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Chemical Engineering and Processing 104 (2016) 219242

Contents lists available at ScienceDirect

Chemical Engineering and Processing:


Process Intensication
journal homepage: www.elsevier.com/locate/cep

Distillation technology and need of simultaneous design and control: A


review
V. Aneesha , Rahul Antonya , Ganesh Paramasivanb , N. Selvarajua,*
a
Department of Chemical Engineering, National Institute of Technology Calicut, Calicut, Kerala 673601, India
b
Advanced Propulsion Research Group, Vikram Sarabhai Space Centre, Thiruvananthapuram, Kerala 695022, India

A R T I C L E I N F O A B S T R A C T

Article history:
Received 19 August 2015 During the whole of history, distillation has been the most extensive separation method. Regardless of its
Received in revised form 15 March 2016 exibility and simplicity, distillation technology is highly energy consuming. Modernistic distillation
Accepted 24 March 2016 technologies based on intensication process has more ascendency than its conventional, not in terms of
Available online 31 March 2016 less energy consumption but it reduces the capital investment cost and improved efciency. In order to
meet the demands of modern society, a drastic development in the eld of separation is required. Here
Keywords: this article rst pointing towards the overview of latest trends in distillation technology with process
Distillation technology intensication principles. In order to meet the control of modern chemical process, simultaneous design
Optimisation
and control is proposed over the conventional design and control methods. Second, the article is pointing
Mixed integer dynamic optimisation
to various optimisation techniques used for simultaneous design and control of chemical processes.
Simultaneous design and control
Signicant development in the area of simultaneous design and control is categorised into two. 1)
Controllability indicator based foundation 2) optimisation based foundation. In the simultaneous design
and control of chemical process, rst discussion started with the motivation and signicance of
simultaneous design and control based optimisation technique, then pointing towards the existing
methodologies with theoretical algorithms and its merits and demerits.
2016 Elsevier B.V. All rights reserved.

Contents

1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 220
2. Advanced distillation technologies . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 221
2.1. Heat integrated distillation column (HIDC) . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 221
2.2. Membrane distillation (MD) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 222
2.3. Cyclic distillation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 223
2.4. Cryogenic distillation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 223
2.5. Reactive distillation column . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 224
3. Optimisation based simultaneous design and control . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 225
3.1. Need and importance of simultaneous design and control . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 226
3.2. Upto the minute of optimisation based simultaneous design and control . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 226
3.3. Controllability index based optimisation approach (CIOA) . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 226
3.4. MIDO based approach for simultaneous design and control . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 227
3.4.1. Framework for simultaneous process control design . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 228
3.4.2. Framework for model predictive control . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 230
3.5. Framework for simultaneous design and control under uncertainty . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 231
3.6. Robust based optimisation approach . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 232
3.6.1. Quadratic lyapunov function based approach (QLf-based approach) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 234
3.6.2. Singular structured value based approach (SSV based approach) . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 234

* Corresponding author at: Department of Chemical Engineering, National


Institute of Technology Calicut, Kozhikode, Kerala 673601, India.
E-mail address: selvaraju@nitc.ac.in (N. Selvaraju).

http://dx.doi.org/10.1016/j.cep.2016.03.016
0255-2701/ 2016 Elsevier B.V. All rights reserved.
220 V. Aneesh et al. / Chemical Engineering and Processing 104 (2016) 219242

3.6.3. Hybrid worst case (HWC) approach . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 234


3.6.4. Constructive nonlinear dynamics (CND) based approach . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 234
3.7. Embedded control based optimisation approach (ECOA) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 234
3.7.1. Framework of embedded control based optimisation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 235
3.8. Observer . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 235
3.9. Black box optimisation approach (BBOA) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 236
4. Challenges and future directions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 237
5. Conclusion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 237
Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 238
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 238

1. Introduction main principle of PI is clearly dened in [11] as: 1. Maximising the


intra and inter molecular event effectiveness 2. Give equal
A physical separation of liquid mixtures with difference in processing experience to each and every molecule 3. Maximise
boiling point or volatility of the essential components is called the synergistic effects 4. Maximise the surface area to which force
Distillation. It is a widely used separation process in the current era apply and optimise the driving force.
and its history starts from a beverage factory in China (800 BCE) Chemical processes are nonlinear system continuously affected
[1]. It is a batch wise process by heating a liquid mixture in a pot by external disturbances and process uncertainty which leads to
and condensing the vapour with the help of a condenser. The process variability. Even though algorithms can be used to reduce
process of distillation taking place continuously (Fig. 1) in vertical process variability and design, also have a huge impact on closed
empty columns linked with piping, heat exchangers, vessels, loop behaviour of the system. Conventional chemical plant design
pumps and supporting structures [25]. By considering the feed is fully based on steady state calculations and synthesis
stream and product, distillation requires a decrease in entropy so it investigation by considering controllability only after the process
is not spontaneous in nature. For making the process thermody- design variables have been determined. Thus independent
namically possible additional heat is required. Due to the consideration of controllability and exibility is taking place. This
irreversible losses with respect to the pressure drop, mass transfer sequential approach is inadequate to handle large variations in
and heat transfer, the efciency of distillation is very low [69]. controllability and exibility.
Development in the chemical process industry transformed Based on the above, it has been proposed to optimise the
towards the high energy efcient separation technologies. By the chemical process design simultaneously. Thus the closed loop
development of process intensication (PI) the overall cost is performance of the system dynamics are analysed together with
reduced and improves the sustainability of industrial process. PI is system design and control. Design and control related degrees of
a process design methodology, which improves the process freedom is used to determine the optimal operating state and unit
exibility, quality of the product and inherent safety [10]. The capacity of the system. The problem is addressing trade-off

Fig. 1. Schematic diagram showing continuous distillation column.


V. Aneesh et al. / Chemical Engineering and Processing 104 (2016) 219242 221

between conicting design and control objectives. The problem approaches in the following levels 1. Materials used for construc-
has different visible features such as control structure selection, tion and resources 2. Design of process and congurations 3.
process synthesis, parametric uncertainty and worst case scenario Internal design optimisation. The main objective of distillation is to
assessment. There is no unied structure to address all these obtain maximum yield with very minimum amount of energy,
aspects. Recent development in this area have formulated this normally achieved with the help of sequencing the column and
problem with in a dynamic programming framework, may cover modifying the column congurations. Degree of freedom of the
almost all aspects of the problem and signicant computational tray design is higher than packing design.
effort required. The following section deals with the latest technologies used in
This methodology introduces a new approach to integrate the the distillation process, with high output yield and excellent
design and control that lessen some of the complex computational industrial impacts. Beyond that each and every distillation column
burdens. The gist of the method is based on the application of modelling and optimisation changing and improving day to day
robust control tools to estimate bounds on the stability, dynamic with varieties of control and design of processed and applications.
operability, controllability and feasibility of the process to be
designed. The application of nonlinear optimisation problem with 2.1. Heat integrated distillation column (HIDC)
these robust control tool boxes are very easy to handle than the
dynamic programming based formulations. This formulation is This type of distillation column provides high potential for
fully based on a cost function and is dened in terms of physically energy saving by using the whole rectifying section act as a heat
measurable process variables. Process steady state economics are source and the stripping part act as a heat sink instead of using a
calculated from the capital and operating cost functions. Operating single point heat source and sink [14]. The work input is provided
cost is related to utility and process steams cost and capital cost has from the top outlet of the stripper section by the use of a
direct link with process unit capacities. The dynamic deviations of compressor and the heat pump cycle is closed by the valve ashing
the process variables with respect to a nominal operating the rectier bottom outlet. This type of distillation has highest
condition are also assigned a cost that is added as an additional energy saving possibility than any other distillations. The capital
term into the cost function. To measure the dynamic deviations in investment is very high compared with the conventional methods
the process variables, different approaches has been used referred because of its complex congurations and additional compressors
before this as process variability. Process variability related cost [15]. Experimental and theoretical studies proved that HIDC has
within the problem has excluded from the controllability based higher energy efciency than conventional methods. Process can
methodologies but have considered as a controllability constraint be operated very smoothly without any tuning difculties [15,16
within the analysis. 21]. The HIDC congurations are not yet implemented in industrial
applications. The important issues we want to consider for the
2. Advanced distillation technologies design of HIDCs are exibility to change the operating point, effect
of an external disturbance or an external component and dynamics
The efciency of a distillation process can be improved by using and control processes. Therefore, achieve a settlement between
intelligent column design. In this type of approaches we are system design economics and operations appears to be very
considering minimum use of resources over the safety and process important and it has to be handled with atmost caution [17,20,21].
lifetime [12,13]. The intelligent design of a column involves the Among the design and operating variable, the most signicantly

Fig. 2. Heat Integrated Distillation Column (HIDC): different type of congurations.


222 V. Aneesh et al. / Chemical Engineering and Processing 104 (2016) 219242

affected variable which disturb the performance of the system are optimise the MD process [33] pointing towards the theoretical
compression ratio and heat transfer coefcient. Recent research and experimental studies [3436]. It is a thermally driven
works shows more good congurations like multi-tube and multi distillation process and separation is enabled due to phase
shell, plate type or structured HIDC systems [1618]. Basic changes. A hydrophobic membrane provides a barrier for liquid
schematic of HIDC is shown in Fig. 2. phase. The driven force is achieved by the differences in the partial
The development in the conguration of HIDC was so far limited vapour pressure, which is commonly triggered by the temperature
to the separation of binary mixtures. A multi-component mixture differences.
separation with HIDC [20,22,23] is an important and challenging Commonly used membrane distillation are direct contact
topic for future work. An often ignored issue related to HIDC is membrane distillation(DCMD), air gap membrane distillation
dependence on compressor, installing a complex and expensive (AGMD), sweeping gas membrane distillation (SGMD), vacuum
rotating device to ensure smooth and continuous operation of membrane distillation (VMD), permeate gap membrane distilla-
column in the case of breakdown of running plant is not practical. tion (PGMD), vacuum multi-effect membrane distillation (VMMD)
By any mean, it is to be anticipating that with increase in energy [3739]. The advantages of membrane distillation are easy to get a
prices, Heat assisted distillation column and heat integrated pure product, highly efcient, no chemicals used, very less cost to
distillation column will become more economically competing in avoid clogging and simple membrane structure. The main
the future. To make a break down in this account, Super HIDC is the disadvantage of membrane distillation process is high initial cost,
rst commercial conguration so far. sediment clogging and reduced power penetration due to
sediment effect.
2.2. Membrane distillation (MD) DCMD (Direct contact membrane distillation): is the simplest
technique in membrane distillation [40], in this membrane has
Membrane separation technology controls a great promise in direct contact with both hot and cold uids. In this case heat loss
advancing desalination and water treatment to making better the due to conduction through membrane is very high compared with
efciency of impurity removal as well as augment water supply other technique. This technique is very suitable for the applications
[2426]. Microltration, Ultra-ltration, Nanolration, Reverse with water as the major permeate and aqueous solution does not
Osmosis and Membrane Distillation are the commonly used contain any non-volatile element [41].
membrane technologies for the application of waste/water AGMD (Air gap membrane distillation): In AGMD permeates gap
treatment [27,28]. In the eld of membrane based desalination lies in between the membrane and a cooled walling, the gap is
and water/waste water treatment, Membrane Distillation (MD) has lled with air and the evaporator channel is similar to DCMD. The
many attractive features compared with others [29,30]. Tremen- feed has direct contact with hot side of the membrane only. It can
dous development is taking place in the eld for novel membrane be used to remove the volatile component from aqueous solutions
fabrication [31], designing more efcient modules [32] and because permeate uid and membrane surface has no direct

Fig. 3. Membrane Distillation Congurations.


V. Aneesh et al. / Chemical Engineering and Processing 104 (2016) 219242 223

Table 1
Advantages and Disadvantages of Membrane Distillation.

Mode Pros Cons


Direct contact  Easiest and simplest  Highest thermal polarization
membrane  High gained output ratio  Distillate quality is highly depend on the pore wetting
distillation  Distillate ux is more stable than other methods  Relatively lower ux than VMD
 Most acceptable mode to remove volatiles  Mainly used for aqueous solutions

Air-gap  Lower distillate ux than other modes  Additional resistance due to air gap for mass transfer
membrane  Lowest thermal loss  Complex design
distillation  No pore wetting risk  Lowest gained output ration
 Less tendency of membrane fouling

Vacuum  High distillate ux  Higher fouling


membrane  Ability to remove volatility  Lower selectivity in volatiles
distillation  No pore wetting  An external vacuum and condenser is required in distillate side
 Lower thermal polarization

Sweeping gas  Lowest thermal polarization  Complex system


membrane  No pore wetting risk  Heat recovery is difcult
distillation  Better future perspective for aqueous streams  Sweep gas stream cleaning and drying required

contact. According to the air gap between the permeate side and membrane and foil pp (polypropylene) frames. The input feed is
the condensing surface, heat transfer resistance get increased, so given to stage1 of the module. The feed ows serially through the
less heat is lost during the operation [42]. E-C (evaporation-condensation) stage and it is ejected at the last
PGMD (Permeate-gap membrane distillation): It is the advanced stage of the module as a saline solution [43].
version of direct contact membrane distillation. In this a third Flux, volatility and the permeate composition are the normally
channel is introduced by a non-permeable repulse. The advantage used key features for the selection of membrane distillation. To
of Permeate gap membrane distillation is separation of coolant and remove a volatile organics or dissolved gases from an aqueous
the distillate, by using a condensation surface the permeate solution, normally SGMD and VMD are good. The most versatile
channel is separated from the condenser channel. It uses the feed membrane distillation technique is AGMD and membrane
water directly as cooling liquid inside the module thus only one distillation technique with less number of equipment and easy
heat exchanger is required to heat the feed [42]. The main to operate is DCMD. The above two methods are best if water is the
drawback of PGMD is very poor heat conduction to condenser wall permeate ux. Membrane parameters also affect the membrane
from the membrane surface is due to less ow velocity of the distillation techniques. Commonly affected parameters are mem-
permeate in the permeate gap. brane material, liquid entry pressure, membrane thickness,
SGMD (Sweeping gas membrane distillation): It is also known as porosity and pore tortuosity [37,40,42,44,45]. The basic congura-
air stripping membrane distillation. Same as in AGMD, SGMD uses tion of membrane distillation is shown in Fig. 3. Advantages and
a path conguration with an empty gap on distillate side. With the disadvantages of each method are also described in Table 1.
help of an external condenser, vapour condensation taking place
outside the membrane distillation module. With this process we 2.3. Cyclic distillation
can distillate volatile substances with low surface tension. The
advantages of SGMD compared with AGMD is the considerable It is another important trend in the development of distillation
reduction of barrier to mass transport through forced stream but in technology with improved performances, enhances the distillation
this a small volume of permeate diffuses in large volume of efciency through pseudo-steady state operation and it results an
sweeping gas thus it requires a larger condenser to function energy saving upto 50% [4648]. Cyclic distillation can be obtained
[37,40]. We can overcome the above drawback by adding a coolant by the stepwise periodic or controlled cycling or both together.
wall to permeate channel and maintain the temperature in the Vapour ow period and the liquid ow period are the two
desired rate by ushing air [42]. TSGMD (Thermostatic sweeping important key operation of cyclic distillation. While considering
gas membrane distillation) is a combined process of SGMD and the throughput of conventional distillation column, the through-
AGMD put of the controlled cyclic distillation is twice higher than
Vacuum Membrane Distillation (VMD): VMD is fully based on air conventional method. But we want to consider the practical
gap conguration. The vapour is passed through the membrane implementation difculties of cyclic distillation. According to the
and it is sucked out by a vacuum pump at the permeate channel. literature reviews, it can be concluded as; there are so many
Condensation is taking place outside the module. The main advantages for cyclic distillation compared with conventional
advantage is heat loss due to conduction is minimised [31,43]. It methods. They are smaller pressure drops on trays, due to high
can be used for removing organic components from liquid separation efciency they have increased quality of products,
solutions. column can be operated with maximum load, high throughput,
Vacuum multi-effect membrane distillation (VMEMD): Similar to reduced energy requirement, high tray efciency etc. [48]. The
MED, VMEMD also provides energy saving at lower investment basic working principle of cyclic distillation is shown in Fig. 4.
cost. It consists of a steam raiser and evaporation-condensation
stages. Permeate is produced in each evaporationcondensation 2.4. Cryogenic distillation
stage and in the condenser. The exchange of heat produced by each
external source is taking place in steam raiser. Water present in the It is one among the method used for air separation, separates
steam raiser is lower than the ambient [43]. Evaporation- atmospheric air into oxygen and nitrogen (primary components). It
condensation stages are composed of alternative hydrophobic co-produces argon also. The application of cryogenic distillation is
224 V. Aneesh et al. / Chemical Engineering and Processing 104 (2016) 219242

Fig. 4. Cyclic Distillation: Liquid Period (Centre) alternating with vapour period (left and right).

coal gasication and steelmaking [49]. In cryogenic liquication 2.5. Reactive distillation column
process, pure gas can separated from air by cooling the air until it
become liquid. After that it is distillates at their boiling points. This Reactive distillation is a process in which reaction as well as
process can produce highly puried gases but it is energy intensive. separation taking place in a single vessel. Consider a chemical
To obtain good efciency in the process a very closely tight process with two reactants (A and B) producing two products (C
integration of heat exchanger and separation column is required and D) which is in liquid phase and is reversible.
[5052].
A+B$C+D

Fig. 5. (a) Reactive Distillation Column; (b) Reactive dividing wall column.
V. Aneesh et al. / Chemical Engineering and Processing 104 (2016) 219242 225

For the working of reactive distillation we want to remove the liquid equilibrium and chemical reactions). Commonly used
product from the reactants using distillation process. It implies control methods in reactive distillation column ranging from
product should be heavier or lighter than reactants. An ideal case Proportional Integral controller to Advanced model predictive
for the above statement is, one product is heaviest and the other control such as dynamic matrix control (DMC), Advanced DMC,
should be lighter. Column pressure is the one of the most Quadratic DMC, Robust multivariable predictive control and
important design parameter of reactive distillation column. Generalised predictive control. High attention is required for the
Pressure effects are one of the strongly marked one in RD column design of an optimal control and controller performance assess-
than a conventional distillation column. In the case of normal ment with optimal performance, energy saving and cost effective-
distillation, low column pressure is selected so that we can made ness. The main objective of the controller is to maintain the
separation easier. Low pressure suggested a low temperature product purity within the desired range.
coolant and low reux drum temperature. In RD column, column Backstepping based control actions are also carried out in the
temperature affects both chemical kinetics and phase equilibrium. eld of engineering [56,57]. Conventional chemical processes are
RD column is differing from the conventional columns by the having sequential design approach. These designs are mainly based
product compositions and reaction conversion specications. on the steady state economic calculations and synthesis of
Many designs adjust degrees of freedom of the system to obtain economic structures. Sometimes it shows poor dynamic operabili-
these specications. Another design aspect of RD column is tray ty in the case of uncertainty and disturbances. By the above,
holdup. This tray holdup has no effect on tradition column design. investigation on interactions between process design, control and
It will not affect the steady state condition of the column but it will operability to improve the dynamic performance is essential. The
affect the dynamics of the system. In RD column reaction rate is work in the area of simultaneous design and control of RD column
directly proportional to the tray holdup in each tray therefore tray is very limited. Simultaneous design and control of ethylene glycol
holdup is very important. The main limitations of RD columns are reactive distillation is described in [58]. The application of Genetic
temperature mismatch, unfavourable volatilities, slow reaction Algorithm in the area of reactive distillation column in described in
rate and other restrictions like RD column is limited to liquid phase [59].With minimum usage of reboiler, how to do optimisation of a
reaction and the dry up of tray by high exothermic reactions [12]. thermally coupled RD is described in [60]. and optimisation
The schematic of reactive distillation process is shown in Fig. 5. methods for a RD process is described in [61].
Over 2000 articles and 800 US Patents for reactive distillation
were published during the last 40 years [12]. Fig. 6 represents how 3. Optimisation based simultaneous design and control
RD column works with reaction types. The most important
application of RD column: hydrolysis, polyesterication, ether- In the current era, chemical process design and process control
ication, hydration and dehydratino, (trans-) esterication, (trans-) are two separate areas assisting process developments. Design and
alkylation, isomerisation, (de-)hydrogenation, amination, conden- control decisions are made separately against the common
sation, chlorination, nitration [5355]. objectives of depleting the effect of disturbances and uncertainty
Control of reactive distillation column is a challenging task due to offer robust plant operations. Nowadays it is not a desirable
to its nonlinear nature and complex interactions (between vapour situation because these types of control actions are very difcult to

Fig. 6. Reaction Types for RD.


226 V. Aneesh et al. / Chemical Engineering and Processing 104 (2016) 219242

control. As a consequence of this problem, a different way to take drawback of controllability based approach a new method called
controllability related issues in the process plant design has been optimisation based approach is introduced.
developed and stated in the articles during the past few decades To remain combative, we need to design a plant which should
and is called Integrated the design and control or Simultaneous be at a low cost with acrimonious safety requirements and
design and control. unsparing environmental regulations. The plant should meet
The modern chemical processes are highly integrated and the seductive dynamic performance criteria, controllability analysis
process is interacted together to obtain high efciency of heat/ and tuning specications. Due to the complications afliated with
mass transfer and decreases the capital investment cost. The main this problem, few methodologies addressing simultaneous design
characteristics of the integrated process are two; 1.the process is and control are proposed. Accustomed approaches to simulta-
nonlinear in nature 2. The integrated process is a complex network neous design and control can be proximately grouped as
(process is interacted with more than one number of intercon- Optimisation based approach, Heuristic based approach, Evolu-
nected systems) [6264]. Conventional approach to the design of tionary based approach and combinational of all above [7982].
chemical process is a sequential one, in which sequence by Simultaneous design and control approaches listing issues such as
sequence design is evaluated and the output of the rst sequence is 1.parameter uncertainty and robust design under external
used as the input to the second sequence [65]. Initially all the disturbances 2. Control structures selection and tuning parameters
process is designed in the steady state conditions. After establish- 3. Select and formulate good optimisation approach and algorithm
ing the main system we are designing the controllers for the plant. [83,84]. Simultaneous design and control problem can be stated as:
This may lead to poor dynamic operability in the case of external Minimize cost function
disturbances and uncertainties. In this case, developer needs to s.t.
improve the performance and dynamic characteristics of the Process modelling equations,
control system to obtain an optimum performance [66]. Control Algorithm equations,
Process Stability constraints,
3.1. Need and importance of simultaneous design and control Process output variability constraints,
Process feasibility constraints,
When going through the word Simultaneous Design and The formulation of the problem can be written as
Control, design of a chemical process means process characteristics  
min F 1 a; b; c
like owsheet topologies, design, operating parameters and Fa ; a; b; c 1
a; b; c F 2 a; b; c
nominal values based on the steady state conditions and on the
other hand, the word control is pointing towards an optimum Subjected to
control solution of the chemical process based on control system
f a; b; c; z 0 2
design. Under the effect of external disturbances, the theoretical
and plant wide process has different optimum solutions. There are
some conicts between the inherent characteristics of the
chemical process and design parameters. When the input feed ha; b; c 0 3
and process specications are xed, the process shows some highly
nonlinear characteristics including limit cycle, oscillations, hyster-
esis, input/output multiplicities etc. A methyl methacrylate ga; b; c  0 4
polymerisation reactor problem is used [67] to describe the
conict between inherent characteristics and design parameters.
With the increase in volume of reactor the process becomes aL  a  aU 5
unstable, i.e. if we have a volume of reactor V = 0.2 the process
shows open loop stability and minimum phase behaviour at the
operating points. While increase in the volume V = 0.5, the process az0 a0 6
become unstable and shows non-minimum phase behaviour at the
operating point [68,69]. To solve the above instability a complex
control action is also required. It is very clear that increasing the cz0 C 0 7
volume of the reactor means capital investment cost is also very
Where, a is a vector of state variables, b is a vector of process
high. From the above it is very transparent that, the design
variable and c is a vector of design variables. The vector of initial
parameters pointing to the most economic steady state conditions
conditions of state variable and design variables are represented as
are not the best from the nonlinear analysis of practical cases.
a0 and c0The objective function (Eq. (1)) to be decrease includes
the combination of capital and operating cost (F1) and the
3.2. Upto the minute of optimisation based simultaneous design and
controllability measures (F2). The set of differential and algebraic
control
equality constraints are represented here with the notation f. Eqs.
(3)(5) are used for expressing additional requirements for the
As per the works already carried out on the simultaneous
process performance like equality and inequality constrains or
design and control, we can classify the methods into two
paths. Classication of existing techniques addressing simulta-
categories. They are a) design based on controllability indicators
neous design and control is shown in Fig. 7.
b) design based on optimisation. If we are looking towards the
work done based on controllability indicators, a linear and
3.3. Controllability index based optimisation approach (CIOA)
nonlinear model based systems are used for the design [70,71].
The main advantages of these types of designs are controllability
An economic cost function is dened for designing one
indicators are very easily computed on nominal models but it has a
economically optimal chemical process that can run in dynamic
disadvantage: the model give accurate information on some
mode within the range of nominal operating points. The cost
specic steady state conditions only, not in the entire state of the
function is a combination of process steady state economics and an
process [7278]. Also this approach fails to provide accurate
economic cost associated with controllability indicators. This
information on start-up and shutdown. In order to overcome the
V. Aneesh et al. / Chemical Engineering and Processing 104 (2016) 219242 227

done. Based on the economic potential and static controllability


characteristics for evaluating process ow conguration and
control structures [102], introduced new method [103]. proposed
a new framework for optimisation; in this case, economic
optimisation was stated based on the process design variables,
designing parameters and external disturbances affecting the
process. Different types of optimisation techniques developed and
are commonly used with controllability index based optimisation
approach are multi-objective optimisation, state steady-state
optimisation, mixed integer nonlinear programming, gap metric
minimise and iterative dynamic decomposition [104109].
In the foregoing methods, controllability indicators are treated
as a must of for optimisation problems. Process design and control
aspects are integrated in this methodologies but it fails to treat the
dynamic behaviour of the plant and competing objectives.
Together with, methods check thoroughly the closed loop
controllability properties. With the above limitations, this method
fails further developments with nonlinear models [97
103,110,111]. The application of multi-objective optimisation based
Fig. 7. Classication of optimisation based simultaneous design and control simultaneous design and control to check process may nish in a
techniques. suboptimal design, on account of the use of appropriate selection
of cost function and linearity assumptions. A coordinate strategy
method takes the benets of controllability indicators to calculate pointing towards the integration of model predictive control with
the closed loop dynamic performance of the process. Normally process design scheme was developed by Brengel and Seider [112].
used controllability indexes are integral square error(ISE), Singular This work evaluates the economic objectives and alternate design
value decomposition, relative gain array, worst case disturbance, framework for controllability checking based on ISE (integral of
gap metric, closed loop controllability and Eigen value of Jacobian squared error) for a closed loop system with high external
matrix. Morari [85] developed a multi-objective optimisation disturbances. In this method, controlling of the process is takes
technique with a linear model using controllability index as place with complete utilisation of the mathematical model and
integral square error. The objective of the work is to minimise advanced model based control, are the key advantages of the work
economic cost and control cost. With the same objective and compared with Table 2.
optimisation technique, Palazoglu [86] developed a nominal linear
model with controllability index as singular value decomposition. 3.4. MIDO based approach for simultaneous design and control
Pioneer work in the eld of controllability index based optimisa-
tion was listed in Table 2. While designing a process the need of checking/considering the
For checking controllability index based optimisation approach, operability is a widely accepted one in industry and academia. A
different types of optimisation techniques have been proposed. In number of optimisation technologies have been introduced to
the way that through taking into dynamic control performance in address this issue. Simultaneous design and control of a chemical
the contour of matrix norms or dynamically determined control process is treated as a mixed integer dynamic optimisation with
errors. Floudas [90,101] proposed one methodology for analysing both continuous and discrete parameters in the same framework.
the design and control interaction as a multi-objective mixed A hand off dynamic optimisation based approach has been
integer optimal control problem. Therefore simultaneous making proposed for considering the need of process operability issues
of process design, controller structures and controller tuning can at the beginning of the process design. Mainly mixed integer

Table 2
Pioneer works in the eld of controllability indicator based SDC.

Authors Type of model for Controllability index Objective function Optimization


optimization
Morari [85] Linear ISE Minimise an economic and control cost Multi objective optimization
Palazoglu [86] Nominal Linear SVD Minimise an economic and control cost Multi objective optimization
Palazoglu [87] Nominal Linear SVD Minimise an economic and control cost Steady state optimisation (2 stage)
Figueroa [88] Nominal Linear Structured SVD Maximise an economic objective Multi objective optimization
Perkins [89] Nonlinear WCD Minimise design cost Steady state optimisation
Floudas [90] MINLP Models RGA Minimise capital, operating and control cost Multi objective optimization &
MINLP
Pistikopoulos MINLP Models Structural Controllability Minimise total anual cost and operating cost Multi objective optimization &
[91,92] MINLP
Perkins [93] Nonlinear WCD Minimise operating cost & cost of control MILP
instrument
Zeng [94] Nominal Linear Controllability index Minimise annualized cost steady state optimisation
Lee [95] Nominal Linear Gap metric Minimise gap metric Gap metric minimise
Jorgensen [96] Nominal Linear RGA Minimise closed loop error Steady State Optimisation
Blanco [97,98] Nonlinear Eigen Value of Jacobian Minimise the capital and operating cost. Steady State Optimisation
Matrix
Alhammadi [99] Nonlinear RGA Minimise economic and control cost Multi objective optimization and
MINLP
Douglas [100] Nonlinear SSV Minimise economic cost Steady State optimization

ISE, integral of the squared error; SVD, singular value decomposition; RGA, relative gain array; WCD, worst case deviation.
228 V. Aneesh et al. / Chemical Engineering and Processing 104 (2016) 219242

dynamic optimisation approach is used in batch process synthesis nonconvexities at impracticable points in full discretization
[113115], solvent design in batch process [116], optimisation of method can reduce the algorithm to an often improvised scheme
continuous or discrete systems [117,118], biochemical process when used in concurrence with a convex MINLP solver [114]. By the
[119,120], reduction in kinetic mechanism [121,122] etc. Up-to- use of control vector parameterisation and sensitivity arguments
date development in synthesis, design, operation and control of for solving primal problems with xed binary variables, MIDO is
process have created the need of strong and advanced numerical solved [101,125,142]. Thenceforth, an adjoint problem is analysed
algorithms for optimising a system [123125]. to deliver dual information required to develop a relaxed master
Mixed Integer dynamic optimisation problems are coming in problem, which sets a new framework for the next primal problem
consideration when the binary decisions are getting into a dynamic and is solved using reduced space method. It has a reward of
optimisation problem. According to optimisation views, dynamic reduced space method for solving the primal problem and has a
optimisation problems without binary variables are unintegrated disadvantage of quite expensive intermediate adjoint problem. To
into: simultaneous approach and sequential approach. Simulta- overcome the limitations Bansal [148] introduced a new approach,
neous approach includes orthogonal collocation of nite elements which treats integers with a simplied master problem using
and multiple shooting. Sequential approaches are Control vector control vector parameterisation and GBD. Based on this MIDO is
parameterisation and Adaptive control vector parameterisation. In divided into a sequence of primal problem and relaxed master
sequential approach control variable discretization is taking place problem. But this problem excludes large area of feasible region
and in simultaneous both control and state variable discretization due to nonconvexities of constraints and a suboptimal solution in
is taking place. Thus the differential algebraic equation is the feasible region.
converted to nonlinear programming and optimisation taking In sum-up, solving mixed integer dynamic optimisation is of
place. A mixed integer nonlinear programming is converted to two stages of work: Converting MIDO problem into MINLP
MINLP (mixed integer nonlinear programming) and can be solved problem and treatment of MINLP through algorithms. Stochastic
by branch & bound algorithm (BBA), outer approximation (OA) and and deterministic global optimisation is used to reduce the
generalised bender decomposition (GBD). Pioneer works listing incidence of convergence to suboptimal problem. Deterministic
the discretization and solution to MINLP is listed in Table 3. method banks either on decomposition strategy or on branch and
While comparing with continuous dynamic optimisation, bound method [118]. Chachuat [124] developed a novel decompo-
nding a solution for MIDO approach is very complex because sition approach for all general class of MIDO approaches. But it can
of the presence of binary variables. But due to the availability of nd a global solution for MIDO but it fails to meet the total tally of
advanced dynamic optimisation algorithms, MIDO is widely discrete alternatives in the dynamic optimisation sub-problems.
admired by the researchers. Orthogonal collocation on nite Stochastic method proposes a genetic algorithm for MINLP solver
element is the common methodology widely accepted by the results a global solution with relative efciency [149152]. But
researches, which used for the discretization of MIDO approach these methods cannot guarantee global optimality and fails to
because both control and state variables are discretized thus. produce the results with highly constrained problems.
Finding a reliable and feasible solution using orthogonal colloca- To eliminate the drawback of controllability index based
tion is not that much simple because after discretization problem optimisation approach, a number of MIDO approaches are
generates a large number of variables and equations. Thus number introduced. The new approach combines control structure selec-
of parameters to be optimised is also increased in large scale tion, tuning parameters with process design.
problems. Therefore, orthogonal collocation is pull back to small
scale problems. 3.4.1. Framework for simultaneous process control design
Avaraam [117] and Mohideen [131] solved MIDO with the help The problems deals with the integration of process design,
of orthogonal collocation of nite elements and outer optimisation control and operability are conceptually posed to minimise the
and GBD respectively. Nevertheless, linearization of

Table 3
Methods addressing Mixed Integer Dynamic Problem.

Authors Method of discretization Methodology used for solving MINLP


Androulakis [126] Orthogonal collocation on nite elements Variant 2 GBD
Giovanoglou [127] Variant 2 GBD
Avraam [128] Outer Approximation
Biegler [129] Outer Approximation
Bahri [130] Outer Approximation
Mohideen [131] Generalised Bender Decomposition
Dimitriadis [132] Generalised Bender Decomposition
Flores-Tlacuahuac [133] Branch and Bound Algorithm
Flores-Tlacuahuac [134] Using CPLEX to solve MINLP
Terrazas-Moreno [135] SBB solver in GAMS
Terrazas-Moreno [136] DICOPT based on outer approximation
Chaowei Liu [137] CEPLEX and CONOPT in GAMS
Oldenburg [138] Adaptive control vector parameterization CPLEX for MILP, Outer approximation
Bush [139] Outer Approximation(Augmented Penalty Extension)
Chatzidoukas [140] Control vector parameterisation GBD, CPLEX in GAMS for MILP
Hirmajer [141] MISQP
Bansal [142] Variant 2 GBD
Bansal [143] Generalised Bender Decomposition
Allgor [125] Screening model technique
Sharif [144] Outer approximation
Sager [145] Direct multiple shooting Outer convexication, relaxation
Sager [146] Combination of Integral approximation and branch and bound.
Prata [147] Hybrid discretization method Outer approximation
V. Aneesh et al. / Chemical Engineering and Processing 104 (2016) 219242 229

expected annual cost. A general algorithm for the above problem is Step3: Test the control and design from step2 for all the possible
summarised as follows [153]. ranges of the uncertain parameters by solving dynamic feasibility
Step1: Choose initial set of conditions for the uncertain test problem.
parameters
x maxu minuv maxl2q;z20;zf  gl  13
Step2: For the present set of conditions, calculate the optimum
points for the process control and design by solving Mixed Integer Subject to
Dynamic Optimisation
f a :f d :f 0 : 0 14
min X
ns 
i
i i i i i
w i :fx z ; x z ; x a z ; va z ; vu ; u z ; d; d ; z xd; d  0, achievable operation can be guaranteed dynamically
d; d; u1v ; u2v ; ::::uns
v i0
f f f f f f

for all uvalues within the range. Algorithm abort in this case;
8
alternatively the solution denotes a critical condition that is added
Subject to with the existing set of conditions before going to step2.

A common mixed integer dynamic optimisation (MIDO)
i
f xl z; xi z; xi z; vi z; vi ; u z; d; d 0 9 formulation similar to:
d a u
minuv ;d fx zf ; xzf ; xa zf ; uv ; d; d; zf 15
 Subjected to
i
f a xl z; xi z; xia z; vi z; viu ; u z; d; d 0 10
0 f a x z; xz; xa z; uv ; d; d; z 16


i
gxl z; xi z; xia z; vi z; viu ; u z; d; d  0 11 0 f a xz; xa z; uv ; d; d; z 17


i 0 f 0 x z0 ; xz0 ; xa z0 ; uv ; d; d; z0 18
f 0 xi z0 ; xi z0 ; xa i z0 ; va i z0 ; vu i ; u z0 ; d; d 0 12

0  gx zf ; xzf ; xa zf ; uv ; d; d; zf ; z0  z  zf 19
z0  z  zf ; i 1; 2; 3; ::::ns
The practical implementation of the above problem with a PID
Where the x denotes the differential state variables of the system,
controller is done in [154]. One of the main features of MIDO
xa for algebraic variables like thermodynamic variables, internal
approach is process nonlinearity, uncertainty, external disturbance
ow rate, d 2 Y  f0; 1gNd denotes the binary variables for the with time. Hence for a set of nominal working conditions; it is easy
process,v denotes the vector of manipulating variables, uv is set to detect the scenario that generates the largest possible process
points for controllers, d is design variables but these variables output error called Worst Case Scenario. Simultaneous design and
cannot be modied during the operations, i is the index set for the control problem is solved with predicted worst case scenario. Huge
conditions of U(t) (uncertain parameter) which is both time number of methodologies addressing the eld of dynamic
varying and time invariant, ns is number of initial conditions, wi, optimisation based simultaneous design and control and the
i = 1 . . . .ns are the discrete probability of the conditions application of these methodologies are proposed, few pioneer
X ns
works are listed in Table 4.
( wi 1), fd represents the mass and energy balance differential
i1 The main drawback of MINLP is that, there is no accurate
equations, fa represents the algebraic equations to hydraulic and guidance for changes in the process and control design [143]. A
thermodynamic equations, fo is the initial condition of the linear model is used in back off framework. But it can be used with
system,f represents the performance economic index. nonlinear models also with proper investigations. In effect with

Table 4
Simultaneous Design and Control based on Mixed Integer Dynamic Optimisation.

Author Application Controller Key Features


Mohideen [142] Ternary Distillation Column PI Mixed integer stochastic optimal control formulation, multi period decomposition
approach
Bahri [130] Two series CSTR PI Back off minimisation
Bansal [155] Binary Distillation PI [142] in a rigorous distillation model
Ross [156,157] High purity industrial distillation PI IMC Simplied structure of process control with integer decision combinations
column
Kookos [158] Evaporator System Multivariable Stochastic Mixed Integer Dynamic Optimisation
PI
Bansal [148] Distillation column PI Multicomponent Dynamic Optimisation
Panjwani [159] Reactive Distillation PI High delity dynamic model usage under uncertainty
Asteasuain [160] Polymerisation Reactor Multivariable SDC for optimal grade transition operation
PI
Lopez-Negrete [161] Binary Distillation PI Fully discretized approach
Nikolaos [162] CHP system PI Dynamic design and regulatory control optimisation
Yunfei Chu [163] Batch Process PI MINLP and GBD
Pu Li [164] Oil Spill Multivariable Dynamic Optimisation, Fast, Efcient and Cost effective
PI
Vida Meidanshashi Semi-continuous distillation Multivariable equation oriented gPROM and 1.03CPU hours
[165] PI
230 V. Aneesh et al. / Chemical Engineering and Processing 104 (2016) 219242

parametric uncertainties and disturbances, Mohideen [166] obtained is very less than the sequential approach. Implementa-
introduced a new framework to obtain integrated process and tion of a parametric controller to the design structure enables the
control system design with dynamic performance under optimal direct adaptation of stability performance criteria in the controller
conditions. Later Mohideen introduced a new and advanced model deduction state [170].
with joint benets of control vector parameterization and Based on control vector parameterization, dynamic optimisa-
orthogonal collocation on nite element method [167]. A block tion based simultaneous design and control approach only
representation of software implementation of above stated one is discretized the variables to be controlled and integrate the
shown in the Fig. 8. In the primary problem, differential equations differential algebraic equation models at each looping. The
of the model are substituted by discrete time implicit equations. advantages of optimisation based simultaneous design and control
The evaluation gradients are calculated from efcient adjoint in binary distillation, high purity industrial separation plants are
based arguments and dynamic optimisation is done only over high protability, better controller performance and efcient
reduced space of control variable [168]. transaction of constraints. But conventional sequential approach
In order to reduce the computational complexities, a new fails to produce better results with unstable steady states. For
method with simple procedure without the calculation of dual solving a MIDO problem with highly nonlinear system, full
variables and adjoint information to take a shot at MIDO and it is discretization method requires additional attention on initialisa-
based on variant 2 of the benders decomposition (v2-GBD) tion and in this model uncertainties are not taken into consider-
methodology [148]. This method is independent with type of ation. To solve a large scale process, proper initialisation and
methods used for solving problems. The only guarantee benet of decomposition strategies are required to keep the CPU timing in a
this method is that it can be converged to optimum condition reasonable level.
under convexity conditions [169]. Normally most of the MIDO In the beginning stages, the simultaneous design and control
based simultaneous design and control methods make use of problem is solved by mixed integer dynamic optimisation with
conventional Proportional Integral (Derivative) controllers with realistic events and on the basis of nonlinear dynamic model the
single input single output (SISO) systems and do not consider methods show highly nonlinear characteristics at the optimum
environmental safety and operational constraints [170]. Along region. The main impediment of this method is the computational
with conventional PI controller, multivariable PI controllers are complexities blended with nonlinear dynamic optimisation
also used for simultaneous design and control because of the easy problems. Mixed Integer Nonlinear Programming results from
tuning. But the multivariable PI produces higher rated perfor- the full discretization methods pointing to some special charac-
mance than the conventional one [158]. Introduction of MPC teristic features like few integer variables and large nonlinear
(model predictive control) to simultaneous design and control programming problems. Therefore, MINLP problems want to
improves the process economics and controllability [83]. handle NLPs that is very much complex to solve. By the tight
In a uid catalytic cracker unit, Loeblein and Perkin [171,172] and complex computational requirements this system is impracti-
introduced an online optimisation based MPC controller. Taking cable for industrial uses. But the controller tuning obtained using
into consideration the parametric controller has the ability to the MIDO approach shows good stability in the closed loop
eliminate the online optimisation, Sakizlis proposed a new method feedback unstable process [173,174].
for advanced explicit parametric model based controller into SDC A distillation based process intensication technique conceived
framework using binary distillation column and an evaporator for the purication of desired products from a ternary mixture is
[83,170]. In this case author compared both conventional sequen- called semi-continuous separation. Comparing with conventional
tial approach and simultaneous design and control approach and continuous process, semi-continuous process has less annualized
concluded that through simultaneous design and control total cost cost. A methodology is proposed in [165], for obtaining the optimal
design parameters like number of column stages, feed tray location
and optimum tuning parameters for PI controller. With the help of
deterministic optimisation packages using MIDO based gPROMS
software is used for the simultaneous design and control of a semi-
continuous process and method resulted a minimised annual cost
than its conventional methods.
Integrated design and control of reactive distillation column is
presented in [175]. Simpler graphical approach method which is
very close to non-reactive process such as McCabe-Thiele method
and driving force approach are used here. Analytical solutions and
closed and open loop simulations are used here to analyse the
reactive distillation column process at its highest driving force.
According to the analysis the reactive distillation column is less
sensitive to disturbances in the feed at its highest driving force and
has an ability to reject external disturbances.
A two-tier approach is proposed in [176], where a solution to
obtain optimal steady state operating point using economic based
optimisation problem and to minimise the transition time to new
operating point is optimised using dynamic optimisation. By the
analysis of active constraints, the plant design limitations are
inferred and are represented in an industrial nitrogen plant. Other
recent works contributing optimisation of chemical plant are [177
179].

3.4.2. Framework for model predictive control


Models used in model predictive control (MPC) are designed to
Fig. 8. Prototype software implementation of simultaneous design and control. represent a dynamic system and common dynamic characteristics
V. Aneesh et al. / Chemical Engineering and Processing 104 (2016) 219242 231

are large time delay and higher order dynamics, which cannot be identication of an uncertain model working around the nominal
able to handle by PID controller, can easily control by MPC. Changes operation region and it enables the formulation of robust stability
in the dependent variable of the real dynamics, and process and feasibility test. The critical disturbance trajectories calculated
variable focus and limit to calculate further variations in the from the nonlinear model may result in constraint violations
dependent variables. MPC system typically works with the initial because of the deviation of critical time-discrete realization of the
changes in the independent variable to be achieved and repeats MPC based model from those obtained through full nonlinear
with the solution till the next changes required. MPC is included as closed loop process model. The direct identication of critical
an advanced control strategy in SDC. In the literature, MPC based disturbance trajectory is a complex task for even a simple process.
approach reported for optimal design and control, deals only the The critical disturbance trajectory can be able to compute using an
optimal sizing of the processing unit i.e. a xed process owsheet is uncertain impulse response model which adds an additional
used for entire calculations. A model predictive control scheme is computational cost to this method may become signicant for a
proposed in this integrated process design and control method. complex nonlinear system with a large number of constraints. The
The algorithm consist of an online calculation of the anticipated ongoing method may show conservative design congurations due
control moves by the solution of constrained optimisation problem to the usage of the uncertain process model. The present method
that reduces the tracking errors in the future time [180,181]. The may not come to the point excessively moderate designs through
latest works in this area are [182184]. A linear discrete state space this precise aspect of the method depends on the trim of
model is selected as a process and is obtained by the rst principle complexity and nonlinearity. A new approach is proposed in
nonlinear model of the process [185]. The main advantage of the MPC based control structure to take care of both centralized and
proposed control scheme is the ability of handling constraints and decentralised control strategies together for solving optimal
multivariable systems. At each sampling time, the model predic- control structure of the process. System dynamic performance
tive control algorithm is solving as follows: and constraints can be calculated from a robust variability test.
! Based on the control effort for pairing manipulated and controlled
XHp HX
C 1
variables, two different optimisation approaches with different
2 2
min k yt ijt  ysp kR k Dut ijt kQ
Du
i1 i0 calculations are used for the calculation of communication cost. A
nonlinear MPC (NMPC) and real time optimisation (RTO) based
s.t. approach for an ideal reactive distillation column is presented in
xt 1jt Ap; u0 ; ysp xtjt Bp; u0 ; ysp utjt 20 [187], aiming optimal inferential control of product concentration
in the face of reactant ow disturbances results a better optimum
operating point. An MPC based work for waste water treatment is
ytjt Cp; u0 ; ysp xtjt presented in [188]. In [189], how the deterministic and stochastic
optimal design work with reactive distillation column is stated.

3.5. Framework for simultaneous design and control under


umin < ut ijt < umax ; i 0; 1; 2; :::::::; Hc  1
ymin < ut ijt < ymax ; i 0; 1; 2; :::::::; Hp uncertainty
Dumin < Dut ijt < Dumax ; i 0; 1; 2; :::::::; Hc  1
Dynamic systems are always affected with rapid and unimag-
Where, t denotes the sampling point, yt ijtis a vector quantity inable variations in the process characteristics and model
representing the output prediction at time t + i with a calculation parameter uncertainties. These changes affect the operability
up to t. A predicted state with time t + i with measurement up to t is and performance of the process. The pivotal objection in the case of
represented in a vectorxt ijt. Dut ijtis a vector of manipu- simultaneous design and control is the assessment of the largest
lated variable moves with measurement up to t. umin and umax are variability (worst case) in the process variable due to uncertainty
the lower and upper boundaries of the manipulated variable. in the system parameter and realizations in the disturbances
ymin and ymax are the lower and upper boundaries of the output (worst case scenario).Distribution analysis in the worst case
variable.HC and Hp are the control and prediction horizon. R and Q scenario is discussed in [190]. For the above analysis, a new
are the positive denite matrices representing the weight of method called probabilistic approach is introduced in the presence
control moves and set-point tracking errors respectively. A,B and C of random perturbations. The evaluation is done with user dened
are the state-space matrices of the linear model with process probability limits. Conventional approaches in simultaneous
design parameters p, steady state condition of the manipulated design and control are conservative and expensive in design but
variable (u0 ) and the set-pointysp . In this case matrices Q and R are this method deals a exibility to assign probabilities to worst case
the time independent diagonal matrices. Other advanced control variability. By the above reason, the current method deals with
strategies considering only the dynamic feasibility and asymptotic multiple process design and each evaluation is taking place at
stability of the process using MINLP. The MPC based system will different level of signicance.
additionally deal the robust feasibility analysis and robust Another worst case approach included with process synthesis
asymptotic stability analysis, are formulated as a complex convex and control structure decision for an optimal control of dynamic
problem and are effectively solved. system under uncertainty is presented in [191]. The new method
Under the assumption of random time-varying variables, robust integrates the dynamic exibility and feasibility in a single
dynamic feasibility analysis estimates huge worst case variability optimization formulation. This reduces the cost of design and
for the process variable in the process feasibility constraints. This is checks the robustness in the presence of magnitude bounded
one important advantage of the work [186] compared to the perturbations. A stochastic based simultaneous design and control
others. Previous works deal with optimization, included structural under uncertainty for a chemical process is described in [192]. For
decisions in the analysis and it requires a time-dependent function getting a feasible and stable optimal process design, here one
with unknown parameters. The algorithm used in MPC is very advanced model based control scheme such as Model Predictive
general. It is independent of user dened disturbance function and Control (MPC) is used. The present method adopts linear
has the ability to handle the minimum and maximum frequency constrained model predictive control strategy to maintain the
magnitude bounded realization in the disturbance. Implementa- manipulated and controlled variables within the limits in the
tion of an MPC based simultaneous design and control requires the presence of disturbances. A methodology with robust feasibility
232 V. Aneesh et al. / Chemical Engineering and Processing 104 (2016) 219242

and stability analysis is invented under the category of design and state-space modelling capability for scheduling and advanced
control under uncertainty [193]. It is a convex mathematical toolkits for Model Predictive Control and reactive scheduling.
problem; therefore, it does not require a solution of mixed integer
nonlinear programming to evaluate the robust stability and 3.6. Robust based optimisation approach
feasibility. To evaluate the worst case deviation, a norm bounded
metric based structured singular value analysis is employed. Previous work on controllability index based optimisation
Robust stability test is taking place with the help of Lyapunov approach and mixed integer dynamic optimisation approach,
theory and the process guarantees asymptotic stability. process cost and control cost are incorporated into objective
Normally for worst case analysis, critical realization with function. Nonlinear dynamic model is used by MIDO approach
disturbance is considered. Latest development in this area is, by generates difcult and intractable problems. All the works are
considering the critical frequency of the inuenced disturbance pointing only towards the process uncertainty not to robustness of
[194]. It is used to quantify the worst case variability in the the process.
controlled variable via frequency response analysis. The key By taking care of the above statements, a new approach called
feature of the work is, it explicitly addresses scheduling, design and Robust Control is considered with the rst order system plus time
control simultaneously. Process disturbances are specied as delay linear one [198,199]. The idea behind the working of robust
sinusoidal signals at critical frequency. based optimisation approach is seeking the worst case scenario via
Under the category of process disturbance and uncertainty, a robust control theory tools. The function of design and objective
new method is introduced in simultaneous design and control variables are integrated together with operating cost and capital
[195] using power series expansion (PSE). The key principle of the cost. One of the newness in the methodologies is the cost of
method is pull out from the optimal steady state design. The variability in control variable and model error under model
method is pointing towards the calculation of various optimal uncertainty has been quantied specially. Constrains in the
design and control parameters by solving a set of optimization optimisation framework is the robust performance criteria with
problems using power series expansion of the mathematical robust stability term and performance term related to closed loop
expressions. These approximations are used to calculate the variability.
optimal design parameters and operating conditions that is The proposed method is composed of an inner loop optimisa-
essential for a dynamically feasible and economically attractive tion and an outer loop optimisation. The main use of the inner and
process. The key challenge in the above method is, to determine outer loops is to blow up the variability cost and attenuate the
the magnitude of pull out needed to accommodate the feasible capital and operation cost respectively. While working with IMC
operation of the process in the disturbance and uncertainty. and MPC, the proposed method pointing to only one particular
Integration of design and control, scheduling and design and disturbance prole. By this, it is not good, cannot generate a work
Control and scheduling, all have been core challenges. A drastic capable of handling all external disturbances and uncertainty in
improvement in this area has been achieved over the past few process [199].
years but there is no proper method or algorithm for such The framework for robust based optimisation approach is
integration is not commercially available. In [196], present a shown below:
software platform that enables integrated design and control. A The objective can be represented as follows:
prototype software which is used for the representation, modelling
min
and simulation of integrated design, PAROC(PARametric Optimi- CC d ; u OC ss dv ; uv C v dv ; uv ; p 30
dv ; uv ; p ss v v
sation and Control) [197], is shown in the Fig. 9, having features
like high delity dynamic model representation with sensitivity s.t.
analysis, parameter estimation and MIDO capability, model
edv ; uv ; p 0
approximation method toolbox, multi parametric program solvers, ; p  0
idv ; uv

Fig. 9. PAROC framework.


V. Aneesh et al. / Chemical Engineering and Processing 104 (2016) 219242 233

Where dv is the design variable, uv is the operating variable, pis the Where v is the frequency of unmeasured disturbance w and T is
controller tuning parameter, CC ss is the capital cost at steady state the sampling period. Therefore, the transfer matrix can be dened:
conditions, OC ss is the operating cost at steady state condition, C v is h i
the process variability cost due to imperfect control actions, exis GetwT I  Ms  f n K MPC Mt etwT 1 f n K MPC 38
n ny
p nd
the equality constraints and ixis the inequality constraints.
The process variability cost, C v dv ; uv ; pcan be calculated based In the above model, disturbance is a sinusoidal wave with a specic
on a nominal model with uncertainty and model predictive control frequency. Assuming the disturbance is periodic and is used to
algorithm as follows: calculate the maximum output variability of the frequency
The nonlinearity of the process can be calculated from the response. Put i = 1 in the above equation and using
model uncertainty (i;j;h ). Usually for non-linear system, step ~
Yi w YiandY~ Dw, the largest variability for a linear
changes with different magnitude are used for the response process denoting a nonlinear system is calculated as follows:
analysis. For each step response coefcients, i;j;h as follows: X
m
max max max
Y k;1  j1 DYi;j;h Z etwT jjWj; li;j;h < li;j;h 39
norm
f i;j;h  f i;j;h li;j;h
k1
i;j;h norm 31
f i;j;h
A scalar value is that pointing towards the bound over the
norm
Where f i;j;h ; f i;j;h are actual and nominal step response coefcients ~
variability of output k at time step i = 1 is denoted here asY
max
k;1 .
for a combination of j input, i output at a time interval of h. The DYi;j;h is the transfer matrix in the rst ny rows of the Eq. (40) and W
largest deviation from the nominal value and lower/upper limit is represents the amplitude of the disturbance. The summation term
the largest model uncertainty, is normally represented asmax i;j;h in the above equation shows the prediction at each step is given by
up lw
andf i;j;h /f i;j;h are the lower and upper boundary coefcients. A the product of transfer function vector and the disturbance vector
w of length m.
robust model, f n , can be dened to detail the nonlinear dynamics of
nom If a sinusoidal signal with different frequencies is considered for
the process as a function of nominal linear model f n . Robust
the calculation of maximum variability as a function of frequency,
model f n has elements f i;j;h such that:
is represented as:
D nom
f i;j;h f i;j;h 1 i;j;h 32 k Y k2
k D k1 supDjv sup 40
v W2L2 k W k2
With respect to the Model Predictive Control algorithm, it is
assumed that the measured setpoint and disturbance vectors are The principle used for the computation of maximum output
zero, i.e. f d Ddi 1 0andRi 1 0. Where R is a vector of set magnitude of the frequency response is used to compute the
points and Ddis the measured disturbance at a time step of i-1. maximum variability in manipulated variables during its closed
Error at time t will be, loop operation. Based on the MPC algorithm, unmeasured
disturbances can be obtained as:
~  1  wi
ei Mt Yi 33  h i1 
DuZ  
K MPC Mt In
n  Ms  f n K MPC Mt Z 1
nom nom
~
where Yiis the prediction output vector, Mt is the truncated shift f n K MPC  IP
P
wZ
matrix and w represents the unmeasured disturbance vector at a 41
time interval of i.
The unmeasured disturbance vector is, The maximum value of manipulated variable move Dumax
j;h
can
h be calculated from the transfer function in the above equation as
~i
wi 1 Iny xny :::::::: Iny xny T yi  y 34
h follows:
where h is the prediction horizon and Iny xny is an identity matrix X
m
Dumax
j;h maxj DU
d;h;1 Z e
twT
jjWj  uh;max  uh;nom 42
with dimensionny xny . lj;h;1
d1
The model used for the analysis is,
where Dumax is a scalar value and it species a boundary over the
~ M
Yi ~ s Yi
~  1 f nom Dui  1 f nom Ddi  1 35
h;l
n d maximum variability of manipulated variable h at time i = 1.The
~ s is the shift matrix vector, f nom is the nominal step
where M maximum or the largest manipulated variable change is bounded
n
nom as,
response model vector, f d is the nominal step response model
vector due to measured disturbance, Duis the manipulated uh;norm Dumax
h;l  uh;max 43
variable at time step i-1.
Substituting the unmeasured disturbance vector and error at The robust stability condition developed [200] in terms of
~ structured singular value condition referred as #D analysis [201] is
time I in the system model, Yican be expressed as,
represented as:
Yi ~  1  f K MPC wi
~ Ms  f K MPC Mt Yi 36
n n #D Mtv  1 44
Rearrange the above equation and take the z transform, the where M(tv) is an interconnection matrix and is dened using the
transfer matrix between predictions to disturbance can be following equations:
expressed as,    
#i 1 #i
~
YZ M 45
I  Ms  f n K MPC Mt Z 1 f n K MPC 37 yD #D
wZ
A sinusoidal signal is assumed for the unmeasured disturban-
ces. To compute a bound over the maximal value of variability in #D Du yD
the prediction output vector, the discrete frequency response can The above equation is a function of the Model Predictive Controller.
be used. Here, we remove the initial transient by settingZ elvT . Vector of manipulated variable is denoted here by#i. #D and
234 V. Aneesh et al. / Chemical Engineering and Processing 104 (2016) 219242

yD are the dummy variables and can be eliminated by combining for the realization in disturbance variable and worst value in a
the above equations. parameter and to nd the maximum variability in the plant and
The quantity #D is dened as: variables, dynamic simulation in the closed loop systems are taken
into consideration. Application of robust based approach in the
#D 1 M minfDjdetI  MD 0f orDl 2 Dg 46 chemical process which with stand to external disturbances and
Dl
process uncertainties results less computational burden than
The uncertainty element Du is a diagonal matrix with scalar MIDO based approach. Hence, computational efciency of hybrid
elements. worst case approach makes this approach an efcient practical tool
2 3 used for SDC. Similar to other approaches, it also has certain pull
D1 . . . 0
. ..
Du 6
4 .. } .
7
5 47
backs like: (1) the design is fully depending on the difference
between the nonlinear plant dynamics and the uncertain model,
0 . . . Dn nu ny
makes the system conservative; (2) Through process knowledge is
Each Dl in the above matrix represents a perturbation and it is required to initiate suitable initial values because of nonconvex
bounded by the condition, & D  1, where & denotes the nonlinear constrained optimisation problem and variations in the
maximum singular value of the matrix D. This type of problems starting point results various design and control solution. (3) The
(Structured singular value) can be easily calculated with the help of process model assumes xed owsheet and control design. (4)
Robust Control Toolbox in MATLAB. Only conventional PI controller is implemented and tested in this
approach addressing simultaneous design and control. (5)
3.6.1. Quadratic lyapunov function based approach (QLf-based Application of robust based approach in a higher order process
approach) with high nonlinearities required additional stability test because
In this case, to represent the closed loop nonlinear dynamic the process is described by large set of nonlinear differential
behaviour of the system, a linear state space model with a equations.
predened range of model parameters is used [202]. The obtained
robust model is used to check the robustness and the limits of 3.6.4. Constructive nonlinear dynamics (CND) based approach
worst case deviation in process variables in response to the For a detailed understanding of quantitative nonlinear dynam-
external disturbances. The formulated nonlinear constrained ics of the plant, analysis of sensitivity, singularity and numerical
optimisation problem is applied to a mixing tank process and bifurcation analysis are commonly used. In numerical bifurcation
the obtained output is compared with the MIDO approach [166], method process plant analysis is only takes place not any of the
shows a level of magnitude faster than MIDO based simultaneous plant synthesis. A novel approach is proposed by Marquardt based
approach. The main drawbacks of this approach are, nonlinear on conservative nonlinear dynamics, which is take caring synthesis
process equations and control algorithms do not appear speci- and analysis of the plant [204,207213]. The proposed design
cally within the mathematical calculations, the process parameter structure allows the formulation of constraints on asymptotic
uncertainty and disturbance have uniform probability but process process behaviours. Process feasibility, stability and dynamic
variable follows a uniform distribution function, robust design is performance are the advantages of this method compared with the
cautious. conventional methods. In the space of process parameters all the
constraints are integrated as a nonlinear boundary which
3.6.2. Singular structured value based approach (SSV based approach) separates desirable and undesirable behaviour of the chemical
To seek the time dependent element in the disturbance plant. This framework is successfully tested for designing a process
(produces large variation in the output), a new technique based [209,210], robust controller tuning [214,215] and SDC [216219].
on the structured singular value is adapted. A robust FIR (nite This process is applied to a continuous mixed-product-removal
impulse response) model is used for the analysis of the worst case (MSMPR) crystallisation process by Grosh [216] for the analysis of
scenario. Process asymptotic stability is checked with Lyapunov interaction between economic and dynamic performance con-
function and included a LMI equation for optimisation constrains. straints under uncertainty. Application of CND-based approach in
Identifying a robust model which produces optimal output at Tennessee Eastman process and crystallisation process has high
nominal operating points is necessary for the analysis of process potential to overcome more complex and realistic scenarios. This
stability at each and every iteration. In the case of large systems, it method requires a prior knowledge about parametric uncertainty.
is very complex and computationally expensive. To avoid the above Only PI controller is applied to the framework to manipulate the
drawbacks, a new model is invented [203]. Two primary tests are process and model assumes xed owsheet and control design.
conducted for checking the stability of the system at nominal
operating states. To check the transient behaviour of the closed 3.7. Embedded control based optimisation approach (ECOA)
loop nonlinear system a discrete closed loop linear impulse model
is used and for checking the system stability, quadratic Lyapunov Embedded control based optimisation approach is used to
function based stability criteria is used. reduce the combinatorial complexity of simultaneous design and
Integrated process control and design with uncertain model control [220224]. To manage the problem size comparatively
parameters and disturbances are discussed in [204]. A robustness smaller, control decision and design decisions are separated. The
checking for bioreactor and continuous stirred tank reactor is entire framework is decomposed into two sub-problems. The rst
discussed in [205]. sub-problem seeks the optimum design decisions that make sure
the process performance under uncertainty and the second sub-
3.6.3. Hybrid worst case (HWC) approach problem is based on design decision, determines the dynamic
For calculating output variability and related variable con- exibility of the process. This approach reduces the combinatorial
straints, analytical bound based approaches are commonly used. complexities. The main objective of this approach includes
By considering the conservatism used in the analytical bound, a conservation laws, control algorithms, safety, equipment and
hybrid worst case integrating the analytical calculation of worst production requirement, expected operating cost and capital cost.
case disturbance and dynamic simulation based SDC has been This optimisation problem is given in detail by Malcolm [220]. The
introduced [100,206]. Structured Singular Value (SSV) norm is used entire system working is based on simpler adaptive state space
model and a linear quadratic regulator. The regulators are used to
V. Aneesh et al. / Chemical Engineering and Processing 104 (2016) 219242 235

of discredited time boundaries. The quality of the system is


improved by the observer. At last, the optimal control actions are
taking place at regulator and it is represented in the Fig. 11.
A description regarding the embedded control optimisation is
follows:
Identier: A robust and fast algorithm which is completely
perfect for the dynamic input output data to represent the model in
state space representation is shown in Eq. (48). At a suitable time,
interval sampling of the nonlinear system model gives the required
input output data. Adaptive identication of the nonlinear model
gives the solution for Least Square tting problems. Very
inexpensive and cheap sequential algorithms are available for
the analysis [226228]. Eq. (48) correlates the present and past
states of the system with control actions through the estimated
^ Here the present state is denoted asxk, the past states are
vectorb.
denoted as xt  1; xt  2; :::::and the control actions
^ composed of scalars a
asut  1; ut  2; ::::. The row vector bis
and b.
xt Axt  1 But  1 48
The above equation can be written in a most compact form as,

Fig. 10. Hierarchy decomposition for exible design optimization. ^T


xt ztb 49
r

With zt xt  1::::  xt  nut  1:::::ut  n and b^


 
compute the best control action by that reducing a cost function. a1 ::::::an b1 :::::::::bm
The state space model is obtained using least-squares method The solution of the least square tting problem in the below
[218] or moving horizon estimation [223,224]. While applying this equation gives the desired state space model.
technique on a polymer reactor, better results are produced X r Xr  2
compared with MIDO approach. But for a highly nonlinear process, minDLSQ xt  ^
2
xt ^T
xt  ztb 50
^
b t1 t1
steady state identications are more complex. So the use of this
technique is limited to simple state space identication problems. From the previous model and new observations, a recursive
An advanced algorithm is developed by Patel called Modied ^ also possible. The nal formulae for the
calculation of the model bis
Linear Quadratic Regulator (mLQR) [225] for solving highly
model is given below,
nonlinear model.
^ b ^ T^
br r1 Sr t r xt  t r br1 with Sr
3.7.1. Framework of embedded control based optimisation T
Sr1 tr tr Sr1
There are two hierarchical optimisation loop present in the Sr1 51
1 tTr Sr1 tr
formation of embedded control algorithm, are Master Design
Optimisation Loop and Embedded Control Optimisation [220]. WherePr denotes the estimation of covariance of the error matrix.
Master Design Optimisation Loop: This stage deals with the
initial design guess and uncertain scenario as input as shown in 3.8. Observer
Fig. 10. At master optimisation level, the design decisions dd are
considered and are improved to increase the probabilistic cost The model identication gives a full state space representation
function. The system dynamics are designed using a set of of the system in each step with less computational efforts as shown
differential equations and the uncertainty sources are described above. The linear state space model is suggested to predict the
by mathematical methods, listed in Table 5. system response with past control moves of the disturbances. In a
Embedded Control Optimisation: It has three elements as real-time system, it reduces the noise. Here, it is an equation based
shown in Fig. 10: 1. System Identication 2. State prediction and 3. model so there are no noise calculations. This improves the
Optimal control. The system identication step is mapping theoretical background of the technique because it reduces
dynamically with equation based process model into a linear modelling errors. Using a Kalman lter, it improves the predictions
state space model and this model is executed in every time period between the nonlinear system model and its linear state space

Table 5
Categories of variables in Integrated Design and Control.

Variable type Symbols Type Example


Design dd Discrete Structural decisions: connectivity
Continuous Reactor volume and column length
Control C Discrete Control conguration and type
Continuous Controller tuning parameters and set-point
System state xs Continuous Temperature, Pressure and Composition
Uncertainty u Time variant Uncertainty of parameters
& t Time invariant Seasonal changes affecting variations
236 V. Aneesh et al. / Chemical Engineering and Processing 104 (2016) 219242

Fig. 11. Proposed embedded feedback controller with identier, observer and regulator.

approximation. Basic prediction step equations are shown below with xed integer values. MINLP problems are nonconvex and fail
as, to locate global solution with local optimisation technique. Many
assumptive methods are endorsed to solve optimisation problems
^
xt1 At ^
xt Bt ut 52
[229235] where the integer and continuous parameters are
treated simultaneously through selected algorithms like particle
swarm optimisation, Tabu search based algorithm and genetic
S T
t1 At St At Gt algorithms. Advanced algorithms like ant colony optimisation and
fuzzy modelling/control algorithms are also proposed for the
The measurement correction steps are,
development of simultaneous design and control of process
K t S T  T
t C t C t St C t Rt
1
53 [231,232,235]. Proposed Black box optimisation methods have
the ability to reduce the combinatorial complexity. But if we are
comparing this technique with normal technique it lacks the
 
^ xt K t yt  C t ^
xt ^ xt 54 theoretical background.
A fuzzy model is used to calculate a nonlinear process in a large
operating range. First, generate a local model, is a state space
St S 
t  K t C t St 55 model obtained at each operating points. The fuzzy logic is used to
interconnect these models into a single model called global model.
The process noise is accounted by the covariance matrix G. The The controlling of these fuzzy models are very easy because it is
covariance of the measurement error is denoted by the matrix R designed with the same fuzzy theory. Local approximation is
and in this case it is set to zero. The current weight for the adopted to construct a T-S fuzzy model for the nonlinear process
prediction error is denoted byK t . The matrix C is used to relate the shown below,
measured variable to the state variable as in Eq. (53).
Regulator. The best control action is measured with the help of a x t Axt  Cx4 t Bdut ht 58
regulator. It is a relatively very easy task for a linear state space Where B(d) is the function of design parameter vector d.
model system compared with the previous steps and is achieved The nonlinear term in the above model is rewritten as
with the help of a Linear Quadratic Regulator (LQR), which selects
the control actions to reduce a cost function. The objective x4 t zt:xt 59
accounts for the loss of performance according to the matrix P and
The nonlinear process model is represented by fuzzy model as:
punishes the need of control action by the matrixj. With the help
Model rule s:
of these data regulator chooses one optimal combination of the
IF x1;1 t x1;1;s and . . . . . . xmp;mp t xmp;mp;s
control actions in terms of the gain matrixK . It guaranteed the
THEN x A  C S xt Bdut ht; s 1; 2; 3; :::::; r
stability of the system and overcomes the challenge of control
Where xi;j;S is a fuzzy set,C S is equal to C.
variable pairing.  T
zv ; zv diag z1;1;S ::::::zmp;mp;S ,can be calculated in each rule
X
1
min

J xTt Pxt uTt jut 56 according to the denition shown below:
h
K
0
zt diag T 31;1 t:::::T 3i;p1 tT 3i;p tT 3i1;1 tT 3i1;2 t:::::::
u! K xt
s.t xt1 Axt Bu t y Cxt~ T 3m;p tT ; T r tis the reference with r is the number of model rules.

with ut ut1 ut and xt xt  Y sp (57)
Final state of the fuzzy system is as follows:
where Y sp is the set-point.
The main advantage of this method is the separation of model X
r
x t wS xtA  C S xt Bdut htt 60
equations for design and uncertainty from the control strategies.
S1
The decomposition of the problem reduces the size and complexity
of the master problem. This method reduces the combinatorial Where,
complexity of integrated design and control and improves Y
mo
structural and parametric decisions. mS xt Nh;h;S X h;h t
h1
mS xt 61
3.9. Black box optimisation approach (BBOA) wS xt
X
r
mS xt
Several methods are introduced for addressing simultaneous S1
design and control, which can formulate at MINLP (Mixed Integer
The term Nh;h;S X h;h tis the grade of membership of xh;h tis
Nonlinear Programming) problems. These problems can be solved
by general benders decomposition, outer approximation or branch the Sth rule.
& bound algorithm. All these methods solve a nonlinear problem
V. Aneesh et al. / Chemical Engineering and Processing 104 (2016) 219242 237

Fig. 12. Fuzzy model based fuzzy control-block diagram.

The robust tracking performance under external disturbance is efcient design with desirable performance on controllability,
achieved by using H1 performance: stability, exibility and robustness. Existing simultaneous design
and control strategies are relatively applied to small chemical
ZtS ZtS
 T  2 processes like distillation column, waste-water treatment process
e tQetdt  eT 0Pe0 l wtT wtdt 62
and reactor operation etc. Further research on this area should
o 0 focus to extend its application to certain novel processes involving
Where, e(t) is the tracking error and tsis the end time. The complex chemical processing system, biomedical system, hybrid
weighting matrix is denoted as0  Q C TQ C Q 2 Rmp
mp , an un- energy system, pharmaceutical manufacturing process and mir-
oscale chemical process etc. [236].
known matrix is denoted as0  P 2 Rmp
mp , wtis equal to
While applying Mixed Integer Dynamic Optimisation (MIDO)
wt xr t x r tT ; g 0 is an attenuation level. A fuzzy model based simultaneous design and control to a complex chemical
based fuzzy control is shown in the following Fig.12. process, the result is a stochastic and large scale MINLP (Mixed
Integer Nonlinear Programming) problem which is very difcult to
4. Challenges and future directions handle, hence, more efcient numerical solution is required, needs
further development. The main burden of the application of
Bidirectional development in the methodologies and its optimisation based simultaneous design and control is its
application is the main advantage of the eld of Optimisation computational complexity i.e. it requires a huge computation
Based Simultaneous Design and control. Signicant progress effort to solve the problems. To prevent the development of an
achieved in the eld of optimisation based simultaneous design economically undesirable design under uncertainty and make the
and control produces relevant strategies and algorithms for solving application of simultaneous design framework for an above stated
the chemical problem but it still lacks its efciency, predictability, model, a new rigorous, robust and efcient method for MINLP is
safety and secure behaviour for large nonlinear chemical systems. required. A steady state process optimisation strategy [237] gives a
Still the theoretical and practical implementation fails to meet well efcient and robust stability guaranteed results for a complex
with the criteria. Advanced controllers always produce better chemical process. Regardless of signicant improvements in the
results than its conventional controllers. They offer more safe and eld of optimisation based simultaneous design and control,
economic operations for the unsafe and safe chemical process. favourable matter of fact industrial applications are infrequent. The
Model Predictive Control (MPC) is the most commonly used rst in rank justication for the developed techniques addressing
controller in the industries because of its capability of handling optimisation not piercing industrial practice is largely on account
multivariable systems. Implementing advanced controllers to a of the deciency of commercial software packages. The developed
chemical process improves the process protability and process methodologies should be applied to a systematic computer aided
dynamic performance. There are no simultaneous design and design to prosper a user friendly interface software tool which may
control methodologies simultaneously considering the ow sheet raise the possibility of SDC.
congurations and operating point optimisation with robust
stability under the disturbance conditions. Certain, highly nonlin- 5. Conclusion
ear chemical process shows undesirable characteristics like
instability and non-minimum phase behaviour which would affect Based on the process intensication principle, distillation
the overall system performance under xed ow sheet. Therefore technology has a lot of advantages like high energy efciency
it is very necessary to include process ow sheet structure and and cost reduction. Membrane distillation gives grounds of
stability within the optimisation. It will produce more energy expectations for separation process as well as purication process.

Table 6
Summary of optimisation based SDC approaches.

Approach Model Performance indices Controller Control structure Flowsheet structure Stability analysis
Controllability index based Linear CN, RGA, ISE PI, MPC Yes Yes No
Mixed integer dynamic optimisation Nonlinear ISE, WCD PI, MPC Yes Yes No
Robust Based Linear Worst deviations PI, MPC No No Yes
Embedded control Linear Dynamic exibility PI No No Yes
Black Box Nonlinear ISE PI Yes Yes No

CN, condition number; ISE, integral squared error; RGA, relative gain array; WCD, worst case deviation; PI, proportional integral; MPC, model predictive control.
238 V. Aneesh et al. / Chemical Engineering and Processing 104 (2016) 219242

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