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Georg Simmel and the Sociology of Music

Author(s): K. Peter Etzkorn


Source: Social Forces, Vol. 43, No. 1 (Oct., 1964), pp. 101-107
Published by: Oxford University Press
Stable URL: http://www.jstor.org/stable/2575972
Accessed: 20-06-2016 09:42 UTC

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GEORG SIMMEL AND MUSIC 101

traditionally hypothesized adoption of an oppo- and operationalized for further testing and
sitional political position. examination. Additionally, this testing should
Naturally, but especially in view of the make use of samples and population which
limited nature of the data presented herein, allow for some determination of the sources
the usual caveats concerning further research and generability of the concept insofar as it
apply. It is especially necessary that the whole may be used to explain and predict the behavior
concept of ressentimnent be carefully analyzed of other social groups.

GEORG SIMMEL AND THE SOCIOLOGY OF MUSIC*


K. PETER ETZKORN

University of Nevada

ABSTRACT
Simmel's first published study is examined for its current relevance to the sociological
study of music. It is found to be rich in suggestions for research while it does not present a
coherent theoretical scheme or program for the sociology of music. Simmel's empirical exam-
ples, however, suggest that key areas for this discipline are (1) the social meanings which
are represented and expressed in music, and (2) the position and function of music in society.
Implications for a theory of taste groups on the basis of. differential socializationi are suggested.

A rticles in sociological j ournals and interests.2 However, more directly sociological


books contain many references to the and relevant to the traditional concerns of the
manifold aspects of Georg Simmel's social sciences is his 1882 paper "Psycholo-
work. Indeed the recent centenary of his birthi gische und Ethnologische Studien ihber Musik"
(1858) occasioned several reappraisals of his which he published in Lazarus and Steinthal's
various contributions to sociology in the light Zeitschrift fuir Vo3kerpsychologie.3 This study
of contemporary scholarship.' One significant was published three years prior to the well
aspect of his work, though, has to our knowl- known Alexander Ellis paper "On the Musical
edge been neglected. It is of sufficient merit to Scales of Various Nations,"4 which is fre-
be brought to the attention of contemporary quently considered the earliest important land-
scholars, especially since there seems to be a mark in the history of ethnomusicology.5
growing interest in the sociology of artistic Ellis' paper is concerned with the analysis of
life. This is Simmel's extensive early work in structural aspects of the tonal materials of
what today might be called the sociology of different culture areas and with developing de-
music or ethnomusicology. vices for their description and measurement.
In his later life Simmel's discourse on artistic In many ways Ellis' approach is analogous to
and aesthetic subjects tends to pursue more traditional anthropological concerns with the
philosophical interests while it nevertheless still study of culture traits.
contains passages that reveal his sociological
2 See for example chapters IV and V in Georg
* This version of a paper originally prepared for Simmel, Philosophische Kufltur (Leipzig: Klink-
the 1960 American Sociological Association meet- hardt, 1911).
ings owes much to the incisive discussion of Sey- 3Vol. 13 (1882), pp. 261-305.
mour Leventman and helpful comments by my 4 Alexander J. Ellis, "On the Musical Scales of
former colleagues Walter F. Buckley and Clovis R. Various Nations," Journal of the Society for Arts,
Shepherd. 33 (1885).
For example Kurt H. Wolff, ed., Georg Sim- 5 Curt Sachs, Our Mlusical Heritage (New York:
inel 1858-1918: A Collection of Essays, with Trans- Prentice Hall, 1955), p. 12. Bruno Nettl, Music in
lations and a Bibliography (Columbus: The Ohio Primnitive Culture (Cambrdige: Harvard Univer-
State University Press, 1959), xv, 396 pp. sity Press, 1956), p. 28.

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102 SOCIAL FORCES

It may be idle to speculate why Simmel's grounds for, say, searching for a sociological
study apparently did not arouse comparable explanation of the neglect of this aspect of
attention in his owIn day and why it should have Sinimel's work by sociologists, especially since
fallen into such neglect that even his profes- several outstanding scholars later arrived inde-
sional colleague and personal acquaintance Max pendently at related and even similar positions.
Weber ignores it in the fragment of his study Nor would it be less significant to examine the
of the rational bases of tonal systems.6 Weber's variety of methodological implications that are
preoccupation with tonal systems as the build- raised by Simmel's differing epistemological
ing material of music is indicative of the trend positions in the treatment of the arts during
of scholarsship in this field which followed Ellis' the course of his scholarly life. Here, how-
model. Perlhaps Simmel's reluctant attitude ever, we wish to restrict ourselves to an ex-
towards behavioristic psychology averted the ploration of this early study of Simmel in which

early German ethnomusicologists from taking he treats mnusic as an aspect of social relation-

serious issue with his work since their profes- ships by which individuals communicate amonig
sional affiliation and training was largely in one another andcl wlhich in turn, maintain, struc-
this area.7 Perlhaps these scholars felt more ture and restructure these relations.

at ease with Ellis' "Cent System" for the ob- In his later analytical distinctions between

jective measuring of tone intervals than with the various modes of sociological inquiry and

Simmel's insistence that there was an important related Kantian arguments, he relegated music

relationship between ethnic folk music and the- to the sphere of Itultur2.30 Kutltur was to be
psychology of the social group practicing it. treated aesthetically and philosophically. The
In this context one mi-ay be reminded that it early Simmel in general, therefore, might per-
also took several generations of sociologists haps be most relevant to modern sociological
before the French conception of coi&science appraisals of art and music. In order to make
collective entered into the working vocabulary the content of the Simmel paper more accessi-
of. British social-anthropology and American ble to contemporary readers, we first wish to
sociology.8 And yet it is interesting to note provide an extensive summary of Simmel's

that the only reference to Simmel's study which study before we relate it to aspects of his later
we found in English appeared in 1909 in W. I. writings and point to its present relevanlce.

Thomas, So-urce Book for- Social Origins.9


SIMMEL ON MUSIC
In this paper we wish to address ourselves
more specifically to some of our reasons for In Simmel's paper we have an example of

resuscitating Simmel's study rather than to truly 19th century scholarship. Simmel com-

paying general homage to one of the fathers bines classical erudition (and ample quotes in
Latin and Greek) with philosophical focus and
of the sociological discipline. This decision
the search for corroborating evidence in collec-
does not imply that there would be no legitimate
tions of ethnographic museums and the journals
6 Max Weber, Die rationalem tnd soziologischen
of world travellers. He opens his paper with
Grundlagen der M11usik (Munich: Drei Masken
a critical analysis of Darwin's theory of the
Verlag, 1921).
origin of music. According to Darwin the
7 Among the pioneers of this field may be men-
human species developed vocal music before
tioned besides Ellis, a physicist, the psychologists
developing rhythm and speech. Herbert Spen-
von Hornbostel and Carl Stumpf, and the physician
and physicist Helmnholtz.
cer had held a related view that "all the leading

8 Paul J. Bohannan recently traced the develop- vocal phenomnena . . . have a physiological
ment of this concept to its present relationship with basis . . ." and that "the expressiveness of the
the concept culture. "Conscience Collective and 10 On this point see several quotations below and
Culture," in Kurt H. Wolff, ed., Emnile Durkheiin.. the discussion of Simmel's methodology in Rudolph
1858-1917: A Collection of Essays zuith Transla- H. Weingartner, Experience and Cuiltutre: The
tions and a Bibliography (Columbus: The Ohio Philosophy of Georg Simmel (Middletown: Wes-
State University Press, 1960), p. 77-96. leyan University Press, 1962), p. 102.
9 (Chicago: The University of Chicago Press, 11 Charles Darwin, Abstamming des Menscheit,
1909), p. 646. 1875, Vol. II, p. 317.

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GEORG SIMMEL AND MUSIC 103

various modifications of voice is . . . therefore only to provide special emphiases to existing


innate."12 linguistic communication patterns rather than
While Simmel does not deny that vocal to form the very origin of human communica-
phenomena have physiological bases-wlhich tion.

would be untenable from any scientific point Having establislhed this point, he proceeds
of viewv-he proceeds to refute the claim of the to supply further ethnographic illustrations.
genetic priority of musical vocal belhavior over From this evidence he then concludes that
language behavior. In the course of this stim- occasions for the employment of musical em-
ulating argument, Simmel develops his con- phases oln speech communication occur when-
ception of music which is of interest here. He ever, in the view of the respective social groups,
views music as an acoustic mediumn of commu- some of the hunima emotions are not adequately
nication which conveys feelings of the per- represented by speech. Anger, happiness, and
former. "Just as language is related to con- joy are such occasions which are characterized
crete thought so is music related to feelings in primitive and civilized discourse by varia-
which are somewhat less precise. The first tions in the voice pitch and modulations of the
[language] creates the second [thought], since speech melody. Von Humboldt is quoted- as
the second created the first."13 Accepting the having shown that the expression of sexual
psychologist Steinthal's thesis-according to desire in the courtilng situation also leads to
which the first manifestation of Man is con- pitch variations in speech patterns. Another
nected with processes of thought and "human example of humanl emotions which find expres-
thought is derived from speech"-Simmel rea- sion in music is the complex of mystic-religious
sons that language could not have developed phenomena.
out of vocal music. Simmel's refutation of Darwin's hypothesis
For empirical support of this argument Sim- could be treated as an example of an elementary
mel turns to evidence contained in a number functional approach to the sociology of music.
of ethnographic sources.14 In this fashion he His search for the origins of music proceeds
presents data from a sample of societies which from relatively contemporary social conse-
includes people of Rio de Janeiro, the Carib- quences of music to the hypothetical recon-
bean, the Maori, Brasilians, Australians, Cau- struction of its very origin. This is the identi-
casian soldiers, "the Tehueltschen," and classi- cal process by which 19th century ethnography
cal antiquity.15 In addition to these data was shown to illustrate "incipient functional-
gleaned from published sources, he also reports ism" by Evans-Pritchard.l6 For Simmel, the
his own experiences with a family in Berlin definition of vocal music is "speech which is
whose children could not sing the melodies of exaggerated by rhythm and modulation."'7
folksongs without also singing their words. Thus, rhythmic patterns have to be superim-
Simmel seems to be convinced by this combined posed on the variation of pitch, which is the
evidence that vocal music camne chronologically outgrowth of emotional vocal expression, be-
after the development of speech in the history fore modulated speech becomes vocal music.
of communication. Thus the role of music is *The structure of Simmel's argument for
explaining the origin of instrumental music is
12 Herbert Spencer, Essays ont Edutcation (New
similar. From his subsequent analysis of addi-
York: Dutton), p. 317.
13 "Wie die Sprache zum concreten Gedanken, tional ethnological reports he infers that in-
verhalt sich die Musik zu der mehr verschwinimen- strumental music is generally a further elab-
den Stimmnung: das erste ruft das zweite hervor, oration of the already practiced performance
weil das zweite das erste hervorrief." of vocal music.'s The use of ideophones seems
14 He refers to the writings of Amniian, John to be predoominantly associated with dance
Horne, Freycinet, Hochstetter, Martius, Grey,
Poppig, Bodenstedt, and Cicero without, however, 16 See especially chapters II and III of E. E.
giving full citations of his sources. Evans-Pritchard, Social Anthropology (Glencoe,
15 One should probably not be too critical as to Illinois: the Free Press, 1952).
whether he is indeed dealing with "societies" since 17 Simmel, op. cit., p. 264.
this criterion would not be satisfied by the scanty Is He refers especially to the reports of Gerland-
evidence which he provides. Waitz, Briigsch, Le Gobien, and Salvado.

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104 SOCIAL FORCES

activities or other functions which are rlhythm- structure. Simmel not only provides us with a
ically patterned, such as tribal preparationls for suggestive explanation of the role of music in
warfare. His designation of European mili- social life and an elementary (though theoreti-
tary music as Ldrm und BlasmusikI9 may sug- cally based) taxonomy of types of music, but
gest that he conceives of military activities as he also demonstrates that a proper sociological
primitive, especially since he stresses that wind assessment of the social context of art requires
instruments are more characteristic of primi- both an understanding of the technical aspects
tive society than string instruments. Instru- of the musical art medium and an awareness of
mental music thus represents to Simmel a more the social processes which surround it. His
elaborated mode of expressing human emotions example suggests that it is important to study
than can be gained through vocal music alone. how the musical properties are acquired by
Onice instrumental music has been developed social actors, how they become socially defined
in the history of mankind, it can be divorced as something special and how this special status
from its accompanying function for vocal music is related to the variety of special social adjust-
and come to stand by itself. To Simmel, vocal ments which influence the social system and
music expresses referential emotions in their may in turn have repercussions on the musical
natural state, while instrumental music can mode of expressions. These are some of the
more easily approach objectivity-which is for concerns which are implied in the early Simmel,
Simmel "the ideal of art." In instrumental but are not as explicitly explored in his later
music "feelings do not disappear, . . . they still sociological writing where he seems to be more
stimulate the production of music and are still colncerned with the impact of already given art
stimulated by it." However, instrumental music forms on selected forms of social interaction.
and its performance are not the immediate ex- In his Grundfragen dero Soziologie (1917), for
pression of these emotions. Rather instrumen- example, he treats art as having laws all of its
tal music turns out to be "an image of them own.22 "Fully established, art is wholly sep-
which is reflected through the mirror of arated from life. It takes from it only what it
beauty."20 can use, thus creating, as it were, a second
Instrumental music, thus, is also shown to be time.3 . . . From the realities of life they [art
related to the basic communicative function of and play] take only wlhat they can adapt to
vocal music. But it is much less direct in ex- their own nature, what they can absorb in their
pressing human emotions. It is more of an autonomous existence."24 Even though he
imitation of the original emotions and is, there- speaks here metaphorically, as if art by acting
fore, not as constrained in the use of musical anthropomorphically could produce social con-
idioms and expressive musical symbolism as is sequences independently of human actors, he
vocal music. By being less precise in expres- seems to employ this ambiguity in order to in-
sion, instrumental music is more inclusive than troduce philosophical and aesthetic ideals con-
vocal music. Music as an art form, according cerning wllat the ideal role of art should be.
to Simmel's views in his early period, comnluni- While I do not mean to suggest that one could
cates feelings less precisely than vocal folk- not study sociologically the relations between
music. Nevertheless it creates "typical reac- some relatively autonomous properties in social
tions which include fully the more individually life and those social action patterns which are
specific responses which are produced by verbal typically influenced by them, the limitation to
communication."21 this approaclh on aesthetic (or philosophical)
grounds would seem to be an unjustified trun-
MUSIC IN SIMMEL S SOCIOLOGY cation of other promising modes of scientific
inquiry. By itself, such an approach would also
From this summary of the "forgotten"
Simmel paper it may already become clear why 212 Georg Simmel, Grundfragen der So2iologie
(Berlin: de Gruyten, 1917) as cited from the
it might be of relevance to the contemporary
translation in Kurt H. Wolff, The Sociology of
student of the relations between art and social
George Simiiiel (Glencoe, Illinois: The Free Press,
19 Simmel, op. cit., p. 278. 1950).
20 Ibid., p. 282. 23Ibid., p. 42.
21 Ibid. 24Ibid., p. 43.

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GEORG SIMMEL AND MUSIC 105

tend to overlook the dynamic qualities of social vehicle for the communication of emotions and
life which demand that every aspect has to be instrumental music as the vehicle for the com-
given social significance anew-even though, of munication of diffuse emotions, Simmel raises
course, this process of continuous validation is theoretical questions as to the basic structure of
seemingly automatic and ordinarily escapes social communication.
our everyday attention. Nevertheless, J. S. Part of his argument is, we recall, that in
Bach's music had to be composed first in its instrumental music the commmunicative content
peculiar style and then had to acquire social is not as precise as in vocal music. Yet we
significanice in each. succeeding generation of know that the degree of communicative pre-
admirers of Bach. This is so even though his cision depends on a variety of social responses
music represents the aesthetic perfection of the to the vehicle of communication. These re-
art of a period and serves as a model for the sponses, of course, are learned responses and
evaluation of other composers of the same subject to variations by changes in the learning
period. While it is a legitimate sociological situation. Musical themes, thus, may call fortlh
question to ask how Bach's music affects social specific emotional (or other) responses among
groupings under varying circumstances, it is properly prepared listeners. For example,
also a legitimate and fruitful approach to ask comnposers of film music frequently capitalize on
how certain social groupings today happen to this phenomenon when they accompany love
appreciate Bach (and not Teleman) and what scenes with the sounds of soft violins. By em-
musically speaking, they come to appreciate in ploying systematically selected musical cliches,
Bach and how these acquired musical insights composers of film music have succeeded in pre-
affect other significant aspects, say, in the lives paring the audiences of mioving pictures to
of Bach disciples. It is these latter types of expect certain happenings on the screen or to
questions which the early Simmel raises and have an appropriate emotional set for the
which the later Simmel does not seem to enter- happenings. As long as the listener has learnedi
tain.25 how to convert the abstract musical tone se-
In the early Simmeel analysis of music, all quences into anticipations of socially significant
types of musical expressions are, as we have consequences, it is not necessary to employ
seen, examined in terms of their communication Simmel's referentially more precise vocal
function in social life. A given piece of music music. Instrumental music will do tlle same if
may communicate both absolutistic and referen- a sufficiently consensual group has learned to
tialistic meanings.26 While niot ruling out the associate similar responses with appropriate
former, it is the latter meanings with which musical stimuli.
the early Simmel is principally concerned. Even though it might be desirable to discuss
These refer in some way to concepts, actions, undeveloped and weak points in the Simmel
and emotions of the extramnusical world in paper and to comment at lenigth on Simmel's
which the composer and musicians (and their questionable ethnographic evidence, this would
audiences) live. They would seem to be re- not substantially contribute to what would seem
lated to the socially mediated choice of the par- to me to be the more essential contribution of
ticular musical activity and its content. The the study to contemporary scholarship. That
later Simmel is more concerned with absolu- is, for him sound patterns per se are devoid of
tistic meanings which are provided by the con- meaning unless they are perceived as conveying
text of the musical composition itself. Fre- learned emotive content. While Simmel dem-
quently (if not exclusively) they concern for- otistrates that the learned emotive content and

mal relationships between musical elements the form of expression may vary, he concludes
which make up the structure of the composi- from this examination of the descriptive mate-

tions.27 Since music in general is defined as a rials that "apparently [the style of] music is

25 See for example Simmel's books on Goethe trinsic" and "extrinsic" modes of analysis raises
(1913) and Rembrandt (1916). analogous methodological problemns in the sociol-
26 For this distinction see chapter I of Leonard ogy of knowledge. "Ideologische und soziologische
B. Meyer, Emotion and Meaning of Music (Chi- Interpretation der geistigen Gebilde," in Salomon,
cago: University of Chicago Press, 1956). ed., Jahrbuch fur Soziologie (Karlsruhe: Braun,
27 Karl Mannheim's distinction between "in- 1926), Vol. II, pp. 424-440.

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106 SOCIAL FORCES

characteristic for the character of a people."28 thoven's lhardships in Bonn; and (c) there
Variations in the appreciation of different are differences in the conditions for the demon-
musical styles might therefore be associated stration of acquired skills in various social
with social group differences. More specifi- circumstances -e.g., the captive audience of
cally, Simmel stipulates that in order to become official court composers and the available facil-
great art, music must embody national or social ities for musical performance vs. the contem-
group characteristics. Only thereby will it porary free-lance composer. What, in other'
have meaning for the members of the nation. words, are the social conditions that favor or
He cautions, though, that this observation. "is tend to retard artistic greatness and the forma-
not to be construed to mean that they [the arts] tion of taste?
have to be patriotic [in subject matter]. On The current practice of defining taste groups
the contrary, history shows that art could pro- as acceptance groups has thus been anticipated
duce the most beautiful blossoms in politically by Simmel in his view that the artist works
most disorganized states-iin analogy to flowers within the taste patterns of his artistic heritage.
which grow on heaps of rubbish. What I mean But Simmel did not confuse the issue of popu-
is simply this, whatever great and well-formed larity with that of greatness of art (as is some-
talents an individual may bring into his life, times done today) since for him greatness in
living within his society will only transform art is a matter which can be established andl
him into what he is. It will impress his char- validated only through technical intra-artistic
acter on him. From it he will receive his goals analysis. Success of an artist, on the other
and means. Precisely, the greater are his hand, may be the consequence of the size of his
talents, the more will he accept from his na- group or following. Russel Lynes "highbrows"
tional heritage."29 In order to achieve great- would not necessarily be cultivating any greater
ness, the artist has to work within an artistic art for Simmel than the "lowbrows." These
tradition, parts of which he must accept anid groups would be examples of different con-
refine. sensual groups in which, perhaps, different
This train of reasoning will hardly sound meanings would be accorded to obj ectively
revolutionary to the contemporary social scien- identical artistic stimuli. Thus the Van Cli-
tist, even though it might have had such a burn recording of the Tschaikowsky pianio con-
flavor in the outgoilng 19th century romantic certo might be played for different reasons by
era. Simmel's early conception of artistic great- high and low-brows and correspondingly com-
ness is thus based to a large extent on tech- municate different emotional meanings to these
niical artistic dimensions, such as how an indi- listeners. Nor would Simmel likely conclude
vidual makes use of the artistic tools which are from the contemporary increase in statistics of
provided for him by his tradition. Moreover, classical LP record sales that good music is be-
it would seem to me that it may contain the coming more widely appreciated and that the
beginnings of a theory of taste groups. In stug- cultural level of the society is rising. Ratlher,
gesting that the artist is great who refines the in keeping with his argument, he would prob-
artistic style of his national heritage, Simmel ably demand additional data on the social
opens the question as to (a) the social processes circumstances of the utilization of the records,
which differentiate between the access that in- the types of listening situations, the musical
dividuals have to the sources of artistic tradi- educational preparation of the listeners, the
tions-e.g., Bach spent most of his life in emotional impact of the music oir, in short, the
Northern Germany while Handel (another communicated musical meaning, before he
North German) lived and worked in the major would conclude that an increase in consumption
musical centers of the 18th century; (b) there corresponds with an increase in appreciation
are obvious differences in the processes of ac- of classical music.
quisition of the technical skills needed for the
refining of musical traditions-e.g., Mozart's CONCLUSION

extensive and protected early studies vs. Bee- Simmel's foremost contribution to the so-
28 Simmel, op. cit., p. 302. ciology of music as contained, in his early study
29 Ibid., p. 297. consists, we would think, inl having shown that

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GEORG SIMMEL AND MUSIC 107

emnpirical work in this area is possible and can interest of science to ask the kind of questions
lhave fruitful theoretical implications. IHe does that can be answered in the light of the data and
not provide us with a systematic program of can produce new insights than to be overly
what the sociology of music ought to be con- concerned with the neatness of systems of
cerned with. Thus he differs from contributors analysis. While Simmel did not construct a
who make up the major proportion of the litera- systematic program for the sociology of music,
ture in this field which is noted for its scarcity his study makes it clear that he did not con-
of empirical woirk.30 Rather his focus on em- ceive of it as Bindestrich Sociology (special
pirical problemls and his search for empirical subfield) but saw it within the major sociolog-
answers would seem to us to be an example ical context of human communications and so-
worth emulating in the building of this branch cial relations.
of social science. Perhaps he might be criti- In summing up, Simmel's early study on the
cized for not going far enough in his search ethnological and psychological foundations of
for answers, since not having an explicit sys- musicj in addition to providing stimulatinig sug-
tem (or explicit frame of referenice) may have gestions for further research, touches on at
prevented 11 im from asking systematic ques- least two major concerns of the contemporary
tions. To this it might be replied that there is sociologist dealing with artists and art. (1)
no agreemenlt likely to come about as to what His elementary taxonomy of types of mllusic
would constitute the final boundary of asking relates to the complex of questions concerning
questions or systematizing answers in science. the social meaning which is represented in
It would seem to us to be eminently more in the music. (2) His discussion of what I have here
30 While there is a small number of empirical called "taste groups" relates to tlhe general
studies by Mueller, Leventman, Nash, Kaplan, and area of questions concerning the position and
several other contemporary scholars, this does not function of music in society. It. contributes a
detract from the fact that most of the published clearer diagnosis of the relationships between
articles that incorporate "sociology of mnusic" in
different groups within the social structure and
their titles are of the mentioned programmatic
representative items of artistic production by
variety. For relevant citations see K. P. Etzkorn,
suggesting the importance of studying the social
Musical and Social Patterns of Songzwriters: An
Exploratory Sociological Study, Ph.D. disserta- relationship structures which are typically asso-
tioin, Princeton University, 1959, especially Chapter ciated with the socializationi of artists and au-
IV. diences.

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