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Journal of Pathology

J Pathol 2013; 230: 241248 INVITED REVIEW


Published online in Wiley Online Library
(wileyonlinelibrary.com) DOI: 10.1002/path.4188

Tumour necrosis factor and cancer


John P Waters,1 Jordan S Pober2 and John R Bradley1,*
1
Department of Medicine, University of Cambridge, Addenbrookes Hospital, Cambridge, UK
2 Yale University School of Medicine, New Haven, CT, USA

*Correspondence to: JR Bradley, Box 118, Addenbrookes Hospital, Cambridge CB2 0QQ, UK. e-mail: jrb1000@cam.ac.uk

Abstract
Tumour necrosis factor (TNF) was originally described as a circulating factor that can induce haemorrhagic
necrosis of tumours. It is now clear that TNF has many different functions in cancer biology. In addition to causing
the death of cancer cells, TNF can activate cancer cell survival and proliferation pathways, trigger inflammatory
cell infiltration of tumours and promote angiogenesis and tumour cell migration and invasion. These effects can
be explained by the diverse cellular responses TNF can initiate through distinct signal transduction pathways,
opening the way for more selective targeting of TNF signalling in cancer therapy.
Copyright 2013 Pathological Society of Great Britain and Ireland. Published by John Wiley & Sons, Ltd.

Keywords: tumour necrosis factor; cancer; signal transduction; cell death; inflammation; cell survival; angiogenesis

Received 3 February 2013; Revised 15 February 2013; Accepted 23 February 2013

Conflict of interest. JSP and JRB are co-inventors on a patent entitled Selective modulation of tumour necrosis factor receptors in therapy.

Introduction which include local and systemic pro-inflammatory


effects, as well as cell death, survival, differentiation,
Tumour necrosis factor (TNF, also known as TNF) proliferation and migration, has renewed interest in
was originally identified as a glycoprotein found TNF as both a target and therapy in cancer.
in the serum of bacillus CalmetteGuerin (BCG)-
infected mice treated with endotoxin (also known
Biological effects of TNF
as lipopolysaccharide, or LPS) that could induce
haemorrhagic necrosis of sarcomas that had been
transplanted subcutaneously into mice, seemingly TNF is synthesized primarily by immune cells (espe-
without injury to healthy tissues [1,2]. A cDNA cially macrophages, dendritic cells lymphocytes and
encoding human tumour necrosis factor was cloned mast cells) as a 34 kDa type II transmembrane pro-
in 1984, and recombinant human TNF was shown tein (with an external C-terminus and cytoplasmic
to induce the haemorrhagic necrosis of transplanted N-terminus) that functions both as a homotrimeric form
expressed on the surface of TNF-producing cells, and
methylcholanthrene (MethA)-induced sarcomas in
as a soluble homotrimer formed by the C-terminal
syngeneic mice [3]. Similar effects were noted in
17 kDa portions of the membrane version that is
response to a T lymphocyte-derived, structurally
released from the cell surface by TNF-converting
related protein called lymphotoxin (LT or LT-, briefly
enzyme (TACE; a metalloproteinase also known as
known as TNF); both LT and TNF bind to the same ADAMS 17). Cellular responses to TNF are medi-
receptors and we will restrict our discussion in this ated through two distinct receptors, designated TNFR1
review to the more well-studied TNF (also known (also known as the p55 TNF receptor and designated
as TNF) molecule. TNF was subsequently found to CD120a) and TNFR2 (also known as the p75 TNF
mediate widespread systemic effects. When admin- receptor and designated CD120b). The expression of
istered to rats in quantities similar to those produced each receptor is highly and independently regulated on
endogenously in response to endotoxin, TNF was the surface of cells. The intracellular domains of TNF
found to cause shock and tissue injury [4]. TNF was receptors are devoid of any intrinsic kinase or other
also identified as a humoral mediator of cachexia, the enzymatic activities, and signal by recruiting cytoso-
syndrome of anorexia, weight loss, anaemia and pro- lic adaptor proteins to their intracellular domains. The
tein wasting that complicates cancer as well as chronic ability of each TNF receptor to interact with both iden-
infections and inflammation [5,6]. Early clinical trials tical and unrelated downstream signalling molecules
of TNF as a treatment for cancer were limited by these explains their shared and distinctive functions.
toxicities [79]. However, subsequent elucidation of Broadly, TNF can activate pathways leading to three
the pathways that signal the complex actions of TNF, different cellular responses [10]: cell survival and
Copyright 2013 Pathological Society of Great Britain and Ireland. J Pathol 2013; 230: 241248
Published by John Wiley & Sons, Ltd. www.pathsoc.org.uk www.thejournalofpathology.com
242 JP Waters et al

proliferation; transcription of pro-inflammatory genes; that would kill tumour cells while sparing nor-
and cell death. TNFR1 is able to signal each of these mal tissues. However, such differences between the
biological effects. Ligand-occupied TNFR1 recruits responses of normal and tumour cells could not fully
adaptor molecules that create a signalling complex explain TNF actions in vivo because TNF appeared
capable of activating various mitogen-activated pro- capable of destroying implanted tumours, such as
tein kinase kinase kinases (MAP3Ks). Recruitment Meth A sarcoma, in which the tumour cells did not
and activation of the MAP3Ks mitogen-activated have TNF receptors and were unresponsive to TNF
protein kinase kinase kinase 3 (MAP3K3, also known in vitro. Tumour killing in this case was mediated
as MAPK/ERK kinase kinase 3, MEKK3) [11] by a Shwartzman-like neutrophil-mediated destruction
and transforming growth factor- (TGF)-activated and thrombosis of tumour blood vessels, and TNF
kinase (TAK1) [12] leads to phosphorylation and has been shown to be an important mediator of the
activation of the inhibitor of B (IB) kinase (IKK) priming phase of the Shwartzman reaction [19]. The
complex, which, in turn, leads to activation of tumour cells secreted molecules, such as VEGF-A,
the transcription factor NF-B [13] and transcrip- that sensitized local endothelial cells to TNF actions
tion of both pro-inflammatory and survival genes. [20]. However, it has also been observed that TNF is
TNFR1 can also initiate pro-inflammatory, survival synthesized and secreted by malignant epithelial cells
and cell death signals by activating apoptosis sig- derived from a number of tumour cell types [2123]
nalling kinase 1 (ASK1), a MAP3K that initiates and, instead of resulting in tumour cell death, TNF
a kinase cascade culminating in activation of the may act as an autocrine survival signal for cancer cells,
downstream signalling molecules c-Jun N-terminal promote tumour cell migration and invasion and regu-
kinase (JNK) and p38 mitogen-activated protein late infiltration of tumour-promoting macrophages into
kinase. These kinases, in turn, activate various the tumour microenvironment. Each of these various
forms of the heterodimeric transcription factor AP-1. responses has been analysed in molecular detail.
Through less well-defined pathways TNFR1 can
also activate the rasrafMEK1ERK1,2 [14] and TNF and cancer cell death
phosphatidylinositol 3-kinasephosphatidylinositol
tris-phosphate-dependent kinaseAkt (also known The identification of different pathways through which
as protein kinase B) pathways, both of which can cell death can occur (Figure 1) has provided insights
promote cell survival and proliferation. Alternatively, into the mechanisms through which cancer cells evade
TNFR1 can initiate the formation of a death-inducing death, and identified targets for therapy. Furthermore,
signalling complex (DISC) that can trigger cell death different forms of cell death elicit distinct immunolog-
through apoptosis [15] or through necroptosis [16], ical and inflammatory responses to tumour cells that
the latter being a form of programmed cell death can influence tumour progression.
characterized by cell swelling and lysis (onchosis). Apoptosis is characterized by programmed or con-
In most normal cells, death is prevented by TNF- trolled cell shrinkage with plasma membrane vesic-
induced de novo synthesis of inhibitors of JNK and ulation, nuclear condensation and DNA fragmenta-
of DISC-mediated cell death. Many tumour cell lines tion. These morphological changes are associated with
are deficient in such proteins, enabling TNF to cause the exposure of molecules, including phosphatidylser-
apoptosis or necroptosis in vitro. ine [24] and calreticulin [25], on the surface of the
In some cell types, TNFR2 can also initiate phos- dying cells, often allowing them to be recognized
phorylation of IKK leading to nuclear translocation and engulfed by neighbouring phagocytic cells with-
of NF-B through a similar pathway to TNFR1, but out eliciting an inflammatory response. Apoptotic death
distinct TNFR2 signal transduction pathways have is caused by cleavage of critical cellular proteins by
also been described. Specifically TNFR2 can activate a family of structurally-related intracellular proteases
endothelial/epithelial tyrosine kinase (Etk), a mem- known as active cysteinyl aspartyl-directed proteases,
ber of the Brutons tyrosine kinase (Btk) non-receptor or caspases. Within minutes of binding TNF, TNFR1
tyrosine kinase family implicated in cell adhesion, assembles signalling complex I, also called a sig-
migration, proliferation and survival [17]. In endothe- nalosome, which contains three principal cytosolic
lial cells, TNFR2-mediated activation of Etk mediates components: an adaptor protein called TNF receptor-
tyrosine phosphorylation of the intracellular regions associated death domain protein (TRADD), a ser-
of VEGFR2, resulting in a VEGF-independent, pro- ine/threonine kinase called receptor interacting protein
angiogenic response involving activation of Akt [18]. kinase (RIPK)-1, and an E3 ubiquitin ligase called
TNF receptor-associated factor (TRAF) 2 (sometimes
TRAF2 can be replaced by TRAF 5). Several hours
after its formation, signalling complex 1 recruits an
TNF responses in tumours adaptor protein known as Fas-associated death domain
protein (FADD), forming a DISC (also known as com-
Based on the original Carswell et al . findings and plex 2) [15]. The DISC can recruit and promote auto-
the susceptibility of many tumour cell lines to killing catalytic activation of pro-caspases 8 and 10 (also
in vitro, TNF was initially viewed as a magic bullet known as FLICE and FLICE 2, respectively); activated
Copyright 2013 Pathological Society of Great Britain and Ireland. J Pathol 2013; 230: 241248
Published by John Wiley & Sons, Ltd. www.pathsoc.org.uk www.thejournalofpathology.com
TNF and cancer 243

caspases 8 and 10 then proteolytically activate other, sarcoma implants that are destroyed by TNF develop
so-called effector caspases, such as caspases 3 and 6. adaptive immune responses that render them resistant
Nuclear fragmentation is caused by effector caspase- to subsequent challenges by MethA sarcoma.
mediated cleavage of nuclear lamins, while DNA frag-
mentation into nucleosomes is triggered by effector TNF and cancer-related inflammation
caspasemediated cleavage of a protein called inhibitor
of caspase-activated DNAse (iCAD), liberating and The risk of cancer is increased in chronic infections
activating CAD. Small molecule inhibitors of cas- and inflammatory diseases, settings in which sustained
pases are capable of protecting cells from apoptotic TNF production is common, eg Helicobacter pylori is
cell death. In contrast, necrotic cell death is charac- associated with gastric cancer and gastric lymphoma
terized by uncontrolled cellular and nuclear swelling [34], hepatocellular carcinoma is associated with viral
in response to injury, which leads to cell lysis and hepatitis [35], inflammatory bowel disease is associ-
is often accompanied by inflammation. Necroptosis is ated with colonic cancer [36] and rheumatoid arthritis
a caspase-independent form of cell death which, like is associated with an increased risk of a number of
apoptosis, is programmed, but results in cell swelling cancers, including lung cancer, Hodgkin lymphoma
and lysis as seen in necrosis. The TNF DISC can initi- and non-Hodgkin lymphoma [37,38]. In addition to
ate this response through RIPK-1-mediated recruitment an inflammatory environment contributing to cancer,
and activation of the structurally related protein RIPK- inflammation can result from the activation of onco-
3 [16,26,27]. Necroptosis in response to TNF is primar- genes within cancer cells, leading to the dysregula-
ily observed in cells that lack FADD or pro-caspase 8, tion of extrinsic and intrinsic pathways that can drive
but can sometimes be revealed by blocking caspase the inflammatory changes that are seen in tumours
activation. Autophagy is an energy-requiring process (Figure 2) [39]. A key component of this inflamma-
in which intralysosomal proteolysis of cell organelles tory response is the recruitment of leukocytes. Leuko-
can promote survival of cells starved of nutrients, but cytic infiltrates in tumours may include T cells, B
autophagy can also progress to cell death. Autophagic cells and/or tumour-associated macrophages (TAMs),
vacuoles (autophagosomes) are formed when por- and TNF may regulate tumour growth by modulating
tions of the cytoplasm, including organelles such as each of these leukocyte subsets. TNF mediates TNFR1-
mitochondria, endoplasmic reticulum and peroxisomes dependent IL-17 production by CD4+ cells, leading to
(but not the nucleus), are surrounded by a sequester- myeloid cell recruitment into the tumour microenvi-
ing membrane, principally derived from ribosome-free ronment and enhanced tumour progression [40]. TNF
regions of the rough endoplasmic reticulum. These can also promote differentiation of tumour-associated
double membrane-bound structures then fuse with lyso- myeloid cells into cells that express endothelial cell
somes to form autolysosomes with protein-degradative markers, and although these cells may not be directly
capacity. TNF can also induce autophagy, which can incorporated into the tumour vasculature, they appear
be a precursor to both apoptotic and necrotic cell death to promote angiogenesis and tumour growth [41,42].
[28]. All of these forms of cell death are found in TAMs can display an immunosuppressive phenotype
tumours. that promotes tumour progression or, if NF-B is inhib-
The mode of cell death in tumours is an impor- ited in the tumour cells, become cytotoxic to tumour
tant determinant of the local immune and inflamma- cells [43]. TNF-induced VEGF production by TAMs
tory response. Whilst apoptosis is often characterized may also play an important role in tumour angiogenesis
by the absence of an inflammatory infiltrate (apart and growth [44]. B cells may also be important effector
from the phagocytic cells that clear the apoptotic cell cells for TNF-mediated carcinogenesis; B cells may be
debris), necrotic cell death is typically accompanied by a significant source of TNF, and TNF may modulate
inflammation [29] and prevention of necroptosis can the activity of regulatory B cells in a way that represses
limit the inflammatory response [30]. In addition to its anti-tumour immunity [45].
pro-inflammatory effects, necrotic (or necroptotic) cell
death is thought to provoke a strong adaptive immune
TNF and cell proliferation, invasion and
response, whereas apoptotic cell death is thought to be
poorly immunogenic, and may promote tolerance [31]. angiogenesis
However, exposure of calreticulin, an early marker of TNF can signal cell proliferation or cell survival
apoptosis, can be an important determinant of whether and differentiation (Figure 2) via TNFR1 by acti-
the death of a cancer cell is immunogenic by promot- vation of the transcription factors NF-B, AP-1 and
ing engulfment of dying cells by dendritic cells. Whilst (through the activation of ERK-1,2) Elk-1. In addition,
exposure of calreticulin alone does not appear to be TNFR2 can regulate cellcell interactions and signal
sufficient to elicit immunogenicity, when induced by cell migration and proliferation through phosphoryla-
certain cyctotoxic agents, including anthracyclines and tion of Etk, which can activate a phosphatidylinositol
ionizing radiation, calreticulin can induce anti-tumour 3-kinase (PI3K)Akt growth and survival pathway.
immunity [32,33]. On the other hand, the tumour In vascular endothelial cells this can result in Etk-
cell death induced by Shwartzman-like destruction of mediated crosstalk with vascular endothelial growth
tumour vessels is necrotic, and mice bearing Meth A factor receptor 2 (VEGFR2), resulting in enhanced
Copyright 2013 Pathological Society of Great Britain and Ireland. J Pathol 2013; 230: 241248
Published by John Wiley & Sons, Ltd. www.pathsoc.org.uk www.thejournalofpathology.com
244 JP Waters et al

angiogenesis [17,18]. Etk also mediates survival, pro- Different anti-TNF therapies may have different
liferation and invasion of breast cancer cells [4648]. binding and pharmacokinetic profiles [56]. Infliximab
In renal cell carcinoma, ligation of TNFR2 activates binds transmembrane TNF with higher avidity, forming
Etk and VEGFR2 in tumour cells, promoting cell cycle more stable complexes and more effectively inhibit-
entry, suggesting that TNF acts selectively through ing the actions of transmembrane TNF than etaner-
a TNFR2EtkVEGFR2 pathway as an autocrine cept [57]. Transmembrane TNF is superior to soluble
growth factor that contributes to tumour progression. TNF in activating TNFR2 in various systems, including
T cell activation, thymocyte proliferation and granu-
locyte/macrophage colony-stimulating factor produc-
TNF as a target or therapy for cancer tion [58]. Thus, under certain conditions, infliximab
may be more effective at blocking signalling through
TNF as a treatment for cancer TNFR2 than etanercept (despite the fact that etanercept
was derived from TNFR2). Furthermore, cell surface-
Although initial studies of TNF as a treatment for can-
expressed transmembrane TNF appears to be able to act
cer were limited by systemic toxicity, local administra-
as a receptor that is itself involved in signal transduc-
tion by isolated limb perfusion of TNF in combination
tion [59], and infliximab but not etanercept can induce
with the alkylating agent melphalan has proved to be an
apoptosis and cell cycle arrest in transmembrane TNF-
effective treatment for metastatic melanoma and unre-
expressing Jurkat T cells [60].
sectable soft tissue sarcomas [4951]. TNF has also
A meta-analysis with intention to treat and per pro-
been reported to promote regression of unresectable
tocol analyses of cancer risk in patients with adult
metastases from colorectal cancer when delivered in
rheumatoid arthritis who received anti-TNF treatment
combination with melphalan by isolated hepatic per-
in double-blind randomized controlled trials did not
fusion [52]. The predominant target of TNF delivered
find any excess cancer risk in patients followed up
directly into tumours by isolated perfusion appears to
for 12104 weeks [61]. An analysis of 23 458 patients
be the tumour vasculature. Angiography has demon-
through nearly 12 years of exposure to adalimumab in
strated selective loss of tumour vessels [49], which is
71 global clinical trials in rheumatoid arthritis, juve-
thought to occur as a result of reduced v3-dependent
nile idiopathic arthritis, ankylosing spondylitis, pso-
endothelial cell adhesion to underlying basement mem-
riatic arthritis, psoriasis and Crohns disease found
brane within the tumour vasculature [53]. The integrin
that overall malignancy rates for adalimumab-treated
v3 is expressed during tumour angiogenesis, and
patients were as expected for the general population
antagonists of v3 induce detachment and apopto-
[62]. Long-term follow-up of patients in disease reg-
sis of proliferative angiogenic endothelial cells, whilst
istries have identified an increased risk of cancer in
quiescent blood vessels are unaffected [54].The pro-
patients with rheumatoid arthritis [37], but no evidence
coagulant effects of TNF (reviewed in [10]) may also
of an overall increased risk of malignancy in patients
be an important cause of tumour necrosis. Selective
receiving anti-TNF treatment [63]. However, the inci-
TNF-induced expression of tissue factor on capillaries
dence of lymphoma may be increased in patients with
can promote fibrin deposition and thrombus formation
rheumatoid arthritis receiving anti-TNF therapy [64],
within the tumour vasculature [20,55]
and this risk may be higher with monoclonal antibody
than with soluble-receptor anti-TNF therapy [65,66].
Anti-TNF treatment and cancer Anti-TNF therapies are licensed for the treatment
Five drugs, adalibumab (Humira), infliximab (Rem- of children with inflammatory diseases, and post-
icade), Enbrel (etanercept), certolizumab pegol marketing surveillance has identified an increased
(Cimzia) and golimumab (Simponi), are currently risk of cancer in this group of patients. The US
licensed as TNF-blocking agents and used to treat Food and Drug Administration (FDA) has highlighted
rheumatoid arthritis and other inflammatory diseases, the increased risk of cancer in children and adoles-
including ankylosing spondylitis and Crohns disease. cents who receive anti-TNF therapies to treat juvenile
Etanercept is a recombinant human soluble fusion rheumatoid arthritis, inflammatory bowel disease and
protein in which the extracellular, TNF-binding other inflammatory diseases. The FDA received 48
domains of TNFR2 are coupled to the Fc portion of reports of paediatric malignancy in children and ado-
IgG. Infliximab is a humanmurine chimeric IgG1 lescents receiving anti-TNF treatment over an 8 year
monoclonal anti-TNF antibody. Adalibumab is a period from 2001 to 2008. It was estimated that
human anti-human TNF antibody produced by phage 14 837 children aged 018 years received infliximab
display. Golimumab is a humanized monoclonal up to February 2008, 9200 children aged 017 years
antibody derived from TNF-immunized transgenic received etanercept up to December 2007 and 2636
mice engineered to express human IgGs. Certolizumab children aged 016 years received adalimumab for
pegol is an antigen-binding fragment (Fab ) of a the 2 year period 20062007. Ten paediatric cases of
humanized anti-TNF antibody that has been attached anti-TNF-associated hepatosplenic T cell lymphoma
to a large molecular weight polyethylene glycol were reported in patients with inflammatory bowel
molecule, with the aim of prolonging the half-life of disease who were treated with infliximab with 6-
the antibody in the circulation. mercaptopurine or azathioprine.
Copyright 2013 Pathological Society of Great Britain and Ireland. J Pathol 2013; 230: 241248
Published by John Wiley & Sons, Ltd. www.pathsoc.org.uk www.thejournalofpathology.com
TNF and cancer 245

AUTOPHAGY

TNF
TNF
TNFR1 DD

TNFR1 DD
TRAF2 RIPK1
TRADD
SIGNALLING
COMPLEX I p
Ser967
TRAF2 RIPK1 ASK1 p Phagocyte
TRADD AIP1 Thr845
ASK1 JNK/p38MAPK

Caspase-8/-10
TRAF2 RIPK1 Caspase-9 APOPTOSIS
FADD
TRADD
DISC Caspase-3
(COMPLEX II)

TRAF2 RIPK1
TRADD RIPK3

NECROPTOSIS
Understanding Disease

Figure 1. TNF-mediated cell death. TNF, signalling through TNFR1, can mediate cancer cell death by triggering apoptotis, necroptosis and
autophagy

with TNFR1 36G/A [74], and the TNFR1 promoter


Angiogenesis 329G/T polymorphism resulting in allele-specific
repression of TNFR1 expression may be important in
the development of hepatocellular carcinoma [75]. A
single nucleotide polymorphism changing T to G in
TAM exon 6 at nucleotide 676 of TNFR2 mRNA results in
Cancer cell
invasion and an amino acid change in the fourth extracellular cys-
Cancer cell
proliferation
migration
teine rich domain from methionine (TNFR2196Met ) to
arginine (TNFR2196Arg ) and has been associated with
an increased risk for chronic inflammatory disorders,
including systemic lupus erythematosus [76]. Geneti-
Inflammatory
cell infiltration
cally modified cells expressing the TNFR2196Arg vari-
ant show normal TNF binding, but diminished recruit-
Understanding Disease ment of TRAF2 to TNFR2196Arg , impaired TNFR2-
mediated NF-B activation and enhanced TNFR1-
Figure 2. Pro-cancer effects of TNF. TNF can support progression induced apoptosis [77]. This SNP has been shown to
of tumours by promoting cancer cell survival, proliferation,
predict survival of non-small cell lung cancer patients
migration and metastasis, tumour angiogenesis and inflammatory
cell recruitment and infiltration treated with chemotherapy [78] and predicts late onset,
relapse and death of patients with breast cancer.

TNF and TNF receptor polymorphisms and cancer Selective TNF receptor modulation
A number of polymorphisms in the TNF promoter The generation of human TNF mutants that bind selec-
have been described, including single nucleotide poly- tively to one or the other of the two TNF receptors has
morphisms at 238, 308, 857 and 1301. Their raised the possibility that the toxic effects of TNF could
functional significance in terms of transcriptional con- be limited, whilst maintaining its anti-tumour activity
trol is unclear [6770], but the 308 polymorphism [79]. Increased understanding of the regulation, signal
appears to influence the risk of breast cancer [71,72], transduction pathways and biological effects of TNFR1
gastric cancer [73] and hepatocellular cancer [35] in and TNFR2 has raised the possibility that selective
certain ethnic populations. Functional polymorphisms modulation of TNF receptors may provide a useful
in TNF receptor genes may also influence cancer therapeutic approach for cancer and other diseases.
risk. The risk of breast cancer has been associated TNF receptors are highly regulated on different cell
Copyright 2013 Pathological Society of Great Britain and Ireland. J Pathol 2013; 230: 241248
Published by John Wiley & Sons, Ltd. www.pathsoc.org.uk www.thejournalofpathology.com
246 JP Waters et al

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