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Polish Orthopedics and Traumatology, 2014; 79: 59-66 www. POLORTHOPTRAUMATOL.

com
Review Article

Received: 2013.11.29
Accepted: 2014.01.15 Problems of the glenohumeral joint in overhead
Published: 2014.05.23
sports literature review. Part II pathology
and pathophysiology
Authors Contribution: Przemysaw Lubiatowski1,2 AEFG, Piotr K. Kaczmarek3 AEF, Marta lzak1 BEF,
A Study Design
B Data Collection
Jan Dugosz1,2 DF, Maciej Brborowicz1 F, Witold Dudziski2 AG,
C Statistical Analysis Leszek Romanowski1 ADG
D Data Interpretation
E Manuscript Preparation
1
D epartment of Traumatology, Orthopaedics and Hand Surgery, Pozna University of Medical Science, Pozna,
F Literature Search Poland
G Funds Collection
2
Department of Orthopaedics, Rehasport Clinic, Pozna, Poland
3
Department of Physiotherapy, Rehasport Clinic, Pozna, Poland

Source of support: The project was funded by the National Science Centre allocated on the basis of the decision
DEC-2011/01/B/NZ7/03596

Summary
In throwing sports shoulder is exposed to enormous and often repetitive overloads. Some sports
(contact sports) are also connected with direct trauma. We are thus dealing with traumatic inju-
ries, overload and degenerative damage. The article discusses the most frequent injuries of the
shoulder characteristic for throwing sports. These are mainly disorders of arm rotation, internal
impingement, lesion of the labrum (SLAP) and rotator cuff tears (PASTA).

Keywords: Internal Impingement Handball Players Biomechanics Proprioception Pathology


Pathophysiology

Full-text PDF: http://www.polorthoptraumatol.com/download/index/idArt/890108


Word count: 3286
Tables:
Figures: 6
References: 53

Authors address: Przemysaw Lubiatowski, Department of Traumatology, Orthopaedics and Hand Surgery, Pozna University of
Medical Science, Pozna, Poland, e-mail: p.lubiatowski@rehasport.pl

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Polish Orthopedics and Traumatology, 2014; 79: 59-66

Background
part of glenoid cavity. Such phenomenon was described by
Sports that involve throwing expose the shoulder to enor- Walach [5] as so-called internal impingement.
mous overload. This is related to throwing technique and
speed. Large force dispersed over a short time exposes the This term encompasses also other tissue injuries character-
structures to stretching, compression and repetitive strain istic of a throwing shoulder [6]. Precise pathogenesis and
[1,2]. Early participation in competitive sports leads to for- proper sequence of events leading to development of pa-
mation of adaptive changes (internal impingement, GIRD thology have not been yet confirmed. Some experts think
Glenohumeral Internal Rotation Deficit). In a course of that shoulder instability lies at the background of the dis-
a career, repeated microinjuries may cause structural tis- order [7]. Others claim that it is a result of abnormal bio-
sue damage (SLAP Superior Labrum from Anterior to mechanics and an injury to the upper part of the labrum
Posterior tears, PASTA Partial Articular Supraspinatus may contribute to development of microinstability or symp-
Tendon Avulsion). Some throwing sports contain elements tomatic shoulder instability [8].
of direct contact (e.g. handball). In addition, there are also
injuries due to falls, levers or sprains. They may cause con- It is considered that the first and basic deviation from the
tortions, fractures and tendon injuries [3]. The first part of norm, which initiates the entire cascade of pathological
this report discuses biomechanics of a shoulder joint and changes ending in the late phase of cocking, involves ac-
phenomena taking place during a throw. In this part we quired contraction of posteroinferior part of articular cap-
describe changes leading to development of various shoul- sule and associated shortening of the posterior band of in-
der pathologies. ferior glenohumeral ligament complex (PIGHL) [7,8].

Pathology Contraction of posteroinferior joint capsule is probably


caused by repeated shear forces acting on posterior shoul-
Pathophysiology of shoulder injuries in throwing sports der structures during deceleration phase and the following
phase. One of the main symptoms accompanying this phe-
Throwing motions repeated by an athlete in a course of nomenon is loss of internal rotation of a shoulder in abduc-
sports activities induces adaptive changes. In a cocking po- tion (GIRD) (Figure 1) [7]. In some athletes radiological
sition (arm in adduction and external rotation) anterior picture demonstrates ossification in the posterior region of
part of articular capsule becomes stretched [4]. Inferior glenoid cavity. Ossification and accompanying exostoses in
glenohumeral ligament is shifted forward and upward and the posterior part of glenoid cavity, the so-called Bennetts in-
the greater tubercle comes in contact with posterosuperior jury [9] (Figure 2) are currently considered a bony adaptive

A B

C D

Figure 1. GIRD syndrome. The affected side is characterized by augmented external rotation (A) and reduced internal rotation (C) compared to the
contralateral side (B and D respectively).

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Lubiatowski P. et al. Problems of the glenohumeral joint in overhead sports

transferred as torsional force to the posterior labrum. This


effect is referred to as peel-back of posterosuperior la-
brum and LHBT. It may lead to superior labral anterior-to-
posterior tear (SLAP) [11].

Rotator cuff tendons are also susceptible to injury. Repeated


stretching and compression may lead to partial tearing of a
tendon on the articular side, which may coexist with SLAP
and internal impingement.

Axis of joint rotation is moved posteriorly and superiorly,


producing excentric rotational motion during arm abduc-
tion. According to Burkhart [8], posterior displacement
of humeral head loosens the anterior part of the capsule.
According to other authors, articular capsule is stretched
by repeated positioning of the arm in extreme abduction
and external rotation [7]. Independent of the pathogen-
esis, it leads to development of so-called microinstability.
Range of displacement is limited. Joint luxation or sublux-
ation does not occur, but subjective symptoms resembling
Figure 2. Radiological picture of Bennett fracture (arrow). instability appear. It presents in clinical examination as pos-
itive relocation test.
response to excessive stretching of posterior articular cap-
sule, which takes place during deceleration phase as well Presented consecutive changes finally lead to development
as the following phase and may cause secondary damage to of so-called dead arm syndrome [12]. It encompasses any
posterior rotator cuff structures and axillary nerve. pathological changes within the shoulder preventing the
athlete from throwing with previous speed and control due
Throwing is without a doubt related to excessive external ro- to pain and vague shoulder discomfort [8]. This cascade
tation of a shoulder joint. It may be related to contraction of may lead to numerous shoulder injuries described above.
posterior articular capsule. Burkhart [8] suggests presence
of two mechanisms, as a result of which the tight posteroin- Internal impingement
ferior compartment of the capsule enables excessive external
rotation of a humerus. The first one suggests that shorten- Internal impingement was described by Walch [5] in 1992.
ing of posteroinferior capsule and PIGHL leads to displace- Analysis of arthroscopic pictures revealed that posterosu-
ment of the point of contact of humerus and glenoid cavi- perior, deep part of rotator cuff comes in contact with pos-
ty posteriorly and superiorly. Under normal conditions this terosuperior part of glenoid cavity in arm abduction and
point remains relatively constant it is located on the infe- external rotation. Such contact was present both in patients
rior half of glenoid cavity. This effect enables the greater tu- who reported complaints as well as in those who did not.
bercle to cover a greater arch on the edge of glenoid cavity Therefore, it is probably a natural phenomenon. It is also
before internal impingement occurs. Such contact may be observed in MR pictures [13]. However, in throwing ath-
physiological. Another mechanism is related to the first. It letes repeated contact may lead to pathological changes.
leads to displacement of the point of contact between hu- McFarland [14] suggested distinguishing between physio-
meral head and glenoid cavity. Excess articular capsule is logical contact of posterosuperior structures from clinical
formed as a result, enabling greater external rotation. internal impingement syndrome. Jobe [15] distinguished 5
anatomical locations exposed to injury in internal impinge-
Glenohumeral internal rotation deficit (GIRD) is the most ment: posterosuperior labrum, articular surface of rotator
important abnormality occurring as a result of constriction cuff, bone on the posterosuperior glenoid cavity, greater tu-
of posteroinferior articular capsule and excessive external bercle, anterior labrocapsular complex [16]. Initial discom-
rotation. GIRD involves loss of internal shoulder rotation fort caused by the impingement may transform into organ-
in abduction when compared with contralateral, non-dom- ic damage. Posterosuperior contact was linked to damage
inant shoulder [10]. This deficit significantly surpasses the of the deep RC layer at the place of contact between the
benefits of augmented external rotation. In addition, coex- tendon and glenoid cavity (kissing lesion) [17]. Repeated
istence of GIRD and excessive external rotation increases tissue contact and traction may also cause injury of postero-
shear and torsional stress in the posterosuperior part of ro- superior labrum (SLAP).
tator cuff muscles, resulting in failure of subsurface fibers.
Clinical picture of internal impingement is connected with
Superior part of glenoid labrum is another place of pos- shoulder pain in the late cocking phase [11]. Initially, it may
sible contusion. The last phase of swinging motion, with be associated with discomfort and in extreme situations may
shoulder in abduction and maximal external rotation, ex- present as dead arm syndrome. Pain is located in the pos-
erts such strain on the long head of bicep muscle and its terior or posterosuperior part of the shoulder. Patient may
attachment to the labrum [7]. In this position the vector complain of shoulder skipping or clicking, which suggests
of forces exerted by long head of biceps tendon (LHBT) damage to the labrum. These symptoms impair throwing,
reaches more posterior and vertical position. As this posi- or even make further participation in throwing sports im-
tion is achieved, LHBT undergoes rotation, which is then possible and eliminate the athlete from competition.

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Polish Orthopedics and Traumatology, 2014; 79: 59-66

A deficit of internal rotation may be an indication for shoul-


der arthroscopy. Chronic IGHL contracture may require
cutting of TCTS (in a place corresponding to IGHL) [18].

Injury of the superior labrum

Superior labral anterior-to-posterior (SLAP) lesion was de-


scribed and published by Snyder [22]. Initially, four types
of damage were described: I labral fibrillation, II supe-
rior labral tear and biceps tendon stripping (LHB), III
bucket-handle tear of superior labrum and IV extension
of tear to LHB tendon (Figure 3).

They may be due to various reasons: avulsion fractures or


participation in sports (weightlifters, bodybuilders, throwing
sports). Type II lesion is characteristic for throwing sports.
It is additionally classified into posterior, anterior or joint
posterior and anterior damage. The shoulder set in ABER
position (as in late cocking phase) places LHB in a vertical
B position and angled posteriorly. Under such circumstanc-
es the torsional force is acting on the posterior part of la-
brum at the place of attachment of labrum/LHB complex,
tearing the entire complex away from glenoid cavity. During
ABER motion the shortened IGHL shifts the humeral head
superiorly, augmenting the peel-back effect [23]. Pain is a
clinical symptom of SLAP injuries. Such pain is not partic-
ularly different from the pain in internal impingement. It
may be accompanied by crepitus (palpated and/or heard
by the patient) or clicking. There may be also weakening of
shoulder strength or dead arm syndrome. Management of
SLAP injuries depends on the type of injury and patients
symptoms. Shoulder arthroscopy is of fundamental signif-
icance for treatment of such injuries. Type I and III inju-
ries require exclusively arthroscopic debridement. In type
II injuries arthroscopic stabilization of the damaged part of
labrum with implants is performed. Management in type
Figure 3. Arthroscopic image of a SLAP lesion (A type II, B type IV depends on the state of the labrum and LHB damage.
IV). Options include: labral reinsertion, partial labral resection
with or without LHB tenodesis. It is important to distinguish
Internal impingement may be accompanied by impaired ro- SLAP lesion from anatomical anomalies frequently occur-
tation due to contracture of the posterior part of articular ring in this area, i.e. sublabral foramen. Such changes must
capsule (GIRD) [18]. GIRD syndrome is diagnosed based on not be treated as damage or stabilized in any way.
clinical examination. Patient lies in supine position, arm is
abducted to 90 and the scapula is stabilized through press- Postoperative management is an essential element of treat-
ing against the ground. Subsequently, internal and external ment: protection in an orthosis, early and comprehensive
rotation is measured up to the moment of scapular move- rehabilitation, objective monitoring. Predicted time that
ment. A difference of about 25 compared to the contralat- allows for resuming sports activities after surgical treat-
eral side is considered clinically significant. Previously de- ment is about 46 months if some specific criteria are met
scribed Bennetts lesion [9] may be an extreme pathology [19], such as: resolution of symptoms and restoration of
of posterior articular capsule (TCTS). full shoulder function (range of motion, strength and re-
sistance to fatigue).
Basis of treatment involves physiotherapy preceded by thor-
ough clinical, biochemical, functional and radiological as- Rotator cuff injuries
sessment [19]. In the acute phase of the disorder we must
strive to achieve pain relief. Rest, analgetics and possibly Rotator cuff (RC) disorders usually begin from the articular
physiotherapy are indicated. In a so-called pure impinge- side, i.e. in the deep muscle layer. Characteristically, rota-
ment syndrome (without structural damage) we need to tor cuff injuries occur at the junction of inferior part of su-
restore proper shoulder biomechanics. Management in- praspinatus muscle and superior part of infraspinatus mus-
cludes stabilization of the scapula and rotator cuff, prop- cle. These injuries may vary significantly: from superficial
er muscle coordination in closed and open kinetic chains, cuff fibrillations on the articular side, through partial tear-
correction of TCTS contracture (GIRD), reconstruction of ing of rotator cuff from its attachment (PASTA-type injury,
proper motion patterns [20]. It is sometimes necessary to articular site tendon avulsion) (Figure 4), intratendinous
remove deficits in other kinetic chain segments (vertebra, injuries, ending with total rupture of rotator cuff through-
hips, elbows) [21]. Permanent symptoms and significant out its thickness [24].

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Lubiatowski P. et al. Problems of the glenohumeral joint in overhead sports

A management is aimed at attenuating pain through rest,


analgetic drugs and careful rehabilitation. Further phases
require very complex management preceded by function-
al and biomechanical assessment. Treatment encompass-
es strengthening of specific muscle groups with particular
focus on stabilization of scapula and rotator cuff [28,29].
Restoration of neuromuscular coordination is essential. It
is necessary to achieve or restore proper movement pat-
terns. Resolution of symptoms and normal biomechanical
parameters allow for resuming sports activities. However,
in such case partial injury requires monitoring through pe-
riodic clinical and ultrasonographic follow-up in order to
observe possible progression of injury. Complete, full-thick-
ness injury or partial injury with symptoms not subsiding de-
spite conservative treatment will require surgical treatment
[24,26,3032]. Minute injuries on the articular or subscapu-
lar side may be subjected to arthroscopic debridement only.
Injuries exposing a significant part of greater tubercle re-
quire tendon reinsertion into the bone. In partial injuries
we apply trans-tendinous reinsertion or conversion to full-
thickness injury. Full-thickness injury requires full stabiliza-
B tion of a tendon into the bone. Implants are used to anchor
the tendon to the bone [23]. Proper postoperative manage-
ment is a necessary element and encompasses two phases
of physiotherapy: 1. protection through the use of ortho-
sis, 2. restoration of range of motion, strength and shoul-
der coordination. All phases should be monitored through
objective assessments: clinical, biomechanical, functional
and radiological [28]. Return to athletic activities is possi-
ble after a minimum of 6 months from surgery. It requires
fulfillment of many requirements such as: relief of symp-
toms, restoration of proper shoulder biomechanics (range
of motion, strength, resistance) and proper tissue healing
(in imaging studies).

Instability
Figure 4. Rotator cuff injury (PASTA lesion); MRI arthrography (A) and
arthroscopy (B) pictures. Jobe connected shoulder instability with throwing sports
as one of the mechanisms of pathological changes [33].
Mechanism of injury is still under debate. RC tendons are Presence of so-called microinstabilities was demonstrated
exposed to injury due to internal impingement in the late [7,8]. It results from the fact that repeated movements in
cocking phase and shoulder impingement in the accelera- external rotation and abduction in the late cocking phase
tion phase [25,26]. In the late cocking phase RC undergoes cause stretching of articular capsule and anteroinferior cap-
extreme torsion and is subjected to large shear forces [8]. sulolabral complex.
Injury may also occur during deceleration phase, where the
arm is in adduction and internal rotation. Repeated excen- Instability is further escalated by weakened muscle function
tric straining and stretching of RC may also cause microin- and maximum positions of shoulder deflection. In clinical
juries and, in the end, loss of RC function. Majority of in- examination patients may experience pain during appre-
juries are medium-thickness (62% according to Burkhart hension test (but not true apprehension) and relief during
[8]). They often accompany SLAP lesions and may be re- relocation test. Most likely the pain is caused by translation
lated to location. Anterior SLAP lesions are associated with in the ABER position and posterosuperior impingement.
PASTA injuries in the anterior part of supraspinatus muscle Pain subsides during the relocation test when translation is
tendon. Posterior SLAP lesions may coexist with partial RC corrected by examiners hand. The concept of microinsta-
injury on the border of supraspinatus muscle and infraspi- bility is challenged by Burkhart [10], who explains the posi-
natus muscle tendons [8]. Pain of nonspecific location with- tive results of clinical tests with decreased strain on anterior
in a shoulder joint is a typical complaint of a throwing ath- articular capsule and shifting the humeral head upward and
lete with RC injury. In clinical examination there may be posteriorly. According to this concept, shortened posterior
(but does not have to) weakening of abduction movement. IGHL bundle shifts the axis of rotation of humeral head in
Movement against resistance may be painful. Pain may be the mentioned direction, causing the entire capsular com-
provoked in the following phases of throwing: cocking, ac- plex to loosen and symptoms do not ensue from instabili-
celeration or deceleration. Imaging is decisive for the diag- ty, but from painful impingement syndrome. It had signif-
nosis. Ultrasound, MR artrography or shoulder arthrosco- icant clinical implications. Recognizing microinstability as
py is performed [27]. In case of partial injuries one should a fundamental element of pathology prompted authors to
always begin with physiotherapy. In an early, acute phase introduce capsuloplasty techniques for correction of this

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Polish Orthopedics and Traumatology, 2014; 79: 59-66

Figure 5. Figures showing the instability of the back of the shoulder:


(A) MRI arthrography image, (B) and Kims test, (C)
arthroscopic image.

a possibility of posterior subluxation, reposition with snap-


ping, reverse apprehension and relocation test, augment-
ed posterior translation, etc. The basis of management in
above-mentioned types of instability is physiotherapy. It is
aimed at restoration of normal joint mechanics, elimina-
tion of joint and muscle contractures, muscle stability and
neuromuscular coordination. If such management is unsuc-
cessful or when we are dealing with organic injuries (labral
tearing), surgical treatment should be considered, e.g. sta-
bilization of labrum, capsuloplasty or posteroinferior cap-
sulotomy in case of GIRD syndrome (Figure 5).

Scapulothoracic dyskinesis

B Abnormal positioning or mobility of scapula is termed scap-


ulothoracic dyskinesis [20,3638]. Its presence was dem-
onstrated in patients with subacromial impingement syn-
instability. According to Burkhart [10] such management drome [37,3947], rotator cuff injuries [48] and shoulder
is erroneous and treatment should be directed at restora- instability [20,48,49].
tion of proper joint biomechanics (rehabilitation, cutting
of posterior part of IGHL). Causes of dyskinesis include weakening or disbalance of
muscles stabilizing the scapula or too little flexibility of
True instability is rare and occurs exclusively in athletes train- muscles and capsulotendinous complex in the shoulder
ing for a long time due to long-lasting changes. region. Change in scapular kinematics may be also influ-
enced by augmented thoracic kyphosis, acromioclavicular
One type of instability may be related to SLAP lesions. Injury joint dysfunction, shoulder joint instability, labral injury,
to the superior part of labrum may generate pseudolaxity subacromial impingement syndrome or internal impinge-
on the anteroinferior, contralateral side of the joint. SLAP ment [10,36,50].
repair restores proper tension of articular capsule.
Clinically, we distinguish three types of scapular dyskinesis.
Another sign of loss of joint stability is posterior instabil- Type I involves inferomedial scapula border prominence.
ity. It may ensue from chronic throwing and the injury It is usually associated with increased tension of pectoralis
takes place in the deceleration phase (adduction and in- major and minor muscles and weakening of inferior part
ternal rotation) [34,35]. Posterior part of articular capsule of trapezius and anterior serratus muscles, resulting in nar-
is stretched and posterior part of RC becomes tense [25]. rowing of subacromial space during activity above the head.
Patients may complain of pain and sense of instability dur- Type II is characterized by prominence of the entire medi-
ing such motion. There may be also spontaneous instabil- al border of the scapula at rest, which becomes even more
ity (voluntary or involuntary) in horizontal adduction or obvious following repeated lifting of the upper limb. It is
in other positions forced by throwing. Features of typical caused by fatigue of muscles stabilizing the scapula (trape-
anterior instability are not observed during the examina- zius and rhomboid muscles). The above types of dyskinesis
tion (apprehension and relocation test). However, there is lead to retraction of a scapula during rest and impair the

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Lubiatowski P. et al. Problems of the glenohumeral joint in overhead sports

normal motion pattern during activity over the head, lead- Conclusions
ing to impaired positioning of humeral head within the
glenoid cavity and forcing excess muscle work in order to Long-term, intense practicing of throwing sports may be
achieve proper retraction [37]. Type III dyskinesis involves associated with various shoulder pathologies. The mecha-
elevation of the superior part of medial scapular margin. It nism of their development is complicated. Some pathologies
is often associated with subacromial impingement syndrome could be adaptive (internal impingement, GIRD) and some
and rotator cuff injury [5153]. Scapular dyskinesis may be proceed into organic injuries (SLAP, RC injuries). Careful
the primary cause of restricted shoulder function or devel- analysis of symptoms, through clinical examination, biome-
op secondary to underlying pathologies. Therefore, com- chanical and radiological assessment is always fundamental.
plex clinical and radiological studies are necessary to state Proper treatment is selected based on those elements. The
proper diagnosis. Any pathology must be adequately treat- basis is almost always conservative treatment. It must be al-
ed and scapular dyskinesis is usually treated without prop- ways comprehensive and adjusted to the deficits of function
er rehabilitation protocol. Appropriate movement of the of the shoulder and the patient. In some situations surgical
scapula should be always assessed in the course of shoulder treatment may be necessary, mainly using shoulder arthros-
physiotherapy. Therapy encompasses restoration of tissue copy. However, it must always be supplemented with an ap-
elasticity, training of muscles stabilizing the scapula and co- propriate rehabilitation program and objective assessment
ordination exercises. of shoulder function in patients resuming athletic activities.

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