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CERTIFICATIONS IN

HUMAN RESOURCES PHR SPHR


PROFESSIONAL IN SENIOR PROFESSIONAL IN
HUMAN RESOURCES HUMAN RESOURCES


PHR AND SPHR
EXAM CONTENT OUTLINE
PHR AND SPHR
EXAM CONTENT
OUTLINE AT-A-GLANCE

PHR EXAM WEIGHTING BY FUNCTIONAL AREA

Business Management and Strategy (11%)

Workforce Planning and Employment (24%)

Human Resource Development (18%)

Compensation and Benefits (19%)

Employee and Labor Relations (20%)


100% pass rate guarantee

Risk Management (8%) PHR Practice Test

SPHR EXAM WEIGHTING BY FUNCTIONAL AREA


SPHR Practice Test

Business Management and Strategy (30%)

Workforce Planning and Employment (17%)

Human Resource Development (19%)

Compensation and Benefits (13%)

Employee and Labor Relations (14%)

Risk Management (7%)

The PHR and SPHR EXAM CONTENT OUTLINE is updated


periodically (approximately every five years) to ensure it is
consistent with current practices in the HR field. This exam
content outline was revised effective Spring 2012.
PHR AND SPHR EXAMS
The Professional in Human Resources (PHR) and Senior Professional in Human Resources
(SPHR) exams are created using the PHR and SPHR EXAM CONTENT OUTLINE, which details
the responsibilities of and knowledge needed by todays HR professional. The PHR and SPHR
EXAM CONTENT OUTLINE is created by HR subject matter experts through a rigorous practice
analysis study and validated by HR professionals working in the field through an extensive survey
instrument. It is updated periodically to ensure it is consistent with current practices in the HR field.

FUNCTIONAL AREA O1: BUSINESS MANAGEMENT & STRATEGY (11% / 30%)


Developing, contributing to, and supporting the organizations mission, vision, values, strategic goals
and objectives; formulating policies; guiding and leading the change process; and evaluating organi-
zational effectiveness as an organizational leader.

RESPONSIBILITIES

1 Interpret and apply information related to in achieving the organizations strategic goals
the organizations operations from internal and objectives (for example: corporate social
sources, including finance, accounting, responsibility and community partnership).
business development, marketing, sales,
operations, and information technology, 6 Develop and utilize business metrics to
in order to contribute to the development of measure achievement of the organizations
the organizations strategic plan. strategic goals and objectives (for
example: key performance indicators,
2 Interpret information from external sources balanced scorecard). SPHR only
related to the general business environment,
industry practices and developments, 7 Develop, influence, and execute strategies
technological advances, economic for managing organizational change that
environment, labor force, and the legal balance the expectations and needs of the
and regulatory environment, in order to organization, its employees, and other
contribute to the development of the stakeholders.
organizations strategic plan.
8 Develop and align the human resource
3 Participate as a contributing partner in the strategic plan with the organizations
organizations strategic planning process strategic plan. SPHR only
(for example: provide and lead workforce
planning discussion with management, 9 Facilitate the development and communication
develop and present long-term forecast of of the organizations core values, vision,
human capital needs at the organizational mission, and ethical behaviors.
level). SPHR only
10 Reinforce the organizations core values
4 Establish strategic relationships with key and behavioral expectations through
individuals in the organization to influence modeling, communication, and coaching.
organizational decision-making.
11 Provide data such as human capital
5 Establish relationships/alliances with key projections and costs that support the
individuals and outside organizations to assist organizations overall budget.

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12 Develop and execute business plans 17 Participate in enterprise risk management
(i.e., annual goals and objectives) that by ensuring that policies contribute to
correlate with the organizations strategic protecting the organization from potential
plans performance expectations to include risks.
growth targets, new programs/services,
and net income expectations. SPHR only 18 Identify and evaluate alternatives and
recommend strategies for vendor selection
13 Perform cost/benefit analyses on proposed and/or outsourcing. SPHR only
projects. SPHR only
19 Oversee or lead the transition and/or
14 Develop and manage an HR budget that implementation of new systems, service
supports the organizations strategic goals, centers, and outsourcing. SPHR only
objectives, and values. SPHR only
20 Participate in strategic decision-making
15 Monitor the legislative and regulatory and due diligence activities related to
environment for proposed changes and organizational structure and design (for
their potential impact to the organization, example: corporate restructuring, mergers
taking appropriate proactive steps to and acquisitions [M & A], divestitures).
support, modify, or oppose the proposed SPHR only
changes.
21 Determine the strategic application of
16 Develop policies and procedures to integrated technical tools and systems
support corporate governance initiatives (for example: new enterprise software,
(for example: whistle-blower protection, performance management tools, self-service
code of ethics). SPHR only technologies). SPHR only

KNOWLEDGE OF

1 The organizations mission, vision, 7 Transition techniques for corporate


values, business goals, objectives, plans, restructuring, M & A, off-shoring, and
and processes. divestitures. SPHR only

02 Legislative and regulatory processes 8 Elements of a cost-benefit analysis during


the life-cycle of the business (such as
3 Strategic planning process, design, scenarios for growth, including expected,
implementation, and evaluation economic stressed, and worst case conditions)
and the impact to net-worth/earnings for short-,
4 Management functions, including planning, mid-, and long-term horizons
organizing, directing, and controlling
9 Business concepts (for example:
5 Corporate governance procedures and competitive advantage, organizational
compliance (for example: Sarbanes- branding, business case development,
Oxley Act) corporate responsibility)

6 Due diligence processes (for example: 10 Business processes (for example: operations,
M & A, divestitures) SPHR only sales and marketing, data management)

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FUNCTIONAL AREA O2: WORKFORCE PLANNING AND EMPLOYMENT (24% / 17%)

Developing, implementing, and evaluating sourcing, recruitment, hiring, orientation, succession


planning, retention, and organizational exit programs necessary to ensure the workforces ability to
achieve the organizations goals and objectives.

RESPONSIBILITIES

1 Ensure that workforce planning and 10 Brand and market the organization to
employment activities are compliant with potential qualified applicants.
applicable federal laws and regulations.
11 Develop and implement selection procedures
2 Identify workforce requirements to achieve (for example: applicant tracking, interviewing,
the organizations short- and long-term goals reference and background checking).
and objectives (for example: corporate
restructuring, workforce expansion or 12 Develop and extend employment offers and
reduction). conduct negotiations as necessary.

3 Conduct job analyses to create and/or 13 Administer post-offer employment activities


update job descriptions and identify job (for example: execute employment
competencies. agreements, complete I-9/e-Verify process,
coordinate relocations, and immigration).
4 Identify, review, document, and update
essential job functions for positions. 14 Develop, implement and evaluate orientation
and on-boarding processes for new hires,
5 Influence and establish criteria for hiring, rehires and transfers.
retaining, and promoting based on job
descriptions and required competencies. 15 Develop, implement and evaluate employee
retention strategies and practices.
6 Analyze labor market for trends that impact
the ability to meet workforce requirements 16 Develop, implement and evaluate the
(for example: federal/state data reports). succession planning process. SPHR only.

7 Assess skill sets of internal workforce and 17 Develop and implement the organization
external labor market to determine the exit/off-boarding process for both voluntary
availability of qualified candidates, utilizing and involuntary terminations, including
third party vendors or agencies as planning for reductions in force (RIF).
appropriate.
18 Develop, implement and evaluate an
8 Identify internal and external recruitment affirmative action plan (AAP) as required.
sources (for example: employee referrals,
diversity groups, social media) and 19 Develop and implement a record retention
implement selected recruitment methods. process for handling documents and
employee files (for example: pre-employment
9 Establish metrics for workforce planning files, medical files and benefits files).
(for example: recruitment and turnover
statistics, costs).

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KNOWLEDGE OF

11 Applicable federal laws and regulations 19 Interviewing techniques (for example:


related to workforce planning and behavioral, situational, panel)
employment activities (for example:
Title VII, ADA, EEOC Uniform Guidelines on 20 Impact of compensation and benefits on
Employee Selection Procedures, recruitment and retention
Immigration Reform and Control Act)
21 International HR and implications of global
12 Methods to assess past and future staffing workforce for workforce planning and
effectiveness (for example: costs per hire, employment. SPHR only
selection ratios, adverse impact)
22 Voluntary and involuntary terminations,
13 Recruitment sources (for example: employee downsizing, restructuring, and outplacement
referral, social networking/social media) for strategies and practices
targeting passive, semi-active and active
candidates 23 Internal workforce assessment techniques
(for example: skills testing, skills inventory,
14 Recruitment strategies workforce demographic analysis)

15 Staffing alternatives (for example: 24 Employment policies, practices, and


outsourcing, job sharing, phased retirement) procedures (for example: orientation,
on-boarding, and retention)
16 Planning techniques (for example:
succession planning, forecasting) 25 Employer marketing and branding
techniques
17 Reliability and validity of selection
tests/tools/methods 26 Negotiation skills and techniques

18 Use and interpretation of selection tests


(for example: psychological/personality,
cognitive, motor/physical assessments,
performance, assessment center)

6 PHR AND SPHR EXAM CONTENT OUTLINE | hrci.org


FUNCTIONAL AREA O3: HUMAN RESOURCE DEVELOPMENT (18% / 19%)

Developing, implementing, and evaluating activities and programs that address employee
training and development, performance appraisal, and talent and performance management to
ensure that the knowledge, skills, abilities, and performance of the workforce meet current and
future organizational and individual needs.

RESPONSIBILITIES

1 Ensure that human resources 6 Develop, select, and evaluate


development activities are compliant with performance appraisal processes
all applicable federal laws and regulations. (for example: instruments, ranking and
rating scales) to increase individual
2 Conduct a needs assessment to identify and and organizational effectiveness.
establish priorities regarding human resource
development activities. 7 Develop, implement, and evaluate
performance management programs
3 Develop/select and implement employee and procedures (includes training for
training programs (for example: leadership evaluators).
skills, harassment prevention, computer
skills) to increase individual and 8 Develop/select, implement, and evaluate
organizational effectiveness. programs (for example: telecommuting,
diversity initiatives, repatriation) to meet
4 Evaluate effectiveness of employee training the changing needs of employees and the
programs through the use of metrics (for organization. SPHR only
example: participant surveys, pre- and
post-testing). SPHR only 9 Provide coaching to managers and
executives regarding effectively managing
5 Develop, implement, and evaluate talent organizational talent.
management programs that include
assessing talent, developing career paths,
and managing the placement of high-potential
employees.

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KNOWLEDGE OF

27 Applicable federal laws and regulations 33 Performance appraisal methods (for example:
related to human resources development instruments, ranking and rating scales)
activities (for example: Title VII, ADA, Title 17
[Copyright law]) 34 Performance management methods
(for example: goal setting, relationship to
28 Career development and leadership compensation, job placements/promotions)
development theories and applications
(for example: succession planning, 35 Applicable global issues (for example:
dual career ladders) international law, culture, local management
approaches/practices, societal norms).
29 Organizational development (OD) theories SPHR only
and applications
36 Techniques to assess training program
30 Training program development techniques effectiveness, including use of applicable
to create general and specialized training metrics (for example: participant surveys,
programs pre- and post- testing)

31 Facilitation techniques, instructional methods, 37 Mentoring and executive coaching


and program delivery mechanisms

32 Task/process analysis

8 PHR AND SPHR EXAM CONTENT OUTLINE | hrci.org


FUNCTIONAL AREA O4: COMPENSATION AND BENEFITS (19% / 13%)

Developing/selecting, implementing/administering, and evaluating compensation and benefits


programs for all employee groups in order to support the organizations goals, objectives, and
values.

RESPONSIBILITIES

1 Ensure that compensation and benefits 6 Develop/select, implement/administer,


programs are compliant with applicable update and evaluate benefit programs (for
federal laws and regulations. example: health and welfare, wellness,
retirement, stock purchase).
2 Develop, implement, and evaluate
compensation policies/programs 7 Communicate and train the workforce in
(for example: pay structures, performance- the compensation and benefits programs,
based pay, internal and external equity). policies and processes (for example: self-
service technologies).
3 Manage payroll-related information
(for example: new hires, 8 Develop/select, implement/administer,
adjustments, terminations). update, and evaluate an ethically sound
executive compensation program
4 Manage outsourced compensation and (for example: stock options, bonuses,
benefits components (for example: payroll supplemental retirement plans). SPHR only
vendors, COBRA administration, employee
recognition vendors). PHR only 9 Develop, implement/administer and evaluate
expatriate and foreign national compensation
5 Conduct compensation and benefits programs and benefits programs. SPHR only
needs assessments (for example: bench-
marking, employee surveys, trend analysis).

KNOWLEDGE OF

38 Applicable federal laws and regulations related 45 Executive compensation methods. SPHR only
to compensation, benefits, and tax (for
example: FLSA, ERISA, FMLA, USERRA) 46 Non-cash compensation methods (for example:
equity programs, non-cash rewards)
39 Compensation and benefits strategies
47 Benefits programs (for example: health
40 Budgeting and accounting practices related and welfare, retirement, Employee
to compensation and benefits Assistance Programs [EAPs])

41 Job evaluation methods 48 International compensation laws and


practices (for example: expatriate
42 Job pricing and pay structures compensation, entitlements, choice of law
codes). SPHR only
43 External labor markets and/or economic factors
49 Fiduciary responsibilities related to
44 Pay programs (for example: variable, merit) compensation and benefits
hrci.org | PHR AND SPHR EXAM CONTENT OUTLINE 9
FUNCTIONAL AREA O5: EMPLOYEE AND LABOR RELATIONS (20% / 14%)

Developing, implementing/administering, and evaluating the workplace in order to maintain


relationships and working conditions that balance employer/employee needs and rights in support
of the organizations goals and objectives.

RESPONSIBILITIES

1 Ensure that employee and labor relations 7 Create and administer a termination process
activities are compliant with applicable (for example: reductions in force [RIF],
federal laws and regulations. policy violations, poor performance)
ensuring that no disparate impact or other
2 Assess organizational climate by obtaining legal issues arise.
employee input (for example: focus groups,
employee surveys, staff meetings). 8 Develop, administer, and evaluate grievance/
dispute resolution and performance
3 Develop and implement employee relations improvement policies and procedures.
programs (for example: recognition, special
events, diversity programs) that promote a 9 Investigate and resolve employee complaints
positive organizational culture. filed with federal agencies involving
employment practices or working conditions,
4 Evaluate effectiveness of employee utilizing professional resources as necessary
relations programs through the use of (for example: legal counsel, mediation/
metrics (for example: exit interviews, arbitration specialists, investigators)
employee surveys, turnover rates).
10 Develop and direct proactive employee
5 Establish, update, and communicate work- relations strategies for remaining union-free
place policies and procedures (for example: in non-organized locations. SPHR only
employee handbook, reference guides, or
standard operating procedures) and monitor 11 Direct and/or participate in collective
their application and enforcement to ensure bargaining activities, including contract
consistency. negotiation, costing, and administration.

6 Develop and implement a discipline policy-


based on organizational code of conduct/
ethics, ensuring that no disparate impact or
other legal issues arise.

10 PHR AND SPHR EXAM CONTENT OUTLINE | hrci.org


KNOWLEDGE OF

50 Applicable federal laws affecting employment 54 Workplace behavior issues/practices


in union and nonunion environments, such as (for example: absenteeism and
laws regarding antidiscrimination policies, performance improvement)
sexual harassment, labor relations, and
privacy (for example: WARN Act, Title VII, 55 Unfair labor practices
NLRA)
56 The collective bargaining process, strategies,
51 Techniques and tools for facilitating positive and concepts (for example: contract
employee relations (for example: employee negotiation, costing, and administration)
surveys, dispute/conflict resolution, labor
management cooperative strategies) 57 Legal disciplinary procedures

52 Employee involvement strategies (for 58 Positive employee relations strategies and


example: employee management non-monetary rewards
committees, self-directed work teams, staff
meetings) 59 Techniques for conducting unbiased
investigations
53 Individual employment rights issues and
practices (for example: employment at will, 60 Legal termination procedures
negligent hiring, defamation)

hrci.org | PHR AND SPHR EXAM CONTENT OUTLINE 11


FUNCTIONAL AREA O6: RISK MANAGEMENT (8% / 7%)

Developing, implementing/administering, and evaluating programs, procedures, and policies in


order to provide a safe, secure working environment and to protect the organization from potential
liability.

RESPONSIBILITIES

1 Ensure that workplace health, safety, 6 Communicate and train the workforce on
security, and privacy activities are compliant security plans and policies.
with applicable federal laws and regulations.
7 Develop, monitor, and test business
2 Conduct a needs analysis to identify the continuity and disaster recovery plans.
organizations safety requirements.
8 Communicate and train the workforce
3 Develop/select and implement/administer on the business continuity and disaster
occupational injury and illness prevention recovery plans.
programs (i.e., OSHA, workers
compensation). PHR only 9 Develop policies and procedures to direct
the appropriate use of electronic media and
4 Establish and administer a return-to-work hardware (for example: e-mail, social
process after illness or injury to ensure a media, and appropriate website access).
safe workplace (for example: modified duty
assignment, reasonable accommodations, 10 Develop and administer internal and
independent medical exam). external privacy policies (for example:
identity theft, data protection, workplace
5 Develop/select, implement, and evaluate monitoring).
plans and policies to protect employees
and other individuals, and to minimize the
organizations loss and liability (for
example: emergency response, workplace
violence, substance abuse).

12 PHR AND SPHR EXAM CONTENT OUTLINE | hrci.org


61 Applicable federal laws and regulations 69 Organizational incident and emergency
related to workplace health, safety, response plans
security, and privacy (for example:
OSHA, Drug-Free Workplace Act, ADA, 70 Internal investigation, monitoring, and
HIPAA, Sarbanes-Oxley Act) surveillance techniques

62 Occupational injury and illness prevention 71 Employer/employee rights related to


(safety) and compensation programs substance abuse

63 Investigation procedures of workplace safety, 72 Business continuity and disaster


health and security enforcement agencies recovery plans (for example: data
storage and backup, alternative work
64 Return to work procedures (for example: locations, procedures)
interactive dialog, job modification,
accommodations) 73 Data integrity techniques and technology
(for example: data sharing, password
65 Workplace safety risks (for example: usage, social engineering)
trip hazards, blood-borne pathogens)
74 Technology and applications (for example:
66 Workplace security risks (for example: social media, monitoring software,
theft, corporate espionage, sabotage) biometrics)

67 Potential violent behavior and workplace 75 Financial management practices


violence conditions (for example: procurement policies,
credit card policies and guidelines,
68 General health and safety practices (for expense policies)
example: evacuation, hazard communication,
ergonomic evaluations)

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CORE KNOWLEDGE

76 Needs assessment and analysis 89 Qualitative and quantitative methods


and tools for analysis, interpretation,
77 Third-party or vendor selection, contract and decision-making purposes
negotiation, and management, including (for example: metrics and
development of requests for proposals (RFPs) measurements, cost/benefit analysis,
financial statement analysis)
78 Communication skills and strategies
(for example: presentation, collaboration, 90 Change management theory, methods,
sensitivity) and application

79 Organizational documentation requirements 91 Job analysis and job description methods


to meet federal and state guidelines
92 Employee records management (for example:
80 Adult learning processes electronic/paper, retention, disposal)

81 Motivation concepts and applications 93 Techniques for forecasting, planning, and


predicting the impact of HR activities and
82 Training techniques (for example: virtual, programs across functional areas
classroom, on-the-job)
94 Types of organizational structures
83 Leadership concepts and applications (for example: matrix, hierarchy)

84 Project management concepts and 95 Environmental scanning concepts and


applications applications (for example: Strengths,
Weaknesses, Opportunities, and Threats
85 Diversity concepts and applications (for [SWOT], and Political, Economic, Social,
example: generational, cultural competency, and Technological [PEST])
learning styles)
96 Methods for assessing employee attitudes,
86 Human relations concepts and applications opinions, and satisfaction (for example:
(for example: emotional intelligence, surveys, focus groups/panels)
organizational behavior)
97 Budgeting, accounting, and financial
87 Ethical and professional standards concepts

88 Technology to support HR activities (for 98 Risk-management techniques


example: HR Information Systems,
employee self-service, e-learning, applicant
tracking systems)

14 PHR AND SPHR EXAM CONTENT OUTLINE | hrci.org


WE BELIEVE IN THE DYNAMIC
POWER OF HUMAN RESOURCES.

WE ARE A MISSION-DRIVEN
ORGANIZATION COMMITTED
TO THE HIGHEST STANDARDS
OF THE PROFESSION.

OUR VISION IS CLEAR:


A GLOBAL HR PROFESSION,
WHOSE MOST EFFECTIVE AND
INFLUENTIAL PRACTITIONERS
AND LEADERS PROUDLY
MAINTAIN OUR CREDENTIALS.

WE ARE A COMMUNITY IN PRACTICE.


WE INVITE YOU TO JOIN US.

WE ARE CERTIFIED.

The aPHRTM, PHR, SPHR, GPHR, and PHRca are trademarks of the HR Certification Institute, registered in
the U.S. and other countries. PHRiTM and SPHRiTM are trademarks of the HR Certification Institute. The aPHRTM,
PHR, SPHR, PHRiTM, SPHRiTM, GPHR, and PHRca EXAM CONTENT OUTLINES are copyrighted by the
HR Certification Institute. 2017 HR Certification Institute. All rights reserved.
14-012-HRCI

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