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WHAT SHOULD WE EXPECT
FROM MORE DEMOCRACY?
MARKE. WARREN
Georgetown University
AUTHOR'S NOTE: This article, a long time in the making, has benefitedfrom the comments,
suggestions, skepticism, and criticisms of a good many people, including Seyla Benhabib, Jack
Crittenden, Jean Elshtain, Jon Goldberg-Hiller, Sandra Hinchman, Robert Holsworth, Wesley
Joe, George Kateb, George Klosko, Gerald Mara, Debra Morris, Diana Owen, Phil Paolino,
Tracy Strong, Elizabeth Wingrove, and the members of the Princeton Colloquium on Political
Philosophy. Writing was supported by a summer grant made possible by the Mellon Foundation.
241
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242 POLITICAL THEORY / May 1996
rules and procedures can work no better than the deliberative processes they
enable, and democracy works poorly when individuals hold preferences and
make judgments in isolation from one another, as they too often do in today's
liberal democracies. When individuals lack the opportunities, incentives, and
necessities to test, articulate, defend, and ultimately act on their judgments,
they will also be lacking in empathy for others, poor in information, and
unlikely to have the critical skills necessary to articulate, defend, and revise
their views. For this reason, deliberative experiences should be extensively
empowered and protected by democratic mechanisms and widely dispersed
throughout the institutions of state, economy, and civil society.
Although the transformative ideals of radical democracy are attractive for
many reasons, they too often seem beset by a fuzzy utopianism that fails to
confront limitations of complexity, size, and scale of advanced industrial
societies. Moreover, contemporary political cultures-propelled by the mass
media and permeated by rhetorics of fear and hate-hardly seem conducive
to deliberative ideals. Nor is it clear that deliberative mechanisms could
amass the powers necessary to deal with the globalization of markets, trade
blocs, migrations, environmental destruction, and so-called collective secu-
rity arrangements. So we should ask once again: Do the transformative ideals
of radical democracy, especially in its deliberative form, have a place in
today's societies?
What I intend here is more modest than an answer to this overly general
question. Although theories of radical democracy are uniquely attuned to the
generative and transformative powers of democracy, their expectations are
not articulated in ways that make it clear what an answer would look like.
For the most part, radical democrats have not conceptualized how contem-
porary societies have altered both the opportunities for and the nature
of transformative ideals. Nor have they conceived the social and psychologi-
cal difficulties inherent in political engagement, difficulties that make a
difference for how we might expect individuals to respond to democratic
opportunities.
These lacunas are obscured by at least three common kinds of assumptions
in theories of radical democracy-assumptions, I shall argue, that should be
identified and dispensed. First, radical democrats should give up once and
for all the Rousseauian ideal of the state as the political expression of a
democratic community, as well as the communitarian/republican notion that
democracy can or should, as a matter of necessity, reveal or result in
community.3 Such constructions articulate poorly-even as ideals-with the
differentiated, pluralized, and extensively politicized nature of contemporary
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Warren / DEMOCRATIC RESPONSES TO POLITICS 243
societies. And too often they are based on assumptions that political activity,
especially of the deliberative kind, works because it reveals preexisting
solidarities of necessary social bonds.4
Second, radical democrats almost without exception hold that democratic
participation is attractive activity, one that people would naturally choose if
only they had the opportunity. They should dispense with this romantic
dogma. Democracy places exceptional demands on the self (for maturity,
autonomy, and discursive engagement) at precisely those moments when
other kinds of responses (avoidance, acquiescence, wishful thinking, funda-
mentalist assertion, or militant struggle) will seem to offer more satisfaction
because of what I shall refer to as the social groundlessness ofpolitical space
with its attendant anxieties. Radical democrats, I shall argue, must distinguish
between the unattractiveness of many, even most, political engagements
(whether or not mitigated by partisan solidarity) and the relative desirability
of dealing with social groundlessness by democratic means-relatively de-
sirable, since social groundlessness always admits of worse ways of coordi-
nating collective actions across social abysses. Individuals may indeed be
drawn to democratic participation, not necessarily because it is attractive, but
because it is the least unattractive way of organizing power in the face of
contest.
Third, while radical democrats are right to focus on the transformational
and generative qualities of democracy, they are often conflicted about what
democracy generates and transforms, often focusing only on the goods of
consensus and solidarity and assuming that individuals likewise become
more attuned to social goods, more tolerant, and more virtuous citizens.5
Democracy may indeed generate new social grounds and bridge differences,
and it may in fact lead individuals to develop new virtues. But even if
successes are limited here, democracy may underwrite less appreciated and
apparent goods. Even if democracy fails to develop new social ground, it may
induce individuals to become more autonomous, develop voice, and under-
stand that certain of one's interests and identities are indeed distinct from
those of others. In addition, democracy may generate institutional authority.
This good, typically a topic for conservatives, is almost always overlooked
by radical democrats.
I conclude by returning to the issue of the "groundlessness" of politics and
suggest why democratic theories should avoid concepts that seem to guard
against such groundlessness-specifically, by avoiding (logically) necessary
relationships between democracy and moral identity, or between democracy
and the discovery of true interests.
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244 POLITICAL THEORY / May 1996
but try starting a discussion about the antagonism between Korean-American grocers
and their customers, or the effects of affirmative action, or the desirability of immigra-
tion. That is, bring up urgent subjects about which almost everyone has opinions and
ideas. You'll get funny looks. No one will say anything. People will inch away.
Groups of friends are no better. The talk stays light and gossipy. Even discussion
about politics is less a discussion than a general nodding of heads over that tragedy or
this scandal. Everyone agrees, more or less; at least no one wants to spoil the good
atmosphere. After all that's what friends are for: to concur and give support, not to
challenge and argue.6
To be sure, we can account for discomforts with political talk (as do most
radical democrats) as reflecting a lack of democratic experiences, the absence
of structured public spaces within which individuals might learn to be
comfortable with political dialogue, a political system that makes it very
unlikely that dialogue could have any significance, and a co-option of public
dialogue by the mass media. But while such diagnoses certainly capture much
of the problem, they fail to come to grips with the fact that even under the
best of circumstances, political relationships are among the most difficult of
social relationships. We will need to think this through, if only to underscore
the extent to which democracy must respond to these difficulties, in part by
reducing and containing the risks of political engagement.
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Warren / DEMOCRATIC RESPONSES TO POLITICS 245
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246 POLITICAL THEORY / May 1996
does not mean that all social relations are regulated in a political way. Indeed,
politics indicates a breakdown of social regulations and an absence spurred
by incommensurabilities. So politics "is not everything," says Lyotard, "if by
that one believes it to be the genre that contains all genres. It is not a genre." 11
Politics is "the threat of the differend.... It is the multiplicity of genres, the
diversity of ends, and par excellence the question of linkage. It plunges into
the emptiness where 'it happens that . . .'" whereas social relations are
"immediate," established by any mode of linking or participation in a genre.12
As Lyotard is using the term, politics is a pervasive potential of social
relations. But to say that politics is "potential," even pervasively so, is also
to say that most social relationships are not manifestly political, but regulated
in ways that, although they inevitably suppress differends, have an uncon-
tested immediacy about them, and for this reason alone hold at bay the
uncertainties of politics. It is in this sense that we might understand politics
as pervasive (possible in any social relationship) and yet not "everything"
(since it emerges when the immediacy of social relations is torn, as it were,
by the differends they engender).
A virtue of Lyotard's formulation is that it suggests how political relations
can be pervasive at the same time that they are exceptional and difficult,
socially and psychologically speaking. Because social space is regulated by
genres of rules, cognitive space is also constrained, meaning that social
interaction involves a continuous pressure to remain on the terrain of what
can be expressed. So one of the key difficulties of politics involves inarticu-
lateness. In Lyotard's terms, we would miss the emergent terrain of politics
if we conceived it as a clash of vocal interests that are litigated according to
accepted rules (as in American pluralist theory). Politics involves struggles
to find ways of expressing injustices, over and against the pressure, built into
social life, to routinize conflict resolution. We should not, therefore, under-
stand all forms of contest as equally political: contest may be institutionalized
in ways that produce relatively ordered and routine responses, as with
functioning legislatures. Much of what we consider to be within the realm of
the state may be virtually uncontested (collecting garbage, mailing social
security checks, providing veterans' benefits) and so may be much less
political than institutions outside of the state engaging in contested practices
(such as banks that red-line inner-city neighborhoods). Or, contest may be so
ritualized and rule-bound, as in a tennis match between friends, that politics
virtually disappears. (This is why the metaphor of a "game" with its predict-
able rules and ritualized contests obscures as much as it reveals about
politics.)
The anxieties evoked by politics, however, are not merely the result of
social groundlessness alone, but social groundlessness in combination with
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Warren / DEMOCRATIC RESPONSES TO POLITICS 247
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248 POLITICAL THEORY / May 1996
Ours is a world that opens out to democracy. This is not a necessity, but
rather a possibility given by the ever greater number of relationships that are
politicized and thus require political resolutions-that is, resolutions that are
negotiated, compromised, agreed, or imposed, rather than a result of tradi-
tions, habits, or automatic structures or mechanisms such as markets. This is
what I mean by referring to politics as extensive contestability.
Politicization in this sense is driven by the increasing differentiation of
complex societies. Differentiation might be understood, as does Luhmann,
as a depoliticizing force, owing to the increasingly specialized roles that
political systems play in increasingly complex societies."6 But Luhmann
misses the full impact of differentiation, because he fails to note the parallel
processes of cultural differentiation that often conflict with institutional and
structural integration."7 Nor does he pay serious attention to the variety of
individual responses, given that individual identities are less likely than ever
to be exhausted by their functional locations.'8
To see why differentiation politicizes, we shall need to notice that differ-
entiation of means of organizing institutions is not the same kind of thing as
differentiation of goods and principles of institutional authority, in spite of
the fact that every institution requires a justification in terms of goods and
principles. Put simply, politicization is fueled by conflicts between increas-
ingly differentiated goods and their institutional locations.
With respect to differentiation of means of organization I shall follow
Habermas in distinguishing administrative power, money, and solidarity."9
These are generic means of organizing collective actions: they can be (coer-
cively) administered; they can be unintended outcomes of individuals' agree-
ments mediated by a universal medium of exchange (money); or they can be
agreed by means of customs, norms, or language (solidarity). Of course, most
institutions involve all three media to a greater or lesser extent. But as
societies differentiate, institutions tend to be organized by one of these
possibilities.
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250 POLITICAL THEORY / May 1996
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Warren / DEMOCRATIC RESPONSES TO POLITICS 251
POLITICAL SELF-IDENTITY
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252 POLITICAL THEORY / May 1996
like to get along, identify with others, be recognized and belong. Most of our
day-to-day interactions reflect this: we don't (usually) go around with an
"attitude." Say, however, we decide that an issue, offense, or unsolved
problem is serious enough that we are willing to risk some amount of social
groundlessness, even if we intend a surer grounding by raising the issue. We
become "political" and introduce a contest. Notice that our mode of self-
identification changes. We now become conscious of separation and distinc-
tion. We declare that our judgment is different than what had been assumed
to be a common judgment. We take a stand and introduce a distinction
between "I" and "we." We identify an interest at stake, one worth disruption.
We individuate ourselves: we are no longer part of a larger community, but
part of (say) a smaller, self-conscious alliance. We become a political agent,
and the cost is a disruption of at least some everyday routines, some amount
of previously assumed solidarity and commonality. This is why taking a
political stand is often considered "courageous" and why a virtue of some
formal procedures (such as the secret ballot or institutionalized opposition)
is that they insulate solidarity from conflict, providing easy ways to be
political.
When we move into political space, we enter an arena of social ground-
lessness-not just any groundlessness, but one in which there is a heightened
consciousness of the stakes against a background of possibly coercive reso-
lutions. As I have suggested, these features of politics are sufficient to elicit
fears and anxieties. And this will, more often than not, cause us to identify
our political location and identity through opposition, objectifying the Other
as an adversary, even while we feel increasing solidarity with our allies. This
is in part why politics is beset by misunderstanding, mudslinging, name-call-
ing, and petty searches for insidious motivations: once we experience broken
or missing ground and define our opposition, it is difficult not to stereotype
the Other, perhaps viciously, in ways that allow us to grasp and confirm our
place and identity within the broken relationships. Such responses may
include and even magnify our own deficiencies of reason, moral character,
and generosity. But to focus on character alone would miss the compulsion
that follows from politics as such. What politics means is that, in part, broken
or missing relationships leave us with incomplete narratives of the Other,
while we also perceive the Other as a threat to something that matters. Under
such circumstances, we (and our allies) will be inclined to complete the
narrative in a vacuum.26
I would be exaggerating were I to claim that such political experiences are
devoid of intrinsic attractions. They are not. Some such attractions are for the
better, as when solidarity with allies helps to affirm common discomforts,
which can lead to liberating self-discoveries. More problematic, however, are
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254 POLITICAL THEORY / May 1996
for some reason, noticed and exposed. We now trust only our allies, those
who hold similar interests. We harden toward the Other, suspect their motives,
and act strategically toward them, while at the same time, most probably, we
avoid confronting the Other in dialogue, preferring the company of those who
will support and confirm the now self-conscious but insecure identity.
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Warren / DEMOCRATIC RESPONSES TO POLITICS 255
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256 POLITICAL THEORY / May 1996
But the generative capacities of democracy are also delicate, easily sub-
verted by social and political context. When identities are politicized in
patterns that leave few, if any, settled commonalities upon which to draw,
then these generative capacities will work badly, if at all. When oppositions
of race, class, culture, education, and geographic location overlap (as they
now do in cleavages between inner cities and suburbs in the United States),
there may be so little shared experience and settled social interactions that
deliberation may simply reinforce existing oppositions. Democracy is more
likely to have a generative capacity when individuals can take many relation-
ships (and their associated identities) for granted, since these will amount to
patterns of social and psychic investment that circumscribe politicized
spaces, while also providing inducements to work things out.
Still, these are contingent limitations. A democratic theory should not
conflate the oppositional identities that political relations evoke with what it
means to be an individual-reifying, in effect, a moment of a process. Thus
the problem with the standard liberal language of the self (the kind associated
with Madison, Bentham, James Mill, American pluralism, and rational choice
theory28) is not that it uses the adversarial language of autonomy and interests,
nor even that it views political life in adversarial terms. Democracy is not an
expression of community, but a response to conflict. Rather, the problem is
that standard liberal theories treat the contingent, politicized identities of
individuals as if they were ontological characterizations, leaving them unable
to conceptualize the transformative possibilities located in the tension be-
tween politicized identities and the diversity of ways in which selves are
connected to others. When standard liberal democratic theory construes
voting as the essence of democracy, for example, it reifies the political
moment of opposition in the form of an institution, missing the transforma-
tions that occur as a result of reestablishing damaged relations or creating
new ones.
Developing Autonomy
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258 POLITICAL THEORY / May 1996
The third area within which we might expect democracy to have genera-
tive effects is institutional authority. This is not an effect that radical demo-
crats typically emphasize or even notice. They should, however, if only
because collective organization is inconceivable without authority. As
Anthony Giddens has emphasized, authority, in the form of trust, is more
necessary than ever in societies with high degrees of differentiation, just
because differentiation also implies extensive interdependencies.32 For any
individual, the more interdependencies, the greater will be the scarcity of
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Warren / DEMOCRATIC RESPONSES TO POLITICS 259
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260 POLITICAL THEORY / May 1996
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Warren / DEMOCRATIC RESPONSES TO POLITICS 261
that lives will be spared division and devastation. It may, as I shall suggest,
serve to contain uncertainty (and do so very significantly). But it does so
indirectly by recognizing irreducible uncertainties in political life and design-
ing institutional responses that build on this recognition. Other responses to
politics promise more, and-although they offer more either thoughtlessly
or irresponsibly-they do cohere with our natural distrust of politics. For this
reason, it is especially important for a radically democratic theory to come
clean about politics, since it asks individuals to take on responsibilities and
risks they are naturally inclined to avoid.
Let us grant, then, that a democracy extensive enough to have generative
and transformative features would also have attendant risks. For example, the
risk of autonomy, which such democracy would help to evoke, is the risk that
comes with some suspension of connectedness and trust in interdependence,
if only at certain points in one's life. More generally, the pervasive potentials
for contest that democracy would bring into the open means individuals can
no longer view any relationship with absolute certainty, even if one regards
most relationships as "settled" most of the time. To a large extent, of course,
democracy is only the messenger of what has already transpired in late
modern cultures and represents a productive response: risk is inherent in any
relationship that is settled only by reference to its intrinsic goods. As Anthony
Giddens has emphasized, such "pure relationships" are "double-edged": they
"offer the opportunity for the development of trust based on voluntary
commitments and intensified intimacy." But because pure relationships are
"shorn of external moral criteria," they are vulnerable as a source of security
at fateful moments and major life transitions.'
Not all social entanglements are as central to the integrity of the self as are
intimate relationships. Nonetheless, when we consider that political engage-
ment may require individuals to venture onto groundless terrain in an era of
pure relationships, we can also see why political terrain might be experienced
as especially threatening to identities "shorn of external moral criteria." It is
no wonder, then, that the very developments that generate new opportuni-
ties for democracy-that is, the extensive politicization of society-also
generate new antipolitical temptations and fundamentalist responses.41
Nonetheless, the best defense against the uncertainties of politics is a
democratic response. Some of these defenses are well recognized and part of
the "protective" tradition of liberal-democracy whose lineage dates to
Madison and James Mill, a tradition that conceives of voting and political
rights as protections against arbitrary political power.42 It is the tradition of
radical democracy, however, that responds most directly to the social groun-
dlessness of politics by focusing on the generative and transformative capaci-
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262 POLITICAL THEORY / May 1996
Even so, democratic theorists have not been immune to more benign
antipolitical temptations. One form these take is a theoretical alignment
between democracy and moral identity.44 We would like a good politics, and
we would like to say that democracy aligns with morally sound identities.
And yet I have avoided positing any necessary relationship between democ-
racy and moral identity, even though (1) I understand any identity, including
moral identities, as potentially within the domain of politics, and (2) of all
possible responses to politics, democracy is the one that best allows individu-
als and communities to craft their lives with moral integrity.
There are, however, important tensions between moral and political iden-
tities, tensions that must be anticipated by the terms of democratic theory.
The most sophisticated accounts of moral identity, such as Charles Taylor's
Sources of the Self, hold that the self locates itself by holding the Good in
view, and it solidifies its identity in relation to this vision.45 The meaning the
self ascribes to life depends in large part on this kind of moral location. A
good public order would presumably express the Good that individuals hold
in view, in this way giving political life meaning, significance, and direction,
as well as containing the evil of which politics is capable.46
It cannot be disputed that most individuals do (and should) constitute
themselves by holding to a moral vision of one sort or another; nor can it be
disputed that public life is intimately related to how individuals solidify their
identities around these visions. The question is how this kind of identity
relates to the mode of self-identity intrinsic to political engagement. Those
who identify the self in terms of the Good always understand this identity to
be "foundational"-meaning that it encompasses all other identities and
serves as a standard against which to measure them. Political identities are
thus viewed as expressions of, or deviations from, the Good. It is this ordering
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Warren / DEMOCRATIC RESPONSES TO POLITICS 263
of the relationship between self, politics, and the Good that fits badly with
democracy-not because democracy is incompatible with the Good (as Plato
seemed to think), but because the Good could not possibly have a founda-
tional relationship to politics.
The difficulty lies in the idea of a foundation itself. To be a foundation, an
identity has to be certain. And because of the uncertain nature of politics-its
social groundlessness-such identities cannot be found within political rela-
tionships. Instead, paths to certainty lead through knowledge (epistemology)
or faith (revelation). Certainty, if possible at all, is sought in a relationship
between mind and cosmos, while politics emerges from relations between
people. Here, the idea of a moral or ethical "foundation" is not right or wrong;
it simply makes no sense. On the one hand, if individuals agreed on criteria
of the Good-if the Good had the sociological status of universality-then
there would be no politics, but only technical problems of coordinating
collective actions. On the other hand, if criteria have to be argued, then
whatever political authority moral identities come to have is achieved by the
discursive contest and persuasion enabled by democracy, not because they
have a "foundational" status. It is not that moral visions cannot have political
authority, but rather that their authority depends on politics-today, espe-
cially deliberative politics-since this is what allows people to be convinced,
to take on a moral identity as their own.47 Tracy Strong is right to argue that
political authority is (logically) prior to moral authority, simply because it is
impossible to have moral authority without agreement, and moral agreement
cannot be imposed politically without violating its essence.48 Moral commit-
ments only have a purchase on action when selves are already constituted as
moral agents by their relations to the "we." And establishing this relationship
is a political, not a moral, problem. This is also why Hannah Arendt claims,
with characteristic exaggeration, that "truth" is fundamentally antipolitical.49
And this is no doubt why Socrates gives up his apparent project of identifying
politics and the Good at the end of the Republic, where, in the Myth of Er, he
has Odysseus's soul renounce politics for the life of an "ordinary man who
would mind his own business."50
Democratic responses to politics are not likely to provide the certain
identities that, for example, Charles Taylor seeks of an ordered cosmos.51
Does this mean that democracy somehow excludes questions of moral
identity and agreement? Does democracy mean giving free play to interests,
all of which are regarded as morally equivalent? No. The point of democratic
politics should be to move moral identities into the realm of the shared, the
taken-for-granted, while leaving open the possibility of contest. Only then do
moral identities have political authority, but only because they moved
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264 POLITICAL THEORY / May 1996
through "the political." In such cases, the democratic virtue of the self consists
not of an adherence to any particular moral identity, but rather in its
autonomy-that is, its ability to take up and sustain a reflexive relationship
to moral identities, so that they might be argued and sustained. In political
space, any particular moral identity will have a political status and is thus
held by the self as an interest-absolutely essential to an individual's identity,
perhaps, but politically equivalent to other moral identities. To say, as a
democrat must, that moral identities are politically equivalent does not
indicate moral equivalence. It simply indicates that it is desirable for morally
superior arguments to establish their superiority by discursive (rather than
coercive) means.
A democratic response to politics receives and underwrites moral author-
ity by holding open the deliberative spaces. Democracy is not a necessary
condition for moral concerns to have an impact upon politics, as attested by
heroic examples from Ghandi to the mothers of the "disappeared" in Argen-
tina's dirty war. But injecting moral commitments into the fabric of politics
should not require heroism, and a democracy should protect spaces for moral
persuasion-the most fragile of public spaces-so that moral voice requires
something less than heroism.
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Warren / DEMOCRATIC RESPONSES TO POLITICS 265
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266 POLITICAL THEORY / May 1996
CONCLUSION
NOTES
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Warren / DEMOCRATIC RESPONSES TO POLITICS 267
(Cambridge, MA: MIT Press, 1992); Robert Dahl, Democracy and Its Critics (New Haven, CT:
Yale University Press, 1989), part 6; John Dryzek, Discursive Democracy (Cambridge: Cam-
bridge University Press, 1990); James Fishkin, Democracy and Deliberation (New Haven, CT:
Yale University Press, 1991); Jurgen Habermas, The Theory of Communicative Action, vols. 1
and 2, trans. Thomas McCarthy (Boston: Beacon Press, 1984, 1987), Facticity and Validity:
Contributions to the Discourse Theory of Law and the Democratic Constitutional State (Cam-
bridge, MA: MIT Press, 1994), "Three Normative Models of Democracy," Constellations 1
(April 1994): 1-10; Bernard Manin, "On Legitimacy and Political Deliberation," Political
Theory 15 (August, 1987): 338-68, Claus Offe and Ulrich K. Preuss, "Democratic Institutions
and Moral Resources," Political Theory Today, ed. by David Held (Stanford: Stanford University
Press, 1991), 143-71; Thomas Spragens, Reason and Democracy (Durham, NC: Duke University
Press, 1990); Cass Sunstein, "Preferences and Politics," Philosophy and Public Affairs 20
(1991): 3-34; Michael Walzer, "The Civil Society Argument," Dimensions of Radical Democ-
racy, ed. by Chantal Mouffe (London: Verso, 1992); Daniel Yankelovich, Coming to Public
Judgment: Making Democracy Work in a Complex World (Syracuse, NY: Syracuse University
Press, 1991); Iris Marion Young, Justice and the Politics of Difference (Princeton, NJ: Princeton
University Press, 1990).
3. While radical democracy has a lineage that one can trace to Rousseau, few radical
democrats explicitly embrace the unitary form of political community that Rousseau seemed to
advocate when he conceptualized the General Will as a kind of self-realization. Still, some
identification with Rousseauian community and democracy remains, for example, in Benjamin
Barber, Strong Democracy, and Carole Pateman, Participatory and Democratic Theory (Cam-
bridge: Cambridge University Press. 1970). Conceptions of democracy that draw on the
somewhat less closed Aristotelian forms of communitarianism include David Norton, Democ-
racy and Moral Development (Berkeley: University of California Press, 1991); Spragens,
Reason and Democracy; and, less explicitly, Robert Bellah, Richard Madsen, William M.
Sullivan, Ann Swidler, and Steven M. Tipton, The Good Society (New York: Alfred A. Knopf,
1991). Perhaps most damaging is the failure of most radical democrats to identify assumptions
that equate democracy and community inherited from Rousseau as well as the early Marx,
allowing critics to identify participatory democracy with unitary forms of community. Critics
include Niklas Luhmann, Political Theory in the Welfare State, trans. John Bednart, Jr. (New
York: Walter de Gruyter, 1990), chap. 8; George Kateb, The Inner Ocean: Individualism and
Democratic Culture (Ithaca, NY: Cornell University Press, 1992), 52-6; and Giovanni Sartori,
The Theory of Democracy Revisited (Chatam, NJ: Chatam House, 1987), chap. 15. Radical
democrats who have explicitly distanced themselves include Paul Q. Hirst, Law, Socialism, and
Democracy (London: Allen and Unwin, 1986); Cohen and Arato, Civil Society and Political
Theory; Young, Justice and the Politics of Difference, chap. 6; and William Connolly, Iden-
tity/Difference: Democratic Negotiations of Political Paradox (Ithaca, NY: Cornell University
Press, 1991) and in Political Theory and Modernity (Oxford: Basil Blackwell, 1988), chap. 3.
4. Habermas makes this point in "Three Normative Models," 2-10, esp. 4; cf. Warren,
"Democratic Theory," 13-4.
5. John Dewey provides one of the most explicit and problematic statements of this
assumption in "The Ethics of Democracy," John Dewey: The Political Writings, ed. by Debra
Morris and Ian Shapiro (Indianapolis: Hackett, 1993). See also Barber, Strong Democracy;
Samuel Bowles and Herbert Gintus, Democracy and Capitalism: Property, Community, and the
Contradictions of Modern Social Thought (New York: Basic Books, 1986); and Frank Cunning-
ham, Democratic Theory and Socialism (Cambridge: Cambridge University Press, 1987).
6. Russell Jacoby, "Can We Talk? We'd Better-Or Else Multicultural America Is in Big
Trouble," The Washington Post, Sunday, June 26, 1994, C1-2.
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268 POLITICAL THEORY / May 1996
7. Cf. William Ian Miller's intricate analyses in Humiliation (Ithaca: Cornell University
Press, 1993).
8. Cf. Barber's definition of politics in Strong Democracy, p. 120, as "a necessityfor public
action, and thus for reasonable public choice, in the presence of conflict and in the absence of
private or independent grounds for judgment."
9. Jean-Francois Lyotard, The Differend: Phrases in Dispute, trans. Georges Van Den
Abbeele (Minneapolis: University of Minnesota Press, 1988), ix, xiii, 139-41.
10. Ibid.
11. Ibid.
12. Ibid, 138.
13. Ibid, 150. The point that contemporary politics increasingly reflects a divide between
fundamentalist and pluralist responses is central to William Connolly's Identity/Difference.
14. Lyotard, The Differend, 150; cf. Jean-Francois Lyotard, "The Wall, the Gulf, and the Sun:
AFable," Politics, Theory, and Contemporary Culture, ed. by MarkPoster (New York: Columbia
University Press, 1993), 270. Cf. Habermas's claim that deliberative democracy is the appropri-
ate form of politics for a "decentered society" that "no longer needs to operate with the notion
of a social whole centered in the state and imagined as a goal-oriented subject writ large." "Three
Normative Models," 7-8.
15. Claude Lefort, Democracy and Political Theory, trans. David Macy (Minneapolis:
University of Minnesota Press, 1988), 17. Adam Przeworski, Democracy and the Market
(Cambridge: Cambridge University Press, 1991), 13.
16. Luhmann, Political Theory; cf. Danilo Zolo, Complexity and Democracy, trans. David
McKie (University Park: Pennsylvania State University Press, 1992).
17. Cf. Habermas, Theory of Communicative Action, vol. 2, parts V, VI.
18. Cf. Cohen and Arato, Civil Society, chap. 7.
19. Habermas, Theory of Communicative Action, vol. 1.
20. Michael Walzer's Spheres of Justice (New York: Basic Books, 1983) is organized around
the insight that modernity involves a recognition that humans inhabit different domains of
goods-what he calls a "social differentiation of goods"-and that these goods ought to have
distinctive institutional enablements. To a large extent, he argues, we already recognize distinc-
tions between goods of membership, security and welfare, markets, merit-based offices, educa-
tion, family, religious institutions, and political life. Each answers to different needs, existential
restraints, and social relations. Walzer's list is not complete (for example, aesthetics and
therapeutic self-reflection both answer to their own criteria and involve parallel institutional
distinctions). But his insight is sound: the richness and profundity of modernity is that it
distinguishes different kinds of goods and in this way develops as well as anticipates the
multiplicity of the human condition, and thus the multiplicity of human potentials.
21 Robert Jay Lifton, The Protean Self (New York: Basic Books, 1993). Cf. Jiirgen
Habermas, Postmetaphysical Thinking, trans. Mark Hohengarten (Cambridge, MA: MIT Press,
1992), chap. 7; Kenneth Gergen, The Saturated Self: Dilemmas of Identity in Contemporary Life
(New York: Basic Books, 1991).
22. Cf. Emesto Laclau and Chantal Mouffe, Hegemony and Socialist Strategy (London:
Verso, 1985), 181.
23. This point is made with regard to feminism by Anne Phillips, Engendering Democracy
(Cambridge: Polity Press, 1991), and is central to much of the literature on new social
movements. See esp. Alain Touraine, "An Introduction to the Study of New Social Movements,"
Social Research 52 (Winter, 1985): 749-87; Claus Offe, "New Social Movements: Challenging
the Boundaries of Institutional Politics," Social Research 52 (Winter, 1985): 817-68.
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Warren / DEMOCRATIC RESPONSES TO POLITICS 269
24. Cf. Gunter Teubner, "Substantive and Reflexive Elements in Modem Law," Law and
Society Review 17 (1983): 239-85; Jurgen Habermas, "Law and Morality" The Tanner Lectures
on Human Values, ed. by Sterling M. McMurrin, vol. 8 (Salt Lake City: University of Utah Press,
1988), 219-79.
25. Cf. Michael Walzer's view of democracy as boundary patrols between goods in Spheres
of Justice, esp. chap. 12; and Tracy Strong's account of politics as "boundary maintenance"
between the spheres of vision, will, and memory, each of which have different criteria of validity,
and each of which is necessary to self-identity. The Idea of Political Theory: Reflections on the
Self in Political 7ime and Place (Notre Dame, IN: University of Notre Dame Press, 1990).
26. Cf. C. Wright Mills, "Situated Actions and the Vocabularies of Motive," American
Sociological Review 5 (1940): 904-13.
27. The limiting cases of group absorption of the self are most precisely articulated
by J. Glenn Gray in The Warriors: Reflections on Men in Battle (New York: Harper and Row,
1959), a remarkable set of reflections about the attractions of war.
28. Warren, "Democratic Theory," 8-11.
29. For an elaboration and defense of this point, see Mark E. Warren, "The Self in Discursive
Democracy," The Cambridge Companion to Habermas, ed. by Stephen White (Cambridge:
Cambridge University Press, 1995).
30. My descriptions here borrow from critical theory. See, e.g., Jurgen Habermas, The Theory
of Communicative Action, vol. 2, trans. Thomas McCarthy (Boston: Beacon, 1987), 96-111;
Seyla Benhabib, Critique, Norn, and Utopia (New York: Columbia University Press, 1986),
chap. 8; and David Held, Models of Democracy (Stanford: Stanford University Press, 1987),
chap. 9. See also, however, Christine Di Stefano's thoughtful analysis in "Trouble with
Autonomy: Some Feminist Considerations," Feminism, ed. by Susan Moller Okin and Jane
Mansbridge (Aldershot, UK: E. Elgar, 1994).
31. Cf. Robert Putnam, Making Democracy Work: Civic Traditions in Modern Italy (Prince-
ton, NJ: Princeton University Press, 1992).
32. Anthony Giddens, Modernity and Self-Identity: Self and Society in the Late Modem Age
(Stanford: Stanford University Press, 1991), 18-9; cf. Niklas Luhmann, Trust and Power: Two
Works by Niklas Luhmann (Chichester, U.K.: Wiley, 1979).
33. Michael Crozier, Samuel Huntington, and Joji Watanuki, The Crisis of Democracy: A
Report on the Govemability of Democracies to the Trilateral Commission (New York: New York
University Press), 162-3.
34. Cf. Claus Offe, Contradictions of the Welfare State, trans. John Keane (Cambridge, MA:
MIT Press, 1984), chap. 2.
35. Kateb, The Inner Ocean, chaps. 1, 3.
36. This is the essential democratic point in Habermas's ideal speech situation. Cf. Dryzek,
Discursive Democracy, 70.
37. John Kotter and John Heskette, Corporate Culture and Performance (New York: Free
Press, 1992). To date, however, most businesses remain unwilling to go beyond the rhetoric of
democracy by devolving powers and protections.
38. I develop this argument extensively elsewhere. See Mark E. Warren, "Deliberative
Democracy and Authority," American Political Science Review 90 (1996): 46-60.
39. Richard Flathman argues this point extensively in The Practice of Political Authority
(University of Chicago Press, 1980).
40. Giddens, Modernity and Self-Identity, 186-7. Cf. Charles Taylor, Multiculturalism and
the "Politics of Recognition" (Princeton, NJ: Princeton University Press, 1992), 36, for similar
points.
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270 POLITICAL THEORY / May 1996
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