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Epidemiologic Approach
From the Institute for Health Policy Studies and Departments of Pediatrics and
Epidemiology and International Health, University of California at
San Francisco, San Francisco
ABSTRACT. To investigate the recent 150% increase in The epidemiologic approach to disease etiology
the reported incidence of ventricular septal defects involves studying the distribution of the disease in
(VSDs) in the United States, the epidemiology of yen-
different times, places, and people to discover risk
tricular septal defects was examined. The apparent mci-
dence of VSDs is highly dependent on case finding meth- factors and synthesis of these risk factors with
ods, and more complete diagnosis and reporting probably medical knowledge to yield a model of causation.
account for the increase in reported incidence. Variations Because inference from epidemiologic studies re-
in case ascertainment also account for the small differ- quires comparison of incidence rates, it is necessary
ences in incidence in studies from different places. The
to begin with the problems of case definition and
several known risk factors for VSD, including a family
history of congenital heart disease and exposure to cer- ascertainment involved with estimating VSD mci-
tam drugs, infectious agents, and maternal metabolic dence.
disturbances, explain few cases. Incidence rates are sim- VSDs can occur alone or in combination with
ilar in different races and seasons and are unrelated to other cardiac defects. The majority of VSDs are
maternal age, birth order, sex, and socioeconomic status.
isolated or simple23; these are probably etiolog-
VSDs occur naturally in a wide range of mammals and
in birds, which also have four-chambered hearts. Despite ically distinct from complex VSDs2 and are the
identical genes and similar prenatal environments, the focus of this paper. Most studies distinguish be-
concordance rate in identical twins is only about 10%. tween simple and complex VSDs; for those that do
The consistency of incidence among individuals with not do so explicitly, it will be assumed that the
widely differing genes and environments and the fre-
VSDs are simple.
quency of discordance in identical twins suggest that
VSDs often occur as random errors in development, at a VSDs usually are asymptomatic and often close
frequency largely determined by the complexity of normal spontaneously, making accurate estimation of in-
cardiac morphogenesis. This hypothesis has two major cidence difficult. The steps involved in counting
implications: many VSDs are not preventable and par- VSD cases to estimate the incidence and the many
ents need not feel responsible for VSDs in their children.
opportunities to lose cases are shown in Fig. 1.
Pediatrics 1985; 76:741-749; congenital heart defect, yen-
tricular septal defect, epidemiology.
Variations in inclusion criteria, surveillance level,
diagnostic accuracy, and referral patterns all must
be considered when incidence proportions are corn-
pared.
I VSD occurs
3
Murmur present on
first examination . Some uncoop.rotivs pO$i.nts
. Subfl#{149}
murmurs
. Examin.r in#{149}xprinc#{149}
. Sponton.ous closure or loss
to follow-up b.for.
5, murmur board
Murmur heard on
examination
. Misdiagnos.d cas.s
(.sp.cially atypical murmurs
in osympfomo$ic infants)
1
Murmur recognized
as pathologic
. Infants who ore nof r#{149}fsrrd
Referral
I to a
(e.g. b.caus.
osymptornotic)
th.y or.
Fig 1. Steps involved in ascertaining ventricular septal defect (VSD) incidence and ways
for cases to be lost.
ARTICLES 743
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TABLE 1. Incidence of Ventricular Septal Defect (VSD) in Population-Based Studies*
First Author of Place (Years) Total No. of VSD/1,000 VSD/CHD Case Ascertainment Method
Reference Live Births Live
Births
methods than is the absolute incidence of VSD. TABLE 2. Ventricular Septal Defect (VSD) as a Pro-
This can be seen in Table 2: the relative incidence portion of Total Congenital Heart Disease in Pediatric
Case Series
of VSD is consistently about 30% in case series
from around the world, just as it is in the popula- First Author of Place (Ethnic Group) Total No. % VSD
Reference of Cases
tion-based studies summarized in Table 1.
Ta?7 Singapore 100 22
Schnire28 Cape Town, S Africa
Genetic Factors (white) 420 26
A genetic contribution to a birth defect may be (Colored) 262 27
(Bantu) 43 26
suspected when the defect runs in families. How- Wallooppi1lai Colombo, Ceylon 259 27
ever, such clustering does not prove a genetic etiol- Anderson3#{176} Northern US (Chip- 68 28
ogy because environmental factors, such as mater- pewa and Sioux)
nal diabetes or alcoholism, can also lead to familial Pailt* Manipal, India 200 29
Shann32 Taipei, Taiwan 586 32
clustering. In addition, although most VSDs occur
Caddell33 Uganda, Africa 44 36
as isolated defects, there are dozens of malforma- (8 native tribes)
tion syndromes that include VSD. These syn- Caddell Nigeria, Africa 67 39
dromes often have 25% to 50% recurrence risks, so (Yoruba)
that inclusion of even a few such patients in the Tofler35 Perth, Australia 41 39
(Aboniginals)
index group will lead to overestimation of the re-
* Case series includes some adults.
currence risk of isolated VSD.
Several studies have estimated the incidence of
CHD in first degree relatives of patients with
VSDs incidence of VSD, about 0.6% to 1% is also about
(Table 3). About one third of affected relatives have three times the population VSD risk (0.2% to 0.3%).
VSDs, one third have related types of CHD, and Children and parents of patients with VSD also
the remainder have diverse, seemingly unrelated, appear to be at increased risk, but there are fewer
types of CHD. Siblings of patients with VSD have data and results are less consistent. Of particular
an overall incidence of CHD of about 2% to 3%, interest is the study by Whittemore et al,44 which
compared with the population CHD incidence of found a 22% incidence of CHD in 78 offspring of
0.6% to 1%, for a risk ratio of about 3. Their mothers with VSD. Although a high incidence was
to be expected from the study design, which in- TABLE 4. Reported Concordance Rates for Ventricular
volved sequential examinations beginning at birth Septal Defect (VSD) and Congenital Heart Disease
by a suspicious cardiologist, the observed incidence
(CHD) in Twins
is still considerably higher than would be expected First VSD CHD
Author
from other studies. Additional studies of offspring MZ DZ ?Z MZ DZ ?Z
of patients with CHD will be needed to explain this Reference
discrepancy. Anderson46 0/11 0/9 0/2 4/59 1/43 0/5
Studies of twins can be helpful in estimating the Ando3T 11/47 3/39 2/27
relative importance of genetic and environmental Campbell47 0/2 0/4 0/2 0/10
risk factors for disease, especially if zygosity is Dennis 0/3 0/1 0/2 0/10 0/3
Hay48 1/30 6/99
accurately determined.45 However, it is difficult to
Kenna6 1/5 0/2t 2/15 2/14t
accumulate an adequate number of twins with a Lam?9 0/2 0/2 0/8 1/6
particular birth defect, even one as common as Nora49 1/1 0/4 6/13 1/24 1/6
VSD. Furthermore, because twinning itself may be Ross#{176} 2/11 2/26
associated with CHD, conclusions drawn from con- Uchida5t PLa 0/13 0/13
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Etiology of Ventricular Septal Defects: An Epidemiologic Approach
Thomas B. Newman
Pediatrics 1985;76;741
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PEDIATRICS is the official journal of the American Academy of Pediatrics. A monthly publication, it
has been published continuously since 1948. PEDIATRICS is owned, published, and trademarked by the
American Academy of Pediatrics, 141 Northwest Point Boulevard, Elk Grove Village, Illinois, 60007.
Copyright 1985 by the American Academy of Pediatrics. All rights reserved. Print ISSN: 0031-4005.
Online ISSN: 1098-4275.
The online version of this article, along with updated information and services, is located on
the World Wide Web at:
/content/76/5/741
PEDIATRICS is the official journal of the American Academy of Pediatrics. A monthly publication,
it has been published continuously since 1948. PEDIATRICS is owned, published, and trademarked
by the American Academy of Pediatrics, 141 Northwest Point Boulevard, Elk Grove Village,
Illinois, 60007. Copyright 1985 by the American Academy of Pediatrics. All rights reserved. Print
ISSN: 0031-4005. Online ISSN: 1098-4275.