were responsive to Nazi
almost impenetrably complex legal sys- pressure and public apathy. Special
tem." Branch personnel saw no reason why
Trials began in the summer of 1946. a former Nazi should be reinstated in
Already many Germans were impatient an influential position because a local
with denazification delays; soon Mili- German tribunal had "cleared" him.
tary Government joined them. The But the initial Denazification Policy
very wideness of the Law's provisions 12 Board Plan that Military Government
delayed, confused, and effectively sabo- would retain approval power over key
taged its operations. positions in German government had
been abandoned in the tide of turning
MILITARY GOVERNMENT CONTROL over responsibility to the Germans.l4
Now the only recourse for Special
Special Branch personnel, from the Branch was to prevent such "white-
first opposed to the Law, had insisted washing" Follower decisions. Now its
upon closely supervising its operations. political ends could be achieved only
They were far more interested in its through judicial means. A system of
removal and exclusion aspects than its supervision of tribunals and of Special
punishment aspects. Determined to try Branch objections to their decisions
the biggest Nazis first and to assure (the "Delinquency and Error System")
that they were barred from influential was established, culminating in the
positions, they were seriously concerned power of Land Special Branches to or-
when the first trials were almost exclu- der decisions vacated and new trials
sively of small fry. Actually, this was held.l5
inevitable. Denazification was now But tribunal leniency continued,16
headed by political ministers,13respon- and in November 1946 General Clay
sible to the Landtage, to their parties, threatened to resume direct Military
and to public pressure. The severity Government denazification operations,
of the pretrial employment restrictions gave the German authorities sixty days
made minor Nazis press for rapid clear- to improve tribunal decisions, and an-
ance; major Nazis had every interest in nounced that "clearing" decisions of
postponing their trials. persons previously removed by Special
The first tribunal decisions were, Branch to which Military Government
even to German opinion, very lenient. objected would not become effective
11 The standard commentary is Erich until these objections were settled.17
Schullze, Gesetz zur Befreiung von National- Although only minor, temporary im-
sozialismus und Militarismus (3rd ed., Munich,
1948); it contains the Law's text, implement-
provement resulted, Clay soon an-
ing regulations, orders, and so forth. See also
the Mitteilungs- or Amtsbldtter of the Laender 14 In OMGUS directives of Aug. 23 and
Ministries. Sept. 21, 1946.
12 Some 28 per cent of all German adults 15OMG Bavaria directive, Sept. 20, 1946;
in the United States zone were affected Change 11 to Part 8, Title 9, Military Gov-
(betroffen) by it. ernment Regulations, Nov. 22, 1946. Military
13 They varied from Binder in Hesse, who Government also instituted strict supervision
(with Knappstein, his deputy) was probably of German-operated internment and labor
the best, to the near-psychopathic demagogue camps.
Loritz in Bavaria. Kamm in Wiirttemberg- 16 Appeal tribunal decisions were consistently
Baden was sincere but contentious. The Ba- more lenient than those in the first instance.
varian Ministry was torn with political strife 17 Speech to the Linderrat, Stuttgart, Nov.
until Hagenauer replaced Loritz in June 1947. 5, 1946.
72 THE ANNALS OF THE AMERICAN ACADEMY
delays and injustices of the Law and the ficiency appropriation bill unless de-
politics and favoritism which too often nazification were stopped. Secretary
characterized its operations. Most of Royall agreed, but General Clay in-
them became convinced that denazifica- sisted that cancellation just at the time
tion was unwisely planned and adminis- when only the most severely incrimi-
tered and an impediment to German nated cases remained for trial would be
recovery, and should be concluded as a serious error. He succeeded in re-
soon as possible.22 taining only the most highly incrimi-
GeneralClay's hopes for quadripartite nated for trial-which he defined as
denazification agreement, strengthened 30,000 cases (including 3,000 to re-
in April 1947 by the Moscow Confer- main in internment), about one-tenth
ence decisions,23were shattered on Au- of those pending. The other nine-tenths
gust 17 by their unilateral Soviet im- were to be declared Followers-during
plementation, stressing German respon- April!
sibility and leniency and rapidity of It is a striking example of the politi-
procedures for nominal Nazis. Amend- cal reality of military government con-
ments to the Law were now inevitable. trol behind the front of German quasi-
Promulgated in October,24the amend- judicial denazification operations that
ments permitted the declaration as Fol- this task was quite easily accom-
lowers, in accelerated proceedings, of plished.25 However, United States de-
the more nominally incriminated pre- nazification staffs only worked them-
sumptive Offenders. The Germanswere selves out of jobs; on May 28, 1948
relatively well satisfied, especially after OMGUS withdrew almost all military
initial Military Government restrictions government supervision over the de-
in Wiirttemberg-Badenand Hesse were nazification program, and the Germans
removed by order of the Office of Mili- attained their desired independence.
tary Government (US)-which made it But three years had passed since the
clear that only very rapid disposition Nazi collapse, and the German people
of the remaining cases could prevent were unutterably weary of the crimes,
complete abandonment of the program. errors, and memories of the past. With
military government psychological pres-
FINAL FIASCO sure removed, tribunal sentences be-
came ever more lenient; and-the final
But these First Amendmentswere too irony-in the autumn of 1948 only
limited and too late. Congress was not strong resistance by German denazifica-
satisfied, and cancellation of the whole tion authorities frustrated further mili-
programwas narrowly averted in March tary governmentattempts to close down
1948. The House AppropriationsCom- the program.
mittee refused to approve an Army de- And so, in 1949, the last trials and
appeals dragged out to their dreary and
22 The "Herter Committee" was the most
disillusioning conclusion. Some 950,000
thorough and influential. See House Select trials had been held; 1,600 had been
Committee on Foreign Aid, Final Report
(80th Cong., 2d sess., H. R. 1824), pp. 127-29. judged Class I and 21,600 Class II Of-
23The CFM denazification decision, al- 25 The Germans
passed the necessary Second
though outwardly similar to the United States Amendments to the Law on March 31, 1948.
proposal, was really an adoption of the Soviet Military government denazification staffs set
position. The Soviets consistently used de- up secret quotas for each Kreis of cases to be
nazification as an implement in bringing about retained for trial, personally selected these
a social revolution and a police state. cases, and had the Germans declare all the
24 Approved by OMGUS Oct.
7, 1947. others Followers. Fiat justitia . ..
74 THE ANNALS OF THE AMERICAN ACADEMY
fenders. Only 22,700 were still in- gram-were the war passions, the diffi-
eligible to hold public office.26 The culty of using a military occupation for
very top Nazis were-temporarily-im- political ends, the Germandollar deficit,
mobilized, but otherwise, Nazis, milita- and the growing East-West tension and
rists, industrialists, and bureaucrats the consequent competition for Ger-
were free to re-enter society. And they man support. The German people
re-entered in thousands; the flood of never really favored the implications
"renazification"ran full tide. From 40 of denazification-of penetrating behind
to 80 per cent of the officials in many Nazism to revolutionize the authori-
branches of public administration are tarian society which they still passively
now reinstated former Nazis. More accepted. Its operations were staffed
pertinent, many of them are present- by German officials who felt no sharp
day authoritarians. And with the ris- social or class cleavage with the Nazis
ing tide of German neo-nationalismand appearing before them, and who, with
the competition for the ex-Nazi vote them, had no desire for the social
by all German parties, German (and revolution that severe denazification
United States) criticism of and action would bring.28
against this trend have been more Then there are other, more contro-
vocal than effective. versial factors: Marxists and economic
determinists would say that United
ANALYSIS OF THE FAILURE States capitalist democracywould never
have destroyed the German industrial
Abandoned by the Americans and capitalism which-they maintain-pro-
universally denounced by the disgusted duced Hitler; a wider group would say
Germans, denazification had failed- that United States policy makers be-
failed to come near achieving any ob- came, consciously or unconsciously, re-
jective ever set forth for it, by Ameri- luctant to conduct a thorough purge of
cans or Germans. And the effort to German groups so similar to them-
construct democratic foundations for selves.29 Of these last two, the writer
German society, and thus prevent a re- does not accept the former, and con-
crystallization of its traditional au- siders the latter-if true at all-to be
thoritarian social structure, had prob- based on a similarity far more apparent
ably failed with it.27 But why did it than real.
fail? Was-failure inevitable, or could All of these factors were more or less
it have been averted or ameliorated? predictable, more or less inevitable, and
little subject to control by military gov-
External factors
ernment or German denazification au-
There is no simple or conclusive an- thorities.30
swer. The failure arose from both ex- 28 See Hans
Meyerhoff, "The Reconstruc-
ternal and internal causes. Among ex- tion of Government and Administration,"
ternal ones-factors relatively beyond Chap. V, p. 201 in Almond, op. cit. note 3
the control of any of the United States supra.
29 See Franz L.
or German participants in the pro- Neumann, "Military Gov-
ernment and the Revival of Democracy in
26 From an OMGUS
report, "A Summary Germany," Columbia Journal of International
of Denazification: The Year 1948 and 1 Janu- Affairs, Vol. II, No. 1 (Winter 1948), pp. 3-20.
ary to 30 June 1949," released in August 1949. 30For the above factors and for the last
27 Cf. the penetrating essay of Carl E.
stages of the program, see John H. Herz, "The
Schorske, "The Dilemma in Germany," Vir- Fiasco of Denazification in Germany," Politi-
ginia Quarterly Review, Vol. XXIV, No. 1 cal Science Quarterly, Vol. LXIII, No. 4 (Dec.
(Winter 1948), pp. 29-42. 1948), pp. 569-94.
DENAZIFICATION IN THE U. S. ZONE OF GERMANY 75
And finally, the United States volte- These were individual, specific de-
face in 1948, just when only the most cisions. Had they been otherwise, the
serious cases were left to try, and pre- failure today would not be so great, or
vented from becoming a complete rout the fiasco so obvious. Although it is
at first by General Clay personally and too early to anticipate the verdict of
later by German anti-Nazi officials, history, the writer feels that it will
must be ascribed to too long delayed probably be that this attempt at a
and uninformed congressional pressure, "revolution by decree" was a disastrous
and to United States public indifference. failure, to a considerable extent an un-
of Political and Social Science,Vol. 264 (July necessary one, and one for which the
1949), pp. 115-23; for criticismof their lack responsibility must rest at least as
of humility, Reinhold Niebuhr, "Germany:
on the shoulders of the con-
Vengeance or Justice," The Nation, Vol. heavily
CLXIX, No. 4 (July 23, 1949), p. 90. querors as on those of the conquered.