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B. Achievement Impact
B.1 Individual Works to improve his or her own efficiency through time-
Performance only management techniques, good personal work methods, etc. Includes
efforts to improve the personal efficiency of one other person (one key
subordinate, secretary, etc.)
B.2 Affects one or two May make a small financial commitment.
others
B.3 Affects a work May achieve a moderate sized sale or financial commitment. Works to
group(4-15 people) make a more efficient system, get others working more efficiently
(ACH Others), improve group performance (ACH Team)
B.4 Affects a May achieve a major sale or comparable financial commitment.
department (more
than 15 people)
B.5 Affects an Entire -
Mid-Size Firm(or a
division of a larger
company)
B.6 Affects an Entire -
Major-Size Firm
B.7 Affects an Entire -
Industry
C. Degree of Innovation
C.0 Does Not Do New -
Things
C.1 New to the Job or Do things (to improve performance) that have not been done in that
Work Unit job before, but that may have been done elsewhere in the organization.
C.2 New to the Improves performance by doing something new and different (that has
Organization not been done in the company, not necessarily new to the industry).
C.3 New to the Industry Improves performance by doing things that are unique, cutting-edge,
and new to the industry.
C.4 Transformation Does things that are so new and effective they transform an industry
(e.g. Apples transformation of the personal computer industry,
Shockleys development of transistors, leading to the electronics
industry, Henry Fords transformation of the auto manufacturing
industry). This level, by definition, is rarely seen.
2. Concern For Order Quality &Accuracy (CO)
Essence statement
Concern for Order reflects an underlying drive to reduce uncertainty in the surrounding environment.
Concern for Order and Quality(CO)Scale
-1 Lack of Order Lack to concern with order, despite problems caused by disorder.
0 Not Applicable Active order keeping is not needed, or is done by someone else, or a
lack of concern for order is noticed but does not cause problems.
1 Keeps on Maintains an orderly workspace with desk, files, and tools and so on
Organized in good order.
Workspace
2 Shows a General Works for clarity-wants roles, expectations, tasks, and data crystal-
Concern for Order clear and preferably in writing.
and Clarity
3 Checks Own Work Double-checks the accuracy of information or own work.
4 Monitors Others Monitors quality of others work, checks to ensure that procedures are
Work followed. Or keeps clear, detailed records of own or others activities.
5 Monitors Data or Monitors progress of a project against milestones or deadlines.
Projects Monitors data, discovers weaknesses or missing data, and seeks out
information to keep order; general concern for increasing order in
existing systems.
6 Develops Systems Develops and uses systems to organize to keep track of information.
7 Develops Complex Puts new, detailed, complex systems in place to increase order and
Systems improve quality of data. Or deduces new needs (not having to do with
order) from perceived disorder.
3. Initiative (INT)
Essence statement
Initiative is a preference for taking action. Initiative is doing more than is required or expected in the job,
doing things that no one has requested, which will improve or enhance job results and avoid problems, or
finding or creating new opportunities.
A. Time Dimension
A.-1 Thinks only of the Misses or fails to act on clear opportunities
Past
A. 0 Not Applicable or -
Does Not Take
Initiative
A. 1 Shows Persistence Persists- takes two or more steps to overcome obstacles or rejection
[Time dimension: past assignment or task through current action].
Does not give up easily when things do not go smoothly.
A. 2 Addresses Current Recognizes and acts on present opportunities or addresses present
Opportunities or problems (usually completed within 1 or 2 days).
Problems
A. 3 Is Decisive in a Acts quickly and decisively in a crisis (where norm is to wait, study,
Crisis hope problem will resolve itself).
A. 4 Acts Up to 2 Creates opportunities or minimizes potential problems by a unique
Months Ahead extra effort (new program, special travel, etc.) occurring within a time
frame of 1 or 2 months
A. 5 Acts 3-12 Months Anticipates and prepares for a specific opportunity or problem that is
Ahead not obvious to others. Takes action to create an opportunity or avoid
future crisis, looking ahead 3-12 months.
A. 6 Acts 1-2 Years Anticipate situations 1-2 years ahead and acts to create opportunities
Ahead or avoid problems.
A. 7 Acts 2-5 Years Anticipates situations 2-5 years ahead and acts to create opportunities
Ahead or avoid problems.
A. 8 Acts 5-10 Years Anticipates situations 5-10 years ahead and acts to create
Ahead opportunities or avoid problems.
A. 9 Acts More Than 10 Anticipates situations more than 10 years ahead and acts to create
Years Ahead opportunities or avoid problems.
B. Self Motivation , Amount Of Discretionary Effort
B.-1 Avoids Required Shirks or tries to get out of work.
Work
B. 0 Not Applicable or Requires constant supervision
Absent
B. 1 Works Completes assignment without constant supervision
Independently
B. 2 Extra Effort Works extra hours, nights, weekends, etc as needed to complete work
when not required to do so.
B. 3 Does More Than Is Exceeds job description, e.g. takes on extra tasks.
Required
B. 4 Does Much More Starts and carries through new projects.
Than Is Required
B. 5 Makes Acts without formal authority, takes personal risk, blends the rules to
Extraordinary, get the job done (emphasis must be on meeting the needs of the job,
Heroic Efforts not on defiant norm breaking.)
B. 6 Involves Others. Gets others involved in unusually extra efforts (e.g. enlists family, co
workers, community members, usually on a volunteer basis).
4. Information Seeking (INFO)
Essence statement
An underlying curiosity, a desire to know more about things, people, or issues drives Information Seeking.
Not accepting situations at face value.
Information-Seeking (INF) Scale
0 None. Does not seek additional information about a situation, other than
what has been given.
1 Asks Questions Asks direct questions of immediately available people (or people who
are directly involved in the situation even if not physically present),
consults available resources. Note that even in crisis situations,
superior performers take a few moments to gather; all the immediately
available information before taking action.
2 Personally Gets out personally to see the plane, factory, ship, customers
Investigates installation, loan applicants business, classroom, students failing
papers, or other problem. Questions those closest to the problem when
others might ignore these people.
3 Digs Deeper Asks a series of probing questions to get at the root of a situation or a
problem, below the surface presentation.
4 Calls or Contacts Calls on others, who are not personally involved, to get their
Others perspective, background information, experience (this is often, but not
necessarily, a form of using previously established relationships).
5 Does Research Make a systematic effort over a limited period of time to obtain
needed data or feedback; or does formal research through newspapers,
magazines, or other resources. [If the information is existing technical
data or knowledge or the systematic effort involves taking courses,
score for Technical Expertise C instead.]
6 Uses Own Ongoing Has personally established ongoing systems or habits for various
Systems kinds of information gathering (may include management by walking
around, regular information meetings, etc., if these are used
specifically to gather information).
7 Involves Others Involves others who would not normally be involved and gets them to
seek out information. [Do not score for delegating research or
information seeking to subordinates; this point is for involving people
who would normally not be involved.]
Competency Cluster
II. Helping & Human Service
Essence statement
The Helping and Human Service cluster involves intending to meet someone elses needs; attuning oneself
to the concerns, interest, and needs of the other and working to meet those needs.
1. Interpersonal Understanding (IU)
Interpersonal Understanding implies wanting to understand other people. It is the ability to hear accurately
and understand the unspoken or partly expressed thoughts, feeling, and concerns of others.
The Interpersonal Understanding Scale has two dimensions. Complexity or Depth of Understanding of
Others (A) and Listening and Responding to Others (B).
A. Depth Of Understanding Of Others
A.-1 Lack of Misunderstands or is surprised by others feelings or actions; or sees
Understanding others primarily in terms of racial, cultural, or gender stereotypes.
A. 0 Not Applicable Or shows no explicit awareness of others, but no evidence of serious
misunderstandings. This level is often found in combination with
Direct Persuasion (IMPACT level A-2 and 3).
A. 1 Understands Either Understands either present emotions or explicit content, but not both
Emotion or Content together.
A. 2 Understands Both Understands both present emotions and explicit content
Emotion and
Content
A. 3 Understands Understands current unspoken thoughts, concerns, or feelings; or gets
Meanings others willingly to take actions desired by the speaker.
A. 4 Understands Understands underlying problems; the reason for someones ongoing
Underlying Issues or long-term feelings, behaviors, or concerns; or presents a balanced
view someones specific strengths and weaknesses.
A. 5 Understands Understands complex causes of others long-term underlying attitudes,
Complex behavior patterns, or problems.
Underlying Issues
B. Listening And Responding To Others
B.-1 Unsympathetic Offends others, makes them close up.
B. 0 Not Applicable or -
Makes No Attempt
To Listen
B. 1 Listens Picks up clues to others feeling or meanings, or listens when
approached by others. May ask questions confirm the speakers
diagnosis. Uses understanding to explain others past behavior.
B. 2 Makes self Has an open door, goes out of the way to invite conversation, or
Available to Listen actively seeks to understand (often in order to influence, develop,
help, or lead others).
B. 3 Predicts Others Uses understanding based on listening and observation to predict and
Responses prepare for others reactions.
B. 4 Listens Reflects peoples concerns, is easy to talk to; or responds to peoples
Responsively concerns by altering own behavior in a helpful responsive manner.
B. 5 Acts to Help. Helps people with problems presented or observed. [Scoring note:
Also consider Developing Others, Customer Service Orientation, or
Know-How and Expertise. If the intent is clearly developmental, use
customer service; or if the problem is technical, score the
understanding on IU scale A and the action o the other competency. If
the intent and context does not clearly involve one of the other
competencies, score the action here. The difference between
responsive action and Impact and Influence is that here the speaker
does not enter the situation with his or her own agenda, but responds
(flexibly) to the needs or situation of the other].
2. Customer Service Orientation (CSO)
Essence statement
Customer Service Orientation implies a desire to help or serve others, to meet their needs. Focus is on first,
understanding the others needs (rather than general understanding of others thoughts, feeling or behavior)
and then doing something to help or serve the others (rather than influence them to support the performers
own agenda).
A. Focus On Clients Needs
A.-3 Expresses Negative Makes global negative comments about clients, blames clients for
Expectations of negative outcomes. Includes racist or sexist comments about clients.
Clients [Scoring not: negative comments that are objectively true (i.e. hes a
criminal about a client who went to jail for fraud) are not scored
here.]
A.-2 Expresses Lack of Unclear about clients need and details of own involvement. (Wasnt
Clarity quiet sure what this meeting was for, never was sure exactly what
the client wanted) without taking steps to clarify the situation.
A.-1 Focuses on Own Desires to show the client facts, or focuses on own or companys
Abilities abilities rather than on clients needs.
A. 0 Gives Minimal Gives an immediate off the cuff response to clients questions
Required Service without probing the underlying needs or problems or getting the
context of the clients inquiry.
A. 1 Follows Up Follows through on client inquiries, requests, complaints. Keeps client
up-to-date about progress of projects (but does not probe clients
underlying issues or problems).
A. 2 Maintains Clear Monitors client satisfaction. Distributes helpful information to clients.
Communication Gives friendly, cheerful service.
with Client
Regarding Mutual
Expectations
A. 3 Takes Personal Corrects customer service problems promptly and undefensively.
Responsibility
A. 4 Makes Self Fully Is especially helpful when customer is going through a critical period.
Available to Gives customer a home phone number or other means of easy access,
Customer or may spend extra time at the customers location. [This level may be
irrelevant for some positions and critical for others, depending on the
structure of the situation.]
A. 5 Acts to Make Makes concrete attempts to add value to the client, to make things
Things Better better for the client in some way. Expresses positive expectations
about client.
A. 6 Addresses Seeks information about the real, underlying needs of the client,
Underlying Needs beyond those expressed initially, and matches these to available (or
customized) products or services.
A. 7 Uses a Long-Term Works with a long-term perspective in addressing clients problems.
Perspective May trade off immediate costs for the sake of the long-term
relationship. Looks for long-term benefits to the customer. May
initiate actions that create visible success for customer and then credit
the customer with that success.
A. 8 Acts as a Trusted Builds an independent opinion on clients need,
Advisor problems/opportunities, and possibilities for implementation. Acts on
this opinion (e.g. recommends appropriate approaches that are new
and different from those requested by the client). Becomes intimately
involved in clients decision-making process. [Effective functioning at
this level depends on successful relationship building over a period of
time.] May push client to confront difficult issues.
A. 9 Acts as Clients Takes clients side versus own organization with long-term benefit to
Advocate own organization (e.g counsels client not to overextend on purchases
(thus maintaining customer viability for the future)).; or pushes own
management to resolve customer-related problems. Takes clients side
in well-founded complaints regarding own companys treatment of
client.
C. 4 Gets Other To Take [Score this for peers, superiors, or people in other organizations. Do
Non routine Actions, not score for delegating some personal actions to subordinates unless
Hold Extra Meetings the subordinates action is clearly not within their normal job
Etc description. Initiatives that involve the ordinary assistance of
subordinates score at level 3,4 or 5].
C. 5 Involves Others In -
Extraordinary Efforts
4. Team Leadership (TL)
Team Leadership is the intention to take a role as leader of a team or other group.
The primary dimension (A) of the Team Leadership Scale is the intensity and completeness of the leadership
role. The breadth is (B) (size of the team) and effort/initiative (C).
A. Strength Of The Leadership Role
A.- Abdicates Refuses or fails to lead. e.g. wont provide direction or mission
1 statement when subordinates need them.
A. 0 Not Applicable Job does not require leadership.
A. 1 Manages Meetings Manages meetings-states agendas a objectives, controls time, makes
assignments etc.
A. 2 Informs People Lets people affected by a decision know what is happening. Makes
sure the group has all necessary information. May explain the reasons
for a decision.
A. 3 Uses Authority Fairly Uses formal authority and power in affair and equitable manner.
Makes a personal effort to treat all group members fairly.
A. 4 Promotes Team Uses complex strategies to promote team morale and productivity
Effectives (hiring and firing decisions, team assignments, cross training etc.).
[Scoring note: really complex examples, which would score for the
upper half of Interpersonal understanding and/or impact and influence,
should also be scored on those scales.]
A. 5 Takes Care Of The Protects the group and its reputation vis--vis the larger organization,
Group or the community at large: obtains needed personnel, resources,
information for the group. Makes sure the practical needs of the group
are met. This level is frequently seen in the military or factory
situations, but also applies to obtaining less tangible resources for
professional or managerial subordinates.
A. 6 Positions Self As The Ensures that others buy into leaders mission, goals, agenda, climate,
Leader tone, policy. Sets a good example (i.e. models desired behavior).
Ensures that group tasks are completed (is a credible leader).
A. 7 Communicates A Has genuine charisma, communicates a compelling vision, which
Compelling Vision generates excitement, enthusiasm and commitment to the group
mission. (Examples of this level are rare and are likely to be inferred
from the results of activities, from reports by others, and from the
interviewers observation and impression rather than by direct quotes).
B. Breadth
B. 1 Small, Informal May include social or friendship groups. [This level is frequently
Groups Of 3-8 People scored in work situations but may be useful in selection interviewing
of recent graduates].
B. 2 A Task Force Or -
Temporary Team
B. 3 Ongoing Work Group May include a group of subordinates who are themselves department
Or Small Department heads, if the leadership activities do not directly affect their
employees.
B. 4 Entire Large Size Entire large size department (approximately 16-50 people).
Department
B. 5 Division Of Major -
Firm Or Entire Mid-
Size Firm
B. 6 Entire Major-Size -
Firm
C. Effort / Initiative
C. 0 Makes No Extra -
Effort
C. 1 Takes More Than -
Routine Action Him
Or Herself(Up To 4
Extra Phone Calls,
Conversations, Or
Actions)
C. 2 Takes Much More -
Than Routine Action
Him Or Herself(5-15
Actions)
C. 3 Makes Extraordinary (On own time or ever a period of months)
Efforts
C. 4 Gets Other To Take [Score this for peers, superiors, or people in other organizations. Do
Nonroutine Actions, not score for delegating some personal actions to subordinates unless
Hold Extra Meetings the subordinates action is clearly not within their normal job
Etc description. Initiatives that involve the ordinary assistance of
subordinates score at level 3,4 or 5].
C. 5 Involves Others In -
Extraordinary Efforts
Competency Cluster
V. Cognitive
Essence statement
The Cognitive competencies function as an intellectual version of Initiative: the individuals working to
come to an understanding of a situation, task, problem, opportunity, or body of knowledge.
3. Flexibility (FLX)
Flexibility is the ability to adapt to and work effectively with a variety of situations, individuals, or groups.
It is the ability to understand and appreciate different and opposing perspectives on an issue, to adapt an
approach as the requirements of a situation change, and to change or easily accept changes in ones own
organization or job requirements.
The Flexibility Scale has two dimensions, Breadth of Change (A) ranges from own opinions to adapting
organizational strategy. and Speed of Action (B) ranges from slow to instantaneous.
A. Breadth of Change
A.- Counterproductively Despite obvious problems, retains same point of view; does not
1 Sticks To Own recognize others views as valid.
Opinion/
Tactics/Approach
A. 0 Always Follows -
Procedures
A. 1 Sees Situation Recognizes the validity of others viewpoints.
Objectively
A. 2 Flexibly Applies Rules Depending on the individual situation, adapts actions to accomplish
Or Procedures organizations larger objectives. Pinch-hits by doing co-workers
tasks as necessary during an emergency.
A. 3 Adapts Tactics To Changes own behavior or approach to suit the situation.
Situation Or To Others
Response
A. 4 Adapts Own Strategies, -
goals or projects to
situations
A. 5 Makes Organizational Makes smaller or short term adaptations in own or client company in
Adaptations response to the needs of the situation.
A. 6 Adapts Strategies Makes large or long-term adaptations in own or client company in
response to the needs of the situations (This level implies various
Influence competencies, and possibly Managerial, Cognitive, or
Achievement competencies).
B. Speed Of Action
B. 1 Long-Term, -
Considered, Or Planned
Changes (Over A
Month)
B. 2 Short-Term Plan To - (1 week to 1 Month)
Change
B. 3 Fast Change(Less Than -
A Week)
B. 4 Quick Changes (Within -
a day)
B. 5 Instantaneous Action Turns on a dime.
Or Decision To Act
4. Organizational Commitment (OC)
Organizational Commitment is the individuals ability and willingness to align his or her own behavior with
the needs, priorities, and goals of the organization, to act in ways that promote organizational goals or meet
organizational needs. It may appear as putting organizational mission before own preferences, or before
professional role priorities.