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Estimation of Network Load and Downlink

Throughput Using RF Scanner Data for LTE


Networks
Dr. Kwangrok Chang Mr. Ragil Putro Wicaksono
Motiv Research co. Motiv Research co.
6-28-11 Minamioi, Shinagawa, Tokyo, Japan 6-28-11 Minamioi, Shinagawa, Tokyo, Japan
kwangrok.chang@motiv-research.com ragil.wicaksono@motiv-research.com

Abstract This paper provides a methodology of estimating Channel Quality Indicator (CQI), which is not immediate
downlink throughput using the drive test data collected by an RF interpretation of SINR but represents the quality of channel at
scanner device rather than obtaining the downlink throughput the UE. UEs reported CQI is directly proportional to the
via FTP downloading from UE. The throughput test using the received SINR at the UE but how received SINR is converted
UEs FTP application to perform the throughput test has a merit to CQI is UE manufacturer specific [3].
of presenting the packet data speed from the end user perspective
however, it also has significant shortcomings such as multiple RF It is noted from the above-mentioned fact that the
layers cannot be tested simultaneously as UE can have only a downlink throughput of the UE can be obtained without the
single radio connection to eNB and no analytic performance UEs FTP downloading test if the number of remaining PRBs
benchmarking between different LTE networks is possible. The after the usage of common channels and the traffic channel at
proposed algorithm utilizes the simple measurement quantities the eNB and the received SINR at UEs location are known. A
collected by an RF scanner in order to estimate the LTE new algorithm is proposed in this paper to estimate the LTE
networks traffic load and the available PRBs without relying on network load, in other word, PRB usage ratio at the eNB
network parameters or site information. Furthermore, the accurately in terms of only RF scanners measurement entities,
proposed algorithm calculates the potential downlink throughput RSRP, RSRQ, RSSI, which are defined in 3GPP [4] and SINR
at each location at which the RF scanner measured RSRP, RSRQ [5]. Once the PRB usage ratio is calculated using the proposed
and SINR assuming that the available PRBs of the LTE cell are
algorithm from the RF scanners measurements, the downlink
fully utilized at the location. Since the RF scanner is capable of
throughput is also estimated. The proposed algorithm unleashes
measuring the multiple RF layers simultaneously, the proposed
algorithm enables whole LTE networks to be benchmarked
the field tests and the performance benchmarking from the high
comprehensively. In addition, the proposed algorithm helps in requirements of complex test configurations and the unforeseen
analytically determining the root causes of the superiority or problems caused by FTP servers delayed responsiveness or
inferiority of a LTE network whether it is due to traffic load, UEs temporary abnormal behaviors that are faced during the
system bandwidth, or spectrum efficiency. field test but in fact not directly relevant to LTE networks
performances. This algorithm is applicable for both FDD LTE
Keywords LTE network load, throughput, RF scanner, RSRP, and TDD LTE systems.
RSRQ, SINR, PRB and benchmark.
II. RELATED LTE THEORY
I. INTRODUCTION
The downlink throughput performance is often regarded A. Downlink cell-specific reference signal
as the significant metric defining the end user satisfaction on Cell-specific reference signal (RS) is a special signal that
the LTE network performance because it affects exists only at physical layer. The purpose of RS is to deliver
straightforwardly the data downloading speed of the various the reference point for the downlink power to be used by the
packet applications streaming, data downloading through File UE for channel estimation. RSs are carried by multiples of
Transfer Protocol (FTP), and HTTP web browsing, etc. It can specific resource element (RE) in each slot. The number of RS
be said from this perspective that the improvement of downlink and the location (symbol and frequency) depends on the
throughput is the top priority of the LTE network optimizations number of transmit antenna ports and the physical layer cell
[1]. identity (PCI). 3GPP [6] defines the mapping of downlink RS
for one, two, and four antenna ports.
It is specified in 3GPP [2] that the Transport Block Size
(TBS), which is immediately related to the downlink
B. Available RE for Traffic and Control Channel
throughput, is determined by the Physical Resource Blocks
(PRB) allocated to the UE and the MCS (Modulation and Depending on the number of antenna ports, the number of
Coding Scheme) index of the PRB. The MCS to be used in the RE used for RS and discontinuous transmission (DTX) is
PRB is determined by the eNB according to the UEs reported different, which will affect the number of the available non-RS
RE that can be used for traffic and other control channels, or in
other words network load. For one antenna port, two REs per Cell synchronization becomes an important issue for RSRQ
PRB are allocated for RS and the remaining 10 non-RS REs and SINR calculations since it will affect the type of
per PRB are available for traffic and other control channels in interference generated by the neighbor cells. In synchronized
symbols where RS symbol present, while all 12 REs are network, as shown in Fig. 2 (left) the interference or RSSI
available in the other symbol. The detail number of RE can be component from the neighbor cells consists of both RS RE
seen on Table 1. and non-RS RE, however for non-synchronized network as
shown in Fig. 2 (right), there is a probability, prA that the
TABLE I. NUMBER OF RE ALLOCATION PER PRB. interference only consist of Non-RS RE component. In case of
Ant Symbol where RS0 Symbol where RS0 not normal cyclic prefix, both RS elements and non-RS elements
enna present present are transmitted at the same time in 2 symbols out of 7 symbols
Ports RSRE DTXRE NRSREB RSRE DTXRE NRSREA in a slot [6]. It means that there are 5 symbols transmitting
One 2 N/A 10 N/A N/A 12
only non-RS elements in a slot, which result in prA = 5/7.
Two 4 4 16 N/A N/A 24
4 or 12 or 44.8 in
RS RE is always broadcasted in the specific locations for
Four 4 12 32
N/A N/A average the whole LTE band. The load on that specific RS RE will
always be 100%. However, the non-RS RE interference varies
depending on the traffic at the eNB. Moreover, in the
Where, RSRE(n) is the total number of RE per PRB used for
synchronized network, there is 1/6 probability that the RS RE
RS signal depending on the number of antenna ports.
of the different cells are broadcasted in the same locations as
NRSREB(n) and NRSREA(n) are the total number of RE per PRB shown in Fig. 3 (right); in this case SINR is dependent only on
that can be used for non-RS signals at the symbol where RS the overlapping level of different cells RS signal, not on the
present or not present, respectively. interfering cell load. It is noted that the cells with the same RS
C. Downlink Power Allocation RE locations can be detected from their PCIs.
The eNB determines the downlink transmit energy per
resource element (EPRE) for RS RE and the other signals
(non-RS RE). The downlink reference-signal transmit power is
defined as the linear average over the power contributions of
all resource elements that carry cell-specific reference signals
within the operating system bandwidth. The ratio of non-RS
EPRE to cell-specific RS EPRE among non-RS REs for each
OFDM symbol is denoted by either A or B according to the
OFDM symbol index [6] as shown in Fig. 1. The cell-specific
ratio, B/A is given by 3GPP in Table 2 according to cell- Fig. 2. Reception time difference in synchronized and non-synchronized
specific parameter PB signaled by higher layers and the networks in single antenna port case.
number of configured eNB cell specific antenna ports.
There are no power control implemented on the non-RS TABLE II. CELL SPECIFIC RATIO FOR 1, 2 OR 4 ANTENNA PORTS.
REs, hence eNB sends either some RE with the aforementioned P B/A
power, or not sending that RE at all. B One antenna port Two or four antenna ports
0 1 5/4
1 4/5 1
2 3/5 3/4
3 2/5 1/2

Fig. 1. EPRE for OFDM symbol A and B for one antenna port case.

D. Cell Synchronization
In TD-LTE case, uplink and downlink signals are sent at Fig. 3. RS and RE locations in synchronized network.
the same frequency; hence, a strict time (frame) and phase
E. Non-reference signal received power
synchronization are required to avoid the inter-symbol
interference. In FDD LTE of 3GPP Rel.8 and Rel.9, the time The RS signal average received power per RE is defined
synchronization is not required due to the frequency duplex by 3GPP as RSRP [4]. In the case of flat fading, RSRP can be
separation for downlink and uplink frequencies. However it is used to estimate the average received power per RE for
noted that in Rel. 10 LTE and beyond, time and frequency resource element that is used for other than RS signal. The
synchronization are also required for the carrier aggregation non-RS RE is transmitted using two different powers,
(CA) and the coordinated multi-point transmission (CoMP) [7]. EPRE_A or EPRE_B depending on its location in time domain
hence, the NRSRP can be defined in two different values
accordingly. In case RS is not present within the same OFDM
symbol index, NRSRP is expressed as follow in Eq. (1).
NRSRPA RSRP A (1)
If RS is present within the same OFDM symbol index,
NRSRP is defined as shown in Eq. (2).
NRSRPB RSRP B (2)
It is noted that the parameter A and B are configurable
by the network operator; however, the values are highly
dependent of the number of transmit antenna ports and the
precoding matrix used because the transmission power per Fig. 5. SINR component at a single measurement sample for one PRB SISO
case in synchronized network.
layer is reduced as the number of transmission layer increases.
1) Case A
As a rule of thumb, network vendors and operators use the
The neighbor cells interference can come from the RE
default value of A and B to be reciprocal to the number of
comprising of non-RS elements of which OFDM symbol
transmission layer. For example, in the case of single layer
transmission, the default value of A and B is 1, while for two index is different from own cells symbol index for RS. It
layer transmission the default value of A and B is 1/2. happens with the possibility, prA of 71.4%. The average power
of the received interference is expressed as Eq. (3).
III. CALCULATION OF OWN CELL LOAD I NRSRP (i) n NRSRPA (i) LN n RSRP (i) A LN
A
(3)
Fig. 4 shows the components constructing SINR such as where, i is the cell index. When i=0, it stands for the own
the signals from the own cell, interference from the cell and when i 1, it stands for the neighboring interfering
neighboring cells, and the thermal noise power. The cells. n is the number of antenna ports, e.g. 1, 2, or 4.
interference generated from the own cell is 0 because the sub- 2) Case B.1
channels in OFDMA system are orthogonal [8]. The The possibility, prB is for the case when the neighbor cell
interference from the neighboring cells can come from RS interference contributing to the RSSI comes from the REs
elements or from non-RS elements. By excluding the
located in the same OFDM index as own cells and its value is
interference coming from the RS elements, it is possible to
estimate the interference coming only from neighboring cells 28.6%. In addition, the neighbor cell interference in this
loads, which is denoted by LN. In other words, LN is subtracted scenario is attributed to the RS elements of the neighbor cells.
from the total interference, RSSI to obtain the own cells load The received power of this interference is denoted by RSRP(i)
denoted by LO. for the i-th neighbor cell. In other words, this is the case when
the neighbor cells have similar RS locations with the serving
cells RS in time and frequency domains. It can be also said
that when the number of antenna port is one, the own cells
PCI mod 6 is equal to the neighbor cells PCI mod 6. If the
neighbor cell has different RS locations than the own cell does,
the next case mentioned below needs to be taken into account.
3) Case B.2
In this scenario, the neighbor cell interference
contributing to the RSSI is caused by non-RS RE of which
OFDM index is same as that of own cells for RS however,
PCI mode 6 is different from own cells PCI mod 6 with the
Fig. 4. Instantaneous RSSI component at a single measurement sample for condition that the number of antenna port is one. The average
one PRB SISO case in synchronized network. received power of this non-RS element is expressed as Eq. (4).
I NRSRP (i) n NRSRPB (i) LN n RSRP (i) B LN (4)
IV. OWN CELL LOAD IN NON-SYNCHRONIZED NETWORK B

Where n is the number of antenna ports, e.g. 1, 2, or 4.


A. Signal and interference components B. Thermal noise component
In a non-synchronized network there are three
Noise component from the thermal noise power depends
components constructing SINR as shown in Fig. 6. The own cell
signal is always calculated at the RS elements as its received on measurement bandwidth denoted by BW. Since it is
signal power is RSRP however, for a neighbor cells considered the average value per LTE sub-carrier in the SINR
interference, there are three cases determining its interference calculation, the BW is fixed to 15 kHz.
power. No k B T f NF 125.24 dBm (5)
The noise figure denoted by NF is in the range of 7dB.
LO RSSI RSSI [ Noise] RS RE (n) N RSRP (i 0)
Ncells
pr
i 1
A LN NRS RE A (n) A N RSRP (i)


prB RS RE (n) LN NRS REB (n) B N RSRP (i)
NRS RE B (n) B N RSRP (i 0) (11)
It is noted that the neighboring cell load may not be
derived with very small odd. It may happen in a poorly
planned network where the serving cell and the neighboring
cells have the same RS-elements location in both time and
frequency domain. In this case, the approach introduced in this
section is no longer valid and LN shall be assumed to be
similar to LO.
Fig. 6. SINR components in case of non-synchronized network.

C. Average SINR and average neighbor cell load V. OWN CELL LOAD IN SYNCHRONIZED NETWORK
Since there are no accurate way to find out whether case A similar approach can be used to calculate the own cell
A or case B occurred at an instantaneous time. The best load of the synchronized network as in the non-synchronized
method to get the accurate result is by using probability. In network. The difference is only the probability, prA and prB
this paper, for the interference component calculation, each values. The SINR calculation in the synchronized network
probability is used as a weighting factor for average becomes simpler because prA is 0% and prB is 100%. With the
interference, I calculation. updated prA and prB values, the neighboring cell load in the
synchronized network is expressed as Eq. (12).
I (i) N I (i 1) I (i 2) N
o
(6)
o
RSRP (i 0)
i 0
N o RSRP (i)
In case the number of antenna port is one and own cells SINR(i 0) iPCI mod 6 (12)
LN
PCI mod 6 is equal to neighbor cells PCI mod 6, the average B N RSRP
iPCI mod 6
(i)
interference is re-written as below. If the number of antenna
port is 2, the PCI mod 6 needs to be replaced with PCI mod 3. The own cell load can be obtained by subtracting LN from
I (i PCI mod 6) prA n A LN prB RSRP (i) (7) RSSI as shown in Eq. (13) [9].
Else LO RSSI RSSI [ Noise] RS RE (n) N RSRP (i 0)
I (i) prA A prB B n RSRP (i) LN
RS
Ncells
(8)
RE (n) LN NRS REB (n) B N RSRP (i)
Then, the SINR can be expressed as shown in Eq. (9). i 1

SINR
S NRS RE B (n) B N RSRP (i 0) (13)
i0 I (i) N o
VI. VERIFICATION OF THE OWN CELL LOAD CALCULATION

RSRP (i 0) prA n A LN prB RSRP (i) IN NON-SYNCHRONIZED NETWORK
iPCI mod 6 In order to verify the accuracy of the load estimation, the
measurement quantities - RSRP, RSRQ and SINR of a serving
prA A prB B n RSRP (i) LN N o (9)
cell, the cell with the best RSRP level are collected using RF
iPCI mod 6
scanner in stationary over 2 ~ 5 hours and the serving cells
The detailed procedure of SINR calculation is articulated
load is estimated using the proposed algorithm. The actual cell
in other study [9].
load of the serving cell is also obtained from the eNB KPI
It is noted that other than the neighbor cell load, LN, all
(Key Performance Indicator) for the same time period when
above variable are either known from LTE RF scanner data, or
the RF scanner measurements are carried out. The proposed
dependent only on the number of antenna ports. Therefore, by
algorithm is verified in the Softbanks FDD LTE network
knowing the antenna configuration, the neighbor cell load, LN
where MDMS service and eICIC feature is not enabled so that
can be derived as Eq. (10).
the network is considered non-synchronized network. The
RSRP (i 0)
LN N o prB RSRP (i) verification of cell load estimation in the synchronized LTE
SINR(i 0) iPCI mod 6 network was not made because the cell load information in
eNB side could not be obtained due to the mobile operators
prA n A RSRP (i) prA A prB B n RSRP (i) information security policy. The authors appreciate Softbank
iPCI mod 6 iPCI mod 6
mobile for providing the cell load information in eNB for the
(10)
verification purpose.
The own cell load can be obtained by subtracting LN The verification of the own cell load estimation was
from RSSI as shown in Eq. (11). The detailed calculation is performed throughout the four different train stations in Tokyo
articulated in other study [9]. metropolitan area. The station names are not disclosed for the
reason of information security. The traffic conditions and the onto the serving cell.
estimation deviations for the four different stations are
presented in Table 3.

TABLE III. CELL SPECIFIC RATIO FOR 1, 2 OR 4 ANTENNA PORTS.


Load by test
Estimation
Test area ID Traffic Level UE at the neighbor
deviation
cell
Station A High No 2.7%
Station B High No 3.3%
Station C Medium No 4.4%
Station D Low Yes 2.2%

The column of traffic level in Table 3 represents the


traffic load levels at each station during the RF scanner
measurements. The column of estimation deviation stands for
the accuracy of the serving cell load estimation at the four Fig. 8. Estimated serving cell load and actual cell load at station B.
stations, which is the average of the discrepancies of the
estimated cell load from the actual cell load obtained from the
eNB KPI over the measurement period. The detailed
comparison between the estimated cell loads and the actual
cell loads in the four stations are presented in the Fig. 7 to Fig.
10.

Fig. 9. Estimated serving cell load and actual cell load at station C.

Fig. 7. Estimated serving cell load and actual cell load at station A.

The eNB cell load KPI is updated in every 15 minutes,


which is the averaged cell load over last 15 minutes.
Meanwhile, the RF scanner collects RSRP, RSRQ and SINR
in every second so that the serving cell load is estimated in
every second too. The estimated serving cell load is then
averaged over 15 minutes in order to compare to eNBs cell
load KPI. Fig. 10. Estimated serving cell load and actual cell load at station D.
In the verification tests at station A and station B, a test
UE was used to impose additional traffic load onto the serving Fig. 9 shows the estimated serving cell load and the actual
cells. It is noted in Fig. 7 and Fig. 8 that the time stamp with the serving cell load obtained from eNB KPI for the station C
vertical dotted line is the moment when the test UE started where the traffic load is observed medium level during the
FTP downloading to generate the additional traffic load at the verification test. This verification test is for the most usual
serving cell. The test UE load is the ratio of the number of traffic load scenario that the most mobile networks operate.
PRBs allocated to the test UE to the total number of system The estimated serving cell load for this scenario is also well in
PRBs, e.g. 50 PRBs in 10MHz LTE system. It is found in Fig. 7 line with the actual cell load over the whole measurement
and Fig. 8 that the proposed algorithm estimates the serving cell period.
loads with a negligible deviation over the whole verification The last scenario, station D is special that the test UE is
period. The accuracy of the load estimation is well maintained connected to the neighbor cell rather than the serving cell and
even when the test UE generated the additional traffic load is downloading the properly sized files through the FTP
sessions to create the additional traffic load onto the neighbor
cell. Then the neighboring cell, geographically close to the traffic loads will schedule MIMO and MCS dynamically
serving cell introduces higher interference to the serving cell according to the reported CQI by UE. The UEs data
because more PRBs are transmitted due to the test UEs FTP collection was performed in a dense urban area of Tokyo and
downloading at the neighboring cell. all the eNBs equipped with 2X2 MIMO and 10MHz LTE
It is observed in Fig. 10 that the proposed algorithm system bandwidth.
estimates the serving cells load accurately and not negatively The allocated MCSid and MIMO ratio curves shown in
affected by the sudden increase of neighbor cells interference Fig.11 and the downlink throughput curves shown in Fig. 11
due to the test UEs FTP downloading. This scenario proves may differ in accordance with the system vendor of the LTE
that the proposed algorithm differentiates the RSSI contributed network because the packet scheduler of a LTE vendor is
by the neighbor cell and excludes it correctly in order to different from others [1],[3]. However, the pattern of the curve
calculate the net transmit power of the serving cell, which is stays the same even if the network topology is different, e.g.
the key to estimate the serving cell load. rural area or urban area as long as the LTE system vendor and
its system configurations are remained same; MIMO and
VII. DOWNLINK THROUGHPUT ESTIMATION FOR LTE scheduler metric such as proportional fair or round robin. The
NETWORK number of available PRBs is estimated using the algorithm
The LTE downlink throughput at a UE is determined by developed in the previous section.
three factors, TTI allocations to the UE in time domain, PRB
allocations per TTI to the UE, and MCS of the allocated PRB
[1]-[3]. If the RF condition in terms of the received SINR at
the UE is favorable, higher order MCS such as 64QAM can be
selected by eNB to the allocated PRB to the UE. The PRB and
TTI allocations to the UE depend on the traffic load of the
eNB serving the UEs within its coverage area. In case the
traffic load at the eNB is too high, the sufficient downlink
throughput is not achievable even if the received SINR at the
UE is good enough.
In 3GPP [2], it is specified how large TBS is selected by
eNB in accordance with the MCS index and the number of
allocated PRBs to the UE. The downlink throughput is then
calculated from the TBS and the number of MIMO streams as Fig. 11. Average MCSid and MIMO ratio allocated to UE at different SINR
level using UE measurement data.
expressed in the Eq. (14).
ThroughputDL TBS size Num of streams
1sec (14) SINR vs DL Throughput
1ms 50

The MCS index determined by eNB is selected based on 45


50 PRB 40 PRB 30 PRB 20 PRB 10 PRB

5 PRB 15 PRB 25 PRB 35 PRB 45 PRB


the CQI reported by UE, which indicates the quality of the 40

received SINR at the UE. It can be also said that downlink


DL Throughput (Mbps)

35

throughput can be re-expressed by the allocated PRBs to the 30

UE and the received SINR at the UE since the SINR is 25

proportional to the reported CQI. There are studies done using 20

the link level simulations to obtain the curves of downlink 15

10
throughput for the received SINR with the variance of the
5
number of PRBs allocated to the UE [10],[11]. In this paper,
instead of using the link level simulation, UEs measurement
0
-6 -4 -2 0 2 4 6 8 10 12 14 16 18 20 22 24 26 28 30

SINR (dB)
data in the live LTE network is used to obtain the curves of
Fig. 12. DL throughput upon received SINR for the various PRB allocations
downlink throughput upon the received SINR and the number
using UE measurement data.
of PRBs allocated to the test UE. The UEs measurement data
is collected using a diagnostic monitoring tool for Qualcomm VIII. VERIFICATION OF DOWNLINK THROUGHPUT ESTIMATION
chipset UE [12]. This section compares the estimated downlink
In order to obtain the downlink throughput curves throughput based on the received SINR and the estimated PRB
proportional to the received SINR, it is configured that the test load of the non-synchronized network serving cell using the
UE downloads a huge data file, e.g. 1GBytes through FTP RF scanners measurement data to the actual UEs downlink
session continually to ensure the RLC buffer at the eNB is throughput by downloading a file via FTP. The estimation
always filled with user data provisioned by the FTP server. algorithm of the downlink throughput at a UE assumes all the
While the test UE is downloading the data from the serving remaining PRB resources of the serving cell are fully allocated
cell, the UE moves around to be exposed to the different RF to the UE. Therefore, in order to verify the accuracy of the
coverage conditions so that the serving cells with different estimated downlink throughput fairly to the test UEs actual
downlink throughput, a large file size, e.g. 1GBytes, needs to downlink throughput estimation can be proved by any specific
be used for FTP downloading at the test UE to ensure that the traffic load condition. In this paper, the verification is made in
serving cell allocates most of its remaining PRB resources to high traffic condition which is between 8pm and 9pm. The
the test UE so that eNBs RLC buffer is filled enough with the FDD LTE network covers the train line is 10MHz system
user data provisioned by the FTP server. It is noted, however, bandwidth and 2X2 MIMO for the antenna configuration. The
that if the test UE downloads the big sized data file continually, test UE downloads 1GBytes data continually via FTP while
the RSRQ received at the UE will be significantly deteriorated the RF scanner is collecting RSRP, RSRQ and SINR in every
because the RSSI of the serving cell will increase by the REs second. The estimated number of available PRBs is
transmitting the FTP downloading data to the test UE. This compensated by the number of PRBs allocated to the test UE
will result in a situation that the LTE load estimation algorithm and the measured SINR by RF scanner are utilized to predict
shows almost 0 availability of the PRB resource since most the downlink throughput at each measurement location.
of the PRB resources are occupied by the test UE, which is The estimated downlink throughput and the UEs FTP
downloading the big sized data file via FTP. As a result, the throughput are displayed on the map together as shown in Fig.
estimated downlink throughput will become nearly 0kbps, 13. The plot of UEs FTP throughput is drawn in shift on the
which is not absolutely correct way to verify the algorithm. right of the estimated downlink throughput for convenient
Therefore, it is necessary to compensate the additional comparison purpose.
deterioration of RSRQ level by the test UEs FTP It is also plotted that the estimated downlink throughput
downloading for the correct verification of downlink and UEs FTP throughput in time domain graph as shown in
throughput estimation. While the UE is downloading the data Fig. 14. The red dots and the blue dots stand for the
file, the remaining available PRBs of the serving cell are instantaneous throughput values of the estimated downlink
allocated to the UE and those allocated PRBs cause the throughput and UEs FTP throughput, respectively. The pink
increase in RSSI and the deterioration in RSRQ. Since the solid line and the green solid line are the fitted lines averaged
number of allocated PRBs to the test UE is known via the over the three instantaneous throughput samples of the
diagnostic monitoring tool of the UE, it is possible to calculate estimated downlink throughput and UEs FTP throughput to
the RSRQ in the absence of the UEs FTP downloading mitigate the sudden fluctuations.
operation.
RSSI Scanner RSSI ScannerUE RSSI UE (15)
Estimated Throughput
Where, RSSIScanner is the estimated RSSI emulating the
measurement condition where only RF scanner is used without
UEs FTP downloading. RSSIScanner+UE is the RSSI when both
RF scanner and UEs FTP download are performed UEs FTP
simultaneously so that total RSSI shall be increased by the Throughput
received power of PRBs allocated to the test UE, which is
denoted by RSSIUE.
RSSI UE RSRP B PRBUE PDSCH RE (16)
Where, RSRP is the value measured by RF scanner. PRBUE is
the number of PRBs allocated to the test UE when RSRP and
RSSIUE are measured. PDSCHRE is the number of resource
elements belonging to PDSCH, which depends on the number
of Tx antenna ports. For example, if 2X2 MIMO is used,
PDSCHRE becomes 16. With the re-calculated RSSIScanner, the
compensated RSRQ denoted by RSRQScanner is expressed as Eq.
(17).
RSRP (17)
RSRQ N
Scanner
RSSI Scanner
Where, N is the number of PRBs existing in the LTE system
bandwidth, i.e. 50 for 10MHz LTE bandwidth.
The verification of the estimated downlink throughput is Fig. 13. Estimated downlink throughput compared to UEs throughput via
performed along a train line in Nagoya by measuring the RF FTP downloading.
scanner and UEs FTP downloading at the same time. The It is noted that the estimated downlink throughput is well
accuracy of downlink throughput estimation is greatly predicted in most of the samples and proves the proposed
influenced by the accuracy of PRB load estimation. The algorithm presents the LTE networks throughput reliably
accuracy of PRB load estimation is well verified in section 6 without the usage of UE.
throughout the various traffic load conditions high traffic, Fig. 15 shows that deviation of accuracy between the
medium traffic and low traffic so that the accuracy of estimated throughput and the UEs actual throughput is less
than 10%.
ACKNOWLEDGMENT
The authors would like to show gratitude to the mobile
network planning division of Softbank co. for their support for
providing the actual network load information for the
verification tests. Thanks to their help, this paper could become
a meaningful work.

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than UEs actual throughput as the estimated throughput is Measurements, 3GPP TS 36.214, V9.2.0, Jun. 2010.
calculated assuming that the remained PRB resources left over [5] 3GPP Signal Analyzer for Anritsu RF and Microwave Handheld
from the use PRBs by common channels and PDSCH for other Instruments, 10580-00234N, Jun. 2013.
UEs traffic data are fully utilized. However, the test UE may [6] Evolved Universal Terrestrial Radio Access (E-UTRA); Physical
channels and modulation, 3GPP TS 36.211, V9.1.0, Mar. 2010.
not be fully allocated for the remaining PRBs by the eNB. [7] Evolved Universal Terrestrial Radio Access (E-UTRA); Further
From this perspective, the estimated throughput is regarded as advancements for E-UTRA physical layer aspects, 3GPP TR 36.814,
the potential throughput that an LTE network can perform at V9.0.0, Mar. 2010.
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Fig. 15. Comparison of PDF and CDF curves between the estimated
throughput and UEs throughput.

IX. CONCLUSION
This paper showed that LTE network load and downlink
throughput can be estimated using the RF scanner
measurement data without performing UEs FTP downloading
tests. It is observed that the estimated network load and the
downlink throughput based on RF scanner data are reliably
accurate when compared to eNBs load KPI and UEs FTP
throughput, respectively.
With the proposed algorithm, it is envisaged that the
throughput of a LTE network can be measured with much
lower complexity of test configuration by removing the usage
of UEs. As a future study, the algorithm presented in this paper
can be used to identify the root causes of unsatisfactory
throughput performance whether they are from poor RSRP,
high interference from the neighboring cells or high traffic load.

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