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Surgical Management ofSalivary

Gland Disease 13
VarunV.Varadarajan andPeterT.Dziegielewski

Abstract
The study of salivary gland tissue and the surgical management of salivary
gland pathology are fundamental to the practicing otolaryngologist-head
and neck surgeon. Traditional surgical intervention for both neoplastic and
nonneoplastic disease of the salivary glands includes sialadenectomy,
superficial or complete parotidectomy, minor procedures involving the
salivary ducts, and procedural interventions for xerostomia and sialorrhea.
Recent surgical advances of the salivary glands and ducts such as mini-
mally invasive, endoscopic, and robotic techniques have augmented the
surgeons armamentarium for managing salivary gland disease. Novel
techniques such as salivary gland transfer are also being pioneered. The
mechanisms of salivary gland function remain an active research topic,
and future applications may include regeneration of functional salivary
gland tissue. This chapter briefly reviews the basic surgical anatomy and
physiology of the major and minor salivary glands and describes tradi-
tional indications for surgical intervention. The recent advances in salivary
gland surgery are described, and the chapter concludes by highlighting
recent discoveries in the field of salivary gland regeneration. The implica-
tions of these advances for the head and neck surgeon and the potential
future of surgical management of salivary gland pathology are discussed.

13.1 I ntroduction andHistorical


Perspective

The anatomic study of major salivary glands is


documented as early as the second century AD
V.V. Varadarajan, MD P.T. Dziegielewski, when Galen described anatomic relationships
MD FRCS(C) (*) of the major salivary glands [1, 2]. Detailed
University of Florida Department of Otolaryngology,
anatomic depictions were not available in the
Gainesville, FL, USA
e-mail: varun.varadarajan@ent.ufl.edu; western world until the fifteenth to sixteenth
Peter.Dziegielewski@ent.ufl.edu centuries when anatomists including Andreas

Springer International Publishing Switzerland 2017 229


S. Cha (ed.), Salivary Gland Development and Regeneration, DOI10.1007/978-3-319-43513-8_13
230 V.V. Varadarajan and P.T. Dziegielewski

Vesalius, Realdus Columbus, William Harvey, neoplastic and nonneoplastic disease and briefly
Bartholomaeus Eustachius, and others popular- discuss the most commonly described surgical
ized systematic human body dissection. Vesalius approaches to the major salivary glands. The
is the first anatomist to use the term salivary recent advances in salivary gland surgery such
glands and attribute their presence to the secre- as sialendoscopy, salivary gland transfer, and
tion of saliva in his writing De humani corporus minimally invasive surgery will then be dis-
fabrica in 1543. A more sophisticated anatomic cussed. The chapter will conclude by highlight-
understanding of the salivary glands was not ing recent discoveries in the field of functional
attained until the seventeenth century. Nicholas salivary gland regeneration and discuss the
Stenson first described the parotid gland duct in implications of these advances for the head and
his writing De glandulis oris et novis earandum neck surgeon.
vasis in 1661. Thomas Wharton is credited with
the discovery of the submandibular gland duct,
which he described in his writing Adenographia 13.1.1 Anatomic andPhysiologic
sive glandularum totius corporis descriptio in Principles ofMajor andMinor
1656. In this writing he also describes what we Salivary Glands
believe to be the sublingual gland and ducts.
Caspar Bartholin further characterized the Salivary glands are accessory digestive glands
anatomy of the sublingual gland and duct sys- and begin their development during the 6th week
tem in 1685 [1]. Anatomists further character- of gestation. Epithelial buds invaginate from oral
ized the structural relationships, histology, and ectoderm into connective tissue mesenchyme.
physiologic function over the ensuing centuries. There are three paired major salivary glands
Traditional surgical interventions were devel- (parotid, submandibular, and sublingual glands)
oped to address a range of pathologies including and presumably 100s of minor salivary glands.
neoplastic, nonneoplastic, obstructive, inflam- The site of invagination defines the location of
matory, infectious, and iatrogenic conditions. the ductal orifice. Tunnels created by ectodermal
The twentieth century allowed further develop- outpouchings proliferate and branch, creating
ment and refinement of salivary gland surgery. tubules and acini that ultimately form the struc-
Janes was the first surgeon to describe a process ture of the salivary glands. The parotid gland
for the intraoperative identification of the facial develops first among the major salivary glands
nerve during parotid surgery in 1940 [3]. The followed by the submandibular and sublingual
development and widespread availability of com- glands. The parotid gland develops around the
puterized tomography and magnetic resonance branches of the facial nerve and is the last to
imaging allowed the medical and surgical com- become encapsulated by connective tissue fascia.
munity to a gain a sophisticated understanding The associated lymphatic vessels develop after
of the salivary gland anatomy. The structure and the submandibular and sublingual glands become
function of the salivary glands continue also to encapsulated but before parotid gland encapsula-
play an important role in regenerative medicine; tion [27]. The result of this unique aspect of
functional salivary gland regeneration is an active embryogenesis is the presence of lymphatic
research topic. Researchers aim to replicate and channels and lymph nodes within the parotid
regenerate the complex histologic organization gland.
and function of the human salivary glands in an
attempt to potentially allow salivary gland pres- 13.1.1.1 Parotid Gland andFacial
ervation and regrowth. Nerve Anatomy
This chapter will begin by providing an over- The parotid gland is the largest of the major sali-
view of the anatomic and physiologic principles vary glands and is located between the external
of the salivary glands. We will then review the auditory canal and the mandibular ramus. It is
indications for salivary gland surgery including classically described as wedge shaped and extends
13 Surgical Management ofSalivary Gland Disease 231

superficially over the masseter muscle. The parotid vein provides venous drainage into the retro-
tail is a posterior and inferior extension into the mandibular vein. The embryological develop-
neck over the sternocleidomastoid muscle. The ment of the lymphatic tissues prior to parotid
parotid gland fascia encapsulates glandular tissue, gland encapsulation leads to the presence of
blood vessels, and lymphatic tissue. The parotid intraparotid and periparotid lymph nodes and
gland is bordered medially by the parapharyngeal lymphatic channels that drain the forehead,
space and medial pterygoid muscle, laterally by scalp, periorbital regions, auricles, and external
subcutaneous fat and dermis, superiorly by the auditory canals. Intraparotid lymph nodes also
zygomatic arch, inferiorly by the styloid process serve as lymphatic drainage to the posterior
and associated muscles and ligaments, anteriorly aspects of the nasopharynx and soft palate [26,
by the mandibular ramus and masseter muscle, 8]. This has clinical implications in head and
and posteriorly by the external auditory canal. The neck malignancy in the abovementioned sites
styloid process, stylohyoid muscle, and digastric with lymph node metastasis that may require
muscle separate the gland from the vessels and parotidectomy despite no primary salivary gland
nerves of the parapharyngeal space. The medial disease.
aspect of the gland, which contacts these struc- Associated nerves are the facial nerve and its
tures, is termed the deep lobe of the parotid branches, the auriculotemporal nerve, and the
gland although the gland is technically unilobular. great auricular nerve. The parasympathetic inner-
The facial nerve is considered by many to be the vation to the parotid gland stimulates saliva
dividing structure between the superficial and secretion. Preganglionic parasympathetic fibers
deep lobes of the parotid gland [36, 8]. originate from the inferior salivary nucleus and
The parotid gland duct, known as the Stensens travel along the glossopharyngeal nerve to the
duct (named after Nicholas Stenson), is 46cm otic ganglion via the lesser superficial petrosal
in length and arises from the anterior aspect of nerve. The auriculotemporal nerve carries sensa-
the parotid gland [1, 5]. The Stensens duct trav- tion from the otic ganglion to the parotid gland.
els in the anterior direction lateral to the masseter The auriculotemporal nerve is a branch of the
muscle. The buccal branch of the facial nerve mandibular division of the trigeminal nerve; it
often travels parallel to the duct. The duct ulti- exits the skull base at foramen ovale and travels
mately makes a 90 medial turn (the masseteric anteriorly and laterally from the skull base and
bend) to pierce the buccinator muscle and opens infratemporal fossa to the external auditory canal.
into the buccal mucosa at the level of the second Sympathetic stimulation originates from the
maxillary molar tooth. In 21% of the human superior cervical ganglion; postganglionic fibers
population, accessory parotid tissue is found in travel to the parotid gland via the external carotid
proximity to the duct and ductal orifice [4, 9, 10]. artery [2, 46].
The connective tissue fascia that encapsulates The great auricular nerve originates from cer-
the parotid gland is contiguous with the superfi- vical rootlets C2C3 and is a branch of the cervi-
cial layer of the deep cervical fascia. The fascia cal plexus. This nerve branches from the cervical
sends septations into the parotid tissue. The plexus at Erbs point and courses superiorly from
parotid gland is separated from the submandibu- the posterior aspect of the sternocleidomastoid to
lar gland by the stylomandibular ligament, which the superficial aspect of the parotid gland. The
is a continuation of the fascia of the posterior great auricular nerve supplies sensation to the
belly of the digastric muscle. The gland has skin overlying the parotid gland, the mastoid and
fibrous attachments to the anterior wall of the mandibular angle, and the inferior and posterior
external auditory canal, mastoid process, and the aspects of the auricle. This nerve may be sacri-
fascia of the sternocleidomastoid [5]. ficed during a parotidectomy [36, 8].
The transverse facial artery branch of the The facial nerve is intimately associated with
external carotid artery serves as the arterial sup- the parotid gland tissue, and a discussion of the
ply to the parotid gland, and the transverse facial surgical anatomy of the parotid gland is incom-
232 V.V. Varadarajan and P.T. Dziegielewski

plete without describing the course of the facial the submandibular triangle in the neck. The
nerve. The main trunk of the nerve exits the sty- gland is associated with neck level IB lymph
lomastoid foramen and provides branches to the nodes and extends medial and deep to the infe-
posterior belly of the digastric muscle, posterior rior border of the posterior mandibular body.
auricular muscle, and the stylohyoid muscle The gland curves over the posterior border of the
before entering the parotid gland. The nerve mylohyoid muscle, which anatomically divides
enters the gland approximately 1cm after exiting the gland into two lobes. The superficial lobe is
the temporal bone [46]. At this point, the nerve located in the posterolateral sublingual space,
divides into superior temporofacial and inferior while the larger deep lobe is located inferior to
cervicofacial divisions at the pes anserinus; the mylohyoid muscle. Like the parotid gland,
13.3% of patients have three divisions [11]. The the fibrous encapsulation of the submandibular
five terminal branches of the nerve from superior gland derives from the superficial layer of the
to inferior are the temporal, zygomatic, buccal, deep cervical fascia [26, 13]. The submandibu-
marginal mandibular, and cervical branches. lar duct is termed the Whartons duct (named
Communicating branches between these terminal after anatomist Thomas Wharton) [1]. The duct
branches are very common, and the terminal extends from the medial aspect of the gland and
branching is variable. Identification of the facial extends anteriorly to open into the oral cavity
nerve is critical in parotidectomy. Several classic lateral to the lingual frenulum. The duct courses
anatomic relationships have been used to localize between the mylohyoid and hyoglossus muscles.
the main trunk of the facial nerve. The tragal The opening is at the apex or on the walls of the
pointer is a deep extension of conchal cartilage papilla on the anterior floor of mouth. The duct is
that is an anatomic landmark; the nerve is located approximately 5cm in length and is between 0.5
1cm inferior and medial to the tragal pointer [4, and 1.5mm in diameter [4, 14]. The lingual
9, 12]. The nerve is located posterior and lateral nerve curves around the inferior border of the
to the base of the styloid process. The main trunk duct from a lateral to anteromedial direction to
is also located 68mm deep to the tympanomas- provide sensory innervation to the anterior
toid suture line of the temporal bone exiting the 2/3rds of the tongue. The arterial supply of the
stylomastoid foramen. The nerve is also located submandibular gland is via the glandular branch
superior and deep to the proximal attachment of of the facial artery branch of the external carotid
the posterior belly of the digastric muscle. Facial artery. The facial artery travels deep to the digas-
nerve dissection is discussed elsewhere in this tric and stylohyoid muscle to pass into a groove
text. The mastoid cortex and air cells can be on the posterior and deep surface of the gland.
removed to identify the facial canal if the above The artery courses both anteriorly and superiorly
methods do not allow identification of the nerve. to the superior aspect of the gland until it curves
Anterograde dissection and further skeletoniza- over the facial notch of the mandibular body to
tion of the nerve starting from the main trunk then ascend over the lateral aspect of the man-
allow safe removal of parotid gland tissue. If a dibular body anterior to the masseter muscle.
distal branch is found before the main trunk, ret- Venous drainage is provided by the facial vein
rograde dissection can also be performed to trace which travels superficial to the submandibular
the nerve to the main trunk [3, 4, 6]. Further gland and drains into the common facial vein [2,
description of parotidectomy is described later in 46]. Figure 13.1 depicts the anatomic relation-
this chapter. ships of the structures to the submandibular
gland.[4].
13.1.1.2 Submandibular Gland Like the parotid gland, the sympathetic
Anatomy innervation to the submandibular gland is pro-
The submandibular gland is the second largest vided by postganglionic sympathetic fibers origi-
paired major salivary gland and is located within nating from the superior cervical ganglion, which
13 Surgical Management ofSalivary Gland Disease 233

Lingual nerve Inferior alveolar


nerve

Submandibular
ganglion
Parotid gland
Submandibular
gland
Sublingual gland
Mylohyoid muscle
Submandibular duct

Fig. 13.1 Anatomic relationships of the submandibular gland to its adjacent structures (Reprinted from Ref. 4)

travel along the external carotid artery branches. 13.1.1.3 Sublingual Gland Anatomy
The parasympathetic innervation originates in The sublingual gland is the smallest of the paired
the superior salivatory nucleus, and travels down major salivary glands. This gland is located in the
the facial nerve via the nervus intermedius and sublingual space in between the mylohyoid mus-
ultimately joins the lingual nerve via the chorda cle and the oral cavity floor mucosa. The genio-
tympani nerve to synapse in the submandibular glossus muscle is medial to the gland, while the
ganglion. Postganglionic fibers synapse onto mandible is lateral to the gland. The Whartons
glandular cells [2, 4]. duct also travels within this space along with the
The marginal mandibular branch of the facial terminal branches of the lingual and hypoglossal
nerve is closely associated with the submandibu- nerves. The sublingual gland is located laterally
lar gland and is often found coursing anteriorly to these structures. This gland is approximately
within 12cm of the angle of the mandible [36]. 3cm in length and oval in shape and has no
The nerve loops below the mandible and has a fibrous capsule. The sublingual gland may have a
variable course and superior-inferior position to major drainage duct (Bartholin duct) and minor
the inferior border of the mandible. The facial drainage duct but drains into the oral cavity along
vein is deep to this nerve; the vein can be ligated the sublingual fold via 820 small ducts termed
and reflected superiorly from the gland dur- the ducts of Rivinus [36].
ing submandibular gland surgery to protect the The arterial supply of the sublingual gland is
nerve. This maneuver has been termed the Hayes- mainly from the sublingual branches from the lin-
Martin maneuver after the well-known head and gual branch of the external carotid artery. There
neck surgeon [3, 13]. Several surgical approaches are also branches from the submental branch of
have been described for submandibular gland the facial artery. The lingual and facial veins pro-
surgery including transcervical, submental, retro- vide venous drainage to the sublingual gland. The
auricular, or intraoral approaches [3]. The lateral sympathetic and parasympathetic innervation to
cervical approach is most often described and the gland is similar to the submandibular gland as
allows direct access to the gland; this technique described above. Postganglionic parasympathetic
is again described later in this chapter. nerves originate in the submandibular ganglion.
234 V.V. Varadarajan and P.T. Dziegielewski

Fig. 13.2Basic Acinus


salivary gland unit Intercalated Striated Excretory
(Reprinted from Ref. 8) duct duct duct

Myoepithelial cell

The lingual gland can be surgically approached in face. The acinus expresses saliva into the secre-
a transoral fashion with direct incision into floor tory duct, which consists of intercalated and
of mouth into the sublingual space [3, 5, 6]. striated duct. Myoepithelial cells also surround
the intercalated ducts. The intercalated ducts
13.1.1.4 Minor Salivary Glands consist of cuboidal shaped cells and continue as
There are 1001000 minor salivary glands that striated ducts, which contain columnar cells with
are distributed throughout the oral cavity, oro- microvilli on their luminal surface. The acinus
pharynx, larynx, tracheobronchial tree, and nasal and these proximal ductal components are
cavity. The arterial supply, venous and lymphatic together considered the secretory end piece and
drainage, and innervation depend on the ana- are organized into lobules [2]. These ducts drain
tomic location of the minor salivary glands. into excretory and collecting ducts, which con-
Postganglionic fibers from the submandibular sist of a bicellular layer (apical flat epithelial
gland innervate the minor salivary glands of the cells and basal columnar cells) and lie outside of
inferior oral cavity and oropharynx. Palatine the lobules. This structural organization varies
nerves supply postganglionic fibers from the between glands. Figure 13.2 depicts the basic
pterygopalatine ganglion to the superior oral cav- salivary gland unit [8].
ity and palate [2, 4]. The ducts of Rivinus are the collecting ducts
of the sublingual gland, while the Stenson and
Whartons ducts are the terminal collecting ducts
13.1.2 Salivary Gland Physiology of the parotid and submandibular glands, respec-
tively. The ducts serve as transport conduits
The basic histologic architecture of all salivary while also modifying saliva composition. The
glands consists of a branching duct system that medullary brainstem salivary center is a major
terminates at the salivary acini. The acinus is the central neural control center for salivation; how-
site of production of saliva and is surrounded and ever, there are multiple other stimuli for saliva
supported by myoepithelial cells which contract secretion including taste and olfaction and the
to express saliva into the ducts, myofibroblasts, mechanical act of mastication. Salivation can be
extracellular matrix and stromal cells, immune increased or decreased as a side effect of medi-
cells, vascular endothelial cells, and nerve cells. cations and can be affected by systemic medical
The acinus contains many acinar cells that pro- conditions [2, 4].
duce saliva into the acinar lumen [2, 4, 7]. Acinar The average human produces between 1 and
cells are bipolar, pyramidal shaped cells which 1.5L of saliva daily. The minimal human sali-
secrete fluid and proteins from their apical sur- vary flow rate is at least 0.1mL per min when
13 Surgical Management ofSalivary Gland Disease 235

unstimulated and at least 0.2mL/min when secretion. Potassium is unaffected by flow rates
stimulated although the average range of salivary [2, 4, 15, 17].
flow rates are 0.3mL/min when unstimulated to
7mL/min as the maximum stimulated flow rate
[2, 4, 15, 16]. The salivary glands have differ- 13.2 Traditional Surgical
ent viscosity of saliva that reflects the histologic Interventions
subtype of acinar cells within its lobules. The
parotid gland consists of mostly serous subtype 13.2.1 Nonneoplastic
acini and secretes watery saliva. ~25% of the andInflammatory Salivary
daily saliva production is from the parotid gland. Gland Disease
The sublingual gland and minor salivary glands
consist of mostly mucous acini and secrete vis- Nonneoplastic salivary gland diseases include
cous saliva. These glands together comprise of wide differential diagnosis including infectious,
24% of the daily saliva production. The sub- inflammatory, obstructive, traumatic, and
mandibular gland acini are a mixture of serous radiation-induced etiologies. These disease pro-
and mucous types, and therefore, the gland cesses more commonly involve the major sali-
secretes an intermediate viscosity saliva which vary glands and may involve either the salivary
contributes ~70% of the daily saliva production gland parenchyma or the ducts. Some conditions
[2, 17]. Mucinous cells are found surrounding may be a condition of a systemic disease process.
the lumen of the acini while serous acinar cells Presentation may be acute, chronic, or recurrent
are organized at the end of the acinus to form and may be present in both adult and pediatric
a serous demilune [2]. Viscosity is also affected populations.
by the stimulating factor for saliva production.
Parasympathetic innervation stimulates a less 13.2.1.1 Acute Suppurative
viscous and watery type of saliva while sympa- Sialadenitis
thetic stimulation produces a thick, low volume, Acute suppurative sialadenitis is a condition in
viscous saliva. Parasympathetic innervation which retrograde bacterial contamination of the
uses the neurotransmitter acetylcholine binding salivary ducts from the microflora of the oral
to muscarinic receptors to stimulate salivation. cavity causes an acute infection of the ducts and
Sympathetic stimulation uses the neurotransmit- salivary gland. The submandibular gland is the
ter norepinephrine binding to adrenergic recep- most common (the original description is correct
tors [4, 8, 15]. as far as I know. In addition, the following sen-
Saliva consists of electrolytes, proteins, and tences make more sense if the parotid gland is
other molecules. The acinus generates the fluid listed as the most common gland) salivary gland
component of saliva in the form of an isotonic affected by bacterial sialadenitis due to increased
solution. Sodium and chloride ions are resorbed viscosity and the decreased concentration of
in the proximal ductal network, while potas- the antibacterial lysosomes, IgA antibodies,
sium and bicarbonate ions are secreted. and sialic acid in parotid gland vs. the subman-
Electrolyte reabsorption and secretion involves dibular, sublingual, and minor salivary glands.
active transport processes. The majority of the Submandibular and sublingual gland saliva also
protein component is secreted at the level of the contains glycoproteins that have been shown to
acinus; however, the secretory duct also con- competitively inhibit bacterial attachment on the
tributes protein molecules. The end product is a epithelium of salivary ducts [1821]. Suppurative
hypotonic solution with pH67. Salivary flow bacterial sialadenitis has been associated with
rates also affect electrolyte composition as patients undergoing major abdominal or hip sur-
slower flow rates allow more time for sodium gery in their postoperative hospital course. These
and chloride resorption. However, increased infections may also be associated with a preexist-
flow rates stimulate increased bicarbonate ing malignancy or head and neck infection [19,
236 V.V. Varadarajan and P.T. Dziegielewski

22]. The inciting events to a bacterial infection of imaging (e.g. CT scan) is helpful to confirm loca-
the salivary glands are reduced flow and salivary tion and extent of the purulence collection before
stasis due to obstruction due to a sialolith, foreign an incision and drainage is performed. Image-
body, injury, or other factors that reduce flow. guided drainage with CT or ultrasound is a mini-
Predisposing conditions include dehydration, mally invasive method but may not be an option
periodontal disease, immunodeficiency, diabetes in some institutions. If surgical drainage is
mellitus, neurodegenerative disease, systemic required for a parotid abscess, a modified Blair
autoimmune conditions, cystic fibrosis, radiation incision can be used for exposure, and blunt dis-
injury, chemotherapy, and medications that cause section toward the abscess is oriented in the
reduced salivary flow as a side effect [1820]. direction of the facial nerve branches to avoid
The clinical presentation begins with pain and injury. The parotid fascia must be incised parallel
rapid, diffuse enlargement of the salivary gland. to the facial nerve branches. For a submandibular
Palpation reveals tenderness, warmth, and indu- abscess, the transcervical approach is the most
ration. A stone may be identified with bimanual direct method; the marginal mandibular nerve
palpation and may be the predisposing factor for must either be protected with the Hayes-Martin
recurrent infections. Purulence may be expressed maneuver or identified and protected. A surgical
from the papilla of the involved by pressing on the drain may be placed [18].
gland and sent for culture. Polymicrobial infections
are common; however, Staphylococcus aureus 13.2.1.2 Viral Sialadenitis
is reported to be the most causative organism. Viral sialadenitis is similar to bacterial sialad-
Streptococcus pneumonia, Streptococcus pyogenes, enitis and is thought to develop more commonly
Streptococcus viridans, Haemophilus influenzae, by the hematogenous route more often than ret-
and Escherichia coli are other aerobic organisms rograde ductal migration. Mumps is the most
that have been cultured. Anaerobic organisms common form of viral sialadenitis. The infec-
responsible for infections include Bacteroides tious agent is paramyxovirus which typically
species, Peptostreptococcus, Prevotella species, affects the parotid gland. The infection histori-
Fusobacterium species, and Burkholderia pseudo- cally occurred most frequently in children and
mallei [18, 19, 21]. Computerized tomography (CT) the incidence has decreased after routine vacci-
and ultrasound are used to evaluate for an abscess nation. Recently, an increasing number of young
or a sialolith. Sialography is contraindicated due to adults are being diagnosed with the infection [18,
the risk of exacerbation of the infection. 19]. Viral sialadenitis is nonsuppurative unless a
The treatment of acute bacterial sialadenitis bacterial superinfection occurs. After infection
consists of antibiotics, frequent gland massage, via the respiratory tract, the virus enters an incu-
sialogogues, hydration, electrolyte repletion, and bation period of several weeks. The clinical pre-
the application of heat packs. The causative fac- sentation includes a nonspecific viral prodrome
tor must be addressed if identified. Medications of fever, myalgia, and malaise. Salivary gland
that reduce salivary flow must be discontinued. enlargement presents within the first week and
Broad-spectrum antibiotic therapy directed is often bilateral. Other manifestations of mumps
against gram-positive organisms and anaerobes include orchitis, myocarditis, and aseptic men-
can be narrowed once culture results are avail- ingitis. The virus may rarely cause sensorineu-
able. Sialendoscopy is contraindicated during an ral hearing loss. Acute viral sialadenitis (usually
acute infection but can address sialoliths or other parotitis) can also be caused by cytomegalovirus,
obstructive etiologies after the infection is coxsackie viruses A and B, lymphocytic cho-
treated; this technique is discussed in another riomeningitis virus, enteric cytopathic human
section of this chapter. If treatment does not orphan virus, and influenza virus. The subman-
improve symptoms within 23days, an abscess dibular gland is rarely involved. Diagnosis can be
or antibiotic resistance must be considered [18 made with viral serology or isolation of the virus
20, 23]. In the event of an abscess, diagnostic through cerebrospinal fluid. Symptomatic treat-
13 Surgical Management ofSalivary Gland Disease 237

ment is usually sufficient for acute viral sialad- species). Strictures and ductal abnormalities caus-
enitis, and surgery is rarely indicated [18, 19].. ing obstruction can develop [18, 19, 25, 26].
Human immunodeficiency virus (HIV) can Treatment is similar to acute sialadenitis and con-
cause diffuse enlargement of the salivary glands sists of gland massage, sialogogues, hydration,
(most often the parotid gland), which is referred and application of heat. Antistaphylococcal anti-
to as HIV-associated salivary gland disease (HIV- biotic therapy can be started after a culture is
SGD). Associated symptoms can include xerosto- obtained from the parotid duct. Conservative
mia and lymphadenopathy. Treatment includes treatment is almost always sufficient although
antiviral drugs, sialogogues, and oral hygiene. parotidectomy can be considered in refractory
HIV can also predispose patients to benign cases. Ductal ligation and tympanic neurectomy
lymphoepithelial cysts, Kaposi sarcoma, and have also been described; however, these are
lymphoma of the salivary glands. The lympho- rarely performed [19, 25, 26]. Angioplasty bal-
epithelial cysts can usually be managemed with loon catheters have also been used for stricture
needle aspiration for symptomatic but temporary dilations by interventional radiology under fluo-
relief, or sclerotherapy. Surgical intervention with roscopic control [25, 2729]. Sialendoscopic
extracapsular dissection or superficial parotidec- techniques may be used to address strictures; this
tomy is reserved for refractory disease [18, 19]. technique is discussed later in this chapter.

13.2.1.3 Sialadenitis inthePediatric 13.2.1.4 Chronic Sialadenitis


Population Chronic sialadenitis is a condition in which there
Neonatal suppurative parotitis is an uncommon are recurrent episodes of inflammation and pain
but reported condition that occurs most often in in the major salivary glands; the parotid gland is
male and preterm neonates; dehydration appears the most commonly involved gland. Symptoms
to be the inciting factor. Clinical presentation are worse with eating. Similar to acute sialadeni-
consists of fever, irritability, anorexia, failure to tis, salivary stasis, reduced salivary flow rates,
thrive, gland swelling, and erythema of the over- ductal obstruction (with a sialolith or other for-
lying skin. Bilateral glands may be involved. eign body), systemic disease, or dehydration are
Infection may originate from oral flora or hema- possible predisposing factors. Sialolithiasis is the
togenous dissemination of bacteria. A number of most common cause [18, 19]. Repeated episodes
pathogens can be responsible, S. aureus being the of acute sialadenitis cause permanent structural
most common. E. coli, Pseudomonas aerugi- changes including acinar destruction, ductal ecta-
nosa, and group B Streptococcus species have sia, and fibrosis. the gland becomes enlarged
been reported. Antibiotics are the mainstay of exacerbations, and saliva is difficult to express
therapy with drainage or surgical intervention for from the duct. Xerostomia and change in salivary
refractory cases [18, 19, 24]. content (altered electrolyte composition,
Juvenile recurrent parotitis is a nonsuppurative increased immunoglobulins with IgG predomi-
inflammatory condition in which the parotid nance, albumin, transferrin, increased lysozyme
gland periodically enlarges with associated ten- concentrations) develop in long-standing disease
derness, fever, and malaise. It is the most common [18, 19]. Gland atrophy can occur, and firm,
salivary gland disease of childhood after mumps. fibrotic areas of the gland may be palpated. These
The condition may be unilateral or less commonly firm areas must be ruled out for malignancy.
bilateral. The peak incidence is between 3 and Ductal strictures can form and cause obstruction.
6years of age. Episodes occur every 34months. CT and ultrasound can help to further character-
The etiology of juvenile recurrent parotitis is ize gland structure and identify non-palpable
unclear, and multiple etiologies have been pro- sialoliths, while sialography (traditional and MRI
posed, including congenital duct malformation sialography) can characterize ductal architecture.
(ectasia), immunologic deficiencies, and infec- Treatment includes massage, sialogogues, heat,
tious causes (Staphylococcus and Streptococcus and hydration. Several procedural interventions
238 V.V. Varadarajan and P.T. Dziegielewski

have been described for symptomatic manage- inorganic substance that allows salt precipitation
ment including ductal papilla dilation, sialo- in the setting of salivary stasis or reduced flow [18,
dochoplasty, ductal steroid injection, ductal 19, 34]. Due to the more alkaline and viscous
ligation, and tympanic neurectomy [18, 19]. properties of the submandibular gland saliva, the
Interventional radiology techniques to dilate duc- submandibular duct is reported to be the most sus-
tal strictures under fluoroscopy have been ceptible to sialolith formation. The duct is also
reported [2729]. Surgical extirpation of the long and saliva flows against the force of gravity.
gland can be considered when all other treatment Calculi occur in chronic sialadenitis patients as
modalities fail to sufficiently relieve symptoms. well as patients with gout. Calculi may be the pre-
Sialendoscopy (described below) is a developing disposing factor in acute suppurative sialadenitis.
treatment modality that can delay or prevent the Symptoms include postprandial pain and swelling
need for open surgical intervention. as well as a history of acute suppurative sialadeni-
Benign lymphoepithelial lesions (LE lesions) tis [18, 19].
can develop in the setting of long-standing chronic Sialography, CT, and ultrasound and MRI sia-
disease. LE lesions are characterized by a lympho- lography can be used for diagnosis although cal-
plasmacytic infiltrate, acinar atrophy, and ductal culi less than 2mm may be missed by imaging
metaplasia leading to the development of epimyo- [18]. Plain films are more useful for submandibu-
epithelial islands [19, 30]. This condition is well lar stones, which are usually radio-opaque unlike
described in patients with Sjgrens syndrome and parotid stones. Virtual MRI endoscopy is a new
has been termed Mikuliczs disease. LE lesions are modification of MRI that allows a three-
usually asymptomatic enlargements unless they dimensional endoscopic view of the ductal sys-
become infected which may require drainage or tem. Treatment may be conservative and consists
surgical removal. Kuttners tumor (chronic scle- of gland massage, sialogogues, hydration, and
rosing sialadenitis) is a similar process occurring observation for spontaneous passage. This is
in the submandibular gland characterized by a often successful for small (<2mm) sialoliths [18,
firm, painless swelling associated with areas of 19, 34, 35]. Procedural interventions are consid-
gland atrophy. Kuttners tumor differs histologi- ered for refractory cases; the best approach
cally (lymphoid infiltrate and discrete tubular depends on the location, size, and shape of the
structures with regularly aligned nuclei) from LE sialolith. Transoral sialolith removal can be
lesions. Patients with benign LE lesions and attempted; however, gland extirpation may be
Kuttners tumor must be monitored for develop- required. Stensons duct calculi can be approached
ment of ductal carcinoma [18, 19, 30, 31]. transorally if the calculus is medial to the masse-
ter muscle. Shockwave lithotripsy and sialendos-
13.2.1.5 Sialolithiasis copy (discussed below) are being increasingly
Sialolithiasis is the development of calculi in the used. Combined approaches with endoscopy and
salivary gland ductal system. Sialolithiasis either transoral or external approaches have been
accounts for 50% of major salivary gland diseases shown to be successful [18, 19]. Interventional
[27, 32]. They occur most frequently in the sub- radiology techniques under fluoroscopy have
mandibular gland (80%) followed by the parotid been described as well; the first sialolith removed
gland (20%) and sublingual gland (1%) [18, 19, via basket under fluoroscopy was reported by
33]. Minor salivary gland stones are rare and are Kelly in 1991 [29]. Coronary angioplasty bal-
most often in the upper lip or buccal mucosal loon, embolectomy catheters, and wire loop
glands. Sialolithiasis occurs more frequently in snares have also been used to remove stones.
men. The calculi are composed of c alcium phos- Capaccios literature review revealed that fluoro-
phate and calcium carbonate and are mixed with scopic guided sialolith removal was reasonable
organic molecules including glycoproteins, muco- for mobile stones in proximal and middle sub-
polysaccharides, and cellular debris [19, 33]. The mandibular ductal system as well as parotid
nidus for calculi development is believed to be an stones [2729] .
13 Surgical Management ofSalivary Gland Disease 239

13.2.1.6 Granulomatous Diseases food products (including milk) and domestic or


Granulomatous diseases of the head and neck wild animals. Clinical presentation is classically
may involve the salivary glands and the lym- described as a neck mass with rapid enlargement,
phatic networks associated with the glands. violaceous overlying skin changes, and resis-
Granulomatous infections can invade salivary tance to initial antibiotic therapy. Cervical lymph-
gland parenchyma in advanced cases. The most adenopathy is common. The infection may
commonly discussed granulomatous infectious progress to an abscess that may spontaneously
diseases of the head and neck are tuberculous and drain and form a sinus tract. Diagnosis with FNA
nontuberculous mycobacterial disease, cat biopsy is controversial and carries the risk of fis-
scratch disease, toxoplasmosis, and actinomyco- tula tract formation. Cultures take up to 6weeks
sis. Noninfectious granulomatous disease to result and may be negative. Antibiotic therapy
includes sarcoidosis and Sjgrens syndrome. may also require weeks to months of treatment
Mycobacterium tuberculosis is the pathogen and may not be effective. Complete gland exci-
associated with tuberculosis, which can manifest sion is therefore considered and can serve as
as cervicofacial lymphadenopathy. Although sali- definitive treatment. If the parotid gland is
vary gland involvement is rare, it is reported in involved, superficial and/or deep parotidectomy
immigrants from underdeveloped countries as with facial nerve preservation must be performed
well as immunocompromised patients. Infection [18, 19].
can be primary by way of ductal migration from Cat scratch disease is a local infection that
the oral or oropharyngeal saliva or lymphoid tis- originates at the scratch site with ensuing granu-
sue or can be secondary with either lymphatic or lomatous lymphadenitis in the draining lymph
hematogenous spread. The intraglandular lymph nodes. Bartonella henselae is the pathogen and is
nodes of the parotid gland may become sites of a gram-negative bacillus that is usually spread to
latent infection. The parotid gland is the most the skin laceration from the scratch or bite of a
common gland affected. Submandibular gland household cat. The upper extremity is the most
infection is more common in systemic and dis- common site of infection followed by the head
seminated tuberculosis. The infection can present and neck. Head and neck infection can involve
as an inflammatory lesion that mimics sialadeni- the lymph nodes associated with the parotid
tis or can present as a mass that masquerades as a gland or the submandibular gland. The infection
neoplasm. Diagnosis involves purified protein starts as a pustule at the site of scratch or bite and
derivative (PPD) skin test, chest x-ray, and fine progresses to local and regional l ymphadenopathy
needle aspiration (FNA) of lesions. FNA cytol- over 12weeks. Erythema and lymphadenitis
ogy may reveal characteristic granulomatous frequently develops and may progress to abscess
inflammation with epithelioid histiocytes. formation with spontaneous drainage. Antibody
Samples may be sent for acid fast staining. In detection for B. henselae or PCR detection is
cases in which the diagnosis is uncertain or is used for diagnosis. Bacilli may be visible in tis-
resistant to antibacterial therapy, the involved sue specimens with Warthin-Starry silver stain-
glands are excised [1820]. ing. Culture requires 6weeks due to the slow
PPD skin test may be negative in non- growth of the organism. The infection is usually
tuberculosis mycobacterium (NTM) infections self-limiting, and antibiotic therapy is reserved
that more commonly present with cervicofacial for patients with advanced or systemic spread of
lymphadenopathy. These infections are usually disease. Surgical excision, like tuberculous disease,
localized without systemic signs or symptoms. is reserved for infections that fail to resolve.
The most common NTM infections are caused by Resolution may take several months. Parinauds
M. kansasii, M. scrofulaceum, M. avium- oculoglandular syndrome is an atypical presenta-
intracellulare, and M. bovis. These infections are tion of cat scratch disease characterized by uni-
encountered in children less than 5years of age, lateral granulomatous conjunctivitis with
and the pathogens are carried in soil, water, and ipsilateral cervicofacial or salivary gland lymph
240 V.V. Varadarajan and P.T. Dziegielewski

node involvement. Parotid involvement with with another autoimmune disorder). The disease is
facial nerve palsy has been reported [18, 19]. more commonly seen in women during the fourth
Toxoplasmosis is caused by the organism and fifth decade of life. Exam reveals xerostomia,
Toxoplasma gondii and rarely involves the sali- dental caries, and possible oral candidiasis.
vary glands. Domestic cats are the host for this Systemic manifestations include arthritis, pneumo-
organism. The pathogen is transferred through nitis, skin rash, myositis, and other complaints.
ingestion of infected meat or through cat feces. Ocular exam may reveal decreased tear secretion
Hematogenous dissemination can spread the dis- (may be evaluated with Schirmer test), lacrimal
ease to the intraparotid lymph nodes or the perip- gland enlargement, enlarged conjunctival vessels,
arotid lymph nodes. Antibiotic therapy is usually corneal damage, and pericorneal injection. These
sufficient even in advanced cases; surgery is findings are characteristic of keratoconjunctivitis
reserved for large suppurative lesions [18, 19]. sicca. The Imaging by CT or MRI can reveal calci-
Actinomycosis is caused by the organism fication in involved salivary glands. Sialography
Actinomycosis species (A. israelii, A. bovis, and A. may reveal sialectasis. Histopathology reveals lym-
naeslundii), a gram-positive, nonacid fast bacilli. phocytic infiltration of gland tissue starting with
The microscopic appearance is similar to mycobac- the ducts and progressing to destroy and replace
teria and fungi given the branching, filamentous acinar tissue, which in turn reduces the salivary
appearance. A. israelii is commonly found as part of gland function. Laboratory tests include the detec-
the oropharyngeal lymphoid tissue flora and in cari- tion of autoantibodies against RNA/protein com-
ous dentition [19]. Cervicofacial infection is the plexes Ro (SS-A) and La (SS-B) in addition to
most common presentation and is caused by inva- rheumatoid factor (RF) and ANA (antinuclear anti-
sion of the organism after trauma or poor oral body). SS patients are also at increased risk for
hygiene. Retrograde ductal migration may explain developing lymphoma. Diagnosis is aided by
salivary gland infection although direct invasion biopsy of a minor salivary gland of the labial
into parotid or submandibular gland tissue is also mucosa. Biopsy may be performed in the clinic set-
possible. Infection of the salivary gland is character- ting: several lobes of minor salivary gland tissue
ized by painless enlargement of the gland with must be sampled (collected, or biopsied, if authors
chronic purulent drainage. The disease can progress like) and examined. Diagnostic criteria have been
to form cutaneous drainage tracts. Fibrotic changes established and involve the presence of signs and
and soft tissue destruction cause induration of the symptoms of keratoconjunctivitis sicca, symptoms
gland upon palpation. Microscopic examination of of xerostomia and signs of decreased salivary gland
tissue samples or swabs reveals the characteristic function, salivary gland biopsy results, and pres-
sulfur granules in the presence of branching fila- ence of Ro and La antibodies. The presence of
mentous, gram-positive rods. Long term (minimum another autoimmune disorder such as systemic
6 weeks) antibiotic therapy is sufficient for limited lupus erythematous or rheumatoid arthritis sug-
disease, but surgical extirpation is required in the gests secondary SS.Treatment includes symptom-
presence of fistulous tracts and for cases refractory atic treatment to protect the eyes and the teeth with
to antibiotics [1820]. eye lubricants, eye patches, saliva substitutes, den-
tal care and oral hygiene, and pilocarpine [18, 19,
13.2.1.7 Noninfectious Inflammatory 30, 36].
Disease Sarcoidosis is a granulomatous disorder with a
Sjgrens syndrome (SS) is an autoimmune disor- wide range of systemic manifestations involving
der characterized by autoimmune destruction of multiple organ systems. Common presenting
exocrine glands. B- and T-cell-mediated damage symptoms include cough, dyspnea, weight loss,
causes symptoms including xerostomia, dry eyes erythema nodosum, arthralgias, and myalgias.
(foreign body sensation in the eye), dysphagia, and Salivary gland involvement is rare but presents as
enlargement of the salivary glands. Sjgrens syn- gland swelling. Uveoparotid fever is a manifesta-
drome can be primary or secondary (associated tion of sarcoidosis characterized by uveitis, parotid
13 Surgical Management ofSalivary Gland Disease 241

gland enlargement, and facial paralysis. The onstrate secretion of saliva in the wound. If the
parotid gland enlargement can last months but is duct is transected, a salivary stent or catheter is
self-limited. Minor salivary gland biopsy, as in SS, placed in the duct, and primary end-to-end anas-
may aid diagnosis. Corticosteroids are used for tomosis is performed. The catheter or stent is left
treatment in uveoparotid fever and are effective for in place to allow healing for 2weeks [18]. The
resolution of the facial paralysis [18, 19, 37]. duct may also be rerouted and sutured into the
oral cavity. Serial dilations may be required after
13.2.1.8 Radiation-Induced repair to prevent strictures and stenosis. Salivary
Sialadenitis gland parenchyma lacerations can be closed pri-
Radiation-induced xerostomia is a well-known marily with interrupted sutures. Sialoceles or a
complication of radiotherapy for head and neck salivary cutaneous fistula may develop shortly
cancer. Radiation dosages greater than 2030Gy after the repair. Serial drainage and a pressure
predispose glands to lipid peroxidase injury, dressing can conservatively manage these condi-
enzyme spillage, and cell lysis [38]. Injury begins tions. Botox injections have been used to decrease
with an acute inflammatory reaction that leads to the salivary production and allow fistula resolu-
acinus destruction with continued irradiation. tion. If the fistula fails to resolve, ductal injury
Strictures and kinks can form in the ducts and can must be suspected [41]. The ductal system can be
cause duct obstruction. Increased incidence of evaluated with sialography or MRI sialography.
pleomorphic adenomas and malignant salivary If the above management fails to resolve the fis-
gland neoplasms have been reported in patients tula, gland excision can be considered [18, 42].
with radiation exposure. Ductal injuries are less common in the subman-
Iodine-131 treatment for thyroid malignancy dibular and sublingual glands; however, the
may cause dose-dependent sialadenitis. The approach to repair is similar as described above.
sodium-potassium-chloride transporter in salivary Patients with penetrating facial trauma must
gland tissue concentrates radioactive iodine to lev- also be assessed for facial nerve injury. Physical
els that can cause parenchymal damage. The exam may reveal weakness or complete paraly-
parotid glands are most commonly affected fol- sis. Nerve stimulation can further characterize
lowed by the submandibular glands. Sialendoscopy the injury. Facial nerve injuries that lie posterior
(described below) has revealed ductal stenosis, to a line drawn from the lateral canthus to the
mucous plugs, and other findings of chronic mental foramen must be repaired immediately. If
inflammation. Sialendoscopy has been used to the injury lies anterior to this line, the injury can
provide symptomatic relief by allowing ductal irri- likely be observed for recovery [18].
gation and/or steroid instillation [18, 39, 40].
13.2.1.10 Cysts andRanula
13.2.1.9 Trauma Cystic lesions of the salivary glands occur most
Traumatic injury to the salivary glands, ducts, or often in the parotid gland and may be congenital or
associated nerves requires surgical exploration acquired. Congenital cysts include dermoid cysts,
and repair. Penetrating or laceration injuries to branchial cleft cysts (typically first branchial cleft
the parotid gland place the duct and facial nerve cyst), and congenital duct cysts. Dermoid cysts
at risk. Blunt trauma may cause hematomas that consist of keratinizing squamous epithelium with
require drainage to prevent fibrosis or superinfec- associated dermal appendages; these cysts must be
tion. Penetrating injuries posterior to the anterior completely excised [18, 43]. First branchial cleft
border of the masseter muscle must be evaluated cysts are rare and typically present within the
for ductal injury due to the proximity of the duct parotid gland. They are classified as type I (ecto-
to the skin. A probe may be placed transorally dermal derived duplication of the external auditory
and the duct may be assessed through the wound. canal) or type II (ectoderm and mesoderm derived
The proximal end of a lacerated duct may be cyst or fistula). These lesions may become repeat-
identified by gland massage, which should dem- edly infected in which case they must be excised
242 V.V. Varadarajan and P.T. Dziegielewski

when there is no active infection to allow clear dis- ranulas but have a true epithelial lining. Although
section of the cyst and its tract [44]. The tracts are marsupialization is the classic treatment for sialo-
always intimately associated with the facial nerve celes, simple sialodochostomy has been reported
and superficial parotidectomy with facial nerve as a safe and effective method of treatment for
monitoring, and preservation is often required. congenital sialocele associated with an imperfo-
Congenital duct cysts can be diagnosed and further rate submandibular or sublingual duct [51].
characterized by sialography. Intervention is not
warranted unless the cyst becomes infected [18].
Acquired cysts of the salivary glands include 13.2.2 Neoplasm
posttraumatic cysts, postinfectious cysts, neo-
plasms, benign LE cysts (described above), The major salivary glands originate from
mucoceles, and sialectasis with duct obstruction epithelial invaginations from oral ectoderm dur-
(due to sialoliths vs. other etiology). Unless the ing the 6th week of gestation, as described above.
cyst is associated with a neoplasm or becomes The ingrowths develop into the ductal system.
infected, no intervention is warranted as long as The acinus drains into the intercalated duct,
the cyst is asymptomatic. which in turn drains into the striated duct fol-
Mucoceles form due to extravasation of lowed by the excretory duct [2].
mucous; mucous retention cysts are true cysts and There are two theories of tumorigenesis for
are lined by epithelium. Both of these phenomena neoplasms of the salivary glands: the multicellu-
usually occur in minor salivary glands on the labial lar theory and the bicellular reserve theory [8,
mucosa, buccal mucosa, and ventral tongue. 52]. The multicellular theory states that each type
Treatment for symptomatic mucoceles or retention of neoplasm is derived from a differentiated cell
cysts is accomplished by complete excision or of origin within the salivary gland (Warthins
marsupialization [18]. A ranula is a large muco- tumors and oncocytic tumors arise from striated
cele that arises from the sublingual gland from a duct, acinic cell tumors arise from acinic cells,
ruptured duct or acinus. It presents as a cystic mass etc.). The bicellular theory states that all primary
on the floor of the mouth. If the ranula continues to salivary gland neoplasms originate from the basal
increase in size, it can dissect through a congenital or stem cell of either the excretory duct or the
dehiscence of the mylohyoid muscle or in between intercalated duct cells (adenomatous tumors such
the mylohyoid and hyoglossus muscles into the as pleomorphic adenomas and oncocytic tumors
submandibular space and present as a neck mass originate from the intercalated duct, while tumors
[4547]. This is referred to as a plunging ranula. with an epidermoid component such as squa-
Surgical intervention involves either marsupializa- mous cell carcinoma and mucoepidermoid carci-
tion of a small ranula, surgical excision of the noma originate from the excretory duct) [8, 52].
ranula, or attempts at inducing fibrosis that would Several etiologic factors have been linked with
prevent reformation. Methods to induce fibrosis salivary gland neoplasms including environmen-
include laser vaporization and sclerosing agents tal factors such as radiation exposure (Warthins
[18, 45, 46, 48]. An outpatient method of inducing tumor), viruses (EBV and lymphoepithelial car-
fibrosis involves placing several sutures into the cinoma), tobacco use (Warthins tumor), expo-
ranula to allow drainage with subsequent suture sure to silica dust and nitrosamines, diet, and
removal once adequate fibrosis has been achieved genetic factors [8, 13].
(Fig. 13.3). This relatively new technique has been The majority of salivary gland tumors
termed micro-marsupialization. The concept was (approximately 70%) arise in the parotid and the
introduced in 1995; however, its safety and effi- majority of parotid gland tumors are benign
cacy have been under recent investigation [49, 50]. (approximately 80%). Ten percent of tumors
An imperforate submandibular or sublingual arise in the submandibular gland, and the ratio of
duct orifice may also present as an intraoral cystic benign to malignant tumors is similar to the
swelling. These congenital sialoceles may mimic parotid gland. Twenty percent of salivary gland
13 Surgical Management ofSalivary Gland Disease 243

a b

c d

Fig. 13.3 Photographs depicting suture marsupialization tial lesion. In image (c), repeat suture marsupialization
of a right-sided intraoral ranula. In image (a), the lesion is has been performed. Image (d) demonstrates the resolu-
depicted in the right floor of the mouth; this lesion was tion of the lesion; the sutures have been removed 2weeks
masupialized with suture but recurred. Image (b) depicts after placement (Reprinted from Ref. 50)
the recurrent intraoral ranula located posterior to the ini-

tumors arise in minor salivary glands, and benign tumors. Obstruction of the duct may cause
5075% of these tumors are malignant [13, 53]. rapid swelling or predispose the gland to sialadeni-
Most salivary gland tumors in adults are benign. tis. Cutaneous malignancy of the scalp or facial
Salivary gland tumors in the pediatric population skin may also metastasize to the intraparotid or
are far less common than in adults; however, the periparotid lymph nodes. Benign tumors are typi-
majority of pediatric salivary gland tumors are cally mobile and well defined. Tumors may origi-
malignant. Other lesions that may present in the nate from the superficial or deep lobe of the parotid
salivary glands of the pediatric population include and may present on the face or in the neck or may
hemangiomas, vascular malformations, and lym- occupy the parapharyngeal space and present as
phatic malformations [8, 13, 24]. intraoral swelling. Malignant tumors are more
Tumors of the parotid gland present as painless likely to be fixed to surrounding tissues and cause
swelling; the rate of enlargement is often slow for facial nerve paresis. Malignant tumors are more
244 V.V. Varadarajan and P.T. Dziegielewski

likely to be associated with regional and cervical the parotid and can extend to the deep lobe into
lymphadenopathy [8, 13, 54, 55]. the parapharyngeal space. Pleomorphic ade-
Tumors of the submandibular gland are less com- noma of the minor salivary glands can occur on
mon but present as a mobile mass in the subman- the palate, the labial mucosa (more commonly
dibular triangle of the neck. Malignant lesions may the upper lip), or parapharyngeal space. The
be fixed to surrounding structures and may cause consistency of the tumor is typically smooth and
tongue weakness or numbness from perineural rubbery in texture. Encapsulation is present;
spread. Lower lip weakness may suggest involve- however, it may be incomplete with pseudo-
ment of the marginal mandibular branch of the facial pod extensions of the tumor [8, 13]. Due to the
nerve. Tumors of the sublingual gland are rare and risk of recurrence and the presence of pseudo-
may present as a floor of mouth mass. Clinical pre- pod extensions, complete surgical resection
sentations of minor salivary gland tumors depend on with a margin of normal tissue is performed.
the location of the gland; the most common sites of This may entail partial or superficial parotidec-
presentation are the palate and the parapharyngeal tomy with facial nerve preservation. Rarely,
space [8, 13, 54, 55]. pleomorphic adenoma has been reported to
Diagnosis of a parotid or submandibular gland metastasize to the bone, lungs, skin, and other
tumor can be obtained by fine needle aspiration regions of the head and neck. Recurrence or
(FNA) biopsy. This may be guided by ultrasound metastasis is attributed to either leaving residual
if the mass is indiscrete or difficult to visualize. tumor in the surgical bed or rupture of the tumor
Complications of FNA biopsy include local during excision. Malignant transformation is
infection, hemorrhage, infarction, fibrosis, and rare and is termed carcinoma ex pleomorphic
tumor seeding. Mukunyadzi etal. noted that FNA adenoma [8, 13].
biopsy with a 25G needle is not only safe but
also allowed the surgeon to obtain an adequate Warthins Tumor
diagnosis without tumor seeding [8, 56]. Warthin tumor, also known as papillary cystade-
The extent and type of imaging of salivary gland noma lymphomatosum, is the second most com-
tumors depends on the size, location, and suspicion mon (510%) benign neoplasm of the salivary
for malignancy. Small and well-defined and palpa- glands. The most common site for Warthins
ble tumors may require ultrasound evaluation or tumor is the parotid gland. Smoking is a known
may not require any imaging; however, larger tumors risk factor and the tumor is more common in men.
and suspicion for malignancy require workup with The tumor may be multicentric; it may present
CT, ultrasound with color Doppler, positron emis- bilaterally in up to 12% of patients [57]. The
sion topography, or even MRI in advanced tumors tumor is slow growing, painless, and smooth in
with perineural invasion [8, 13, 54, 55]. appearance with a well-defined capsule. A cross-
section often reveals multiple cystic spaces with
13.2.2.1 Benign Salivary Gland brown mucoid fluid. Histology is characteristic of
Neoplasms a projection of a double-layered papillary epithe-
Pleomorphic Adenoma lium with lymphoid stroma into cystic spaces.
Pleomorphic adenoma, which is also known as Treatment of Warthins tumor is complete surgi-
benign mixed tumor, is the most common cal excision. Recurrence may be attributed to
(6575%) salivary gland tumor. It is most often undiagnosed multicentricity [8, 13, 55].
found in the parotid gland followed by the sub-
mandibular gland and the minor salivary glands. Oncocytoma
Pleomorphic adenoma is a slow-growing and Oncocytomas represent 1% of salivary gland
painless tumor that contains both mesenchymal tumors that present almost exclusively in the
and epithelial components; the mesenchymal parotid gland. It presents as a painless mass and
stroma varies between tumors [8, 13, 55]. These is firm, encapsulated, and rubbery in consistency.
tumors may originate in the superficial lobe of Histologically, the tumor contains granular
13 Surgical Management ofSalivary Gland Disease 245

eosinophilic cells with abundant, hyperplastic malignant tumor of the parotid gland is muco-
mitochondria and indented nuclei [13]. Complete epidermoid carcinoma, it is the second most
resection in an extracapsular fashion is sufficient common malignant neoplasm of the subman-
treatment. Oncocytomas of the minor salivary dibular gland after adenoid cystic carcinoma.
glands may be locally invasive and have potential Mucoepidermoid carcinoma usually occurs
to destroy adjacent tissues despite their benign after the third decade of life with a female pre-
nature. Surgical excision is the preferred treat- dominance [13]. These tumors are classified as
ment [8, 13, 55]. either high grade or low grade based on histo-
logical findings. Low-grade tumors contain
Basal Cell Adenoma mucoid as well as epidermal cell components
Basal cell adenoma represents 23% of salivary and rarely metastasize, while high-grade
gland tumors and occurs most often in the parotid tumors are predominated by epidermoid cells
gland but has been reported in the submandibular and have a high propensity to metastasize.
and minor salivary glands. It typically affects patients Low-grade tumors are usually small, can be
in their seventh to eighth decade of life and affects encapsulated, and contain mucinous fluid.
women more commonly than men. Basal cell ade- High-grade tumors are usually solid and may
nomas are encapsulated and can present in four dis- have no encapsulation. The prognosis is worse
tinct histological patterns (solid, tubular, trabecular, for high-grade mucoepidermoid carcinoma.
and membranous). Minor salivary gland basal cell Surgical resection is recommended for low-
adenomas may lack a capsule. Surgical resection is grade tumors; the neck is not treated in the clin-
the treatment of choice. The membranous subtype is ically N0 neck due to the low incidence of
nodular in appearance and can display multicentric- nodal metastasis [13, 54]. High-grade tumors
ity, which increases the risk of recurrence after surgi- are treated with complete surgical resection,
cal resection. Basal cell adenomas appear similar and elective neck dissection is usually per-
histologically to adenoid cystic carcinoma; however, formed due to the higher rate (21%) of occult
they do not invade surrounding tissues or adjacent nodal metastasis [58]; this is often followed by
nerves [8, 13, 55]. adjuvant radiation therapy.

Other Benign Neoplasms Adenoid Cystic Carcinoma


There are a number of other benign tumors of the Adenoid cystic carcinoma is the second most
salivary glands such as canalicular adenomas common parotid gland malignancy but is the
(presents in minor salivary glands), oncocytic pap- most common malignancy of the submandibular
illary cystadenoma (most often in larynx), myo- gland and the minor salivary glands. The tumor
epithelioma, sialadenoma papilliferum, inverted may be partially encapsulated (or without a cap-
ductal papilloma, and others that are outside the sule) and appears histologically as basaloid epi-
scope of this chapter. The treatment of the majority thelium arranged in cribriform, solid (worst
of these tumors is surgical resection [8, 13, 55]. prognosis), and tubular patterns with an eosino-
philic stroma. Although adenoid cystic carci-
noma is a slow-growing tumor, the tumor
13.2.2.2 Malignant Salivary Gland infiltrates surrounding tissue and demonstrates
Tumors perineural invasion with resultant facial nerve
Mucoepidermoid Carcinoma palsy. Local recurrences after resection and dis-
Mucoepidermoid carcinoma is the most com- tant metastasis to the lung are not uncommon.
mon malignant salivary gland neoplasm Surgical resection with postoperative radiation is
(approximately 3035% of all malignant sali- typically recommended. Occult metastasis is rare
vary gland neoplasms) [13]. The most common and elective neck dissection for the N0 neck is
site for mucoepidermoid carcinoma is the not performed. If the neck is clinically positive,
parotid gland. Although the most common the overall survival is lower [13, 54].
246 V.V. Varadarajan and P.T. Dziegielewski

Acinic Cell Carcinoma The facial nerve can be preserved if the tumor
Acinic cell carcinoma most commonly affects has not invaded the neural tissue; intraoperative
women after the fourth decade of life and most frozen sections can assess for tumor margins in
often presents in the parotid masses. The tumor the nerve tissue. Nerve grafting should be per-
can be multicentric and can present bilaterally in formed for sacrificed nerves. Neck dissections
the parotid masses. The tumor is well encapsu- are performed in the clinically positive neck, and
lated and contains both serous acinar cells and elective neck dissections are performed in the
acinar cells with a clear appearing cytoplasm. clinically N0 neck for high-grade tumors [13,
Several histologic patterns are possible (cystic, 54]. The extent and specific indications for neck
papillary, vacuolated, follicular), and the cells dissections are outside the scope of this chapter.
stain positive on periodic acid-Schiff (PAS) stain. The most common approach to the parotid
Treatment is surgical resection; adjuvant radiation gland is via a modified facelift (modified Blair)
is performed with facial nerve involvement, neck incision or a preauricular incision that curves
metastasis, skin involvement, or other poor prog- along a skin crease into the neck approximately
nostic indicators. For histologically high-grade 2cm below the angle and border of the mandible.
lesions, elective neck dissection is performed. A skin flap is raised anteriorly in a level superfi-
Local recurrences can present years after treat- cial to the parotid fascia until the masseter muscle
ment [13, 54, 55]. is encountered. The greater auricular nerve is
identified and preserved if possible in the event
Other Malignant Neoplasms that nerve grafting is required. The posterior
Other malignant salivary gland neoplasms include branch of the nerve can usually be preserved to
adenocarcinoma (minor salivary glands and mainatin sensation to the ear lobe; the anterior
parotid gland), polymorphous low-grade adeno- branch is often sacrificed. The tail of the parotid is
carcinoma, carcinoma ex-pleomorphic adenoma dissected from the sternocleidomastoid muscle.
(derived from pleomorphic adenoma), primary The posterior belly of the digastric muscle can be
squamous cell carcinoma (most often in subman- identified here and can serve as a landmark for
dibular gland), undifferentiated carcinomas, sali- facial nerve identification. Blunt dissection is then
vary duct carcinomas, sarcomas, lymphomas, and performed to separate the tragal cartilage from the
others. The treatment of these lesions is complete parotid gland tissue. This reveals the tragal
surgical resection with neck dissection for high pointer, which guides the surgeon inlocalizing
grade lesions [13, 54, 55]. the facial nerve (1cm medial). If the tumor inter-
feres with identifying the nerve, a distal branch
13.2.2.3 Surgery oftheParotid Gland may be traced in a retrograde fashion to find the
The facial nerve branches divide the parotid into main nerve trunk [3, 5, 6, 13, 54]. Fibrosis from
arbitrary superficial and deep lobes as it prior surgery, radiation, or other anatomic distor-
courses through the parotid gland parenchyma. tion may prevent adequate identification of the
Benign neoplasms and low-grade, well-encap- nerve; the mastoid cavity may then be drilled to
sulated malignancies in the superficial lobe are find the intratemporal facial nerve, which is then
treated with a superficial parotidectomy with followed to its extratemporal course. The nerve is
preservation of the facial nerve branches. A total identified and traced anteriorly to its main
parotidectomy involves resecting the deep branches, separating the superficial and deep
parotid tissue as well; this is reserved for malig- lobes of the gland [3, 13, 54]. Janes was the first
nancies of the deep lobe, high-grade tumors, or surgeon to describe the identification process for
tumors with nodal metastasis. Cutaneous malig- the facial nerve trunk in 1940 [3, 59]. The nerve
nancies of the scalp or the face with nodal may then be mobilized if the deep lobe of the
metastasis to the parotid gland or high risk for gland is to be removed. The posterior auricular
nodal metastasis also require parotidectomy [3, artery, external carotid artery, and retromandibu-
6, 13, 54]. lar vein may be encountered during superficial
13 Surgical Management ofSalivary Gland Disease 247

Fig. 13.4Surgical
anatomy of the parotid
gland and relationship
to facial nerve
(Reprinted from
Ref. 54)

Pointer tragal
cartilage

Facial nerve

Digastric muscle
Masseter
Sternocleidomastoid

parotidectomy, and the internal carotid artery and seroma, infection, skin flap necrosis, trismus due
internal jugular vein are likely encountered during to inflammation or fibrosis of the masseter mus-
deep lobe removal [3, 13]. Figure 13.4 depicts the cle, development of a sialocele, and facial nerve
surgical approach to the facial nerve during a paralysis. Facial nerve paralysis is usually tem-
parotid gland dissection [54]. porary, and permanent facial nerve paralysis
Intraoperative frozen sections may be sent to occurs in less than 4% of parotidectomies for
assess for extent of disease. If the tumor invades benign disease in which the nerve was identified
the facial nerve, the nerve may need to be traced and preserved [13, 61, 62]. The nerve may be
proximally into the temporal bone to obtain nega- stretched, compressed, or injured due to thermal
tive margins. Nerve reconstruction after nerve energy from electrocautery, or ischemia from
sacrifice is performed by primary repair or with extensive dissection. Postoperative edema of the
nerve grafting using the great auricular nerve or nerve may contribute to paresis and some sur-
the sural nerve from the lower extremity [13, 54]. geons administer postoperative steroids to reduce
Large parotid tumors may extend into the para- edema. Continuous facial nerve monitoring with
pharyngeal space. Tumors described as dumbbell EMG is used to allow intraoperative nerve stimu-
tumors may involve both the superficial and deep lation and to warn the surgeon when the nerve is
lobes as they straddle the mandibular ramus and in close proximity [3, 13].
stylomandibular ligament. Parapharyngeal space Late complications include Freys syndrome,
tumors can be removed either through a transoral tumor recurrence, and poor cosmesis due to
approach or via transcervical approach, which either scarring or loss of tissue bulk. Freys
may require division of the styloid process, stylo- syndrome is a well-known complication and
mandibular ligament, stylohyoid ligament, and is also referred to as gustatory sweating or
associated muscles, or even mandibulotomy for auriculotemporal nerve syndrome [3, 8, 13,
increased access. The transoral approach is usually 62, 63]. Freys syndrome was first described
reserved for well-encapsulated benign tumors due in 1853 by Baillarger, and the pathophysiol-
to the limited access and exposure [3, 13, 54, 60]. ogy was described by Frey in 1923 [64, 65].
Complications of parotid gland surgery can be This complication is thought to occur due to
classified as early and late complications. Early aberrant reinnervation of nerve fibers from
complications include bleeding, hematoma or postganglionic parasympathetic fibers of the
248 V.V. Varadarajan and P.T. Dziegielewski

parotid gland (which use acetylcholine as a encountered and can be preserved. The lin-
neurotransmitter) to the sweat glands and tran- gual nerve is identified and mobilized from the
sected postganglionic sympathetic fibers to the gland. The hypoglossal nerve is often identified
sweat glands (which also use acetylcholine as at this point and preserved. Whartons duct is
a neurotransmitter). This causes sweating and identified and ligated [3, 8, 13]. Figure 13.5
flushing of the cheek skin as a parasympathetic depicts the classic lateral cervical approach to
response during salivation. Using a thicker skin the submandibular gland [13].
flap and less extensive parotid dissection may Complications of submandibular gland sur-
reduce the incidence of Freys syndrome. Using gery include bleeding or hematoma, seroma,
fascial flaps, muscle flaps, or synthetic material infection, scarring, injury to the marginal man-
as a barrier has also been described [3, 13, 63]. dibular branch of the facial nerve, injury to the
10% of patients have symptomatic Freys syn- lingual nerve, or injury to the hypoglossal nerve.
drome [13]. Symptomatic treatments include; Temporary lower lip paresis can occur with sim-
botox injections, topical antiperspirants, topi- ilar injury mechanisms to the facial nerve dur-
cal anticholinergics, or tympanic neurectomy. ing parotid surgery. Tongue weakness and
Postoperative radiation has decreased the inci- tongue hypesthesias can occur from hypoglos-
dence of Freys syndrome [3]. Sialoceles are sal nerve and lingual nerve injury, respectively
subcutaneous saliva collections that can be [3, 8, 13].
managed with observation, needle aspiration,
or a pressure dressing [3]. Botox injections may 13.2.2.5 Surgical Approach
decrease salivation to promote resolution [3]. totheSublingual Gland
Freys syndrome was first described in 1853 The sub lingual gland is approached in a transoral
by Baillarger, and the pathophysiology was fashion. A linear incision can be made parallel to
described by Frey in 1923 [64, 65]. the ipsilateral mandible. The gland can be bluntly
dissected from adjacent structures such as the
13.2.2.4 Surgery oftheSubmandibular Whartons duct and the lingual nerve. The supe-
Gland rior and medial aspects of the gland can be dis-
Surgical resection of the submandibular gland sected such that the gland can be peeled from the
is typically confined to the submandibular tri- sublingual space with blunt dissection. Injuries to
angle unless an extensive malignant neoplasm the lingual nerve and Whartons duct may occur
extends to surrounding structures. The subman- when attempting gland removal. A floor of mouth
dibular gland is typically approached in a trans- hematoma may occur and compromise the
cervical fashion, although submental, transoral, patients airway if hemostasis is not adequately
retroauricular, and endoscopic-assisted/endo- acquired at the time of surgery [3].
scopic robot-assisted approaches have been
described. The transcervical approach improves
direct access to the gland. An incision is made 13.3 A
 dvances inSalivary Gland
1.52cm below the inferior border of the man- Surgery
dible along a neck skin crease. A subplatysmal
flap is raised superiorly, and the marginal man- 13.3.1 Sialendoscopy
dibular nerve is identified and preserved or sim-
ply preserved with the Hayes-Martin maneuver Sialendoscopy is a relatively novel technique that
as described previously. The fascia investing provides visualization into the salivary ducts via
the submandibular gland is incised to expose a small-caliber endoscope. The technology was
the gland. The facial artery is encountered and originally invented for the purpose of diagnosis
ligated. The mylohyoid muscle is then retracted but is currently used to treat a variety of nonneo-
anteriorly to expose the anterior aspect of the plastic salivary gland pathologies while allowing
gland. The nerve to the mylohyoid may be gland preservation [66, 67]. The endoscope is
13 Surgical Management ofSalivary Gland Disease 249

Facial vein
ligated and
divided

Marginal
mandibular
nerve

Tumor mass
Incision

Facial artery
ligated and
divided

Posterior belly Hypoglossal


digastric muscle nerve

Lingual
Maximum removal nerve
of Whartons duct Postganglionic
nerve fibers Submandibular
ganglion
Mylohyoid
retracted
Total excision
of gland
Whartons
duct

Fig. 13.5 Surgical approach to the submandibular gland depicting the Hayes-Martin maneuver (Reprinted from Ref. 13)

passed into the Stensons duct or Whartons duct, The endoscopes can range in size from 0.8 to
and saline is irrigated through the endoscope to 1.6mm in diameter although some studies recom-
fill the lumen and distend the salivary ductal tree. mend limiting the caliber to 1.2mm to avoid iatro-
Katz was the first to describe salivary endoscopy genic injury [67]. The endoscopes most commonly
and endoscopic anatomy in 1991 [10]. The mas- used today are semirigid although Katz first
seteric bend of Stensens duct was characterized described the use of a flexible endoscope [35].
by endoscopic anatomy. The optical resolu- Atienza and Lpez-Cedrn recently performed a
tion has since improved; the sialendoscopists of systematic review of the management of obstruc-
today can perform procedures to treat a variety of tive salivary disorders with sialendoscopy and
conditions. concluded that sialendoscopy is both safe and
250 V.V. Varadarajan and P.T. Dziegielewski

Fig. 13.6Instruments a b
used in Sialendoscopy.
(a) sialendoscope,
modular;
(b) sialendoscope, all in
one; (c) biopsy and
grasping forceps; d
(d) forceps; (e) bougies;
(f) probes; (g) dilatator; c
f
(h) stone extractor;
(i) microdrill; (j) balloon
catheter (Courtesy of e
Karl Storz Ref. [68])
g
h
i
j

effective for the treatment of obstructive salivary thotomy, or ductal dissection can be performed for
gland disorders. Four thousand one hundred thirty- larger stones. Stones that are 8mm or greater typi-
four sialendoscopic procedures were performed in cally require a combined surgical approach [27,
Atienzas review [67]. Figure 13.6 depicts typical 34, 67]. Figure 13.7 depicts endoscopic images
instruments used for sialendoscopy [68]. during endoscopic sialolith removal [35].
Sialendoscopy and sialendoscopic interven- Inflammatory disorders such as radiation- and
tions are typically outpatient procedures and can radioiodine-induced sialadenitis and autoim-
be performed either under local or general anes- mune sialadenitis may also be treated with sialen-
thesia. The sialendoscope is introduced into the doscopy irrigation with instillation of steroids
duct although serial dilation of the papilla and [67]. Strictures can be found in diseases such as
duct with lacrimal probes may be required for Sjgrens syndrome, radiation-induced sialadeni-
insertion. The lumen is irrigated with normal tis, and juvenile recurrent parotitis; balloon dila-
saline which distends the ductal tree and allows tion and steroid instillation may be performed for
both visualization and room for the endoscope these conditions. 1mm balloons that dilate to
and instruments to pass. One port is required for 3mm are available for stricture dilation. Acute
saline irrigation. Larger endoscopes contain an sialadenitis is a contraindication for sialendos-
instrumentation port for forceps, wire baskets, copy as the risk for ductal perforation increases
micro-drills, balloons, stents, or laser interven- in this setting [34, 35, 66, 67]. Sialendoscopy has
tions. Medications such as steroids may also be also been used in the pediatric population for
instilled into the lumen. Patients are instructed to juvenile recurrent parotitis, Sjgrens syndrome,
massage their glands postoperatively. Stents are and other acquired or congenital strictures [69].
typically removed several weeks after the proce- Atienzas review of sialendoscopy for treatment
dure [35, 66, 67]. of obstructive disorders reports a success rate of
Atienzas review revealed that sialolithiasis is 76% for all sources of obstruction. In this sys-
involved in 66% of the patients that undergo inter- tematic review, success was defined by resolution
ventional sialendoscopy [67]. Marchal recom- of obstruction with no symptoms upon patient
mends that sialoliths less than 3mm in the parotid follow-up. The success rate increases to 96%
gland and less than 4mm for the submandibular when sialendoscopic intervention was combined
gland can safely be removed endoscopically [34]. with another surgical approach (papillotomy,
Laser lithotripsy or combined endoscopic and transoral incisions, incisions through parotid fas-
transoral maneuvers such as papillotomy, sialoli- cia, external incisions) [67].
13 Surgical Management ofSalivary Gland Disease 251

a b c

Fig. 13.7 Endoscopic sialolith removal using a wire basket. (a) Sialendoscopic view of sialolith in Whartons duct; (b)
sialolith engaged in wire basket; (c) view of duct after sialolith removal (Reprinted from Ref. 35)

The most common complication of sialendos- view during an endoscopic-assisted transoral sub-
copy is post-procedural glandular swelling (typi- mandibular sialadenectomy [75].
cally resolves within 48h), perforation of the In contrast, the role of robotic surgery has
duct, and injuries to adjacent blood vessels and become increasingly significant since its first
nerves. Other complications reported have been application in the field of otolaryngology in
postoperative stenosis due to structural failure of 2002at the Medical College of Georgia [70, 79].
the duct or papilla; the studies in Atienzas review Advantages of surgical robotics include increased
often cited the use of a stent to compensate for precision, three-dimensional magnification,
this complication. Failure to remove stones or improved articulation, and possibly improved
failure of equipment (such as the wire basket surgical ergonomics [80]. Transoral robotic sur-
for stone retrieval) was also reported. 4.6% of gery is becoming an established part of the head
glands were excised after a sialendoscopic proce- and neck oncologic surgeons armamentarium.
dure in Atienzas review [67]. Robotic capabilities in head and neck surgery are
continuing to be developed, and the robotic surgi-
cal procedures have been well documented in the
13.3.2 Minimally Invasive oral cavity, oropharynx, larynx, skull base and
andRobotic Surgery otologic procedures, thyroidectomy, and salivary
gland excision [70, 80, 81].
Endoscopic surgery has had limited use in neck Robotic surgery has been described for sali-
surgery due to the lack of anatomic space for vary gland excision, sialolith excision, and ranula
instrumentation and the need for high insufflation excision [81]. Terris etal. used a cadaver model
pressures for the neck [70]. Multiple minimally to perform endorobotic submandibular gland
invasive approaches to the submandibular gland excision in 6 cadavers and 11 total glands; they
have been reported, and several authors report the reported faster procedure times compared to neck
benefits of minimal scarring with an endoscopic- endoscopic surgery alone (Fig. 13.9) [82].
assisted submandibular sialadenectomy through a Lee etal. performed a prospective study com-
number of different incisions in the neck, hairline, paring robot-assisted and endoscopic-assisted
retroauricular, facelift incision, and modified submandibular sialadenectomy [83]. They con-
facelift approaches [7178]. A video-assisted cluded that the early postoperative outcomes
approach to submandibular gland sialadenectomy were comparable and that patients in both cohorts
may yield excellent results with minimal scarring; were satisfied with their cosmesis. Although
this approach has yet to become a widely accepted more convenient for the surgeon, the robot did
and routinely practiced technique at most major not give the surgeon any clinical advantage over
institutions. Figure 13.8 depicts an endoscopic the endoscope.
252 V.V. Varadarajan and P.T. Dziegielewski

Fig. 13.8Intra
operative photograph
of endoscopic-assisted
approach to transoral
left submandibular
sialadenectomy. D
submandibular duct, L
lingual nerve, SLG
sublingual gland
(Reprinted from
Ref. 75)

case series in 2015 describing robot-assisted


sialolithotomy with sialendoscopy (RASS) for
the management of large (>5mm) hilar subman-
dibular gland sialoliths [85]. Twenty-two
patients underwent this procedure, and success
(defined as gland preservation with absence of
symptom recurrence) was reported in 100% of
the subjects. This cohort was compared to a his-
torical cohort in Razavis study that consisted of
patients that underwent sialolithotomy via a
combined sialendoscopy/traditional transoral
approach for which the success rate was 75%.
Although further investigation and prospective
Fig. 13.9 Photograph depicting trochar placement for
endorobotic submandibular gland excision (Reprinted studies are warranted, these results suggest that
from Ref. 82) the safety and efficacy of robot-assisted sialoli-
thotomy is excellent. Surgical robotics may
Walvekar reported the first case in which a eventually become an important adjunct to
submandibular gland megalith (19 11mm) sialendoscopy. Walvekar etal. also reported the
was removed using a combination approach with first removal of a floor of mouth ranula using the
sialendoscopy to localize and trap the sialolith surgical robot [86].
while transoral robotic surgery was used to
remove the sialolith [84]. Razavi published a
13 Surgical Management ofSalivary Gland Disease 253

13.3.3 Procedural Interventions 13.3.3.2 Salivary Gland Transfer


forXerostomia Salivary gland transfer is a relatively new tech-
nique that has been developed to address postra-
Xerostomia affects the majority of patients who diation xerostomia as well as dry eyes and
undergo primary or adjuvant radiation therapy keratoconjunctivitis sicca [9395]. Autologous
for head and neck cancer. Salivary glands are transplantation of both major and minor salivary
radiosensitive and gland destruction leads to glands has been described for these indications
hyposalivation [87, 88]. Decreased saliva causes [96, 97]. In patients undergoing radiotherapy for
the patient to experience xerostomia, dysphagia, head and neck cancer, salivary gland transfer may
and dysarthria while also predisposing the patient be performed at the time of surgical intervention
to dental caries and local oral and dental infec- in anticipation of postoperative radiation. Jha
tions. Traditional therapy for postradiation xero- etal. reported the first submandibular gland
stomia is a combination of strict oral hygiene, transfer to the submental space for shielding prior
saliva substitutes, fluoride agents, pilocarpine, to radiotherapy [98]. Wu etal. performed a sys-
and sialogogues. Amifostine has been used as a tematic review of the literature containing 369
cytoprotectant [89]. patients who underwent submandibular gland
transfer before radiotherapy in the included stud-
13.3.3.1 Acupuncture ies [99]. Both stimulated and unstimulated sali-
Acupuncture is an adjuvant alternative medicine vary flow rates were noted to be much higher in
modality extensively described in the treatment patients who underwent the intervention vs.
of xerostomia due to radiation as well as patients who either received pilocarpine or no
Sjgrens syndrome. Although the mechanisms other intervention. They concluded that subman-
are not clearly elucidated, acupuncture has been dibular gland transfer is highly effective in the
shown to increase salivary flow in patients with prevention of postradiation xerostomia without
Sjgrens syndrome as well as radiation xerosto- serious adverse effects.
mia [88, 90, 91]. Acupuncture does not appear to Major and minor salivary gland transfer tech-
be a widely available or accepted treatment given niques have also been performed for the purposes
the lack of standardization in its technique as of eye lubrication in the setting of dry eyes and
well as prospective randomized trials evaluating keratoconjunctivitis sicca [96, 97, 100]. Figure
its efficacy. The existing studies consist of small 13.10 depicts a schematic diagram of the four
sample sizes with a variety of technical varia- possible salivary gland transfers for xerophthal-
tions including needle location, needle stimula- mia [101]. The composition of saliva and tears is
tion, needle depth, number of treatments, and fairly similar, and the digestive component of
frequency of treatments [88]. Li etal. acknowl- saliva and presence of amylase have not been
edged the lack of standardization and proposed found to be destructive to the ocular surface [96].
an acupuncture protocol for patients with radia- Mucosal grafts containing salivary gland tissue
tion-induced xerostomia [91]. Zhuang etal. per- for dry eyes were first described by Murube in
formed a systematic review of the literature 1998 [102]; labial minor salivary glands were
depicting acupuncture as a treatment modality described to significantly reduce dry eye symp-
for radiation-induced xerostomia and acknowl- toms despite the minor differences in composi-
edged that there is insufficient evidence to deter- tion and increased viscosity. The graft is sutured
mine its safety or efficacy [88]. Furness etal.s to the undersurface of the eyelid. The grafts
Cochrane review concluded that there is low appear to be 90% viable although further pro-
quality evidence that acupuncture affects xero- spective studies are warranted [97].
stomia symptoms greater than placebo [92]. Limitations noted in major gland transfer
Therefore, routine use of acupuncture for radia- include potential gland necrosis, hypersecretion,
tion-induced xerostomia is not recommended at and donor site morbidity such as facial nerve
this time. injury. Surgical options described in animal and
254 V.V. Varadarajan and P.T. Dziegielewski

a b

c d

Fig. 13.10 Diagrammatic illustration depicting three dif- vary glands; (b) Transposition of the parotid gland duct;
ferent surgical techniques of major salivary gland transfer (c) sublingual gland transplantation; (d) submandibular
for xerophthalmia. (a) Transplantation of the minor sali- gland transplantation. (Reprinted from Ref. 102)

human studies include transposition of Stensons blepharitis, corneal calcifications, and increased
duct to the inferior fornix, free transplantation of bacterial load in the conjunctival sac in canine
the sublingual gland to the conjunctival fornix studies [96, 103]. Epiphora may lead to increased
without microvascular anastomosis, and free trans- eye wiping and subsequent keratitis. Sublingual
plantation of the submandibular gland with or gland transplantation is not performed due to the
without microvascular anastomosis and implanta- high rate of necrosis given that the gland is trans-
tion of Whartons duct into the upper temporal for- planted as a free graft without vascular supply [96].
nix [96, 97]. Parotid gland transfer or Stensens Submandibular gland transplantation with
duct transposition has been reported to produce microvascular anastomosis appears to have the
copious amounts of tearing (saliva) and epiphora most advantages to the ophthalmologic surgeon.
as a gustatory response. Complications include This procedure was first described by Murube-del
13 Surgical Management ofSalivary Gland Disease 255

Castillo in 1986, and several other authors have options include physical therapy, medications
replicated this technique [94, 96, 102, 104108]. (glycopyrrolate, scopolamine), botox injection,
The seromucinous nature of submandibular gland treatment of gastroesophageal reflux, and radia-
secretions simulate the seromucinous lacrimal tion to the glands [109, 110]. Surgical options
secretions. The gustatory reflex of epiphora is not include gland excision, tympanic neurectomy,
present due to intraoperative denervation during and duct ligation. A combination of the above
the procedure [96]. Major salivary gland trans- procedures involving multiple glands may be
plantation to the ocular tissues requires a team of performed. Salivary duct repositioning or
ophthalmologists as well as head and neck sur- rerouting is also a well-known technique to

geons. After resection of the submandibular gland address sialorrhea. The parotid or submandibular
along with the duct, a surrounding cuff of mucosa ducts are rerouted to the posterior oropharynx or
at the papilla, and facial artery and vein glandular elsewhere in the oral cavity mucosa to avoid
branches, the vessels are anastomosed to branches more definitive procedures such as gland exci-
of the superficial temporal artery or preauricular sion. Duct rerouting has allowed preservation of
vessels. The gland is placed in a pocket created in salivation with reduction of drooling [110].
the temporalis muscle, and the duct is tunneled Hockstein states that the most definitive surgical
subcutaneously to the conjunctival fornix. therapy is bilateral parotid duct ligation with
Prospective studies have revealed improved bilateral submandibular gland excision [109].
Schirmers test, fluorescein break-up time, use of Reed etal. performed a meta-analysis of the sur-
artificial tears, and discomfort. Epiphora and epi- gical management of drooling and noted that
thelial edema were common complications for there is no single procedure that is agreed upon as
successful transplantations [96]. Geerling and the most effective [110]. Large, directly compar-
Sieg note that of the three major salivary glands, ative studies depicting the safety and efficacy of
autologous submandibular gland transplantation the above procedures are required to identify a
is the only procedure that can currently be recom- procedure that may be universally performed by
mended in humans [96]. otolaryngologists and maxillofacial surgeons.

13.3.4.1 Salivary Duct Repositioning


13.3.4 Procedural Interventions Salivary duct repositioning is used to address
forSialorrhea sialorrhea and xerophthalmia and to prevent post-
operative salivary duct obstruction from oral can-
Sialorrhea is the term for excessive salivation in cer resection or salivary calculi. Parotid salivary
both children and adults with neurologic impair- duct repositioning is described often in the litera-
ment. Patients with neurologic impairment suffer ture as a surgical procedure to address sialorrhea.
from a defect in their oral and oropharyngeal The procedure is most often described in pediat-
phases of swallowing which causes pooling of ric populations, and submandibular duct reposi-
saliva. Other causes for sialorrhea include oral tioning is the most commonly described.
inflammation, gastroesophageal reflux, medica- Puraviappan etal. performed a prospective study
tion side effects and toxins, or anatomic abnor- in which the efficacy of submandibular duct relo-
malities of the oral cavity and oropharynx cation was assessed in eight children with cere-
(tonsillar hypertrophy, macroglossia) [109]. bral palsy using a visual analogue score by the
Hypersecretion of saliva in combination with patients parents. They reported that seven of
poor oropharyngeal and facial muscle control eight patients had significant reduction in drool-
and dysphagia leads to pooling of saliva in the ing and reported parent satisfaction in all patients
oral cavity, oropharynx, and larynx. Patients with [111]. De etal. reported outcomes for subman-
sialorrhea often suffer from dehydration, chapped dibular duct relocation for 56 pediatric patients;
lips, and are socially marginalized due to the odor drooling was significantly reduced in 49 cases,
and appearance of excess saliva. Nonsurgical and parental satisfaction was noted to be high.
256 V.V. Varadarajan and P.T. Dziegielewski

The main complication reported was ranula for- Stevens-Johnsons syndrome but not in ocular
mation in five cases. They conclude that duct pemphigoid (these patients failed to improve).
repositioning is a significant means to improve Complications reported may include duct
quality of life in pediatric patients with sialorrhea obstruction, dislocation, and ductal contraction,
[112]. Panarese etal. reported outcomes for 37 which have the potential to cause entropion or
pediatric patients and noted that 76.5% of ectropion. Gustatory epiphora is a manifestation
patients had long-term control of sialorrhea, and due to the nature of the parasympathetic
the authors also concluded that the procedure is innervation as described previously. Prospective
safe and successful and improves quality of life studies are warranted to further evaluate the effi-
in the majority of patients [113]. Uppal etal. per- cacy and rate of complications.
formed a retrospective review of 23 neurologi-
cally impaired children and noted an overall
improvement in drooling in 20 patients (13 Salivary Duct Repositioning for Head and
patients with complete cessation of drooling); Neck Cancer
reported complications were ranula, submandib- Salivary duct repositioning has also been used in
ular gland swelling (three transient, two which the setting of oral cancer. Salivary gland swelling
required gland excision). Three patients were and pain may occur in the postoperative period,
reported to have a poor outcome, and they noted which may be confused for a tumor recurrence.
that these patients had the most severe oral-motor Duct relocation may prevent this potential false-
dysfunction [114]. Katona etal. performed sub- positive diagnosis and decrease postoperative sali-
mandibular duct relocations on 14 young adults vary gland colic. Stensons duct rerouting has been
and children using high-frequency radiosurgery reported as a means for gland preservation without
techniques; 79% of patients achieved a satisfac- compromising cancer resection [120, 121]. The
tory decrease in sialorrhea. Katona etal. also salivary duct can be repositioned even in the setting
reported decreased operative time with high-fre- of oral cancer reconstruction with a free flap by
quency radiosurgery and endorsed its safety and routing the duct through the free flap [122].
efficacy [115]. Sakakibara reported that repositioning of
Whartons duct could lower the likelihood of post-
Salivary Duct Repositioning for operative obstructive complications. Mehta etal.
Xerophthalmia performed parotid duct relocation in buccal mucosa
Parotid duct relocation, as described in the previ- cancer resection in 562 patients and reported a
ous section, has also been used to treat xeroph- markedly reduced incidence of postoperative sialo-
thalmia due to several etiologies (autoimmune, cele and parotitis [121].
inflammatory). The duct is rerouted either tran-
sorally or extraorally to the conjunctival fornix;
an external approach was first described by
Filatov and Chevaljev in 1951 [96, 116118]. 13.4 T
 he Future: Salivary Gland
Zhang etal. reported outcomes on 40 cases in Regeneration
which parotid duct transposition was performed
for xerophthalmia, 82.5% of patients had tearing The minimally invasive and gland-sparing proce-
postoperatively, and vision was improved in dures described above are relatively recent inno-
72.5% of patients [119]. The etiologies for dry vations in the history of head and neck surgery.
eye in this studies included Stevens-Johnson syn- The future of salivary gland surgery is promising
drome, ocular pemphigoid, and alkali eye burn. and may build on the principles of gland sparing
They concluded that parotid duct transplantation techniques. Regenerative medicine is a rapidly
is a simple and easy procedure that should be emerging field of research and will certainly
considered in patients with dry eyes caused by impact the surgical management of salivary gland
13 Surgical Management ofSalivary Gland Disease 257

disease. The molecular and genetic mechanisms onstrated that coculture of embryonic mouse sub-
of salivary gland biogenesis and development are mandibular gland cells resulted in better-developed
becoming increasingly elucidated to allow for epithelial structures (acinar-like aggregations)
experimentation with human salivary gland than monoculture of embryonic mouse salivary
regeneration. Salivary gland stem cells are being gland cells. This highlights the significance of the
characterized and will play a large role in thera- stem cell niche and suggests that induced pluripo-
peutic salivary gland regeneration. tent stem cells may be able to accelerate to regen-
Salivary gland regeneration for the purposes eration and development of salivary glands. These
of restoring function in xerostomia and irradiated studies provide hope that the functional regenera-
salivary glands is a major focus of research. tion of salivary glands will soon be possible in
Mouse models have allowed researchers to patients. It is unclear at this time how the stem cell
propose several methods of salivary gland regen- microenvironment in human salivary glands is
eration [7]. Approaches to regeneration are gene affected after radiation, surgery, or in the setting
therapy with viral vectors, stem cell therapy, and of both mild and severe autoimmune disease.
replacement of native gland tissue with bioengi- Future studies may further investigate the impact
neered salivary glands [7, 123]. Viral vectors of these variables on stem cell niche and the
have been used to express water channels (aqua- potential for human application.
porins) into the ductal epithelium via intraductal There is also active research interest in the use
injection of the vector [124]. Bone marrow stem of bioengineered cells and tissue for functional
cells have been transplanted into irradiated mouse organ restoration. Ogawa etal. performed ortho-
salivary glands; the cells secreted a factor which, topic transplantation of bioengineered salivary
acted in a paracrine fashion to regenerate epithe- gland germ cells into gland-deficient mice and
lia and increased salivary secretions, provided demonstrated functional regeneration of mature
cell protection, increased vascularity, and induced salivary glands that produced saliva in response to
the upregulation of biomarkers responsible for pilocarpine and gustatory stimulation, protected
cell regeneration [125127]. The Coppes lab has against bacterial infection, and improved swallow-
demonstrated that the transplantation of cells ing [132]. Synthetic extracellular matrix has been
expressing Kit (a tyrosine kinase growth factor proposed to serve as a scaffold for implanted cells
receptor) into mouse salivary glands induced the to form epithelium and other glandular compo-
functional regeneration of gland epithelium. nents. Molecular components of the extracellular
Autologous gland transplantation in humans with matrix regulate cell proliferation and develop-
Kit+ salivary gland cells biopsied prior to irradia- ment; a variety of synthetic extracellular matrix
tion, and then reimplantation postradiation may scaffolds may one day be designed to customize
be a therapeutic implication of these findings [7, cellular polarity and function. In vitro regeneration
128, 129]. of human salivary gland tissue by culturing human
Stem cells (including embryonic and other salivary gland cells in three dimensions in a colla-
types) have complex interaction patterns with gen and matrigel construct has been described.
their microenvironment, also termed stem cell Single human gland cells are proliferated and
niche; stem cells affect the microenvironment assembled into both acinar and ductal structures
and differentiate under the influence of extrinsic [133]. Cells may be cultured in this fashion for
factors. Stem cells have been proposed to reside ultimate implantation into invivo salivary gland
outside the ducts of salivary glands. The respec- tissue [134, 135].
tive salivary gland niche likely impacts the differ- Three-dimensional printing in resin has been
entiation of salivary gland stem cells [130]. Ono used in murid models to replicate the anatomic
etal. attempted to regenerate salivary gland cells shape of soft tissue organs such as the salivary
by coculturing embryonic salivary glands and gland based on three-dimensional MRI recon-
induced pluripotent stem cells [131]. They dem- structions [136]. 3D printing of functional salivary
258 V.V. Varadarajan and P.T. Dziegielewski

glands has yet to be developed; however, this tech- tures and kinks will continue to require interven-
nology could help shape synthetic matrices for tion; parenchymal regeneration may be of no use
cellular growth and biogenesis of functional sali- without a functioning collecting duct and drain-
vary glands. These methods will be further age system. Adjunctive procedures such as sialen-
explored and validated in nonhuman models; doscopic dilation of ducts or instillation of
human clinical trials may one day incorporate sev- anti-inflammatory or growth factors may one day
eral of these techniques for salivary gland support gland regeneration. Sialoceles and sali-
regeneration. vary fistulas may develop in cases of aberrant
repair or regeneration, as in the setting of trauma.
The ability to replicate the three-dimensional
13.4.1 Implications fortheHead anatomy of salivary glands in humans is also
andNeck Surgeon unclear. The malignant potential of newly gener-
ated or bioengineered tissue is also unknown.
The study of functional restoration of human sali- Future studies will need to evaluate the feasibility
vary gland tissue is in its infancy; it has yet to of salivary gland regeneration of human salivary
directly translate into the routine care for patients gland tissue in the setting of prior surgery and the
with xerostomia. Discoveries in regenerative abovementioned conditions.
medicine may one day allow partial or complete
regeneration of atrophic glands by implantation of Conclusion
salivary gland cells or implantation of entire sali- The salivary glands may harbor a variety of
vary glands generated invitro. The head and neck conditions including obstructive, inflamma-
surgeon will need to be aware of the implications tory, infectious, and neoplastic disorders.
of these potential treatments. Studies that success- Surgical management of salivary gland dis-
fully describe the regeneration of salivary gland ease requires an in-depth understanding of the
tissue are carried out in a controlled and favorable anatomy, physiology, and common disease
environment. Head and neck surgeons often per- processes involving salivary gland tissue. The
form salivary gland surgery on patients with history of surgical intervention for salivary
altered anatomy, infected salivary glands, glands gland disorders in otolaryngology and maxil-
containing neoplasms, atrophic glands, and lofacial surgery features an evolution of tech-
fibrotic salivary glands. Each of these conditions niques from definitive and invasive procedures
affects the procedural technique and level of dif- such as gland extirpation to minimally inva-
ficulty for the surgeon. Regeneration after stem sive procedures that may preserve the glands
cell or bioengineered tissue implantation may not such as salivary gland duct surgery and sialen-
be successful in human salivary glands that were doscopy. Salivary duct repositioning has
irradiated invivo or atrophied after an inflamma- allowed gland preservation in patients with
tory or obstructive process. The irradiated or atro- sialorrhea and can provide symptomatic relief
phic glands blood supply may be scant due to to patients with xerostomia. An increasing
dense fibrosis. This may prevent the proliferation number of surgical approaches to salivary
of regenerative cells in humans. Fibrosis also pre- gland extirpation have also developed with a
vents the expansion of tissue, which may limit the trend toward smaller skin incisions and the
growth of regenerating salivary glands. Patients pioneering of endoscopic and robotic tech-
with poor nutritional status and wound healing niques. It is difficult to predict how the expand-
capabilities may also benefit to varying degrees ing applications of regenerative medicine will
compared with healthy patients. The stem cell impact the future of salivary gland surgery.
niche may also vary depending on the location Head and neck surgeons must be aware of the
within the histologic architecture of the gland; technological and procedural advances in sali-
this is important when deciding the anatomic vary gland treatment in order to efficiently
location for cell or tissue implantation. Duct stric- incorporate new techniques into practice.
13 Surgical Management ofSalivary Gland Disease 259

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