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643
A-T. Tymieniecka (ed.), Analecta Husserliana, VolXXVII, 643670.
1989 by Kluwer Academic Publishers.
644 VICTOR MOLCHANOV
return to being of the same kind of Being [Seinart ]." "But," he writes, "it
is not thereby asserted that what makes up the place [Ort] of the
transcendental is in general not a being [nicht Seiende] but there
arises precisely the problem what is the kind of Being of the being in
which "world" is constituted? That is the central problem of Sein und
Zeit i.e., a fundamental ontology of Dasein "6
Here we will take up Husserl's phenomenology in the form of the
conception of constitution wherein the interdependence of the founda-
tion problem and of the ontological status of the natural and the
spiritual is most evidently elucidated. This will besides provide the
necessary minimum of terminological compatibility since Heidegger
used the term "constitution" in his critical notes.
According to Husserl's project phenomenology can and must answer
the following questions: How do the structures of consciousness trans-
form themselves in their dependence upon the character of things
intended and the modi of intending (in perception, memory, etc.)? The
object must be taken only as a meaning grasped by consciousness. But
this does not mean that the objects are "constructions" of conscious-
ness. "Everything remains as it was."; there exist natural things given
in a sense-perception; there exist objective matters of fact and the
problem is to elucidate a meaning for the objectivity of the latter; there
exist human bodies which we comprehend as animated ones; there exist
lived-experiences and consciousness of other persons which are not
given directly but which can be grasped by means of analogy to our
own living consciousness. Each of these kinds of objects (in the
broadest sense) is given to and exists for consciousness in quite specific
forms: "And the object is not a thing which is put into cognition as into
a sack, as if cognition were a completely empty form, one and the same
empty sack in which now this, now that is placed. But in givenness we
see that the object is constituted in cognition, that a number of different
basic forms of objectivity are to be distinguished, as well as an equal
number of different forms of the given cognitive acts and of clusters
and interconnections of cognitive acts." 7
Husserl distinguishes four main levels of constitution: material thing,
human body, soul {Seele), and spirit (Geist). Constitution of a material
thing includes a grasping of the so-called "sense-data schema," i.e.,
interconnections of all appearances of a thing given in sense-perception.
According to Husserl, in order to distinguish a thing from a phantom it
is necessary to constitute the unity of "sense-data schema" itself. In this
646 VICTOR MOLCHANOV
unity one can reveal "the real property of a real substance in its
corresponding temporal point." 8 To be real means to be causally
dependent on another reality; the constitution of the material presents
itself as the unity of sense-experience in a definite causal relationship.
The constitution of a material thing as something external and
objective can be achieved by introducing "the absolute point" the
human body whereby "the pure Ego contemplates the space and all the
sense-perceptible world." 9 The material thing is given only through
sense-perception and the human body is the locus of all sensations. The
body itself is no longer constituted as a material thing. The body is
animated and the constitution of a soul, the differentiation of pure Ego
and real Ego, forms the next and the higher level of constitution. In its
turn, the constitution of the real human Ego implies the constitution of
the spiritual world.
Phenomenology takes the form of a hierarchy of constitutions, for
one of the main aims of Husserl is to distinguish "the natural" and "the
spiritual" in human existence, and respectively the natural sciences and
the Geisteswissenschaften. "The spirit," Husserl declares, "is not an
abstract T of act which takes a position, but is a full Personality, an
Ihuman being which takes a position, which thinks, evaluates, acts,
creates." 10
Just as in the constitution of the psychic, it is not the soul, but the
unity of soul and body (the psychic subject), that is contrasted with
nature, so in constitution of the spiritual Husserl makes a distinction
between the unity of spirit, soul, and body on one side, and nature on
the other. Precisely, the body is the point where spirit and nature adjoin
each other: "it is the point of the transformation (Umschlagstelle) of
spiritual causality into natural causality." 11
A step-by-step introduction of the levels of constitution creates the
illusion of a gradual approach to a "personal position" which is neces-
sary for the constitution of the spiritual. In fact, this position was
already adopted in constitution of the material thing, the body, and the
soul. According to Husserl, the spiritual world has an ontological
advantage over the natural. "Nature is the X and in principle nothing
other than the X, which defines itself in general definitions. And the
spirit is not X, but it is the given itself in spiritual experience." 12 Nature
(the material thing) is constituted through its appearances, i.e., in the
way in which it is perceived by the cognitive subject, while the spirit is
constituted in self-revelation, and therefore, in self-constitution. Husserl
HUSSERL AND HEIDEGGER 647
insists upon the absoluteness and irrelativity of spirit and the relativity
of nature. When touching upon the problems of the natural sciences
and the humanities in his Vienna lecture, Husserl stressed more firmly
the inequality of the natural and the spiritual: "The spirit and indeed
only the spirit exists in itself and for itself, is self-sufficient; and in its
self-sufficience and only in this way, it can be treated truly rationally,
truly and from the ground up scientifically. And as for nature in the
sense of natural science it is a product of the spirit that investigates
nature and thus presupposes the science of the spirit." 13
The spirit is possible only in intersubjective experience. Its sphere is
the sphere of meanings, and the spirit-personality is not the appear-
ances of an X, but a stream of meanings which creates its own environ-
ment (Umwelt). There is no natural or even psychic causality in this
Umwelt, the causality of the spiritual is nothing other than inner
motivation.
One essential difference between the spiritual and the psychic is that
one can apply the concept of reality only to the latter (and, of course, to
the human body and to material things). Since to be real means to have
the unity of permanent characters, causal connections take also place in
the sphere of the psychic. "The unity of the soul is real unity," Husserl
writes, "because as the unity of psychic life it is bound to the body as
the unity of the bodily stream of being which is in its turn a member of
nature." 14
For "the spiritual subject" the world is not a psychical, psychical, or
social world, but is a thematical world. The spirit as a constitutive and
self-constitutive non-substantial "substance" is an intentional subject in
the proper sense. It turns things and relations, alien and his own psychic
life to nothing but meanings. Husserl illustrates the difference between
psychic (real) lived-experiences and intentional (unreal) ones with the
following abstract example: if the object really does exist, then inten-
tional experiences pass away "parallel" to real ones; if the object is
unreal then the intentional experiences do not vanish; they just become
consciousness of unreality. We cannot grasp the psychic or spiritual life
of other persons primordially, and we are conscious of "the unelucida-
tible" of alien mental life.
Pure Ego is a pecular organon of the constituting and self-constitut-
ing spirit. It has the so-called Habitus, i.e., identifying retention of
definite themes taken up by the human subject (experience, judgement,
love, friendship etc.). "Pure Ego (Ich) must be able to accompany all of
648 VICTOR MOLCHANOV
to acquire any kind of new knowledge but the possibility of doing one's
duty by oneself, i.e., of following the imperative: "Become what you
are."
The working out of questions about Being is the distinctive charac-
teristic of Heidegger's philosophy in comparison with Husserl's. For
Gadamer the questions Heidegger poses about Being provide the pos-
sibility of overcoming the groundlessness of Husserl's transcendental
subjectivity. 25 If we adopt this point of view then we must really believe
Husserl's phenomenology to be a particular case of Heidegger's. But
what question about Being is Heidegger's phenomenological question?
Is it a question about the Being of being that is capable of asking
questions about its own Being? Or is it a question about Being as such?
The first of these questions, at least, would ground not transcendental
consciousness but Dasein's being-in-the-world.
Husserl's transcendental subjectivity does not receive a foundation in
Heidegger, and, what is more, it is eliminated altogether. In Heidegger's
ontology there is no place for Husserl's intentional analysis which A.
Camus named very well "abstract polytheism": every essence (eidos),
every eidetic variation, every correlation of noesis and noema, every
kind of intentionality has its unique temporal forms, has its own
absolute, and discloses its own object as phenomenon.
Heidegger's ontology can be named "concrete monotheism." The
temporal structure of Dasein's Being is defined as the structure of Care;
the main and in essence the only problem of Dasein is the relatedness
of the proper and non-proper. The hierarchy of constitutive levels
vanishes in transcendental ontology, and the only absolute is conscience
which "summons Dasein's Self from its lostness in the "they." 26 Thus
Heidegger in fact loses the wealth of Husserl's intentional analysis and
respectively the wealth of the phenomena-world constituted by tran-
scendental subjectivity rather than grounds it in an ontological way.
It is evident that Husserl's and Heidegger's teachings are mutually
irreducible in their ultimate points: "constitution" and "being-in-the-
world." An attempt to represent one teaching as a particular case of
another leads to infinite regress: in Husserl Being is constituted in a
special intention, and in Heidegger it requires the foundation of inten-
tionality in Being. Further: the Being of intentionality can be compre-
hended as a result of a higher level of constitution, and in contrast to
this, the constitution of the Being of intentionality must be grounded in
the "deeper" Being, etc.
652 VICTOR MOLCHANOV
other words to ask questions about time is to ask questions about the
temporal forms of the various modi of consciousness, the various kinds
of intentionality, and not only about awareness of the various forms of
temporal relations. To raise the question of consciousness means to ask
questions about coexistence of living experiences in the unity of the
temporal stream of consciousness.
The same is true of reflection. To raise the question of reflection
means already adopting a definite understanding of consciousness and
time. To raise a question about consciousness means to ask questions
about the interconnection of consciousness and reflection. For reflec-
tion obtains access to consciousness only through the temporal struc-
tures of consciousness: "It is thanks to retention . . . that consciousness
can be made an Object." 32 And retention is known to be one of the
main structures of time-consciousness.
Phenomenology seeks immediate access to consciousness "an sich"
by means of consciousness modified, i.e., reflection. Time is the mirror
of consciousness by which it reflects its "essence." In truth the "essence
of consciousness" is its intentional existence. The fundamental stratum
of time-consciousness (the constitutive quasi-temporal flux of con-
sciousness as absolute subjectivity) is a primordial phenomenon for
phenomenology which is a foundation of the highest level of constitu-
tion the constitution of the spirit and of self-appearing spiritual
experience. When breaking the "syncretism" of this flux or stream,
phenomenology becomes an investigation-, this means that the spiritual
is not an enclosed scope but contains an intention to research manifold
kinds and levels of the non-spiritual.
Heidegger's circle in Being and Time,33 i.e., "Dasein's Being-time-
transcendence" differs in essence from Husserl's "consciousness-time-
reflection" circle, nevertheless they have a certain point of contact: time
is an unalienable moment and the principal means for the explication of
the "meaning of Being." To what degree is this intersection a point of
substance and to what extent is it formal?
Whereas in Husserl the structure of phenomenon and the manner of
its description coincide "in time," in Heidegger we see the coincidence
of the structure of fundamental phenomenon Dasein and the manner
of its self-revelation. The point common to both philosophers is that
time is not applied from outside to the description of consciousness and
is not something external to the way of existence of Dasein. Therefore,
the difference between Husserl and Heidegger in their understanding of
656 VICTOR MOLCHANOV
Heidegger of the Being and Time period) and Husserl in moving away
from the "average layers of Being" followed opposite roads and that the
relationship between their philosophical attitudes could be expressed by
the principle "either-or." 38
The differences to be discerned in their understanding of time
and reflection show more clearly the irreducibility of Husserl's and
Heidegger's philosophical conceptions. Apparently, the problem of the
proper and non-proper is not among the range of problems addressed
by Husserl's phenomenology since this problem is canceled upon
passing over to the position of the phenomenologically reflecting
person who is immersed in the horizon of culture and does not doubt
its values. For Heidegger the problem of the proper and non-proper
cannot be overcome through reflection. Since Heidegger consider
reflection not in Husserl's sense (for Husserl reflection is not refraction
in things or objects but is the primary disclosure of the stream of
consciousness and, in this sense, primary awareness of one-self, i.e., the
phenomenological Ego), their philosophical conception concerning the
formulation of initial and basic problems prove to be incommensurable.
The history of his own thought figures essentially in the Heidegger's
later work. Of special importance is his attitude toward Husserl's
phenomenology and toward phenomenology in general. The turn in
Husserl's philosophical thought began, in Heidegger's opinion, much
earlier than most researchers think; they see it emerging in the notion of
life-world in his Crisis of European Sciences.
Recalling the philosophic atmosphere of the period in which he
wrote Being and Time, one which saw the predominance of neo-
Kantianism, Heidegger speaks of difficulties in the formulation of the
question of Being: "Ontology was a prohibited term. Husserl himself,
who in Logical Investigations first of all in VI was close to the
proper question of Being, was not able to hold his ground in the
atmosphere of that day; he fell under Natorp's influence and made a
turn to transcendental phenomenology which reached its first peak in
Ideas. Thus, the principle of phenomenology was abandoned to the
mercy of fate." 39 Heidegger means that the principle "To things them-
selves" receives in Ideas a "gnosiological formulation" emphasizing the
superiority of the method (but not of things and problems): "Every
primordial dator Intuition is a source of authority (Rechtsquelle) for
knowledge . . . ," 40
The later Heidegger thus assumes the role of a critic exposing
660 VICTOR MOLCHANOV
Rostov-on-Don
NOTES
1
Martin Heidegger, Being and Time, trans, by J. Macquarie and E. Robinson (New
York: Harper and Row, 1962), p. 60. (Hereafter: )
2
J. C. Morrison holds that "for Heidegger phenomenology has a secondary place and
significance in that it is merely a method and in that it is situated in the context of a
problem which is itself of secondary importance." (James Morrison, "Husserl and
Heidegger: The Parting of Ways," in Heidegger's Existential Analytic, ed. by F. Elliston
(The Hague: Mouton Publ., 1978), p. 49. However, for Heidegger phenomenology is
not simply a method for gaining access to Being. Being is not something external with
respect to phenomenology; Being is itself a phenomenon, and this is conspicious in the
later Heidegger.
3
See: Alwin Diemer, Edmund Husserl: Versuch einer systematischen Darstellung seiner
Phnomenologie (Meisenheim am Glan: Anton Hain KG, 1956), p. 29.
4
Ibid., pp. 3 0 - 3 1 .
5
Martin Heidegger, Die Grundprobleme der Phnomenologie. Gesamtausgabe, Bd. 24
(Frankfurt am Main: Vittorio Klosterman, 1975), p. 230. (Hereafter: GP)
6
Husserliana IX (The Hague: Martinus Nijhoff), 1962, p. 601. (Translation here by J.
. Morrison, op. cit., p. 55)
7
Edmund Husserl, The Idea of Phenomenology, trans, by W. P. Alston and G.
Nakhnikian (The Hague: Martinus Nijhoff, 1964), p. 59.
8
Edmund Husserl, Ideen zu einer reinen Phnomenologie und phnomenologischen
Philosophie, Vol. II. Husserliana IV (The Hague: Martinus Nijhoff, 1952), p. 43.
(Hereafter: Ideen II)
9
Ibid.
10
Ibid., p. 280.
11
Ibid., p. 286.
HUSSERL AND H E I D E G G E R 669
12
Ibid., p. 302.
13
Edmund Husserl, "Philosophy and the Crisis of European Humanity," in: Edmund
Husserl, The Crisis of European Sciences und Transcendental Phenomenology, trans, by
D. Carr (Evanston: Northwestern Univ. Press, 1970), p. 279. (Hereafter: C)
14
Ideen II, p. 139.
15
Ibid.,p. 108.
16
Ibid., p. 109.
17
Lev Shestov, Umozreniey otkrovenie (Paris: YMCA Press, 1964). p. 306.
18
Ibid.
19
C,p. 137.
2(1
Edmund Husserl, "Philosophy as a Rigorous Science," trans, by Q. Lauer in
Edmund Husserl, Phenomenology and the Crisis of Philosophy (New York: Harper and
Row, 1965), p. 108. (Hereafter: CP)
21
Husserliana IX, p. 602.
22
GP, p. 454.
23
BT, p. 62.
24
GP, p. 423.
25
Hans-Georg Gadamer, Wahrheit und Methode (Tiibingen: J. . . Mohr, 1960), p.
243.
26
BT, p. 319.
27
Edmund Husserl, Logical Investigations, trans, by J. N. Findlay (London: Routledge
and Kegan Paul, 1970), Vol. 2, p. 541. (Hereafter: LI)
28
John Locke, An Essay Concerning Human Understanding (London: Dent and Sons,
1974), Vol. 1, p. 78.
29
Immanuel Kant, Critique of Pure Reason (London: J. Bell and Sons, 1930), p. 190.
30
Edmund Husserl, Ideas: General Introduction to Pure Phenomenology, trans, by
Royce Gibson (London: G. Allen and Unwin, 1931 ), p. 219.
31
See: Gerd Brand, Welt, Ich und Zeit (The Hague: Martinus Nijhoff, 1955), p. 68.
32
Edmund Husserl, The Phenomenology of Interna! Time-Consiousness, trans, by J. C.
Churchill (The Hague: Martinus Nijhoff, 1964), p. 164.
33
Heidegger points out that in posing the question of Being there is no logical circle,
for "one can determine the nature of entities in their Being without necessarily having
the explicit concept of the naming of Being." (, p. 27). "In the question of the
meaning of Being there is no 'circular reasoning' but rather a remarkable 'relatedness
backward or forward' which what we asking about (Being) bears to the inquiry itself as
a mode of Being of an entity." (Ibid., p. 28) Relatedness of such a kind we prefer to call
in both Husserl and Heidegger a circle.
34
BT, p. 373.
35
GP, p. 226.
36
Ibid., p. 228.
37
Ibid., p. 243.
38
Lev Shestov, op. cit., pp. 314317.
39
Martin Heidegger, Zur Sache des Denkens (Tbingen: Max Niemeyer, 1969), p. 47.
40
Ibid., p. 70. (Ideas, p. 92)
41
Ibid., p. 90.
42
Ibid., p. 34.
43
Ibid., p. 2.
44
Ibid., p. 24.
670 VICTOR MOLCHANOV
45
Ibid., p. 4.
46
Ibid., p. 5.
47
Ibid., p. 6.
48
According to one disciple of Heidegger, he, having read D. T. Suzuki's book Zen
Buddhism said: "If I understand this man correctly . . . this is what 1 have been trying to
say in all my writings (Chung-Yuan Chung, "Reflections," in Erinnerungen an Martin
Heidegger (Pfulingen: Neske, 1977), p. 67,
49
LI, p. 535.