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Land Use Policy 50 (2016) 179193

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Land Use Policy


journal homepage: www.elsevier.com/locate/landusepol

Development of a multi-criteria spatial planning support system for


growth potential modelling in the Western Cape, South Africa
Adriaan van Niekerk a,e, , Danie du Plessis b , Ilze Boonzaaier a , Manfred Spocter c ,
Sanette Ferreira c , Lieb Loots d , Ronnie Donaldson c
a
Centre for Geographical Analysis, Department of Geography and Environmental Studies, Stellenbosch University, Private Bag X1, Matieland 7602, South
Africa
b
Centre for Regional and Urban Innovation and Statistical Exploration, Department of Geography and Environmental Studies, Stellenbosch University,
Private Bag X1, Matieland 7602, South Africa
c
Department of Geography and Environmental Studies, Stellenbosch University, Private Bag X1, Matieland 7602, South Africa
d
Department of Economics, University of the Western Cape, Private Bag X17, Bellville 7535, South Africa
e
School of Plant Biology, The University of Western Australia, 35 Stirling Hwy, Crawley WA 6009 Perth, Australia

a r t i c l e i n f o a b s t r a c t

Article history: Growth potential modelling is useful as it provides insight into which settlements in a region are likely
Received 16 May 2015 to experience growth and which areas are likely to decline. However, growth potential modelling is an
Received in revised form 8 September 2015 ill-structured problem as there is no universally-agreed set of criteria (parameters) that can be combined
Accepted 18 September 2015
in a particular way (rules) to provide a denitive growth potential measure (solution). In this paper we
address the ill-structured problem of growth potential modelling by combining multi-criteria decision
Keywords:
making (MCDM), geographical information systems (GIS) and planning support systems (PPS) to gen-
South Africa
erate a number of growth scenarios for settlements in Western Cape province of South Africa. A new
Growth potential
Settlements
framework and methodology for selecting, structuring and analysing multiple growth potential criteria
Spatial decision support systems is proposed. The framework, based on the principles of innovation potential and growth preconditions,
Growth modelling was applied to demonstrate how it can be used to identify a series of candidate criteria relating to the
growth potential of settlements. The criteria were subjected to a MCDM process involving criteria selec-
tion, weighting and normalisation. Two criteria sets, weighting schemes and normalisation methods were
considered. Two different classication techniques were also evaluated. A total of 16 scenarios were gen-
erated using a newly-developed growth potential PPS (GPPSS). The paper shows how the GPPSS can be
used to quantitatively and qualitatively assess the various scenarios and to select the most appropriate
solution.
2015 Elsevier Ltd. All rights reserved.

1. Introduction growth and where investment and interventions such as land use
changes and infrastructure projects will have the greatest socio-
The importance of space and place in effective development pol- economic impact (Henderson and Wang, 2007). Although many
icy is reinforced by the renewed focus on regional development settlements have solid developmental bases and are experiencing
(Ascani et al., 2012). Continued systematic research on the role and dynamic growth, some are experiencing reduced economic activi-
function of urban settlements within the developmental context ties, poor service delivery and deteriorating infrastructure (Bowns,
of a region is required to provide a sound foundation to support 2013). Decreasing social and economic service levels within settle-
well-founded strategic decisions (Pike et al., 2010). Of particular ments invariably impacts negatively on the quality of urban and
interest, especially in developing countries, is the identication of rural life as the surrounding hinterland is usually also affected.
regions or settlements that are most likely to experience sustained Strategic decisions to promote particular types of development in
specic areas require accurate and timely information.
Empirical analyses, such as the application of growth equations
and regression modelling, are often used for estimating the growth
Corresponding author at: Centre for Geographical Analysis, Department of
potential of regions (Arbia et al., 2010; Barro, 1991; Battisti and
Geography and Environmental Studies, Stellenbosch University, Private Bag X1,
Vaio, 2008). However, appropriate data for such models is often
Matieland 7602, South Africa. Fax: +27 218083109.
E-mail address: avn@sun.ac.za (A. van Niekerk). not available at the appropriate spatial or temporal resolutions. For

http://dx.doi.org/10.1016/j.landusepol.2015.09.014
0264-8377/ 2015 Elsevier Ltd. All rights reserved.
180 A. van Niekerk et al. / Land Use Policy 50 (2016) 179193

instance, economic measures such as growth value added (GVA) aim that is purely focussed on planning support. Although SDSS
are often only available at regional (e.g. provincial or district) level and GIS technologies can normally also be used for planning sup-
and are as such not applicable at settlement level. While popula- port if required, they are not solely dedicated to that use (Vonk et al.,
tion gures are usually available at the suitable spatial scale (e.g. 2007). The concept of PSS have evolved substantially since the early
ward level), they are in many countries only updated once every urban models of the 1960s and 1970s that failed to meet the expec-
ten years. Trends based on data collected at such long intervals are tations of users (Batty, 1979) and the introduction of arguments in
often unreliable, particularly in developing countries experienc- the late 80s for thinking beyond GIS. PSS now include a wide range
ing high levels of population growth and urbanization. Empirical of approaches such as rule-based accounting (e.g. What if?), cellular
models based on the physical growth of settlements are also not automata (e.g. SLEUTH), and microsimulation (e.g. UrbanSim) mod-
pertinent as many settlements have policies in place that restrict els (Kaza, 2010). One of the six important information-handling
urban expansion and encourage densication (Musakwa and Van functions of a PSS is information analysis aimed at generating new
Niekerk, 2013). information from existing data (e.g. the use of multicriteria analy-
An alternative approach to empirical modelling is to make use sis systems) which is of particular relevance to this research (Vonk
of a range of growth-related factors and to analyse them in a deter- et al., 2007).
ministic manner. For instance, Zietsman et al. (2006) showed how PSS normally incorporate predictive analysis to present decision
a range of spatial indicators and indexes can be structured into a makers with different scenarios to explore the possible effects of
framework to model the growth potential of settlements and to their decisions. This type of interactive exploration enables a deci-
guide spatial development policy. However, identifying suitable sion maker to develop a better understanding of an ill-structured
indicators of growth potential is challenging due to the many fac- problem. PSS normally consist of a database management system,
tors that may affect a region or settlements capacity to develop. analytical modelling capabilities, analysis procedures, and a user
Another problem relating to a deterministic approach to growth interface with display and report generators. GIS are often used in
potential modelling is that indicator selection is often subjective combination with PSS to nd solutions for geographical or spatial
or guided by data availability rather than its true suitability. This problems (Agrell et al., 2004). With the capabilities of GIS to store,
often leads to the selection of indicators that are strongly corre- manipulate, analyse and present spatial data, Spatial PSS are pow-
lated, which can lead to compensability problems. In addition, some erful tools for supporting complex spatial decisions (Ascough et al.,
factors contributing to growth potential may be difcult to map 2001).
or quantify. For instance, entrepreneurial innovation often stimu- Although numerous methods exist whereby GIS and PSS can
lates economic activities and social development but is extremely be used to analyse multiple factors and to combine them into a
difcult to predict. model (Chang, 2006), the multi-criteria decision making (MCDM)
The use of empirical and deterministic modelling of growth approach is one of the most popular due to its ability to divide
potential is conceptually awed as growth potential modelling complex problems into smaller understandable parts that are then
is not a well-structured problem (Saaty, 1978). Well-structured evaluated independently. The results of the individual evaluations
problems (e.g. mathematics-related problems) have single, cor- are integrated to provide an overall solution to the original prob-
rect and convergent answers, while ill-structured problems do lem (Malczewski, 1999). By using MCDM, solutions can be found
not have a nite number of concepts, rules, and solutions (Hong, to decision making problems with multiple alternatives, evaluated
1998). Ill-structured problems, also referred to as unstructured or by decision criteria (Jankowiski and Nyerges, 2001).
semi-structured (Ascough et al., 2001; Densham, 1991; Goodchild This paper adopts the approach suggested by Voss and Post
and Densham, 1990), cannot be solved with an algorithm or (1988) for solving ill-structured problems by combining MCDM,
a predened sequence of operations. For instance, there is no GIS and PSS to generate a number of growth scenarios for settle-
universally-agreed set of criteria (parameters) that can be com- ments in the Western Cape province of South Africa. A framework
bined in a particular way (rules) to provide a denitive growth and methodology for selecting, structuring and analysing multi-
potential measure (solution). Ill-structured problems may have ple growth potential criteria is proposed. The framework, based on
multiple solutions, solution paths, and criteria (Kitchener and King, the principles of innovation potential and growth preconditions, is
1981). According to Voss and Post (1988), ill-structured problems applied to demonstrate how it can be used to identify a series of
can be solved by (a) representing the problem, (b) stating the candidate criteria relating to the growth potential of settlements.
solution and (c) evaluating the results. The representation of the Scenarios are generated using a newly-developed growth poten-
problem consists of stating the nature of the problem and col- tial PSS (GPPSS). The various scenarios are then quantitatively and
lecting all appropriate information. During the solution stage of qualitatively evaluated to select the most appropriate solution.
the problem-solving process, various solutions or scenarios are The next section provides an overview of the study area and the
generated and selected for evaluation. Evaluation often involves a methods that were used to model growth potential at settlement
process of assessing the solution construction and nding consen- level. Although the focus of the paper is mainly on methodologi-
sual agreement among a community about the most viable, most cal considerations, a short discussion of the analysis results and its
defensible and preferred solution. value for regional and local decision support is also provided. The
Computer systems are often used to support the process of nd- paper concludes with comments on remaining challenges and how
ing solutions for ill-structured problems. Decision support systems the modelling methodology can be improved.
(DSS), for example, are computer systems that were specically
designed to solve such problems. Planning support systems (PSS)
can be regarded as a subset of DSS aimed at bringing together the 2. Methods
functionalities of geographical information systems (GIS), models,
and visualization (DeMers, 2009). The purpose of these assem- 2.1. Study area
blages is normally to gather, structure, analyse, and communicate
information in planning. PSS are often loosely coupled assemblages Donaldson et al. (2012b) evaluated the development potential
of techniques to assist planners, technicians and other role players of 24 non-metropolitan local municipalities in the Western Cape,
involved in the planning process (Tanguay et al., 2010). Although South Africa by employing a range of spatial indicators collected
there are some overlap between GIS, spatial decision support sys- at municipal level. The resulting indexes and classications were
tems (SDSS) and PSS, the latter can be differentiated based on its analysed and interpreted to formulate a set of generic interventions
A. van Niekerk et al. / Land Use Policy 50 (2016) 179193 181

Fig. 1. Western Cape Province of South Africa.

for stimulating development in the non-metropolitan settlements most of the land is used for cultivation and grazing. It is noteworthy
of the Western Cape (Donaldson et al., 2012a). Therefore, building that about 11 million hectares (84%) of the provinces land surface
on that studys ndings the Western Cape province of South Africa is currently producing more than 55% of South Africas total agri-
was chosen for demonstrating how the GPPSS can be used to sup- cultural exports, of which the principal products are fruit (27%),
port growth potential modelling at settlement level. The Western winter grain (21%), white meat (18%), wine (18%) and vegetables
Cape is South Africas fourth largest province, covering 11% of the (16%) (CNDV Africa, 2005). Currently the Western Cape is gener-
countrys land area (see Fig. 1). In 2011 the province accommo- ating more than 20% of South Africas gross farming income while
dated approximately 5.8 million people, 11.2% of the national total employing one quarter of all farm workers.
(Statistics South Africa, 2012). At 129 462 km2 it is about the same The province is experiencing an alarmingly high population
size as England or Bangladesh. growth rate of 2.86% which is the second highest of the nine
The Western Cape is well known for its environmental and bio- South African provinces (Statistics South Africa, 2012). Popula-
logical diversity. It comprises most of the Cape Floristic Region tion growth, together with an urbanization level of 90% (Kok and
(CFR), the only oral kingdom located entirely within the geograph- Collinson, 2006), are causing increasing needs for housing, employ-
ical connes of one country. The CFR is recognized globally as a ment and food which place immense pressures on the provinces
biodiversity hotspot which covers only 0.05% of the earths land sur- natural and human resources. According to Jacobs and Du Plessis
face, but as for biodiversity it contains three per cent of the worlds (2015) the net interprovincial migration to the Western Cape
plant species (Broennimann et al., 2006). between 1991 and 1996 was 133 419 and between 1996 and
Most (85%) of the provinces economic activities are geograph- 2001 a total of 69 321. This gure increased to 192000 between
ically concentrated in the Cape Metropolitan Area (CMA) and 2001 and 2011. In-migration is mainly driven by productionism (in
the adjacent Cape Winelands District (CWD). According to the search of employment, education and better services) with most
Western Cape Government (2013), nance, insurance, real estate migrants being unmarried, young (2529 years) and unemployed
and business services make up the core of the provinces economy. (or not economically active), with low incomes. A large proportion
Manufacturing is the second largest economic sector with a con- (31.3%) end up living in informal dwellings in backyards or infor-
tribution of 17% of the gross domestic product per region (GDPR). mal settlements largely concentrated in the CMA. A smaller but
More than 90% of this activity is concentrated in the CMA, CWD prominent sub-stream of in-migrants consists of afuent, highly
and Eden districts. Retail, wholesale, catering and accommodation skilled, mostly married individuals from other metropolitan cities,
accounts for 15% of the GDPR, and the government sector con- especially Gauteng. These migrants are driven by environmental-
tributes 10%. Although the agricultural sector is relatively small (4% ism, and favour the CMA and adjacent municipalities, as well as
of GDPR), it is the backbone of the non-metropolitan districts where the intermediate sized settlements along the south coast. These
182 A. van Niekerk et al. / Land Use Policy 50 (2016) 179193

migration patterns and population dynamics hold important devel- to its relative importance. Weights can either be assigned by the
opment implications at both provincial and municipal levels. analyst or in consultation with stakeholders. Weight values of cri-
It is clear that the provinces natural, human and infrastruc- teria range from 0 to 1 and should be specied so that their sum is 1.
tural resources cannot be managed sustainably without performing The nal step of the MCDM procedure involves analysing the crite-
sound spatial planning (Musakwa and Van Niekerk, 2013). Such ria to produce composite maps. In MCDM, factors, constraints and
planning requires accurate information about the suitability of land weights are combined using weighted linear combination (WLC).
and about the growth trends of settlements and their surrounding This essentially involves calculating a composite value for a partic-
hinterland. This information is also critical for formulating strate- ular objective using Eq. (1).
gies that can spur specic types of development in certain areas or  
settlements. Because of the complexities involved in growth poten- S= wi xi cj (1)
tial modelling, innovative tools are needed to support decisions
about investment strategies in the province. Where S is the objective value; wi is the weight of factor i; xi is
the criterion score of factor i; cj is the Boolean criterion score of
2.2. Growth potential modelling using a multi-criteria decision constraint j; and  is the product of criteria.
making approach In contrast to the high-risk Boolean intersect (AND) and union
(OR) operations, WLC produces a risk-averse (Eastman, 2000) and
The premise of growth potential modelling is that, in the absence full trade-off solution (Mahini and Gholamalifard, 2006). If more
of signicant interventions, current and historical information can control over the level of trade-off is required, ordered weighted
be used to predict the future growth of a region or settlement. The averaging (OWA) can be applied as it employs an additional set of
unavailability of empirical data measuring actual development is weights, called order weights, that are assigned on a location basis
especially in data-scarce developing countries such as South Africa to manipulate trade-off (Malczewski, 2006). The result of MCDM
the main reason why empirical approaches are not always suit- applied in a spatial context is a set of maps showing the relative
able for modelling growth potential. An alternative approach is to scores for each objective.
build a model based on human reasoning or expert knowledge. For GIS are often used to conduct MCDM owing to its ability to
instance, it is well known that drivers of growth are often related to spatially integrate and compare multiple geographically refer-
entrepreneurial innovations that stimulate economic activities and enced data sets. GIS can play an instrumental role in four of the
social development. Although such actions cannot be predicted, the seven MCDM steps (i.e. map spatial criteria, set criteria weights,
likelihood of innovation and entrepreneurial investment in a set- multi-criteria evaluation and multi-objective evaluation). Most
tlement is higher if it provides the necessary social capital (Iyer GIS software packages provide tools and functions for performing
et al., 2005) and institutional support (Arbia et al., 2010; Rodrguez- MCDM. One example is ESRI ArcGIS Weighted Overlay function
Pose, 2013), while an initiative will only succeed if a settlement can that allows users to specify a set of criteria (stored as raster layers)
offer the necessary nancial (economic) services, natural resources and weights (importance ratings) that are analysed by the tool to
and infrastructure (Cloke, 2013). Information relating to innova- produce an aggregated result (ESRI, 2011).
tion potential and growth preconditions can consequently be used Given that interactive scenario building is essential for decision
to model a settlements potential to attract and sustain future support, especially where objectives are vague and problems semi-
investments (Zietsman et al., 2006). Such reasoning can be for- structured (Clarke, 1990), the MCDM procedures can be automated
malised as a set of deterministic rules in an expert system or as within a GIS. The following sections explain how MCDM was imple-
factors in a MCDM to model the growth potential of a settlement. mented for modelling the growth potential of the settlements in the
MCDM has been used in many types of applications including eco- study area.
nomics (Al-Najjar and Alsyouf, 2003), noise pollution (Van der
Merwe and Von Holdt, 2006), forestry (Bruno et al., 2006; Varma 2.3. MCDM implementation
et al., 2000), conservation (Phua and Minowa, 2005; Wood and
Dragicevic, 2007), ood vulnerability (Yalcin and Akyurek, 2004), 2.3.1. Structuring framework
transportation (Vreeker et al., 2002), tourism potential determin- A structuring framework (Table 1) for growth potential mod-
ing (Van der Merwe et al., 2008), and land use suitability analysis elling was designed as part of the rst step of the MCDM
(Van Niekerk, 2008). procedure. The framework design was also based on a com-
Van der Merwe (1997) suggests a six-step procedure for apply- bination of international indicator guidelines (e.g. the United
ing MCDM for spatial problems. The rst step is to set the objectives Nations Indicators of Sustainable Development) and national gov-
of the evaluation. These objectives dictate which methodology or ernmental policy-driven initiatives (e.g. National Development
decision strategy will be used in the evaluation (e.g. multi-attribute, Plan 2030, National Spatial Development Perspective 2004). The
multi-objective, individual, participative, deterministic, probabilis- structuring framework consists of ve main themes, namely
tic). In step two of the MCDM process, the appropriate criteria are human capital, economic, physical-environmental, infrastructural,
dened. Criteria can be either factors or constraints. Factors refer and governance/institutional and are consistently present in
to criteria that enhance or detract from an objective (e.g. growth many of the documentation studied. There is a striking sim-
potential of a settlement), while constraints are meant to limit or ilarity between the ve identied themes and those used in
exclude cases for consideration (Malczewski, 1999). Once the crite- the internationally recognised Environmental Sustainability Index:
ria are selected, the data for each criterion is collected and mapped Social/Cultural, Economic, Environmental, Political, and Institu-
(step three), usually using a GIS. Because factors can be continu- tional/Technological. Infrastructure was identied as a stand-alone
ous and measured in different scales (i.e. nominal, ordinal, interval factor (even though it can be regarded as a cross-cutting factor),
and ratio), step four of the MCDM process requires all factors to but the focus here was to apply infrastructure as the add-on xed
be reformatted or normalized to a common measurement scale. production factors to a physical space to enhance its development
By nature different criteria do not have equal importance for a value and potential (Wong, 2002). Although recent sustainable
particular objective. Access to infrastructure and labour might, for development indicator sets tend to move away from the traditional
instance, might be considered more important for spurring indus- four pillars (social, economic, environmental and institutional)
trial development than tourism or agricultural potential. To take towards a more multi-dimensional view of sustainable develop-
this into consideration, each criterion can be weighted according ment including cross-cutting themes such as poverty and natural
A. van Niekerk et al. / Land Use Policy 50 (2016) 179193 183

Table 1
Structuring framework for indicator selection.

# Theme Sub-themes Modelling purpose

1 Economic Extent and diversity of retail and services sector Preconditions for
Tourism potential Growth
Economic size and growth
Economic diversity
Market potential
Change in labour force
Property market
2 Physical environment Availability and quality of water
Natural potential
3 Infrastructure Land availability and use
Transport and communication
Availability of municipal infrastructure
4 Human Capital Poverty and inequality Innovation Potential
Human resources
Population structure and growth
5 Institutional Quality of governance
Safety and security
Administrative and institutional function
Availability of community and public institutions

guidelines were used to draw up an initial set of candidate crite-


ria shown in Table 2. All criteria were judged to be factors that will
either contribute to or detract from growth potential (i.e. none were
considered to be absolute constraints to further growth).

2.3.3. Data collection and mapping


Because most of the criteria in Table 2 are spatial in nature, a GIS
was used to capture and manipulate the various datasets involved
(DeMers, 2009). A GIS was also used to analyse the data owing to
its capability to combine multiple disparate datasets in a spatial
manner. Depending on the mapping scale, a town can be repre-
sented by a point (i.e. its centre) or a polygon (i.e. its urban edge).
In addition, because a town is inuenced by its surrounding hinter-
land activities, a town can also be dened as a Voronoi (Thiessen)
polygon. The latter ensures that any point within the polygon is
Fig. 2. Growth potential index construction. closest to its centre (i.e. town centre). Due to the nature of the data
that was expected to inuence the growth potential of towns, it
hazards, these traditional spheres are still used to classify most was recognised that a combination of spatial entities (i.e. centre of
indicator sets (Tanguay et al., 2010). town, urban edge and Voronoi polygon) had to be used to represent
The themes in Table 1 were used as main indices of growth towns. For instance, to calculate a towns distance from major roads,
potential and as a framework for criteria identication. In the con- the town had to be represented by its centroid (i.e. point). Voronoi
text of MCDM, each thematic index is considered an objective, each polygons are preferred when the inuence of the surrounding hin-
with a set of criteria. The thematic indices were then combined terland, for instance when relating its surrounding agricultural
to form intermediate indices relating to growth preconditions and activities, needs to be calculated. The data consequently dictates
innovation potential (Fig. 2). Together, the intermediate indices what spatial entities should be used during data preparation, but
form a composite growth potential index which is the main objec- for analysis purposes all polygons were converted to points (i.e.
tive of the evaluation. centroids) to enable easier comparison.
For many regional planning and geography applications the
2.3.2. Criteria identication capacity or functional extent of a settlement should be taken into
The framework was used to identify 85 criteria relating to account when generating Thiessen polygons. Dong (2008) and
growth potential. Data availability was a major factor in nding Gong et al. (2012) developed a methodology whereby the size
suitable criteria, mainly because provincial-wide datasets at set- and shape of a Thiessen polygon can be manipulated (weighted)
tlement level are limited. Preference were given to simple and according to an attribute of the source dataset (usually points).
robust (i.e. statistically validated) indicators that are responsive This approach was followed to generate the Thiessen polygons (see
to policy interventions and resistant to manipulation. It was also Fig. 3) used in this paper. The polygons were weighted according
important that the selected criteria cover as wide as possible spec- to the population sizes of the settlements in the Western Cape,
trum of human and economic activities, as well as the bio-physical thereby generating a more realistic sphere of inuence for each
conditions of the settlements in the Western Cape, while having settlement.
minimal overlap with each other. Quantiable features that can be
monitored to establish performance trends and that are sensitive 2.3.4. Normalization
enough to reect important changes in a settlements character- Because criteria can be measured in different scales (i.e. nomi-
istics were favoured. The frequency and coverage of the selected nal, ordinal, interval and ratio), MCDM requires that all indicators
elements were also considered for timely identication of perfor- are reformatted (normalised) to a common scale (Malczewski,
mance trends. The structuring framework and indicator selection 1999). Linear scaling (Eq. (2)) is the preferred normalization
184 A. van Niekerk et al. / Land Use Policy 50 (2016) 179193

Table 2
Factors considered for each index.

Human capital index


Average per capita income 2011 (Rands) a , c , d
% of population receiving social grantsb
% of households living in informal housing 2011b
% change in economic empowerment 20012011a , c
Overcrowding 2011b
% Unemployment 2011 b , c , d
Matric pass rate 2012 (%) a , c
% 2065 years old with primary or no education 2011b
% 2065 year olds with at least grade 12 and highera , c
Ratio non-economically active population age 2011b , c , d
% Population growth rate 20012011a
% In-migrants past 10 years 2011a

Economic index
Tourism potential 2008 a , c
% Growth of economically active population 20012011 a , c , d
Growth in town extent 0508 (ha)a
Growth in town extent 0811 (ha)a
Growth in town extent 0511 (ha)a
Distance to PE, CT and 6 leader towns b , c
Total personal income 2011 (Rands million) a , c
% Growth in highly skilled labour 20012011 a , c
Number of property transactions 2010a
Value of property transactions 2010a , c
Property tax revenue 2010a , c
Number of formal retail outlets and service sector businesses 2010a , c , d
Number of formal retail outlets and service sector businesses 2010 per persona

Bio-physical index
Number of vacant residential stands 2010a
Number of vacant business stands 2010a
Number of vacant industrial stands 2010a
Mean annual precipitation a , c , d
Projected short term (2020) surplus/shortfalls of peak summer GAADD considering internal reticulation storage 2011 (mcm/a) a , c
Projected medium term (2025) surplus/shortfalls of GAAD under high growth scenario plus 100% of future developments realised 2011 (million m3/a)a
Groundwater availability 2011 (mcm/a) a , c
Groundwater quality 2011 b , c , d
Potential evaporation (mm) b , c
Grazing capacitya , c
% Area cultivated 2012a , c , d
Growth in% area cultivated (20072012)a , c Size and status of unexploited minerals 2010a , c
Groundwater quality (EC) 2011 (Ms/m)b
Biodiversityb

Infrastructure index
% Households with access to the internet 2011a , c , d
Distance to nearest scheduled airportb , c
Distance to nearest commercial harbourb , c
Distance to nearest small harbour and slipwaysb , c
Access to main and national roadsa , c , d
Access to railwaysa , c , d
% households with access to cellphone 2011a , c
% households with access to sanitation (ush) 2011a , c
% households with access to electricity (lighting) 2011a , c
% households with access to waste removal 2011a ,c
WWTW spare capacity per person 2011 (l/day/pop)a , c , d
State of WWTW infrastructure 2011a , c , d

Institutional index
Management experience and capacity 2010a , c
Debtors ratio 2010b
Debt rate 2010b
Qualied audits 2012a , c , d
Infrastructure backlog reduction 2010a , c , d
OPEX per capita 2010a
CAPEX per capita 2010a
Staff per cap ratio 2010b , c
% Posts lled 2010a , c , d
% Crime (all) occurrences change 20092012b , c , d
% Contact crime occurrences change 20092012b
% Property crime occurrences change 20092012b
Crime (all) occurrences (0912) per 100,000 populationb , c
Contact crime occurrences (0912) per 100,000 populationb
Property crime occurrences (0912) per 100,000 populationb
Small business support 2010a , c
Voter turnout 2010a
Number of Amenities 2010a , c , d
Number of Social service organisations 2010a , c
a
Factor contributed positively to the index (i.e. high values are preferred).
b
Factor contributed negatively to the index (i.e. low values are preferred).
c
Factor used in Criteria Subset A (see Section 2.3.5).
d
Factor used in Criteria Subset B (see Section 2.3.5).
A. van Niekerk et al. / Land Use Policy 50 (2016) 179193 185

Fig. 3. Weighted Voronoi polygons used as basis for data collection and analysis at settlement level.

method applied in MCDM as it uses the range of a variable as basis a positive effect on growth potential, while a population with a low
for standardization. This is especially useful when different vari- level of education would be considered negative. Factors with pos-
ables are combined using weights (levels of importance) as the itive and negative inuence on growth potential differentiated in
range of the outcome can be determined prior to the evaluation Table 2 with a + or sign. The GPPSS was designed to process such
(Van der Merwe et al., 2013; Van der Merwe and Van Niekerk, cases by applying Eq. (4) in cases where a criterion has a negative
2013). An alternative approach is the use of standardized z-scores effect.
(Eq. (3)), which compares each raw value in a dataset to the mean
of the dataset and sets the standard deviation equal to 1. Both of Yi = 1 Xi (4)
these normalization methods were implemented in the GPPSS. For where: Yi is the inverted score; and Xi represents the original score.
implementation and scenario-building purposes, linear scaling was
denoted as Normalization Method A, while z-score standardization
2.3.5. Criteria subset selection
was referred to as Normalization Method B.
A subset of the initial criteria set was selected through a par-
Ri Rmin ticipatory process involving structured meetings with municipal
Xi = m (2)
(Rmax Rmin ) representatives and provincial government ofcials, as well as
other stakeholders (e.g. urban and regional planners, business
where: Xi is the standardised score; Ri is the raw score; Rmin rep- owners). Eight open days were also held in each of the district
resents the minimum score; Rmax is the maximum score; and M is municipalities of the Western Cape to raise awareness of the
an arbitrary multiplier representing the upper standardised range research and to elicit comment from the general public. Some of
value. criteria were considered to be dated while others were eliminated
(xik xk ) on the grounds of being poor reections of growth potential. These
zik = (3)
sdk included the indicators relating to the physical growth of settle-
ments as it was argued that some settlements have densication
where, zik is the standardised score (also called z-score); xik is the policies in place to limit physical urban expansion.1
raw value of variable k for settlement i; xk is the mean value of
variable k for all settlements in the province; and sdk is the standard
deviation of variable k. 1
A settlements rate of physical expansion is not necessarily on par with its eco-
A mechanism whereby criteria can be inverted was also imple- nomic or population growth rate. Stellenbosch, for example, experienced an annual
mented as some criteria may have a positive or negative effect on population growth rate of 8.5% from 2000 to 2010, while its physical expansion in
growth potential. For instance, a low crime rate is expected to have the same period averaged at 2.8% per annum (Musakwa and Van Niekerk, 2013).
186 A. van Niekerk et al. / Land Use Policy 50 (2016) 179193

The qualitative process of criteria selection was followed by a parison matrix is considered inconsistent when its CR value is 0.1
quantitative data reduction process to produce a second subset of or more. Correcting inconsistencies requires a process of adjusting
factors. The danger of using a large number of factors in modelling is the relative importance of the individual factors, which is not only
that sets of factors that relate to a common theme will dominate the time-consuming, but often subjective (Malczewski, 2004). How-
outcome of a particular index. This may occur simply because more ever, the major problem with weighting schemes is the qualitative
data is available relating to a particular theme, resulting in multi- and subjective way in which they are drawn up. This was of par-
ple factors that essentially convey the same information. Another ticular concern in this study because the results could be used
potential danger of using large numbers of indicators in composite for informing investment strategies which might benet specic
indices is the inherent risk of trading off a poor result in one com- regions or settlements in the study area. Any possibility of bias in
ponent against a strong performance or positive result in another the allocation of weights had to be eliminated as it may reduce
component (i.e. compensability). To guard against duplication the acceptance of the results. One strategy for avoiding bias during
and compensability, statistical analyses can be used to remove any importance ranking is to assume that all factors are equally impor-
aligned and inverted repetition within each index. Two approaches tant. This approach was used by Zietsman et al. (2006) for ranking
were used in this study. The rst approach made use of a Pearsons the growth potential of settlements using 83 indicators. Another
two-tailed bivariate correlation analysis (using IBM SPSS v22 soft- strategy is to make use of statistical analyses to objectively deter-
ware) to identify variables that are highly correlated. In cases where mine the relative importance of a particular factor (Booysen, 2002).
two criteria had very high (>0.8) correlations, a qualitative judge- In the case of PCA, components can be weighted with the propor-
ment was made to decide which indicator to eliminate. A total of tion of variance in the original set of variables explained by the rst
26 variables were eliminated in this manner, resulting in Criteria principal component of that particular component. The advantage
Subset A which consisted of 46 criteria. of this technique is that it produces a set of weights that explain
The second approach used for removing duplication involved the largest variation in the original variables.
the use of principal component analysis (PCA). Multivariate tech- For the purpose of scenario generation, two alternative weight-
niques such as PCA are often employed for removing data ing schemes were implemented in the SDSS. The rst scheme
duplication in large datasets involving multiple variables (Booysen, (Weighting Scheme A) allocates equal weights to all the factors,
2002; Grasso and Canova, 2008). The purpose of PCA is to determine while the second scheme (Weighting Scheme B) makes use of PCA
the number of latent variables underlying the data, to condense to automatically generate a weight for each criterion. This is done
the data, and to dene the content and meaning of the compo- by allocating a weight to the criterion with the highest loading on
nents that accounts for the variation in the data. PCA is based on the each principle component in accordance to the proportion of the
premise that the variation observed in a variety of individual vari- overall variance explained by the particular component.
ables reects the patterns of a smaller number of some deeper or
more fundamental features (also referred to as the components). 2.3.7. Classication
The technique provides a reliable means of simplifying a variable A settlements index value can be used to rank each town accord-
set and identifying, within each set, the common components of ing to its relative performance. However, ranking towns from high
association (Acton et al., 2009). In this study, PCA was applied as a (1) to low (131) within each index makes comparison between set-
data reduction and criteria selection technique by identifying and tlements difcult. In addition, it introduces an articial ordering
removing duplicated variables. Separate factor analyses were per- of settlements due to the relatively small intervals between index
formed for each set of variables relating to a particular thematic values. For instance, town A may be ranked several positions higher
index (Table 1). The results of the PCA were studied to identify than town B even though their index values differ by only a frac-
the components that cumulatively represented 70% or more of the tion (also compounded by the compensability problem referred
underlying variation if a variable set. Highly correlated variables to above). Consequently, all index values were grouped into ve
within each principle component were identied by considering classes (labelled very high, high, medium, low and very low) using
the factor loadings within each component. Through this process, natural breaks (Classication Technique A) and quintiles (Classica-
a total of 55 variables were found to be redundant and were conse- tion Technique B). Natural breaks, also known as Jenks algorithm
quently removed from further analysis, resulting in Criteria Subset (Jenks, 1967), uses statistical analyses to detect natural breaks in
B which consisted of 17 criteria. The PCA approach consequently the histograms of the raw index values, while quintile classica-
resulted in a much smaller set of core criteria compared to that of tion creates groups that are equal in size (number of cases). To
the bivariate correlation method. perform statistical analyses, the classes were transformed to ordi-
nal numbers namely: 1 = Very Low, 2 = Low, 3 = Medium, 4 = High,
2.3.6. Weighting and 5 = Very High.
The weight allocated to each criteria to reect its relative
importance can have a signicant effect on the MCDM outcome 2.4. Scenario generation and statistical analyses
(Malczewski, 2004). Deciding on which weights to allocate to each
criterion becomes more difcult as the number of criteria increases. The GPPSS was developed using ArcView GIS (ESRI, 2002). SDSS
Methods such as the analytical hierarchy process (AHP) (Saaty and development within an existing GIS environment has been shown
Vargas, 1991) has been used to support this task (Subramanian to provide several advantages over developing stand-alone systems
and Ramanathan, 2012), but the procedure is limited to a rela- (Basson, 2005; Bester, 2004; Mlisa, 2007; Van Niekerk, 1997; Varma
tively small number of factors (Kousalya et al., 2012). In addition, et al., 2000). The GPPSS consists of a spatial database, a knowl-
because human reasoning is used to specify the relative impor- edge base and an inference system (Van Niekerk, 2009). The spatial
tance of a factor, the process of allocating weights can also lead database contains the various datasets relating to the criteria listed
to inconsistencies. For instance, criterion A may be regarded as in Table 2, while the knowledge base is a list of criteria and their
more important than criterion B, while B might be considered more respective weights. During execution, the inference engine nor-
important than criterion C. An inconsistency will occur if crite- malizes and combines (using WLC) all the criteria to produce a
rion C has been dened as being more important than criterion result that can then classied. By automating this procedure, vari-
A (Marinoni, 2004). To guard against such inconsistencies, Saaty ous growth potential scenarios can interactively be generated by:
(1977) introduced a consistency ratio (CR) which can be calculated (1) editing (updating) the raw datasets values; (2) disabling cer-
from the principle eigenvector of the comparison matrix. A com- tain criteria (i.e. creating a subset of criteria); (3) setting a different
A. van Niekerk et al. / Land Use Policy 50 (2016) 179193 187

Table 3
Growth potential scenarios generated by setting different model settings.

Scenario # Scenario code Criteria subset Weighting scheme Normalisation method Classication technique

1 AAAA A A A A
2 AABA A A B A
3 ABAA A B A A
4 ABBA A B B A
5 BAAA B A A A
6 BABA B A B A
7 BBAA B B A A
8 BBBA B B B A
9 AAAB A A A B
10 AABB A A B B
11 ABAB A B A B
12 ABBB A B B B
13 BAAB B A A B
14 BABB B A B B
15 BBAB B B A B
16 BBBB B B B B

normalization method; (4) modifying the relative weights of indi- parameter set (combination of criteria subset, weighting scheme,
vidual criteria; and (5) selecting a different classication method. normalization method and classication technique) was used. A
The system can also be set up to iteratively apply various permu- total of 71 (61%) settlements had a SD of 0.5 or less, indicating that
tations of settings to produce different scenarios. To demonstrate, adjustments to the parameters resulted in only minor differences
16 different scenarios were generated in this paper by applying in the classication outputs of the majority of settlements.
two subsets of criteria, two weighting schemes, two normalization The spatial representation of the MEDIAN result and SD scores
methods and two classication techniques (Table 3). are shown in Fig. 4. A number of observations can be made from
The classications of all 16 scenarios were mapped and statis- these results. Many of the settlements that were classied in Fig. 4a
tically compared. The median growth potential classication per as having a high or very high growth potential are clustered around
settlement (MEDIAN) was rst calculated to represent the overall the City of Cape Town, most likely inuenced by their proximity to
(consensus) classication of a settlement. The median instead of the metropolis. This cluster includes the towns Malmesbury, Paarl
the mean was used as it is known to be less sensitive to outliers and Stellenbosch, which were all classied as having a very high
(Pearson, 2002). The purpose of the SD score is essentially to quan- growth potential. A second cluster of very high and high potential
tify the level of disagreement between the different scenarios for settlements occurs in the Saldanha Bay region, with Vredenburg
a particular settlement. If the SD is very high (e.g. more than 1) and Langebaan (very high growth potential) acting as the main
it would indicate that, for the particular settlement, there is not a nodes. The third cluster of towns with high and very high growth
good agreement (consensus) between the methods used to model potential is located along the coast of the Overstrand municipal
its growth potential. Settlements with high SD may consequently area, in particular Bettys Bay, Pringle Bay and Hermanus. A fourth
be considered to be more sensitive to the methodological approach cluster of high potential municipalities and settlements are located
used, which suggests a level of uncertainty of the classication of along the Garden Route, with Mosselbaai, George and Knysna being
that settlement. classied as having a very high growth potential and Plettenberg
Pearsons two-tailed bivariate correlation analyses were carried Bay as high. Most of the settlements in the interior, specically
out in IBM SPSS v22 software and used to determine how closely the Karoo region, were classied as having a limited (i.e. very low
the growth potential classications of each scenario agree to the or low) growth potential, the only exception being Oudtshoorn
consensus (median) classication. A correlation score (COR) was which received an overall classication of 3.5 (High). In terms
recorded for each scenario. of SD scores (Fig. 4b) it seems that there was better agreement
The SD score, MEDIAN, and classication results of all 16 sce- (low SD scores) between the classications of the larger settle-
narios were mapped to enable spatial comparison. The results ments, while smaller rural settlements generally recorded larger
were presented to a group of stakeholders, including govern- (e.g. 0.6 or more) SD scores. Examples include Lutzville, Redel-
ment ofcials, local and district municipal representatives, town inghuys, Aurora, Botrivier, Gansbaai/Franskraalstrand, Suurbraak,
and regional planners, social scientists, environmental managers, Jongensfontein, Friemersheim and Rheenendal.
economists and geographers. Stakeholders were requested to inter-
pret the scenario results and to comment on how the classications
compare to their growth expectations for individual settlements. 3.2. Sensitivity analysis
The SD scores, COR values and the outcome of the qualitative assess-
ment were considered in the selection of the most appropriate The correlation analysis results (see bottom of Table A1)
solution (Voss and Post, 1988). revealed that most of the scenarios were highly correlated with
the MEDIAN classication, with 12 (75%) having a correlation of
more than 0.9 (p < 0.001). Scenario 1 (AAAA) achieved the high-
3. Results est correlation (0.963) with the MEDIAN classication, although its
correlation difference to Scenarios 2 and 6 is marginal. The lowest
3.1. Classications correlations (i.e. largest deviation) were recorded for Scenarios 7,
8, 15, and 16 with all of them having correlations of less than 0.9
The classications of the 16 growth potential scenarios are (p < 0.001). However, given that correlations of 0.7 or more are gen-
shown in Table A1. Overall there is a good classication agreement erally considered to be very strong, it can be concluded that all of
between the different scenarios, with 24 (21%) of the settlements the scenarios produced classications that are in high agreement.
having a SD score of zero. This implies that, for 24 settlements, all This demonstrates that the methodology is relatively insensitive to
the growth potential classications were identical no matter which different sets of criteria and weighting schemes.
188 A. van Niekerk et al. / Land Use Policy 50 (2016) 179193

Fig. 4. Geographic comparison of the (a) MEDIAN (consensus) and (a) SD (disagreement) scores per settlement.

3.3. Qualitative evaluation that, compared to the other scenarios (Fig. A.1), Scenario 1 (Fig. 5)
provided the most meaningful results. Some concerns about the
These ndings were subjected to a rigorous public participation classications of a small number of towns were raised, but most
process consisting of several brainstorming workshops. The results were dispelled when the data (criteria) used in the modelling were
were also made available to the ofcials and general public of all scrutinized. The growth potential classications of the settlements
of the 26 municipalities in the Western Cape province (see Fig. 1). in Fig. 5 were perceived by many to be a true reection of input
Maps (Figs. 5 and A1 ) of all the scenarios were also produced to data (see Section 4), which conrmed the quantitative (correlation)
support the evaluation process. Good feedback was received from analysis results.
the stakeholders and participants and the general agreement was
A. van Niekerk et al. / Land Use Policy 50 (2016) 179193 189

Fig. 5. Classication results of Scenario 1 (AAAA).

4. Discussion methodological variations. This nding is of great value because it


increases the condence in the modelling process and creates the
Growth potential modelling is useful as it provides insight into perception that the growth potential results are good reections of
which settlements in a region are likely to experience growth and the underlying data.
which areas are likely to decline. Such information can be used to The bivariate correlation analyses revealed that the combina-
support investment decisions relating to infrastructure develop- tion of parameters used for Scenario 1 produced a classication that
ment and social welfare support. As demonstrated in this paper, was very similar to the MEDIAN result. This scenario incorporates
growth potential modelling is an ill-structured problem as it has all of the criteria (Criteria Set A), applies equal weights (Weighting
multiple possible solutions, solution paths, and criteria. MCDM pro- Scheme A), performs linear scaling (Normalization Method A), and
vides a logical framework for analysing and aggregating the large employs natural breaks classication (Classication Technique A)
number of factors that affect growth potential. GIS are very effec- to generate the growth potential classications. The classication
tive for preparing, analysing and presenting the various datasets result of Scenario 1 was compared to other scenarios that received
and criteria, but are not exible enough for interactive or auto- relatively high (>0.95) COR scores. This evaluation focussed on the
mated scenario generation. The GPPSS enabled the construction of a settlements with high SD scores as the classications under the
series of growth potential modelling scenarios or the Western Cape different parameter scenarios are most likely to deviate in these
province that can help government ofcials, scientists and other towns. For instance, Suurbraak received an SD score of 0.75 and
stakeholders to gain a regional outlook of development trends. The was classied as having a low growth potential (2) by Scenarios 1,
generation of scenarios also reduces the risks associated with the 2, 5, 6, 8, 9, 12 and 13, while in Scenarios 3, 4, 10, 11, 12 and 14 it was
methodological uncertainties of growth potential as it can highlight classied as having a medium potential (3). In three cases (Scenar-
sensitivity to specic parameters. This is of particular importance ios 7, 15, 16) Suurbraak received a growth potential classication
for growth potential modelling for which there is no universally of very low (1). The general agreement amongst stakeholders was
acceptable methodology. In this paper only two subsets of criteria that this small isolated town has little prospect of dramatic devel-
were considered in the scenario generation process. However, the opment and that a low growth potential is the most appropriate
GPPSS can potentially automatically generate hundreds of different classication. Similarly, when the criteria of Rheenendal (SD = 0.97)
subsets. The user can also interactively select or deselect individual is inspected it is clear that the medium (3) classication of Scenario
factors to see what inuence such changes will have of the results 1 is the best reection of its true growth potential. This settle-
(i.e. carry out a data sensitivity analysis). Another benet of the use ment is located close to the rapidly growing towns of Knysna and
of the GPPSS is that the growth potential modelling can be easily George and has experienced a 127% growth in highly skilled labour
updated by simply editing or replacing the datasets associated with between 2001 and 2011. It also has good access to high quality sur-
the individual factors. face and ground water; is close to airports and harbours; and has a
When applied to the data of the Western Cape the GPPSS relatively low and declining crime rate. These factors contributed
produced meaningful growth potential classications. Through a to its medium growth potential classication in the majority of the
process of scenario building and comparison it was determined scenarios (2-6, 9, 10, 13, 14, 16).
that there is good agreement between different parameter sets. Similar evaluations were carried out for various other settle-
This is an indication that the classications are good reections of ments. The conclusion from these assessments was that Scenario 1
the underlying data and that they are not signicantly affected by consistently produced sensible classication results. This observa-
190 A. van Niekerk et al. / Land Use Policy 50 (2016) 179193

tion, in combination with the fact that this scenario had the highest This paper combined MCDM, GIS and SDSS to generate a num-
COR score, led to the selection of Scenario 1 as the most appropri- ber of growth scenarios for settlements in Western Cape province
ate growth potential classication model for the non-metropolitan of South Africa. A new framework and methodology for select-
settlements of the Western Cape. ing, structuring and analysing multiple growth potential criteria
The GPPSS is not without limitations. Although its development was proposed. The framework, based on the principles of innova-
within a desktop GIS environment enabled rapid development, tion potential and growth preconditions, is applied to demonstrate
the required software license makes it only accessible to those how it can be used to identify a series of candidate criteria relat-
with the required license. The systems graphical interface is very ing to the growth potential of settlements. Scenarios are generated
rudimentary as it was designed as a research tool and not for gen- using a newly-developed Growth Potential SDSS (GPPSS). The vari-
eral distribution. Users will also require familiarity with ArcView ous scenarios were then quantitatively and qualitatively evaluated
software. A logical extension of this research would be the redevel- to select the most appropriate solution. The scenario-building also
opment of the GPPSS as a web application that is accessible over highlighted the sensitivity of growth potential models to variations
the Internet. in parameters such as the criteria set, weighting scheme, normal-
isation technique and classication method. Although the GPPSS
was specically developed for the Western Cape province, it can
5. Conclusions be applied for any group of settlements for which suitable data is
available. It can also be applied on other spatial entities such as
The dynamics and intricacies of the problems and challenges wards, municipalities, districts, counties, countries and region as
relating to settlements in recession must be approached in a coor- long as the data is available in GIS format.
dinated manner. Investment strategies should be put into place to
accelerate development in settlements with high growth potential, Acknowledgements
whilst ensuring sustained social and institutional support to those
living in regions with relatively low growth potential. Develop- We thank the Department of Environmental Affairs and Devel-
ment policies should direct specic types of investments to certain opment Planning of the Western Cape Government for providing
areas or settlements. Industrial development should, for instance, nancial support for this study.
not be encouraged in settlements reliant on tourism or in areas
that are environmentally sensitive. To do the above state institu- Appendix A
tions need an appropriate methodology to inform policy decision
management.

Table A1
Settlement growth potential classications for all scenarios (1 = Very Low; 2 = Low; 3 = Medium; 4 = High; 5 = Very High).

Settlement AELN AEZN AULN AUZN CELN CEZN CULN CUZN AELQ AEZQ AULQ AUZQ CELQ CEZQ CULQ CUZQ MEDIAN SD

Albertinia 3 3 3 3 3 3 2 2 3 3 3 3 3 3 2 2 3 0.50
Arniston 2 2 2 2 2 2 2 2 2 2 2 2 2 2 1 2 2 0.25
Ashton 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 0.00
Aurora 2 2 2 2 2 2 3 3 2 2 1 1 2 2 4 3 2 0.75
Barrydale 3 3 3 3 3 3 2 2 3 3 3 3 3 3 2 2 3 0.50
Beaufort West 2 2 3 3 2 2 2 2 2 2 3 3 2 2 2 2 2 0.50
Bettys /Pringle Bay 5 5 5 5 5 5 5 4 5 5 5 5 5 5 5 5 5 0.25
Bitterfontein 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 0.00
Bonnievale 3 2 2 2 3 2 2 2 3 3 2 2 3 3 3 2 2 0.66
Botrivier 3 3 3 3 3 3 4 4 4 3 4 4 4 3 5 5 3.5 0.71
Bredasdorp 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 4 3 0.25
Buffelsbaai 3 3 4 4 3 3 3 4 4 4 4 4 4 4 4 4 4 0.56
Caledon 4 4 4 4 4 4 5 4 5 4 4 4 5 4 5 5 4 0.56
Calitzdorp 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 0.00
Ceres 4 4 3 4 4 4 3 4 4 5 4 4 4 5 4 4 4 0.50
Citrusdal 2 2 2 2 2 2 3 3 2 2 2 2 2 2 3 3 2 0.50
Clanwilliam 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 0.00
Darling 3 3 3 3 3 3 4 3 4 4 4 4 4 4 5 4 4 0.71
De Doorns 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 0.00
De Rust 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 0.00
Doringbaai 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 0.00
Dwarskersbos 3 3 3 3 3 3 3 3 3 3 3 3 3 3 4 4 3 0.35
Dysselsdorp 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 0.00
Ebenhaesar 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 0.00
Eendekuil 3 3 2 2 3 3 3 3 3 3 2 2 3 3 4 4 3 0.61
Elandsbaai 3 2 2 2 3 2 3 3 3 3 2 2 3 3 3 3 3 0.61
Elim 2 2 2 2 2 2 1 2 1 2 2 2 1 2 1 1 2 0.56
Franschhoek 3 3 4 4 3 3 3 3 4 4 5 4 4 4 3 4 4 0.71
Friemersheim 3 3 3 3 3 3 1 2 3 3 3 3 3 3 1 1 3 0.90
Gansbaai 4 4 4 4 4 4 3 3 5 5 5 5 5 5 3 3 4 0.79
Genadendal 3 3 3 3 3 3 3 3 4 4 4 4 4 4 3 3 3 0.61
George 5 5 5 5 5 5 5 5 5 5 5 5 5 5 5 5 5 0.00
Goedverwacht 2 2 2 2 2 2 3 3 2 2 2 2 2 2 3 3 2 0.50
Gouda 3 3 2 2 3 3 2 2 3 3 2 3 3 3 2 2 3 0.66
Gouritsmond 3 3 3 3 3 3 3 3 4 4 4 4 4 4 3 3 3 0.61
Graafwater 2 2 2 2 2 2 2 2 2 2 2 1 2 2 3 2 2 0.35
Grabouw 4 4 4 4 4 4 4 4 5 5 5 5 5 5 5 5 4.5 0.50
Greyton 3 3 3 3 3 3 4 4 4 4 4 4 4 4 5 4 4 0.66
Jongensfontein 3 3 4 4 3 3 2 2 4 4 4 4 4 4 2 2 2 0.66
A. van Niekerk et al. / Land Use Policy 50 (2016) 179193 191

Table A1 (Continued)

Settlement AELN AEZN AULN AUZN CELN CEZN CULN CUZN AELQ AEZQ AULQ AUZQ CELQ CEZQ CULQ CUZQ MEDIAN SD

Haarlem 2 2 2 2 2 2 1 2 1 1 2 2 1 1 1 1 3 0.50
Heidelberg 3 3 3 3 3 3 2 2 3 3 3 3 3 3 2 2 2 0.35
Herbertsdale 2 2 2 2 2 2 2 2 2 2 2 2 2 2 1 1 5 0.43
Hermanus/Onrus 5 4 5 5 5 4 5 4 5 5 5 5 5 5 5 5 3 0.43
Hopeeld 3 3 3 3 3 3 2 3 3 4 3 3 3 4 3 3 3.5 0.87
Kalbaskraal 4 4 4 4 4 4 4 4 5 5 5 5 5 5 5 4 4 0.66
Klapmuts 3 3 3 3 3 3 3 3 3 3 4 3 3 3 4 4 3 0.43
Klawer 2 2 2 2 2 2 2 2 1 1 1 1 1 1 3 2 2 0.66
Kleinmond 4 4 4 4 4 4 3 3 5 5 5 5 5 5 4 4 4 0.71
Kliprand 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 0.00
Knysna/Brenton 5 5 5 5 5 5 5 5 5 5 5 5 5 5 5 5 5 0.00
Koekenaap 2 2 2 2 2 2 2 2 1 1 1 1 1 1 2 2 2 0.61
Koringberg 3 3 3 3 3 3 4 4 4 4 4 4 4 4 5 5 4 0.71
Kurland 2 2 3 3 2 2 2 2 2 2 3 3 2 2 2 2 2 0.50
Ladismith 2 2 2 2 2 2 2 2 1 2 2 2 1 2 2 2 2 0.35
Laingsburg 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 0.00
Lamberts Bay 2 2 2 2 2 2 3 3 2 2 2 2 2 2 3 3 2 0.50
Langebaan 4 4 4 4 4 4 4 4 5 5 5 5 5 5 5 5 4.5 0.50
Leeu Gamka 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 0.00
Lutzville 2 2 2 2 2 2 3 3 1 1 1 1 1 1 3 3 2 0.79
Malmesbury 5 4 4 4 4 4 5 5 5 5 5 5 5 5 5 5 5 0.56
Matjiesfontein 1 1 1 1 1 1 2 2 1 1 1 1 1 1 2 2 1 0.50
McGregor 3 3 3 3 3 3 2 3 3 3 3 3 3 3 3 3 3 0.25
Merweville 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 0.00
Montagu 3 3 3 3 3 3 3 3 4 4 4 4 4 4 4 4 3.5 0.50
Moorreesburg 4 4 4 4 4 4 4 4 5 4 4 4 5 4 5 5 4 0.50
Mosselbaai 5 5 5 5 5 5 5 5 5 5 5 5 5 5 5 5 5 0.00
Murraysburg 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 0.00
Napier 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 0.00
Natures Valley 3 3 3 3 3 3 3 4 3 3 4 4 3 3 4 5 3 0.71
Nuwerus 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 0.00
Op-die-Berg 2 2 2 2 2 2 2 3 1 2 1 2 1 2 2 2 2 0.50
Oudtshoorn 3 3 3 3 3 3 3 3 4 4 4 4 4 4 4 4 3.5 0.50
Paarl 5 5 5 5 5 5 5 5 5 5 5 5 5 5 5 5 5 0.00
Paternoster 3 3 3 3 3 3 3 3 4 4 3 3 4 4 3 3 3 0.50
Pearly Beach 2 2 2 2 2 2 2 2 2 1 2 2 2 1 2 2 2 0.35
Piketberg 3 3 3 3 3 3 4 4 3 4 3 3 3 4 5 5 3 0.87
Plettenberg Bay 4 4 4 4 4 4 4 4 5 5 5 5 5 5 4 5 4 0.66
Pniel/Kylemore 4 4 5 4 4 4 4 4 5 5 5 5 5 5 5 5 5 0.66
Porterville 4 4 4 4 4 4 4 4 5 5 5 4 5 5 5 5 4 0.66
Prince Albert 1 1 1 1 1 1 1 2 1 1 1 1 1 1 1 1 1 0.25
Prince Alfred Ham. 3 3 3 3 3 3 3 3 4 4 3 4 4 4 3 4 3 0.61
Rawsonville 3 3 3 3 3 3 3 3 4 3 4 3 4 3 4 3 3 0.50
Redelinghuys 2 2 2 2 2 2 3 3 2 1 1 1 2 1 3 3 2 0.71
Rheenendal 3 3 3 3 3 3 1 2 3 3 4 4 3 3 1 1 3 0.97
Riebeek-Kast./Wes 4 4 4 4 4 4 5 4 5 5 5 5 5 5 5 5 5 0.66
Rietpoort 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 0.00
Riversdale 3 3 3 3 3 3 3 3 4 4 4 4 4 4 3 3 3 0.61
Riviersonderend 3 2 3 2 3 2 3 3 3 2 3 2 3 2 4 3 3 0.66
Robertson 3 3 3 3 3 3 3 3 4 4 4 4 4 4 4 4 3.5 0.50
Saldanha 3 4 4 4 3 4 3 3 4 4 4 5 4 4 4 4 4 0.56
Saron 3 3 3 3 3 3 2 3 3 3 3 3 3 3 2 3 3 0.35
Sedgeeld 4 4 4 4 4 4 4 4 5 5 5 5 5 5 5 5 4.5 0.50
Slangrivier 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 1 2 0.25
St Helena Bay 3 3 3 3 3 3 2 2 3 3 3 3 3 3 2 2 3 0.50
Stanford 3 3 3 3 3 3 2 3 3 3 3 3 3 3 2 3 3 0.35
Stellenbosch 5 5 5 5 5 5 5 5 5 5 5 5 5 5 5 5 5 0.00
Stilbaai 4 4 4 4 4 4 3 3 5 5 5 5 5 5 3 3 4 0.79
Strandfontein 1 1 1 1 1 1 1 2 1 1 1 1 1 1 1 1 1 0.25
Struisbaai 2 3 3 3 2 3 1 2 2 3 3 3 2 3 1 1 2.5 0.79
Suurbraak 2 2 3 3 2 2 1 2 2 3 3 3 2 3 1 1 2 0.75
Swellendam 3 3 3 3 3 3 3 3 4 4 4 4 4 4 4 4 3.5 0.50
Touwsrivier 1 1 1 1 1 1 1 2 1 1 1 1 1 1 1 1 1 0.25
Tulbagh 2 2 2 2 2 2 2 3 2 2 2 2 2 2 2 3 2 0.35
Uniondale 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 0.00
Vanrhynsdorp 2 2 2 2 2 2 3 3 2 2 2 2 2 2 3 3 2 0.50
Velddrift 3 3 3 3 3 3 4 3 4 4 3 4 4 4 4 4 3.5 0.50
Villiersdorp 3 3 4 3 3 3 3 3 4 4 4 4 4 4 4 4 4 0.66
Volmoed 1 1 1 1 1 1 1 2 1 1 1 1 1 1 1 2 1 0.35
Vredenburg 5 4 4 4 4 4 4 4 5 5 5 5 5 5 5 5 5 0.66
Vredendal 2 2 2 2 2 2 3 3 2 2 1 2 2 2 4 4 2 0.83
Wellington 3 4 4 4 3 4 3 4 4 4 4 5 4 4 4 4 4 0.50
Wilderness 4 4 4 4 4 4 4 4 5 5 5 5 5 5 4 5 4 0.66
Witsand 2 2 3 3 2 2 3 3 2 2 3 3 2 2 4 4 2.5 0.71
Wolseley 2 2 2 2 2 2 2 3 2 2 2 2 2 2 2 2 2 0.25
Worcester 4 4 4 4 4 4 4 4 5 5 5 5 5 5 5 5 4.5 0.50
Yzerfontein 3 4 4 4 3 4 4 4 4 5 4 5 4 5 4 4 4 0.56
Zoar 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 0.00
COR 0.963 0.962 0.954 0.949 0.959 0.962 0.865 0.869 0.953 0.947 0.939 0.942 0.953 0.947 0.847 0.858
192 A. van Niekerk et al. / Land Use Policy 50 (2016) 179193

Fig. A1. Classication results of Scenarios 216.

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