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Professional Skills

By Sue Carol Rokaw


> Be concise
> Be clear
> Be accurate

The Essentials of Good


Legal Writing
into action. Focus is understanding your pur- of the point. Like the restless listener, such

L
egal writing combines artistry and pose.6 Competence and focus are familiar readers question the writers confidence in
wisdom: weaving critical facts into concepts to practicing lawyers. The Rules of the position taken.
the fabric of legal theory coupled Professional Conduct require attorneys to Centuries ago, the Greek tragic dramatist
with knowing the most effective possess sufficient learning and skill to per-
way to communicate so that the finished form legal services.7 Competence in legal
product fits the needs of your audience. analysis further requires an ability to per-
Nineteenth-century English theologian form legal research and use legal authority,
Charles Haddon Spurgeon got it right when whether statutory, administrative, or com-
he said: Wisdom is the right use of knowl- mon law. Likewise, focus demands knowing
edge. To know is not to be wise. Many men the purpose of your writing.8 However,
know a great deal, and are all the greater unlike competence and focus, confidence is
fools for it. There is no fool so great a fool as often elusive in the context of legal writing.
a knowing fool. But to know how to use Brevity expresses confidence in writing.
knowledge is to have wisdom.1 The writer does the most who gives his
Much has been written about legal writ- reader the most knowledge, and takes from
ing: basic how-to-books2 and books that him the least time.9 Brevity is not about
aim to enhance your brief writing skills3 or shortness; even lengthy writings may be
help you write concisely and accurately.4 brief in expression.
As practicing lawyers, you have gone Achieve brevity through tightly crafted
beyond the academic approach offered in sentence structure, word choice, and organi- Sophocles aptly wrote, Much wisdom often
law school legal writing classes and appreci- zation. American dancer and choreographer goes with the fewest words.12 For example,
ate that writing as a lawyer is not about say- Isadora Duncan captured the challenge of the sentence, Despite the plaintiffs ongo-
ing something that pleases you as the writing a tightly crafted sentence when she ing treatment she was receiving after the
author. Rather, the most important aspect of wrote, It has taken me years of struggle, accident from Dr. Kinder, the plaintiffs pain
legal writing, be it an interoffice memoran- hard work and research to learn to make one did not subside, can be revised to say, The
dum, a brief, a contract, or correspondence, simple gesture, and I know enough about plaintiffs pain did not subside despite Dr.
is whether the reader understands what you the art of writing to realize that it would take Kinders ongoing post-accident treatment.
are saying. Thus, another lawyer in your as many years of concentrated effort to write So, too, it is with word choice.13 Words
office must quickly grasp your objective one simple, beautiful sentence.10 that are descriptive and compelling without
analysis, the court must be persuaded, your Direct, tightly crafted sentences that start being sensational are most easily digested
opposing counsel must know your clients with the subject followed by a verb and limit and understood. Flamboyant language that
positions, and your clients must understand the use of prepositional phrases, adverbs, struts around the page like a peacock dis-
what you are doing to protect their interests. and dependent clauses keep readers on tracts readerswhether they are the court,
Communication experts say effective ver- track.11 Just as speakers who talk in long opposing counsel, or your client.
bal communication requires competence, wandering sentences laced with tangential Likewise, words that exaggerate every
confidence, and focus.5 So it is with legal comments find themselves facing restless point wear down and overwhelm readers.
writing. However, unlike verbal communica- audiences, so, too, do writers who use Present the truth as you see it; dont make
tion, for which the speaker is necessarily pres- lengthy, meandering sentences. Readers will your readers struggle to find the truth.
ent during the communication, legal writing simply skim over these sentences in search Nineteenth-century American theologian
must stand on its own and reflect these quali-
ties to ensure the audience gets the point. Sue Carol Rokaw, currently an in-house counsel at Farmers Insurance in Los Angeles
Competence is knowledge. Confidence is with 15 years of law firm litigation experience, has taught legal writing and research
the courage to take knowledge and put it for many years.

24 Survival Guide for New Attorneys


Professional Skills

Tyron Edwards said: Some so speak in By Karen Smith


exaggerations and superlatives that we need
to make a large discount from their state-
ments before we can come to their real
meaning.14 For example, a brief that con-
cludes, The defendants flagrant and utterly
inexcusable failure to produce documents
that the plaintiff reasonably requested
absolutely justifies an award of sanctions,
is likely no more persuasive to a trial judge
than the more direct yet forceful statement,
Alternative Dispute
The defendant presents no justifiable rea-
son to not produce the documents.
Organization remains the final key to
Resolution Primer
achieving brevity. Whether chronological, by

A
issue, or otherwise, the overall organization lternative dispute resolution is an Most arbitration results from a contrac-
of the piece should allow the reader to efficient and economical alterna- tual obligation entered into by the parties
understand your point quickly and easily. tive to time-consuming, expensive prior to the dispute in an effort to remove
The finest words in the world are only vain litigation. Once a cottage indus- the matter from the court system. The dis-
sounds, if you cannot comprehend them.15 try, ADR has gained widespread acceptance pute resolution/arbitration clause in the
By reading the first sentence of each para- by the public, the legal community, and the contract instructs parties on the details of
graph of your completed writing, you can courts. A vast body of statutory and case law
check overall organization and determine governs the process in California.
whether the reader can easily grasp the ADR takes many forms, the two most fam- > Nature of dispute indicates
thread that ties the entire work together. iliar being arbitration and mediation. Within methodology to use
The knowledge that you bring to your these two common processes, there are dif-
work as a lawyer remains your biggest asset. fering requirements, rules, and expectations. > Arbitration, mediation,
However, the brevity of expression and ADR also encompasses other forms, including
knowing how to use it will lead to wisdom a mediation-arbitration combination referred
med-arb, neutral evalua-
during your years of practice. to as med-arb, neutral evaluation, and the tion are viable options
appointment of special masters.
1 Charles Haddon Spurgeon in THE NEW DICTIONARY OF Arbitration is the most popular nonliti- > Special masters can be
THOUGHTS 703 (1955). gious method to resolve disputes wherein
2 See generally LYNN BAHRYCH & MARJORIE DICK ROMBAUER, LEGAL
one or more arbitrators bring conclusion to a
appointed
WRITING IN A NUTSHELL (2003); ELIZABETH FAJANS, MARY R. FALK,
matter with a legally binding award. Local
& HELENE S. SHAPO, WRITING FOR LAW PRACTICE (2004).
3 See, e.g., BRYAN A. GARNER, THE WINNING BRIEF (2004). and federal laws govern arbitration.
4 See, e.g., RICHARD C. WYDICK, PLAIN ENGLISH FOR LAWYERS However, these rules may be modified by
(1998). contractual or stipulated agreements. In resolving a dispute. It typically includes pro-
5 R OCKHURST U NIVERSITY CONTINUING E DUCATION C ENTER ,
California, the Code of Civil Procedure1 gov- cedural directions, the arbitration forum,
COMMUNICATE WITH CONFIDENCE (2003).
6 Id. erns the rules and procedures for arbitration. who is bound by the clause, and what issues
7 See CAL. RULES OF PROFL CONDUCT R. 3-110. See generally Parties in arbitration typically have legal rep- are included. Case law has held that arbitra-
MARGARET Z. JOHNS, PROFESSIONAL WRITING FOR LAWYERS 3-7 resentation. tion clauses must be conscionable to be
(1998) (reviewing professional responsibilities in pro- Arbitration is appropriate when a dispute valid, meaning that an arbitration clause
viding legal opinions). has a particularly high dollar value, one or cannot inappropriately favor one party more
8 See LEGAL WRITING IN A NUTSHELL, supra note 2, at 1.
9 Sydney Smith in THE NEW DICTIONARY OF THOUGHTS, supra both sides refuse to consider settlement, the than the other. Typically, each party is
note 1, at 719.
parties wish to avoid the time and expense expected to pay half of the arbitrators fee.
10 Isadora Duncan in THE NEW DICTIONARY OF THOUGHTS, of a full trial, or the cost of a trial is dispro- In addition to predispute contractual
supra note 1, at 719. portionate to the amount at stake. arbitration, the superior court may order
11 See generally PLAIN ENGLISH FOR LAWYERS, supra note 4,
Arbitration also may be preferred when a arbitration proceedings, typically for cases
at 35-56 (explaining use of short sentences and word case is highly technical and the parties need valued at $50,0002 or less. Court-ordered
arrangement).
12 Sophocles in THE NEW DICTIONARY OF THOUGHTS, supra a qualified expert to resolve the dispute, the mandatory arbitrations are the only instance
note 1, at 703. confidentiality of the records or the nature of in which an award may be nonbinding,
13 See generally PLAIN ENGLISH FOR LAWYERS, supra note 4, the dispute is desired, and/or a binding which allows the parties to request a trial if
at 57-83 (describing word selection); see also THE WINNING award is required. unhappy with the arbitrators decision, a
BRIEF, supra note 3, at 225-270 (explaining various aspects
of word choice).
14 Tyron Edwards in THE NEW DICTIONARY OF THOUGHTS, supra Karen Smith is the managing director of the Arbitration Mediation Conciliation Center,
note 1, at 714. a full-service dispute resolution firm, and has worked in the ADR industry for more
15 Anatole France in THE NEW DICTIONARY OF THOUGHTS, supra than 18 years. She is an executive board member of the California Dispute Resolution
note 1, at 715. Council and the vice chair of the ABA Dispute Resolution Section Training Committee.

Survival Guide for New Attorneys 25

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