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121

Nasal polyposis

NIELS MYGIND AND VALERIE J LUND

Introduction 1549 Treatment 1554


Definition and characteristics 1549 Summary 1556
Epidemiology 1550 Key points 1556
Aetiology and associated diseases 1550 Best clinical practice 1556
Pathology and pathogenesis 1551 Deficiencies in current knowledge and areas for future
Clinical presentation 1552 research 1556
Diagnosis and staging 1553 References 1557

SEARCH STRATEGY

The data in this chapter are supported by a PubMed search using the key words nasal polyps, intranasal corticosteroids,
systemic corticosteroids and surgery.

INTRODUCTION DEFINITION AND CHARACTERISTICS

The ear, nose and throat (ENT) surgeon may consider A polyp presents in the nasal cavity with a grape-like
nasal polyps to be a trivial disease, as the diagnosis is easy appearance, having a body and a stalk. The surface is
to make by endoscopy and the treatment consists of smooth and the colour is more yellow than the pink
corticosteroids and surgery. The patient will experience mucous membrane. Nasal polyps originate in the upper
nasal polyps to be an unpleasant disease, which severely part of the nose around the openings to the ethmoidal
interferes with the quality of life.1 The scientist will find sinuses. The polyps protrude into the nasal cavity from
nasal polyps to be a challenge because the aetiology, in the the middle and superior meatus, resulting in nasal
large majority of cases, is unknown and because the blockage and abolishing airflow to the olfactory region.
pathogenesis of polyp formation is poorly understood. Nasal polyposis, consisting of multiple, bilateral polyps, is
Why do polyps often develop in some types of part of an inflammatory reaction involving the mucous
inflammatory airway diseases and not in others? Why membrane of the nose, the paranasal sinuses and often
do polyps only develop in a few square centimetres of a the lower airways. Polyps are easily accessible for
generally inflamed airway mucous membrane? histological and immunological studies and an increasing
Even the name is problematic. Polyp is derived from number of publications have appeared in recent years.2, 3
Greek, meaning many footed (poly, many; pous, footed), The relationship between nasal polyposis and chronic
but a polyp has only one foot (stalk). Finally, a disease rhinosinusitis is much debated but in its broadest sense
characterized by the occurrence of multiple polyps is most nasal polyposis should probably be regarded as one form
correctly named nasal polyposis and, strictly speaking, it of chronic inflammation in the nose and sinuses, i.e. part
is not a nasal but a sinonasal disease. of the spectrum of chronic rhinosinusitis.4
1550 ] PART 13 THE NOSE AND PARANASAL SINUSES

EPIDEMIOLOGY NSAID intolerance is typically associated with polyp


formation, intake of NSAIDs is not the cause of polyp
The prevalence rate of nasal polyposis is about 2 percent.5 formation. [****]
It increases with age, reaching a peak in those aged 50
years and older. The male:female ratio is about 2:1.
Nasal polyposis occurs with a high frequency in groups Allergic fungal sinusitis
of patients having specific airway diseases (Table 121.1).
It is noteworthy that nasal polyps are very rare in allergic Nasal polyps occur in almost all patients with allergic
children in contrast to children with cystic fibrosis and fungal rhinosinusitis (see Chapter 114, Fungal rhinosi-
that the disease is more frequent in nonallergic than in nusitis). In this disease, the tissue inflammation is
allergic adult patients with rhinitis and asthma. typically eosinophil-dominated,9 as in the aspirin triad.
Although the disease, nasal polyposis, is rare, isolated [****]
nasal polyps occur in one third of examined nasoethmoi-
dal blocks from cadavers.6
There are few studies of the natural history of nasal Allergy?
polyposis. In a follow up of patients in an otology
practice, the median time from the first to the second As most polyps are characterized by tissue eosinophilia, it
polypectomy was six years, indicating that many cases of has been the belief for decades that allergy is a significant
nasal polyposis are mild.7 In another study, 85 percent of cause of nasal polyposis. However, this view has been
patients referred to a hospital ENT clinic for nasal challenged because most studies have failed to show a
polyposis had visible polyps 20 years after the first visit, higher occurrence of positive skin tests to inhaled
showing that nasal polyposis is a chronic disease.8 allergens in patients with polyps than in the general
The polyp recurrence rate depends upon the type of population.5, 10, 11, 12 In addition, diseases associated with
disease. It is low in cystic fibrosis and high in patients a high prevalence of polyposis (Table 121.1) are not based
with nonsteroidal antiinflammatory drug (NSAID) intol- on IgE-mediated allergy.
erance and asthma. [***] In striking contrast to nasal polyposis, which is a
disease of middle-aged people, allergic rhinitis occurs
with its highest prevalence in children and young adults.
AETIOLOGY AND ASSOCIATED DISEASES Children with perennial allergic rhinitis, who can have
markedly swollen nasal mucous membranes, almost never
develop polyps (Table 121.1).
The aspirin triad Even the pathogenic contribution of allergic reactions
in patients with coincidental occurrence of the two
A triad of nasal polyposis, asthma and aspirin (acetyl- conditions can be questioned. Keith and coworkers13 were
salicylic acid) intolerance was described many years ago unable to show any deterioration of nasal symptoms or
and represents the most aggressive form of the disease. It eosinophilia during the pollen season in polyp patients
is a nonallergic entity and the intolerance is not confined having a positive skin test to pollen. Thus, it appears that
to acetylsalicylic acid, as the patients react to other allergy is not a well-documented cause or aggravating
NSAIDs, acting as cyclooxygenase inhibitors. While factor in nasal polyposis. [**]

Table 121.1 Frequency of nasal polyps in various diseases.


Cystic fibrosis
Disease Group %
Nasal endoscopy demonstrated polyps in 45 percent of
Allergic rhinitis In children 0.1 adults with cystic fibrosis (CF).14 In the majority of
In adults 1.5 patients, the disease was staged as mild and the polyps did
Nonallergic rhinitis 5 not extend beyond the middle turbinate.15 Mucosal
Asthma in adults Allergic 5 abnormalities in the sinuses consistent with polypoid
Nonallergic 13 hyperplasia are demonstrated on computed tomography
NSAID intolerance 3672 (CT) scans in almost all patients with CF.15 [****]
NSAID intolerance and asthma 80 Histology results of CF polyps are controversial. Three
Allergic fungal rhinosinusitis 480 studies, comparing polyps from children with CF and
ChurgStrauss syndrome 50 adults with non-CF polyps, showed a strikingly lower
Cystic fibrosis In children 10 number of eosinophils in the CF polyps.16, 17, 18 However,
In adults 40 in a study of adult patients, there was a considerable
Primary ciliary dyskinesia 40 overlap in the number of eosinophils between the two
Adapted from Ref. 2. groups.19
Chapter 121 Nasal polyposis ] 1551

Primary ciliary dyskinesia (Kartageners Surface epithelium


syndrome)
TYPE OF EPITHELIUM
Absent mucociliary clearance and recurrent bacterial
The major part of the polyp surface is covered by a
infections result in nasal polyposis in about 40 percent
of the patients.20 The recurrence rate is low after surgery. ciliated pseudostratified epithelium, but, in addition,
transitional and squamous epithelia are found, especially
[****]
in anterior polyps, influenced by the inhaled air
currents.25

Youngs syndrome
EPITHELIAL DEFECTS
The cause of this syndrome is unknown. It consists of There is experimental evidence that cytotoxic proteins
recurrent respiratory disease with chronic rhinosinusitis, from eosinophils can damage the respiratory epithelium
nasal polyps, bronchiectasis and azoospermia. [***] and induce bronchial hyperreactivity in asthma. Epithelial
As we are reluctant to expose our ignorance to defects have also been described in nasal polyps.26
patients, some physicians still call nasal polyps allergic. However, this may be due to cutting artefacts during
This is misleading and may result in futile attempts at processing, as the polyp epithelium appears well pre-
identifying a causative allergen in air, food or beverages. It served without defects when polyps are removed carefully,
is more correct to tell the patient that polyps are caused and gentle methods are used for fixation, dehydration and
by an allergy-like inflammation, but that the cause is cutting.
unknown. [**]
Chronic urticaria is a nonallergic disease, having many
similarities to allergy. It was recently shown that, in a ROLE IN INFLAMMATION
number of cases, it is caused by IgG autoantibodies to the
receptor for IgE on mast cells. Although tempting to There is increasing evidence that the airway epithelium
hypothesize, a similar process has not been identified in may play an important role in airway inflammation, as
nasal polyposis. disturbance of the epithelium, such as may occur on
exposure to chemical, physical and immunological
stimuli, can lead to the release of proinflammatory
cytokines.
PATHOLOGY AND PATHOGENESIS

Site of polyp formation Innervation

Nasal endoscopy of a large number of patients with nasal Sensory nerves, autonomic secretory and vasomotor
polyposis21 and a detailed anatomic examination of nerves, invariably found in normal and abnormal nasal
autopsy specimens22 have shown that nasal polyps are mucosa, cannot be identified within the stroma of polyps.23
mainly situated in the middle meatus and that they It is assumed, therefore, that denervation of nasal
originate from the mucous membrane of the outlets polyps causes a decrease in secretory activity of the glands
(ostia, clefts, recesses) from the paranasal sinuses. This and induces an abnormal vascular permeability, leading
area, so critical for sinus pathology, is also referred to as to tissue oedema. As mentioned, nasal polyps develop in
the ostiomeatal complex. areas where the lining of the nasal cavity joins that of the
It is remarkable that polyps exclusively develop from a sinuses, and these marginal zones contain thin nerve
few square centimetres of an airway mucous membrane fascicles,23 which may have increased sensitivity to
which often is universally inflamed. The reason for this is damaging factors.
unknown and one can only speculate about the nature of While the exact cause and mechanism of the denerva-
a localization factor. One possibility is that touching tion of the nasal polyps is unknown, there is little doubt
mucous membranes in the narrow ostiomeatal complex that the complete loss of autonomic innervation is an
results in the release of proinflammatory cytokines from important pathogenetic factor in the formation of polyps.24
epithelial cells. Another possibility is an influence of
special airflow, air current and pressure in the upper part
of the nose. Finally, it may be of significance that the Goblet cells
nerve endings near the borderline between the nose and
paranasal sinuses are thin23 and may easily become The number of goblet cells in polyps vary considerably
damaged by cytotoxic proteins, released by eosinophils.24 between and within polyps. However, the average density
[****] is much lower than in the nasal mucous membrane.25
1552 ] PART 13 THE NOSE AND PARANASAL SINUSES

Submucosal glands lymphocytes predominate over B cells and there are


more T supressor (CD8 1 ) than T-helper cells (CD4 1 ),
The glands of nasal polyps differ markedly from normal the number of which are reduced by corticosteroid
nasal glands. While nasal mucosa glands are small treatment.31
branched tubuloalveolar glands, those in the polyps are
long, tubular and of varying shape, size and type. The
nasal glands are evenly distributed over the mucous EOSINOPHILS
membrane, while the glands in the polyps are very Eosinophils comprise the most prevalent inflammatory
unevenly distributed. Their density is more than ten times cell in most types of nasal polyps. They show signs of
less than in the nasal mucosa.27 All glands in the polyps activation and have markedly prolonged survival.
are abnormal, showing signs of cystic degeneration with
stagnation of mucus within the distended tubules.16, 27
ADHESION MOLECULES AND CYTOKINES
Eosinophil infiltration and activation is caused by
Blood vessels, plasma exudation and oedema
cytokines, chemokines and adhesion molecules. Polyp
formation
epithelial cells produce IL-1, IL-3, IL-4 and TNFa, and
these cytokines can upregulate the adhesion molecule,
The vascularity of polyps is minimal as compared to VCAM-1 in endothelial cells.32, 33 The interaction be-
normal nasal mucosa and neither venous sinusoids nor
tween VCAM-1 and VLA-4 plays an important role for
arteriovenous anastomoses are found.23 The venules of
extravasation of eosinophils into polyps. In addition, the
the polyps show unusual organization with respect to
chemokines, eotaxin and RANTES are probably involved
their endothelial cell junctions and the basement
as eosinophil attractants.32
membrane. Many cell junctions have the appearance of The finding of high amounts of IL-5 in the majority of
a web of villous processes and are incompletely sealed, nasal polyp specimens, but in none of the normal control
while others are wide open,23 promoting oedema or sinusitis samples, indicates that IL-5 plays a key role in
formation. the pathophysiology of eosinophil-dominated polyps.34
As activated eosinophils generate IL-5, which promote
further eosinophil accumulation and activation, nasal
Inflammation polyps can be considered as a self-perpetuating eosino-
phil-dominated inflammation.35
Nasal polyposis is the ultimate form of inflammation of
the upper airways, which, for unknown reasons, prefer-
entially develops in subtypes of inflammatory diseases.
Although IgE-mediated allergy is not an important CLINICAL PRESENTATION
aetiological factor, recent data indicate that both mast
cells and histamine are involved in the inflammation and
Rhinosinusitis
in the pathogenesis of polyps.
Patients, as a rule, have suffered from perennial
MAST CELLS AND HISTAMINE nonallergic rhinitis (idiopathic rhinitis) with profuse
watery rhinorrhea for some years, then nasal blockage
There is an increased number of epithelial mast cells in gradually develops and becomes persistent. Simulta-
nasal polyps.28 Electron microscopic studies have shown neously, secretions become more viscous and are removed
marked and widespread mast cell degranulation in all by noisy sniffing as postnasal drip. Involvement of the
polyps studied.29 paranasal sinuses, the mucosa of which has many goblet
It is in accordance with the ultrastructural changes that cells but few seromucous glands, contributes to the
total histamine levels in polyps are far higher than in viscosity of the discharge. It is most important that
other tissues (1001000 times that of plasma).30 The impaired airflow in the upper part of the nose is followed
release of histamine may be an important factor in by a reduced or abolished sense of smell, and with that
causing plasma exudation. This is highly characteristic of taste. This symptom is very annoying as it mars the
polyps, which are oedema-filled sacks. pleasure of eating and drinking.
The disease can vary in severity from a single episode
of nasal blockage, relieved by a short course of treatment,
LYMPHOCYTES
to a life-long disease, requiring continuous and combined
There is accumulating evidence that the inflammatory treatment.
reaction in nasal polyposis is at least in part driven by T Patients often believe that they are allergic because
lymphocytes and their humoral products, the cytokines. T inhaled irritants, certain food and alcoholic beverages can
Chapter 121 Nasal polyposis ] 1553

provoke symptoms. They should be told that these factors medical and surgical treatment, and for staging of the
are not the cause of the disease, although they can disease (Table 121.2).
provoke symptoms from an irritable mucous membrane.
Nasal polyps are always associated with paranasal sinus
pathology. There is hyperplasia of the maxillary mucous Imaging
membrane and the ethmoidal cells are filled with
polypoid mucous membrane. This pathology may not While a plain x-ray examination is not very helpful, a CT
necessarily result in symptoms, but it can cause a feeling scan of the nose and paranasal sinuses gives an excellent
of congestion and may also increase the tendency to demonstration of the anatomy and pathology. It is
bacterial infection, especially following a common cold. indicated when there is a suspicion of malignancy or
When polyps develop in children, it can cause meningocoele, and also in all cases before endoscopic
widening of the ethmoidal cells, and flattening and surgery. In addition, it is used for staging of the disease
broadening of the nasal bridge (frog nose). (Table 121.3).

Asthma and NSAID intolerance Other examinations

Patients with severe nasal polyposis and blood eosino- Any child with nasal polyps needs an evaluation for cystic
philia often have, or will develop, asthma (30 percent) fibrosis. In general, allergy testing is not indicated but it is
and/or NSAID intolerance (15 percent). These three often expected by the patient.
disease manifestations usually start within months or a
few years in 40- to 50-year-old patients. Most patients
develop asthma before polyps. Asthma patients have Differential diagnosis
polyps which are sensitive to corticosteroid treatment, but
they usually require continuous intranasal therapy and Nasal polyps are typically multiple and bilateral. Nasal
surgery as well. As a rule, the asthma is chronic, severe bleeding, pain and unilateral polyps should alert the
and persistent, requiring continuous inhaled corticoster- physician to other conditions, such as malignant
oid treatment. tumours, inverted papillomata and, in a child, meningo-
Questioning about adverse reactions to acetylsalicylic coeles, all of which may masquerade as simple polyps. For
acid is obligatory in patients with nasal polyps. When that reason, microscopy is always necessary when polyps
ingestion of an NSAID within minutes to a few hours has are removed for the first time, and when polyps are
resulted in rhinitis, asthma, skin itching or urticaria, then unilateral.
the diagnosis is made. In case of doubt, a challenge test
with acetylsalicylic acid may be necessary. It starts with a
low dosage (10 mg) and it must be performed by a Table 121.2 Endoscopic staging of nasal polyposis.
specialist in a hospital setting. Endoscopic appearance Score
It is important to inform NSAID intolerant patients
that they must avoid not only acetylsalicylic acid, but all No polyps 0
NSAIDs, for life. Usually, patients tolerate paracetamol Restricted to middle meatus 1
and salicylic acid. Below middle turbinate 2
Massive polyposis 3
Reprinted from Ref. 36, with permission.
DIAGNOSIS AND STAGING
Table 121.3 CT scan staging of nasal polyposis.
Rhinoscopy, endoscopy
Right Left
Large polyps can be identified by simple rhinoscopy. In
contrast to a hyperplastic turbinate, a polyp can be made Maxillary 02 02
to move by touching with a probe. Endoscopy with a rigid Anterior ethmoid 02 02
scope is the preferred examination, as it can diagnose Posteriod ethmoid 02 02
small polyps in the middle meatus and give a superior Sphenoid 02 02
assessment of the extent of the disease and of anatomical Frontal 02 02
abnormalities. The examination is performed after simple Ostiomeatal complex 0/2 0/2
spraying of the nose with a local anaesthetic and a Total 012 012
vasoconstrictor. Endoscopy is useful, not only for the 0, no opacity; 1, some opacity; 2, total opacity.
diagnosis, but also for follow-up examination after Reprinted from Ref. 37, with permission.
1554 ] PART 13 THE NOSE AND PARANASAL SINUSES

A single choanal polyp, arising from the maxillary


sinus, can present in the nose. The aetiology is unknown
and treatment consists of surgical removal, which cures
the disease. Thus, it is not part of nasal polyposis.
3

TREATMENT

Score
Treatment can be either medical and/or surgical. Medical
treatment consists of intranasal and systemic corticoster- 2
oids. Possibly, leukotriene antagonists may have an
additional effect in selected patients.

1
Intranasal corticosteroids

Intranasal corticosteroids are by far the best documented


type of treatment for nasal polyposis.38, 39, 40, 41, 42 [****]
There are at least 16 placebo-controlled studies and they Entry 1 2 3
have all shown a significant clinical effect. [Grade A] Months

Budesonide aerosol
RESPONSIVENESS TO NASAL CORTICOSTEROIDS
Budesonide aqua
Apparently, some patients do not respond to topical steroids.
This may be due to inadequate intranasal distribution of the
Placebo
spray in a very blocked nose. Responsiveness can then be
achieved after a short course of systemic steroids.
There is a close connection between eosinophilia and
Figure 121.1 Mean score for polyp size in patients before and
steroid responsiveness, and it is dubious whether nasal
after three months of treatment with budesonide aerosol
steroids are of value in primary ciliary dyskinesia and CF,
400 mg/day (white bars), budesonide aqua 400 mg/day (pale blue
although a small placebo-controlled study has shown
bars) or placebo (dark blue bars). Redrawn from Ref. 44.
efficacy in CF.43
because many patients predominantly suffer from blockage
POLYP SIZE with little sneezing and rhinorrhoea. The overall symptom
reduction is about 50 percent (Figure 121.2).44, 54, 55
Intranasal steroids will not eliminate polyps, but the treat- An open, one-year study has shown that the anti-
ment clearly reduces their size (Figure 121.1).44, 45, 46, 47, 48 rhinitis effect is maintained and that symptoms only
On the other hand, an effect on polyps in the middle slowly recur when the treatment is discontinued.56
meatus cannot be expected as only a small fraction of the Although steroids do not cure the disease, long-term
spray reaches the middle meatus.49 therapy may break vicious circles and have a long-lasting
efficacy, especially in mild cases.
NASAL AIRWAY PATENCY
SENSE OF SMELL
Nasal breathing is a required outcome from therapy and
studies have clearly shown a significant effect of topical Loss of the sense of smell, and with that taste, caused by
treatment on blockage symptom scores and on objective polyp obstruction of the upper part of the nasal cavity, is
measures of nasal patency.44, 45, 48, 50, 51, 52, 53, 54 However, a very annoying symptom for most patients. Clinical
a patent nasal airway is not necessarily a normal airway. experience indicates that the effect of topical steroids, in
Pressure from polyps may have changed the normal slit- contrast to systemic administration, is poor.45, 46, 47, 48, 57
like cavity to a wide tube in the lower part of the nose, at This is probably because a spray will not reach the
the same time as there may be considerable pathology and olfactory epithelium due to airway obstruction by polyps.
blockage in the upper part of the nose.
RECURRENCE OF POLYPS
RHINITIS SYMPTOMS
Controlled studies have shown that topical steroids can
While all studies have shown an effect on nasal blockage, delay the recurrence of polyps after surgery and with that
the effect on sneezing and secretion has varied, probably postpone the need for new surgery.58, 59, 60 However, the
Chapter 121 Nasal polyposis ] 1555

2 for 30 years without any report of serious adverse


events.40
1.5

Systemic corticosteroids
Score

1.0

Systemic steroids can be given as tablets (prednisolone)


0.5
and as a depot-injection, probably having similar
therapeutic indices. The total glucocorticoid dose in a
0 depot-injection corresponds to about 100 mg predniso-
0 1 2 3 4 5 6 7 8 9 10 11 12
lone. When treatment is given orally, a higher total dose is
(a) Weeks
probably necessary, e.g. 25 mg prednisolone daily for
2 1014 days. However, controlled doseeffect studies are
not available. [Grade B]
Although systemic steroid treatment has not yet been
1.5
studied in placebo-controlled trials, there is no doubt that
within a few days it can reduce all nasal symptoms
Score

1.0
considerably, including the sense of smell.57, 61 A depot-
injection releases glucocorticoid for two to three weeks
0.5 and oral treatment is often given for a similar period of
time. Clinical experience confirms that the beneficial
0 effect, in many cases, will outlast the medication for a
0 1 2 3 4 5 6 7 8 9 10 11 12 variable period.
(b) Weeks A short course of systemic steroid is equally effective as
simple polypectomy with a snare57 and it may serve as a
2
medical polypectomy. In severe disease, requiring
endoscopic surgery, preoperative use of a systemic steroid
1.5 will considerably facilitate surgery.
Only a single, two- to three-week course of systemic
Score

1.0 steroids has been given in the few published studies.


However, it seems likely that some patients with severe
0.5 recurrent polyposis may benefit from repeated use of
short-term systemic steroids. Adverse effects from this
0
therapy cannot be expected to be severe and may be
0 1 2 3 4 5 6 7 8 9 10 11 12 outweighed by increased quality of life in patients with
(c) Weeks severe disease and abolished olfaction. [***]
Placebo
Budesonide aerosol
Budesonide aqua
Surgical treatment
Figure 121.2 Effect of nasal steroid (budesonide) as the only
Due to the nature of nasal polyposis as an inflammatory
treatment in patients treated with budesonide aerosol
disease of the mucous membrane, surgery cannot be
400 mg/day (open circles), budesonide aqua 400 mg/day (open
expected to cure the disease. However, in some mild cases
squares) or placebo (filled circles). (a) Blocked nose, (b) runny
presenting for the first time with large polyps, poly-
nose, (c) sneezing. Redrawn from Ref. 44.
pectomy can have a long-lasting effect. In more severe
effect is merely partial, in particular in cases of cases with persistent symptoms, surgery is added to
pronounced inflammatory activity. medical treatment in order to reduce the amount of
inflammatory tissue, open up the nasal airway and
improve ventilation of the paranasal sinuses. [Grade C]
SINUS PATHOLOGY
A few large polyps can be removed under local
There is no reason to believe that intranasal steroids have anaesthesia by a snare. While simple polypectomy was
any effect on sinus pathology.58 formerly performed repeatedly in severe cases, such
patients are nowadays referred to a rhinosurgeon for
SAFETY endoscopic sinonasal surgery, preceded by a CT scan
examination.
One should emphasize that intranasal steroids are Recently, Blomqvist and coworkers62 performed a
the best studied form of nasal treatment, extensively used controlled study by taking advantage of the bilateral
1556 ] PART 13 THE NOSE AND PARANASAL SINUSES

nature of the disease. Following intranasal corticosteroid and together with systemic steroids and/or surgery in
treatment for one month and orally for ten days, patients severe cases. Systemic steroids for two to three weeks have
had a unilateral endoscopic surgery performed. Compar- an effect on all types of symptoms and pathology,
ison of the two sides post-operatively showed that surgery including the sense of smell. This type of treatment can
had an additional effect on nasal blockage and on polyp serve as medical polypectomy. When blockage is a
score, but not on the sense of smell. Twenty-five percent problem in spite of medical treatment, surgery is
of the patients were willing to undergo a further recommended. Simple polypectomy is still performed,
operation on the unoperated side at the end of the study. but in the more severe and persistent cases, endoscopic
The authors concluded that medical treatment is surgery is recommended.
sufficient to treat most cases of nasal polyposis. If nasal
obstruction remains a main problem after medical
treatment then surgical treatment is indicated.
The choice of surgical approach will depend upon the
KEY POINTS
individual surgeons experience. Whether a more con-
servative or more radical approach offers the better long-
! The aetiology to nasal polyps is in most cases
term results remains to be determined.63 [***/**]
unknown but they are associated with a
number of conditions, such as asthma,
aspirin sensitivity and cystic fibrosis.
SUMMARY ! Symptomatic nasal polyposis occurs in about
2 percent of the general population.
Nasal polyposis, occurring in about 2 percent of the
! The ostiomeatal complex is the most
general population, is the ultimate form of inflammation
common site.
of the upper airways. For unknown reasons, polyps
! Nasal polyps are suspected in patient with
preferentially develop in subtypes of inflammatory
perennial rhinitis, persistent nasal blockage
diseases and they are associated with perennial nonallergic
and reduced sense of smell.
rhinitis, asthma and intolerance to acetylsalicylic acid
! The diagnosis is made by rhinoscopy, ideally
(NSAIDs), allergic fungal rhinosinusitis, cystic fibrosis
with a rigid endoscope.
and primary ciliary dyskinesia. In contrast to common
! Unilateral nasal polyps should always be
belief, IgE-mediated allergy does not seem to play an
regarded with suspicion and histology is
aetiological role.
needed in order to exclude malignancy.
The polyps originate from the mucosa around the
ostiomeatal complex. The factors determining the loca-
lization of the disease to a few square centimetres of the
airways are not known. Polyps are oedematous sacks
covered by a normal airway epithelium and containing Best clinical practice
very few nerves, blood vessels and glands which have
undergone cystic degeneration. Polyps contain degranu- [ Primary treatment consists of intranasal
lated mast cells and they have a very high concentration of corticosteroids in the majority of cases.
histamine. Polyps are characteristically infiltrated by [ A short course of systemic corticosteroid treatment
eosinophils, which accumulate due to release of cytokines can serve as medical polypectomy and it can
(in particular IL-5) and upregulation of adhesion improve olfaction.
molecules (VCAM-1). As eosinophils generate IL-5, [ In more severe cases, surgery is required. In moderate
attracting more eosinophils, nasal polyps can be con- cases, this is simple polypectomy, and in more
sidered as self-perpetuating inflammatory processes. severe cases intranasal endoscopic surgery, preceded
Preceded by some years with rhinitis symptoms, nasal by a CT scan examination of the nose and paranasal
blockage becomes severe and persistent and, typically, the sinuses.
sense of smell is seriously impaired, when polyps develop.
The diagnosis is based on anterior rhinoscopy, or
preferably, endoscopy. A CT scan is necessary when
malignancy is suspected (bleeding, pain, unilateral
polyps) and before endoscopic surgery. Deficiencies in current knowledge and
Treatment consists of corticosteroids and in severe areas for future research
cases surgery. Intranasal corticosteroids reduce rhinitis
symptoms, improve nasal breathing, reduce the size of $ Nasal polyposis resembles an autoimmune disease
polyps and prevent, in part, their recurrence, but it has and this possibility needs further examination.
little effect on the sense of smell. Intranasal steroids can, $ The suggestion that environmental fungi may
as basic long-term therapy, be used alone in mild cases, be an initiating factor needs further investigation.
Chapter 121 Nasal polyposis ] 1557

$ At present, the immune inflammatory process is 10. Caplin I, Haynes TJ, Spahn J. Are nasal polyps an allergic
undergoing detailed analysis, which is needed in order phenomenon? Annals of Allergy. 1971; 29: 6314.
to study whether, for example, treatment with IL-5 11. Drake-Lee AB, Lowe D, Swanston A, Grace A. Clinical
antibodies can be a future treatment. profile and recurrence of nasal polyps. Journal of
$ It is worth studying whether intranasal corticosteroids Laryngology and Otology. 1984; 98: 78393.
can be given in a more efficient way, e.g. as nose 12. Braun JJ, Haas F, Conraux C. Polyposis of the nasal sinuses.
drops. Epidemiology and clinical aspects of 350 cases. Treatment
$ The effect of systemic corticosteroid treatment needs and results with a follow-up over 5 years on 93 cases.
to be investigated in placebo-controlled, Annales dOtolaryngologie et de Chirurgie Cervico Faciale.
doseresponse studies. 1992; 109: 18999.
$ The possibility that a long-term treatment with a low 13. Keith PK, Conway M, Evans S, Wong S, Jordana G, Pengelly
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$ It is possible that leukotriene antagonists can have a 14. Hadfield PJ, Rowe-Jones JM, Mackay IS. The prevalence of
beneficial effect in subgroups of polyp patient, for nasal polyps in adults with cystic fibrosis. Clinical
example in those who are intolerant to NSAIDs. Otolaryngology. 2000; 25: 1922.
$ Controlled studies of surgery are required. 15. Brihaye P, Clement PAR, Dab I, Desprechin B. Pathological
$ It is necessary in long-term controlled studies to changes of the lateral nasal wall in patients with cystic
analyse what is the optimal combined medical and fibrosis. International Journal of Pediatric
surgical management. Otorhinolaryngology. 1994; 28: 1417.
16. Srensen H, Mygind N, Tygstrup I, Flensborg EW. Histology
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Immunology. European position paper on rhinosinusitis and ostiomeatal complex in cadavers, with a practical
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31. Liu CM, Shun CT, Hsu MM. Lymphocyte subsets and Prades JM et al. Efficacy and tolerability of budesonide
antigen-specific antibody in nasal polyps. Annals of aqueous nasal spray treatment in patients with nasal
Allergy. 1994; 72: 1924. polyps. Archives of Otolaryngology Head and Neck
32. Beck L, Stellato C, Beall D, Schall TJ, Leopold D, Bickel CA Surgery. 2001; 127: 44752.
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33. Tingsgaard PK, Bock T, Larsen PL, Tos M. Topical 50. Drettner B, Ebbesen A, Nilsson M. Prophylactic treatment
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! 34. Bachert C, Gevaert P, Holtappels G, Cuvelier C, van budesonide with placebo for nasal polyposis. Journal of
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Munksgaard, 1997: 7887. beclomethasone dipropionate aerosol. Rhinology. 1977;
! 36. Lund VJ. Diagnosis and treatment of nasal polyps. British 15: 1723.
Medical Journal. 1995; 311: 14114. 54. Elbrnd O, Felding JU, Gustavsen KM. Acoustic
37. Lund V, Mackay I. Staging of rhinosinusitis. Rhinology. rhinometry used as a method to monitor the effect of
1993; 31: 1834. intramuscular injection of steroid in the treatment of
38. Drake-Lee AB. Medical treatment of nasal polyps. nasal polyps. Journal of Laryngology and Otology. 1991;
Rhinology. 1994; 32: 14. 105: 17880.
39. Holmberg K, Karlsson G. Nasal polyps: Surgery or 55. Mygind N, Pedersen CB, Prytz S, Srensen H. Treatment of
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40. Mygind N, Lund V. Topical corticosteroid therapy of 56. Pedersen CB, Mygind N, Srensen H, Prytz S. Long-term
rhinitis. Clinical Immunotherapy. 1996; 5: 12236. treatment of nasal polyps with beclomethasone
41. Lildholdt T, Mygind N. Effect of corticosteroids on nasal dipropionate aerosol. Acta Otolaryngologica. 1976; 82:
polyps. In: Mygind N, Lildholdt T (eds). Nasal polyposis: An 2569.
inflammatory disease and its treatment. Copenhagen: 57. Lildholdt T, Fogstrup J, Gammelgaard N, Kortholm B, Ulse
Munksgaard, 1997: 1609. C. Surgical versus medical treatment of nasal polyps. Acta
42. Badia L, Lund V. Topical corticosteroids in nasal polyposis. Otolaryngologica. 1988; 105: 1403.
Drugs. 2001; 61: 5738. 58. Dingsor G, Kramer J, Olsholt R, Sodersstrom T. Flunisolide
43. Hadfield PJ, Rowe-Jones JM, Mackay IS. A prospective nasal spray 0.025% in the prophylactic treatment of nasal
treatment trial of nasal polyps in adults with cystic polyposis after polypectomy. A randomized double-blind
fibrosis. Rhinology. 2000; 38: 635. parallel, placebo-controlled study. Rhinology. 1985; 23:
44. Johansen LV, Illum P, Kristensen S, Winther L, Petersen SV, 4958.
Synnerstad B. The effect of budesonide (Rhinocort) in the 59. Karlsson G, Rundcrantz H. A randomized trial of intranasal
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Otolaryngology. 1993; 18: 5247. Rhinology. 1982; 20: 1448.
! 45. Lildholdt T, Rundcrantz H, Lindqvist N. Efficacy of topical ! 60. Rowe-Jones J, Medcalf M, Durham S, Richards D, Mackay
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placebo-controlled study of budesonide. Clinical and results of a prospective, randomised, stratified,
Otolaryngology. 1995; 20: 2630. double-blind, placebo controlled study of postoperative
46. Tos M, Svendstrup F, Arndal H, Orntoft S, Jakobsen J, fluticasone propionate aqueous nasal spray. Rhinology.
Borum P et al. Efficacy of an aqueous and a powder 2005; 43: 210.
Chapter 121 Nasal polyposis ] 1559

61. Lildholdt T, Rundcrantz H, Bende M, Larsen K. medical treatment versus surgical treatment in addition to
Glucocorticoid treatment for nasal polyps. A study of medical treatment of nasal polyposis. Journal of Allergy
budesonide powder and depot-steroid injection. Archives and Clinical Immunology. 1991; 107: 2248.
of Otolaryngology Head and Neck Surgery. 1997; 123: 63. Browne JP, Hopkins C, Slack R, Topham J, Reeves BR, Lund
595600. V et al. Health-related quality of life after polypectomy
62. Blomqvist EH, Lundblad L, Anggard A, Haraldsson PO, with and without additional surgery. Laryngoscope. 2006;
Stjarne P. A randomized controlled study evaluating 116: 297302.
122
The relationship between the upper and lower
respiratory tract

JEAN BOUSQUET AND ANTONIO M VIGNOLAy

Introduction 1560 Therapeutic consequences 1564


Epidemiological evidence 1560 Best clinical practice 1565
Key points 1561 Costs 1565
Nasal and sinusal inflammation in asthma and chronic Rhinitis and asthma: a continuum of disease? 1565
obstructive pulmonary disease 1561 Best clinical practice 1565
Bronchial inflammation in rhinitis 1562 Deficiencies in current knowledge and areas for future
Key points 1563 research 1566
Quality of life in asthma and rhinitis 1564 References 1566
Key points 1564

SEARCH STRATEGY

A Medline search was carried out using the key words rhinitis-asthma-epidemiology; rhinitis-nonspecific bronchial
hyperreactivity; rhinitis-asthma-occupational; rhinitis-asthma-allergens; rhinitis-asthma-nasal mucosa; rhinitis-asthma-
bronchial mucosa; rhinitis-asthma-biospsies; asthma-sinus-CT scans; rhinitis-remodelling; rhinitis-bronchial challenge
(endobronchial); asthma-nasal challenge; allergy-systemic; virus-nasal-bronchial; quality-of-life-asthma; quality-of-life-
rhinitis; (all drugs) rhinitis-asthma; immunotherapy-rhinitis-asthma; anti-IgE (omalizumab)-rhinitis or asthma.

INTRODUCTION
The majority of patients with asthma present with
Asthma and allergies, including rhinoconjunctivitis and seasonal or perennial allergic rhinitis symptoms. How-
atopic dermatitis, are common throughout the world, ever, it has been shown that perennial rhinitis is a factor
with a high burden of morbidity and cost. Nasal and independent of allergy in the risk for asthma. Rhinitis
bronchial mucosa present similarities and most patients usually happens in over 65 percent of patients with
with asthma also have rhinitis1 suggesting the concept of allergic asthma and in over 80 percent of patients with
one airway, one disease. However, not all patients with nonallergic asthma (for review, see Ref.1). However, in
rhinitis present with asthma and there are some many instances, symptoms predominate in one organ and
differences between rhinitis and asthma. may be hidden in the other although they exist. The
Copenhagen Allergy Study3 investigated the frequency of
asthma and rhinitis related to exposure to pollens, animal
EPIDEMIOLOGICAL EVIDENCE dander or mites. Between 42 and 52 percent of patients
with rhinitis had asthma and more than 99 percent of
Epidemiologic relationship between rhinitis and subjects with allergic asthma also had allergic rhinitis. The
asthma risk of asthma among subjects with allergic rhinitis was
calculated to be up to 300 times that among subjects
Epidemiologic studies have consistently shown that without allergic rhinitis. However, the results observed in
asthma and rhinitis often coexist in the same patients.2 developing countries may differ from those in western
Chapter 122 The relationship between the upper and lower respiratory tract ] 1561

populations. A recent study showed that allergic rhinitis is Allergic rhinitis as a risk factor for asthma
far less common among asthmatic subjects in rural China
than in asthmatic subjects in industrialized countries with Asthma develops more commonly in patients with
a western lifestyle.4 [****] perennial rhinitis. The Childrens Respiratory Study11
The age of onset of atopy may be an important showed that the presence of physician-diagnosed allergic
confounding factor for the development of asthma and rhinitis in infancy was independently associated with a
rhinitis or rhinitis alone. In an Australian study, it was doubling of the risk of developing asthma by 11 years of
found that atopy acquired at an early age (before the age age. In adults, allergic rhinitis as a risk factor for asthma
of six years) is an important predictive factor for asthma was shown in a 23-year follow-up of college students.12
continuing into late childhood, whereas atopy acquired Significantly more (10.5 percent) of the students origin-
later was only strongly associated with seasonal allergic ally diagnosed with allergic rhinitis went on to develop
rhinitis.5, 6 asthma compared with 3.6 percent of those who did not
have rhinitis.
This study was recently confirmed by two other studies
Rhinitis and nonspecific bronchial in Sweden13 and the USA.14 In both studies the onset of
hyperreactivity asthma was associated with allergic rhinitis, and in the US
study, after stratification, rhinitis increased the risk of
Many patients with allergic rhinitis have a unique development of asthma by about three times both among
physiologic behaviour separating them from patients atopic and nonatopic patients and by more than five
with asthma or normal subjects. They have increased times among patients in the highest IgE tertile. Patients
bronchial sensitivity to methacholine or histamine,7 with rhinitis with persistent and severe nasal symptoms
especially during and slightly after the pollen season,8 and a personal history of physician-confirmed sinusitis
but there are large differences in the magnitude of airway had an additional increased risk of asthma development.
reactivity between asthmatics and rhinitics which are not The authors concluded that rhinitis is a significant risk
explained by the allergen type or degree of reactivity. factor for adult-onset asthma in both atopic and
[****] nonatopic subjects. [****]
It is, however, not clear whether allergic rhinitis
represents an earlier clinical manifestation of allergic
disease in atopic subjects who will later go on to develop
Causative agents in rhinitis and asthma asthma or if the nasal disease itself is causative for asthma.

Among the causative agents inducing asthma and rhinitis,


some (e.g. allergens and aspirin9) are well known to affect
both the nose and the bronchi. Most inhaled allergens are KEY POINTS
associated with nasal10 and bronchial symptoms, but in
epidemiologic studies differences have been observed. ! Most if not all asthmatics present rhinitis.
Although there have been some recent concerns, the ! Many patients with rhinitis present asthma.
prevalence of immunoglobulin (Ig)E sensitization to ! Allergy is associated with rhinitis and asthma.
indoor allergens (house dust mites and cat allergens) is ! Occupational agents can cause rhinitis and
positively correlated with both the frequency of asthma asthma.
and its severity. Alternaria and insect dusts have also been ! Nonallergic rhinitis is associated with asthma.
found to be linked to asthma, however, pollen sensitivity ! Allergic and nonallergic rhinitis are risk
has not been found to be associated with asthma in factors for asthma.
epidemiological studies.1 [****] ! Rhinitis may be associated with nonspecific
Occupational disease represents an interesting model bronchial hyperreactivity.
to study the relationships between rhinitis and asthma.
All of the most common triggers of occupational asthma
can induce occupational rhinitis. Subjects with occupa-
tional asthma may often report symptoms of rhinocon- NASAL AND SINUSAL INFLAMMATION IN
junctivitis. Rhinitis is less pronounced than asthma with ASTHMA AND CHRONIC OBSTRUCTIVE
low molecular weight agents. On the other hand, rhinitis PULMONARY DISEASE
more often appears before asthma in the case of high
molecular weight agents such as small mammals.1 In Similarities and differences between nasal and
addition, rhinitis caused by some occupational agents bronchial inflammation in asthma
often develops into occupational asthma, highlighting the
importance of cessation of allergen exposure in occupa- In normal subjects, the structure of the airways mucosa
tional allergic rhinitis, in order to prevent asthma. [****] presents similarities between the nose and the bronchi.
1562 ] PART 13 THE NOSE AND PARANASAL SINUSES

Both nasal and bronchial mucosa are characterized by a asthma are linked by a common process that is mainly
pseudostratified epithelium with columnar, ciliated cells inflammatory, and central to the pathogenesis is the role
resting on a basement membrane. Underneath the of eosinophils and airway epithelium. Chronic rhinosi-
epithelium, in the submucosa, vessels and mucous glands nusitis associated with asthma and allergy appears to be
are present with structural cells (fibroblasts), some restricted to the asthmatic population with an extensive
inflammatory cells (essentially monocytic cells, lympho- sinonasal disease and the presence of peripheral eosino-
cytes and mast cells) and nerves. [****] philia in patients with rhinosinusitis indicates a high
There are also differences between the nose and the likelihood of extensive disease.18 In a study comparing
bronchi. In the nose, there is a large supply of mildmoderate asthmatics with corticodependent asth-
subepithelial capillary and arterial system and venous matics, the proportion of patients with symptoms of
cavernous sinusoids. The high degree of vascularization is rhinosinusitis was similar in both groups (74 percent in
a key feature of the nasal mucosa and changes in the corticosteroid-dependent asthma and 70 percent in
vasculature may lead to severe nasal obstruction. On the mildmoderate asthma).19 All corticosteroid-dependent
other hand, smooth muscle is present from the trachea to asthmatics versus 88 percent of the mildmoderate
the bronchioles explaining bronchoconstriction in asthmatics had abnormal computed tomography (CT)
asthma. scans. The clinical and CT scan scores were higher in the
The recent progress achieved in the cellular and corticosteroid-dependent asthmatics. In both groups, the
molecular biology of airways diseases has clearly docu- CT scan scores were correlated to the clinical scores and
mented that inflammation plays a critical role in the the absolute number of blood eosinophils.19 [****]
pathogenesis of asthma and rhinitis. The same inflam-
matory cells appear to be present in the nasal and
bronchial mucosa. A growing number of studies show Nasal and sinus inflammation in chronic
that the inflammation of nasal and bronchial mucosa is obstructive pulmonary disease
sustained by a similar inflammatory infiltrate, which is
represented by eosinophils, mast cells, T lymphocytes and In order to determine whether nasal inflammation in
cells of the monocytic lineage. The same proinflammatory asthma was related to asthma or was found commonly in
mediators (histamine, CysLT), T helper (Th)2 cytokines other bronchial diseases, nasal inflammation and sinus
(interleukin (IL)-4, IL-5, IL-13 and granulocyte involvement were studied in patients with chronic
macrophage colony-stimulating factor), chemokines obstructive pulmonary disease (COPD). Less than 10
(RANTES and eotaxin) and adhesion molecules appear percent of patients with COPD have nasal symptoms.
to be involved in nasal and bronchial inflammation of Nasal inflammation assessed by nasal mucosal biopsies
patients with rhinitis and asthma. [***] differs from that of patients with asthma, but similarities
However, there are major differences between both can be observed between nasal and bronchial mucosa in
sites. Although the nasal and bronchial mucosa are COPD patients. In particular, there is a common
exposed to the same noxious environment (and even epithelial metaplasia, and the presence of CD8 and
more so the nose), epithelial shedding is more pro- elastase-positive cells. Computed tomography scans show
nounced in the bronchi than in the nose of the same few abnormalities in COPD. Thus, sinonasal inflamma-
patients suffering from asthma and rhinitis.15 The tion seen in asthmatics is related to asthma and is not a
magnitude of inflammation may not be identical. In feature of all bronchial diseases. [****]
patients with moderatesevere asthma, eosinophilic
inflammation is more pronounced in the bronchi than
in the nose,15 whereas in patients with mild asthma
inflammation appears to be similar in both sites. More- BRONCHIAL INFLAMMATION IN RHINITIS
over, eosinophilic inflammation of the nose exists in
asthmatics with or without nasal symptoms.16 On the Bronchial inflammation and remodelling in
other hand, features of airways remodelling appear to be rhinitis
less extensive in the nasal mucosa than in the bronchial
mucosa. [****] Some studies have examined the bronchial mucosa in
atopic nonasthmatic patients or in patients with allergic
rhinitis. They all combined to indicate that there was a
Sinus involvement in asthma slight increase of the basement membrane size20 and a
moderate eosinophilic inflammation.21
For more than 70 years, the coexistence of asthma and Natural exposure to pollen during the season provokes
rhinosinusitis has been noted in the medical literature.17 an increase in airway responsiveness in nonasthmatic
The debate still remains as to whether rhinosinusitis is a subjects with seasonal allergic rhinitis and also induces
precipitating factor for bronchial asthma. In the light of inflammatory cell recruitment and IL-5 expression,
current knowledge, it seems that rhinosinusitis and leading to bronchial inflammation.22
Chapter 122 The relationship between the upper and lower respiratory tract ] 1563

Bronchial challenge of rhinitis patients leads to et al.29 found that nasal challenge increased eosinophils in
bronchial symptoms and inflammation the bronchial mucosa. [***]

Endobronchial allergen challenge was carried out in


patients with seasonal rhinitis who had never presented
Allergy as a systemic disease
with asthma before. These patients developed a broncho-
constriction, and lavage carried out serially after challenge In patients with allergic diseases, allergen provocation can
demonstrated the occurrence of proinflammatory med- activate a systemic response that provokes inflammatory
iators and cytokines, as well as the recruitment of cell production by the bone marrow.30 After release and
inflammatory cells.23 [****] differentiation of progenitor cells, eosinophils, basophils
Pulmonary inflammation after segmental ragweed and mast cells are typically recruited to tissues in atopic
challenge was examined in allergic asthmatic and individuals. An understanding at the molecular level of
nonasthmatic subjects.24 A total of 46 ragweed-allergic the signalling process that leads to these systemic
subjects took part in these studies. Subjects had normal or responses between the target organ, especially the airways,
nearly normal pulmonary function, were on no chronic and the bone marrow may open up new avenues of
medication, and were characterized as to their skin therapy for allergic inflammatory disease.31 Studies that
sensitivity to intradermal ragweed injection, their non- support the critical involvement of the bone marrow in
specific responsiveness to methacholine, and the presence the development of eosinophilic inflammation of the
(or absence) of a late asthmatic response after whole-lung airways point to the systemic nature of these conditions.
antigen challenge. In both groups, a marked inflamma- A second important mechanism may be involved in
tory response measured in bronchoalveolar lavage fluid the systemic origin of airway inflammation. In situ
(total cells per millilitre, macrophages per millilitre, haemopoiesis32 depends on the production of haemo-
lymphocytes per millilitre, eosinophils per millilitre, poietic cytokines by inflamed tissues from patients with
neutrophils per millilitre, total protein, albumin, urea or allergic rhinitis33 and nasal polyposis,34 which, generating
eosinophil cationic protein) 24 hours after challenge was a particular local microenvironment, promote the
seen only in the subgroup of subjects who demonstrated a differentiation and maturation of eosinophil progenitors
late airway reaction after whole-lung antigen challenge, that populate the nasal or the bronchial mucosa.35
regardless of disease classification. It is therefore likely that a truly systemic response to
These studies combine to indicate that although the application of inflammatory stimuli to the nasal (or
patients with nasal symptoms can only react if the bronchial) mucosa should be associated with an activa-
allergen is properly administered into the airways, it may tion of the aforementioned mechanisms. [****]
be argued that the doses of allergen inducing these
bronchial reactions are far greater than those naturally
Viral infection of the nose induces asthma and
happening during allergen exposure. This situation seems
bronchial inflammation
to exist in thunderstorm-induced asthma25 which has
been associated with grass pollen allergy.26 The aero-
dynamic size of pollen grains ranges from 10 to 100 mm A large number of asthma exacerbations are due to nasal
and only a fraction of them can be deposited into the viral infections both in children and adults. Rhinoviruses are
bronchi, thus most patients only present rhinitis without the major cause of the common cold and a trigger of acute
asthma. However, when exposed to water, pollen allergens asthma exacerbations.36 Experimental rhinovirus upper
are released in submicronic particles, the starch granules, respiratory infection increases airway hyperreactivity and
which can reach the lower airways and induce asthma.27 late asthmatic reactions following allergen challenge. How-
ever, rhinoviruses can also infect the lower airways during
natural and experimental exposure raising the possibility
that asthma exacerbations may be induced through direct
Bronchial challenge of rhinitis patients leads to enhancement of lower airway inflammation. [****]
nasal inflammation

In a recent study, endobronchial allergen challenge


induced nasal and bronchial symptoms as well as KEY POINTS
reductions in pulmonary and nasal function.28 In this
study, the number of eosinophils increased in the ! Most asthmatics present sinusitis
challenged bronchial mucosa, in the blood and in the demonstrated by CT scans.
nasal mucosa 24 hours after bronchial challenge. More- ! Severe asthmatics have more severe sinusitis
over, eotaxin-positive cells in the nasal lamina propria than patients with mild asthma.
and enhanced expression of IL-5 in the nasal epithelium ! Eosinophilic inflammation is present in nasal
were found 24 hours after bronchial challenge. Braunstahl and bronchial mucosa of asthmatics.
1564 ] PART 13 THE NOSE AND PARANASAL SINUSES

! Epithelium and basement membrane differ in cromoglycate or nedocromil, are not absorbed when given
nasal and bronchial mucosa of asthmatics. orally and are only effective when administered locally. In
! Bronchial and nasal mucosa of COPD patients suffering from asthma and rhinitis, local admin-
patients is similar. istration of drugs requires that they are given both nasally
! Endobronchial challenge in rhinitis patients and bronchially and this may decrease compliance to
induces asthma. treatment which is low in asthma and rhinitis.
! Bronchial challenge induces nasal
inflammation.
! Nasal challenge induces bronchial Drugs administered topically
inflammation.
! Allergic inflammation has a systemic Glucocorticosteroids are the most effective drugs when
component. used topically in the nose and the bronchi for the
! Nasal viral infection induces asthma treatment of rhinitis and asthma. The intranasal treatment
exacerbations and bronchial inflammation. of rhinitis using glucocorticosteroids was found to
improve asthma, at best, moderately in some but not all
studies.38 Symptoms and pulmonary function tests were
improved.39 These data suggest that treating nasal
QUALITY OF LIFE IN ASTHMA AND RHINITIS inflammation may help to control asthma. However, a
number of aspects, such as the extent to which the
Quality of life (QOL) has been found to be impaired both pathophysiology of the two diseases overlaps and whether
in patients with asthma and in patients with allergic treating one will affect the other, still remain to be clarified.
rhinitis, and the relative burden of these diseases has been Less is known about the effects on nasal disease by
recently studied using the generic SF-36 questionnaire in inhaled (intrabronchial) treatment with glucocorticoster-
the European Community Respiratory Health Survey oids. One study examined effects on nasal allergic disease
(ECRHS), a population-based study of young adults.37 of inhaled budesonide (avoiding nasal deposition of the
Patients with both asthma and allergic rhinitis experi- drug) in patients with seasonal allergic rhinitis, but
enced more physical limitations than patients with without asthma.40 During the birch pollen season,
allergic rhinitis alone, but no difference was found budesonide reduced the seasonal eosinophilia both in
between these two groups for concepts related to social/ the circulation and in the nose along with an attenuation
mental health. Subjects with asthma without rhinitis of seasonal nasal symptoms. Nasal and systemic anti-
could not be studied since their number was too low. eosinophil actions are produced at commonly employed
However, it seems that impairment in social life in dose levels of orally inhaled budesonide.
asthmatics may be attributable to nasal symptoms. [****]

Drugs administered orally

KEY POINTS Drugs administered by the oral route may have an


effect on both nasal and bronchial symptoms. Oral
! QOL is impaired in asthma. H1-antihistamines represent the first-line treatment
! QOL is impaired in rhinitis. of allergic rhinitis and although some studies have found
! The physical component of QOL is impaired a modest effect on asthma symptoms, these drugs are
in asthma. not recommended for the treatment of asthma.41 The
! The social component of QOL is impaired in association of oral H1-antihistamines and decon-
rhinitis. gestants was found to be more effective on asthma
symptoms.42 Leukotriene modifiers were shown to be
effective in controlling symptoms of mild to moderate
asthma and seasonal allergic rhinitis.43 Oral glucocorticos-
THERAPEUTIC CONSEQUENCES teroids are highly effective in the treatment of rhinitis and
asthma but side effects after long-term use are common.
Although asthma and allergic rhinitis commonly appear
together, treatments for one condition could potentially
alleviate the coexisting condition. Specific immunotherapy
Medications for asthma and rhinitis can be adminis-
tered via local (intranasal, intraocular or inhaled (intrab- The indications of specific immunotherapy in allergic
ronchial)), oral and parenteral routes. There are advantages asthma and rhinitis have been separated in some guide-
(and some drawbacks) to administering the drug directly lines. This artificial separation has led to unresolved issues
into the target organ.1 Moreover, some drugs, such as possibly because the allergen-induced IgE-mediated
Chapter 122 The relationship between the upper and lower respiratory tract ] 1565

reaction has not been considered to be a multiorgan [ Intrabronchial corticosteroids are effective in rhinitis
disease. It is therefore important to consider specific (single study). [Grade A]
immunotherapy based on the allergen sensitization rather [ Oral leukotriene receptor antagonists are often
than on the disease itself since most patients with allergic effective in rhinitis. [Grade A]
asthma also present rhinitis or rhinoconjunctivitis.1 [ Allergen-specific immunotherapy is effective in both
Immunotherapy can also alter the atopic phenotype by rhinitis and asthma. [Grade A]
restoring the normal equilibrium between Th1 and Th2 [ Anti-IgE monoclonal antibody is effective in both
lymphocytes. This form of therapy is currently under rhinitis and asthma. [Grade A]
investigation in subjects with allergic rhinitis as a means of
prevention of secondary asthma, and initial results are
encouraging.44
COSTS
Anti-immunoglobulin E monoclonal antibody Rhinitis inceases the costs of asthma and it was found in a
large population that yearly medical care charges were on
The anti-IgE antibody, omalizumab,45 has been shown to average 46 percent higher for those with asthma and
be safe and effective in separate populations of patients concomitant allergic rhinitis than for persons with
with seasonal and perennial allergic rhinitis, and in asthma alone.48
children and adults with moderatesevere allergic asthma.
Studies are ongoing to assess its effectiveness in patients
with comorbid allergic airways disease, and to investigate RHINITIS AND ASTHMA: A CONTINUUM OF
whether a course of treatment could reduce the risk of DISEASE?
developing asthma. Its systemic activity and ability to
reduce levels of IgE regardless of allergen specificity may There are similarities and differences between the nasal
be especially advantageous in these respects. and bronchial mucosa in rhinitis and asthma. It appears
that most asthmatics present rhinitis, whereas only a
fraction of rhinitis patients present clinically demon-
Treatment of rhinitis reduces asthma severity strable asthma even though a greater number of patients
has nonspecific bronchial hyperreactivity. It seems that
Two very recent studies showed that treating allergic the epithelialmesenchymal trophic unit exists from the
rhinitis reduces health care utilization for comorbid nose to the bronchiolaralveolar junction and that the
asthma. In a first study, a retrospective cohort study was same inflammatory cells are present throughout the
carried out in 4944 patients with both allergic rhinitis and airways suggesting a continuum of disease.
asthma, aged 12 to 60 years, who were continuously However, there are differences in terms of exposure to
enrolled and had no evidence of COPD.46 The risk of an allergens and noxious agents, the nose being more
asthma-related event (hospitalization and emergency exposed than the lower airways. There are also major
department visit) for the treated group was about half structural differences between the nasal and the bronchial
that for the untreated group. In another retrospective mucosa since in the former there is a large vascular supply
cohort study carried out in 13,844 asthmatics of a whereras in the latter there is smooth muscle. Airway
managed care organization aged greater than five years,47 smooth muscle is of paramount importance in asthma
patients who received intranasal corticosteroids had a due to its contractile properties, but in addition, it may
reduced risk for emergency department visits by compar- contribute to the pathogenesis of the disease by increased
ison with those who did not receive this treatment. proliferation and the expression and secretion of proin-
flammatory mediators and cytokines.
It is therefore possible that the difference between
rhinitis and asthma is that in the fomer there is an
epithelialmesenchymal trophic unit,49 whereas in the
Best clinical practice latter there is an epithelialmesenchymalmuscular
trophic unit.
[ Oral H1-antihistamines are effective in rhinitis.
[Grade A]
[ Oral H1-antihistamines are poorly effective in
asthma. [Grade A] Best clinical practice
[ Intranasal corticosteroids are inconstantly effective in
asthma. [Grade A] These studies strongly support the 1999 World Health
[ Intranasal corticosteroids reduce asthma Organization workshop Allergic rhinitis and its impact on
exacerbations. [Grade B] asthma1 which recommended that:
1566 ] PART 13 THE NOSE AND PARANASAL SINUSES

[ patients with persistent allergic rhinitis should be 2. Leynaert B, Bousquet J, Neukirch C, Liard R, Neukirch F.
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Asthma, rhinitis, and skin test reactivity to aeroallergens
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$ More prospective studies should assess the population sample of Australian schoolchildren. Journal of
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$ In occupational diseases, the recognition of rhinitis Increasing prevalence of hay fever and atopy among
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disease in order to prevent the onset and progression 8626.
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$ More studies are needed to assess nasal and than in men? A population-based study. American Journal
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$ Nasal remodelling is poorly understood. association between rhinitis and asthma. Moreover, this
$ Mechanistic studies are needed. study is the first to show that nonallergic rhinitis is
$ More studies are needed to appreciate the strongly associated with asthma.
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