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ABSTRACT
PURPOSE: Preterm infants frequently experience oral feeding difficulties due to underdeveloped oral motor skills and
the lack of coordination of sucking, swallowing, and respiration. The infants ability to consume all feedings orally while
maintaining physiologic stability and weight gain is necessary for their discharge. Therefore, difficulty with oral feeding
leads to longer hospital stays and higher costs. For example, with more than half a million of premature infants born each
year, a 3-day decrease in hospital stay would save more than 2 billion dollars annually. There is a need for evidenced-
based interventions that facilitate development of oral-motor skills, leading to improved oral feeding, thus shortening
hospital stays and lowering costs. The purpose of this research was to test the newly developed Premature Infant Oral
Motor Intervention (PIOMI) beginning at 29 weeks postmenstrual age (PMA), before oral feedings were introduced, to
determine whether the prefeeding intervention would result in a shorter transition from gavage to total oral feedings
and a shorter length of hospital stay (LOS). The PIOMI is a 5-minute oral motor intervention that provides assisted move-
ment to activate muscle contraction and provides movement against resistance to build strength. The focus of the inter-
vention is to increase functional response to pressure and movement and control of movements for the lips, cheeks, jaw,
and tongue. The cheeks (internal and external), lips, gums, tongue, and palate were stimulated per specific protocol with
finger stroking.
SUBJECTS: A total of 19 infants from 1 level III NICU born between 26 and 29 weeks PMA: 10 in the experimental group
and 9 in the control group.
DESIGN: A randomized, blinded, clinical trial was conducted to examine outcomes related to the newly developed PIOMI.
METHODS: Beginning at 29 weeks PMA (and before the introduction of oral feeding), the experimental group received
the PIOMI for 5 minutes per day for 7 consecutive days. The control group received a sham intervention to keep staff
and parents blinded to the infants group assignment. Physiological and behavioral stabilities were continually assessed
throughout the intervention. A chart review was then conducted to compare the transition from gavage feeding to total
oral feedings between the experimental and control group, as well as LOS.
RESULTS: The PIOMI was well tolerated by 29-week PMA infants, as evidenced by physiological and behavioral cues.
Infants who received the once-daily PIOMI transitioned from their first oral feeding to total oral feedings 5 days sooner
than controls (P .043) and were discharged 2.6 days sooner than controls.
CONCLUSION: This pilot work supports further study on the use of the PIOMI with preterm infants to enhance oral-
feeding skills and decrease LOS.
KEY WORDS: feeding, length of stay, neonatal, neonatal intensive care, newborn, oral motor, oral stimulation, PIOMI,
preterm infant
T
he preterm birth rate in the last 2 decades has
Author Affiliation: School of Nursing, Illinois Wesleyan steadily increased,1 nearly doubling the
University, Bloomington.
national goal of 7.6%, articulated in Healthy
Correspondence: Brenda S. Lessen, PhD, RN, School of People 2010 Objectives.2 The survival of preterm
Nursing, Illinois Wesleyan University, STV Hall, 203 Beecher infants has also greatly increased,3 with younger post-
St, Bloomington, IL 61702(blessen@iwu.edu). menstrual age (PMA) infants requiring a lengthy and
DOI: 10.1097/ANC.0b013e3182115a2a costly hospital stay. Contributing to this increase is
130 Cervantes et al
the rising rate of late childbearing and of multiple strength and control of movement for feeding.13
births (42% increase from 1990 to 2002), more than Preliminary evidence suggests that oral stimulation
half of whom are born preterm.3 Hospital stays for given before a feeding to preterm infants 32 to 36
newborns without complications average 1 to 2 days weeks PMA (born 30-34 weeks PMA) can increase
costing $1 500, while the prolonged hospital stays for weight gain, decrease transition time from gavage to
infants with a principal diagnosis of prematurity aver- total oral feedings, and decrease LOS.14 Oral stimu-
age $79 000.4 Although preterm births account for lation that included NNS offered during gavage feed-
only 12% of total (preterm and term) births, the cost ings to preterm infants 31 to 32 weeks PMA (born
for their prolonged hospital stays consumes 50% of between 26 and 32 weeks PMA) demonstrated a
the total cost for all infant hospital stays.4 shorter transition to full oral feedings and a decreased
Preterm infants frequently experience oral-feeding LOS.15 Fucile et al8 found similar results with oral
(bottle feeding with an artificial nipple) difficulties stimulation before gavage feedings in infants at 34.5
due to underdeveloped oral motor skills5 and the lack weeks PMA (born 26-29 weeks PMA). Both stud-
of coordination of sucking, swallowing, and respira- ies8,15 used the 15-minute Beckman Oral Motor
tion.5,6 The infants ability to consume all feedings Intervention (BOMI).13 However, no studies were
orally while maintaining physiologic stability and located that examined the use of a structured supple-
weight gain is necessary for their discharge. Difficulty mental oral stimulus program with infants born
with oral feeding leads to longer hospital stays and before 30 weeks PMA, as was the purpose of this
higher costs.7 With more than half a million of pre- study. This study tested the following hypotheses.
mature infants born each year, a 3-day decrease in
hospital stay would save more than 2 billion dollars Hypothesis 1
annually.1,4 Infants who receive the PIOMI before a feeding once
There is a need for evidenced-based interventions per day for 7 consecutive days before the introduc-
that facilitate development of oral motor skills lead- tion of oral feeding will have a faster transition from
ing to improved oral feeding for infants 30 weeks gavage to total oral feedings when compared with
PMA or younger, thus shortening hospital stays and controls who receive routine NICU care.
lowering costs. The purpose of this research was to
test the Premature Infant Oral Motor Intervention Hypothesis 2
(PIOMI) beginning at 29 weeks PMA, before oral Infants who receive the PIOMI given before a feed-
feedings were introduced, to determine whether the ing once per day for 7 consecutive days before the
prefeeding intervention would result in a shorter introduction of oral feeding will have a faster transi-
transition from gavage to total oral feedings and a tion through phase 1 of the 6-phase feeding progres-
shorter length of hospital stay (LOS). sion when compared with controls who receive rou-
tine NICU care.
BACKGROUND Hypothesis 3
Few studies have tested the effect of oral stimulation Infants who receive the PIOMI given before a feed-
on feeding ability, especially when the interventions ing once per day for 7 consecutive days before the
done before oral feedings are attempted, and no stud- introduction of oral feeding will result in a shorter
ies were located that tested the effects of oral stimula- LOS when compared with controls who receive rou-
tion on feeding progression of preterm infants before tine NICU care.
reaching 30 weeks PMA.8 Nonnutritive sucking
METHODS
(NNS) with a pacifer has been the most widely tested
oral-stimulation intervention to improve feeding pro- Design and Setting
gression for preterm infants. Nonnutritive sucking This study used a triple-blind experimental design,
has been found to decrease the transition time from with the intervention taking place over 7 consecutive
gavage to oral feedings9,10 and improve feeding per- days and outcomes (feeding progression and LOS)
formance.11 However, more focused perioral-stimu- measured until discharge. Subjects were recruited
lation interventions are being studied. from a 45-bed level III NICU in the Midwest.
Oral stimulation is traditionally defined as stroking
and/or pressure to the structures in and around the Inclusion and Exclusion Criteria
mouth. The preterm infant has poor oral motor con- Infants from all racial and ethnic backgrounds were
trol related partly to weaker muscle tone around the eligible for study inclusion. Infants were enrolled if
mouth, less sensation, and less tongue strength when they were born between 2607 and 2907 weeks PMA
compared with the full-term infant.12 These factors and were appropriate for gestational age. Infants had
affect sucking strength and endurance. More sophis- to be clinically stable per the medical staff at the time
ticated supplemental oral motor programs have been of entry but could be receiving oxygen per high-flow
developed in recent years to increase functional nasal cannula. The allowance of high-flow nasal
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ANC200174.qxp 3/10/11 8:49 AM Page 131
cannula was necessary to include infants at such a low resulted in feeding difficulties and was not designed
PMA. Breast milk, when available, could be used for use with preterm infants. It is ideal for those who
with or in place of formula in the bottle. (Infants in cannot respond to commands during therapy, as it
this study were not put to breast during the feeding does not require the cognitive participation of the
progression.) Exclusion criteria included infants who subject. The components of movement are func-
(a) had documented or suspected congenital anom- tional, not age specific, so it can be used from birth
alies, (b) were experiencing necrotizing enterocolitis to geriatric clients.13
(NEC), (c) had a brain injury (including intraventric- Preterm infants may have difficulty tolerating the
ular hemorrhage greater than grade 1), (d) had a his- 15-minute procedures in BOMI without exhibiting
tory of prenatal illicit drug exposure, or (e) were signs of stress. In addition, the small size of the
receiving assistive ventilation (other than high-flow preterm infants oral cavity made it difficult to
nasal cannula) were not eligible. Inclusion criteria spend the full amount of time on each oral area
were assessed at the time of enrollment, at the time (palate, tongue, upper gum, lower gum, etc) that the
of intervention, and throughout the data collection 15-minute intervention required. In consultation
period until infant discharge. For example, if an with Debra Beckman, this researcher modified the
infant was eligible at birth, still eligible at the inter- original BOMI by decreasing the number of steps
vention period, but developed NEC later during his and the length of time required to perform it for use
feeding progression, the infant was excluded. specifically in preterm infants as young as 29 weeks
PMA. The revised instrument is called the PIOMI.
Sample The BOMIs original 11 steps were consolidated
The target population was clinically stable preterm into 8 steps, and the 15 minutes were reduced to
infants born between 26 and 29 weeks PMA. Infants 5 minutes (Figure 1). Techniques were slightly
born before 26 weeks are likely to have neurologic modified to accommodate the small size of the oral
morbidities that would confound the study, if not cavity, and correct positioning was included to
exclude them from being eligible. No other study was ensure proper head and neck support of the preterm
found regarding oral stimulation and feeding that infant. Tolerance parameters were also included
included preterm infants born before 26 weeks. specific to the preterm infants physiological and
Rogers and Arvedson16 suggest that on the basis of behavioral cues.
the findings by Lau et al,6 there is no significant in More focused than traditional types of oral stimu-
utero maturation of sucking occurring between 26 lation found in the literature, the PIOMI is designed
and 29 weeks PMA; thus, there should be no bias in to increase functional response to pressure and
baseline sucking ability. Sampling infants born no movement and control of movements for the lips,
later than 29 weeks was necessary to complete the 7- cheeks, jaw, and tongue. The cheeks (internal and
day prefeeding intervention before reaching the external), lips, gums, tongue, and palate were stimu-
point where oral feeding may begin, which is 30 lated per specific protocol with finger stroking.
weeks in the NICU where this study occurred.17 The intervention was done by the principal inves-
The PMA was determined by dates using the tigator (PI) or research assistant (RA). The 3 RAs
mothers last menstrual period and/or antenatal were experienced neonatal nurses employed in the
ultrasound assessments. In the event of a discrep- NICU. The RAs and PI trained to criteria for reliabil-
ancy, the neonatologists admission assessment note ity regarding correct order of steps in the protocol,
was determinative. A convenience sample of 30 correct technique at each step, and correct time spent
infants who met inclusion criteria were originally at each step.
enrolled. Because this was the first study to imple-
ment the PIOMI and to measure oral stimulation Control Condition
done with infants younger than 30 weeks PMA, it All infants received the standard of care, which
was considered to be a pilot study and power analy- included several developmentally supportive inter-
sis was not done. ventions, including nesting; swaddling; assessment of
infant behavioral state; and autonomic, motor, and
Independent Variables behavioral signs of organization and disorganization
at least every 8 hours and with each infant interac-
Experimental Condition tion. There are also policies in place that cycle light-
The PIOMI is an oral motor program that provides ing, limit noise, and unnecessarily disrupt sleep-wake
assisted movement to activate muscle contraction patterns (eg, rounds do not take place at the bedside,
and provides movement against resistance to build decibel meters on ceilings, cluster care around alert
strength. The PIOMI was developed on the basis of periods).
the principals of BOMI.13 The original BOMI was a The control infants did not receive the 5-minute
15-minute intervention designed for term infants, oral-stimulation intervention. The PI or trained RA
children, and adults with developmental delays that stood at the bedside during that time with both hands
132 Cervantes et al
FIGURE 1.
Length of stay.
inside the isolette for 5 minutes, not touching the The feeding progression protocol has 6 phases
infant. The curtain was pulled around the infants for (Table 1). Advancing to the next phase relies on the
blinding the groups. infants ability to consume at least 50% of each bottle
Demographic characteristics of gender, race, eth- feeding offered for 48 hours without adverse effects
nicity, PMA at birth and at entry, and weight at birth or feeding intolerance. The number of days infants
and at entry were obtained from the medical record. remained in each of the 6 phases was examined and
compared between the experimental group and the
Dependent Variables control group.
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ANC200174.qxp 3/10/11 8:49 AM Page 133
134 Cervantes et al
stimulation is presented to the infant, negative phys- times to 16 infants. (Note: Although the experimental
iological cues (such as apnea, bradycardia, and/or group had 10 infants, there was a total of 16 infants
oxygen desaturation) and behavioral cues (signs of enrolled who received the PIOMI.) Nine of those 16
stress) are continually monitored. During the PIOMI, infants experienced 1 to 3 mild apnea/bradycardia
if any stimulation resulted in negative cues, the stimu- episodes across the 7 days that were self-corrected
lation was paused to allow the infant to regain stability. after pausing the intervention, and the intervention
The early feeding protocol in this nursery allowed was continued with no further signs of intolerance.
oral feedings to be initiated as early as 30 weeks PMA
(although not usually done until 31 weeks PMA) with Subject Characteristics
a physician order, which was after the 7-day PIOMI The intervention and control groups did not differ
was completed. Subsequent feeding progression was statistically regarding PMA at birth, illness severity at
assessed per chart review for the date of first oral birth (Postnatal Complications Score), illness severity
feeding, the date total oral feedings were attained, at entry (29 weeks), number of parent/guardian feed-
and the date of discharge. The PMA of first oral feed- ings during feeding progression, and the number of
ing, PMA of total oral feedings, and LOS were calcu- parent/guardian feedings between total oral feedings
lated for both groups. and discharge (Table 2).
The intervention group had a greater mean birth
Data Analysis weight compared with the control group (1017 127 g
SPSS-PC 15.0 (IBM, Somers, New York) was used vs 913 88 g, respectively; P .028). However,
for all analysis. Preliminary data analysis began with group means for infant weight at study entry
the examination of descriptive statistics. The was (29 weeks) were not statistically different (P .079).
set at .05 (1-tailed).
Demographics and other independent variables were Hypothesis 1
reported by group. Group differences for nominal data The mean number of days for the control group to
were tested with 2, ordinal data with the Mann-Whitney transition from gavage to total oral feedings was
U test, and interval data with independent t tests. 23.4 5.8 days, compared with the intervention
The primary dependent variables of (1) feeding group (18.1 3.7 days; P .043).
progression (days from first oral feeding to total oral There was a statistically significant difference
feedings), (2) length of time in feeding phase 1 (first between groups in days to reach total oral feedings
phase of 6 phases comprising the total feeding pro- (P .029); however, when infant birth weight was
gression), and (3) LOS (days from 29 weeks PMA to used as a covariate in the model, the statistical dif-
discharge) were analyzed by using general linear ference was eliminated (P .068) (Figure 3).
models univariate to determine group differences
while controlling for covariates.19,20 Hypothesis 2
Infants in the experimental group spent 2 days less in
phase 1 and greater than 1 day less in phases 4 and 6
RESULTS compared with the infants in the control group.
These differences were not statistically significant per
A total of 30 preterm infants were enrolled. Two the Mann-Whitney U test (Figure 4).
infants were dropped because of being transferred to
a referring hospital, and another was dropped Hypothesis 3
because of a late recalculation of birth PMA, render- Length of hospital stay from 29 weeks PMA to dis-
ing that data invalid. Three infants were dropped charge was similar for both groups (P .72). The
because of being intubated at the time of intervention mean LOS from 29 weeks for the control group was
(29 weeks PMA); an additional 4 infants were 44.4 4.8 days and for the intervention group was
dropped after the intervention period due to later 45.9 10.7 days. Two outliers in the intervention
being nil per os (NPO) during the feeding progres- group were identified, and when removed, the mean
sion (transition from gavage feedings to total bottle LOS for the intervention group was 41.8 7.2 days
feedings) because of the diagnosis of ileus or bowel (P .541). The infants who received the PIOMI were
inflammation. One infant died from NEC before discharged 2.6 days sooner than controls (Figure 5).
feeding progression began. Nineteen infants
remained in the study: 10 in the intervention group PMA Analysis
and 9 in the control group. There was no significant difference between the
groups regarding the infant PMA at first oral feeding
Safety (control, 31.4 0.6 weeks; intervention, 31.6 0.8
There were no instances throughout this study of an weeks; P .97). There was no significant difference
oral-stimulation intervention having to be terminated between groups regarding the infant PMA at the
because of adverse physiological or behavioral cues completion of total oral feedings (control, 34.7 1.0
from the infant. The 5-minute PIOMI was done 112 weeks; intervention, 34.2 1.0 weeks; P .28)
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ANC200174.qxp 3/10/11 8:49 AM Page 135
Gender, n
Male 4 3
Female 6 60.57
Race, n
White 7 6
Black 0 2
Asian/Indian 3 1 .22
Ethnicity, n
Non-Hispanic 10 9
Hispanic 0 0
PMA, wks; M SD
At birth 28.1 0.6 28.0 0.9 .842
PCS; M SD
At birth 4.4 0.5 4.3 0.7
At entry 3.8 0.9 3.8 0.7 .968
Weight, g; M SD
At birth 1017.3 127.1 913.3 87.8 .028
At entry 1.0 124.6 915.5 145.2 .079
Parent feedings; M SD
During feeding progression 3.2 2.6 3.0 3.2 .661
Total to discharge 1.6 1.2 2.2 2.2 .458
Phases of Feeding Progression suggested that the 5-minute PIOMI significantly short-
There was no statistically significant difference ened the number of days from gavage feedings to total
between groups on how long infants took to progress oral feedings compared with the number of days for
through each of 6 individual feeding phases. the infants who did not receive the intervention.
However, looking at each phase individually, phase The intervention group was able to transition from
1 was clinically the most relevant, as the control gavage to total oral feedings on an average of 5 days
group took 2 additional days to complete phase 1. sooner than controls.
The control group also took a mean of 1 day longer Birth weight was a covariate in this study and
to complete phases 4 and 6. Two control infants took might influence feeding success. Pickler and cowork-
more than 5 days to progress out of phase 6, while all ers22 found that preterm infants who weighed less
experimental infants took minimum 48 hours. Fucile than 1000 g at birth remained on assisted ventilation
et al8 found similar results in meeting the same 3 feed- longer, initiated feedings later, and progressed to
ing milestones. The PIOMI seems to have the great- total oral feedings slower. In this study, the infants
est effect on the success of the first oral-feeding in the control group had a mean birth weight
attempts, oral feedings 4 times per day, and the slightly less than 1000 g, which might have con-
infants ability to handle all 8 oral feedings per day tributed to the slower transition from gavage to total
without relapse (Figure 4). oral feedings when compared with the infants in
intervention group who had a mean birth weight
DISCUSSION more than 1000 g. While birth weight was a hetero-
geneous covariate between groups, infant weight at
The purpose of this pilot study was to determine the study entry was not statistically different. Thus,
effect of the newly designed PIOMI on preterm when the preterm infants in this study reached
infants feeding progression and LOS. Study findings 29 weeks PMA, their weights had equalized and
136 Cervantes et al
FIGURE 3.
became homogenous between groups before the by the infant.23 In this pilot study, the physicians
intervention. While statistical significance was lost ordered the first attempt for an oral feeding at the
when the covariate of birth weight was included, same PMA in both groups (M 31.5 weeks). It would
5 days less in the PIOMI group to reach total oral not be expected that infants in either the control or
feedings remained clinically significant. the intervention group would be eliciting clear and
Feeding experience may also increase feeding measurable feeding readiness cues at this early PMA,
progression.21-22 This pilot study illustrates that even as preterm infants between 30 and 31 weeks do not
with both groups experiencing initiation of early alert readily and may never exhibit vigorous crying.
feedings resulting in a faster feeding progression than The PMA between groups, when the infant attained
the standard protocol, the addition of the PIOMI still total oral feedings, was not statistically significant,
reduced the time to reach total oral feedings by although the intervention group was an average of 4
5 days. These results support the important distinc- days younger than controls when total oral feedings
tion between sucking experience from early feedings were attained (3417 weeks PMA vs 3457 weeks PMA,
and the more-complex oral-stimulation program of respectively).
training the oral motor structures to respond func- Infants in the intervention group were discharged
tionally to pressure; movement; range; strength; and an average of 2.6 days sooner than controls (P .541)
control for the lips, cheeks, jaw, and tongue.13 when 2 outliers were removed. The outliers in the
The provision of the PIOMI done once per day for intervention group (twins) had a delay in discharge
7 days as early as 29 weeks was demonstrated to be secondary to developing gastroesophageal reflux dis-
safe in this study. There were no instances of the ease around 34 weeks PMA. The development of
intervention having to be terminated because of GERD did not occur until after the 7-day interven-
adverse physiological or behavioral cues from the tion and completion of the feeding progression; thus,
infant. data to analyze the number of days to total oral
This pilot study supported the findings of Fucile feedings (hypothesis 1) were available and were still
et al8 and Rocha et al.15 There was no difference included in those results.
between groups with PMA at first feedings. Fucile
et al8 introduced first feedings at a mean of 34.5 weeks, Limitations
and Rocha et al15 between 35 and 36 weeks, while In this pilot study, a small sample size was necessary
this study introduced oral feedings much sooner, at a to test the safety of doing oral stimulation on preterm
mean of 31.5 weeks. Initiation of the first feeding is infants as young as 29 weeks PMA, as well as to test
typically based on feeding readiness cues exhibited the efficacy of the newly developed PIOMI. The
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ANC200174.qxp 3/10/11 8:49 AM Page 137
FIGURE 4.
length and frequency of the intervention required more generalizable sample, specifically regarding
careful monitoring for any adverse physiological racial diversity and increased homogeneity among
and/or behavioral cues. Although pilot studies often groups relative to gender.
lack power, this study did provide strong trends in It may also be of interest to initiate a series of dose-
the direction of all 3 hypotheses, which lent support response studies doing the PIOMI more times per
for further study. day, or for a longer period of days, even up to the day
Infants behavioral state before feedings24 was not of discharge. Infants at older PMAs were given the 15
measured and may be an interesting measure in minute BOMI for at least 10 days,8,15 while some
future studies to test whether the PIOMI modifies received oral stimulation multiple times per day.15
behavioral state to a quiet alert state ideal for feeding. Evaluating the safety of more frequent oral stimula-
The use of human milk versus formula in the bottle tion on infants as young as 29 weeks PMA would
feedings25 was not measured in this study and could require well-monitored, conservative increases of
have been a confounding variable in relation to suc- oral stimulation. Tolerance would need to be care-
cessful feeding. The staffing patterns were not fully observed, and a physiological benefit to cost
assessed, and nurses might have decided not to do an ratio assessed between the benefit of additional oral
oral feeding (and gavage feed instead) because of the stimulation and the cost of the caloric requirement
lack of time, thus prolonging the feeding progression. from the increased stimulation.
However, both groups were on the same unit, and An additional variable that could be studied is the
randomization helped control for this variable. time taken to implement the PIOMI. The question of
how long each oral motor structure needs to be stim-
Recommendations for Further Study ulated to reach an effect has not been answered. It
Providing the PIOMI once per day for 7 consecutive may be the case that repeating movements at each
days beginning at 29 weeks PMA was found safe in step may not be necessary, and the PIOMI can be
this study and well tolerated. Replicating this study reduced from 5 minutes to 3 minutes or shorter,
with a larger sample size may lead to statistical signif- depending on the size of the infants mouth.
icance, rather than just trends, for the PIOMI Training parents to do the PIOMI would enhance
enhancing feeding progression and decreasing length parent/infant interaction. It is safe and simple to do.
of stay. A larger sample size (possibly from a multi- Parents providing oral stimulation would not only allow
center trial) would also increase the likelihood of a them the much-needed opportunity to participate in the
138 Cervantes et al
FIGURE 5.
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