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POF Handbook

Second edition
Olaf Ziemann Jrgen Krauser
Peter E. Zamzow Werner Daum

POF Handbook
Optical Short Range Transmission Systems

Second edition

123
Professor Dr.-Ing. Olaf Ziemann Dipl.-Ing. Peter E. Zamzow
Georg-Simon-Ohm-Fachhochschule Nrnberg R & D Cable Systems
Wassertorstr. 10 Erlen-Str. 5b
90489 Nrnberg 44795 Bochum
Germany Germany
olaf.ziemann@pofac.fh-nuernberg.de peter.e.zamzow@t-online.de

Professor Dr. Jrgen Krauser Professor Dr.-Ing. Werner Daum


Deutsche Telekom Leipzig Bundesanstalt fr Materialforschung
FB Optische Nachrichtentechnik und -prfung (BAM)
Gustav-Freytag-Str. 4345 Unter den Eichen 87
04277 Leipzig 12205 Berlin
Germany Germany
juergen.krauser@telekom.de werner.daum@bam.de

ISBN 978-3-540-76628-5 e-ISBN 978-3-540-76629-2

DOI 10.1007/978-3-540-76629-2
Library of Congress Control Number: 2007943247

2008, 2001 Springer-Verlag Berlin Heidelberg

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Preface

In almost all areas of daily life the demands on the communications infrastructure
increased dramatically. With regard to the volume of data that has to be trans-
mitted, no matter whether we are dealing with public or private networks, indus-
trial fields or automobiles, needs will continue to rise. Consequently, the demands
on the bandwidth of communications systems will continue to increase since more
and more video data streams with high picture quality (IP TV), in addition to tele-
phone and data circuits, will be transmitted. More data streams are coming about
through the connection of an increasing number of Wi-Fi hotspots with high capa-
cities. All these services require a basic infrastructure with high capacities which
only optic technologies can offer. The expansion of the DSL network will bring
glass fibers closer to the end customer and will generate a demand for easy-to-
install, efficient and favorably priced cabling solutions in buildings. In such a case
polymer optical fibers are a veritable alternative.
After POF demonstrated its performance capabilities in industrial use and in
automotive engineering, nothing more stands in the way for employing these
optical solutions within buildings. The use of inexpensive visible LEDs, simple
plug connectors and insensitive cables and lines, allows for favorably priced sys-
tems which any private user can even install himself whenever required. In con-
trast to Wi-Fi or Powerline, POF is immune to interference and always guarantees
high capacity in point-to-point connections. In combination with new electronic
solutions and coding scheems it is possible today to bridge distances of over
100 m at a data rate of 100 Mbit/s using standard step index POF. Thus the tech-
nical basis is laid for large-scale use in building cabling. It now remains the task of
the component manufacturers to make such systems available to the market as an
economical alternative.
The main emphasis of polymer fiber applications for data transmission lies in
Japan as well as in Germany, Spain and Italy. Germany plays a leading role in
many of these applications.
The Polymer Optical Fiber Application Center (POF-AC) at the Nuremberg
University of Applied Sciences has developed over the last few years into a Euro-
pean Competence Center for POF. The POF AC and Leoni have cooperated close-
ly and successfully for years.
For many years, the Leoni AG has been one of the leading manufacturers of
POF and fiber glass cables for use in mobile networks (cars, trains, airplanes), in
automation technology and in sensor technology.
VI Preface

Leoni has also recently gone into the manufacture of glass fibers and the requi-
site preforms. Therein lies a particular main focus on the production of multimode
and special fibers as described in this book.
The areas of application range from building networks to medical technical
applications used in spectrometric systems. Furthermore, Leonis developers have
presented at conferences held over the last few years new solutions for optical
pressure-sensitive sensors based on special plastic fibers.
In all these areas of activity Leoni has aimed at combining its experience with
optical waveguides from the field of telecommunications with the knowledge and
the solutions from the market for special and POF fibers, thus making available
new practical solutions to users in the most diverse fields.
In 1997, Andreas Weinert, working today with colleagues at Leoni Fiber
Optics, published one of the first comprehensive POF books.
The book POF - Optical Polymer Fibers for Data Communication published
in 2001 provided an overview of POF technologies and in the meantime is out of
print. This new edition is now a handbook which, in addition to describing POF
and thick core glass fibers, can also be used for short-distance communication.
This specialized reference book is intended to help users and developers to
obtain information themselves quickly and comprehensively about the state-of-
the-art development of POF fibers and to become acquainted with their perfor-
mance capabilities. In a summarized form it conveys a number of experimental
results along with new trends in development and is a valuable adviser for develo-
pers of POF systems. The physical fundamentals as well as practical applications
are presented in a simple and understandable manner.

Nuremberg, May 2007


Dr. Klaus Probst
CEO/Leoni AG
Editors Preface

In the past few years polymer optical fibers (POF) and their applications have
continued to develop at a dizzying pace. This was the decisive factor in 2005 to
decide on completely revising the book, POF - Optical Polymer Fibers for Data
Communication, which appeared in German in 2001 and in English in 2002.
Before you now lie the results of two years of work - almost double the number of
pages of the First Edition.
One essential reason for the new edition is the diverse results which have been
obtained at the Polymer Optical Fiber Application Center at the Nuremberg Uni-
versity of Applied Sciences (POF-AC) since its inception in 2001. The scientific
director of the POF-AC has written the majority of the sections in this book. Dr.
Christian-Alexander Bunge from the Technical University of Berlin has contri-
buted two sections (Microstructured Polymer Fibers and the Simulation of Optical
Fibers).
The organization and layout of the new book are essentially based on the
following considerations:
All parts of the first edition have been taken over in order to provide the many
newcomers in the field with the opportunity to completely understand the
contents, without having to buy the first volume - which in the meantime is
out of print.
In addition to the optical polymer fibers many details on other thick-core
fibers, e.g. glass fiber bundles and plastic-coated glass fiber, have been added.
Many of these fibers not only have the same applications, but also similar
characteristics and place similar demands on measurement techniques.
Whereas the first edition mostly summarized the results from technical lite-
rature, the new edition now presents the POF-ACs own measurement results
on practically all fibers. Consequently, this new book presents and documents
the first five years of our institute.
The individual chapters correspond to the subject matter of the first edition.
The organization and sequence, however, have been adapted to the changed
points of emphasis. For example, the waveguides are now dealt with in a
separate chapter. The chapters on Fibers (No. 2) and on Systems (No. 6) are
among the predominantly new sections. Together these two parts form the
core contents of the book and document the progress of technology. Unfortu-
nately, however, these new parts will also become obsolete most quickly
since many new solutions will be found in the next few years.
The English edition is completely identical with the German one, including
all page numbers. No new content has been included.
VIII Editor's Preface

At the time when the first edition of this book appeared POF applications were
still exotic. Only in the fields of automation and lighting engineering had this
medium already been established. In the meantime, millions of vehicles drive
throughout Europe with polymer fiber on-board networks and the next generation
is right in front of the door. Many telecommunications companies are working on
solutions for transmitting ever higher bit rates via POF within apartments. The
Deutsche Telekom, for example, offers its customers a complete set for fast Ether-
net. Other large-scale applications for POF in multimedia applications will be
introduced into the market in the near future.
The authors are therefore very optimistic that this book will accompany the de-
velopment of polymer fibers from a niche existence to an important basis for data
and communications technology. In addition to use in telecommunications, sensor
technology and multi parallel data connections above all promise to be wide and
interesting fields for their use. A separate section is devoted to each of these areas
in Chapter 8. POF are not necessarily a rival of the established technologies such
as data transmission on symmetrical copper wires or radio. Different sections of
the book show how the diverse technologies can be combined in an optimal
fashion in order to achieve the best solutions technically and economically.
We have done our best to represent the scientific results and the products
available on the market as completely and as impartially as possible. Nevertheless,
we are aware of the fact that this goal can only approximately be attained. Should
a manufacturer or an institute mentioned in the book not feel being sufficiently
represented - this was not intended. The POF-AC gladly offers all interested
parties support in gaining access to the growing POF community. The POF-AC
offers scientific activities such as the ITG Sub Committee 5.4.1 Polymer Optical
Fibers as well as technical information such as the POF-Atlas as a German
POF product catalog.
As editor of the Second Edition I would like to express my thanks to all
colleagues at the POF-AC Nuremberg, the Nuremberg University of Applied
Sciences and not least my family for their support during the last two years and
their giving up so many hours that I actually should have spent with them. A
special thank to Prof. Economides (Berlin), who is the translator, and the Prof.s
Poisel and Hartl for their assistance during the correction phase.
I wish all readers much pleasure when reading this volume. The aim and inten-
tion of this book is to provide you with some help, support, information and food
for thought in your work. Please excuse the unavoidable errors and mistakes and
do feel free to pass on your reservations, criticisms and ideas to us.

Olaf Ziemann
Scientific Director of the POF-AC Nrnberg
Chairman of the ITG Sub Committee 5.4.1 Polymer Optical Fibers
Member of the International Cooperative of Polymer Optical Fibers
as the responsible editor of the second edition, November 2007
Content

Abbreviations and Symbols p. XXI


1. Basics of Optical Data Communication p. 1
1.1 Light Propagation in Optical Fibers and Waveguides p. 1
1.1.1 Wave and Quantum Nature of Light p. 1
1.1.2 Electromagnetic Spectrum p. 1
1.1.3 Refraction and Total Reflection p. 2
1.1.4 Waveguides and Optical Fibers p. 3
1.1.5 Singlemode and Multimode Waveguides p. 4
1.1.6 Overview of Optical Fibers p. 5
1.1.7 Designations of Optical Fibers p. 7
1.2 Digital and Analog Optical Signal Transmission p. 8
1.2.1 Digital Optical Signal Transmission p. 10
1.2.1.1 Analog and Digital Signals p. 10
1.2.1.2 Transmission Quality of Analog and Digital Signals p. 13
1.2.1.3 Bit Error Probability and Error Correction p. 15
1.2.1.4 Noise in Optical Systems p. 17
1.2.2 Amplitude, Frequency, and Phase Modulation p. 21
1.2.3 Modulating a Carrier Frequency p. 22
1.2.4 Specific Transmission Methods in Optical Communications p. 23
1.2.5 Modulating a Subcarrier p. 25
1.3 Network Architectures p. 26
1.3.1 Active and Passive Networks p. 26
1.3.2 Network Structures p. 27
1.3.3 Multiple Access Methods p. 28
1.3.3.1 Time Division Multiplex p. 28
1.3.3.2 Frequency Division Multiplex p. 30
1.3.3.3 Code Division Multiplex p. 31
1.3.3.4 Wavelength Division Multiplex p. 31
1.3.3.5 The Special Features of Optical Multiplexing p. 31
1.3.3.6 Bi-directional Transmission p. 33

2. Optical Fibers p. 37
2.1 Fundamentals of Optical Fibers p. 37
2.1.1 Refractive Index Profiles p. 37
2.1.2 Numerical Aperture p. 39
2.1.3 Ray Trajectory in Optical Fibers p. 40
2.1.4 Modes in Optical Fibers p. 42
X Content

2.1.4.1 The Mode Concept p. 42


2.1.4.2 Mode Propagation in Real Fibers p. 44
2.1.5 Parameters for Describing Real Fibers and Waveguides p. 45
2.1.5.1 Attenuation p. 46
2.1.5.2 Mode-Dependent Attenuation p. 47
2.1.5.3 Mode Coupling p. 49
2.1.5.4 Mode Conversion p. 50
2.1.5.5 Mode Coupling Lengths p. 52
2.1.5.6 Leaky Modes p. 55
2.1.5.7 Dispersion in Optical Fibers p. 55
2.1.5.8 Mode Dispersion p. 58
2.1.5.9 Chromatic Dispersion p. 64
2.2 Index Profiles and Types of Fibers p. 65
2.2.1 Step Index Profile Fibers (SI) p. 65
2.2.2 The Step Index Fiber with Reduced NA (low-NA) p. 67
2.2.3 The Double-Step Index Optical Fiber (DSI) p. 68
2.2.4 The Multicore Step Index Optical Fiber (MC) p. 70
2.2.5 The Double Step Index Multicore Fiber (DSI-MC) p. 73
2.2.6 The Graded Index Optical Fiber (GI) p. 74
2.2.7 The Multi-Step Index Optical Fiber (MSI) p. 75
2.2.8 The Semi-Graded Index Profile Fibers (Semi-GI) p. 76
2.2.9 An Overview of Index Profiles p. 77
2.3 The Development of Polymer Optical Fibers p. 79
2.3.1 Looking back p. 79
2.3.2 Step Index Polymer Fibers p. 80
2.3.3 Double Step Index Profile Polymer Fibers p. 83
2.3.4 Multi-Core Polymer Fibers p. 85
2.3.5 Multi-Step Index Profile and Graded Index Profile Fibers p. 87
2.4 Glass Fibers for Short-Range Data Transmission p. 93
2.4.1 200 m Glass Fibers with Polymer Cladding p. 93
2.4.2 Semi-Graded Index Glass Fibers p. 97
2.4.3 Glass Fiber Bundles p. 98
2.4.3.1 Quartz Glass Fiber Bundles p. 98
2.4.3.2 Glass Fiber Bundles p. 100
2.5 Bandwidth of Optical Fibers p. 103
2.5.1 Definition of Bandwidth p. 103
2.5.2 Experimental Determination of Bandwidth p. 104
2.5.3 Experimental Bandwidth Measurements p. 107
2.5.3.1 Bandwidth of SI-POF p. 107
2.5.3.2 Bandwidth Measurements on SI-POF p. 112
2.5.3.3 Bandwidth Measurements on MC- and MSI-POF p. 117
2.5.3.4 Bandwidth Measurements with GI-POF p. 120
2.5.3.5 Bandwidth Measurements on MC-GOF and PCS p. 122
2.5.3.6 Comparison of Bandwidth Measurements and Calculations p. 130
2.5.4 Chromatic Dispersion in Polymer Optical Fibers p. 133
2.5.5 Methods for Increasing Bandwidth p. 135
Content XI

2.5.6 Bit Rates and Penalty p. 141


2.6 Bending Properties of Optical fibers p. 143
2.6.1 Bending Losses in SI-POF p. 144
2.6.2 Bending Losses in GI Fibers p. 147
2.6.3 Change of Bandwidth by Bends p. 147
2.6.4 Bends on PCS, Multicore Fibers and thin POF p. 149
2.7 Materials used for POF p. 155
2.7.1 PMMA p. 155
2.7.2 POF for Higher Temperatures p. 157
2.7.2.1 Cross-Linked PMMA p. 158
2.7.2.2 Polycarbonate POF p. 160
2.7.2.3 Elastomer POF p. 162
2.7.2.4 Cyclic Polyolefines p. 164
2.7.2.5 Comparison of High-Temperature POFs p. 164
2.7.3 Polystyrene-Polymer Fibers p. 166
2.7.4 Deuterated Polymers p. 168
2.7.5 Fluorinated Polymers p. 173
2.7.6 Overview over Polymers for POF Jackets p. 177
2.8 Fiber and Cable Production p. 180
2.8.1 Production Processes for POF p. 180
2.8.2 Production of Graded Index Profiles p. 184
2.8.2.1 Interfacial Gel Polymerization Technique p. 184
2.8.2.2 Creating the Index Profiles by Centrifuging p. 186
2.8.2.3 Combined Diffusion and Rotation p. 186
2.8.2.4 Photochemical Generation of the Index Profile p. 187
2.8.2.5 Extrusion of Many Layers p. 187
2.8.2.6 Production of Semi-GI-PCS p. 188
2.8.2.7 Polymerization in a Centrifuge p. 189
2.8.2.8 Continuous Production at Chromis Fiberoptics p. 190
2.8.2.9 GI-POF with Additional Cladding p. 191
2.8.3 Cable Manufacturing p. 194
2.8.3.1 Cable Construction with SI-POF Elements p. 196
2.8.3.2 Non-Stranded SI-POF Cables p. 197
2.8.3.3 Stranded SI-POF Cables p. 202
2.8.3.4 Principles of Stranding p. 204
2.8.3.5 Corrugated Micro Tube Cables p. 210
2.9 Microstructured Fibers p. 215
2.9.1 Kinds of Wave Guiding p. 215
2.9.1.1 Effective Refractive Index p. 216
2.9.1.2 Photonic Band Gaps p. 217
2.9.1.3 Bragg Fibers p. 219
2.9.1.4 Hole-Assisted Fibers p. 219
2.9.2 Production Methods p. 220
2.9.2.1 Microstructured Glass Fibers p. 221
2.9.2.2 Microstructured Polymer Fibers (MPOF) p. 221
2.9.2.3 End Surface Preparation p. 223
XII Content

2.9.3 Applications for Microstructured Fibers p. 225


2.9.3.1 Dispersion Compensation p. 225
2.9.3.2 Endlessly Singlemode p. 225
2.9.3.3 Birefringence p. 226
2.9.3.4 Highly Nonlinear Fibers p. 227
2.9.3.5 Control of the Effective Area p. 227
2.9.3.6 Filters p. 228
2.9.3.7 Sensor Technology, Tunable Elements p. 228
2.9.3.8 Double-Core and Multi-Core Fibers p. 229
2.9.3.9 Imaging p. 229
2.9.3.10 Multimode Graded Index Fibers p. 230

3. Passive Components for Optical Fibers p. 233


3.1 Connection Technology for Optical Fibers p. 233
3.1.1 Connectors for Polymer Optical Fibers p. 234
3.1.2 Surface Preparation of POF Connectors p. 235
3.1.2.1 POF Preparation by Cutting and Polishing p. 237
3.1.2.2 Hot Plate Surface Preparation p. 238
3.1.2.3 POF Press-Cut Procedure p. 238
3.1.2.4 POF Preparation by Milling p. 240
3.1.3 Overview of Connector Systems p. 241
3.1.3.1 The V-Pin Connector System p. 241
3.1.3.2 FSMA Connector p. 244
3.1.3.3 The DNP System p. 245
3.1.3.4 F05 and F07 p. 246
3.1.3.5 ST and SC Connectors p. 247
3.1.3.6 Connectors for Future In-House Networks p. 249
3.1.3.7 Connectors for Vehicle Networks p. 250
3.1.3.8 Other Connectors p. 252
3.1.4 Processing Tools for POF Connectors p. 253
3.1.5 Connectors for Glass Fibers p. 257
3.2 Basis for Calculating Connector Losses p. 259
3.2.1 Calculation of Connector Losses with Uniform Mode Distribution p. 259
3.2.2 Differences in Core Diameter p. 259
3.2.3 Differences in Numerical Aperture p. 260
3.2.4 Lateral Offset of the Fibers p. 261
3.2.5 Losses due to Rough Surfaces p. 262
3.2.6 Losses through Angles between the Fiber Axis p. 263
3.2.7 Losses through Fresnel Reflection p. 264
3.2.8 Losses through Axial Distance of the Fibers p. 265
3.2.9 Losses due to Different Causes p. 268
3.3 POF Couplers p. 269
3.3.1 Construction of POF Couplers p. 269
3.3.2 Commercial Couplers p. 271
3.3.2.1 Polished Coupler from DieMount p. 273
3.3.2.2 Moulded Couplers from IMM p. 274
Content XIII

3.3.2.3 Waveguide Couplers from the University of Sendai p. 275


3.4 Filters and Attenuators for POF p. 276
3.4.1 Filters p. 276
3.4.2 Attenuators p. 277
3.5 Mode Mixers and Converters p. 282
3.6 Optical Slip Rings and Rotary Optical Connectors p. 285
3.6.1 Rotary Optical Connectors p. 285
3.6.2 The Micro-rotation Project p. 286
3.6.3 POF Slip Rings p. 288
3.6.4 Prism Coupler Slip Ring p. 290
3.6.5 The Mirror Groove Slip Ring p. 292

4. Active Components for Optical Systems p. 295


4.1 Emitters and Receivers p. 295
4.1.1 The Principle of Light Generation in Semiconductors p. 296
4.1.2 Structuring Semiconductor Components p. 300
4.1.3 Structures of Semiconductor Transmitters p. 302
4.1.3.1 Luminescence Emitting Diode p. 302
4.1.3.2 Laser and Super Luminescence Diodes p. 302
4.1.3.3 Surface Emitting Laser p. 304
4.1.3.4 Resonant Cavity LED p. 305
4.1.3.5 Non Resonant Cavity LED p. 306
4.2 Transmitting Diodes for Data Communication p. 307
4.2.1 Red LEDs and SLEDs p. 307
4.2.2 Red Laser Diodes p. 309
4.2.3 Blue and Green LEDs p. 314
4.2.4 Green Laser Diodes p. 320
4.2.5 Vertical Laser Diodes and RC-LED p. 321
4.2.5.1 Red RC-LED p. 321
4.2.5.2 Red VCSELs p. 327
4.2.5.3 VCSEL in the IR Region p. 333
4.2.6 Non Resonant Cavity LED p. 334
4.2.7 Pyramid LEDs p. 336
4.3 Wavelengths for POF Sources p. 337
4.4 Receivers p. 338
4.4.1 Efficiency and Sensitivity p. 339
4.4.2 Photodiode Structures p. 340
4.4.3 Junction Capacity and Bandwidth p. 343
4.4.4 Overview of Receivers p. 343
4.4.5 Commercial Products p. 344
4.4.6 Improvement in Sensitivity p. 346
4.5 Transceivers p. 347
4.5.1 Components before 2000 p. 347
4.5.2 Fast Ethernet Transceiver p. 350
4.5.2.1 POF Solutions from DieMount in Wernigerode p. 350
4.5.2.2 Optical Clamps from Ratioplast p. 352
XIV Content

4.5.2.3 Transceiver Family from Avago p. 352


4.5.2.4 Home Installation by RDM p. 353
4.5.2.5 POF Transceivers from Infineon/Siemens p. 353
4.5.3 Other Systems p. 354
4.5.3.1 Comoss p. 354
4.5.3.2 IEEE 1394, MOST and Fast Ethernet from Firecomms p. 355
4.5.3.3 Japanese Manufacturers p. 356
4.5.3.4 Fast Ethernet, Ethernet and Video from Luceat p. 356
4.5.3.5 DSL Modem with POF p. 357

5. Planar Waveguides p. 359


5.1 Materials for Waveguide Structures p. 360
5.2 Production of Polymer Waveguides p. 361
5.3 Singlemode Waveguides p. 364
5.4 Multimode Waveguides p. 368
5.5 Functional Components as Waveguides p. 371
5.5.1 Thermo-Optical Switches p. 371
5.5.2 Modulators p. 373
5.5.3 Coupling Components p. 373
5.5.4 Waveguide Gratings p. 374
5.6 Waveguides as Interconnection Solutions p. 375
5.6.1 Optical Backplane Systems from DaimlerChrysler p. 375
5.6.2 Systems from the University of Ulm p. 378
5.6.3 Electro-optical PCB from the University of Siegen p. 379
5.6.4 IBM Research Center Zurich /ETH Zurich p. 380
5.6.5 Results of the NeGIT Project p. 382

6. System Design p. 387


6.1 Link Power Budget of Optical Transmission Systems p. 387
6.1.1 Changes of the Transmitted Power p. 387
6.1.2 Sensitivity of the Receiver p. 388
6.1.3 Attenuation of the Fiber Link p. 391
6.1.3.1 Coupling Losses from the Transmitter into the POF p. 391
6.1.3.2 Losses in the Fiber Link p. 393
6.1.3.3 Connector Losses p. 394
6.1.3.4 Passive Component Losses p. 395
6.1.3.5 Coupling Losses between POF and Receiver p. 397
6.1.4 The Link Power Budget of the ATM Forum Specification p. 398
6.1.4.1 Loss Analysis by the ATM Forum p. 398
6.1.4.2 Changes in the Transmission Power p. 398
6.1.4.3 Attenuation of the Polymer Optical Fiber Link p. 400
6.1.4.4 Connector Losses p. 407
6.1.4.5 Additional Losses through External Influences p. 408
6.1.5 Choice of Wavelength for POF Systems p. 410
6.1.5.1 LED as Transmitters for POF Systems p. 411
6.1.5.2 Selection of the Type of Source p. 418
Content XV

6.1.5.3 Typical Losses for LED Sources p. 419


6.1.5.4 Lasers for POF Systems p. 421
6.1.5.5 VCSEL and RC-LED for POF Systems p. 422
6.1.6 Definition of new LED Parameters p. 423
6.2 Examples of Link Power Budgets p. 427
6.2.1 ATM Forum Specification p. 427
6.2.2 IEEE1394b p. 428
6.2.3 D2B and MOST p. 429
6.2.4 ISDN over POF p. 431
6.2.5 Link Power Budget for Bi-Directional Transmission p. 431
6.2.5.1 Asymmetrical Couplers p. 432
6.2.5.2 Symmetrical Couplers p. 432
6.3 Overview of POF Systems p. 434
6.3.1 Step Index Profile POF Systems at 650 nm p. 435
6.3.1.1 The first SI POF Systems p. 435
6.3.1.2 SI POF Systems with over 500 Mbit/s p. 440
6.3.1.3 SI-POF Systems with more than 500 Mbit/s p. 444
6.3.1.4 SI-POF Systems at the POF-AC Nrnberg p. 451
6.3.2 Systems with PMMA SI POF at Wavelengths below 600 nm p. 458
6.3.2.1 Systems with AIII BV Semiconductor LEDs p. 458
6.3.2.2 Systems with GaN LEDs p. 459
6.3.2.3 Commercial Developments p. 466
6.3.2.4 POF-AC Systems p. 469
6.3.3 Systems with SI-POF at Wavelengths in the Near Infrared Range p. 472
6.3.3.1 PMMA Fiber Systems for Infrared p. 472
6.3.3.2 PC Fiber Systems in Infrared p. 475
6.3.3.3 System Experiments at the POF-AC p. 475
6.3.4 Systems with PMMA GI-POF, MSI-POF and MC-POF p. 479
6.3.4.1 PMMA GI-POF System Experiments before 2000 p. 480
6.3.4.2 Recent PMMA GI-POF Systems p. 486
6.3.4.3 System Experiments by Telekom and POF-AC p. 487
6.3.5 Systems with Fluorinated POF p. 491
6.3.5.1 First Systems with PF-GI-POF p. 492
6.3.5.2 Experiments at the Technical University of Eindhoven p. 495
6.3.5.3 Data Rates over 5 Gbit/s with GI-POF p. 500
6.3.6 POF Multiplex p. 507
6.3.6.1 Wavelength Multiplex Systems with PMMA POF p. 508
6.3.6.2 Wavelength Multiplex Systems with PF-GI-POF p. 514
6.3.6.3 Bi-Directional Systems with POF p. 519
6.3.7 Special Systems, for Example, with Analog Signals p. 528
6.3.7.1 Video Transmission with POF p. 528
6.3.7.2 Transmission of Analog Modulated Digital Signals p. 533
6.3.7.3 Radio over Fiber p. 540
6.3.7.4 Mode Multiplex p. 541
6.3.7.5 Fiber Ribbon Systems p. 544
6.4 Other Optical Transmission Systems with Fibers p. 546
XVI Content

6.4.1 Data Transmission on High-Temperature POF p. 546


6.4.2 Multi-Parallel POF Connections p. 548
6.4.3 Systems with 200 m PCS and Semi-GI-PCS p. 550
6.4.4 Systems with Glass Fiber Bundles p. 555
6.5 Overview and Comparison of Multiplex Techniques p. 557

7. Standards p. 561
7.1 Standards for Polymer and Glass Fibers p. 562
7.1.1 Polymer Fibers p. 562
7.1.2 Plastic Clad Glass Fibers p. 564
7.1.3 Fibers in General p. 565
7.2 Application Standards p. 566
7.2.1 ATM Forum (Asynchronous Transfer Mode) p. 566
7.2.2 IEEE 1394b p. 569
7.2.3 SERCOS (SErial Realtime COmmunication System) p. 572
7.2.4 Profibus p. 573
7.2.5 INTERBUS p. 574
7.2.6 Industrial Ethernet over POF p. 575
7.2.7 D2B (Domestic Digital Bus) p. 578
7.2.8 MOST (Media Oriented System Transport) p. 580
7.2.9 IDB 1394 p. 582
7.2.10 EN 50173 p. 583
7.3 Standards for Measurement Techniques p. 587
7.3.1 The VDE / VDI Guideline 5570 p. 588

8. Application of Polymer Optical and Glass Fibers p. 593


8.1 Data Transmission with POF p. 593
8.1.1 POF in the Automotive Field p. 595
8.1.1.1 D2B p. 598
8.1.1.2 MOST p. 599
8.1.1.3 Byteflight p. 603
8.1.1.4 IDB 1394 p. 604
8.1.1.5 MOST with PCS p. 605
8.1.1.6 Outlook for the Automobile Networks p. 609
8.1.1.7 Corrugated Micro Tube POF Cable in the Car p. 611
8.1.1.8 Optical Camera Links for Trucks p. 611
8.1.2 Data Networks in Apartments and Buildings p. 614
8.1.2.1 Use of POF in LAN Applications p. 615
8.1.2.2 Use of POF in Private Networks p. 616
8.1.2.3 POF and the Development of Broadband Networks p. 623
8.1.2.4 POF and Wireless p. 626
8.1.2.5 POF Topologies p. 629
8.1.3 Interconnection Systems with POF p. 631
8.1.3.1 Parallel Date Transmission with Glass Fibers p. 631
8.1.3.2 Parallel Data Transmission with POF p. 631
8.2 POF in Lighting Technology p. 634
Content XVII

8.2.1 POF for Light Guiding p. 634


8.2.1.1 POF for Advertising Pillar Illumination p. 636
8.2.1.2 POF Starry Ceiling Lights p. 637
8.2.2 Side-Lighting Fibers p. 639
8.3 POF in Sensor Technology p. 643
8.3.1 Remote Powered Sensors p. 644
8.3.2 Transmission and Reflection Sensors p. 645
8.3.2.1 POF as Distance Sensor p. 645
8.3.2.2 POF Sensors for Concentration p. 647
8.3.2.3 Deformation and Pressure Sensors p. 647
8.3.3 Sensors with Fibers as Sensitive Elements p. 649
8.3.3.1 The POF Scale p. 649
8.3.3.2 POF Expansion Sensor p. 650
8.3.4 Sensors with Surface-Modified Fibers p. 652
8.3.4.1 Bending Sensors with Notched Fibers p. 652
8.3.4.2 POF Evanescence Field Sensors p. 654
8.3.4.3 Fill Level Sensors p. 656
8.3.4.4 POF Bragg Grating Sensors p. 657
8.3.5 Sensors for Chemical Materials p. 658
8.3.5.1 Humidity p. 659
8.3.5.2 Biosensors p. 660
8.3.5.3 Liquids p. 661
8.3.5.4 Corrosion p. 662
8.3.6 Glass Fiber Sensors p. 662

9. Optical Measuring Methods p. 665


9.1 Overview p. 665
9.2 Measuring Power p. 666
9.3 Dependence on the Launch Conditions p. 670
9.4 Measurement of the Optical Parameters p. 674
9.4.1 Near Field p. 675
9.4.2 Far Field p. 679
9.4.3 Inverse Far Field p. 684
9.4.4 Index Profile p. 687
9.4.5 Attenuation p. 688
9.4.5.1 Insertion and Substitution Methods p. 688
9.4.5.2 Cut-Back Method p. 690
9.4.5.3 Measuring Attenuation for Discrete Wavelengths p. 690
9.4.5.4 Measuring Attenuation over a Larger Spectral Range p. 692
9.4.5.5 Results of Measurements p. 698
9.4.6 Optical Backscattering Method p. 704
9.4.6.1 Principle of the ODTR p. 704
9.4.6.2 Improvement in the Resolution by Deconvolution p. 708
9.4.6.3 Commercial POF OTDR p. 709
9.4.6.4 Experimental POF OTDR p. 711
9.4.6.5 Measurement of the Connector Attenuation p. 713
XVIII Content

9.4.6.6 Bandwidth Measurements with OTDR p. 714


9.4.7 Dispersion p. 716
9.4.7.1 Time Based Measurement p. 716
9.4.7.2 Frequency Based Measurement p. 718
9.5 Connector Measurements p. 719
9.6 The Reliability of POF p. 722
9.6.1 Environmental Influences on Polymer Optical Fibers p. 722
9.6.2 The Effect of Environmental Influences on Optical Transmission p. 724
9.6.2.1 Attenuation Factors of Polymer Optical Fibers p. 724
9.6.2.2 Detection by Measuring Optical Transmission p. 725
9.6.2.3 Detection by Measuring Backscattering p. 727
9.7 Investigation of Reliability under Various Environmental Influences p. 729
9.7.1 Mechanical Stress p. 729
9.7.1.1 Repeated Bending p. 729
9.7.1.2 Flexing p. 733
9.7.1.3 Torsion p. 735
9.7.1.4 Tensile Strength p. 738
9.7.1.5 Impact Strength p. 741
9.7.1.6 Crushing Strength p. 745
9.7.1.7 Vibration p. 746
9.7.2 Stress due to Change in Climatic Conditions p. 747
9.7.3 Aging due to the Stress of High Temperature and Humidity p. 749
9.7.4 Resistance to Chemicals p. 756
9.7.5 Stress Caused by Ultraviolet and High-Energy Radiation p. 759
9.8 Standards and Specifications p. 760

10. Simulation of Optical Waveguides p. 763


10.1 Modeling of Polymer Optical Fibers p. 763
10.1.1 Types of Fibers p. 765
10.1.2 Modeling Approaches p. 766
10.1.2.1 Approaches with Wave Theory p. 766
10.1.2.2 Ray Tracing Procedure p. 767
10.1.3 Wave Theory Description p. 768
10.1.3.1 WKB Method p. 768
10.1.3.2 Step Index Profile Fiber p. 769
10.1.3.3 Graded Index Fibers with Power-Law Profile p. 770
10.1.3.4 Multi Step Index Fibers p. 771
10.1.3.5 Determining the Mode Power Distribution p. 772
10.1.3.6 Calculating the Transmission Function and the Output Signal p. 772
10.1.4 Ray-Tracing p. 773
10.1.4.1 Step Index Fibers p. 774
10.1.4.2 Graded Index Fibers p. 774
10.1.4.3 Multi Step Index Fibers p. 775
10.1.4.4 Bends p. 776
10.1.5 Mode-Dependent Attenuation p. 776
10.1.5.1 Additional Path-Dependent Attenuation of Higher Modes p. 777
Content XIX

10.1.5.2 Additional Losses of Higher Modes through Loss-Encumbered Reflections p. 778


10.1.5.3 Goos-Hnchen Effect p. 779
10.1.6 Mode Mixing p. 780
10.1.6.1 Coupled-Mode Theory p. 781
10.1.6.2 Diffusion Model p. 783
10.1.6.3 Application with the Aid of the Split-Step Algorithm p. 784
10.1.6.4 Phenomenological Approach p. 785
10.2 Examples for Simulation Results p. 786
10.2.1 Calculating the Bandwidth of SI Fibers p. 786
10.2.2 A Linear POF Propagation Model p. 790
10.3 Measurement and Simulation of Bandwidth of PF-GI-POF p. 793
10.4 Simulation of Optical Receivers and Large Area Photodiodes p. 797

11. POF Clubs p. 803


11.1 The Japanese POF Consortium p. 803
11.2 HSPN and PAVNET p. 804
11.3 The French POF Club p. 807
11.4 The Information Technology Society (ITG) sub committee
(FG) 5.4.1 Polymer Optical Fibers p. 807
11.5 The Polymer Optical Fiber Application Center (POF-AC)
at the University of Applied Sciences Nrnberg p. 811
11.6 VDI Working Group Testing of Polymer Optical Fibers p. 815
11.7 Product Directory POF-Atlas p. 815
11.8 The POF-ALL Project p. 816
11.9 The Korean POF Club p. 820
11.10 Worldwide Overview p. 822

References p. 823

Translator P. 874

Index of Key terms p. 875

List of Advertisers p. 883

Biographies p. 885
List of Abbreviations and Symbols

Symbol Explanation

D Angle (here in an optical dense medium relative to the axis of


incidence)
D Attenuation (coefficient) in dB/km
Dmax Maximum propagation angle in the fiber
Deff Effective loss
Dexcess Excess loss
DFl Loss by cross area mismatch
DHDPE Linear expansion coefficient of HDPE
DLED POF attenuation for LED
DNA Loss by NA mismatch
DPMMA ,DPA6 Linear expansion coefficient of PMMA, PA6
Ds Complete attenuation
D Attenuation coefficient in km-1
D`s Attenuation coefficient due to Rayleigh scattering
DT Critical angle of total reflection
E Angle at the grating
E Propagation constant
F3 Non linear refractive index
G Propagation angle of a ray (see Fig. 2.3)
Gmax Maximum propagation angle of a ray (see Fig. 2.3)
' Relative refractive index difference
'O Spectral width
'f Frequency difference
'n Absolute refractive index difference
't Time difference generally
'tmod Propagation time difference due to mode dispersion
'tprof Propagation time difference due to profile dispersion
'tmat Propagation time difference due to material dispersion
'x Slit width
H Angle difference of the fiber axis
J Angle of a ray in the fiber relative to the cladding
J Non linear parameter
Jmax Maximum angle of a ray in the fiber relative to the cladding
XXII Abbreviations and Symbols

Jf Reciprocal coupling length


KEl Coupling efficiency
Km Frequency of the mode group m on the total power
N Exponent for pulse broadening
O Wavelength
Osource Source wavelength
O1, O2, O3, O4 Various wavelengths
OB Blaze wavelength
4 Angle (here in the optical thinner medium,
relative to the axis of incident)
4 Angle of a reflected beam
4max Acceptance angle
2 4max Aperture angle of a fiber
Tmax1, Tmax2 Various acceptance angles
Wgr Group propagation time
Wm Propagation time of the mode group m
\ Angle of skew rays relative to tangential plane
Z Circular frequency
:1, :2 Various solid angles
6z Summarized number of elements
<i> Noise current density
dE/dZ Group propagation time
dR/dt Reaction rate

a Fiber core radius


a Attenuation value
a Acceleration
aT Acceleration factor
aT,L Acceleration factor relevant to durability
A Attenuation
AN Numerical aperture
AN Launch Launch NA
AN min, AN max Minimum and maximum numerical aperture
AN1, AN2 Various numerical apertures
A, B Constants
A 1, A 2 Fiber cross areas
A/D Analog/Digital
ADSL Asymmetrical Digital Subscriber Line
AM Amplitude Modulation
APD Avalange Photo Diode
ASK Amplitude Shift Keying
ATM Asynchronous Transfer Mode
AWG Arrayed Waveguide Grating
AZ Active layer
Abbreviations and Symbols XXIII

B Bandwidth (generally)
BAM Federal Institute for Material Research and Testing
BB Bromobenzene
BBP Benzyl n-Butyl-Phtalate
BER Bit Error Ratio
BK Broadbanf cable (Breitbandkabel)
BPSK Binary Phase Shift Keying
BR Bit Rate
BzMA Benzyl Methacrylate

c Velocity of light
cm Velocity of light in a medium
cv Velocity of light in vacuum (2.99792458 108 m/s)
C Constant value (generally)
Cmn Coupling coefficient between the modes m and n
CPD Capacity of the photo diode
CAN Controller Area Network
CCD Charged Coupled Device
CCP Customer Convenience Port
CD Compact Disk
CDC Compact Disk Changer
CDM Code Division Multiplex
CDMA Code Division Multiple Access
CMT Corrugated Metallic Tube
CNR Carrier to Noise Ratio
CSO Composite Second Order
CTB Composite Triple Beat
CYTOP Cyclic Transparent Optical Polymer (Asahi Glass Comp.)

d Fiber diameter
d Diameter of the cable lay unit (Chapter 4.2)
d Reciprocal grating constant
d 1, d 2 Various diameters
dGM(4) Field penetration depth, dependent on the angle of incident 4
dm Cladding thickness
dmin, dmax Minimum and maximum diameter
dray Beam diameter
D Wire diameter
D Distance generally
D Diffusion constant
D Dispersion constant
DA Diameter of the stranding basket
DK Insertion loss
Dm Average diameter of the cable lay up layer
Drec Reciprocal dispersion
D2B Digital Domestic Bus (serial bus for automotives)
XXIV Abbreviations and Symbols

DA Wire pair (Doppelader)


DBR Distributed Bragg Reflector
DC Direct Current
DEMUX Demultiplexer
DFB-LD Distributed Feedback Laser Diode
DH Double Heterostructure
DH-MQW Double Heterostructure Multi Quantum Well
DNP Dry Non Polish (connector system from AMP)
DPS Diphenyl-Sulfide
DPSK Differential Phase Shift Keying
DSI Double Step Index
DVB Digital Video Broadcasting
DVD Digital Versatile Disk

e/o Electro/optical
E Receiver (Empfnger)
EEl Electrical field of the modes
ECOC European Conference on Optical Communication
EL Effective Laser Launch
ELED Edge emitting LED
EN European standard
EMD Equilibrium Mode Distribution
EOF Elastomer Optical Fiber
ETFE Tefzel
EVA Ethylen-Vinylacetat-Copolymere

f Frequency generally (Hz)


f Extension factor (chapter 4.2)
f Focal length
f0 Reference frequency
f3dB Bandwidth at 3 dB below maximum
fa Sampling frequency
fgr Cut off frequency
F Force generally
Fmax Maximum force
FDM Frequency Division Multiplex
FDMA Frequency Division Multiple Access
FEC Forward Error Correction
FEP Tetrafluoroethylen-Hexafluoropropylene
FET Field Effect Transistor
FM Frequency Modulation
FOP French Plastic Optical Fibre
FP-LD Fabry-Perot Laser diode
FSK Frequency Shift Keying
FTTB, FTTH Fiber To The Building, Fiber To The Home
FWHM Full Width at Half Maximum
Abbreviations and Symbols XXV

g Index coefficient
g(t) Pulse response
GI Graded Index
GI-MPOF Graded Index profile multimode MPOF
GI-PCS Graded Index Plastic Clad Silica
GOF Glass Optical Fiber
GRIN Graded Index (continuously index ....)

h Plancks constant (6.629 10-34 Js)


h(t) Impuls response
H(f) Frequency response
H0 Thermal value
HAVi Home Audio Video
HC-MPOF Hollow Core MPOF
HCS Hard Clad Polymer
HDMI High Definition Multimedia Interface
HDTV High Definition Televison
HEC Hydroxylethylenzellulose
HFC Hybrid Fiber Coax
HFIP 2-FA Hexafluoroisopropyle 2-Fluoroacrylate
HL Semiconductor (in German: Halbleiter)
Homeplanet Home Plastic Fiber Networks based on HAVi
HPCF Hard Plastic Clad Fiber
HSPN High Speed Plastic Network

I Current generally
Iph Photo current
IRMS Noise current (root mean square)
Ith Threshold current
IDB Intelligent Data Bus
IGPT Interfacial Gel Polymerization Technique
IR Infrared
ISDN Integrated Services Digital Network
ISM Industrial, Scientific, and Medical Band
ITG Informationstechnische Gesellschaft
(Information Technology Society)

Jl(u) Bessel function


JIS Japanese Industrial Standard

k Boltzmanns constant
Kl (v) Bessel function
kr Radial component of the propagation vector
KF Correction factor
KIST Kwangju Instuitute of Science and Technology
KPCF Korea POF Communication Forum
XXVI Abbreviations and Symbols

l Peripheral order
L Length
L1, L2 Lengths of different optical paths
Lc Coupling length
LAN Local Area Network
LD Laser Diode
LED Light Emitting Diode
Low-NA Reduced Numerical Aperture
LWL Optical waveguide (in German: Lichtwellenleiter)

m Order of refraction
M Material dispersion parameter
M Highest group number
M ('z) Mode coupling matrix
M1, M2 Various monomers
MC Multi Core
MC-GOF Multi Core Glass Optical Fiber
MCVD Modified Chemical Vapor Deposition
MFC Mode Field Converter
MGDM Mode Group Division Multiplex
MIMO Multiple Input - Multiple Output
MMA Methylmethacrylat
MM-GOF Multimode Glass Optical Fiber
MOST Media Oriented System Transport (serial bus in automotives)
MPOF Microstructured POF
MP3 Compression method for music
MP-P Multipoint to Point
MP-MP Multipoint to Multipoint
MPEG Motion Picture Expert Group (data compression standard)
MQW Multi Quantum Well
MSI Multi Step Index
MUX Multiplexer

n Refractive index
n Number of layer (chapter 2.8.3)
n0 Refractive index of air (approx. 1)
n1 Rotational speed of stranding basket (chapter 2.8.3)
n2 Rotational direction and speed of the capstan gear (chap. 2.8.3)
n1, n2, n3 Refractive index in various media
nair Refractive index of air
ncladding Refractive index of the cladding
ncore Refractive index of the core
ncore, max Maximum refractive index of the core in GI fibers
nPMMA Refractive index of PMMA
N Number of guided modes
NA Numerical Aperture
Abbreviations and Symbols XXVII

NEXT Near End Crosstalk


NRC-LED Non Resonant Cavity LED
NRZ Non Return to Zero (modulation format)
NTBA Network Termination - Basic Access
NTC Negative Temperature Coefficient

o/e Optical/electrical
OIIC Optical Interconnected Integrated Circuits
OTDR Optical Time Domain Reflectometer
OVAL Optical Video/Audio-Link

p Impulse
P Profile dispersion
P Power generally
P0 Output power
P0x, P1x Power for measurements of connector losses
Peff Effective power
Pelectr, Pel Electrical power
PL Power at the length L
PL1, PL2 Power at fiber outputs
Popt Optical power
Pout Output power
Pr Backscattered power
Preceiv Received power
P(f) Power at the frequency f
PA, PA-6 Polyamide, Polyamide 6
PAM Phase Amplitude Modulation
PAVNET Plastic Fiber and VCSEL Network
PC Personal Computer
PC Polycarbonate
PC(AF) Partially fluorinated polycarbonate
PCS Plastic Clad Silica
PE Polyethylene
PE-FRNC Polyethylene flame-retardant/halogenated
PE HD Polyethylene (high density)
PE LD; MD Polyethylene (low density; medium density)
PFA Tetrafluoroethylen-Perfluoroalkylvinyl-Ether
PFM Preform method
PFM Pulse Frequency Modulation
PF-POF Perfluorinated POF
PhMA Phenyl-Methacrylate
pin-PD Photo diode with p-i-n-semiconductor structure
PLC Power Line Communication
P-LED Polymer LED
PLL Phase Locked Loop
PNA Phone Network Association
XXVIII Abbreviations and Symbols

PMMA Polymethylmethacrylate
PMMA-d8 Complete deuterinated PMMA
PMT Photo Multiplier Tube
POF Polymer Optical Fiber
POF-AC Polymer Optical Fiber Application Center
at the University of Applied Sciences Nrnberg
POF-ALL Paving the Optical Future with Affordable Lightning-Fast
Links (EU project: www.ist-pof-all.org)
POFTO POF Trade Organization
PP Polypropylene
P-MP Point to Multipoint
P-P Point to Point
PS Polystyrole
PRBS Pseudorandom Bit Sequence
PSK Phase Shift Keying
PTC Positive Temperature Coefficient
PTFE Polytetrafluoroethylene
PUR Polyurethan (thermoplastic)
PVC, PVC 90 Polyvinylchloride, Polyvinylchloride 90C
PVC flame ret. Polyvinylchloride flame retardant

QAM Quadrature Amplitude Modulation


QWGext External quantum efficiency

r Radius generally
rk Radius, which is not remained by helical rays (Fig. 2.7)
R, Responsivity
R Electrical resistance
R Bending radius
R Radius vector
RH Relative Humidity
R Radius of MC fibers
RC-LED Resonant Cavity LED
RIE Reactive Ion Etching
RML Restricted Mode Launch

s Pitch length
s Axial distance of fibers
sH Produced pitch length
S Transmitter (German: Sender)
S Backscattering coefficient
S Safety coefficient
Sin, Sout Modulation signal at input and output
SC Strain Compressed
SCM Subcarrier Multiplex
SDM Space Division Multiplex
Abbreviations and Symbols XXIX

Semi-GI Semi graded index profile


SERCOS Serial Real-time Communication System
SI Step index
Si-PD Silicon photo diode
SLED Super luminescent diode
SM-GOF Single Mode Glass Optical Fiber
SNR Signal to Noise Ratio
SOA Semiconductor Optical Amplifier
SQW Single Quantum Well
SP1, SP2 ... Reference points
St.-NA Standard NA (typ. 0.50)

t Time
t1, t2, t3 Different propagation times
ta, tb Efficiency parameter (in Tab. 3.3)
tf Fall time
ti Length of the launched impulse
tin, tout Pulse width at input and output
tr Rise time
tA Aging time
tL Life time (durability)
T Transmitter
T Temperature generally
Tmin, Tmax Minimum and maximum temperature
TG Glass transition temperature
TS Reference temperature
T-DSL Telekom ADSL
TDM Time Division Multiplex
TDMA Time Division Multiple Access
TTP Time Triggered Protocol

u Normalized propagation constant


U Voltage generally
UI Unit Interval
UKW Ultra short wave (Ultrakurzwelle)
UMTS Universal Mobile Telecommunications System
USB Universal Serial Bus
UMD Uniform Mode Distribution
UV Ultra violet
UWB Ultra Wide Band

v Group velocity
v Normalized propagation constant
vm Draw velocity
v, x, y, z Variables for the calculation of SNR (chapter 1.3.3)
V Fiber parameter for the calculation of the mode number
XXX Abbreviations and Symbols

V Stranding number (chapter 2.3.8)


VB Vinyl Benzoat
VCSEL Vertical Cavity Surface Emitting Laser
VDE Association for Electrical, Electronic & Information
Technologies (Verband der Elektrotechnik, Elektronik und
Informationstechnik)
VDI Association of German Engineers (Verein Deutscher Ingenieure)
VPAc Vinyl-Phenylazetate
VPE Crosslinked polyethylene
V-pin Versatile Link connector from Hewlett Packard

W Thermal activation energy


W Photon energy
WG Band gap energy
WG1, WG2 Band gaps of various semiconductors
WDM Wavelength Division Multiplex
WDMA Wavelength Division Multiple Access
WigWam Wireless Gigabit With Advanced Multimedia Support
WiMax Worldwide Interoperability for Microwave Access
WLF Williams-Landel-Ferry
WPAN Wireless Personal Area Network

x Lateral fiber displacement


x, y Fractions in quaternary semiconductors
y, z Different path lengths
z Variable value generally
z Number of layers (chapter 2.8.3)
z Fiber position
1. Basics of Optical Data Communication

1.1 Light Propagation in Optical Fibers and Waveguides

1.1.1 Wave and Quantum Nature of Light

Many of the properties of light such as interference, refraction, and polarization


can be explained with the wave model. Others, such as the photo effect, show that
light does not always behave like a continuous type of radiation, but is rather
made up of very small particles called photons. These photons are elementary
quanta and cannot be divided any further. The energy of a photon is expressed by
the following equation: W = h f , where W = the energy in Joule [J], h is Planck's
constant = 6.626 10-34 Js and f is the frequency of the light in [Hz]. The frequen-
cy of the radiation is calculated from c/O, whereby c is the speed of light in
vacuum = 2.99792458 108 m/s and O is the wavelength of light in [m].
If the energy is expressed in eV, the conversion is 1 eV = 1.602 10-19 As 1 V
= 1.602 10-19 J, 1 J = 6.25 1018 eV. The particle character of light becomes even
more prominent, the shorter the wavelength is or the higher the frequency is.

1.1.2 Electromagnetic Spectrum

Figure 1.1 shows an overview of the electromagnetic spectrum. The zone of opti-
cal waves includes the ultraviolet, visible, and infrared ranges.

frequency [Hz]

1019 1018 1017 1016 1015 1014 1013 1012 1011 1010 109 108 107 106 105 104 103 102 10 1

10-11 10-10 10-9 10-8 10-7 10-6 10-5 10-4 10-3 10-2 10-1 1 10 102 103 104 105 106 107 108
wavelength [m]

Fig. 1.1: Overview of the electromagnetic spectrum


2 1.1 Light Propagation in Optical Fibers and Waveguides

The interesting ranges as far as optical transmission is concerned are the near
infrared range between 850 nm and 1,600 nm for SiO2 fibers (glass optical fiber,
GOF) and the visible range between 520 nm and 650 nm for polymer optical
fibers (POF) because these show the least attenuation.
A detailed overview of the optical range is offered in Fig. 1.2; the white line
qualitatively represents the attenuation behavior of PMMA-POF.

10-14 10-12 10-10 10-8 10-6 10-4 10-2 1 102 104


wavelength [m]

wavelength [nm]
300 400 500 800 1000 2000
P G
O O
F F
5 4 3 2 1 energy [eV]
UV range visible range IR range

Fig. 1.2: UV-, IR- and visible range of the electromagnetic spectrum (POF: Polymer
Optical Fiber, GOF: Glass Optical Fiber)

1.1.3 Refraction and Total Reflection

When light propagates in a medium such as a polymer, the speed of this light is
reduced. The ratio of the vacuum light speed cv to the speed in the medium cm is
referred to as the medium's refractive index n, which is expressed as follows:
cv
n
cm

Apart from the speed, the wavelength O of light passing through a medium is
also altered, while the frequency f and thus the energy W remain constant. In
Fig. 1.3 we see a light ray entering the optically denser medium at an angle 4 and
being refracted at an angle D to the axis of incidence. A part of the light is reflec-
ted. Refraction is expressed with:
sin 4 n2
.
sin D n1

By reversing the light path (transition from an optically denser medium to an


optically thinner one, figure at the right), the ray is refracted away from the axis of
incidence. If in this case angle D is continuously increased, the light ray stops
1.1 Light Propagation in Optical Fibers and Waveguides 3

being transferred to the other medium when angle D reaches a critical value;
instead, it is completely reflected. For the boundary case of total reflection, i.e.
when 4 = 90q, the following applies:
n1
sin D T
n2

axis of incidence axis of incidence

n1 optically
4 4 thin 4
n1 < n2

DT
optically
n2 dense
D D D

Fig. 1.3: Light refraction and total reflection

1.1.4 Waveguides and Optical Fibers

An optical fiber consists of a highly transparent core having a refractive index ncore
and a surrounding transparent cladding having a refractive index ncladding. To
ensure that a light ray that has entered the fiber can be guided along it, the
following must hold true: ncore > ncladding (Fig. 1.4), so that below a certain angle
4max total reflection takes place at the interface between the core and the cladding.
The surrounding medium is air with the refractive index n0 | 1.

ncladding cladding
n0
ncore J

Dmax core

4 max

refractive index n

Fig. 1.4: Wave guiding within the optical fiber

Rays that strike the end face of the fiber at an angle greater than 4max are no
longer completely reflected at the core/cladding interface; instead they are partly
refracted into the cladding so that they are no longer completely available for
4 1.1 Light Propagation in Optical Fibers and Waveguides

transmitting a signal. The following example illustrates how even small diffe-
rences here can have great effects: with a core refractive index of 1.56 and a clad-
ding refractive index of 1.49 the critical angle of total reflection is 72.77. Thus,
light rays with a maximum angle of max = 17.23 with respect to the fiber axis,
can propagate.
Should the propagation angle exceed this value by only 0.001, then the
reflection coefficient is reduced from 100% to 95%. With this angle 310 reflec-
tions per meter will result in a fiber with a diameter of 1 mm. The remaining light
output power would then be 0.95310 = 1.2 10-7 which corresponds to a loss of
69 dB.
The shape of the waveguide can vary greatly as the three examples in Fig. 1.5
demonstrate. On the left is a singlemode glass fiber which is almost exclusively
used today in the field of telecommunications. A planar waveguide can be seen in
the middle and on the right a semiconductor laser in cross-section with which an
optical waveguide is also formed.

singlemode fiber planar waveguide laser diode


n = 1.466 n = 1.55 n = 3.55
n = 3.60
n = 1.47 n = 1.60

: 10 m 5 u 5 m 2 u 0.5 m
Fig. 1.5: Examples for optical waveguides

Should the waveguide have very small dimensions in the light wave length
ranges, then the ray optics description is not sufficient. As can be read in standard
works, e.g. [Vog02], the number of possible propagation angles (modes) dimi-
nishes with decreasing diameter. An extreme case thereby is the singlemode wave-
guide which will be introduced in the next section.

1.1.5 Singlemode and Multimode Waveguides

The number of modes in an optical waveguide is determined by the so-called


V-parameter. The parameters thereby are the core radius a, the light wavelength
and the numerical aperture AN.
2Sa
V AN
O
As long as V is smaller than 2.405, only one mode can propagate; otherwise it
is a multimode fiber. The number of modes results approximately thus:
1.1 Light Propagation in Optical Fibers and Waveguides 5

N | V2 2 (step index profile)


2
N|V 4 (graded index profile)
Strictly speaking, there are also two propagation states in a singlemode fiber,
namely the two orthogonal polarization directions. As long as the waveguide is
exactly rotationally symmetrical, or also square, and the material is completely
homogenous, then both polarization directions propagate at the same speed.
The number of modes always depends on the wavelength. A fiber is thus a
singlemode fiber as of a certain wavelength (cut-off wavelength). The fibers dealt
with in this book always have a large number of modes as shown in Table 1.1.
(See Chap. 2 for a more detailed description of the fiber types.) Furthermore, you
must keep in mind that in spectrally wide sources each wavelength occurring has
its own modes. In a POF system with LEDs you not only have to keep the several
million fiber modes in mind, but also all emitted wavelengths (a source can be
considered ideally monochromatic when the coherence time is large in relation to
the differences in propagation time which arise).

Table 1.1: Number of modes in optical fibers

Fiber type Profile NA Radius Otransmitter V Number


a [m] [nm] of Modes
Standard-POF SI 0.50 490 650 2,368 2,804,369
Optimedia-POF GI 0.37 450 650 1.609 647,592
MC37-POF (single core) SI 0.50 65 650 314 49,348
PCS SI 0.37 100 850 274 37,402
MC-GOF (single core) SI 0.50 27 650 130 8,515
MC613-POF (single core) SI 0.50 18.5 650 89 3,997

Lucina GI-POF GI 0.22 60 1,200 69 1,194
GI-GOF (Europe) GI 0.17 25 850 31 247

1.1.6 Overview of Optical Fibers

The different types of optical fibers are described in detail in this chapter; an over-
view of the standards can be found in Chap. 7.2. The two following pictures show
an overview of the different refractive index profiles. It can easily be seen that not
only the index profiles, but also the refractive index differences - which determine
the numerical aperture - and the core diameter vary considerably.
The fibers with the greatest core diameter used in data transmission can be seen
in Fig. 1.6. Standard SI-POF has an approx. diameter of 1 mm at a NA of 0.50.
GI-POF with this diameter, but with a somewhat smaller NA, has also been
available for a short time ([Yoo04]).
6 1.1 Light Propagation in Optical Fibers and Waveguides

refractive index difference


0.09
0.08 PMMA-
0.07 standard step index graded index fiber
polymer fiber AN = 0.39
0.06
AN = 0.50
0.05
0.04
0.03
0.02 core = 900 m
0.01 core = 980 m

0.00

Fig. 1.6: Index profiles of different polymer optical fibers

The index profiles of different glass and polymer fibers can be seen in the next
fig. 1.7. A hybrid is the so-called PCS - polymer clad silica - i.e. a silica glass fiber
with a polymer cladding.
The singlemode glass fibers have the smallest core diameters. For use in the
1300 nm to 1600 nm range these fibers only have a core diameter of about 10 m.
Special fibers, e.g. for erbium-doped fiber amplifiers or for fibers with non-linear
properties, can even lie in the range of only 2 m for the core diameter. These
fibers are not the subject of this book. We can recommend [Vog02] as a work with
an excellent overview for this area.

refractive index difference


0.040
0.035 MM-GOF MM-GOF
0.030 (US) (Europe)
PCS AN=0.275 AN=0.20
0.025 PF-GI-POF AN=0.37
0.020 AN = 0.20 semi-GI
0.015 PCS
AN=0.4
0.010 SM-GOF
0.005 AN=0.10

0.000

core=120m core=200m core=200m core= core= core=


62m 50m 10m

Fig. 1.7: Index profiles of different glass optical fibers


1.1 Light Propagation in Optical Fibers and Waveguides 7

1.1.7 Designations of Optical Fibers

There are no general international guidelines for the designation of optical fibers.
Due to the enormous variations in the different parameters it is hardly possible to
give all fibers clear-cut designations since these would otherwise be much too
long. The following list of parameters could be used for providing names.

Table 1.2: Parameters in fiber names with possible versions

Parameter Description and Variants Example


number of mostly it is distinguished between singlemode fiber (SMF)
modes single- and multimode (with
V > 2.405)
core material General there are the variants polymer optical fiber
glass, SiO2 or polymers (POF)
special core primarily special polymers are polycarbonate fibers
material marked (PC-POF, PMMA-POF
etc.)
cladding Special hybrid fibers, for example polymer clad silica fiber
material SiO2-fibers with polymer cladding (PCS)
index profile The index profiles of GOF and POF
can have very different variants:
Step index profile SI-POF
Double step index profile DSI-POF
Graded index profile GI-POF
Multi step index profile MSI-POF
Semi-graded index profile semi-GI-PCS
number of In GOF and POF there are variants multicore fiber
cores of fibers with many cores (MC-POF)
polarization (only in singlemode fibers) polarization maintaining
behavior special fibers maintain the state of fiber (PMF)
polarization or only one state of
polarization can propagate
chromatic (only in singlemode fibers)
dispersion dispersion shifted fibers DSF
fibers with flattened dispersion DFF
dispersion compensating fibers DCF
Numerical for single and multimode-fibers high NA fiber (HNA)
Aperture (e.g. high NA for small bending radii)
microstructure Bragg fibers are built by holes, photonic crystal fiber
or the effective refractive index is (PCF); microstructured
changed fiber; photonic band gap
fiber
bending losses fibers optimized for minimal bending bend insensitive fibers
losses (by high NA or micro (BIF)
structuring)
8 1.2 Digital and Analog Signal Transmission

standard many fibers are accurately standard-SMF


described in ITU-Standards e. g. (G.652 B1.1)
singlemode fibers in ITU-G.652 -
G.656
application use in special applications, e.g. MOST-POF
mobile networks

In addition, there are numerous differences in diameter, in the numerical aper-


ture, fiber qualities, kind, thickness, and construction of the primary coating, etc.
In order to include all these parameters in fiber names it would be necessary, for
example, to say: 500 m PMMA GI-POF with NA 0.30 and black PE cladding,
1.5 mm. Some of the most common fibers are:
standard glass fiber (singlemode, core = 10 m, NA: 0.10)
standard POF (PMMA, core = 980 m, NA: 0.50)
PCS (SiO2 core, core = 200 m, NA: 0.37)
multimode fiber (MMF, GI profile, core = 50 m, NA: 0.17)

1.2 Digital and Analog Optical Signal Transmission

For the communications engineer there is no doubt that, apart from spectral
attenuation, the most important parameter of an optical fiber is its bandwidth. In
waveguides there are usually different optical paths possible (with the exception
of the very thin singlemode waveguides). The different lengths of travel along
these different light paths lead to different time delays for an optical pulse, as
illustrated schematically in Fig. 1.8.

propagation length = fiber length/cos(D)


propagation length = fiber length

t
input pulse output pulse

Fig. 1.8: Different time delay due to different propagation paths


1.2 Digital and Analog Signal Transmission 9

For a standard POF it is valid e.g.:


core refractive index: ncore = 1.49
cladding refractive index: ncladding = 1.42
maximum propagation angle: Dmax = 17.6
different flight times: 4.9 %
Only two light paths have been shown in this illustration. However, in a real
experiment there are always many rays paths so that the individual pulses overlie
each other to form one more or less broadened overall pulse. Figure 1.9 shows the
effects of such a pulse broadening on a digital signal.

1 0 0 1 1 1 0 0 1 1 0 1 0 0 1 0
a)

fiber b)
length
c)
d)
e)
Fig. 1.9: Influence of mode dispersion to data transmission

An optical signal is launched into the fiber and is switched on and off at the
respective bit rate (curve a). With the increase in pulse broadening, the bit edges
get more and more fuzzy (signal sequence with downwards increasing trans-
mission length). As long as the amount of broadening is clearly less than the bit
time, the signal will remain easily identifiable (curves b and c). If the width of the
edges exceeds the bit time, the signal can no longer be detected (curves d and e).
The process of pulse broadening is called dispersion. The difference between
different light paths described here is called mode dispersion (any possible con-
dition of the propagation of light in a waveguide is called a mode). Apart from
mode dispersion there is also the phenomenon of chromatic dispersion (different
time delays for different wavelengths) and polarization mode dispersion; however,
we will not be dealing with these two phenomena at this stage.
The second important quantity which determines signal quality is the signal-to-
noise ratio (SNR). In POF systems the optical receiver alone is almost always res-
ponsible for the noise. Under certain circumstances you have to pay attention to
mode distribution noise within thin multimode glass fibers. In modern singlemode
glass fiber systems there are even many more sources of noise, e.g. fiber ampli-
fiers.
The following sections provide a short insight into the fundamentals of analog
and digital transmission methods, especially in regard to the various sources of
interference. The effects which are important for short-range communication are
particularly elucidated.
10 1.2 Digital and Analog Signal Transmission

1.2.1 Digital Optical Signal Transmission

1.2.1.1 Analog and Digital Signals


For readers less familiar with the fundamentals of signal theory, a brief expla-
nation of the various basic terms is provided here for a better understanding of the
requirements of the different methods for the components.
Generally speaking, transmission systems are classified according to the signal
values to be transmitted, i.e. whether they have discrete or random values. In
nature, information can be expected to be fully analog (see Fig. 1.10). We will
assume that the signal of interest (for example, an acoustic signal) is to be conver-
ted into electrical voltage U(t) with the help of an electronic measuring instrument
(in this case a microphone).

U(t)

Fig. 1.10: Analog signal

Here, analog has two meanings. First, the signal is measured at any random
time t. Furthermore, U(t) can take on any value. When a signal is digitized, two
things usually happen. While the signal is being sampled, the values are not read
in continuously but rather at discrete points (Fig. 1.11).

U(t)

sampling points
t

Fig. 1.11: Sampling an analog signal


1.2 Digital and Analog Signal Transmission 11

The second step is that the voltage U must not take any random value but only
particular or discrete ones (quantization, Fig. 1.12).

U(t)
sampling points
quantization
steps

Fig. 1.12: Quantization of a signal

Figure 1.12 shows that the values no longer lie exactly on the actual curve but
always at the next quantization level.
The digitalization of a signal always distorts the original one. Initially, the
range of the recorded frequencies is limited by the choice of the sampling rate
(sampling points per second). According to the Sampling Theorem, only signals
whose upper limit frequency ful is equal or smaller than the half of the sampling
rate fs (ful d fs/2) are fully transformed into the digital signal. Figure 1.13 graphi-
cally illustrates this problem.

U(t) U(t)

t t

sufficient sampling rate sampling rate is too low

Fig. 1.13: Choice of sampling rate

In the left figure, the sampling points are spaced sufficiently close to each
other. In the right figure, the signal also changes very quickly between the samp-
ling points (higher frequencies are present). The original signal cannot be recon-
structed from the points that are too far away from each other. Quantization also
distorts the signal. The difference between the actual value and the quantization
level can be interpreted as added noise (Fig. 1.14).
12 1.2 Digital and Analog Signal Transmission

U(t) quantized signal


quantization
noise (deviation
from the original
signal)
t

Fig. 1.14: Generation of the quantization noise

The signal of a CD player is a good example of a digital signal. The human ear
can detect frequencies up to 15 kHz to 18 kHz. Music is stored on a CD with
44,200 values per second. Thus, signal frequencies up to 22.1 kHz can be recor-
ded. Each of these sampling values is divided into 65,536 amplitude steps (216).
The original continuous signal is thus broken into 44,200 numbers per second, for
example,
23,546; 22,125; 19,714; 13,120 etc.
The errors that occur as a result of this quantization are negligible. If the avail-
able levels are equally distributed to positive and negative voltages, for example to
the range between +1 V and -1 V, the deviation of the real value to the next quan-
tization level can be at most 15 V. This is a difference of approximately 96 dB.
This is the equivalent of the difference between a whisper and the sound of a loud
airplane propeller 5 m away.
In the world of digital signal processing, the numbers are represented with the
symbols 1 and 0. 65,536 values can be represented by 16 binary characters
(16 Bit). As a binary number, the signal above would then look like this:
0101101111111010,0101011001101101,0100110100000010,0011001101000000
When the signal is transmitted, the commas are, of course, omitted. Both sym-
bols are characterized by various signal states, for example, -1 V for the 0 and
+1 V for the 1 or also light off for the 0 and light on for the 1.
Figure 1.15 illustrates the difference between the original analog signal and the
binary signal generated by means of digitalization.

U(t) analog signal

t
U(t) digital signal
t

Fig. 1.15: Analog and digital signal


1.2 Digital and Analog Signal Transmission 13

The figure shows that the digital signal changes much faster than the analog
signal. This is easier to see if you consider that music at a maximum frequency of
approximately 20 kHz must transfer 44,20 16 = 707,200 bit/s. Why digital
signal processing still has many advantages over analog processing is explained in
the next paragraph.

1.2.1.2 Transmission Quality of Analog and Digital Signals


The analog signal from Fig. 1.10 will again serve as our starting point. A data
cable will be used for data transmission. In reference to the signal, the trans-
mission link represents an obstacle replete with many interference effects. At first,
an amplifier is needed at the transmitter to create the required voltage level. He
can be limited in his bandwidth and consequently distort the signal through non-
linearity. Similarly, the actual transmission line has a limited bandwidth. Other
influences can also distort the signal such as a nearby source of radio interference.
The receiver too will only have a limited bandwidth. The signal was attenuated
while on the transmission line and thus only has a weak signal level. This is why
inherent receiver noise is often the most conspicuous source of interference.
Figure 1.16 summarizes the most important sources of interference.

U(t)

transmitter transmission line receiver

fg f fg f fg f

input distortion attenuation noise output


signal bandwidth external bandwidth signal
limitation perturbations limitation

Fig. 1.16: Influences on an analog signal transmission

Even though some of the sources of interference have been somewhat exagge-
rated, they are intended to show the problems involved in transmitting analog
signals. Each element involved in the transmission can distort the original signal.
These forms of interference can only be eliminated in exceptional cases and are
also relevant to digital transmission, as Fig. 1.17 illustrates.
14 1.2 Digital and Analog Signal Transmission

U(t)

transmitter transmission line receiver

fg f fg f fg f
input distortion attenuation noise output
signal bandwidth limitation ext. perturbations bandwidth limitation signal

Fig. 1.17: Influences on a digital signal transmission

The signal behind the receiver appears to be strongly distorted; but this is where
the digital trick sets in. The receiver knows that the signal can only have one of
two levels and that the signal was transferred with a specific bit rate. This know-
ledge is then used to reconstruct the signal free of error.
The signal is at first filtered to eliminate as much noise as possible. A decision
threshold is then defined. For binary signals, this is the border between 0 and
1. At the sampling points that correspond precisely to the bit raster, the signal is
compared with the threshold and then reconstructed. This procedure is shown
schematically in Fig. 1.18.

U(t)

010011
t
received filtering decide sampling reconstructed
signal threshold signal

clock recovery
Fig. 1.18: Signal reconstruction in digital transmission systems

Although the signal was clearly distorted, the complete reconstruction of the
original bit sequence is possible. This is what users recognize as CD quality.
The question still remains as to how the analog signal, i.e. the music, is restored. A
digital analog converter is used for this purpose. In the example shown, the con-
verter uses 16 bits in the 65,536 intervals between -1 V and +1 V. The signal is
then subsequently filtered to eliminate the resulting harmonic waves and then is
ready for use (for example, to be fed into a loudspeaker). This step is not needed
for communication between the digital devices.
1.2 Digital and Analog Signal Transmission 15

1.2.1.3 Bit Error Probability and Error Correction


An analog signal can usually be described quite accurately with the Signal to
Noise Ratio (SNR). This is done by comparing the average signal power to the
average noise power. Since there is noise in every system, the SNR is always
finite.
As we have seen earlier, this value is not sufficient for digital systems, since the
signal is reconstructed at the receiver. To be sure, a complete error-free trans-
mission is also not possible for digital systems. The cause for this is to be found in
the statistical character of many noise processes. Only thermal noise will be dis-
cussed here. Due to the particle like structure of the electrons, every flow of
current is irregular which leads to voltage fluctuations at resistors. This represents
a physical bottom limit for the noise power of each system. If you apply the pro-
bability of a particular voltage deviation occurrence, this will give you a Gaussian
function. In Fig. 1.19, it is assumed that the binary symbols are transmitted in an
ideal system by -1 V and +1 V and that both symbols are being distorted through
noise.

rel. probability density


1.2
0 ideal 1 ideal
1.0

0.8 0 with 1 with


noise noise
0.6

0.4

0.2

0.0
-2.0 -1.5 -1.0 -0.5 0.0 0.5 1.0 1.5 2.0
voltage [V]

Fig. 1.19: Influence of noise on ideal, digital signals

As you can see in Fig. 1.19, the levels +1 and -1 are the most likely ones but
there are also other levels. In the case at hand, the decision threshold is 0 V. It
appears that it is still possible to clearly differentiate between the two symbols
despites the noise. However, the Gaussian curve never drops completely to 0. This
is shown in Fig. 1.20 in which the same curve is scaled logarithmically.
16 1.2 Digital and Analog Signal Transmission

relative probability density


10 0

10 -1
Symbol 0 Symbol 1
10 -2 with noise with noise

10 -3

10 -4
optimal
-5
decision
10 threshold

10 -6

10 -7 area of bit
errors
voltage [V]
10 -8
-2.0 -1.5 -1.0 -0.5 0.0 0.5 1.0 1.5 2.0

Fig. 1.20: Generation of bit errors in digital transmission systems due to noise

Here you can see that the curves for 0 and 1 overlap. This means that at
times a 0 can be distorted to such a degree that it is detected as a 1 or vice
versa. The hatched area represents exactly the bit error provided that the decision
threshold is actually 0.
Integrating this area and putting them into relationship with the integrals of the
probabilities for 0 and 1, yields the bit error probability (Bit Error Ratio
BER). In this case the result would be  10-7 . Returning to the CD example, this
would mean one error every 10,000,000 bits or, on the average, one error every
14 s. For normal use, this would not pose a major problem. However for data
transmission, this would be entirely inadequate. If saved as a file, this book would
consist of about 109 bits. At this error rate, 100 bit would be faulty. At best, this
would result in incorrect characters or errors in the illustrations. A more likely
scenario would be, however, that many of the errors would cause the system to
crash and make the file unusable. Considering all the time we authors have
invested in this documentation, this would be anything but a welcome course of
action. Hence, data connections should be considerably more reliable (for
example, BER < 10-15). The characteristics of noise anticipate the conclusion that
error-free data transmission is nothing more than an illusion. But this is where we
can call on statistics for help. If the voltage levels are increased to 2 V, the error
probability drops to approximately  10-25 for the same noise level. For our CD
signal, this would mean one error in 9 billions years, i.e., this book could be trans-
mitted several trillion times without error.
1.2 Digital and Analog Signal Transmission 17

However, there are other ways to reduce the error probability. Particular coding
schemes make it possible to detect individual errors on the receiver end (FEC:
Forward Error Correction). This is achieved by adding so-called control bits to
the signal flow. The bit rate is usually increased by only a few percent. On the
receiver end, practically all errors can be corrected. These procedures are often
used in mobile communications where, for example, the less than ideal trans-
mission channels cause an inordinate amount of errors.

1.2.1.4 Noise in Optical Systems


As mentioned above, there is a large number of sources of noise in optical systems
all of which could hardly be dealt with in a single book. There are entire books,
e.g. [Pet88], just on noise in optical transmitters - which are usually laser diodes.
In systems for short-range data communication, however, you only have to pay
attention to a few noise processes which are dealt with briefly here.

Laser Noise:
Laser diodes and LEDs are normally very low noise and stable sources. Clean
driving is especially important for signal quality. Edge emitting laser diodes in
particular can show high noise if light is reflected back from the transmission link.
This can hardly be avoided since about 4% of the light is already reflected at the
very first frontal area of the fiber. All reflections which appear within the cohe-
rence length are disruptive. These can be on occasion many kilometers when using
high quality laser diodes. In order to avoid fluctuations in laser performance
caused by reflections, anti reflection coatings, optical insulators and special low-
reflecting plug-in connections are used.
The LEDs used in most POF systems have a coherence length of a few m and
are hardly influenced by reflections. Conventional LDs or VCSELs can be dis-
turbed by reflections. One advantage of using multimode fibers is their greater
diameter compared with the emitting surface of the laser. Even if much light is
reflected, only a small fraction reaches the active surface of the laser (Fig. 1.21) so
that the effect is negligible.

reflected light

PCS
core = 200 m
VCSEL
active = 10 m

Fig. 1.21: Influence of reflections in POF/PCS-systems


18 1.2 Digital and Analog Signal Transmission

Quantum Noise of the Light and the Diode Dark Current:


Light and current have a basic quantum noise as they are quantized energy flows.
Noise in light - called shot noise - is caused by the power and energy of the pho-
tons, i.e. by the wavelength. With reference to the photon flow, which is also
determined by the responsivity, the following is true:

quantum noise current: iQ2 2 e IPH B 2 e R P B

with the quantities:


B: signal bandwidth (determined by bit rate)
e: elementary charge
IPH: photodiode current
P: received power
R: spectral sensitivity (mA photocurrent per mW optical power)
As an example, we shall consider a data transmission of 1.25 Gbit/s at a wave-
length of 650 nm (R = 0.4 mA/mW). The received power is -24 dBm (4 W). At a
bandwidth of 700 MHz a medium shot noise current of 19 nA results. With refe-
rence to the signal photon current of 1.6 A the result is a SNR of 38.5 dB, conse-
quently, the noise is negligible. In fact, practically all optical transmission systems
are limited by electronic receiver noise and not by shot noise. The dark current
flowing in most photodiodes also generates quantum noise. The strength of this
noise is:

iD2 2 e ID B

ID is dark current and lies in the nA range with normal pin-photodiodes so that
the additional noise is also negligible.

Receiver Noise:
The most important source of noise for the systems under consideration in this
book is receiver noise. In principle, every optical receiver can be described, at
least in a rough comparison, as a combination of a photodiode, an ohmic input
resistor and an amplifier (transistor or operational amplifier, Fig. 1.22).

POF

amplifier
input
resistance

Fig. 1.22: Optical receivers principle


1.2 Digital and Analog Signal Transmission 19

The photo current is converted into a voltage at the input resistor which then
continues to be amplified. The greater the resistance, the higher the signal voltage.
On the other hand, however, every resistor generates a thermal noise according to
the following equations.

2 2 4 k T B
uth 4 k T B R or: ith
R

with: k: Boltzmann constant (1.38 10-23 Ws/K)


T: absolute temperature
B: system bandwidth
R: ohmic resistor
In the example above, the input resistor could lie at 500 . The thermal noise
current would then be 152 nA, corresponding to a SNR of 20.4 dB.
The following amplifier will never work ideally. The noise figure indicates how
far the actual noise lies above the theoretical minimum. Depending on the compo-
nents, values of 1 dB to 3 dB are typical. The SNR is diminished correspondingly.
You can easily see that the signal voltage increases proportionally to the
resistance R; the thermal noise current, however, only increases with the root of R.
In principle, the SNR can be raised whenever you like by increasing R. However,
there is a fundamental limit. Every photodiode possesses a junction capacitance
which, together with the input resistor of the circuit, forms a RC low pass filter
which restricts the speed of the receiver. Therefore, you can only select a
resistance as high as allowed by the diode capacitance and the bit rate. With a RC
low-pass bandwidth of:

f3 dB 1 2 S R C

and a minimum bandwidth of the receiver - which corresponds to one half the
bit rate - the maximum input resistance may amount to:

1
R
bit rate S C
With a diode capacitance of 0.5 pF a R of about 500 , as indicated above,
results. This calculation is only a very rough approximation, but it does show the
principle problem involved.
Diodes intended for use in singlemode fiber systems only have to be a little bit
larger than the core diameter of the fiber. A typical size for photodiodes is from
30 m to 50 m. Their capacitance only lies at some 10 pF, but they do allow
large input resistances with high data rates and thus have good sensitivity. For
thick polymer fibers and PCS, however, photodiodes with very much larger sur-
face will be needed. Their capacitance lies at some nF or some tenths nF. With
high data rates the input resistance must correspondingly be reduced and thus the
sensitivity. This is the only indirect influence of the fiber diameter on the possible
bit rate with thick optical fibers.
20 1.2 Digital and Analog Signal Transmission

Modal Noise:
A special kind of noise only appears in multimode fibers: mode distribution noise.
In multimode fibers light propagates in different specific modes, whereby each
one possesses its own distribution of power over the fiber cross-section. The kind
of power distribution between the modes changes with tiny changes in the exterior
conditions, e.g. temperature, wavelength of the transmitter or also vibrations of the
fiber, but the overall power remains constant. Figure 1.23 shows examples of
power distribution of modes (multimode GOF/POF at 650 nm, laser excitation).

Fig. 1.23 Examples for energy distribution of modes in multimode fibers (left: 50 m
GI-GOF, right: 1 mm SI-POF with much higher mode number)

Steadily fluctuating power distributions only become problematical when the


overall output power is not transmitted at coupling points. Random exchanges of
power occur between the transmitted and the decoupled share which in the end
generates additional noise (schematic depiction in Fig. 1.24).

opt. power

lost power

coupled power in the


second fiber

fiber with
fluctuating cross section of
power the second fiber
distribution time

Fig. 1.24: Origin of modal noise


1.2 Digital and Analog Signal Transmission 21

The intensity of the modal noise depends on the number of the power maxima
on the cross-section (in the order of magnitude of the number of modes) and the
differences in power. For 50 m multimode glass fibers the mode distribution
noise is typically only a good 20 dB below the overall transmitted level ([Vog02]).
This is insignificant for digital transmission, but makes analog transmission im-
possible.
In order to avoid modal noise, transmission must take place either with single-
mode or with very many modes since this effect is inversely proportional (statisti-
cal effect) to the root of the number of modes. Polymer fibers with several million
modes are therefore of interest for analog data transmission and are much better
suited than GI glass fibers.

1.2.2 Amplitude, Frequency, and Phase Modulation

Whenever digital and analog signals are transmitted, there is virtually always an
electrical voltage U(t) present at the beginning and at the end of the transmission
path. To cover the distance, other physical parameters can also be used. The chan-
ging of these parameters is referred to as modulation. As we will see, when we
want to transmit signals with light, there are a number of problems to consider. In
general, the desired parameters can be modulated analog, i.e. with varying
strength, or with only a small number of discrete steps. Below we will show some
examples of binary, digital modulation procedures. We shall start with the electri-
cal transmission procedure depicted in Fig. 1.25:

U(t) U(t)

t t
transmitter receiver

Fig. 1.25: Most simple electrical signal transmission system

On the transmitter end, the signal is the voltage difference between two con-
ductors (for example, the wires of a twisted data cable or the core and shielding of
a coaxial cable). If we neglect such factors as attenuation and band limitation, the
signal is tapped again directly at the output end of the cable. This method is, of
course, the easiest but, experts know, also the one most susceptible to interference.
22 1.2 Digital and Analog Signal Transmission

1.2.3 Modulating a Carrier Frequency

A simple but reliable transmission method is to use a carrier frequency that is


significantly higher than the cut-off frequency of the signal to be transferred
(Fig. 1.26).

U(t) transmitter Ucarrier(t)

t t receiver
source for
carrier
frequency

Fig. 1.26: Signal transmission with carrier frequency

The carrier wave can be described with three parameters: amplitude, frequency,
and phase. All three parameters can be used for modulation. For binary signals
these are:
ASK: Amplitude Shift Keying; Amplitude Modulation
FSK: Frequency Shift Keying; Frequency Modulation
PSK: Phase Shift Keying; Phase Modulation
The principle is shown in Fig. 1.27.

signal

ASK FSK PSK

Fig. 1.27: Signal transmission with ASK, FSK or PSK

In addition, there are a number of other procedures such as DPSK (Differential


Phase Shift Keying), in which only the phase difference between 2 sequential bits
is of significance or multilevel procedures such as QAM (Quadrature Amplitude
Modulation) or combinations of several modulated parameters (PAM, Phase Amp-
litude Modulation). An in-depth description of these procedures can be found in
many standard works on communication technology, for example [Lke90],
[Kre89] or [Hulz96] or as a very simple introduction, in [Eng86].
Each individual modulation procedure requires special receivers that can
recover the original signal. A distinction is made between procedures that measure
the power of the carrier and those that operate synchronously to the carrier fre-
quency (for example, PLL tuners for FM radio).
1.2 Digital and Analog Signal Transmission 23

1.2.4 Specific Transmission Methods in Optical Communications

The advantages of optical communications are undisputed and have been know for
some time. The reader will undoubtedly be familiar with many of them. With the
low attenuation characteristics of modern singlemode fiber optic cables, many
hundreds of kilometers can be bridged with high data rates. If fiber amplifiers are
used, transcontinental communication is even possible. Particularly systems with
polymer optical fibers are well suited for short distances due to their insensitivity
to interference.
Light is an electromagnetic wave with a particular frequency. At 500 nm, i.e.
green light, this is 6 1014 Hz. No electronic component is able to process this
frequency. Photodiodes only measure the optical power of a light signal. Further-
more, optical sources cannot maintain their frequencies nearly as accurately as
electric oscillators. Directly modulating the parameters frequency or phase (and
polarization in particular) of light is only possible with so-called heterodyne
receivers. This involves modulating an extremely frequency-stabilized laser on the
transmitter end and heterodyning it on the receiver end with a second laser that is
just as stabilized. A mixed frequency is produced at the photodiode (the difference
between the both laser frequencies), which can be further processed by the sub-
sequent electronic components. Heterodyne systems offer, at least in theory, the
best frequency economy of all optical systems. Nevertheless they have not gained
acceptance due to the many technical problems involved. For further information,
see [Fra88] and [Ziem95].
Therefore, the only parameter left for modulation is amplitude. A photodiode
measures the optical power that is converted into a proportional photo current.
Since the electrical power, measured at a resistor, is proportional to the square of
the current, the following relationship holds true:
Pelectr ~ Iph ~ Popt
Although the electric field of the transmitted light can take on positive and
negative values, the actual measured parameter is always positive. This is a
significant difference compared to electrical communication systems. Let us take a
simple binary signal transmission as an example. In the electrical stage, the bits
are switched between -1 V and +1 V at the transmitter. The decision threshold is
set to 0 V. The levels 2 mW and 0 mW should be selected for an optical signal.
The decision threshold should be at 1 mW (see Fig. 1.28).

U(t) Popt(t)
+1 V 2 mW
t
0V 1 mW
t
-1 V 0 mW

Fig. 1.28: Electrical and optical, digital signal transmission


24 1.2 Digital and Analog Signal Transmission

Initially, both systems appear similar. In the Fig. 1.29 below, additional attenu-
ation is inserted, for example by increasing the temperature or aging the trans-
mitter. The level drops to 40 %.

U(t) Popt(t)
+1 V 2 mW
t
0V 1 mW
t
-1 V 0 mW

Fig. 1.29: Electrical and optical, digital signal transmission with attenuation

In the electrical system, both symbol levels are equally decreased. If the noise
is not too large, it will still function flawlessly. In an optical system, the zero level
will, of course, remain unchanged while the 1 level falls below the threshold.
The system then no longer functions. This problem, of cause, can be solved. Ca-
pacitive couplings or decision threshold controls are used, or the decision level is
set initially so low that the threshold is always above the noise level of the 0
symbol (Fig. 1.30 to 1.32).

optical signal photodiode electrical signal


capacitve coupling
2 mW +1 V
t
1 mW 0V
t
0 mW -1 V

Fig. 1.30: Receiver with capacitive coupling

optical signal photodiode, electrical signal


threshold control
2 mW +2 V
1 mW +1 V
t t
0 mW 0V

Fig. 1.31: Receiver with threshold control

optical signal photodiode, electrical signal


threshold optimized
2 mW for minimal level +2 V
1 mW +1 V
t t
0 mW 0V

Fig. 1.32: Receiver with minimal threshold


1.2 Digital and Analog Signal Transmission 25

All of the methods discussed have their advantages and disadvantages which,
however, will not be elaborated further here. Various commercial systems for POF
use the third method.

1.2.5 Modulating a Subcarrier

To be able to use the many possibilities of carrier frequency technology in optical


communications, a subcarrier can be used. Hence, light is modulated in its inten-
sity as a sine wave. The signal is then modulated onto this carrier, whereby ASK,
FSK, PSK or other methods can again be used. The receiver only needs to process
the range around the carrier, i.e., it will always be coupled in a capacitive manner.
Figure 1.33 illustrates the method using the subcarrier FSK as an example.

Popt(t)
2 mW
1 mW
t
0 mW
Fig. 1.33: Optical signal transmission with a frequency modulated subcarrier

It should be noted that the optical power curve still represents a much higher
optical frequency. One advantage of the method shown is that the average optical
output power remains unchanged from the succession of the 0 and 1 symbols.
Laser diodes are particularly well-suited for this type of modulation.

5 Popt(I) /mW output signal


4 bias current
3
2
1
0
0 10 20 30 40 50 ILD /mA

modulation current

Fig. 1.34: Subcarrier modulation of a laser diode


26 1.3 Network Architectures

As described above, lasers are best operated with a bias current. In direct power
modulation, this would be slightly below the threshold. In subcarrier modulation,
the bias current is set higher than the laser threshold so that the laser is always
operated above the threshold current as shown in Fig. 1.34.
Thus the tools for transmitting analog and digital signals are now also available
in optical communications. Apart from modulation, coding is of great importance.
We would like to refer the reader to the relevant technical literature, as this would
go beyond the scope of this introduction.

1.3 Network Architectures

The next section of the introduction deals with various network architectures. Here
too, attention will be drawn to the unique features of optical communications. The
first topic is that of Point-to-Point transmission and distributed systems. The
Point-To-Point system (P-P) is the simplest form of data communication, in-
volving only one transmitter and one receiver. The second case deals with connec-
ting several devices to each other. In this case, there can be one transmitter and
several receivers (Point-to-Multipoint, P-MP), several transmitters and one recei-
ver (MP-P) or also several transmitters and several receivers (MP-MP, see
Fig. 1.35).

P-P P - MP MP - P MP - MP

Fig. 1.35: Possible network topologies

It should be noted that it is often necessary to send data in both directions (up-
stream and downstream). For example, a network can be P-MP in one direction
and MP-P in the other. When more than two stations are to be connected to each
other, several solutions are conceivable. These are discussed in the sections below.
First we will briefly discuss active and passive networks. Then a network structure
or topology must be selected, for example, a tree-shaped network or bus structure.
Finally, a multi-access method must be selected.

1.3.1 Active and Passive Networks

A P-MP case will serve as an example of the difference between an active and
passive network. Figure 1.36 illustrates both possible solutions for this connection.
1.3 Network Architectures 27

P - MP P - MP
passive active

Fig. 1.36: Active and passive P-MP connections

Passive means in this case that the receivers are physically connected to the
same medium. As a result, every receiver receives the complete signal, even if it is
intended for other receivers. This is an ideal situation for distribution services such
as broadcast radio. With active networks, there is an interfacing device between
transmitter and receivers that has the function of distributing the signal to the
proper receivers. In principle, this interface functions as a switch, which is the
reason why they are called exactly that: switches. If you take a closer look at this
architecture, you can see that it actually consists of several P-P connections.
Since the aim of this book is only to describe transmission technology, all other
active networks can be regarded as some form of a Point-to-Point solution. You
can say that every architecture can be made active by inserting the right number of
switches at the branch points.
The functionality of the active points can be formed in many different ways.
The active points, for instance, could be used solely as an amplifier. This means
that the signals are forwarded without regard to their destinations. Address and
access control must be performed by other elements. A multiplex function means
that the signals are routed according to their destinations and, in a MP-P structure,
are combined. Some form of access control must be available also in this case to
prevent collisions. A complete switch also takes on the access control functions.
This can be made by rejecting non-processable data or by serving as a data buffer.

1.3.2 Network Structures

The network structure describes the topology of the data connections. It can refer
to the physical structure i.e. the way the cables are arranged as well as to the
logical structure, i.e. the flow of the data streams. Figure 1.37 illustrates the most
widely known structures.
All modern data networks are designed as active star-type structures. The best-
known examples are Switched Ethernet and the ATM network (Asynchronous
Transfer Mode). Tree networks play an important role for television distributing
networks. Here it is crucial that each receiver receives the complete transmission
signals. Data networks for residential areas, such as USB or IEEE 1394 function
28 1.3 Network Architectures

logically as tree-shaped networks; however, they are physically set up as P-P con-
nections. This means that several other devices can be connected to one device.
Each device then forwards the complete data.

star tree ring bus

Fig. 1.37: Typical network structures

In all passive networks, one problem becomes apparent, in particular when you
examine the direction to the central element. Several transmitters can access the
same medium. To prevent mutual blocking, this form of access must be con-
trolled. This will be the subject of the next section.

1.3.3 Multiple Access Methods

The goal of all multiple access methods is the administration of a shared channel
(shared medium). The various parameters of the channel which can be used are
time, frequency or amplitude.

1.3.3.1 Time Division Multiplex


With Time Division Multiplex (TDM), each user is assigned a particular time. In
the P-MP direction this is known as multiplexing since the transmitter simply has
to split its capacity. The opposite MP-P direction is known as multiple access
(TDMA) since each transmitter is only allowed to send data at the proper time.
Figure 1.38 illustrates the principle.
It is easy to see that the division of time does not have to be steady or con-
tinuous. The critical aspect of allotting time slots in TDMA is that data packets
sent from two transmitters do not arrive at the receiver simultaneously.
In principal, there are two methods for the TDMA. First the central node can be
assigned with the task of permitting the transmitters to use the time slots. Obvi-
ously, all elements must be synchronized in the network. In addition, each trans-
mitter must at least be given a temporary connection in order to inform the center
that further time slots are needed.
1.3 Network Architectures 29

P - MP MP - P
TDM TDMA
1 1
2 2
3 3

t
t
t

Fig. 1.38: TDM and TDMA

Another possibility is to initially permit every transmitter to randomly access


the connection. If a collision takes place, the transmitters must be able to detect it,
discontinue the transmission and retry it after a set time. As long as the required
transmission capacity is small in relationship to the available capacity, this method
works quite well since the probability of collision is relatively low. This is all the
more true if delays occurring occasionally due to the wait for free time slots can
be accepted. This is the method used for Ethernet. The advantage is that no
centralized capacity administration is required. The disadvantage is that trans-
missions requiring continuous data rates and constant delay times (for example,
video) are quite unreliable.
This is a good time to address a widely-spread misconception concerning
access control and the question of using an active or passive network. Both net-
work types require the same overhead for access control. The only advantage of an
active network is that the physical access can be separated from management of
the data streams. In the figure above, this means that the identical TDMA method
can be selected or that a buffer in the active node can prevent collisions (see
Fig. 1.39).
In passive networks, the malfunctioning of a single component can lead to a
complete failure of the network. If a station sends signals uninterruptedly, all other
stations will be affected. In an active network, the incorrect working station can
simply be ignored. On the other hand, there are additional components in the
active network, i.e., the transmitter and receiver in the distribution point and the
central switch. All of these elements can fail and result in a total loss of the net-
work. The question as to what type offers the better reliability cannot be answered
conclusively. The particular requirements must always be taken into account.
30 1.3 Network Architectures

t t

1 1
2 2
3 3
buffer memory

t t

t t

t t

Fig. 1.39: TDMA in active networks

1.3.3.2 Frequency Division Multiplex


In frequency multiplex or multiple access (FDM/FDMA), the signals of each
station are modulated on a separate carrier. All stations are allowed to transmit
simultaneously. The signals are divided using band pass filters, as shown in
Fig. 1.40 (Fig. 1.41 illustrates multiple access).

f1 P - MP, FDM
band pass 1
f2 band pass 2
f3 band pass 3

Fig. 1.40: FDM in star networks

f1 MP - P, FDMA
band pass 1
f2 band pass 2

f3 band pass 3

Fig. 1.41: FDMA in star networks

The advantage over TDM is that selection of the band pass filters determines
the synchronization. If these are permanently built in, there is practically no inter-
ference from other stations. But unfortunately it is then no longer possible to
dynamically allocate the capacity. This is why the frequency channels are often
assigned by the central node temporally on demand.
1.3 Network Architectures 31

1.3.3.3 Code Division Multiplex


For code division multiplex/multi-access (CDM/CDMA), all stations transmit
simultaneously in the same frequency range. Instead of individual bits, special
sequences (codes) are sent. These must be known to the receiver. Using special
receivers that are often very costly, the signals of the various transmitters can be
divided. The immense costs for CDMA systems is often worth it for poor quality
channels such as in mobile telephone communications since CDMA is highly
immune to many sources of interference. In optical communications this method is
rather insignificant.

1.3.3.4 Wavelength Division Multiplex


A special feature in optical communications is the possibility of using various
optical frequencies in a single network. Generally speaking, we are talking about
different carrier frequencies. However, they are so great, just like the distances
between them, that they cannot be processed by electrical components. For
example, processing, combining, separating or filtering the various wavelengths is
done exclusively by optical components. In singlemode glass fiber technology, a
number of components have been developed over the last few years such as
arrayed wave guides (AWG), Fiber-Bragg gratings and wide band tunable lasers.
They have made WDM the key technology for optical communications (see, for
example, [Hulz96]). Soon many hundred optical channels will be transferred over
glass fibers that will be forwarded transparently over hundreds of kilometers in
optical nodes.
Wavelength division multiplexing also plays an increasing role for polymer
optical fibers, as we shall see later. In principle, the access methods introduced
here can be combined in any way. A complete time division multiplex channel
can, for example, be inserted into a wavelength channel.

1.3.3.5 The Special Features of Optical Multiplexing


The special features of optical signal transmission have already been mentioned
earlier. Another difference to electrical systems requires some explanation. The
level of an electrical signal is defined by the voltage at a resistor. This makes it
possible to split a signal into several points, as is done, for example, in bus
systems by selecting suitable resistors shown in Fig. 1.42.

U(t)
50 :
15 k: 15 k: 15 k: 15 k: 15 k: 15 k:

Fig. 1.42: Distribution of an electrical signal


32 1.3 Network Architectures

The low-ohmic-transmitter supplies a data line with 50 :of characteristic im-


pedance. The line is also terminated with 50 :. The various stations access the
line with high-value resistor connections (these lines should be short). Thus, the
signal is only loaded to a small degree. The same level is detected at practically all
stations (disregarding the attenuation of the data line).
For very broadband signals, for example, for broadcast television, the receivers
must all have the same impedance, i.e. 75 :. Splitters are available that can divide
up the output with nearly no loss. With two receivers, each receiver detects a level
that is 3 dB lower, that is to say, approximately 70% of the transmitting voltage.
Unfortunately in optics, a high-ohmic resistance access is not possible.
Ideally, the optical transmitting power can be distributed to all connected stations.
With 2 receivers, the received power is one half of the transmitting power. This
results in one half of the photo current at the receiver and consequently 6 dB less
electrical power. We encounter the same problem when trying to join optical
signals. If you assume uniform mode distribution in optical fibers, then couplers
will have losses during distribution as well as when joining that correspond to the
number of optical branches. Figure 1.43 shows typical components.

X-splitter Y-splitter Y-coupler 1 : 4-splitter


3 dB loss 3 dB loss 3 dB loss 6 dB loss

Fig. 1.43: Losses at different optical couplers

The minimum loss of 3 dB (half of the optical power) is easy to see for the
X-coupler as for the Y-divider. Because of the reversibility of the light path, this
also applies to the Y-coupler. If the divider at the far right is used as a coupler, its
attenuation will also be at least 6 dB. With polymer fibers, additionally the losses
that are unavoidable for multimode fibers must be taken into account.
There is a trick, however, for coupling and splitting light waves without
losses for singlemode fibers. If the light segments to be separated or combined
differ in wavelength or polarization, the proper WDM couplers (or polarization
couplers) can be used. Otherwise WDM systems would not be feasible with over
100 channels. For polymer optical fibers, the appropriate WDM components are
relative complex, as indicated below.
The special features of optical communications are adverse for particular
multiplex methods. If, for example, you want to use time division multiplexing
with two transmitters and two receivers that are located at two different sites, they
must be arranged as shown in Fig. 1.44.
1.3 Network Architectures 33

transmitter 1 receiver 1

transmitter 2 coupler splitter


receiver 2
Fig. 1.44: Example for an optical network

The TDMA method ensures collision-free use of the shared transmission link.
The optical components yield a minimal loss of 3 dB + 3 dB = 6 dB. If the signals
could be combined before the optical transmitter and split behind the receiver, this
loss could be prevented. This would, for example, also increase the range. When
designing an optical transmission system, careful consideration should always be
given to the question as to which functions can be implemented better optically
and which ones better electrically.

1.3.3.6 Bi-directional Transmission


Bi-directional transmission on one channel plays a special role in multiplex
methods. Only two directions have to access the channel. Classic multiplex
methods are applicable particularly in optical signal transmissions. While we have
only been discussing ideal systems, at least one interference factor will be
explained here that poses restrictions on bi-directional systems. This is near end
crosstalk (NEXT). Figure 1.45 illustrates how a receiver can interfere with its own
transmitter if there are reflections on the line.

disturbance,
transmitter 1 transmitter 2
depressed
x dBm y dBm
by v dB

channel
attenuation z dB
receiver 1 receiver 2

Fig. 1.45: Near end cross-talk in optical systems

Transmitters 1 and 2 operate simultaneously on both sides of the channel. Since


it cannot be assumed that we always have the same power, let us just assume
levels x and y. The signal of the remote transmitter 2 therefore arrives attenuated
with (y-z) dBm at receiver 1. At points of interference in the channel, for example
a plug-in connection, a part of the light emitted from transmitter 1 may directly
fall onto its own receiver. We will call the attenuation of transmitter 1 to recei-
34 1.3 Network Architectures

ver 1 as v. The value of v should be as large as possible. Thus, the interference


level through NEXT is x - y. If you assume that a particular SNR is required for
error free operation, the following inequality holds true:
v > (x-y) + SNR + z
Let us look at a practical example: The difference between the transmitting
powers is max. 6 dB, i.e. at worst (x - y) = 6 dB. The SNR should be at least
16 dB and the path attenuation is z = 18 dB. The following then applies:
v > 6 dB + 16 dB + 18 dB = 40 dB.
This value is very difficult to maintain with POF components. Additional
measures for NEXT suppression are required. They will be introduced below.
First, a system with time division multiplex will be shown (Fig. 1.46). On the
fiber medium, the required data transfer rate is more than twice as fast as the indi-
vidual data streams on both sides since less than half the time is available due to
the run times that occur for each direction. It is common to divide up data streams
into larger packets that are then transmitted alternately. The larger the blocks are,
the less influence the run time has on the line. However, an increasing delay is
generated through the required buffering of a complete packet.

buffer memory buffer memory


with bit rate adaption with bit rate adaption
transmitter 1 transmitter 2

in in
fiber line
out out
receiver 1 receiver 2

transceiver 1

transceiver 2 time

transport: 12 21 12 21

Fig. 1.46: Bi-directional transmission with time multiplex

These types of solutions are very good, particularly for systems with low and
medium data rates and short distances, for which the POF is also used, and can be
implemented at low cost since the entire data processing is performed in integrated
circuits.
A second possibility is frequency division multiplex, by which the data of both
directions are modulated upon different carrier frequencies (Fig. 1.47).
1.3 Network Architectures 35

mixer source 1 source 2 mixer


in
in
transmission
out link out
filter receiver 1 receiver 2 filter

isolation filter
transport transport
from 1 from 2
to 2 to 1 frequency

Fig. 1.47: Bi-directional transmission with frequency multiplex

The bandwidth requirements of this system are relatively high, because a


carrier frequency modulation needs typically twice the bandwidth as a direct NRZ
modulation (Non Return to Zero, switching between one and zero at the end of
each bit). Furthermore, a certain guard band is also required between the bands.
On the other hand, subcarrier methods are very immune to interference and allow
continuous simultaneous operation in both directions. The NEXT suppression is
very good since filtering in the electrical domain of the receiver can function very
efficiently. Especially for low data rates, this method is very well suited. Signals
can be easily processed with a small number of analog components or else
completely with a signal processor.
For wavelength division multiplexing, every transmission direction is assigned
to a separate wavelength, as can be seen in Fig. 1.48.

source O1 source O2
Y-splitter Y-splitter
in in

out transmission link out


receiver WDM-filter WDM-filter receiver

Fig. 1.48: Bi-directional transmission with wavelength multiplex

This procedure has the big advantage that the full capacity of the fiber medium
is available for each direction. Continuous operation without additional delays is
possible. The NEXT suppression is performed by optical filters placed before the
receivers. Signal processing is not necessary. A disadvantage is that two different
transceivers are always required on one link. However, this is a question concer-
ning the system concept. WDM is particularly interesting for fast data transmis-
sion, such as IEEE 1394. WDM also provides efficient solutions for systems with
asymmetric data rates.
2. Optical Fibers

2.1 Fundamentals of Optical Fibers

The term optical fibers indicates special forms of optical waveguides, the most im-
portant special features of which are:
rotationally symmetrical cross-section
flexible
can be produced in great lengths
The characteristics of optical fibers are determined by a multitude of possible
constructive details. For example, the material selected primarily determines the
attenuation and the thermal stability. On the other hand, the optical bandwidth, in
essence the transmission capacity, is determined by the refractive index profile.
This is most likely the reason why most optical fibers are named after their index
profile. All current variations will be presented in the following sections.

2.1.1 Refractive Index Profiles

The properties of wave guiding through a fiber are governed largely by the profile
of the refractive index of the core and cladding. In a step index profile fiber the
refractive index is constant across the entire cross section of the core and cladding
(Fig. 2.1) while the light rays propagate along straight lines in the core and are
completely reflected at the core/cladding interface.

r
a
refractive
index n(r)

-a

Fig. 2.1: Refractive index profile in a step index profile fiber


38 2.1 Fundamentals of Optical Fibers

The profile of the refractive index in the core and in the cladding is expressed as
follows:
n(r ) ncore for r d a
n(r ) ncladding for r ! a

where a is the core radius.


The individual rays cover different distances, so that there are considerable dif-
ferences in their respective transit times. Choosing a fiber with a graded-index
profile can minimize these differences. Fibers with a graded-index profile are
made up of a core having a radius-dependent refractive index and a cladding with
a constant refractive index (Fig. 2.2):
g
r
n(r ) ncore, max 1  ' for r d a
a

n(r ) ncladding for r ! a

where g is the profile exponent


and ' is the relative refractive index difference:

ncore 2  ncladding 2
'
2 ncore 2

r
a

-a
refractive
index n(r)
Fig. 2.2: Principle of a fiber with a graded-index profile

Those rays propagating in the center travel a shorter distance, but because of
the higher refractive index there, they travel at a lower speed. On the other hand,
the smaller refractive index near the cladding causes the rays traveling there to
have a higher velocity, but they have a longer distance to travel. By choosing a
suitable profile exponent it is possible to compensate for these differences in tran-
sit time. For negligible chromatic dispersion the ideal profile exponent is 2. One
then speaks of a parabolic index profile.
2.1 Fundamentals of Optical Fibers 39

2.1.2 Numerical Aperture

When light enters the fiber's input face at an angle 4max, it is refracted at an angle
Dmax (Fig. 2.3). Applying the law of refraction we have:
n0 sin4max ncore sinD max ncore sin(90 - J max )
n0 sin4max ncore cos J max

n0 sin4max
ncore 1 - sin2 J max , with ncladding ncore 2 sin2 J max

n0 sin4max
ncore 1 - ncladding ncore 2

n0 sin 4max ncore 2  ncladding 2 , for n0 1 follows

sin 4max ncore 2  ncladdimg 2

The sine of the maximum incident-ray angle 4max is defined as the numerical
aperture AN (Fig. 2.3). The angle 4max is referred to as the acceptance angle, and
twice the acceptance angle is referred to as the aperture angle. Using the relative
refractive index difference ', the value for AN is obtained as:

AN sin 4max ncore 2 '

n0
Jmax
4max
Dmax

Fig. 2.3: Definition of the acceptance angle

Thus, the value of the numerical aperture (NA) is solely dependent on the diffe-
rence in the refractive indices of the core/cladding material.
Example: The refractive indices of a standard PMMA fiber are ncore = 1.49 and
ncladding = 1.40; we thus obtain AN = 0.50 and 4max = 30q.
Whereas the numerical aperture of the step-index profile fiber remains constant
over the entire core, the graded-index profile fiber exhibits a decreasing accep-
tance angle from the center of the core to the cladding (Fig. 2.4).
40 2.1 Fundamentals of Optical Fibers

Fig. 2.4: Acceptance angle of a graded-index profile fiber

Compared with other fiber types (Fig. 2.5), POF has the largest numerical
aperture and the largest core diameter. This is one of the most important advan-
tages of POF, since the connection technology that can be used for POF is more
economical to apply than that used for glass fibers.

singlemode glass fiber multimode glass fiber polymer fiber


10/ 125 m 50/ 125 m 980/ 1000 m

multimode glass fiber 62.5/ 125 m


(plastic clad)
200/ 230 m

100/ 140 m

0 mm 0.5 mm 1.0 mm

Fig. 2.5: Aperture angle and core diameter of glass fibers and polymer fibers

2.1.3 Ray Trajectory in Optical Fibers

In the step index profile fiber, light propagates along a zigzag path, being totally
reflected at the core/cladding interface; in the graded-index profile fiber, light pro-
pagates on a sinusoidal trajectory that is created within the graded-index profile
through refraction. If the incident light rays lie within one and the same plane
through which the fiber axis runs, meridional rays are formed. In all other cases,
skew rays are formed. Figure 2.6 shows the projection onto the fiber's incident
face. Step and graded-index profile fibers show the same behavior. The speci-
fication of the numerical aperture always refers to the meridional rays.
2.1 Fundamentals of Optical Fibers 41

D
D
D
D

Fig. 2.6: Meridional rays

Skew rays form an angle of \ < 90q with the tangential plane at the
core/cladding interface (Fig. 2.7). They never cross the fiber axis and propagate
along screw-like paths. For step index profile fibers, the projection onto the cross-
sectional area resembles a polygonal line so that these rays do not cross a circle-
shaped area having a radius rk around of the axis.

rk \

Fig. 2.7: Skew rays in step index profile fibers

In graded-index fibers with a parabolic profile, ellipses are formed in the pro-
jection (Fig. 2.8 left) that may under certain circumstances form circles; these rays
are called helical rays (Fig. 2.8 right). Their distance from the fiber axis is always
constant.

Fig. 2.8: Helical rays (left) and skew rays (right) in graded-index profile fibers
42 2.1 Fundamentals of Optical Fibers

2.1.4 Modes in Optical Fibers

2.1.4.1 The Mode Concept


The phenomena of refraction and reflection discussed so far can be graphically
explained with the help of geometrical optics, whereby the size of the wavelength
and the diameter of the finite ray are not considered (O and dray= 0). However, to
obtain a complete description of the wave guiding phenomenon, the wave pro-
perties of light must also be considered. The goal is to calculate the electric field
and intensity distribution of the light in the optical fiber. The Eigenvalue equation
is derived and solved on the basis of the Maxwell equations. Ref. [Blu98] provides
a detailed description. The solutions to the Eigenvalue equations are a finite
number of field distributions within the light waveguide. These field distributions
are referred to as modes of the waveguide. If we apply this concept to the ray
model, this means that apparently not all incidental rays for which 4 < 4max is true
can propagate, but rather only those rays that have a particular angle. Figure 2.9
illustrates this situation: in order for light to propagate in a particular direction, a
wave must constructively overlap itself with its own reflecting wave in such a way
that the phase position is repeated after double reflection. The black lines
perpendicular to the direction of propagation identify the planes with the same
phase angle. The spacing is O/ncore.

O/ncore transverse direction

electrical field

Fig. 2.9: Formation of the mode structure within the waveguide

Whereas the zigzag paths would lead to intensity distributions within the ray-
optical model that would change depending on the length of the fibers, the wave
model provides a constant light-dark distribution that is independent of the length
across the waveguide's cross-section.
The number N of the guided modes is approximately described by:
1 g
N| V2
2 g2

where V = 2S a AN/O, a is the radius and g is the profile exponent (see also Sec-
tion 1.1.5).
For step-index profiles g o f. This results in a value of N | V for the
number of modes. For parabolic profiles g = 2 and thus N | V. A polymer op-
2.1 Fundamentals of Optical Fibers 43

tical fiber with AN = 0.5, a core radius of 0.5 mm and a wavelength of O = 650 nm
can carry 2.9 million modes. If the angle of total reflection is exceeded, radiation
modes are created and the light is radiated into the cladding. If the refractive index
of the cladding is higher than the surrounding medium (air, for example), cladding
modes may be formed. In the POF, the optical cladding is encased in an absorbing
jacket so that no cladding modes can form. In contrast to guided modes, it is not
possible to count radiation modes. They do not take part in signal transmission.
(Fig. 2.10 special conditions for POF are explained below). Higher modes propa-
gate under a larger angle, lower modes under a smaller one. Under certain circum-
stances skew rays may turn into so-called leaky waves, which, on the one hand,
are guided in the Z-direction and, on the other hand, transfer energy to the
cladding. Under certain conditions they can still be detected in POF even after
several 10s of meters. Hence, they can influence both the transmission process as
well as the measuring techniques used.

radiation mode

higher mode
lower mode
cladding mode

Fig. 2.10: Guided, cladding and radiation modes

The following equation describes the relationship between the angles D, \ and
G in Fig. 2.11 ([Sny83]):
cos D sin G sin

D is the angle of the incident and reflected ray relative to the surface normal of
the tangential plane in P. \ describes the angle between the reflection plane and
the tangent plane, and G is the angle between the projection of the skew ray on the
cross-sectional plane and the direction of propagation (parallel to the fiber axis).
Figure 2.12 summarizes the various ray types according to the respective angles
derived from the above equation ([Bun99a]). For guided rays holds G < Gmax and D
> Dmax. The leaky waves are shown in the subsequent rectangle while the ray
modes are shown above the line D = Dmax. For meridional rays D = 90q - G because
\ = 90q, i.e. they lie on the blue line.
44 2.1 Fundamentals of Optical Fibers

D
D G
\

P
Fig. 2.11: Designation of the angles of a skew ray; the right diagram shows the angle G,
which is obtained by projecting the skew ray on to the cross-sectional plane

0 \ q
D[] inside this triangle there
10 are the radiation rays

20
30 inside this triangle there \ q
are the guided rays
40 \ q
50
meridional \ q
60 rays
70
Dmax
inside this rectangle there
80
Gmax are the leaky modes
G[]
90
0 10 20 30 40 50 60 70 80 90
Fig. 2.12: The different types of rays

2.1.4.2 Mode Propagation in Real Fibers

Several chapters of this book discuss the special characteristics of light propa-
gation in POF. Here now, the processes that need to be considered will be looked
at as a whole. The function of fibers as a waveguide for passing on light by means
of total reflection at the core/cladding interface has already been discussed.
If the ray model were applied consistently, then a light ray launched into an
ideal fiber would always propagate at the same angle relative to the fiber axis.
With a divergent light source, the far field would always remain constant along the
length of the fiber. This would not be true for the near field, as Fig. 2.13 illus-
trates: depending on the course of the ray, different locations along the fiber would
2.1 Fundamentals of Optical Fibers 45

generate different near fields in the form of point structures. However, this contra-
dicts the results obtained through experiments: there a continuous distribution of
intensity is obtained, and from a certain length onwards the intensity does not
change at all. Although the ray model is very illustrative, its practical application
is limited as the example above shows. In order to be able to describe experi-
mental results it is thus necessary to move on to the mode concept. In this respect
it is important to keep in mind that many optical simulation programs work on the
basis of discrete light rays. In order to obtain truly realistic results, a sufficient
number of rays has to be simulated.

only a few launched discrete modes

nearfield (very schematically)

Fig. 2.13: Near fields under conditions of the ray model with only a few discrete light
paths (in practice very difficult to measure and visible only on very short
lengths)

2.1.5 Parameters for Describing Real Fibers and Waveguides

In order to describe the characteristics of real fibers and waveguides different


parameters are defined which vary in importance depending on their respective
application. All of these parameters are influenced by the propagation conditions
of the different modes. In the case of multimode fibers most characteristics depend
typically on the mode distribution. This means that a fiber initially allows the
propagation of light in different paths (modes). Depending on the light sources at
the front end of the fiber, not all these modes are launched, at least not with a uni-
form power distribution. Since each mode has different characteristics, an altered
behavior of the fiber is on average the result. In addition, the problem becomes
more complicated since an exchange of energy between the modes can occur over
the length.
Typical fiber characteristics will be defined and explained in the following
sections. Uniform Mode Distribution (UMD) and Equilibrium Mode Distribution
(EMD) are the usual standard measuring conditions.
46 2.1 Fundamentals of Optical Fibers

2.1.5.1 Attenuation
The most important process encountered by light as it passes through a fiber is at-
tenuation. When passing through an optical fiber of the length L, the power of the
light decreases (Fig. 2.14). The following equation applies to the optical power:

PL P0 e DcL

where PL and P0 are the power of the light after passage through a fiber of
length L in km and at the front end of the fiber, respectively; D is the value of the
attenuation coefficient in km-1.

P0 PL

Fig. 2.14: Definition of attenuation

To make it easier to work with the numbers involved here, it is usual to express
attenuation logarithmically. Thus, the attenuation coefficient is expressed as D in
dB/km.
10 P
D log 0 4,343 Dc
L PL

Attenuation value a is the non-dimensional variable (given as a number or in


dB) obtained from the product D L. Figure 1.19 illustrates the relationship bet-
ween the attenuation value and the change in power as a percentage.

attenuation factor a [dB]


30 25 20 15 10 5 0

0.1 1 10 100
power ratio PL/P0 [%]

Fig. 2.15: Conversion of the power ratio PL/P0 in % into the dB value

Very often there is not a clear differentiation in the technical literature between
attenuation per unit length D and attenuation factor a. One often speaks simply of
the attenuation of the fiber. The addition spectral refers to the wavelength
dependence. A mistake is avoided, however, when the unit is indicated. We still
have to mention that attenuation and attenuation per unit length are practically
always indicated as positive numbers.
2.1 Fundamentals of Optical Fibers 47

Quantity Symbol Unit Formula


attenuation coefficient, lin. D km-1 {ln (P0/PL)}/L
attenuation coefficient, log. D dB/km {10log (P0/PL)}/L
attenuation a dB 10log (P0/PL)

Especially in the area of optical short-range communication, indicating the fiber


attenuations in dB is much more practical than, for example, representing the ab-
solute transmission. POFs are being used more and more in the near infrared range
for quite short transmission lengths. Finally, PMMA can also be used for wave-
guide structures in the mm range. Fig. 2.16 shows the attenuation curve of a
PMMA-POF according to [Hess04].

100,000
attenuation [dB/km]
30,000
10,000

3,000

1,000

300 theory
measured
100

30
wavelength [nm]
10
500 600 700 800 900 1000

Fig. 2.16: Attenuation spectrum of the PMMA-POF (theory and measured by [Hess04])

Nevertheless, the representation comprises approximately 3 decades, i.e. a fac-


tor of 1,000 which cannot be overlooked on a linear scale.

2.1.5.2 Mode-Dependent Attenuation


When talking about glass fibers, it is often assumed that the attenuation of all light
rays is identical. For practical purposes, this assumption is sufficiently accurate.
With POF, the path difference between the rays parallel to the axis and the propa-
gation directions close to the critical angle of total reflection can become quite
large. For the standard NA-POF with AN = 0.50 this difference is about 6%. For
polycarbonate fibers with AN = 0.90, the difference is even 21%. For this reason
alone, there is a considerably greater level of attenuation where large propagation
48 2.1 Fundamentals of Optical Fibers

angles are involved. In 100 m of POF, a light ray of this type will travel 6 m
farther which results in an additional loss of more than 1 dB when the attenuation
level is 200 dB/km. At 1,000 dB/km for polycarbonate fiber, this would result in
an additional loss of 4 dB after 20 m of travel (less than 50% of the launched
power reach the fiber output).
The second, more significant cause for mode-dependent attenuation is the
attenuation resulting from the cladding material. Fluorinated polymers are used as
optical cladding for PMMA fibers; these claddings may have an attenuation of
several 10,000 dB/km [Paar92]. Locking more exactly on the propagation of a
plane wave at the interface, we find that, even if total reflection results, the electri-
cal field escapes into the optically thinner medium by a distance in the order of
magnitude of the wavelength. This process is also known as the Goos-Hnchen
Shift ([Bun99a]) and the model explains this as resulting from a shift of the reflec-
tion plane into the optically thinner medium. The reflected ray is hence slightly
displaced on the interface surface, as can be seen in Fig. 2.17. In this model, the
additional light path would be subjected to the higher attenuation of the cladding
material.

cladding

core
area of higher
attenuation

Fig. 2.17: Goos-Hnchen shift

Although the light path in the cladding is only in the Pm range for each reflec-
tion, it still plays a significant role because of the much higher attenuation encoun-
tered there. This effect is particularly striking when the core diameters are reduced
in size. Theoretically speaking, attenuation and bandwidth should not be depen-
dent on the core diameter. Nevertheless, thin cores such as those used in multi-
core fibers have indeed considerably larger bandwidths [Tesh98], a slightly
increased attenuation and narrower far-field widths. These effects are explained
quite well in [Bun99b] and [Ziem99c].
This effect also occurs in glass fibers. Silica glass fibers with a polymer
cladding (PCS) have losses in the core below 10 dB/km (wavelength range from
650 nm to 1,300 nm), whereas the polymer cladding has an attenuation of several
100 to 1,000 dB/km.
Attenuation values of 180 dB/km for the core and 9,000 dB/km for the cladding
are indicated in [Ebb03] for step index profile glass-glass fibers (used in fiber
bundles). Reasonably priced conventional glasses - albeit much purer than in win-
dow glass - are used in these fibers and not silica glass.
In singlemode and graded-index profile silica fibers there are no mentionable
differences in attenuation between the core and the cladding since both consist of
2.1 Fundamentals of Optical Fibers 49

Si02. The germanium dopant in the core does not have any great influence. An
important consequence of the mode-dependent attenuation is, as will be discussed
later on, a significantly narrower far field after greater fiber lengths than one
would expect from the fiber NA.

2.1.5.3 Mode Coupling


The term mode coupling refers to the process by which energy from one direction
of propagation is transferred to several others. This can happen, for example at
scattering centers. Since the light scattering in a PMMA-POF makes up a con-
siderable part of the attenuation, this process is always present. Figure 2.18
clarifies the procedure (still in the ray model).

scattering center

Fig. 2.18: Mode coupling at a scattering center

Many experimental results clearly indicate that mode coupling occurs predomi-
nately at the core/cladding interface (Fig. 2.19). This can be explained by the fact
that is it not possible to create an ideal surface in the sub-nanometer range when
very large polymer molecules are involved. Thus, mode coupling is also depen-
dent on the angle of propagation.

cladding

core scattering
center

Fig. 2.19: Mode coupling at the core/cladding interface

Mode coupling alters the bandwidth of a fiber. When collimated light is


launched, energy is gradually transferred to the higher angle ranges so that mode
dispersion increases and bandwidth decreases. If light is introduced in all angle
ranges, so that maximum differential delays occur, energy is exchanged between
the angles so that the initially slower rays become faster and vice versa. Accor-
50 2.1 Fundamentals of Optical Fibers

ding to the laws of statistics, the differential delay (or more precisely, the standard
deviation) does not increase in a linear relationship to the length but approxi-
mately only proportional to the square root of the length. This applies to lengths in
excess of a characteristic coupling length, which for PMMA-POF is generally
several 10 m.
Mode coupling always results in additional attenuation. Whenever there are
changes in the light propagation, energy is coupled into those angle ranges in
which there is no longer any light guiding. The shorter the coupling length, the
larger the additional attenuation will be. If the observed behavior of the POF,
namely the filling up of the near field after a few 10 cm of fiber, could be ex-
plained exclusively because of the mode coupling, then additional attenuations in
the range of 1000 dB/km would result - which indeed does not occur.
Figure 2.20 shows an electron microscope picture of the core-cladding interface
layer (photo ZWL, 2003). The marked smooth part running from the top left to the
bottom right is the surface of the core with the cladding removed. At the top right
you can see the cracked core. The step is the 10 m thick optical cladding. Further
theoretical considerations on the problems of scattering can be found in [Kru06a]
and [Kru06b].

Fig. 2.20: Photo of the core-cladding interface of SI-POF taken by electron microscope
(ZWL Lauf)

2.1.5.4 Mode Conversion


The definition of propagation angles or of modes actually applies only to wave-
guides that are straight. It takes just one bend to make a different approach neces-
sary. The most precise method would be to recalculate the modes for the system of
the now bent fiber; however, this is theoretically and practically much too com-
plex a process. It is more appropriate to consider the zone before and after the
bend as a straight waveguide and, at the bend, to perform a transformation onto
the new reference axis. Formally, light is thus transmitted from one propagation
direction to another, as Fig. 2.21 demonstrates.
2.1 Fundamentals of Optical Fibers 51

fiber axis behind


fiber axis in front of a bend
a bend

new propagation angle

Fig. 2.21: Mode conversion at a bend

Strictly speaking, mode conversion can be described as a special case of mode


coupling. The difference is that the number of modes or the propagation directions
is not increased. In the POF mode conversion most likely occurs at the core/clad-
ding interface surface, for example at micro bends or at fluctuations in the re-
fractive index difference. The question of the influence of mode conversion and
coupling on the additional attenuation depends essentially on the angle depen-
dency of the processes. The more the direction of the light is altered, the more los-
ses occur. A quantitative analysis of these processes for POF is extremely difficult
and is yet to be carried out. However, for the physical processes assumed, mode
coupling should have a larger angle-independent contribution (scattering on larger
inhomogenities).

Fig. 2.22: Far fields of different POF (product A/B at the top/bottom); left/right after
20 m/50 m of fiber, launch with collimated light (AN Launch < 0.016)
52 2.1 Fundamentals of Optical Fibers

An impressive experiment that confirmed this statement was shown in [Poi00].


If collimated light is launched into a SI-POF, a ring-shaped far field can be gene-
rated at the output even after 50 m of fiber, for which purpose the fiber might be
properly bent. This experiment can only be explained under the assumption that
mode conversion predominates. However, the different fibers made by different
manufacturers show considerable differences in their behavior which do not
necessarily have an effect on attenuation.
It is easy to see here that the mode field is not completely filled even after 20 m
to 50 m (Fig. 2.22).

2.1.5.5 Mode Coupling Lengths


The length of a fiber in which a state of equilibrium arises through mode conver-
sion and coupling is described as coupling length whereby different definitions
exist. The best known is the description with the aid of a length-dependent band-
width. Here the coupling length is the point at which the linear decrease in the
bandwidth turns to a root dependency (see Fig. 2.36). In practice this point is diffi-
cult to measure, but other parameters such as far field width and attenuation,
change with fiber length. For example, values for the kilometric attenuation with
different launch conditions are shown In Figures 2.23 and 2.24.

400 D [dB/km]
fiber A
350 source I
source II
300 source III
source IV
250

200

150

100
lPOF [m]
50
1 2 5 10 20 50 100

Fig. 2.23: Attenuation of a SI fiber under different excitation (acc. to [Lub02b])

Both diagrams show very clearly that the different launch conditions (source I
emits very widely, source IV nearly collimated) lead to extremely different attenu-
ation values. After some ten meters, however, the differences disappear for the
most part through mode coupling. Evidently, there are great differences among the
fiber types.
2.1 Fundamentals of Optical Fibers 53

D [dB/km]
400
fiber B
350
source I
source II
300
source III
source IV
250

200

150

100
lPOF [m]
50
1 2 5 10 20 50 100
Fig. 2.24: Attenuation of another SI-fiber at different launch conditions

The next two figures 2.25 and 2.26 show measurements of far field widths for a
POF and a PCS each with altered launch conditions. Once again it can clearly be
seen how the differences caused by the different coupling conditions are evened
out after some 10 to 100 m.

far field width [] NALaunch: 0.64 0.33 0.09


32
0.48 0.19 0.05
30
28
26
24
22
20
18
16
14 PMMA SI-POF
12 POF length [m]
10
5 20 50 100

Fig. 2.25: Launch dependent far field widths of a PMMA SI-POF

In the 200 m thick PCS it takes considerably longer to establish the equili-
brium mode distribution especially when the length is related to the fiber diameter.
The values of the NA (calculated from the 5% far field width) are represented for
lengths up to 500 m.
54 2.1 Fundamentals of Optical Fibers

0.40
measured NA
0.35

0.30 AN = 0.02
AN = 0.09
0.25 AN = 0.17
AN = 0.26
0.20 AN = 0.34
AN = 0.48
0.15
fiber length [m]
0.10
1 10 100 1000
Fig. 2.26: Excitation dependent far field width of a 200 m-PCS

In general, the mode coupling length is characterized as the distance in which a


parameter has come closer by 1/e to the state of equilibrium. For example, this
corresponds to the charging time constants of a capacitor. One cannot therefore
say that EMD conditions exist after one coupling length. Depending on how large
the tolerated deviations are, several coupling lengths have to be considered.
Figure 2.27 shows the theoretical curve of a parameter.

mode dependent fiber parameter [a.u.]


600

500

characteristic at Lc = 100 m
400
parameter
deviation for parameter
300
short fibers deviation for
1, 2 und 3 u Lc
200

equilibrium mode value


100
10 20 50 100 200 500 1000
fiber lenght [m]

Fig. 2.27: Approximation of an optical parameter to the equilibrium value by mode coup-
ling (schematically)
2.1 Fundamentals of Optical Fibers 55

2.1.5.6 Leaky Modes

The significance of leaky modes has already been touched upon earlier. For the
sake of completeness, it should be noted here again that light rays that lie above
the critical angle of the total reflection do not entirely vanish but still contribute
significantly to light propagation even after several 10s of meters.
Not until we examine the interaction of attenuation, mode-dependent attenu-
ation, mode coupling and mode conversion and take leak modes into account, can
we establish a model for the light propagation of SI polymer fibers that can at least
qualitatively describe the experimentally observed behavior. In principle, the same
processes take place in GI-POF; however there are basic differences:
 With GI-POF, there is no core/cladding transition to serve as an essential
cause for mode coupling, mode conversion, and mode-dependent attenuation.
 Fluorinated GI-POF are used in wavelength ranges in which Rayleigh
scattering is less significant.
 To form the index profile, various zones of the fiber, as seen from the axis,
are provided with varying concentrations of a dopant or a copolymer so that
the attenuation usually gets a gradient. This is probably the most significant
cause of mode-dependent attenuation in GI-POF.
Yabre and Zubia made comprehensive observations on mode propagation in
GI-POF [Yab00a], [Yab00b], [Arr99], [Arr00].
The problem of mode coupling and mode conversion is sure to be very inte-
resting for multi step index fibers. Bandwidths could result that are larger than
what is theoretically expected. Some different theoretical investigations were
made in cooperation between the POF-AC and the University of Bilbao (Spain).
More details will be given in the fiber simulation chapter.
As the example of the multi-core fibers shows, mode-dependent attenuation can
be used to exchange attenuation for bandwidth. Less attenuating cladding would
reduce the overall attenuation of the POF, but more than likely also reduce the
bandwidth (always assuming equilibrium mode distribution). The future will
decide which parameter is of greater significance for users. If the transmission
budget is sufficiently large, it would be possible to increase the bit rate though
multi-level coding or by electrically compensating the dispersion so that a reduc-
tion in attenuation is the minimum goal to be targeted in this field.

2.1.5.7 Dispersion in Optical Fibers


Dispersion refers initially to all processes that result in a difference in the transit
times of various modes. One mode is thereby always a propagation condition of
the light that is uniquely defined by the wavelength, polarization, and propagation
path.
Differential delays between the various light components lead to a reduction in
the modulation amplitude of higher frequencies. This makes the fiber a low-pass
filter.
56 2.1 Fundamentals of Optical Fibers

The bandwidth of a fiber communication transmission system is usually con-


sidered to be the frequency for which the optical level of a sine-modulated signal
has dropped by 3 dB. Strictly speaking this approach only applies to a Gaussian
low-pass filter. This means that a pulse of insignificant width will correspond to
the Gauss function after it has traveled the length of the fiber:

P( f ) P0 ( f ) e

- f 2 f02
where P(f) is the power of a random frequency f at the end of the measuring
path, P0(f) is the launched power and f0 is a constant that describes the bandwidth.
Figure 2.28 illustrates the process schematically.

a)
P0(f)

b) pulse response

c)

d)

e)
P(f)
time t

Fig. 2.28: Effect of dispersion on a sine-wave signal

Curve 'a' shows the sine-modulated source optical signal (it must be noted that
optical power can only take positive values). Figure 'b' shows how a single pulse
approaching a Gaussian function after traveling through the fiber. This is a theore-
tical borderline case because the Gaussian function extends from -f to +f, but the
output pulse cannot begin before the input pulse has started. To measure the shape
of the complete output signal, the input signal can be split into a series of pulses,
as shown in Fig. 'c'. After traveling through the fiber, every pulse forms a Gaus-
sian function of the respective height (Fig. 'd'). These have to be brought together
again to achieve the result in curve 'e' (mathematically speaking, this is a convolu-
tion of the input pulse with the so-called pulse response of the transmission link).
2.1 Fundamentals of Optical Fibers 57

It is easy to see that the amplitude of the signal has decreased. Attenuation of
the light has not been taken into consideration.
A short light pulse is briefly broadened when it travels the length of a fiber
(Fig. 2.29) and this in turn reduces the transmission bandwidth.

optical optical
input output
power power

100 %

50 % 100 %
optical
50 %
fiber
time time
tin tout

Fig. 2.29: Pulse broadening by passing an optical fiber

If Gaussian-shaped pulses are assumed, the result of the pulse broadening 't is
the square root of the difference of the squares of the input and output pulse width
(FWHM full width at half maximum):
2 2
't t out  t in

The consequence of this broadening is that the time gap between the bits
becomes smaller, that the pulses finally overlap and that the receiver can no longer
differentiate between the two. The transmission bandwidth is limited as the light
waveguide functions as a low-pass filter. The product of bandwidth and length
characterizes the transmission capacity of a fiber. [Gla97] applies to Gaussian-
shaped pulses:
0.44
B L | L
't
Pulse broadening is caused by mode dispersion and chromatic dispersion. For
multimode fibers it is necessary to consider the factors of material, modes and pro-
file dispersion (in graded index fibers). Waveguide dispersion additionally occurs
in singlemode fibers, whereas profile dispersion and mode dispersion do not.
All the kinds of dispersion appearing in optical fibers are summarized in
Fig. 2.30. The mechanisms dependent on the propagation paths are marked in
yellow, whereas the wavelength-dependent processes are marked in green.
58 2.1 Fundamentals of Optical Fibers

dispersion

modal dispersion chromatic dispersion


(multimode fibers) (multimode and singlemode fibers)

profile material dispersion


dispersion (multimode and
(multimode fibers) singlemode fibers)

polarization mode dispersion waveguide dispersion


(singlemode fibers) (singlemode fibers)

Fig. 2.30: Dispersion mechanisms in optical fibers

In regard to the fibers and applications dealt with in this book only mode and
chromatic (material) dispersion play a role so that the following sections deal
solely with these two effects.

2.1.5.8 Mode Dispersion


Since the light paths have different lengths, the pulses that have started simultane-
ously arrive at different times at the fiber's output, a fact that leads to pulse broa-
dening. Figure 1.29 shows the 'fastest' (D = 0) and the 'slowest' (D = Dmax) rays.

ncladding

Jmax
L2 a
2
Dmax

1
L1
ncore

Fig. 2.31: Deriving the difference in the transit time


2.1 Fundamentals of Optical Fibers 59

The propagation times of the two different propagation paths are determined
purely geometrically for:
n
t1 L1 core
c
2
n L1 ncore 1 L1 ncore
t2 L 2 core
c c sin J max c ncladding

n ncore  ncladding
' t mod t 2  t1 L1 core
c n cladding


L1 2 L1 ncore
AN | '
2 c ncladding c

Figure 2.32 shows the dependence of the bandwidth on the numerical aperture
with which the light is launched. The assumption is that the far field, i.e. the
angular distribution of the light in the fiber, will remain constant over the entire
length of the sample (no modal coupling or conversion). For a PMMA standard
fiber with an AN = 0.50, a differential delay of 't | 25 ns for 100 m is produced.
The transit time is proportional to the square of the NA. From the above-men-
tioned expression B | 0.44/'tmod, a value of 15 MHz results for the bandwidth.

theoretical bandwidth [MHz]


1,000

500

200 fiber-
length:
100 10 m

50
25 m

20 50 m
75 m
10 100 m
0.10 0.15 0.20 0.25 0.30 0.35 0.40 0.45 0.50 0.55 0.60
numerical aperture

Fig. 2.32: Bandwidth calculated as a function of the launch NA


60 2.1 Fundamentals of Optical Fibers

The critical angle Jmax of total reflection is determined by the ratio of both
refractive indices (example, 1.492 for the core and 1.456 for the cladding):
1.456
J = arcsin = arcsin 0.976 = 77.4q
1.492
(max. angle to axis : Dmax 12.6q)

Thus, the relationship between both paths y and z is:


z = y/sin (D) = y 1.0247

The NA of this fiber is determined by:


0.5 0.5
AN = (ncore2 - ncladding2) = (1.4922 -1.4562) = 0.32

The pulse broadening for a fiber length L is derived as follows:


Transit time of the parallel-axis modes: t1 = L n/c0
Transit time of the modes with max. angle: t2 = L n/c0 1.0247
Differential delay: 't = L n/c0 0.0247
For example for 100 m, n = 1.492: 't = 12.3 ns
With the approximation B 't = 0.44 B = 33 MHz

Different NA lead to different bandwidths, whereby a doubling of the NA


reduces the bandwidth to a quarter:
Theoretical bandwidth: AN = 0.60: 10 MHz 100 m
AN = 0.50: 14 MHz 100 m
AN = 0.40: 22 MHz 100 m
AN = 0.30: 40 MHz 100 m
AN = 0.25: 57 MHz 100 m
AN = 0.19: 97 MHz 100 m
To correctly calculate the theoretical bandwidth, it is just not sufficient to con-
sider the two possible ray paths selected here. A very comprehensive description
of mode propagation in POF is provided in [Bun99a]. In the ray model, each
possible propagation direction is described by the two angles D and G (for an
explanation of these angles, please refer to Fig. 2.11).
As far as transit time is concerned, only angle G is of relevance. Figure 2.33 is
an illustration from [Bun99a] of the zone of the guided rays and the leaky rays
which themselves are again subdivided. Regardless of the size of \, angle G
cannot exceed a particular maximum value so that a maximum possible differen-
tial delay is the consequence.
Only the marked triangle contains not attenuated rays that are capable of propa-
gation. If one assumes that all possible propagation paths have the same energy
(UMD - uniform mode distribution), it can be seen that paths having a larger
propagation angle are more probable than rays traveling parallel to the axis.
2.1 Fundamentals of Optical Fibers 61

D>q@ \ q
70
\ q
meridional \ q
75
rays

80 \ q

Gmax
85
guided
rays
90 G>q@
0 5 10 15 20

Fig. 2.33: Possible rays in an optical fiber

As measurements of the far field (that is the power as a function of the angle to
the fiber axis, measured in a sufficient large distance) of a POF shows, this is also
reflected in the greater power obtained with larger angles. If the power is ex-
pressed in relation to the solid angle element, a constant power density is found
because larger angles cover a correspondingly larger arc. This is shown schemati-
cally in Fig. 2.34.

rel. power/solid angle


1.0
UMD
0.8

0.6

0.4

0.2

0.0 angle to the


-30 -20 -10 0 10 20 30 fiber axis []
Fig. 2.34: Power distribution with UMD

The differential delay increases approximately by the square of the angle rela-
tive to the fiber axis. If a short pulse having a mode distribution that correspon-
ding to UMD is launched into the fiber input, an approximately rectangular pulse
is generated at the output of the length of which corresponds to the approximate
values shown above for the maximum differential delay. Figure 2.35 demonstrates
the precise results for an assumed attenuation-free standard NA POF for the pulse
form obtained after 10 m, 20 m, 50 m, and 100 m of ideal POF (from [Bun99a]).
62 2.1 Fundamentals of Optical Fibers

norm. signal
100%

80%

60%
10 m 20 m 50 m 100 m
40%

20%
time [ns]
0%
0 5 10 15 20 25 30 35

Fig. 2.35: Output pulses of a POF under UMD conditions ([Bun99a])

Real SI-POF provide considerably higher bandwidths. The main reason for this
is the presence of mode-dependent attenuation in conjunction with mode mixing,
as will be shown in the next chapter.
The differential delay 't increases proportionally to a particular length Lc
(coupling length); for longer lengths, the increase is sub-linear (Fig. 2.36). The
following holds true:
't v L for L  L c
't v LN for L ! L c with N 1

whereby the exponent N must be determined for each fiber. It is typically bet-
ween 0.5 and 0.7. The coupling length Lc ranges between 30 m and 40 m for stan-
dard SI-POF.

2.5
pulse broadening [a.U.] W a l
2.0

1.5 Wal

in reality
1.0

0.5
Lc
length [m]
0.0
0 20 40 60 80 100 120 140 160 180 200

Fig. 2.36: Schematically representation of the pulse broadening reflecting mode coupling
effects
2.1 Fundamentals of Optical Fibers 63

The impulse response of a 50 m long standard POF can be seen in Fig. 2.37.
The half-value width of the impulse amounts to about 50 ns, i.e. only about 30%
of the expected value. Furthermore, it is noticeable that the rear pulse edge drops
more slowly. It is in this range that the higher modes lie which are attenuated very
greatly by the mode-dependent losses. The dropping off of the rising edge can be
explained by the effect of modal mixing.

0.7
U [V] theoretical
0.6 pulse shape
'W = 16 ns
0.5

0.4

0.3
'W = 5 ns

0.2

0.1

0.0

0 5 10 15 20 25 30 35 40
t [ns]

Fig. 2.37: Real pulse shape for 50 m St.-NA-POF

Calculating the bandwidth of graded-index fibers is clearly more complex.


Current studies in this field can be found in [Yab00a], [Yab00b] and [Arr99].
Profile dispersion occurs in graded-index profile fibers. It is the remainder of
the mode dispersion that can no longer be compensated for and it depends on the
relative refractive index difference ', which in turn is wavelength-dependent. An
optimization of the profile exponent can be accomplished for a certain wavelength
for which d'/dO = 0. A profile exponent of g | 2 causes a temporal broadening of:

L1 ncore '2
't prof ,
c 2
in other words, a factor '/2-reduced broadening of the pulse as compared with
step index POF; for a typical graded-index POF this means a reduction by
approximately 2 orders of magnitude [Blu98]. Mode dispersion or profile disper-
sion can only be avoided by using singlemode fibers. As explained later on, due to
the combination with the chromatic dispersion, certain polymer fibers, have some
advantages as opposed to silica glass fibers.
64 2.1 Fundamentals of Optical Fibers

2.1.5.9 Chromatic Dispersion


Chromatic dispersion describes the influence of the spectral width of a transmitter
on a temporal broadening of the input pulse. This includes the material-dispersion
and waveguide-dispersion types of dispersion. Both effects also occur in single-
mode fibers. Waveguide dispersion is caused by the fact that light waves penetrate
into the fiber cladding to various depths, depending on the wavelength of the light
wave. Thus, the different speeds of the core and cladding parts result in pulse
broadening. Since only a small portion of the light wave in higher modes of large
diameter fibers spreads into the cladding, this effect is only considered for single-
mode fibers.
However, even if only one mode is allowed to propagate, pulse broadening
occurs due to material dispersion. Every light source has a spectral width 'O > 0.
The following applies for the pulse broadening 'tmax due to material dispersion:
O d n O
' t mat L 'O L 'O M O
c d O

where 'O is the spectral width of the transmitter


n(O): wavelength-dependent refractive index,
M(O): material dispersion parameters usually given in ps/kmnm
Figure 2.38 shows the influence of material dispersion on pulse broadening,
using polymer fibers as an example. Corresponding to the material dispersion, the
longer wavelengths (red) propagate with a greater velocity than the shorter ones
(blue).

output pulse

't

input pulse time

length
'O

wavelength

Fig. 2.38: Temporal broadening as a result of material dispersion

The real influence of the chromatic dispersion from different polymer optical
fibers to the system bandwidth will be shown in the next chapter which will
contain detailed descriptions of the materials and fiber types.
2.2 Index Profiles and Types of Fibers 65

2.2 Index Profiles and Types of Fibers

After the theoretical descriptions on the properties of optical fibers in the section
on the fundamentals of light propagation and the observations indicated above on
mode propagation and the essential characteristics of fibers this following section
will deal with concrete, available fibers. First, the different index profiles, as
briefly mentioned in 1.1.6, will be introduced using examples.
The next section shows the historical development especially in regard to the
different POF variants. Thereafter the important characteristics attenuation and
bandwidth will be shown in a series of experimental results.
Three parameters are basically responsible for the actual properties of optical
fibers. The core and cladding materials used determine the attenuation and chro-
matic dispersion. The refractive index profile determines the mode dispersion and
the core diameter is also responsible for the number of modes. Especially the core
material and the index profile are at least recognizable from the name of the fiber,
a designation method widely used in this book.
In the following section the historical development of the different polymer
fibers is summarized. The POFs are dealt with in regard to their index profiles.
Thereafter, different hybrid and glass fibers for short-range data transmission will
also be introduced. The following chapter deals especially with the bandwidth of
thick optical fibers since this characteristic is particularly important and also it
makes the greatest demands on measurement techniques.

2.2.1 Step Index Profile Fibers (SI)

As was the case with silica glass fibers, the first polymer optical fibers were pure
step index profile fibers (SI-POF). This means that a simple optical cladding sur-
rounds a homogenous core. For this reason a protective material is always in-
cluded in the cable. Figure 2.39 schematically represents the refractive index
curve.
As already shown above, the refractive index step determines the numerical
aperture (NA) and thus the acceptance angle. Some typical values are shown in
Table 2.1. The refractive index of the core was always taken as 1.5, whereas the
cladding has a correspondingly smaller refractive index. The last line is valid for
wave guiding against air (n = 1). Here an acceptance angle of 90 is valid since the
NA exceeds the value of 1.

ncore
ncladd

jacket core jacket


optical cladding optical cladding
Fig. 2.39: Structure of a step index profile fiber
66 2.2 Index Profiles and Types of Fibers

Table 2.1: Relationship between relative refractive index difference and numerical aper-
ture (core refractive index = 1.50)

Relative Refractive- Refractive Index Numerical Acceptance Angle


Index-Difference of the Cladding Aperture of the Fiber
0.22 % 1.497 0.10 6
0.4 % 1.494 0.13 8
0.8 % 1.488 0.19 11
1.0 % 1.485 0.21 12
1.5 % 1.478 0.26 15
2.0 % 1.470 0.30 17
2.7 % 1.460 0.35 20
4.0 % 1.440 0.42 25
5.8 % 1.413 0.50 30
8.0 % 1.380 0.59 36
12.0 % 1.320 0.71 45
20.0 % 1.200 0.90 64
33.3 % 1.000 1.12 90

A larger acceptance angle of the fiber simplifies the launching of light, e.g.
from a semi-conductor source. In addition, a high NA reduces the losses asso-
ciated with fiber bending, as schematically illustrated in Fig. 2.40.

rays, exceeding the


critical angle of total
reflection behind the
bend

launched light
rays

bend
rays, guided
radius
behind the
bend
Fig. 2.40: Loss at fiber bends
2.2 Index Profiles and Types of Fibers 67

Due to the effects of bending, the propagation direction of each individual ray
is changed relative to the axis of the fiber. In the case of multi-mode fibers, a part
of the rays is always extracted because the rays exceed the angle of total reflection
at the interface between core and cladding. For fibers with a large NA, the effect
of a change in angle for a certain amount of bending is not so significant so that
the bending losses diminish. Likewise, when coupling fibers to each other (at
connectors) the loss due to angle errors is less significant when there is a large
numerical aperture.
A disadvantage of fibers with a large NA is the greater difference in time delay
between the different light paths, and this in turn leads to a greater level of mode
dispersion. This limits the bandwidth. In addition, the loss at coupling points in-
creases if there is a gap between the abutting faces. Some advantages of larger or
smaller numerical apertures are listed in Table 2.2.

Table 2.2: Influence of higher NA to various fiber parameters


Property of the Fiber Behavior with increasing NA
bending sensitivity becomes smaller
fiber coupled power becomes higher
connecting loss for fiber angular mismatch becomes smaller
connecting loss for axial fiber gap becomes higher
connecting loss for fiber axis lateral gap becomes higher
bandwidth becomes smaller

Silica glass multi-mode fibers usually have an NA of approximately 0.20. Silica


glass fibers with polymer cladding have an NA in the range of 0.30 to 0.40 (some-
times 0.65). The large refractive index difference between the materials that are
used for the core and the cladding of polymer fibers allows significantly higher
NA values. The majority of the initially produced SI-POF had an NA of 0.50 (e.g.
[Asa96], [Esk97], [LC95]). SI-POF with an NA around this value are nowadays
generally called standard NA-POF or standard POF for short. The bandwidth of
such fibers is approximately 40 MHz for a 100 m long link (quoted as the band-
width-length product 40 MHz 100 m). For many years this was a completely
satisfactory solution for most applications.

2.2.2 The Step Index Fiber with Reduced NA (low-NA)

However, when it became necessary to replace copper cables with polymer optical
fiber to accomplish the transmission of ATM data rates of 155 Mbit/s (ATM:
asynchronous transfer mode) over a distance of 50 m, a higher bandwidth was
required for the POF. In the mid-nineties all three important manufacturers deve-
loped the so-called low-NA POF.
POF with a reduced numerical aperture (low-NA POF) feature a bandwidth
increased to approximately 100 MHz 100 m because the NA has been reduced to
approximately 0.30. The first low-NA POF was presented in 1995 by Mitsubishi
68 2.2 Index Profiles and Types of Fibers

Rayon ([Koi98]). Figure 2.41 shows that the fiber construction corresponds to the
standard POF, the distinction being that the refractive index difference is smaller
(approximately 2 %). Usually the same core material is used, but the cladding
material has a modified composition.

ncore
ncladding

jacket core jacket


optical cladding optical cladding

Fig. 2.41: Structure of a low-NA step index profile fiber

Unfortunately, practical testing showed that although this fiber met the require-
ments of the ATM forum ([ATM96b]) with respect to bandwidth, it did not meet
the requirements with respect to bending sensitivity. These requirements specify
that for a 50 m long POF link the losses resulting from a maximum of ten 90
bends having a minimum bending radius of 25 mm should not exceed 0.5 dB. In
order to meet both these requirements at the same time it became necessary to find
a new structure.

2.2.3 The Double-Step Index Optical Fiber (DSI)

The double-step index POF features two claddings around the core, each with a
decreasing refractive index (Fig. 2.42). In the case of straight installed links, light
guiding is achieved essentially through the total reflection at the interface surface
between the core and the inner cladding. This index difference results in an NA of
around 0.30, similar to the value of the original low-NA POF.

ncore
ncladding1
ncladding2

jacket core jacket

outer / inner inner / outer


optical cladding optical cladding

Fig. 2.42: Structure of a double step index profile fiber


2.2 Index Profiles and Types of Fibers 69

When fibers are bent, part of the light will no longer be guided by this inner
interface. However, it is possible to reflect back part of the decoupled light in the
direction of the core at the second interface between the inner and the outer
cladding. At further bends, this light can again be redirected so that it enters the
acceptance range of the inner cladding. The inner cladding has a significantly
higher attenuation than the core. Light propagating over long distances within the
inner cladding will be attenuated so strongly that it will no longer contribute to
pulse propagation. Over shorter links the light can propagate through the inner
cladding without resulting in too large a dispersion. A schematic illustration is
shown in Fig. 2.43.

launched light rays

rays behind
the bend

1 rays, guided only by 3


the inner cladding
1
2 rays, guided by the
outer cladding behind
the bend 2
bend 1
3 rays, guided by the radius
outer cladding over a 2
limited distance
4 not guided rays
behind the bend

Fig. 2.43: Operation of a bent double step index profile fiber

The first generation of DSI-POF primarily served the purpose of increasing the
bandwidth of 1 mm fibers from 40 MHz 100 m to 100 MHz 100 m with an un-
changed minimum bending radius of 25 mm. The respective applications are to be
found in LANs and home networks.
The fiber producers offer these fibers under the same type names as the original
real low-NA fibers. It has since become standard procedure to call the fibers
low-NA and to indicate DSI as the index profile.
Currently, another goal is being pursued: the bandwidth of standard POF is
sufficient for applications in vehicle networks, but the bending radius should be
reduced. Presently being discussed are POFs, the index steps of which correspond
to a NA of 0.50 or 0.65 respectively to the inner and outer cladding. The bending
radius can thus almost be halved.
70 2.2 Index Profiles and Types of Fibers

2.2.4 The Multi-Core Step Index Optical Fiber (MC)

As described above, the requirements of high bandwidth and low sensitivity to


bending are difficult to accomplish together within one and the same fiber having
a diameter of 1 mm. Fibers with a smaller core diameter can solve this problem
since the ratio to the fiber radius is larger for the same absolute bending radius.
However, this contradicts the requirements for easy handling and light launching.
A PCS with a core diameter of 200 m and an AN = 0.37 permits, for example, a
bending radius of 5 mm with very low bending losses.
As a compromise, Asahi developed a multi-core fiber (MC-POF, see [Mun94],
[Mun96] and [Koi96c]). In this fiber many cores (19 to over 200) are put together
in production in such a way that together they fill a round cross-section of 1 mm
diameter.
First, the individual fibers are all perfectly round and each has its own optical
cladding. Only a certain share of the total cross-section of the bundle enters the
cores guiding the light, since the cladding areas and the spaces between the fibers
have to be accounted for. Figure 2.44 shows the parameters which mark the per-
centage of the filled-in area. The number N here indicates how many fibers lie
next to each other over a diameter while n indicates the entire number of fibers.

R R
dm
dm
r
N=5
N=1 n = 19
Fig. 2.44: Schematically arrangement of cores in a MC-POF

In the figure, R denotes the radius of the complete fiber (typically 0.5 mm) and
d the thickness of the optical cladding (e.g. 5 m). Let us assume first of all that
the individual cores are arranged in a hexagonal shape with N = 2z + 1 cores
positioned next to each other.
The next Fig. 2.45 shows how the arrangement for fibers is changed for
z = 1 to 5. While these sketches can give a clear definition of the number of fibers
that can be arranged within a circular shape, for smaller and smaller individual
cores the possibilities are more complex. The arrangement at the bottom right
shows one possible deviation. For the first five arrangements the number of indi-
vidual fibers is calculated as follows:
n = 3z2 + 3z + 1.
2.2 Index Profiles and Types of Fibers 71

It follows that the individual radius r is:


r = R/N = R/(2z + 1).

N=3 N=5 N=7

N=9 N=11 N=11

Fig. 2.45: Possible circular arrangements of cores in a MC-POF

In Table 2.3, the degree of coverage of the circle area is calculated for the cases
shown. First, the number of individual cores is calculated from z. The radius r
results from the overall radius of the fiber (here always 500 m). Parameter ta indi-
cates what percentage of the total circular area is covered by the individual circles
(for the hexagonal arrangement of an infinite number of circles a maximum of
90.69 % of the area can be covered). When calculating parameter tb, the fact that
part of the cross-section is lost to the optical claddings (all uniformly 5 m thick)
is taken into account.

Table 2.3: Core cross area degree of coverage for MC fibers (ideal)

z: N: n: r: ta: tb:
0 1 1 500 m 100.00 % 98.01 %
1 3 7 167 m 77.78 % 73.18 %
2 5 19 100 m 76.00 % 68.59 %
3 7 37 71.4 m 75.51 % 65.31 %
4 9 61 55.6 m 75.31 % 62.36 %
5 11 91 45.5 m 75.21 % 59.57 %
11 85 49.3 m 82.47 % 66.57 %
6 13 127 38.5 m 75.15 % 56.88 %
7 15 169 33.3 m 75.11 % 54.27 %
8 17 217 29.4 m 75.09 % 51.73 %
14 29 631 17.2 m 75.03 % 37.82 %
f - - - 90.69 % -
72 2.2 Index Profiles and Types of Fibers

Figure 2.46 shows the proportion of core area tb as depending on the number of
cores for four different thickness of the optical cladding.

use of the total cross area tb


100%
dm = 5 m dm = 20 m
dm = 10 m dm = 30 m
80%

60%

40%

20%

0% number of
1 7 19 37 61 91 127 169 217 single cores
Fig. 2.46: Proportion of core area for different cladding thickness

As can be expected, the proportion of the overall covered area decreases with
an increasing number of cores because the proportion of cladding area will be-
come larger and larger. A certain minimum thickness of cladding is necessary for
it to be able to fulfill its function and still be technologically feasible. The four
individual data points show the case of the optimized fiber arrangement with 85
individual cores in accordance with Fig. 2.45.
Given a minimum thickness of the optical cladding between 5 m and 10 m,
these considerations indicate that a maximum number of some 100 single cores
should be used, in which case the proportion of useable area will hardly exceed
70 %. It is easy to conclude that a smaller proportion of useable core area would
lead to an increase in the losses encountered when connecting transmitters to, and
fibers between each other.

Fig. 2.47: 37 core POF with deformed single cores (schematically)


2.2 Index Profiles and Types of Fibers 73

Practical experience shows that a better utilization of the area can be achieved.
During the manufacturing process the fibers are placed together at higher tempe-
ratures which means that they change their shape and thus reduce the gaps bet-
ween the fibers. Apparently, the resulting deviations from the ideal round shape do
not play a significant role in light propagation (the causes for this are not yet
completely understood; some points worth discussing can be found in the chapter
on light propagation in POF). Figure 2.47 shows a schematic illustration of the
cross-section of a fiber with 37 cores, such as e.g. in [Tesh98]. Data of available
MC-POF and -GOF are grouped together later.
Figure 2.48 shows the refractive index profile of a MC-POF, shown as a cross-
section through the diameter of the fiber. The index steps correspond to those of a
standard POF.

ncore
ncladding

jacket cores jacket

optical cladding optical cladding

Fig. 2.48: Structure of a step index multi core fiber

Since the bandwidth only depends on the NA for SI fibers, it should be possible
to measure values comparable to the standard POF. However, the fact is that the
measured values are actually significantly higher, which has been explained in the
chapter 2.1.5.2 discussing mode-selective attenuation mechanisms.
Glass fibers are also produced for use in many areas as fiber bundles. In
lighting technology fiber glass bundles with a large NA are widely spread. (The
lighting of the headlight outer ring at BMW via such a fiber bundle is well-
known.) In the meantime, such fibers are also available for data communication
([Lub04b]).

2.2.5 The Double Step Index Multi-Core Fiber (DSI-MC)

In the MC-POF, too, an increase in bandwidth was achieved by reducing the index
difference. Due to the smaller core diameters it was still possible to avoid an
increase in bending sensitivity.
Even better values were achieved with individual cores having a two-step
optical cladding such as illustrated in Fig. 2.49. The principle is the same as in the
double-step index POF with an individual core. In this case a bundle with single
cladding is completely surrounded by a second cladding material (sea/islands
structure).
74 2.2 Index Profiles and Types of Fibers

ncore
ncladding1
ncladding2

jacket cores jacket


outer / inner optical cladding
Fig. 2.49: Structure of a double step index profile multi core POF

2.2.6 The Graded Index Optical Fiber (GI)

When using graded index profiles (GI) an even greater bandwidth becomes pos-
sible. In these profiles, the refractive index continually decreases (as a gradient),
starting from the fiber axis and moving outwards to the cladding. Of particular
interest are profiles that follow a power law (remember chapter 1.4.1).

g
distance to fiber axis
refractive index n=n 1- '
fiber axis core radius

The parameter g - often also - is characterized as the profile exponent. When


g = 2 one speaks of a parabolic profile. The borderline case of the step index
profile fibers corresponds to g = . The parameter states the relative refractive
index difference between the maximum core and the cladding refractive index.
Figure 2.50 shows a parabolic index profile.

ncore
ncladding

jacket core jacket


optical cladding optical cladding
Fig. 2.50: Structure of a graded index profile fiber

Due to the continually changing refractive index, the light rays in a GI fiber do
not propagate in a straight line but are constantly refracted towards the fiber axis.
Light rays that are launched at the center of the fiber and do not exceed a certain
angle are completely prevented from leaving the core area without any reflections
occurring at the interface surface. This behavior is illustrated schematically in
Fig. 2.51. The geometric path of the rays running on a parallel to the axis is still
significantly smaller than the path of rays that are launched at a greater angle.
However, as can be seen, the index is smaller in the regions distant from the
core. This means a greater propagation speed. In an ideal combination of para-
meters the different path lengths and different propagation speeds may cancel each
2.2 Index Profiles and Types of Fibers 75

other out completely so that mode dispersion disappears. In reality, this is only
possible in approximation. It is possible, however, to increase bandwidths by two
to three orders of magnitude compared with the SI fiber.

step index profile fiber graded index profile fiber

n n

Fig. 2.51: Comparison of step and graded index profile (see also chapter 2.1.1)

When considering not only the pure mode dispersion but also chromatic disper-
sion, i.e. the dependence of the refractive index on the wavelength and spectral
width of the source, an optimum index coefficient 'g' deviating from 2 is achieved.
This has been the subject of comprehensive investigations by the research group
around Prof. Koike ([Koi96a], [Koi96b], [Ish00], [Koi97a], [Koi96c], [Koi98] and
[Ish98]). In [Ish00] and [Koi00] the significance of this effect is particularly pro-
nounced (see also Chapter 2). Due to the smaller chromatic dispersion of fluori-
nated polymer compared with silica, the bandwidth of GI-POF theoretically achie-
vable is significantly higher than that of multi-mode GI silica glass fibers. In parti-
cular, this bandwidth can be realized over a significantly greater range of wave-
lengths. This makes the PF-GI-POF interesting for wavelength multiplex systems.
However, in this case the index profile must be maintained very accurately, a
requirement for which no technical solution has as yet been provided.
Another factor involved in the bandwidth of GI-POF is the high level of mode-
dependent attenuation ([Yab00a]) compared to silica glass fibers. In this case
modes with a large propagation angle are suppressed resulting in a greater band-
width. An example is the simulation that was carried out in [Yab00a]: the band-
width of a 200 m long PMMA-GI-POF increases from 1 GHz to over 4 GHz,
taking into account the attenuation of higher modes. This is also confirmed in
practical trials. Mode coupling is less significant for GI fibers than it is for SI
fibers since the reflections at the core-cladding interface do not occur.

2.2.7 The Multi-Step Index Optical Fiber (MSI)

Following the many technological problems experienced in the production of gra-


ded index fibers having an optimum index profile that remains stable for the dura-
tion of its service life, an attempt was made to approach the desired characteristics
with the multi-step index profile fiber (MSI-POF). In this case the core consists of
many layers (e.g. four to seven) that approach the required parabolic curve in a
series of steps. Here a merging of these steps during the manufacturing process
may even be desirable. A diagram of the structure is shown in Fig. 2.52.
76 2.2 Index Profiles and Types of Fibers

ncore

ncladding
jacket core jacket
optical cladding optical cladding

Fig. 2.52: Structure of a multi step index profile fiber

In this case light rays do not propagate along continually curved paths as in the
GI-POF, but on multiple diffracted paths as demonstrated in Fig. 2.53. However,
given a sufficient number of steps, the difference to the ideal GI profile is relati-
vely small so that large bandwidths can nevertheless be achieved. MSI-POF were
presented in 1999 by a Russian institute (Tver near Moscow [Lev99]) and by
Mitsubishi (ESKA-MIU, see [Shi99]). In the meantime, other companies are pro-
ducing such fibers which are often called GI fibers. These GI and MSI fibers are
classified in the same class of standards, e.g. A4e.

Fig. 2.53: Light propagation in the MSI-POF

2.2.8 The Semi-Graded Index Profile Fibers (Semi-GI)

A relatively new version of index profiles are fibers which have a gradient with a
slightly varying index above the core cross section, but do have an optical clad-
ding with a great index step as shown in Fig. 2.54 ([Sum00], [Sum03], [Ziem05f]
and [Ziem06i]).

ncore

ncladding
jacket core jacket
optical cladding optical cladding
Fig. 2.54: Structure of a semi-graded index profile fiber
2.2 Index Profiles and Types of Fibers 77

At first sight this variety of fiber has enormous advantages. Light which propa-
gates within the gradient is only subject to very little mode dispersion. If a ray of
light has a greater propagation angle, e.g. after being bent, then it continues to be
led to the core-cladding interface layer through total reflection. However, these
rays do have a very much higher mode dispersion. Figure 2.55 shows how light
spreads theoretically and what consequences this has for the pulse response.

input output

GI-modes

SI-modes
t

Fig. 2.55: Light propagation in semi-graded-index profile fibers theoretically

In principle, two different groups of modes can be seen in the picture. The
paths designated as GI modes do not touch the cladding and only show a very
slight difference in propagation times. The shares designated as SI modes are
completely reflected at the core-cladding interface layer. These light paths are also
bent in the core, but the light path, now very much longer, can no longer be com-
pensated for in the outer areas by the lower refractive index. With very high data
rates the second mode group is drawn out so widely that it is presented solely as a
kind of DC offset in the eye diagram. At the POF-AC a data rate of 1 Gbit/s was
transmitted over 500 m of a GI PCS fiber with a PRBS signal ([Vin05a]). Data
rates up to 3 Gbit/s could be attained with a small surface APD receiver ([Kos95]).
In order to do justice to the complex behavior of the semi-GI POF, corresponding
modulation formats should be selected.

2.2.9 An Overview of Index Profiles

Figures 2.56 through 2.58 again show all index profiles described in an overview.
Due to the wide range of possibilities offered in polymer chemistry further deve-
lopments are certainly to be expected. For example, multi-core graded fibers,
fibers with special cladding for a reduction of the losses at the core/cladding inter-
face or to increase the bandwidth or even multi-core fibers with different indivi-
dual cores are all conceivable. In the following figures POF variants are shown
with typical parameters.
78 2.2 Index Profiles and Types of Fibers

SI-POF Low-NA-POF DSI-POF


AN = 0.50 AN = 0.30 AN = 0.30
40 MHz100 m 100 MHz100 m 100 MHz100 m
Fig. 2.56: POF with single core and step index profile

Single-core fibers with diameters between 125 m and 3 mm are available from
different manufacturers at a reasonable price and in robust quality. Most of the
polymer optical fibers used in practical applications are of these types.

MC-SI-POF MC-DSI-POF
e.g. 200 cores e.g. 37 cores
AN = 0.30 AN = 0.19
100 MHz100 m 400 MHz100 m

Fig. 2.57: POF with multiple cores and step index profile

MC fibers are available from various manufacturers. They are deployed in


applications ranging from high data rates transmission systems through to optical
image guides. Because of the short lengths produced, the prices are still signifi-
cantly above expectations. However, further developments in this field can be ex-
pected in the future.

GI-POF MSI-POF
AN = 0.20 AN = 0.30
2 GHz100 m 500 MHz100 m

Fig. 2.58: Polymer fibers with graded index and multi step index profile

Graded index as well as multi-step index profile POF are commercially avai-
lable today. Laboratory experiments and a series of practical installations in Japan
and Europe, (e.g. [Ms04]) show the great potential in regard to the bit rates
possible. Asahi Glass introduced them into the market around 2001. Lucent Tech-
nologies, later called OFS and trading under the name of Chromis Fiberoptics as
of 2004 ([Whi04], [Park05a]), also announced the possibility of producing large
amounts of GI POF in case of demand.
2.3 The Development of POF 79

In Europe, fibers by Nexans are manufactured in Lyon ([Gou04]). All three fi-
bers will consist of the fluorinated polymer material CYTOP. The core diameter
of the LucinaTM Fiber by Asahi Glass is 120 m with an AN = 0.28. A protective
cladding made from PMMA and measuring 500 m is placed around an area of
fluorinated polymer outside the core profile. The duplex cable has external dimen-
sions of approximately 3 by 5 mm. The lowest attenuation achieved to date is ap-
prox. 15 dB/km for a wavelength of 1,300 nm. The specified value is < 50 dB/km
for 700 nm - 1,300 nm.
There has also been significant progress in the manufacture of GI or MSI-POF
respectively on a PMMA basis (see Section 2.3.4).

2.3 The Development of Polymer Optical Fibers

The following sections will describe the polymer fibers presented so far, whereby
particular attention will be paid to the chronological sequence of the develop-
ments. Section 2.4 supplements these observations with some types of multimode
glass fibers which were not discussed in the first edition.

2.3.1 Looking back

The first POF were manufactured by DuPont as early as the late sixties. Due to the
incomplete purification of the monomer materials used, attenuation was still in the
vicinity of 1,000 dB/km. During the seventies it became possible to reduce losses
nearly to the theoretical limit of approximately 125 dB/km at a wavelength of
650 nm. At that point in time glass fibers with losses significantly below 1 dB/km
at 1,300 nm/1,550 nm were already available in large quantities and at low prices.
Digital transmission systems with a high bit rate were then almost exclusively
used in telecommunications for long-range transmissions. The field of local com-
puter networks was dominated by copper cables (either twisted-pair or coaxial)
that were completely satisfactory for the typical data rates of up to 10 Mbit/s com-
monly used then. There was hardly any demand for an optical medium for high
data rates and small distances so that the development of the polymer optical fiber
was slowed down for many years. A significant indicator for this is the fact that at
the beginning of the nineties the company Hchst stopped manufacturing polymer
fibers altogether.
During the nineties, after data communication for long-haul transmission had
become completely digitalized, the development of digital systems for private
users was commenced on a massive scale. In many spheres of life we are being in-
creasingly confronted with digital end user equipment. The CD player has largely
replaced analog sound carriers (vinyl records and cassettes). The MP3 format is
leading to a revolution in music recording and distribution. The DVD (Digital
Video Disc) and large hard disk drives could lead to the replacement of the analog
video recorder within a few years. Even today more digital television programs
80 2.3 The Development of POF

are available than analog programs. Decoder boxes have become standardized
(MPEG2 format) and will be integrated into television sets in the future. More and
more households are using powerful PC and digital telephone connections
(ISDN). With offers such as T-DSL (ADSL technology provided by Deutsche
Telekom AG) as well as fast internet access via satellite or broadband digital ser-
vices on the broadband cable network, private users are being offered access to
additional digital applications even before the start of the new millennium.
Likewise, in the automotive field the step towards digitalization has long been
made. CD changers, navigation systems, distance-keeping radar and complex con-
trol functions are increasingly part of the standard equipment being provided in all
classes of vehicles. The development of electronic outside mirrors, fast network
connections even from within an automobile as well as automatic traffic guidance
systems will ensure a further increase in the range of digital applications for the
motor vehicle. All these examples demonstrate that completely new markets for
digital transmission systems are being developed for short-range applications.
Polymer optical fibers can meet many of these requirements to an optimum degree
and are therefore increasingly of interest.
A significant indicator for this development is the history of the International
Conference for Polymer Optical Fibers and Applications which has been taking
place annually since 1992 and represents the most significant scientific event in
this specialized field. Many of the developments described below were presented
for the first time at these conferences.

2.3.2 Step Index Polymer Fibers

The SI-POF is the oldest variant of all polymer fibers. Its development goes back
to the beginning of the 1960s, i.e. in a period when silica glass fibers were being
developed. Today the SI-POF is by far the most common POF variant. In Table
2.4 data from different publications on this fiber type are summarized - without
claiming to be complete.

Table 2.4: Published data of SI-POF


Ref. Year Producer Product core Attenuation at O NA Remarks
m dB/km nm
[Min94] 1963 Du Pont CROFON - 1.000 650 st. first POF
[Koi97a] 1964 Du Pont - 500 650 st.
[Koi96c] 1968 Du Pont - 500 650 st. first SI-POF
[Sai92] 1976 Mitsubishi Eska - 300 650 st.
[Min94] 1978 Mitsubishi Super Eska - 300 650 st.
[Koi95] 1982 NTT - 55 568 st.
[Sai92] 1983 Mitsubishi Eska Extra - 124 650 st. 4 MHzkm
[Sai92] 1983 Mitsubishi Eska Extra - 65 570 st.
[Koi95] 1983 Mitsubishi 1000 110 570 st.
[Min94] 1984 Mitsubishi Eska Extra - 150 650 st.
2.3 The Development of POF 81

Table 2.4: Published data of SI-POF (continued)


Ref. Year Producer Product core Attenuation at O NA Remarks
m dB/km nm
[Koi95] 1985 Asahi - 80 570 st.
[Sai92] 1991 Mitsubishi Eska Extra - 125 650 st. up tp 85C
[Sai92] 1991 Mitsubishi Eska Extra - 65 570 st.
[Koi95] 1991 Hoechst 1000 130 650 st.
[Tesh92] 1992 Asahi Luminous-F - 175 660 0.50 310 MHz10m
AN, LED=0.50, 105C
[Tesh92] 1992 Asahi X-1 - - - 0.37 540 MHz10m
AN, LED = 0.50
[Tesh92] 1992 Asahi X-2 - - - 0.28 >1.000 MHz10m
AN, LED = 0.50
[Eng96] 1992 Hchst EP51 970 190 650 st. 90 MHz100 m
with 650 nm LED
[Kit92] 1992 Mitsubishi Eska Premier 1000 135 650 0.51 up to 85C
[Lev93] 1993 CIS Sveton MN- 200- 150 650 0.45 up to 70C
Series, Grade U 600
[Lev93] 1993 CIS Sveton MF- 200- 120 650 0.48 up to 70C
Series, Grade U 1000
[Non94] 1994 Sumitomo n. a. 480 150 650 0.51 200 MHz50m
'n=0.055
[Koe98] 1998 Mitsubishi n. a. 1000 110 650 0.47 80 MHz100 m
[Mye02] 2002 Dig. Optr. n. a. 1000 - - 0.50 2003 announced
[Luv03] 2003 Luvantix SI type 1000 160 650 0.40 200 MHz bandwidth
[Nuv04] 2004 Nuvitech Nuvilight 1000 250 650 0.38 for illumination
[Luc05] 2005 Luceat SI-Type 1000 150 650 0.46 30 MHz100 m
[Wal05] 2005 Nanoptics A-POF 1000 100 650 - conception
[Hai05] 2005 Huiyuan SI-POF 1000 300 650 - coextrusion
[Zie06h] 2006 Luceat SI-POF 1000 135 650 0.50 from preform
65 520

5,000
attenuation [dB/km]
2,000
1,000
500

200

100
wavelength [nm]
50
400 450 500 550 600 650 700 750 800

Fig. 2.59: Attenuation of different standard-NA SI-POF (measurement by POF-AC)


82 2.3 The Development of POF

It was not until about 1980 that technology made possible the production of
POF which came relatively close to the theoretical attenuation minima. Initial
problems with the service life and with certain mechanical loads were quickly
solved with on-going developments. In Fig. 2.59 the spectral attenuation curves of
three SI-POFs are shown (data sheet information). All three fibers from Japanese
manufacturers are close together. The visible differences may possibly be due to
different methods of measurement.
Most manufacturers offer SI-POFs in different diameters. In [Zub01b] and
[Nuv04] the properties of these fibers are compared (Table 2.5).

Table 2.5: Attenuation of POF with different diameter


Attenuation [dB/km]
diameter [m] 250 500 750 1.000
Mitsubishi < 700 < 190 < 180 < 160
Toray < 300 < 180 < 150 < 150
Asahi Chem. n. a. < 180 < 180 < 125
BOF < 150 < 150 < 150 < 150
Optectron < 150 < 150 < 150 < 150
Nuvitech < 350 < 250 < 250 < 250

For Toray fibers, the losses of fibers with different diameters are listed in the
data sheet and are shown in Fig. 2.60.

10000
attenuation [dB/km]

3000

1000

300 core t 750 m


core = 500 m
100 core = 250 m
wavelength [nm]
30
400 500 600 700 800 900
Fig. 2.60: Attenuation of different PMMA-SI-POF by Toray

With a few exceptions the losses for all fiber diameters are similar. Some
reasons for the increase in attenuation with thinner fibers could be that either the
high attenuation of the optical cladding plays a greater role or that more stress is
exerted on the thin fiber during manufacture. A fiber with a mm core diameter
2.3 The Development of POF 83

has only one sixth the thermal capacitance. When the cladding and opaque jacket
are applied this fiber is necessarily warmer. The process temperatures during ma-
nufacture can indeed lie clearly above the glass transition temperature.
The youngest manufacturer of PMMA SI-POF is the Italian company Luceat.
Here fibers for diverse applications, mainly in mechanical engineering, are pro-
duced. The highest quality is still in the developmental stage. A comparison of the
measured values of Luceat fibers (POF-AC 2006, [Ziem06h]) with the values
from [Wei98], more or less the POF reference curve up until now, is shown in
Fig. 2.61.

500
attenuation [dB/km]

300

200
Luceat

100
80 [Wei98]
60
50
400 450 500 550 600 650 700
wavelength [nm]

Fig. 2.61: Attenuation of SI-POF by Luceat (2006)

In the area of 520 nm this fiber is even somewhat better that the data of the best
fibers so far. Thanks to the availability of reasonably priced and fast green LEDs
this advantage can be assessed very highly. As part of the European POF project
POF-ALL (see www.ist-pof-all.org) the transmission of a 10 Mbit/s data stream
was able to be demonstrated over 425 m (see System Chapter).

2.3.3 Double Step Index Profile Polymer Fibers

We have already discussed the principle idea of a double step index profile POF.
All three important Japanese manufacturers presented such fiber types around
1995. After the expectations that ATM would become the dominating network
technology in the home were not fulfilled, these fibers have more or less become
niche products today, albeit at relatively high prices. Today in many areas there is
a demand for data rates which require the use of these fibers instead of the normal
SI-POFs. Technically, DSI-POFs are on a comparable level and would hardly be
more expensive than SI-POFs when produced in high volumes.
84 2.3 The Development of POF

Table 2.6 compares the properties of DSI-POFs of the three manufacturers


([Mit01], [Nich03], [LC00b]).

Table 2.6: Overview of DSI-POF


Mitsubishi Toray Asahi
MH4001 PMU-CD1001 AC1000(I)
diameter [m] 980 1000 45 1000 60
attenuation (650 nm) [dB/km] 160 170 160
numerical aperture - 0.30 0.32 0.25
bandwidth MHz km 10 >10 15
temperature range [C] -55 .. +75 -20 .. +70 -40 .. +70
bend radius [mm] 25 - 25

We would like to point out once again that the DSI-POFs are usually offered
now as before as low NA POF. In the first few years manufacturers did not pro-
vide any information at all about the double cladding structure. In [Eng98b] the
double cladding structure was proven quite early on the basis of measurements of
the far field and with optical microscopy. In Fig. 2.62 you can see the far field dis-
tributions for different fiber lengths measured with the inverse far field method at
the FH Gieen/Friedberg.

1.0
Popt
1m
0.8 10 m
50 m
0.6 O= 594 nm 90 m

0.4

0.2

0.0 4 []
-30 -20 -10 0 10 20 30
Fig. 2.62: Inverse far field measurement of a DSI-POF

You can clearly see that after short distances much light from the interface
layer between inner and outer cladding is still guided. After 50 m these shares
have disappeared and the angle distribution corresponds to a true low NA POF.
Figure 2.63 shows two microscope photos of DSI-POF (Univ. of Ulm). Both
optical claddings can be easily recognized.
At the 2003 POF Conference Mitsubishi was the first manufacturer to present
the actual structure. The effect of suppressing higher modes by high attenuation of
the inner cladding was also confirmed theoretically and experimentally. For
example, Asahi gives a value of 6000 dB/km at 650 nm for the losses in the inner
cladding.
2.3 The Development of POF 85

Fig. 2.63: Double cladding structure of a POF

2.3.4 Multi-Core Polymer Fibers

Since 1994, polymer fibers as multi-core fibers have been introduced, e.g. in
[Tesh98], [Mun94], [Asa97] and [Tesh98]. Table 2.7 shows a few parameters
from these publications.

Table 2.7: Multi-core POF (Asahi Chemical)

Type Ref. No. of Structure NA Attenuation Bandwidth


Cores at 650 nm
NMC-1000 POF94 19 SI 0.25 125 dB/km 170 MHz100 m
PMC-1000 Data96 217 SI 0.15 270 dB/km n. a.
MCS-1000 Data97 217 SI - 320 dB/km n. a.
- POF98 37 DSI 0.19 155 dB/km 700 MHz50 m
- POF98 37 DSI 0.25 160 dB/km n. a.
- POF98 37 DSI 0.33 160 dB/km n. a.
NMC-1000 Data98 37 DSI 0.25 160 dB/km 500 MHz50 m
PMC-1000 Data98 37 DSI 0.19 160 dB/km n. a.
- POF98 217 SI 0.50 160 dB/km n. a.
- POF98 217 SI 0.33 160 dB/km n. a.

The MC-POF features a noticeably reduced sensitivity to bending and only in-
significantly increased attenuation as well as a significantly increased bandwidth
compared to single core fibers, this being due to the possibility of smaller nume-
rical apertures. Whether these fibers can be produced at the same price is still an
open question. Should this be possible, data rates of 500 Mbit/s up to 1 Gbit/s over
50 m can easily be achieved in commercial applications. At the POF-AC a data
rate of over 1 Gbit/s over 100 m MC-POF has already been achieved.
At present, only Asahi chemical offers MC-POF for data communication while
other manufacturers offer this kind of fiber for lighting purposes or also as image
guiding fiber. The following photos show the cross-sections of the three, presently
available MC-POFs with 37, 217 and 631 cores (the 19 core variant is no longer
available).
86 2.3 The Development of POF

Fig. 2.64: Photo by microscope of MC-POF, 37, 217 respectively 631 cores

An overview of the technical data of the four different MC-POFs is summa-


rized in the following Table 2.8 (Nichimen data sheets). The PMC 1000 permits
the highest data rates on the basis of experiments conducted so far since it posses-
ses a DSI structure.

Table 2.8: Data of MC-POF

Parameter Unit MCQ-1000 MCS-1000 NMC-1000 PMC-1000


number of cores - 613 217 19 37
single core m 37 60 200 130
core material - PMMA PMMA PMMA PMMA
cladding material - fluoro polymer FMA-copolymer
2nd cladding material - - VDF-copolymer
NA - 0.5 r 0.05 0.50 0.25 0.19
fiber core mm 1.0 r 0.06 1.0 r 0.06 1.0 r 0.06 1.0 r 0.06
cable mm 2.2 r 0.07 2.2 r 0.10 2.2 r 0.10 2.2 r 0.10
jacket PE PE (black) PE (black) PE (black)
attenuation1) dB/km <200 320 1634) 1634)
5)
bit rate (50 m) Mbit/s n. a. n. a. 350 5005)
temperature C -40 .. +60 -40 .. +60 -40 .. +70 -40 .. +70
bend loss2) dB <0.1 <0.23) <0.13) <0.13)
1) 4)
Cut back 12 - 2 m, at 650 nm 650 nm monochromatic light
2) 5)
R = 3 mm, 180, no stress 650 nm LD, BER = 10-12
3)
R = 3 mm, 360, Launch-NA: 0.2

We do have to point out one special feature of these four MC POFs: the fibers
are tightly bound in the cable as opposed to the individual fibers in a fiber glass
bundle or other MC POFs used in lighting technology. The share of the core
surface is not only enlarged, but it is considerably easier to work the fibers. These
strands can be mounted like quite normal 1 mm SI-POFs.
The two enormous advantages of MC-POF, namely the high band width and
the low bending losses, have in the meantime been somewhat qualified since con-
siderably cheaper GI-POFs on a PMMA basis have become available. The latter
will be treated in the next paragraph.
2.3 The Development of POF 87

2.3.5 Multi-Step Index Profile and Graded Index Profile Fibers

The greatest bandwidths of all fibers - with the exception of the singlemode fibers
- are shown by graded index profile fibers. They have been used extensively for
some time in the field of silica glass fibers and are a standard. In the USA, predo-
minately fibers with a core diameter of 62.5 m are used, whereas in Europe and
most other countries fibers with a core diameter of 50 m are used. This diameter
is nevertheless 5 to 6 times greater than with singlemode fibers whereby the plug
costs are greatly reduced and the coupling of lasers is also easier. The bandwidth-
length product (BLP) of these multimode glass fibers lies in the range of 200 to
500 MHz km. For the transmission of 10 Gbit/s a new fiber specification with a
BLP of 2,000 MHz km at a wavelength of 850 nm is even being developed (for
example, see [Oeh02] and [Geo01]).
The advantages of the large core diameter and high bandwidth would be an
optimal combination with POFs. Furthermore, numerous problems with the core-
cladding interface area would cease to exist with GI fibers since the light guiding
would take place exclusively in the core. Glass GI fibers are produced by applying
many layers of a SiO2-GeO2 mixture with different compositions to a quartz glass
pipe. Finally, the fiber is drawn (several 100 km) out of such a preform. Unfor-
tunately, this is not possible with POFs. The different methods and combinations
of materials with which attempts have been made to produce GI-POF will be des-
cribed further on. Since GI fibers are difficult to produce - as we shall describe
later on - a series of multi step index profile POFs have been introduced. These
MSI-POFs also offer high bandwidth depending on the number of steps. For now,
the optical characteristics are summarized here.
Table 2.9 shows an overview of the values for PMMA-based GI, MC and MSI
fibers. To the best knowledge of the author, all PMMA-GI-POF published to date
are produced by doping, whereas only MSI-POF are produced in a co-polymeri-
zation process.

Table 2.9: Published data of PMMA-GI-, MSI- and MC-POF (IGPT: interfacial gel poly-
merization technique; PFM: preform method)
Ref. Year Producer Material core Attenuation at O NA Remarks
m dB/km nm
[Koe98] 1998 1 11 8 100 m
[Koi95] 1982 Keio Univ. MMAco VPAc - 1070 670 - first GI-POF
[Koi96c] 1990 Keio Univ. PMMA - - - - 670 nm: 300 MHzkm
[Koi95] 1990 Keio Univ. MMA co VB - 130 650 -
[Koi90] 1990 Keio Univ. MMA-VB - 134 652 - IGPT, 260 MHz1 km
[Koi90] 1990 Keio Univ. MMA-VPAc - 143 652 - IGPT,125 MHz 1km
[Koi92] 1992 Keio Univ. PMMA 200-1500 113 650 - IGPT, 1,000 MHzkm
[Koi92] 1992 Keio Univ. PMMA 200-1500 90 570 -
[Non94] 1994 Sumitomo PMMA 400 160 650 0.26 'n=0.014, 8GHz50m
[Shi95] 1995 BOF PMMA 600 300 650 0.19 3 GHz100 m
88 2.3 The Development of POF

Table 2.9: Published data of PMMA-GI-, MSI- and MC-POF, continued


Ref. Year Producer Material core Attenuation at O NA Remarks
m dB/km nm
[Ish95] 1995 Keio Univ. PMMA-DPS 500-1000 150 650 - 585 MHzkm
[Koi97b] 1997 Keio Univ. PMMA - - - - 2 GHz100 m
[Tak98] 1998 Kurabe PMMA 500 132 650 - 2 GHz100m, PFM
[Tak98] 1998 Kurabe PMMA 500 145 650 - 2 GHz90m, PFM
[Tak98] 1998 Kurabe PMMA 500 159 650 - 680 MHz50m, PFM
[Tak98] 1998 Kurabe PMMA 500 329 650 - PFM
[Mye02] 2002 Dig. Optr. Polymer 180 350 685 0.20 no samples available
[Shin02] 2002 KIST Korea PMMA 1000 120 650 0.26 g=2.4; 3.45 GHz100m
[Liu02a] 2002 Huiyuan PMMA - - - - since 2001
[Luv03] 2003 Luvantix PMMA ? 160 650 0.33 3.5 GHz bandwidth
[Fuj04] 2004 Lumistar PMMA 500 3 Gbps50m
[Rich04] 2004 Optimedia PMMA 900 200 650 0.40 commercially available
[Yoo04] 2004 Optimedia PMMA 675 200 650 0.40 commercially available
[Nuv05] 2005 Nuvitech PMMA 500 180 650 0.25 3 Gbps50m
[Nuv05] 2005 Nuvitech PMMA 900 180 650 0.30 3 Gbps50m
[Fuj06] 2004 Lumistar-X new low loss 120 100 850 ? 10 GHz50m
MSI-POF
[Shi99] 1997 Mitsubishi PMMA 700 210 650 0.30 500 MHz50m, 4-7 layers (?)
(Eska-Miu)
[Lev99] 1999 RPC Tver PMMA/ 4FFA 800 400 650 7 layers, 310 MHz100 m

From the beginning of the 90s, it became possible to produce PMMA-GI-POF


having an attenuation at 650 nm that is similar in quality to that of SI-POF. In
doing so, it was possible to attain bandwidths up to 50 times larger which are ade-
quate for transmitting several Gbit/s across distances up to 200 m. Likewise,
multi-core and multi-step index POF achieve similar values for attenuation and
allow data rates up to 1 Gbit/s across distances of 50 m, e.g. for applications in
compliance with IEEE1394 (up to S800). The core diameter of all these fibers
typically lies between 0.5 mm and 1 mm which means that existing reasonably
priced connectors can be used.
Multi-step index profile fibers - the last lines in the table - have been described
in [She99] and [Lev99]. In the group headed by Prof. Levin, different materials
were used for the production of layers with different refractive indices
(P(MMA/4FFA), P(MMA/4FMA) and PMMA-naphthalene). The best results
were obtained with the mixture PMMA/4FFA which has an attenuation of
approximately 400 dB/km (at 650 nm) and a bandwidth of 310 MHz100 m. The
total number of 7 steps in the fiber with a core diameter of approximately 800 m
were produced in a preform and subsequently drawn.
The ESKA-MIU has a core/cladding diameter of 700 m/750 m and also has
several layers (probably between 4 and 7) which are produced by co-polymeri-
zation. Originally, 4 to 7 layers were presumably being aimed at but in the end this
2.3 The Development of POF 89

fiber with 3 layers was achieved as a product. It is said to be produced in a con-


tinuous drawing process. The bandwidth in [Shi99] is stated to be larger than
500 MHz 50 m. In several publications this fiber is called a GI-POF ([Sak98],
[Num99]). The difference between this design and genuine GI fibers is prima-
rily the larger core diameter. In [Num99] the attenuation of the fiber is stated as
being 210 dB/km with an AN = 0.30, i.e. values that are comparable with the DSI-
POF. Materials and measurements of the index profile will be discussed in the
Section Production and Materials.
Institutes and companies from South Korea have been very successful in
producing PMMA GI-POF. In the past few years publications have come from:
 Department of Materials Science and Engineering, Kwangju Institute of
Science and Technology (KIST), Kwangju
 Center for Advanced Functional Polymer, Department of Chemical Enginee-
ring, KAIST, Taejon, Korea
 E-Polymer Laboratory, SAIT, Taejon, Korea
 Optics Laboratory, Seoul, Korea
 Optimedia, Korea
 Nuvitech, Korea
 Luvantix, Korea
The production method for GI POF is described in [Shin03]. A MMA-BzMA
mixture is poured into a rotating cylinder. The purpose of the rotation is simply to
form even concentric layers. The polymerization takes place thermally and the
concentration of BzMA is continuously increased to 15%. This emerging preform
is then drawn into a fiber. Figure 2.65 shows the pulse broadening for a 66 m long
fiber which corresponds to a BLP of 3.45 GHz 100 m. The smallest measured
attenuation of the fiber is given at 120.6 dB/km.

1.2
Intensity [a.u.]
1.0
1m 66 m
0.8

0.6 99.5 ps 129.5 ps

0.4

0.2

0.0
t [ps]
-0.2
0 200 400 600 800 1000 1200 1400 1600

Fig. 2.65: Pulse broadening in PMMA-GI-POF ([Shin03])


90 2.3 The Development of POF

Since 2004, a new GI-POF on a PMMA basis has been available on the market.
The OM-Giga (see [Rich04] and [Yoo04]) has a core diameter of 900 m or
675 m respectively and a nearly parabolic profile. It is produced through poly-
merization of several layers, although the steps are almost completely smoothed
through thermal treatment. According to the data sheets available in the Internet
the fibers have the following parameters (Table 2.10).

Table 2.10: Parameter of GI-POF OM-Giga


Property Unit B-075 B-100 Remarks
core diameter m 750 (675) 1,000 (900) (GI-region)
diameter variations % 5 5
tensile strength N > 35 > 65 at break
bend radius mm 25 25
temperature range C -30 .. +60 -30 .. +60
attenuation dB/km < 200 < 200 at 650 nm
bandwidth GHz > 1.5 > 1.5 for 100 m

The fact that this fiber possesses thermal stability comparable to a standard
POF, different from GI-POF with doping, must be rated as a particularly great
step. Even after 5,000 hours of operation at 80C no change in the bandwidth
could be determined. The cross-section of a 1 mm OM-Giga is shown in Fig. 2.66
(microscope photograph shown in wrong colors). The approx. 10 index steps can
still be seen quite well.

Fig. 2.66: Cross section of an OM-Giga (POF-AC) and a MSI (Tver, [Ald05])

In Fig. 2.67 the change in the refractive index profile of a doped PMMA
GI-POF is shown after accelerated aging (122 hours at +109C, from [Bly98a] and
[Bly98b]). You can see quite well that the index profile is still parabolic at the
beginning of the aging process. The share of the dopants is the greatest in the
center of the fiber which is why the glass transition temperature has sunk the most.
2.3 The Development of POF 91

The dopant diffuses outwardly. Consequently, the concentration increases out-


wardly, Tg also drops there and the diffusion process continues until the profile has
almost become rectangular. The attenuation of the fiber will hardly increase, but
the bandwidth drops dramatically. Decisive for the application temperature of the
fiber is the dopant concentration in the axis.

Fig. 2.67: Change of the refractive index profile of a GI-POF by ageing

Measurements on OM-Giga at the POF-AC will subsequently be introduced.


The results of a long-term temperature test are shown in Fig. 2.68. The bandwidth
was measured for over 5,000 hours on a 50 m long sample in order to be able to
determine changes in the index profile.

measured bandwidth [MHz]


2500

2000

1500

1000

500 70C 80C

time [h]
0
0 400 800 1200 1600 2000 2400
Fig. 2.68: Long-term behavior of OM-Giga
92 2.3 The Development of POF

The frequency range of the network analyzer extended to 1.3 GHz. The values
represented were determined through extrapolation and thus burdened with a rela-
tively large error. A clear deviation from the parabolic index profile would in any
event have caused a very strong decrease in the bandwidth.
The stable bandwidth proves that co-polymerization is obviously a suitable
means to produce thermally stable and thus long-life PMMA GI-POF.
A comparison of the measured attenuation of ESKA-MIU and OM-Giga is
shown in Fig. 2.69. The attenuation of the OM Giga is somewhat higher at 650 nm
than that of the Mitsubishi fiber and also of the SI-POF. However, it clearly shows
the greatest bandwidth.

1000
attenuation [dB/km]
800

600
OM-Giga

400
217 dB/km
300

200
ESKA-MIU 161 dB/km

100
400 450 500 550 600 650 700
wavelength [nm]
Fig. 2.69: Spectral attenuation of ESKA-MIU and OM-Giga

The Korean manufacturer Luvantix offers preforms for PMMA GI-POF


([Luv03] and [Kim03]). The index profiles from both refernces - measured values
and approximation of each - are shown in Fig. 2.70.
The authors do not know what relations exist between Luvantix as preform
manufacturer and Nuvitech and Optimedia as fiber producers as well the different
research institutes. Overall, however, POF production in South Korea seems to
enjoy greater attention and more progress in the field is foreseeable.
Other announcements concerning the production of GI-POF came from the
USA (Digital Optronics and Nanoptics, [Wal02], [Mye02] and from China
[Liu02a]). Since no data or even fibers are known from these producers they will
not be considered in greater detail.
In Sections 2.5 and 2.6 data on bending behavior and bandwidth are summa-
rized. The production methods are presented in Section 2.8.
2.4 Glass Fibers for Short-Range Data Transmission 93

refractive index refractive index


1.512 1.510
AN = 0.21 AN = 0.32
1.510 1.505
1.508 1.500
1.506 1.495
1.504 1.490
1.502 1.485
1.500 1.480
theory theory
1.498 1.475
measured measured
1.496 1.470
1.494 1.465
rel. radius (r/rc) rel. radius (r/rc)
1.492 1.460
0.0 0.2 0.4 0.6 0.8 1.0 0.2 0.4 0.6 0.8 1.0

Fig. 2.70: PMMA GI-POF index profile (left: [Kim03], right: [Luv03])

2.4 Glass Fibers for Short-Range Data Transmission

2.4.1 200 m Glass Fibers with Polymer Cladding

Thanks to their simple production and great robustness silica glass fibers with
polymer cladding have been used for a long time. Figure 2.71 shows the principle
structure. A core (typically with a diameter of 200 m) of homogeneous SiO2 is
surrounded by a high-strength, transparent polymer with smaller refractive indices
(about 15 m thick).

500 m
inner jacket

2.3 mm
outer jacket 200 m
SiO2-core
230 m
polymer
Fig. 2.71: Structure of a 200 m PCS

Production is so easy because the core is drawn from a quartz glass cylinder.
The polymer cladding is applied by extrusion after it has cooled off. First of all, all
glass fibers are extremely sensitive to water and must be protected by a plastic
coating as thick as possible. Furthermore, pure glass fibers do not have a great
94 2.4 Glass Fibers for Short-Range Data Transmission

mechanical load capability. The polymer cladding gives the fibers the capacity to
bear extreme loads. The jacketed fiber can thus hardly be shattered. Pure glass-
glass fibers (glass core with an optical glass cladding) are always surrounded by
similar protective layers, e.g. acrylates which, however, do not have any optical
function.
Because of its refractive index and attenuation the polymer cladding determines
to a great extent the optical parameters of the PCS. In short wavelength ranges the
attenuation nearly corresponds to pure SiO2 fibers. Above approx. 1,000 nm the
losses in the polymers are so high that the effective PCS attenuation also rises ra-
pidly. Silica glass can endure temperatures up to 1,000C, but not the polymer
cladding. Consequently, the primary coating material determines the thermal and
chemical characteristics. Most PCSs available in the market have been specified
for an application temperature of +70C. Some more recent types have been di-
mensioned for use in automobile networks for temperatures up to +125C. Infor-
mation on such PCSs can be found for example in [Hub03] and [Sch03]. Fig 2.72
has been taken from the latter work. You can clearly recognize how strongly the
attenuation spectra of different PCSs can depend on the cladding materials
selected.

10,000
attenuation [dB/km]

1000

100
diff. PCS
10

theoretical limit
0.1
200 400 600 800 1,000 1,200 1,400 1,600 1,800
wavelength [nm]
Fig. 2.72: Attenuation of different 200 m PCS according to [Sch03]

Just as with glass-glass fibers the absence of water plays an important role for
PCS for keeping losses low especially in the long-wave ranges. So-called all-silica
fibers in which the optical cladding consists of silica glass are used at high tem-
peratures. These fibers are also employed for the transmission of very high light
power (working with lasers) since it is very important that no light is absorbed at
the core-cladding interface layer.
2.4 Glass Fibers for Short-Range Data Transmission 95

Table 2.11 lists some of the representative types taken from a number of diffe-
rent PCS variants which differ in cladding material, core diameter and NA (data
from [Hub03] and [OFS02]).

Table 2.11: Properties of different PCS


Parameter Unit All Silica All Silica HCS HCS PCS
High OH Low OH High NA Low OH [Hub03]
producer OFS OFS OFS OFS Polymicro
core/ m 200/240 200/240 200/230 125/140 200/230
cladding 365/400 365/400 400/430 200/230
550/600 550/600 300/330
940/1000 940/1000 400/430
NA - 0.22 0.22 0.43 0.37 0.37
D (820 nm) dB/km 10 8 6 12 6
10 8 8 6
10 8 8
10 10 8
bandwidth MHz km n. a. n. a. n. a. 20 20
20
15
13
bend radius mm 14 14 16 15 16
(long term) 47 47 47 16
94 94 24
118 118 47
temperature C -65..+135 -65..+135 -65..+125 -65..+125 -40..+125

PCS are generally used in lengths of up to a maximum of 200 m. The attenu-


ation then only amounts to a few dB which can for the most part normally be dis-
regarded. If a LED is used as a transmitter, considerably less light will be coupled
into the fiber than into a 1 mm POF. On the other hand, the light can be coupled
more effectively into the photodiode. Different manufacturers even offer trans-
mission systems which can work with the same plug construction with POF as
well as with 200 m PCS, e.g. [HP01].

system with
1 mm POF

system with
Popt [dBm] 200 m PCS
-4 -6 -8 -10 -12 -14 -16 -18 -20 -22 -24 -26 -28 -30
LED-power range (launched into the fiber)
receiver sensitivity range
allowed path loss (with margin)
Fig. 2.73: Link power budget for POF and PCS
96 2.4 Glass Fibers for Short-Range Data Transmission

Fig. 2.73 shows power budgets for both possibilities, each with the same trans-
mitters and receivers (system for 125 Mbit/s).
The result for PCS is a permissible fiber attenuation of at least 11 dB - taking
the system margin into consideration - thanks to the greater input power. In this
way at least 20 m of POF can be bridged. The guaranteed loss for PCSs is only
7 dB. However, at least 100 m of fiber can be bridged, limited here due to the
bandwidth.

max. bit rate [Mbit/s] max. bit rate [Mbit/s]


200
max. at +25C max. at +25C

100
70

40 recommended recommended
application application
area with POF area with PCS
20

fiber length [m] fiber length [m]


10
10 20 30 40 60 80 100 10 20 50 100 200 500 1000

Fig. 2.74: System parameters of the HP-system with POF and PCS (according to [HP01])

The bandwidth for PCS indicated in the data sheets has to be viewed with a
certain degree of skepticism. Measurements conducted at the POF-AC show that
all PCSs investigated with An = 0.37 at full launch have a BLP in the range of
5-7 MHz km. This lies clearly below the specified data of 10-20 MHz km. This
is not a contradiction, however, since none of the manufacturers as a precaution
provided any information about the measurement conditions. One reason may be
that the PCS was developed for relatively low data rates (10 Mbit/s and less). The
fiber bandwidth therefore did not play any role whatsoever while the POF was
also designed from the very beginning for higher data rates. Diverse information
and publications on bandwidth exist for the different polymer fibers as summa-
rized in Chapter 2.5. The most recent draft for the standardization of PCS is
viewed by the IEC as having a bandwidth of 5 MHz km for fibers with a NA of
0.40 0.04.
A specific problem with PCS in the past was that the temperature coefficients
of glass and plastic did indeed deviate considerably from one another. In the case
of some fibers this resulted in a refractive index difference - and NA, too - which
dropped to zero at low temperatures. This effect is shown in Fig. 2.75 taken from
[Dug88].
Far field distributions are represented in the picture after 2 m of fiber at diffe-
rent temperatures. They were measured with laser stimulation at altered angles. In
this case the optical cladding was a silicone plastic. Modern PCSs no longer show
this effect.
2.4 Glass Fibers for Short-Range Data Transmission 97

rel. power
1.0
0.9 +40C
0.8 -2C
-31C
0.7 -51C
0.6 -65C
-72C
0.5 -92C
0.4 -98C
0.3
0.2
0.1
T []
0.0
-5 0 5 10 15 20 25 30 35
Fig. 2.75: Temperature dependence of PCS-NA, presented as far field

2.4.2 Semi-Graded Index Glass Fibers

Up until some time ago this class of fibers was only available as a product from
the manufacturer Sumitomo ([Sum03]). Except for the gradients introduced this
fiber corresponds to conventional PCS. The index variation is attained by adding
germanium which is also usual for silica glass. Even with normal 50 m GI fibers
the germanium share represents a considerable cost factor. The semi-GI PCS,
however, has a 16-fold cross-section. This type of fiber is still extremely expen-
sive. It is still open how far the price can drop when manufacturing greater
lengths. In the meantime, OFS has appeared as a second manufacturer
([Ziem06i]).

100
80 spectral attenuation [dB/km]
60
40 Sumitomo
30

20 OFS

10
8
6
4 wavelength [nm]
450 500 550 600 650 700 750 800 850 900 950 1000
Fig. 2.76: Spectral attenuation of the semi-GI-PCS
98 2.4 Glass Fibers for Short-Range Data Transmission

Figures 2.76 and 2.77 show the attenuation curve and the pulse response of the
semi-GI-PCS based on measurements made at the POF-AC. The following table
gives the parameters from the data sheet - the bending radius and the operating
temperature are not specified. The bandwidth and maximum data rate measure-
ments are dealt with in the corresponding sections.

opt. power [a.U.]


1.0
full mode launch
500 m PCS
0.8

0.6 FWHM: 6.8 ns


| 32 MHzkm
0.4

0.2
t [ns]

0.0
0 10 20 30
Fig. 2.77: Pulse response of Semi-GI-PCS

Table 2.12: Parameters of Semi-GI-POF


Parameter Unit HG-series Semi-GI V2
Sumitomo OFS
core m 200 200
cladding m 230 230
core structure n. a. n. a. VAD/MCVD GI
NA - 0.40 0.36
GI-NA n. a. 0.275
D (820 nm) dB/km 6 8
bandwidth MHz km 100 48 (overfilled)

2.4.3 Glass Fiber Bundles

2.4.3.1 Quartz Glass Fiber Bundles


Glass fiber bundles are employed in the most diverse areas. Above all, it makes
sense to use them when a large light-guiding cross-section is to be combined with
high cable flexibility. In optical measurement techniques bundles of quartz glass
fibers are employed which permit a continuous high transmission rate in the range
between 380 nm and 2000 nm. If you lay out the fibers differently at both ends of
2.4 Glass Fibers for Short-Range Data Transmission 99

the cable, then they can also serve as cross-section converters, e.g. monochro-
mators. The end surfaces are usually prepared: the bundle is glued in the plug and
then polished. Figure 2.78 shows an example.

Fig. 2.78: Example for a quartz glass fiber bundle

The transmission of such a bundle is shown in Fig. 2.79 (acc. to [Ori01]). The
greatest part of the 100% missing share is determined by the only about 60% part
of the core surfaces and the Fresnel losses. The numerical aperture of the bundle
shown is 0.22, the length is about 1 m, and the single fiber diameter is 200 m.

70%
transmission
60%

50%

40%

30%

20%

10%
wavelength [nm]
0%
200 400 600 800 1,000 1,200 1,400 1,600 1,800 2,000

Fig. 2.79: Transmission of a quartz glass fiber bundle [Ori01]


100 2.4 Glass Fibers for Short-Range Data Transmission

2.4.3.2 Glass Fiber Bundles


Pure quartz glass is many times more expensive than normal polymers but also as
conventional mineral optical glasses. Attenuations of some 100 dB/km is absolu-
tely acceptable for many applications, e.g. in lighting technology. Schott has been
producing bundles of thin glass-glass fibers for quite some time. The index diffe-
rence can be varied in diverse areas by choosing a particular glass composition.
The spectral attenuation of a typical glass fiber bundle compared with a PMMA
POF is shown in Fig. 2.80. The glass has higher losses in the blue areas whereby
the cable length is limited when guiding white light. The POF has greater losses in
the near infrared range.

1,000
D[dB/km]

500 POF

200 MC-GOF

100
O [nm]
50
500 550 500 550 600 650 700 750 800 850
Fig. 2.80: Spectral attenuation of glass fiber bundles and POF

An entirely new application for such glass fiber bundles has come about with
the ever increasing use of optical networks in vehicles. The previous systems are
specified with 1 mm POF. Two parameters especially limit the use: the tempera-
ture range is limited to a maximum of +85 and the relatively large bending radius.
Both limitations can be reduced considerably with glass fiber bundles, whereby
the usual optical characteristics are for the most part retained so that the identical
active components can be used. Table 2.13 from [Lub04b] compares the parame-
ters of a glass fiber bundle (MC-GOF) with those of a POF for vehicle networks.
The construction of the plug is especially problematical. The usual method of
cementing and polishing takes too much time for mass production and results in
the core surface having too low a share with correspondingly high losses with the
plug connections.
Megomat TS AG, working together with Schott, has developed a new kind of
assembly procedure ([War03]). The actual fiber bundle has a diameter of 1.2 mm.
The plug has a metal ferrule with a corresponding opening. During production the
fiber bundle is heated to such an temperature that the glass can be compressed.
The fibers are pressed closely together when crimped so that the diameter of the
bundle is lowered to 1 mm.
2.4 Glass Fibers for Short-Range Data Transmission 101

Table 2.13: Comparison MC-GOF and POF

Parameter Unit MC-GOF MOST-POF


core diameter [m] 53 1,000 r 45
cladding thickness [m] 3 10
number of cores - approx. 400 1
ncore/ncladding - 1.585 / 1.49 1.49 / 1.40
numerical aperture - 0.50 0.50
attenuation at 650 nm [dB/km] 250 160
bandwidth (full launch) [MHz20 m] 150 >50 (200 typ.)
bend radius [mm] 5 25
temperature [C] -40 .. 125 -40 ..85

The core share of the plug end face then amounts to about 85%. After the
crimping the bundle is broken off and polished. Figure 2.81 shows a photo of the
plug end face.

Fig. 2.81: Photograph of a MC-GOF

The irregular arrangement of fibers in the bundle leads to different patterns


when pressed together. Neighboring fibers mostly form regular hexagonal struc-
tures which can, however, also have big gaps. Every once in a while linear struc-
tures with pentagonal fibers are formed. The individual fibers are deformed at the
edge of the bundle, something which happens quite irregularly.
102 2.4 Glass Fibers for Short-Range Data Transmission

Fig. 2.82: Details of MC-GOF connector end faces

Fig. 2.83: Details of MC-GOF connector end faces

Since the bundle consists of about 400 individual fibers this irregular defor-
mation of individual fibers does not play any role overall. Since the deformations
only arise over a few millimeters there is no significant additional attenuation.
In conclusion, Fig. 2.84 shows an x-ray photo of the bundle within the cable.
The individual fibers have to move freely within the cable. When there is a tight
bend the change in length is distributed on the inside and outside for a long stretch
so that the fibers are only subject to a slight load. That is why the bundle can take
bending radii of only a few mm.

Fig. 2.84: X-ray picture of a bundle


2.5 Bandwidth of Optical Fibers 103

2.5 Bandwidth of Optical Fibers

In order to be able to determine the bandwidth of an optical fiber, several different


influencing factors need to be considered. Mode dispersion and chromatic disper-
sion are the most important factors involved in multimode fibers. Particularly in
the case of POF, mode dispersion depends on various parameters such as wave-
length, the light launching conditions, refractive index profile, fiber-laying condi-
tions as well as the homogeneity of the fiber's characteristics. In the following
sections we intend to show how the conclusions drawn from basic physical pro-
cesses can be used to explain values that are measured in reality.

2.5.1 Definition of Bandwidth

It is possible to define the term bandwidth in quite different ways. Essentially it


describes the frequency range of a system within which the transmission of signals
can be achieved with reasonable attenuation. In POF systems, the limiting factor is
usually the bandwidth of the fiber itself, which is created by modal dispersion. As
we will demonstrate later on, one can describe the SI-POF as being very close to a
Gaussian low pass filter. In this book we will use the following definition of band-
width:
f3dB : Frequency at which the amplitude of a sinus modulated monochromatic
signal has been reduced to of the optical level (see Fig. 2.28).
Figure 2.85 schematically illustrates this definition.

rel. opt. amplitude at


fiber output
1.0 frequency response

0.5

bandwidth f3dB
frequency f
0.0

Fig. 2.85: Definition of POF bandwidth

Nonetheless, knowledge of the bandwidth alone is not adequate for estimating


what the actual capacity of the complete link will be. In order to determine this
parameter, it is further necessary to know the actual transmission procedure as
well as the complete transmission function. For example, it is possible to transmit
signals of significantly broader bandwidth if an electrical compensation of the
frequency response takes place, as illustrated schematically in Fig. 2.86.
104 2.5 Bandwidth of Optical Fibers

P(f)POF P(f)compensating filter P(f)resulting


1.0

0.5

f [a.U.] f f
0.0
0 1 2 0 1 2 0 1 2

Fig. 2.86: Compensation of the POF low pass characteristic

A high pass filter is used for compensation. In the case of low frequencies, the
signal is attenuated - in the case of higher frequencies the signal is passed through
without attenuation. The resulting function has a significantly higher bandwidth;
however, due to the overall existing level of attenuation, a higher level of signal is
necessary.
In addition, the type of signal involved (digital or analogue) is also of signifi-
cance and finally the required system reserves must be considered. The following
general relationship can be used as a rule of thumb for digital systems:
maximum bit rate [Mbit/s] = 2 u bandwidth [MHz].
We intend here to look at bandwidth as a function of fiber characteristics. For
this reason, the effect of chromatic dispersion will be initially neglected because it
is directly proportionally dependent on the spectral width of the source.
In this section we will show experimental investigations on the bandwidth of
SI-POF fibers. After explaining the measurement procedures, we will show to
what extent bandwidth is particularly dependent on the launching conditions.

2.5.2 Experimental Determination of Bandwidth

As a frequency response multimode fibers show an almost Gaussian-like behavior:

P( f ) P0 e
f 2 / f02
As can be easily demonstrated, the amplitude of a Gaussian low pass filter
(P(f) = P0 exp (f/f0)) for f = 1.17741 f0 has dropped to half the value that
applies for f = 0. When using a spectrum analyzer to measure the frequency
response of a fiber link, it is necessary to determine the electrical 6 dB width
because the photodiode will convert the optical power proportionally into a
current. Therefore the following applies:
2.5 Bandwidth of Optical Fibers 105

2
Pel Popt

Figure 2.87 shows an example for such a bandwidth measurement for a 30 m


standard NA-POF.

-3
electr. power [dBm]
measured
-6
15 m SI
-9 650 nm
239 MHz
NA: 0.34
-12

-15 Gauian
approx.

-18
1 10 100 f [MHz] 1,000
Fig. 2.87: Bandwidth measurement at a SI-POF

Due to the limited dynamics of the measurement system, the frequency res-
ponse can be measured only up to a certain distance. In this case a measurement of
up to 200 MHz was easily possible. The 3 dB bandwidth is found simply by deter-
mining the point at which the electrically measured transmission function has
dropped by 6 dB, here approximately 150 MHz.
Apart from the values actually measured, an approximation with a Gaussian
low pass function has been entered into the figure. By determining the frequency
f0 it is then possible to determine the bandwidth even when the measurement is not
possible because of the limited dynamics or bandwidth of the measuring system.
Figure 2.88 shows the measured transmission functions for a SI-POF and a
DSI-POF of 50 m length each. The optical 3 dB bandwidth for an SI-POF is
approximately 67 MHz, corresponding to a bandwidth-length product of
33 MHz 100 m, with the NA of the fiber being 0.52. It follows that the measured
value is substantially greater than had been theoretically expected (approximately
14 MHz 100 m, see Fig. 2.31). For DSI-POF (AN = 0.30) the measured value is
130 MHz, corresponding to 65 MHz 100 m, with the theoretical value being
42 MHz 100 m.
The measurement was carried out with a 520 nm LED. The LED had a wide
emission angle so that approximate equilibrium mode distribution can be assumed.
106 2.5 Bandwidth of Optical Fibers

0
rel. power [dB] 50 m
DSI-POF
-3

-6
50 m
St.-NA-POF
-9

frequency [MHz]
-12
1 10 100 1,000
Fig. 2.88: Bandwidth measurement for SI-POF and DSI-POF

When measuring bandwidth, a two to four ranging factor of deviation from the
theoretical value of an ideal SI fiber can be generally expected, even when wor-
king in an EMD condition. The reason for this is the combination of mode depen-
dent attenuation and mode coupling described in Chapter 1. As a result of the con-
tinuous energy exchange that takes place between the faster and slower modes, the
delay does not rise in proportion to the length. The increased attenuation of those
beams having a particularly large propagation angle - many reflections at the
cladding - has the additional effect of reducing the pulse width.
Figure 2.89 shows the bandwidth measurement of a standard NA-POF for 3
different wavelengths for samples between 20 m and 100 m in length.

1000
bandwidth [MHz] bandwidth [MHz]

ACU 1000, Low-NA GH 4000, St.-NA


300

100
525 nm 525 nm
590 nm 590 nm
30
650 nm 650 nm
fiber length [m] fiber length [m]
10
10 20 50 100 10 20 50 100

Fig. 2.89: Bandwidth of a SI-POF and a DSI-POF at different wavelengths


2.5 Bandwidth of Optical Fibers 107

Once again, the measurements in Fig. 2.89 were carried out with an LED
having an emission characteristic near to EMD (see [Gor98] and [Rit98]). The
figure reveals 2 significant items of information:
 The bandwidth of the POF does not decrease in proportion to the length-1; its
decrease is less than proportional.
 The bandwidth of the POF is nearly identical for the 3 attenuation windows.

2.5.3 Experimental Bandwidth Measurements

The section on experimental bandwidth measurements first summarizes the results


from earlier technical literature. As we shall see, determining the bandwidth is
among the most difficult metrological challenges with thick-core fibers. A series
of systematic measurements on the most diverse fibers is introduced as a supple-
ment to the first edition (Alexander Bachmann is responsible for the bandwidth
measurements at the POF-AC, cf. for example [Bun02a] and [Ziem04a]). Since
there are still no standards for the definition and measurement of bandwidth, the
following description will therefore not represent the definitive assessment.

2.5.3.1 Bandwidth of SI-POF


After presenting some examples of our own measurements in the previous section
we will now compare these with measurements carried out by other authors. Some
of the first efforts made to systematically investigate the bandwidth of SI-POF
were undertaken by [Tak91], [Tak93] and [Rit93]. As shown in Fig. 2.90, the
bandwidth was measured for SI-POF having lengths between 20 m and 100 m.
The fiber used was an EH4001 by Mitsubishi with an NA of 0.47. The bandwidth
was measured through the pulse broadening of a 660 nm laser pulse (150 ps).
Different launching devices were used to vary the NA between 0.10 and 0.65. The
detector used consisted of a wide area photo multiplier.

bandwidth [MHz] launch


2,000
conditions
1,000 AN Launch = 0.10
500 AN Launch = 0.65
theory
200
100
50

20
fiber length [m]
10
10 20 50 100
Fig. 2.90: Bandwidth measurement according to [Tak91]
108 2.5 Bandwidth of Optical Fibers

The results allow three significant conclusions:


 The bandwidth of a SI-POF is always significantly higher than the theoretical
values for a SI-POF under theoretical UMD conditions, even with full laun-
ching in the acceptance area.
 The measured bandwidth is strongly dependent on the launching conditions.
 Although the bandwidth difference for measurements using different laun-
ching conditions decreases with the increasing length of fiber, it is still clearly
in evidence even after 100 m.
Figure 2.91 shows measurements of bandwidths for different detector NA, also
taken from [Tak91]. In principle, detection with a small NA means the same limi-
tation in mode number as launching light at a small angle so that it is not surpri-
sing to find that the value curves are similar.

1,000
bandwidth [MHz]
receiver detection
angle range
300
AN Det = 0.22
AN Det > 0.65
100
theory

30

10 fiber length [m]


10 20 50 100

Fig. 2.91: Bandwidth measurement according to [Tak91] with different receiver NA

Another measurement of bandwidth on standard NA-POF (1 mm) is presented


in [Tak93] (Fig. 2.92). Again, the measurement was carried out using the pulse
method at 650 nm. Apart from measuring the bandwidth, the half far field width
following the corresponding sample length was also determined.
The bandwidth was calculated from the far field width as follows:
2
A N, FF C
't mod and therefore : B z (C const.)
2nc 't mod

whereby tmod is the modal pulse propagation and B z is the product of bandwidth
and length. Parameter C is a free selectable constant which depends on the coup-
ling conditions. The speed of light is c. In the formula AN , FF is not the fiber para-
meter indicated, but the value measured depending on length.
For a sample length of 10 m, the difference between the measured bandwidth
for launching the light with AN = 0.10 and AN = 0.65 is more than one order of
magnitude. For lengths up to 100 m this factor decreases to 2.
2.5 Bandwidth of Optical Fibers 109

10,000 launching
bandwidth [MHz]
conditions
3,000
AN Launch = 0.10
1,000 AN Launch = 0.65
theory based on
300 far field width

100

30 fiber length [m]


10 20 50 100

Fig. 2.92: Bandwidth according to [Tak93]

When launching light with a small NA, the bandwidth drops disproportionately,
from approximately 80 MHz km to approximately 16 MHz km. This suggests
an increasing filling out of modal field. By comparison, when launching with a
large NA, the bandwidth is reduced somewhat more slowly than the length, from
approx. 4 MHz km to approx. 5 MHz km. This is due to the effect of mode
coupling and mode related attenuation.
The bandwidth values determined by means of the far field width correlate very
well with the results of the bandwidth measurements made by pulse propagation.
This suggests that mode dependent attenuation and mode conversion are the deter-
mining processes because they affect the bandwidth by changing the mode distri-
bution. In contrast, if mode coupling were more pronounced, the bandwidth would
also change without affecting the far field. However, any estimated quantification
based on these measured results alone would be questionable. In [Rit93] measured
results for the bandwidth of standard NA-POF at launching conditions of
AN = 0.10 and AN = 0.65 (Fig. 2.93) are also shown.

5,000 launching
bandwidth [MHz]
2,000 conditions
AN Launch = 0.10
1,000
AN Launch = 0.65
500

200
100
50
fiber length [m]
20
10 30 100 300 1,000
Fig. 2.93: Measured bandwidth of a SI-POF according to [Rit93]
110 2.5 Bandwidth of Optical Fibers

Here too, the measured bandwidth for short lengths (20 m) differs by more than
an order of magnitude. For large lengths the difference is reduced corresponding-
ly. The authors calculate the bandwidth based on their own theory that follows the
concept of the diffusion model. Instead of investigating separate modes, this
model investigates modal groups that differ in their 2 angles of propagation (radial
and azimuthally).
The coupling between the modes is described by a diffusion constant that only
takes into account the energy transfer in neighboring mode groups. The model
also takes into account mode dependent attenuation.
In this work the remaining deviation between theory and measured values is
explained by means of the mechanism of mode coupling. In variance to the model,
this is a factor that is not independent of the angle. Simulations provide good
results if elongated scattering centers of 37 m length and 2.5 m diameter are
assumed in the fiber with random distribution and orientation along the axis of the
fiber (caused by the drawing process), as shown schematically in Fig. 2.94.

scattering centers

Fig. 2.94: Model for scattering centers in POF

An indication of a non-uniform inner structure of the PMMA fiber is the photo


(from >Fei00@) of the surface of a cut POF taken by a scanning electron micros-
cope and shown in Fig. 2.95. The fibril-like structures in the sub-Pm range can
clearly be seen.

Fig. 2.95: Microscopic structure of a PMMA POF cut ([Fei00])


2.5 Bandwidth of Optical Fibers 111

Figure 2.96 shows further experimental results for the bandwidth of polymer
optical fibers [Kar92]. In each case collimated light or light with an angle adapted
to the fiber's NA (UMD) was launched into the POF. As was the case in the results
previously shown, very large differences result for short lengths of fibers. The
parameter shown in the figure here is the product of bandwidth and length.

bandwidth length product [MHzkm] launching


50
conditions
collimated
20 1.0 mm
0.5 mm
10
UMD
0.5 mm
5
1.0 mm
sample length [m]
2
5 10 20 50 100 200 500
Fig. 2.96: Measured POF bandwidth of a SI-POF according to [Kar92]

Apart from the effect of the launching NA, [Kar92] also investigates whether
the bandwidth depends on the size of the launched beam. In fact, for UMD laun-
ching, a larger bandwidth was found as well as a smaller light spot, compared with
complete illumination of the fiber cross-section; however, the differences are not
as pronounced as when the launch angle is changed. For collimated light the
relationship is reversed.
Because all processes described up to this point are only dependent on the
angle, it seems surprising to find that the size of the launching spot has an effect
on the measured bandwidth of SI fibers. However, when considering the fact that
mode conversion can cause deviations in location and deviations in angle after just
a short length of the specimen (see schematic in Fig. 2.97), the result becomes
understandable [Kar92].

bending

deviation in location
deviation in angle

Fig. 2.97: Conversion of spatial and angular distances


112 2.5 Bandwidth of Optical Fibers

In [Poi00] the results of [Kar92] are compared with current measurements on 2


standard NA-POF by Toray and Mitsubishi (Fig. 2.98). These measurements
qualitatively confirm the previous results. For very short lengths of samples the
differences between small and large launching angles are even greater.

30,000 bandwidth [MHz]


NALaunch:
Toray 0.09
10,000 Mitsubishi 0.09
[Kar92] collimated
Toray 0.64
Mitsubishi 0.64
3,000
[Kar92] UMD

1,000
theory
300

100

length [m]
30
1 3 10 30 100 300
Fig. 2.98: Measured bandwidth of different SI-POF according to [Poi00]

2.5.3.2 Bandwidth Measurements on SI-POF


This section as well as the following four sections deals with bandwidth measure-
ments conducted at the POF-AC Nrnberg. All measurements were carried out
under uniform measurement conditions.
Semiconductor diodes with a wavelength of 650 nm or 850 nm respectively
served as transmitters. Both lasers can be modulated analogously up to 2 GHz. A
singlemode glass fiber is mounted firmly to the laser diodes. Using a combination
of different microscope lenses and optical apertures the coupling angle in the area
AN Launch = 0.01 to 0.64 can be varied. The coupling spot is directly visible through
a beam splitter. With the aid of adjustment screws the size as well as the position
of the light spot can be changed. Figure 2.99 shows the complete setup of the
measurement device.
A commercial product on the basis of a 400 m Si-PIN photodiode with an
integrated preamplifier and about 1.5 GHz bandwidth was used as a receiver. In
order to attain mode independence the receiver was connected to a 1 mm mixed
glass fiber bundle with a large NA.
2.5 Bandwidth of Optical Fibers 113

Fig. 2.99: Experimental setup of bandwidth measuring by POF-AC

The lengths and NA-dependent bandwidths were systematically measured for a


series of different step index profile fibers. An overview can be found in
[Bun02a]. The following Figs. 2.100 to 2.102 show the results for three types of
fiber:
 1 mm standard PMMA POF with AN = 0.46
 1 mm standard POF made of cross-linked PMMA with AN = 0.54
 1 mm polycarbonate POF with AN = 0.75

B3dB [MHz]
5,000 NAlaunch:
2,000 0.64
0.48
1,000
0.33
500 0.19
0.09
200
0.05
100
50

20 length [m]
5 10 20 50 100
Fig. 2.100: Bandwidth measurement of a 1 mm SI-PMMA-POF
114 2.5 Bandwidth of Optical Fibers

For a 1 mm PMMA POF (Toray PFU CD1000, see also [Ziem04a]) 3 dB band-
widths for lengths between 5 m and 100 m were measured. The coupling angle
was changed for NA values between 0.05 and 0.65 with the unit described above.
For short fiber lengths the bandwidths measured differ by almost a magnitude
which demonstrates once again the importance of correct measurement conditions
for correctly indicating the bandwidth values. After a 100 m test length there still
is a factor of two between the values measured. The curves for under filled launch
(small NA) fall more steeply than with length caused by a predominance of mode
mixing. For overfilled launch (large NA) the curves run flatter. Here the mode-
dependent attenuation dominates. The next figure shows the results with a 1 mm
POF made of modified PMMA (Toray PHKS CD1001). The fiber is specified
with a NA of 0.54.

B3 dB [MHz] NAlaunch:
3,000
AN = 0.05
AN = 0.09
1,000
AN = 0.19
300 AN = 0.33
AN = 0.48
100 AN = 0.64

30
5 10 20 50 100 length [m]
Fig. 2.101: Bandwidth measurement of a 1 mm SI-mod. PMMA-POF

Since the losses of this fiber lie at about 300 dB/km at 650 nm, test lengths of
only up to 50 m could be measured. Incidentally, the measurement results are
similar to a large degree to the results of the PMMA POF.

3.000 NAlaunch:
B3 dB [MHz]
AN = 0,05
1.000 AN = 0,09
AN = 0,19
300 AN = 0,33
AN = 0,48
100 AN = 0,64
length [m]
30
1 2 5 10 20
Fig. 2.102: Bandwidth measurement of a 1 mm SI-PC-POF
2.5 Bandwidth of Optical Fibers 115

The third fiber tested is the polycarbonate POF FH4001 from Mitsubishi. The
NA of the fiber lies at 0.75, the attenuation amounts to 650 nm at about
800 dB/km, whereby the maximum measurement length remains limited to 20 m.
Surprisingly, the bandwidth differences between the three types of fiber are
only very slight although there were clear differences in the NA. One explanation
for this could be the greater effects for mode mixing and above all for the mode-
dependent attenuation which occurred in the fibers made of modified PMMA and
polycarbonate. Figures 2.103 and 2.104 illustrate the far fields of the three fibers
in comparison (cf. [Bun02a]).

B3 dB [MHz]
3.000
PC
1.000 PHKS
PMMA
300

NALaunch = 0.33
100

length [m]
30
2 5 10 20 50 100

Fig. 2.103: Comparison of the bandwidths of different SI-POF

1000
power [a.U.]
mod. PMMA
800

PC
600
PMMA
400

200

T []
0
-40 -30 -20 -10 0 10 20 30 40
Fig. 2.104: Comparison of the farfields of different SI-POF

The fibers of PMMA and PC - each after 10 m - have half-value widths of


about 27. The fibers of modified PMMA have only 17. Here the share of mode-
dependent attenuation predominates over the nominally larger NA.
116 2.5 Bandwidth of Optical Fibers

Fig. 2.105: Comparison of the far fields of different SI-POF (3-d representations)

As part of the European Project POF-ALL (www.ist-pof-all.org) other compre-


hensive measurements of both length and launch-dependent bandwidths of diffe-
rent fibers were carried out. The following Figures 2.106 and 2.107 show the
measurement results for a 1 mm standard POF (Luceat, high quality fiber) and for
a 500 m standard POF.

10,000
B3 dB [MHz] NALaunch
5,000 0.05
0.10
2,000
0.19
1,000 0.34
0.47
500
0.65
200

100

50
1 2 5 10 20 50 100
fiber length [m]
Fig. 2.106: Bandwidth measurements of a 1 mm SI-POF (Luceat, HQ)

Both fibers essentially show comparable results. Since the fibers also have very
similar attenuation values they can be used in almost all the same applications.
The advantages of the thinner fibers are primarily the smaller space needed, an im-
portant point with multiple cables, and the smaller bending radius. The argument
that the fibers with a smaller core diameter would enable higher bit rates or better
receiver sensitivity because of the smaller photodiodes has for the most part since
been dropped because of technical developments.
2.5 Bandwidth of Optical Fibers 117

10,000
B3 dB [MHz] NALaunch
5,000
0.05
2,000 0.10
0.19
1,000 0.34
500 0.47
0.65
200

100

50
1 2 5 10 20 50 100
fiber length [m]

Fig. 2.107: Bandwidth measurements of a 0.5 mm SI-POF

2.5.3.3 Bandwidth Measurements on MC- and MSI-POF


Multicore and multistep index profile POFs allow significantly greater bandwidths
than conventional step index profile fibers. In the case of MC-POFs the diffe-
rences in propagation time between the different individual cores, in addition to
mode dispersion, have to be added. The pure length differences, however, should
hardly play a role. The pure path differences alone between the modes amount to
about 6% at a maximum propagation angle of 20 in the fiber. Since the fibers lie
well-ordered in the MC-POF the geometric differences in length lie at the most in
the thousandth range.
Of greater significance is the fact that the fibers in the MC-POF are deformed
in different ways. For example, differences among the fibers in the middle and at
the edge of the bundle can already be seen in the attenuation. These differences
are also formed for the mode selective processes resulting in different average
propagation speeds in the individual cores.

launching with magnified light spot: launching with mode field converter:
- medium fibers obtain small angles only - all fibers obtain around the same
- outer fibers obtain large angles optical power and rays of all angles

Fig. 2.108: Optimal launching into multicore fibers


118 2.5 Bandwidth of Optical Fibers

In order to register these effects when making a measurement, a so-called mode


field converter (MFC) is used. The coupling unit shines into a short piece of SI
fiber with a large NA. The far field distribution remains intact as the light is distri-
buted over the fiber cross-section. This ensures that the individual fibers receive
approximately identical light intensity and comparable angle distributions. The
difference between this arrangement as opposed to a simple widening of the light
spot is depicted schematically in Fig. 2.108.
As indicated above, there are in the meantime different MC-POFs. Here we
wish to present the results of the bandwidth measurements of two 1 mm MC-POFs
with 37 cores (Fig. 2.109) and 217 cores (Fig. 2.110, see also [Ziem02a]).

2,000
B3 dB [MHz] launch NA:
PMC 1000
AN = 0.09
37 cores
AN = 0.19
1,000 AN = 0.33
AN = 0.48
AN = 0.64
500

200

length [m]
100
20 30 40 60 80 100

Fig. 2.109: Bandwidth measurements of a 37-cores MC-POF (measured on single samples)

2,000
B3 dB [MHz] MCS 1000 launch NA:
217 cores AN = 0.09
AN = 0.19
1,000
AN = 0.33
AN = 0.48
500 AN = 0.64

200

100
20 30 40 60 80 100
length [m]

Fig. 2.110: Bandwidth measurements of a 217-core MC-POF (measured on single samples)


2.5 Bandwidth of Optical Fibers 119

Both fiber types show considerably greater bandwidth values compared to


standard SI-POF. The 37 core fiber above all shows hardly any drop in the band-
width over great lengths, especially since the dependence on the coupling condi-
tions is very small. The reason is the very great mode dependence of the attenu-
ation. This fiber possesses a double step index structure. Using a laser coupling it
has been possible to transmit 1 Gbit/s over this fiber for 100 m.
Systematic investigations of the bandwidth have been carried out at the
POF-AC on a 37 core POF sample with a relatively small diameter (400 m). The
results for the two different NA are shown in Fig. 2.111. The bandwidth of this
fiber is almost independent of the launch conditions. The reason for this is the
strong mode-dependent attenuation which, as described above, occurs intensively
with very thin fibers and leads to a equilibrium mode distribution after very short
lengths.

B3 dB [MHz]
10,000
NALaunch
0.05
5,000
0.65

2,000

1,000

500

200
0.1 0.3 1 3 10 30 100
fiber length [m]
Fig. 2.111: Bandwidth measurements of a MC-POF (measurements on a single fiber
sample, cut-back method)

Multi step index fibers have already been introduced by different manufac-
turers. However, they are not yet ready to go into mass production. The youngest
product so far is the ESKA MIU from Mitsubishi-Rayon, a fiber with three diffe-
rent layers. Using a sample length of 100 m of this fiber, a bandwidth of almost
300 MHz was ascertained. Figure 2.112 shows the frequency response.
120 2.5 Bandwidth of Optical Fibers

3
rel. level [dB]
0 NA 0.10
NA 0.34
-3 NA 0.64

-6

-9

-12

-15

-18

-21

-24
10 20 50 100 200 500 1000
frequency [MHz]

Fig. 2.112: Frequency responses of a 100 m MSI-POF

2.5.3.4 Bandwidth Measurements on GI-POF


The bandwidth measurements of graded index profile fibers are associated with a
series of particular difficulties. First of all, the attenuation is relatively high with
polymer fibers so that the sample lengths can not be very great because of the
limited dynamics of the measuring system. For PMMA POF the maximum
measuring lengths lie between 50 m to 100 m. For PF GI-POF lengths of some
100 m can be used. On the other hand, POFs have a relatively large core diameter.
The detector must be relatively large in order to record most all modes and thus
obtain a meaningful bandwidth measurement. Then again the size of the diode
limits the bandwidth of the detector. The only commercially available measuring
system that can be used for this special task is the optical oscilloscope from
Hamamatsu (described in the Chapter on measurement techniques). However,
only measurements in the time domain are possible.
The bandwidths of PMMA GI-POF and PF-GI-POF have been measured at the
POF-AC. The transmission functions for the PMMA GI-PF OM-Giga from Opti-
media (see also [Yoo04], [Rich04]) and a PF-GI-POF (Nexans, see [Gou04]) are
illustrated in Fig. 2.113 and 2.114.
The optical bandwidth of the fiber at 1.504 MHz was ascertained by adapting
the measuring curve to a Gaussian function. This value, however, can clearly
fluctuate with slightly altered launch conditions. The measuring conditions lie
close to the worst case scenario. When there is under-launching, e.g. with a
VCSEL transmitter, even greater values can be attained.
2.5 Bandwidth of Optical Fibers 121

rel. electr. level [dB]


0

-1

-2

-3
50 m OM-Giga
-4 OLD = 650 nm
ANLaunch = 0.34
f3 dB opt. = 1,504 MHz
-5
frequency [MHz]
-6
10 20 50 100 200 500 1,000

Fig. 2.113: Frequency response of 50 m OM-Giga (AN = 0.34; 650 nm)

In order also to be able to measure bandwidths of several GHz with thick core
fibers, an optical oscilloscope is a practicable device, whereby the widening of a
short laser pulse (about 120 ps) is measured. In [Lwin06] the results for the
OM-Giga are shown compared with the microstructured POF (with effective
graded index profile).

350
pulse broadening [ps]

300
Optimedia 1,000 m

250

200
MPOF: 500 m

150
length [m]
100
15 25 35 45 55 65

Abb 2.114: Pulse broadening measurement of a MPOF and GI-POF

A pulse width of about 340 ps corresponds approximately to an optical band-


width of 1.4 GHz. The value matches pretty much the measurements in the fre-
quency range when taking the various problems of measurement techniques with
such large frequencies into account.
122 2.5 Bandwidth of Optical Fibers

The next illustration shows the frequency response for a PF-GI-POF at the
wavelengths 650 nm and 850 nm together with the fitted Gaussian functions.

rel. electr. level [dB]


+1
measurement 650 nm
Gaussian fit 650 nm
0 measurement 850 nm
Gaussian fit 850 nm
-1

-2

-3
300 m PF-GI-POF
-4 OLD = 650 nm/850 nm
ANLaunch = 0.10
-5

-6
0 200 400 600 800 1000 1200
frequency [MHz]

Fig. 2.115: Frequency response of a PF-GI-POF

The 3 dB bandwidths are around 1,600 MHz for both fibers. The bandwidth-
length product is at about 500 MHz km, somewhat in the range of conventional
multimode graded index glass fibers (cf. further results in [Bach01]).

2.5.3.5 Bandwidth Measurements on MC-GOF and PCS


The bandwidth measurement of multimode glass fibers proceeds according to the
same principles. First, the glass fiber bundles from the Schott manufacturing com-
pany are measured. The bundle consists of about 400 individual fibers each having
a diameter of 53 m. The fibers have been hot pressed into the plug so that the
overall diameter is about 1 mm.
In Fig. 2.116 the frequency response for various coupling conditions are shown.
The NA of the fiber lies at 0.50. The fiber bandwidth does not recognizably
change when coupling in at great angles.
With full mode launch the measured bandwidth amounts to about
150 MHz 20 m which is almost exactly the same value as for SI-POF with a
comparable NA. Consequently, this fiber type can be used alternatively to the
1 mm St.-NA POF when either high temperatures or very tight bending radii are
necessary ([Lub04b]).
2.5 Bandwidth of Optical Fibers 123

2
rel. electr. level [dB]
0

-2
20 m fiber
-4
at 650 nm
-6
launch NA:
-8
AN = 0.10
-10 AN = 0.34
AN = 0.46
-12
AN = 0.60
-14 AN = 0.64
f [MHz]
-16
10 20 50 100 200 500 1000

Fig. 2.116: Bandwidth measurement of 20 m MC-GOF

In another series of measurements the length dependence of the bandwidth of


MC-GOF was investigated. Fig. 2.117 shows the results for 3 different launch
conditions. The bandwidth decreases almost linearly with the length so that one
can assume that the influence of mode mixing is relatively small.

B3 dB [MHz]
3,000 1 mm MC-GOF
375 cores
NAfiber: 0.50
O = 650nm
1,000

launch NA:
AN = 0.64
300
AN = 0.34
AN = 0.10
length [m]
100
2 5 10 20 50

Fig. 2.117: Length- and NA-dependent bandwidth of MC-GOF

Finally, the bandwidth for different lengths was determined using a 650 nm
laser. In order to be able to make measurements relatively independently of mode,
a 1 m long SI-POF was used as an adapter fiber at both the transmitter and the
receiver. Figure 2.118 shows the results.
124 2.5 Bandwidth of Optical Fibers

1000
B3 dB, opt. [MHz] excitation by laser
NAlaunch | 0.30
O = 650 nm
500

200

length [m]
100
10 20 30 40 50 60
Fig. 2.118: Bandwidth of a MC-GOF excited by a laser source

This type of fiber is suitable for the transmission of data rates in the Gbit/s
range over lengths of 10 m to 20 m.
Another glass fiber version which has gained increasing attention is the PCS,
i.e. silica glass fibers with a polymer cladding. The typical NA lies around 0.37.
However, there are versions available with a NA up to 0.48. Accordingly, the
bandwidth of PCS should lie in the range of DSI-POF. At the POF-AC predo-
minantly fibers with a core diameter of 200 m - the most commonly used value -
were measured. In Fig. 2.119 the length and launch-dependent results for a typical
PCS are represented. The fiber, 200/230 m with a 500 m primary coating, was
laid out for this measurement as a loose bundle with a diameter of about 30 cm
(see also [Ziem04a]).

B3 dB [MHz]
2000
launch NA:
1000 0.02 0.26
0.09 0.34
500
0.17 0.46

200

100

50 200 m PCS
loose bundle
length [m]
20
10 20 50 100 200 500
Fig. 2.119: Bandwidth of a 200 m PCS

This fiber was specified with a bandwidth of 100 MHz 100 m. This value can
be achieved for an under filled launch. For a full launch, however, you can only
attain about 60 MHz 100 m. The differences between the different launch condi-
2.5 Bandwidth of Optical Fibers 125

tions hardly decreases with fiber lengths up to 250 m. Mode mixing hardly occurs
with this measurement. The measurement was repeated for the same type of fiber,
whereby the fiber was wound around a spool. The results are shown in Fig. 2.120.

2000
bandwidth [MHz] launch NA:
1000 0.02 0.26
500 0.09 0.34
0.17 0.46
200

100

50 200 m PCS
fiber on a spool
length [m]
20
10 20 50 100 200 500
Fig. 2.120: Bandwidth of a 200 m PCS

The results pretty much agree for short fiber lengths. For longer lengths, how-
ever, the differences roughly disappear between the different launch conditions for
the rolled up PCS. This can only be explained by a recognizable increase in the
mode mixing. The bandwidths dependent on the coupling NA are compared for
250 m long samples in Fig. 2.121.

90
Bopt, 3 dB [MHz] 250 m PCS
80
70
60
50
40 fiber on a spool
30
20 loose bundle
10
launch NA
0
0.00 0.10 0.20 0.30 0.40 0.50
Fig. 2.121: Bandwidth comparison of 250 m PCS
126 2.5 Bandwidth of Optical Fibers

Examinations of the different types of 200 m SI-PCS confirm the measure-


ments mentioned above. The specified bandwidth-length products of 10 to
20 MHz km could be attained for all fibers examined only with under filled
launch. Unfortunately, none of the currently active manufacturers provided any
data on measurement conditions for the bandwidths indicated. Even the corres-
ponding standards are completely missing. Should PCS seriously advance into
areas of application in which the available bandwidth is to be completely used,
then a lot of work still has to be done in this area. A comparison between the
launch-dependent bandwidths is represented in Fig. 2.122.

BL [MHz km]
40

30

20

15

10
8

4
0.0 0.1 0.2 0.3 0.4 0.5
launch NA

Fig. 2.122: Bandwidth dependence on launch conditions for 5 different PCS types

A number of publications, especially in regard to applications in the Gigabit-


Ethernet and 10Gigabit-Ethernet ranges, exist for a bandwidth of 50/125 m GI
glass fibers. Articles providing an overview include [Oeh02] and [Bun03a].
With GI glass fibers, too, keeping the exact parabolic index profile as well as
the mode-selective coupling play the most important role in achieving large band-
widths.
Originally, two different types of fibers were specified:
 customary in the USA: 62.5/125 m fiber (AN = 0.275 0.015)
 customary worldwide: 50/125 m fiber (AN = 0.200 0.015)
The typical bandwidth-length product is 160 MHz km to 200 MHz km
(62.5 m) when using an 850 nm LED as emitter. 500 MHz km is attained with
1,300 nm laser emitters. The limiting factor is the refractive index dip in the
middle of the fiber which is caused by the production technology.
2.5 Bandwidth of Optical Fibers 127

For fast Ethernet (125 Mbit/s) the bandwidths entirely suffice to bridge distan-
ces of up to 1 km. The first range limitations (maximum of 275 m at 850 nm emit-
ters and 62.5 m fiber) arise with Gigabit-Ethernet so that a new class of fibers
(OM2) has been defined which generally guarantees a transmission range of
550 m.
In the worst case a data rate of 10 Gbit/s could be transmitted on OM1 fibers
over about only 30 m. OM2 fibers are also limited to about 80 m. In order to be
able to transmit high data rates, three different procedures have been suggested:
 Splitting the data rate into 4 2.5 Gbit/s which are then transmitted by
WDM on a fiber.
 Emitter with so-called Restricted Mode Launch (RML) or Effective Laser
Launch (EL) respectively, whereby the power is coupled if possible within
the annulus with a diameter of between 4.5 m and 19 m. Moreover, the
NA of the emitter may not be too large.
 Use of the new OM3 fiber class which has been optimized for the employ-
ment of 850 nm VCSEL.
An overview of the specified characteristics of the different GI-GOFs is
presented in Table 2.14. Specific products can on occasion clearly surpass these
parameters.

Table 2.14: Properties of MM-GI glass fibers

OM3
Class Unit OM1 OM2 OM3
550m
Fast Gigabit 10Gbit 10Gbit
typical applications
Ethernet Ethernet Ethernet Ethernet
core- [m] 50/62.5 50/62.5 50 50
D at 850 nm [dB/km] 3.5 3.5 3.5 3.0
D at 1.300 nm [dB/km] 1.5 1.5 1.5 1.0
BW 850 nm (OFL) [MHzkm] 200 500 1,500 3,500
BW 1.300 nm (OFL) [MHzkm] 500 500 500 500
BW 850 nm (LD) [MHzkm] n.d. n.d. 2,000 4,700
(OFL: Overfilled Launch)

Other less customary fiber types are, for example, GI-GOF with a core dia-
meter of 100 m and a cladding diameter of 140 m. Fig. 2.123 shows the fre-
quency response of a 500 m long sample with three different launch conditions. At
200 MHz km the results lie in the range of the fiber specifications.
The last fiber presented here is the semi-GI-PCS described above. The
measurement conditions become extremely more noticeable here so that the
measurement results shown may not be conclusively representative.
128 2.5 Bandwidth of Optical Fibers

1
rel. electr. level [dB]
0

-1
500 m fiber
-2 at 650 nm
-3

-4

-5 launch NA:
AN = 0.10
-6
AN = 0.34
-7 AN = 0.64
-8
1 10 100 f [MHz] 1000

Fig. 2.123: Frequency response of a 100 m GI-GOF

Fig. 2.124 first shows the frequency response with a 500 m long sample for 6
different launch conditions measured at a wavelength of 650 nm.

rel. opt. power [dB]


0
AN Launch =
-2 0.03 .. 0.64

-4

-6 500 m
Semi-GI-PCS
-8

-10

-12
1 3 10 30 100 300
frequency [MHz]

Fig. 2.124: Bandwidth of a Semi-GI-PCS

The bandwidth-length product of the fiber was determined as having values


between 24 and 55 MHz km which clearly lies above the specification of
100 MHz km. Bandwidths with their length and launch dependence are also
determined for this type of fiber. Fig. 2.125 summarizes the results.
2.5 Bandwidth of Optical Fibers 129

3000 B3 dB [MHz]
launch NA:
AN = 0.02
1000 AN = 0.09
AN = 0.17
AN = 0.26
300
AN = 0.34
AN = 0.46
100

length [m]
30
10 20 50 100 200 500 1000
Fig. 2.125: Bandwidth measurement of Semi-GI-PCS

What is striking is the low dependence of the bandwidth on the launch con-
ditions with longer sample lengths. Evidently, there is a significant exchange of
energy between the SI and GI modes in the fiber. The specified bandwidth value
could only be determined in short fiber lengths with under filled launch.
Bandwidth measurements on semi-GI PCS have also been published by
[Aiba04] and [Aiba05], whereby a method was used in which a light pulse circu-
lates in a 100 m long ring and passes an acousto-optic modulator after every pass.
The numerical aperture of the coupling optics amounts to only 0.25 and SI modes
are for the most part suppressed. The results for the frequency response, deter-
mined by Fourier transformation, are shown in Fig. 2.126.

rel. opt. power [dB]


0

-2 1st circulation

-4 10th circulation

-6

-8
f [GHz]
-10
0.0 0.5 1.0 1.5 2.0 2.5 3.0 3.5 4.0
Fig. 2.126: Frequency responses of a Semi-GI-PCS according to [Aiba04]

The bandwidths thus determined are shown in Fig. 2.127. The values lie higher
by a factor of ten than the values measured with full launch on long fibers. This
130 2.5 Bandwidth of Optical Fibers

reveals impressively how important correct specifications of the measurement


conditions are when indicating bandwidth values.
The succinct statement in the Sumitomo data sheet that the bandwidth can
change under other measurement conditions is of little help.

B3 dB, opt. [GHz]


2.0
semi-GI -PCS
1.5

1.0
0.8
0.6

0.4
length [m]
0.3
100 200 400 600 1000
Fig. 2.127: Bandwidth of a Semi-GI-PCS according to [Aiba04]

2.5.3.6 Comparison of Bandwidth Measurements and Calculations


The diverse measurements of fiber bandwidths show that the same principles are
essentially valid for thick glass and polymer fibers. Important effects are:
The bandwidth drops with the square of the numerical aperture by increasing
the differences in propagation time among the individual modes.
The diameter of the fiber does not play any role in regard to the bandwidth.
Strong mode-dependent attenuation increases the bandwidth of fibers, but it
also leads to a rise in transmission losses.
Multicore fibers and fiber bundles permit smaller NAs with the same bending
radius and thus greater bandwidths.
The bandwidth of fibers greatly depends on the launch and detection condi-
tions. The difference can be 10 for short fiber lengths. When stating the
bandwidth in data sheets, measurements should always be made with UMD
(full launch) or EMD (equilibrium mode distribution).
Graded index profiles increase the bandwidth up to two magnitudes. How-
ever, the index profile must be as ideal as possible - it should be parabolic
when the chromatic dispersion is disregarded.
In the case of a non-ideal GI profile a large bandwidth can still be attained
through a selective launch.
In addition, the chromatic dispersion especially with glass GI fibers has to be
taken into account (this will be discussed in the next paragraph).
It is technically easier to produce a multi-stepped index profile, with which
the bandwidth can clearly be increased, than a GI profile.
2.5 Bandwidth of Optical Fibers 131

Semi-GI fibers have large bandwidths, above all over short lengths and when
coupling into small angles.
The bandwidth of individual fibers - not yet placed in cables - under labora-
tory conditions can depend to a great extent on the external conditions, depen-
ding on the degree of induced mode coupling.
A comparison between POF and PCS is particularly interesting since both can
be used alternatively in many applications. The length-dependent bandwidths of
both types of fiber with full launch are illustrated in Fig. 2.128.

B3 dB, opt. [MHz]


1.000
PCS, NALaunch = 0.48
POF, NALaunch = 0.64

300

100

length [m]
30
3 10 30 100
Fig. 2.128: Bandwidth comparison of POF (fiber-NA: 0.50) and PCS (NA: 0.37)

Theoretically, the PCS should show about 50% greater bandwidth because of
its smaller NA - which has just about been confirmed by measurements. Both
measurement curves run approximately parallel which suggests similar magni-
tudes in mode-dependent processes. The angle-dependent attenuation of a typical
PCS fiber is illustrated in Fig. 2.129.

225 excess loss [dB/km]


200 fiber length
50 m
175 100 m
150 200 m
125
100
75
50
25
0 T[]
-25 -20 -15 -10 -5 0 5 10 15 20 25
Fig. 2.129: Mode dependent loss of a PCS (at 650 nm)
132 2.5 Bandwidth of Optical Fibers

400
attenuation [dB/km]

300 50 m

200

100 m
100
11 dB/km
T []
0
-30 -20 -10 0 10 20 30
Fig. 2.130: Mode dependent loss of a Semi-GI-PCS (at 650 nm)

PCS does indeed show very large mode-dependent attenuation, the intensity of
which is comparable to POF. This explains the similar behavior even if the core
material itself has a very much lower attenuation.
A schematic comparison of typical bandwidth values for the different multi-
mode fibers described above are illustrated in Fig. 2.131. The values, as already
mentioned several times, can clearly deviate for specific products or under diffe-
rent measurement conditions.

PC-POF : 1000 m
MC-GOF : 1000 m
St.-NA-POF : 1000 m
200 m PCS : 200 m
DSI-POF : 1000 m
SI-MC-POF : 1000 m
Semi-GI-PCS : 200 m
DSI-MC-POF : 1000 m
MSI-POF : 750 m
OM-Giga : 900 m
GI-GOF OM1 : 62.5 m
GI-GOF OM2 : 50 m
PF-GI-POF : 120 m
GI-GOF OM3 : 50 m
OM3 mit LD : 50 m
1 10 100 1,000 10,000
bandwidth [MHzkm]
Fig. 2.131: Bandwidth comparison of different optical fibers (typical values)
2.5 Bandwidth of Optical Fibers 133

The bandwidths of the fibers presented vary over more than 3 magnitudes. If
singlemode fiber is used, however, then nowadays there is practically no longer
any bandwidth limit. Mode dispersion no longer arises. Chromatic and polariza-
tion mode dispersion can be compensated for as one likes. The significance of
chromatic dispersion will be discussed in the next section.

2.5.4 Chromatic Dispersion in Polymer Optical Fibers

In all optical media we can observe the effect that the speed of propagation of
light of different wavelengths differs. When we differentiate the propagation con-
stants according to wavelength, we obtain the so-called chromatic dispersion,
usually expressed in ps/nmkm. This constant indicates by how much a signal's
delay will vary with the wavelength. In the typical application range of optical
fibers this value is negative which means that with increasing wavelength the
delay becomes smaller (corresponding to greater speed). Figure 2.132 shows the
chromatic dispersion for silica glass, PMMA and a typical fluorinated polymer
(according to [Koi97a]).

200
dispersion [ps/(nmkm)]
0

-200

-400

-600 PF-Polymer
-800 silica glass
PMMA
-1,000

-1,200
400 500 600 700 800 900 1,000 1,200 1,400 1,600
wavelength [nm]
Fig. 2.132: Dispersion of different materials

Typical semiconductor sources feature certain spectral widths that range from
some 10 nm for LED up to a few MHz for lasers (corresponding to some 10-5 nm).
In addition, there is the fact that when a light source is modulated there is always a
spectral broadening that cannot be less than a certain theoretical limit. This effect
only plays a role, however, with spectral singlemode lasers and with very high
data rates.
Figure 2.133 shows a schematic illustration of the effect of chromatic disper-
sion on a light pulse that has a given spectral width. A pulse with a certain spec-
134 2.5 Bandwidth of Optical Fibers

trum of the width 'O is launched into the fiber. After passing through the fiber
(length L) and experiencing a certain amount of dispersion D, the pulse has the
width 'W = D L 'O, whereby the shorter wave components arrive first. (cf.
Fig. 2.38 as well).

spectral shape
of the source

'O

O
't = DL'O

POF
length L
t t
input pulse output pulse
broadening by time

Fig. 2.133: Influence of chromatic dispersion

For silica singlemode fibers, the value for chromatic dispersion at 17 ps/nmkm
lies within the range of the smallest fiber attenuation at 1,550 nm wavelength.
Today, DFB-laser diodes are predominantly used for long-distance systems, the
spectral width of which is a maximum of a few MHz. What matters here essen-
tially is the broadening effect that is brought about by the data itself. In this case,
1 nm corresponds to approximately 125 GHz of spectral width. This means that
for a data rate of 10 Gbit/s a spectrum in the range of one-tenth nm is generated.
Where the permissible bit broadening is 0.05 ns, the fiber link may have a length
of approximately 30 km. For 2.5 Gbit/s this value rapidly increases to approxima-
tely 500 km due to the narrower spectrum and the greater pulse broadening per-
mitted. Conventional 2.5 Gbit/s systems can operate without specific actions
against dispersion. However, all systems that have many inline fiber amplifiers or
higher bit rates require devices to counteract chromatic dispersion. The most
common method today is the use of dispersion compensating fibers with strong
negative dispersion. Since these fibers utilize waveguide dispersion they can only
be produced as singlemode fibers.
The situation is significantly different for POF. The chromatic dispersion of
PMMA-POF with over 300 ps/nmkm at 650 nm wavelength is over 20 times lar-
ger than of silica fibers at 1,550 nm wavelength. For POF it is also usual to use
LED with a typical spectral width of 20 nm to 40 nm and not lasers that have just
a few tenths of a nanometer of spectral width. On the other hand, there are the
typically short distances of POF systems and the moderate bit rates. Table 2.15
lists some examples for the effect of chromatic dispersion in POF systems.
2.5 Bandwidth of Optical Fibers 135

Table 2.15: Influence of chromatic dispersion in POF systems


Example Bit Rate/ Wavelength/ Pulse Broadening/
POF-Length Spectr. Width rel. to the Bit Length
SI-POF 50 Mbit/s / 650 nm LED 0.375 ns
50 m 20 nm FWHM 2 % of the bit time
ATMF 155 Mbit/s / 650 nm LED 0.75 ns
DSI-POF 50 m 40 nm FWHM 12 % of the bit time
ATMF 155 Mbit/s / 525 nm LED 2.8 ns
DSI-POF 100 m 40 nm FWHM 43 % of the bit time
IEEE1394 500 Mbit/s / 525 nm LED 1.96 ns
MC-POF 70 m 40 nm FWHM 98 % of the bit time
STM16 2,500 Mbit/s / 650 nm LD 0.05 ns
PF-GI-POF 200 m 2 nm FWHM 12 % of the bit time

The first three examples are based on LED for transmitting data rates up to
155 Mbit/s over a maximum length of 100 m. Even in the unfavorable case of
using green LED, pulse broadening is less than one the bit length so that there is
only a small effect on the system. In the fourth example, the intention is to trans-
mit an IEEE1394 S400 data stream (with 500 Mbit/s physical data rate) over a
distance of 70 m using a green LED. Here pulse broadening is nearly in the same
range as the bit length. When this deteriorating effect due to mode dispersion is
added, one can see that this system can only work with considerable additional
efforts. It may, for example, be possible to partially provide electrical compen-
sation, whereby higher optical receiving power is required. When using data rates
from Gbit/s to 1 Gbit/s, the use of spectrally narrower sources becomes neces-
sary. These primarily include RC-LED and VCSEL (see Chapter 4), and for even
higher requirements DFB laser diodes. In most cases this selection is required
anyway due to the limited modulation bandwidth of LED.
Fluorinated graded index profile polymer fibers feature significantly reduced
chromatic dispersion compared with PMMA-POF. These fibers are designed for
use in Gbit/s systems operating at spectral ranges between 800 nm and 1,300 nm.
It is for these demands only that laser diodes can be considered, not least due to
the smaller core diameters, the spectral width of which is a few nanometers at
most. The last row shows that in such a case chromatic dispersion can be neglec-
ted even for a transmission length of a few 100 m.

2.5.5 Methods for Increasing Bandwidth

Generally, the theoretical bandwidth of polymer fibers is calculated on the basis of


two essential assumptions. One assumption is that the launch of light at the fiber
entrance takes place in uniform mode distribution and that the detector will re-
ceive all modes. The second assumption is that the attenuation of all modes is
nearly constant. However, in practice polymer fibers, and in particular step index
fibers, show completely different behavior. In the first place, it is relatively diffi-
cult to illuminate all modes uniform at the entrance of the fiber. In many cases
136 2.5 Bandwidth of Optical Fibers

laser diodes are used where the emitting angle is significantly smaller than the
angle of acceptance of a SI-POF. The use of solid-state lasers or gas lasers, the
exact wavelength of which is often required for measuring purposes, is even more
problematical. These lasers emit collimated light so that only a small proportion of
the POF modes can be excited. When using glow lamps or discharge lamps, opti-
cal devices are used to collimate the light to the fiber. For this reason it is difficult
to find lenses that actually work with consistent efficiency in the given acceptance
range. All this has the effect in a concrete experiment of increasing the deviations
of the actual bandwidth in comparison with the theoretical limit value. This is a
very undesirable effect when attempting to define characteristics by making
measurements of this kind, as shown in Chapter 7. However, for high bit-rate data
transmission this situation can in practice also be beneficially exploited as shown
by the following examples.
Figure 2.134 demonstrates the most important methods for increasing the
bandwidth of a POF.

launch with detection with


small angle fiber without small angles
connectors, bends
IN and splices OUT

high pass filter for high pass filter for


dispersion dispersion
precompensation postcompensation

Fig. 2.134: Methods for increasing bandwidth (cf. p. 441 as well)

Launching light at a small angle as well as detecting just a selected angle range
has the effect of restricting the modes involved in signal transmission and thus
reducing pulse broadening. It is possible to electrically compensate for the resul-
ting low pass behavior, both before as well as after the POF link. To date the most
significant increases in bandwidth for a POF system have been described in
[Bat92] (see also [Bat96a] and [Yas93]). The following components were utilized:
 Launch with a small AN = 0.11, thereby exciting only a few modes with only
small differences in delay.
 Pre-distortion of the LD excitation signal (peaking); high pass (33 pF [[51 :).
 Detection with low NA (modes with large delay differences are blanked out).
 Dispersion compensation behind the receiver; high pass (8 pF [[200 :).
It was possible to transmit at more than 500 Mbit/s across a distance of 100 m
of standard NA-POF (see also chapter 6). However, all these measures are usually
at the expense of a reduced power budget, as summarized in Table 2.16.
2.5 Bandwidth of Optical Fibers 137

Table 2.16: Consequences of different bandwidth increasing methods

Method Penalty for the Power Budget due to:


peaking lowering of source modulation depth
low NA launch decreasing POF coupled optical power for sources with
broad emission angle
low NA detection loss of light with high propagation angle at the fiber output
post compensation amplified noise at higher frequencies

It follows that the use of such methods is of particular interest in systems that
have adequate power reserves. POF attenuation across very short distances is
hardly of importance; on the other hand, the use of high data rates is of interest in
various applications. Chapter 6 will describe experiments for transmitting Gbit/s
over distances of 10 m to 100 m conducted by T-Nova GmbH, the University of
Ulm, Daimler Chrysler, the Fraunhofer Institute for Integrated Circuits Nuremberg
and the POF-AC Nrnberg.
Figure 2.25 shows theoretical considerations with respect to the POF bandwidth
at different launching angles (Gaussian shaped far field with 3 dB width calculated
relative to fiber NA) according to [Bun99a]. With short lengths and small launch
NAs the light remains concentrated in areas with small propagation angles. The
small differences in propagation time result in large bandwidths. After approx.
100 m of fiber equilibrium mode distribution is just about reached through mode
mixing, and the influence of the launch conditions gradually disappears. This be-
havior corresponds to a great degree to the measurement results described above.

1,000
B3 dB [MHz]
rel. launch NA
500 (NAfiber = 1)
0.5 1.5
200 0.7 1.7
1.0 2.0
100 1.2
50

20
length [m]
10
10 20 50 100 200 500

Fig. 2.135: Theoretical bandwidth with different launching conditions ([Bun99a])

The principle of peaking is demonstrated in Fig. 2.136 and 2.137 ([Zam00b],


[Ziem00a] and [Ziem00c]). A high pass filter which dampens lower frequencies
and lets high frequencies pass through without losses is switched between the
modulation input and the laser. We begin with an illustration of the electrical spec-
trum of the emitting signal at the laser with and without peaking (1.2 Gbit/s, NRZ,
pseudo-random bit sequence).
138 2.5 Bandwidth of Optical Fibers

0 rel. power [dB]


without peaking
-10
with peaking
-20
-30
-40
-50
-60
-70 Giehmann
frequency [GHz]
-80
0.0 0.5 1.0 1.5 2.0 2.5 3.0 3.5 4.0
Fig. 2.136: Modulation spectrum with and without peaking

In the experiment, the data rate was 1,200 Mbit/s with NRZ coding. The twin-
stage pre-distortion filter dampens the signal by 12 dB in the low frequency range
so that the higher frequencies can create a stronger modulation. For the pulses this
means steeper edges and overshoot at the beginning and end, hence the term
peaking, as shown in Fig. 2.137.

relative amplitude with peaking


18 without peaking
16
14
12
10
8
6
4
2 Giehmann 2000 time [ns]
0
0 10 20 30 40 50 60

Fig. 2.137: Laser modulation signal with/without peaking

The disadvantage of peaking can be clearly recognized in the diagram. The


peaks at the beginning and the end of the pulse must lie within the admissible ope-
rating range of the laser, i.e. between the threshold current and the maximum cur-
rent. This reduces the actual power per pulse compared with rectangular pulses.
Figure 2.138 summarizes the bit rates and transmitted distances of different
high-rate transmission systems using SI-POF ([Scha00], [Ziem00a], [Kich99] and
[Yas93], [Vin04a], [Vin04b] and [Ziem03g]). Chapter 6 contains detailed expla-
2.5 Bandwidth of Optical Fibers 139

nations of the different systems. The diagram also shows the theoretical limits for
the bandwidth of standard NA-POF and DSI-POF (assuming NRZ coding and bit
rate = 2 u 3-dB bandwidth).

bit rate [Mbit/s] system with St.-NA


3,000 POF-AC system with DSI-POF
system with MC-POF
UMD-limit St.-NA
T-Nova UMD-limit DSI-POF

POF-AC
1,000
POF-AC
UNI Ulm

POF-AC
500
Bates 93

Daimler
Chrysler IEEE 1394 Bates 92
200
ATM 155
100BaseFX Kaiser 92
100
10 20 50 100 200
POF-length [m]
Fig. 2.138: Bit rates of different POF systems (status 2003)

It is easily discernible that a number of systems with standard NA-POF are sig-
nificantly above the theoretical limits. Particularly for greater lengths the potential
for exceeding the limit is considerable. As shown in the next section, the practical
application presents some problems such as the bending behavior. It is generally
true that extreme dispersion compensation must be adaptive in its execution. That
means that above all the limit frequencies of the high passes must be adapted very
precisely to the frequency response of the link. If the frequency response changes,
the result will be too much or too little compensation so that the pulses become
distorted. Such a change may, for example, occur as a result of different lengths of
cable; however even a bend in the fiber may have the same effect. In commercial
systems it is desirable to avoid having to use automatic adaptations, such as is
necessary, for example, in 1000BaseT-systems, or having to provide specific
receivers for different cable lengths. One practical solution is to adjust the com-
pensation in such a way that there is just-tolerable over-compensation for short
lengths of fiber; based on this level of compensation, the next step is to select the
maximum fiber length for which this compensation is still just sufficient. A sche-
matic illustration is shown in Fig. 2.139.
140 2.5 Bandwidth of Optical Fibers

increasing transmission distance

frequency response of the POF link (dispersion limited)

f f f f

compensation filter
(fixed)
f
resulting frequency response

f f f f
overcompen- optimized undercompen-
sation compensation sation

Fig. 2.139: Compensation of dispersion for various transmission distances

A proposal for increasing the bandwidth by direct interference with the optical
path is described in [Kal99]. By using a mode filter immediately after the trans-
mitter, the light angle range in the fiber is reduced as shown schematically in
Fig. 2.140. With this method it was possible to achieve an improvement in band-
width by 53% and 89% respectively for two standard NA-POF provided by
Mitsubishi and Toray. The losses of the mode mixer are approximately 2.5 dB
which is perfectly acceptable in many applications.

AN | 0.43 AN | 0.29

POF
source receiver
mode filter
Fig. 2.140: Increased bandwidth with a mode filter ([Kal99])

Basically, this method is equivalent to the method of light launching using a


smaller NA, though probably much easier to implement because no optical com-
ponents are required and only a simple mechanical clamp needs to be placed on
the fiber. If required, this can be repeated in the middle of the link or before the
receiver.
2.5 Bandwidth of Optical Fibers 141

2.5.6 Bit Rates and Penalty

In general, optical transmission systems are set up in such a way that the system
bandwidth amounts to at least 50% of the bit rate with NRZ transmission. Thus,
500 MHz are needed to transmit 1000 Mbit/s. This means that the eye is complete-
ly open with ideally adapted filtering. In other words, the transition from the zero
symbol to the one symbol and vice versa takes place within the bit duration. If the
system bandwidth is smaller than half of the bit rate, then the symbol transition
needs more time resulting in a reduction of the vertical eye opening. This effect
must either be compensated for through adapted filtering or the reduced eye
opening is compensated for by a correspondingly higher receiving level. The
deterioration of the signal-to-noise ratio at the receiver through the bandwidth
limitation is called penalty (measured in dB). The relationship between signal-to-
noise ratio, receiving level and penalty is shown in Fig. 2.141.

U U

U1 U2

t t
system without noise and with system without noise and with
sufficiend bandwidth - the eye limited bandwidth - the eye in
open completely closed partially
penalty: 20log(U2/U1)
U U

UN
US

t t
system with noise and with system with noise and with
sufficient bandwidth - the limited bandwidth - the
eye is open completely eye is more closed
SNR = 20log(US/UN) SNR is decreased by penalty

Fig. 2.141: Definition of penalty


142 2.5 Bandwidth of Optical Fibers

When describing the sensitivity of a receiver, measurements are always made at


the maximum bit rate. A possible penalty is always included. If there is sufficient-
ly large bandwidth, then only the noise should limit the sensitivity. The large
diode capacitance produces as a rule a relatively dramatic low-pass effect when
using large photodiodes, which are necessary for POF or PCS. The noise rises in
proportion to the signal with decreasing receiver impedance, i.e. one will accept
some penalty and work with as large an input resistance as possible.
Under laboratory conditions data communication can also be carried out with
high penalty. Modern bit error analyzers can transmit error free as long as the eye
opening amounts to some 10 mV. A typical eye diagram with high penalty is
shown in Fig. 2.142. Subsequently, the connection between system bandwidth and
penalty for a broad-band receiver at the POF-AC is illustrated.

Fig. 2.142: Data transmission with large penalty

In the example shown 820 Mbit/s were transmitted over 100 m of DSI-POF.
Although the eye was almost completely closed, an error free transmission was
possible. In a real system, however, certain detection would be relatively difficult
since the sampling moment and the decision threshold have to be re-adjusted very
exactly. Furthermore, there are no margin whatsoever for fluctuations in the laser
power or bending losses.

25 penalty [dB]

20 simulated
with fiber
15

10

0
0.10 0.20 0.30 0.40 0.60 0.80 1.00
bandwidth/bit rate [MHz/Mbit/s]
Fig. 2.143: Effect of system bandwidth on the penalty
2.6 Bending Properties of Optical fibers 143

The simulated values were determined by calculating the penalties with the aid
of PSpice analyses. A Gaussian-shaped filter was used as a low-pass system. The
measuring points were determined on a 20 m long standard POF with different bit
rates. The penalty was estimated from the eye diagram. The measured values
tallied greatly with the simulation down to 25% of the system bandwidth, e.g. a
transmission of 1 Gbit/s with a system bandwidth of 250 MHz. With higher bit
rates the penalty increases more quickly than in the simulation. One main reason is
that the frequency response only corresponds to a certain degree to idealized
Gaussian behavior. It hardly makes sense to use practical systems with more than
a 10 dB penalty.
The results show that an exact relationship does not have to necessarily exist
between the maximum bit rate and the fiber bandwidth. Furthermore, even with
bandwidth-limited systems relatively high data rates can be achieved under labora-
tory conditions if enough emitting power is available.

2.6 Bending Properties of Optical fibers

The sensitivity of optical fibers to bending is of special significance. In practical


applications installed links are never completely straight. Often they are fitted
around corners where 90 bends are a common occurrence. Even along a link in a
straight cable duct there are many small bends, for example, in places where
cables are hold with cable ties.
When being assembled, the fiber must also be able to withstand mechanically
tight bends. In many applications there is continuous bending during operation, for
example in drag chains or with a data cable in a car door. That is why one diffe-
rentiates between different bending loads:
Static bending: involves the assessment of how much light is loss in bends.
These losses are to be taken into account in the power budget of the system.
The bending loss is measured in dependence of the bending radius.
Minimum bending radius during assembly: only characterizes what bends the
fiber can tolerate for a short time without being mechanically destroyed.
Repeated bending: in certain applications fibers must be able to tolerate 105 to
some 106 bends without being mechanically destroyed.
Reel change bending: arises in particular in drag chains (see also Chapter 9).
The following results have either been taken from data sheets or come from
measurements made at the Deutsche Telekom and as of 2000 at the POF-AC
Nrnberg. Now as before no standards exist for measurements of bending attenu-
ation. We mostly used a long fiber sample stimulated with as large a NA as pos-
sible and all modes were detected with the aid of an integrating sphere. On the
other hand many manufacturers measure with a small NA whereby much better
values automatically come about because the outer modes are more strongly
radiated in the bends.
144 2.6 Bending Properties of Optical fibers

Nevertheless, the series of measurements cannot always be compared exactly.


In addition to the wavelength the bending attenuation can also depend to a great
extent on the primary coating material and on the lateral forces within the bend.
The coupling and detection conditions are also always included with short samp-
ling lengths.

2.6.1 Bending Losses in SI-POF

The essential parameters which determine the bending sensitivity of a fiber are the
diameter and the numerical aperture. The larger the NA, the narrower the permis-
sible bending radii may be in relation to the fiber diameter. Figures 2.144 and
2.145 show the losses for bends of different commercially available fibers accor-
ding to information in the data sheets ([Tor96a] and [Asa97]).
The Fig. 2.144 shows the bending losses of two different SI-POFs with some-
what different NAs. You can clearly see that larger NAs reduce the bending
losses.

bend losses [dB]


5.0

fiber
4.0
PFU-CD-1001
AN = 0.46
3.0
PGU-CD-1001
AN = 0.50
2.0

1.0

0,0
0 5 10 15 20 25 30 35 40
bend radius [mm]
Fig. 2.144: Loss for 360 bend according to [Tor96a]

Figure 2.145 shows losses resulting from bends in a standard NA-POF, a low-
NA-POF and a multi-core fiber (see Chapter 2.3).
The low-NA-POF shows significantly larger losses compared to a standard
NA-POF. Due to the smaller individual core diameters, the bending sensitivity of
the multi-core fiber is comparable with that of the standard NA-POF despite the
smaller NA.
If many bends directly follow each other, attenuation does not increase propor-
tionally with the number of bends because there is less and less energy present in
the higher mode groups. Figure 2.146 shows a measurement of the bending losses
for different POF according [Hen99].
2.6 Bending Properties of Optical fibers 145

6
bend losses [dB] fiber
5 TC 1000 (AN = 0.485)

4 NC 1000 (AN = 0.25)


NCM 1000 (AN = 0.25)
3

0 bend radius [mm]


0 10 20 30 40 50 60 70 80
Fig. 2.145: Loss for a 360 bend according to [Asa97]

10.0
loss [dB]
5.00 NC 1000 (Low-NA)
no longer available at
2.00 the market
1.00
0.50 AC 1000 (DSI) PFU 1000 (St.-NA)

0.20 MH 4000 (DSI-POF)


0.10
0.05
number of turns
0.02
0 1 2 3 4 5 6 7 8 9 10

Fig. 2.146: Bending loss depending on number of turns ([Hen99])

The measurements were taken at 650 nm with LED-launch and a mode mixer.
The bending radius was 32 mm and the bends were located at the beginning of a
50 m sample length.
PFU 1000 is a standard NA-POF, while MH 4000 and AC 1000 are double-step
index POF. Their losses are approximately identical and up to 10 windings are
significantly below 1.0 dB. By comparison, the low-NA-POF NC 1000 is in the
range of 10 dB, which is too much for deployment in practical applications. The
ATM forum stipulates an admissible bending radius of 25 mm and at this radius
the attenuation was already above the range of measurement. Meanwhile, DSI-
POF offer significantly improved bending characteristics at comparable NA.
Figures 2.147 and 2.148 demonstrate the losses over the inverse bending radius
and the number of windings for a (genuine) low-NA-POF (NC 1000) and a stan-
dard NA-POF [Hen99].
146 2.6 Bending Properties of Optical fibers

12
loss [dB] 12 mm
10 10 turns

8 turns
8
15 mm
6 turns
6
4 turns
4
21 mm 2 turns
26 mm
2 32 mm
39 mm
0
0.02 0.03 0.04 0.05 0.06 0.07 0.08 0.09
inverse bend radius [mm-1]

Fig. 2.147: Bending loss of a PFU-CD-1000 ([Hen99])

Under UMD conditions, the bending losses should increase proportionally to


the inverse bending radius. In practice, however, this only takes place below a
bending radius of around 20 mm. It appears that the real equilibrium mode distri-
bution reduces the losses above a certain radius. The reason for this is the smaller
weighting of modes that have a large propagation angle, which, as already men-
tioned, are particularly sensitive to losses at bends.
Basically the low-NA-POF in Fig. 2.148 shows the same behavior, albeit for
significantly greater radii and due to the smaller NA.

16
loss [dB] 28 mm 10 turns
14

12 8 turns
32 mm
10
6 turns
8
4 turns
6

4 39 mm
2 turns
50 mm
2

0
0.020 0.022 0.024 0.026 0.028 0.03 0.032 0.034 0.036
inverse bend radius [mm-1]

Fig. 2.148: Bending loss of a NC-1000 ([Hen99])


2.6 Bending Properties of Optical fibers 147

2.6.2 Bending Losses in GI Fibers

For graded index POF slightly different conditions apply for bending sensitivity
compared with step index profile fibers. Here it is not the total reflection at the
core-cladding interface but the continuous bending in the index profile that is res-
ponsible for light guiding. In addition, there is a fundamentally different distri-
bution in the near and far field. Figure 2.149 shows a measurement for GI-POF
according to [Ish95].

bend losses [dB]


20
GI-POF, doped by:
10 MMA/DPS, AN = 0.29
5 MMA/BBP, AN = 0.21

2
1
0.5
bend radius [mm]
0.2
0 10 15 20 25 30 35 40 45 50 55
Fig. 2.149: Loss of two GI-POF ([Ish95]) for a 90 bend

Due to the different dopants used, the two samples with a core diameter of
0.5 mm each have a different NA, which has a very significant effect on the ben-
ding losses. Despite the smaller core diameter the losses for a 25 mm bend are still
significantly higher than the values for a SI-POF or a DSI-POF. Here, too, a
reduction in the core diameters leads to lower bending losses.
[Aru05] describes how the bending losses in PMMA GI POF can be signifi-
cantly reduced. In addition to an optimized index profile an additional PVDF layer
(polyvinylidenfluoride) was applied to the core with parabolic profile resulting in
a semi-GI-POF which combines high bandwidth with low bending losses. The
losses of a 90 bend are shown later in Fig. 2.205 compared with a conventional
PMMA GI-POF. (The sample length was 100 m.) Even with a bending radius of
5 mm there was no measurable increase in attenuation. The different methods for
reducing bending losses in PMMA GI-POF and PF-GI-POF are described in
greater detail in Section 2.8 on fiber production. Examples of measurements are
also shown.

2.6.3 Change of Bandwidth by Bends

However, bends do not only contribute to additional losses, but also have an effect
on bandwidth because certain mode groups are selectively attenuated. This effect
is exploited in mode filters and mixers.
148 2.6 Bending Properties of Optical fibers

Figure 2.150 (according to [Rit93]) shows what the effect of a 720 bend at the
beginning of a 50 m long POF link has on the measured bandwidth. In this case
the light is launched with AN = 0.10.

bandwidth [MHz]
160
POF:
140
250 m
120 500 m
750 m
100 1000 m

80

60

0.00 0.02 0.04 0.06 0.08 0.10 0.12


rel. inverse bend radius [POF-1]

Fig. 2.150: Change of bandwidth by bending the fiber according to [Rit93]

Due to the low launch NA, the bandwidth is relatively large (80 MHz 100 m).
In the case of tight bending radii at the beginning of the fiber there is mode mixing
so that the bandwidth is significantly reduced sometimes. This effect is naturally
more pronounced for smaller diameters. In the illustration selected here above the
inverse relative bending radius, relative to the core diameter, the effect of the core
diameter should disappear. It seams to be, that the effect described above of the
larger bandwidth for thinner fibers is already dominant here due to the more mode
dependent processes.
Comprehensive investigations of the effect of bends on the bandwidth of POF
links were presented in [Mar00]. The test fiber consisted of a 100 m long standard
NA-POF; 360 bends were inserted at the beginning of the link, after 25 m, after
50 m, after 75 m or at the end of the link. The source consisted of a 655 nm laser
diode, the NA of which could be adapted through different optics from 0.10 to
0.65. The bandwidth and the attenuation of the overall link were measured without
bends and with bending radii of 6.4 mm, 11.1 mm and 13.8 mm. The results are
shown in Fig. 2.151.
When light is launched into the fiber using a large NA, the original bandwidth
of approximately 33 MHz can be increased significantly. However, large improve-
ments with small bending radii occur at the expense of large additional losses. The
biggest gain in bandwidth is obtained with a bend in the middle because this
means that many modes of the first 50 m are filtered out and EMD is not com-
pletely regained in the remaining 50 m. The changes in attenuation are largely
independent of the length since the mode field is well filled out everywhere.
2.6 Bending Properties of Optical fibers 149

launch NA: AN = 0.65 launch NA: AN = 0.10


bandwidth over 100 m [MHz]
100
90
80
70
60
50
40
30
-1
-2
-3
-4
-5
0 25 50 75 100 0 25 50 75 100
loss
[dB] bend position [m] bend position [m]

radius 6.4 mm radius 11.1 mm radius 13.8 mm


bandwidth without bendings

Fig. 2.151: Influence of a bend to bandwidth and attenuation ([Mar00])

When light is launched into the fiber using smaller NA, the relative gain in
bandwidth compared to the original - approximately - 60 MHz is not as big.
Therefore the optimum position for the bend is clearly nearer to the end since the
mode field must first be filled. Again, tight radii have more effect. The additional
attenuation increases significantly when the bends are moved to the end, since at
the beginning of the fiber there are hardly any higher mode families in existence.
These results also confirm clearly for the existing assumptions with respect to
mode propagation in a coupling length of some 10 m.

2.6.4 Bends on PCS, Multicore Fibers and thin POF

A very simple method to decrease bending radii is to reduce the core diameter
while otherwise retaining identical parameters. If you wish to maintain the
advantage of the simple handling of ready-made thick fibers, then there is the
possibility of fiber bundles or multicore fibers respectively.
Fig. 2.152 and 2.153 show the measured bending losses, each with a bend of
360 in the middle of the sample, with UMD launch and measured with an inte-
grating sphere. A 10 m long fiber was used for the MC-GOF. The range of the
bending radii lay between 2 mm and 100 mm. The bending attenuation measured
lies below 0.1 dB.
150 2.6 Bending Properties of Optical fibers

0.06
bending loss [dB]
0.05

0.04

0.03

0.02
one bend
0.01 by 360

0.00
inverse bending radius [mm-1]

0.0 0.1 0.2 0.3 0.4 0.5 0.6

Fig. 2.152: Bending losses of MC-GOF, Schott

The bending losses of the MC-POF were measured on a 100 m long sample in
order to guarantee as much mode equilibrium as possible. The bend (360) was
made in the middle of the fiber length. Due to the different relations between
mode coupling and absorption the EMD conditions for 520 nm and 650 nm only
differ slightly. That is the reason for the somewhat different bending losses.

bending loss [dB]


1.00 100 m fiber length
at 650 nm
at 520 nm

0.10

bending radius [mm]


0.01
0 5 10 15 20 25 30

Fig. 2.153: Bending losses of MC-POF, 37 cores, 1 mm total diameter

In many areas the 200 m PCS is used because it permits smaller bending radii.
Fig. 2.154 illustrates quite graphically that the same physical characteristics are
also valid for these fibers. Here the bending losses are given versus the relative
bending radius in relation to the fiber diameter. The numbers in brackets indicate
the bending radius in millimeters for the PCS. Both fibers thus have in relative
terms an identical bending sensitivity.
2.6 Bending Properties of Optical fibers 151

bending loss [dB]


4.0
3.5 200 m PCS

3.0 1 mm POF
2.5
2.0
1.5
1.0
0.5 bending radius [u Kern]
0.0
0 5 10 15 20 25 30 35 40 45 50
(0) (1) (2) (3) (4) (5) (6) (7) (8) (9) (10)

Fig. 2.154: Bending losses of PCS and POF in comparison

Thin POF could be used as an alternative to PCS in many areas when tight
bending radii are indeed required, but the attenuation and the temperature range of
the POF are satisfactory. A comparison between a 250 m SI-POF and a 200 m
PCS, measured at 650 nm with full launch for 5 m long samples, is illustrated in
Fig. 2.155.

10.0
bending loss [dB]

3.0

1.0 250 m POF

0.3

0.1
200 m PCS

0.03
bending radius [mm]
0.01
0 1 2 3 4 5 6 7 8 9 10
Fig. 2.155: Bending losses of small diameter POF and PCS in comparison

The somewhat thicker POF also has somewhat higher bending losses. A tenth
of a dB is attained for the POF at a bending radius of 8 mm and 6 mm for PCS.
The bending losses of three different SI-POFs with different NAs are compared
in Fig. 2.156. The lowest losses are shown by the 300 m thick POF with a high
152 2.6 Bending Properties of Optical fibers

NA. The 250 m and 500 m thick POFs have almost identical bending attenu-
ations. It is thus indicative that the NA is by far the most important factor for the
bending losses. Consequently, you should always choose fibers with the largest
possible NA for particularly tight radii, unless you decide to go back to multicore
fibers. In addition, the latter have the advantage of offering an even greater
bandwidth.

10.00
bending losses [dB] 250 m POF (AN = 0.63)
500 m POF (AN = 0.50)
1.00 300 m POF (AN = 0.63)

0.10

0.01

bending radius [mm]


0.001
0 1 2 3 4 5 6 7 8 9 10 11 12 13

Fig. 2.156: Comparison of bending losses of various SI-POF (different NA)

More recent measurements of bending losses of four different SI fibers, each


with cladding and made available from Toray Germany, are shown in Fig. 2.157.
Fibers with a large NA (0.63) were used for this measurement. They allow
considerably smaller bending radii without remarkably decreasing the attenuation
and bandwidth.

3.0
D [dB] 7.5 u r
7.5 u r
7.3 u r
1.0 8.0 u r

0.3

0.1
250 m 750 m
1000 m
0.03
500 m

0.01 r [mm]
0.3 1.0 3.0 10.0 30.0
Fig. 2.157: Comparison of bending losses of various SI-POF
2.6 Bending Properties of Optical fibers 153

Bending radii are drawn in the picture with which a bend (360) results in
exactly 1 dB additional attenuation. With the four fibers with their 250 m to
1000 m core diameters this is the case each with a seven-fold to eight-fold fiber
radius, i.e. a bending radius between 0.9 mm and 4 mm. As a comparison, the
bending losses of a 125 m SI-POF ([Witt04]) are shown in Fig. 2.158.

bending losses [dB]


2.0

1.0

0.5

0.2
bending radius [mm]
0.1
0.4 0.6 0.8 1.0 1.2 1.4 1.6 1.8 2.0

Fig. 2.158: Bend losses of a 125 m SI-POF ([Witt04])

Optimedia has made available samples of a thinner PMMA GI-POF. The ben-
ding losses of this fiber with overfilled launch (LED) and a launch with a laser
(AN = 0.10) are shown in Fig. 2.159. Both measurements were carried out at
650 nm with a 5 m long fiber.

bending losses [dB]


5.0
OM-Giga
500 m/750 m
2.0 360-bends
overfilled (LED) O = 650 nm
1.0 5 m fiber

0.5
laser launch
0.2

0.1
0 20 40 60 80 100
bending radius [mm]

Fig. 2.159: Bending losses of a 500 m PMMA GI-POF

A bending radius of 15 mm is still not a problem for collimated light whereas a


high bending attenuation arises below a bending radius of 30 mm with an LED
launch. You could argue, of course, that laser sources should always be used for
GI fibers in order to utilize the high bandwidth. Nevertheless, it is imperative that
manufacturers reduce the bending losses.
154 2.6 Bending Properties of Optical fibers

Finally, some results from a project work [Bau06] are shown. First, Fig. 2.160
compares the bending losses of three Toray fibers with different core diameters:
500 m, 750 m and 1,000 m. The NA of the three fibers is the same. As expec-
ted, the bending radius for a given attenuation is reduced nearly proportional to the
fiber diameter. Only with very thin fibers does the effect of stronger mode-depen-
dent attenuation make itself noticeable.

10
bending losses [dB] fiber type: Toray PFU
AN = 0.47
measured with 650 nm LED
1 bend 360, 10 m fiber
1

0.1 1,000 m

750 m

500 m
0.01

bending radius [mm]


0.001
0 10 20 30 40 50
Fig. 2.160: Bending losses of various standard-NA-POF

The bending losses of 1 mm POF from three manufacturers are compared in


Fig. 2.161. Since the NAs of the fibers are not exactly equal, the bending attenu-
ations differ somewhat. In practice, however, these small deviations should hardly
play a role.

10
bending losses [dB] fiber type: St.-NA
measured with 650 nm LED
1 bend 360, 10 m fiber
1

0.1

0.01
0 10 20 30 40 50
bending radius [mm]
Fig. 2.161: Bending losses of various standard-NA-POF
2.7 Materials for POF 155

2.7 Materials used for POF

2.7.1 PMMA

The material most frequently used for polymer fibers is the thermoplastics PMMA
(Polymethylmethacrylate), better known as Plexiglas. Figure 2.162 shows the
structure of the monomer and its polymer chain.

MMA PMMA
H
H C H CH3 CH3 CH3 CH3
H
C C C CH2 C CH2 C CH2 C CH2

C H C C C C
O H O
O C OCH3 O OCH3 O OCH3 O OCH3
H H

Fig. 2.162: Molecular structure of PMMA

PMMA is produced from ethylene, hydrocyanic acid and methyl alcohol. It is


resistant to water, lyes, diluted acids, petrol, mineral oil and turpentine oil. PMMA
is an organic compound forming long chains with typical molecule weights
around 105. Essential from the point of view of optical transparency of the
material is the amorphous structure of the polymerized material. The density of
PMMA is 1.18 g/cm3. Its tensile strength is approximately 7-8 kN/cm2 ([SNS52]).
The refractive index of PMMA is 1.492 and the glass transition temperature Tg
lies between +95C and +125C. At room temperature and 50% relative humidity
the material can absorb up to 1.5% water, which also affects the attenuation
characteristics.
Table 2.17 presents further properties of PMMA:

Table 2.17: Properties of PMMA (typical values)


Parameter Unit Value
refractive index - 1.492
glass transition temperature Tg C 115
density g/cm 1.18
absorption of water up to saturation % 0.5
thermal conductivity: W/mK 0.17
thermal heat expansion coefficient: mm/mK 0.07
Rockwell hardness (M), - 95
Shore hardness (D) 70
tensile strength N/mm 76
resistivity Ohmcm 1015
breakdown strength kV/mm 20 - 25
spontaneous combustion temperature C approx. 430
156 2.7 Materials for POF

As can be seen in the illustration, each MMA monomer has a total of eight C-H
bonds. The vibrations of this compound, or more precisely its harmonic waves are
a main cause for the losses encountered in PMMA polymer fibers. The attenuation
resulting from absorption at the respective wavelength is shown in [Mur96] and
[Koi96c] (see Fig. 2.163 and table 2.18). In particular the harmonic waves at
627 nm (6th harmonic wave) and 736 nm (5th harmonic wave) essentially deter-
mine the level of attenuation within the application range of PMMA-POF because
these are not narrow absorption lines but relatively wide bands. Further causes for
attenuation will be discussed in the chapter titled Characteristics.

108
attenuation [dB/km]
106 molecule

104 C-H

102 C-D
C-F
100
C - Cl
10-2

10-4

10-6

10-8
500 1000 1500 2000
wavelength [nm]

Fig. 2.163: Absorption lines of C-X-bounds according to [Gra99] and [Mur96]

Quite early in the history of this technology, the idea came up to reduce the ab-
sorption losses of polymer fibers by using different materials in which less or no
C-H bonds were present. However, it is not easy to eliminate these; instead, the
hydrogen atoms are replaced by other atoms of the 7th main group. A heavier core
will result in a lower vibration frequency, thus moving the attenuation bands to a
larger wavelength. The illustration shows the attenuation bands for deuterium
(heavy hydrogen with the atomic weight 2), fluorine (atomic weight 19) and
chlorine (atomic weight 35 or 37, see also [Bau94]). Generally, the materials for
polymer fibers can be divided into three groups:
compounds containing hydrogen
compounds with partial substitution of hydrogen
compounds with complete substitution of hydrogen
2.7 Materials for POF 157

Table 2.18: Absorption bands position of carbon bonds ([Gra99])


Oscillation C-H C-D C-F C-Cl C=0 O-H
O [nm] O [nm] O [nm] O [nm] O [nm] O [nm]
Q0 3,390 4,484 8,000 12,987 5,417 2,818
Q1 1,729 2,276 4,016 6,533 2,727 1,438
Q2 1,176 1,541 2,688 4,318 1,830 979
Q3 901 1,174 2,024 3,306 1,382 750
Q4 736 954 1,626 2,661 1,113 613
Q5 627 808 1,361 2,231 934 523
Q6 549 704 1,171 1,924 806
Q7 626 1,029 1,694 710
Q8 566 919 1,515 635
Q9 830 1,372

2.7.2 POF for Higher Temperatures

Fibers with high resistance to heat are especially needed for use in certain areas of
automotive engineering (engine compartment) and automation technology. In the
passenger compartment of a vehicle a maximum of +85C will arise. PMMA-POF
can easily be used with such temperatures. In the area near the center console or
under the roof temperatures can also go up to over +100C and near the engine to
+125C. Summaries of the data published so far and of comprehensive investi-
gations at the POF-AC Nrnberg can also be found in [Poi03a] and [Poi03b]. On
the whole the following methods for increasing the resistance to heat of polymer
fibers have been presented:
Cross-linking of PMMA: cross-linking between polymer chains can be
generated by chemical effects or by UV irradiation which results in a rise of
Tg. At the same time, however, the scattering and the mechanical charac-
teristics become worse.
Polycarbonate: PC has a considerably greater Tg compared with PMMA and
is likewise transparent. Fibers made of this material have been produced on a
large scale. PC fibers, however, age relatively quickly in combination with
humidity.
Elastomers: fibers made of this material could be used up to +170C and
show very low attenuation. So far, they have only been produced as labora-
tory samples.
Alternative polymers: a series of other polymers such as cyclical polyolefins
have Tg up to +200C.
When determining the thermal stability, a maximum increase in the kilometric
attenuation is established over a maximum period of aging. In case the aging pro-
cedures are thermally activated, then the permissible operating period decreases
almost logarithmically to the temperature. An example of the behavior of a stan-
158 2.7 Materials for POF

dard PMMA-POF can be seen in Fig. 2.164 (measurements were made at the
POF-AC). The increase in losses is represented here vs. the temperature. With an
approx. 10 K increase in temperature the speed of ageing increases about one
order of magnitude.

1000
increase of
attenuation
coefficient
dB/(km1000 h)
100

520 nm
590 nm
10
650 nm

temperature [C]
1
70 75 80 85 90 95
Fig. 2.164: PMMA-POF ageing

2.7.2.1 Cross-Linked PMMA


One of the most obvious methods for more heat-resistant POFs is the use of cross-
linked PMMA, generally referred to as modified PMMA. The attenuation curves
of such fibers are summarized in Fig. 2.165. The fibers of the PHK Series are sold
by Toray ([Tor96a] and [LC00a]). Important parameters are:
Core/cladding: PMMA/fluoropolymer
Diameter. 0.5 mm, 0.75 mm. 1.0 mm and 1.5 mm
NA/aperture angle: 0.54/65
Lowest attenuation at 650 nm (for 1 mm): <300 dB/km
Permissible bending radius: 9 mm
Operating temperature: -40C to +115C
Available as single fiber and bundle with 18 fibers 0.5 mm
The attenuation measurement at the POF-AC is shown in the figure. A first
version of the Toray fiber has already been presented [Tan94a]. Another fiber
manufacturer active in this field is Asahi Chemical. A first sample was introduced
in 2003 under the designation H-POF and the measurement results were presented
in [Poi03a]. The manufacturer provides the following data:
Core/cladding: cross-linked PMMA/P-FEP
Primary coating: ETFE (black Tefzel)
Numerical aperture (after 2 m): 0.65
Core diameter: 1.0 mm
Primary coating: 1.51 mm/2.3 mm (MOST specification)
2.7 Materials for POF 159

Attenuation: 540 dB/km (measured at 657 nm)


Minimum bending radius: 5 mm
Bandwidth: 30 MHz 100 m
Operating temperature: -40C to +130C
Samples of PMMA-POF with different degrees of cross-linking were produced
in 2002 to 2004 by the RPC Institute in Tver near Moscow. The measurement
results of a sample are shown in the picture. The maximum application tempe-
rature lies at +130C with an attenuation of about 800 dB/km at 650 nm.

4.000
attenuation [dB/km]

2.000

1.000

500

Tver-POF1
H-POF
200
[Tan94a]
PHKS wavelength [nm]
100
400 500 600 700 800
Fig. 2.165: Attenuation of cross-linked PMMA-POF

On the whole it is true for this type of fiber that a higher degree of cross-linking
leads to higher application temperatures, whereby the scattering is also greater so
that the losses increase. A short piece of a Tver fiber sample exposed to red light
is shown in Fig. 2.166. The high degree of scattering leads to a clearly visible
lateral emission.

Fig. 2.166: Cross-linked PMMA-POF (sample from Tver)


160 2.7 Materials for POF

2.7.2.2 Polycarbonate POF


The first polymer fibers on the basis of polycarbonate were introduced in 1986 by
Fujitsu ([Ish92b] and [Koi95]). The attenuation lay at 800 dB/km at 660 nm and
450 dB/km at 770 nm respectively. The maximum operating temperature was
given at +130C. Similar data were published in [Min94] - see also Fig. 2.167.
In 1992 [Tesh92], Asahi introduced another PC-POF called Luminous H. With
an application temperature of +125C the attenuation was 600 dB/km at 660 nm.
The fiber NA was 0.78 and the bandwidth 17 MHz 100 m. The relatively large
NA of most PC-POFs can be explained by the high refractive index of PC which
amounts to about 1.59. If PMMA is used with n = 1.49 as cladding material, the
result is then AN = 0.55.
Mitsubishi sells a type of fiber, the ESKA FH4001-TM, with a temperature
capability up to +125C. The specific parameters for this type are:
Application temperature range: -55C to +125C
Application temperature at high humidity: +85C
Maximum attenuation at 770 nm: 800 dB/km
Minimum bending radius: 25 mm
Core/cladding material: polycarbonate/fluoropolymer
Refractive index core/cladding: 1.582/1.392
Numerical aperture: 0.75 0.01
Core/ cladding diameter: 910 50 m / 1000 60 m
Primary coating: 2.2 mm polyolefin elastomer
Laser Components GmbH offered another PC fiber. The last PC-POF shown in
Fig. 2.167 was introduced by Furukawa ([Hatt98], [Nish98] and [Irie94]),
whereby a material was used in which hydrogen atoms were partially replaced by
fluorine.

10,000 attenuation [dB/km]


Furukawa
Minami 1994
5,000 Laser Comp.
Mitsubishi

2,000

1,000

500 wavelength [nm]


400 500 600 700 800 900

Fig. 2.167: Various PC-POF


2.7 Materials for POF 161

The fibers produced by Furukawa with a core diameter of 0.5 mm had a NA of


0.35 and 0.53 (elastomer as cladding material). The low-NA version attains a
bandwidth of 200 MHz 100 m. A data rate of 156 Mbit/s could be transmitted
over 80 m of fiber (200 Mbit/s over 70 m).
No change in length could be ascertained in ageing tests over 10 days at tempe-
ratures of +100C to +155C (Fig. 2.168) which corresponds to an improvement
by 20 K over conventional PC-POF.

10 length variation [%]

4
PC(AF)
2 PC-A
0
105 115 125 135 145 155
temperature [C]
Fig. 2.168: Temperature resistance of PC ([Hatt98])

The different PC-POF from Furukawa are summarized once again in


Fig. 2.169. Unfortunately, we do not know of any other work carried out by this
company.

5,000
attenuation [dB/km]

PC(AF)
2,000 [Hatt98]
D-POF
[Irie94]
1,000
PC-POF
[Irie94]
500
wavelength [nm]
300
400 500 600 700 800 900
Fig. 2.169: Data by Furukawa 1994-1998 (Polycarbonate)

The greatest disadvantage of PC-POF is its poor stability in regard to humid


heat. BAM tests on the aging of different POFs are summarized in Fig. 2.170.
What is surprising here is that PC-POF broke down before standard PMMA-POF.
162 2.7 Materials for POF

120%
relative transmission at 92C / 95 % RH
wavelength: 650 nm;
100%
sample length: 10 m
SI-mod. PMMA
80%

60%

40% SI-PMMA

20% SI-PC

ageing time [h]


0%
0 500 1,000 1,500 2,000 2,500 3,000 3,500

Fig. 2.170: Ageing behavior of various POF ([Daum03c])

2.7.2.3 Elastomer POF


Possibly the most suitable material group for heat-resistant POF are elastomers. A
number of institutes have already produced samples, but real product development
is still missing.

10,000
attenuation [dB/km]

[Ish92]
5,000 HPOF-S
HPOF-Sb
[Suk94]
[Zei03]
2,000

1,000

400450 500 550 600 650 700 750 800 850 900
wavelength [nm]

Fig. 2.171: Attenuation of various EOF

The attenuation curves of different EOFs (elastomer optical fiber) are compared
in Fig. 2.171. Particulars of the following fibers are compared:
2.7 Materials for POF 163

Elastomer POF, produced by G. Zeidler (see [Zei03])


HPOF-S (Hitachi), data sheet information
HPOF-Sb (Hitachi), POF-AC measurements (1.5 mm core diameter)
2 mm silicone elastomer POF, AN = 0.54 [Ish92b]
POF made of ARTONTM, cyclical olefin, [Suk94]
You can clearly see that the attenuation spectra are quite similar to those of PC
fibers. The lowest losses lie in the range around 500 dB/km which is entirely
acceptable for use in vehicle networks or for parallel connections.
Typical representative fibers for both EOF and PC POF are compared in
Fig. 2.172. The similar functional groups lead to only slight differences in the loss
spectra.

3000 attenuation [dB/km]


silicone-POF
2000
PC-POF

1000

500
500 550 600 650 700 750 800 850
wavelength [nm]
Fig. 2.172: PC-POF in comparison with silicone-POF

The most recent development by Asahi is particularly interesting. The HPOF-S


possesses the following specified parameters (see [Poi03b]).
Core/cladding material: elastomer/P-FEP
Primary coating: ETFE (black Tefzel)
Numerical aperture (after 2 m): 0.65
Core/cladding diameter: 1.00 mm / 1.50 mm
Primary coating: 2.3 mm
Attenuation: 800 dB/km (measured at 660 nm)
Minimum bending radius: 7 mm
Bandwidth: 250 MHz 100 m
Operating temperature: -40C to +150C
Since the cladding could not be extruded directly, it was produced as a tube. At
250 m it is relatively thick. Practical technical production methods for such
fibers are undoubtedly possible.
When aged under high temperatures, the attenuation of this fiber even dropped
to values around 300 dB/km. Whether this was due to the possible drying of the
fiber or by improving the adhesion of the cladding on the core could not be
determined. The material system thus shows some enormous potential.
164 2.7 Materials for POF

2.7.2.4 Cyclic Polyolefines


A theoretically useful group of materials for POF are also the polyolefins.
Figure 2.173 shows a possible structure. These materials can also be produced
transparent. Low losses are theoretically possible because of their amorphous
structures.

H H H H
C C C C
H R
x

R R y

Fig. 2.173: Molecule structure COC

Some principal characteristics of such materials are:


Low water absorption
Theoretically more transparent than PMMA
Refractive index n = 1.56, makes another range of NA possible as well as the
production of different index profiles
Tg typically > 150C
Manufacturers of such polymers are among others Ticona and JSR. It is not
foreseeable when test fibers made from this very promising material system will
be produced again.

2.7.2.5 Comparison of High-Temperature POF


So far the following temperature-resistant fibers have been summarily described:
Cross-linked PMMA (>130C)
Polycarbonate (115C)
Partially fluorinated polycarbonate (145C)
Silicone elastomers (>150C)
Thermoplastic resins (145C)
ARTONTM (Fujitsu) (170C)
The data of these different fibers have been compiled in Tables 2.19 to 2.21.
*)
temporary data sheet, the fiber is not presently available
**)
modified PC - partially fluorinated according to the authors information
***)
different data on materials, but with identical attenuation curves
2.7 Materials for POF 165

Table 2.19: Polycarbonate-POF


Parameter Mitsubishi Producer Furukawa Furukawa**) Laser
FH 4001- B*) [Irie94] [Hatt98] Comp.
TM [Hatt98] [Nish98]
core diameter 910r50 m 940r20 m 910 m 500 m 1 mm
cladding thickness 40-50 m 30 m n. a. n. a. n. a.
NA 0.75 0.54 n. a. 0.30 0.61
x dB/km @ y nm 800@770 2000@633 400@660 460@650 800@770
1500@780 700@760 300@780
bandwidth n. a. n. a. n. a. 200MHz100m n. a.
max. temperature +125C +125C +125C +145C n. a.
***)
core material n = 1.582 n = 1.586 PC(A) D-POF, PC-AF PC
cladding material n = 1.392 n = 1.491 n. a. n. a. n. a.

Table 2.20: Properties of modified PMMA-POF


Parameter Toray Hitachi Tver-POF Toray
PHKS- H-POF (Sample [Tan94a]
CD1001-22 2002)
principle mod. PMMA cross linked PMMA Copolymer Copolymer
core diameter n. a. 1 mm 1 mm 1 mm
cladding thickness n. a. 250 m 30 m n. a.
NA 0.54 0.65 >0.50 n. a.
x dB/km @ y nm 300@650 540@660 800@660 250@650
bandwidth n. a. 30 MHz100m n. a. n. a.
max. temperature +115C +130C +130C Tg = 135C
core material PMMA PMMA PMMA Copolymer
cladding material n. a. P-FEP n. a. n. a.
jacket PP ETFE n. a. n. a.

Table 2.21: Properties of different high temperature-POF


Parameter Hitachi Hitachi Bridgestone Zeidler Fujitsu
HPOF-S [Sas88] [Ish92b] [Zei03] [Suk94]
principle silicone resin silicone elastomer elastomer
core diameter 1.0 mm 1 mm n. a. 1 mm 1 mm
cladding thickness 0.25 mm 0.5 mm n. a. n. a. n. a.
NA 0.65 0.62 0.54 0.44/0.25 n. a.
x dB/km @ y nm 800@660 660@650 700@660 800@770 800@680
900@780 450@770
bandwidth 25 MHzkm n. a. n. a. n. a. n. a.
max. temp. n. a. >150C +150C +150C Tg = 171C
core material n. a. ester based silicone elastomer ARTON
thermosetting resin
cladding P-FEP ethylen tetrafluoride - n. a. elastomer n. a.
propylene hexafluo-
material ride copolymer
fluorcopol.
jacket Tefzel (ETFE) n. a. n. a. without n. a.
166 2.7 Materials for POF

Fig. 2.174 shows an aging experiment at +130C with different fibers described
above. The most suitable ones at these temperatures were evidently the EOF and
the PC-POF.

10,000
attenuation [dB/km]
5,000
T = +130C
TVER 2002
2,000

1,000 FH 4001

500 PHKS

200 HPOF-S
measuring time [hours]
100
0 100 200 300 400 500 600 700
Fig. 2.174: Ageing of various POF at high temperatures

The PC-POF from Mitsubishi (FH4001) only shows a moderate increase while
the two POFs made of cross-linked PMMA aged more quickly. The EOF even
gets better during the measurement period. Particularly noticeable is the clear drop
in attenuation after 15 hours. This was the point at which the temperature was
raised in the climate test chamber. It was noticeable that the bandwidth of the EOF
had dramatically diminished after this treatment. The combination of both events
provides the explanation that the adhesion of the cladding onto the core was
clearly improved by the high temperature so that even higher modes can now be
guided.

2.7.3 Polystyrene-Polymer Fibers

Another candidate for the production of polymer optical fibers is polystyrene (PS),
the molecular structure of which is shown in Fig. 2.175 ([Ram99]).

H H H H
C C C C
C H C H
H C C H H C C H
H C C H C C
C H H
C
H H n

Fig. 2.175: Molecule structure of PS


2.7 Materials for POF 167

Theoretically, the attenuation of PS is partly below that of PMMA, as the


following theoretical estimate of losses in [Kai89] shows - without taking into
account propagation effects and the effects of claddings (see table 2.22).

Table 2.22: Theoretical attenuation of different polymers according to [Kai89]

Material Wavelength Rayleigh- UV-Ab- C-H- Sum Total


Scattering sorption Absorption
PMMA 520 nm 28 dB/km 0 dB/km 1 dB/km 29 dB/km
570 nm 20 dB/km 0 dB/km 7 dB/km 27 dB/km
650 nm 12 dB/km 0 dB/km 88 dB/km 100 dB/km
PS 552 nm 95 dB/km 22 dB/km 0 dB/km 117 dB/km
580 nm 78 dB/km 11 dB/km 4 dB/km 93 dB/km
624 nm 58 dB/km 4 dB/km 22 dB/km 84 dB/km
672 nm 43 dB/km 2 dB/km 24 dB/km 69 dB/km
PMMA- 680 nm 10 dB/km 0 dB/km 0 dB/km 10 dB/km
d8 780 nm 6 dB/km 0 dB/km 9 dB/km 15 dB/km
850 nm 4 dB/km 0 dB/km 36 dB/km 40 dB/km

To date, PS-POF have been manufactured e.g. by Toray (first PS-POF 1972),
NTT (1982) and CIS in Tver (1993). The initial fibers had an attenuation of over
1,000 dB/km; later on it was possible to reduce this to 114 dB/km at 670 nm
([Koi95]). The NA of these fibers which can be used at temperatures up to 70C is
0.56, i.e. a little higher than that for the standard PMMA-POF. Figure 2.216 shows
the attenuation behavior of a PS-POF ([Ram99], red curve and [Zub001b]).

1000
attenuation [dB/km]
800

600

400

200
[Zub01b]

wavelength [nm]
100
500 550 600 650 700 750 800 850

Fig. 2.176: Attenuation spectrum of PS-POF acc. to [Ram99] and [Zub01b]


168 2.7 Materials for POF

The refractive index of PS is n = 1.59 so that it is possible to use PMMA for the
optical cladding (n = 1.49), as is possible for PC (n = 1.58). The glass transition
temperature of PS is approx. 100C and therefore approx. 5 K lower than that of
PMMA. Hitherto there has been no reason to replace the PMMA-POF by PS so
that this material is not of any practical significance.

2.7.4 Deuterated Polymers

As has been illustrated in Fig. 2.163, a significant reduction in the absorption


losses of polymers can only be achieved by substituting the hydrogen with heavy
atoms. This would seem to be achieved most simply by replacing it with deu-
terium. This isotope has twice the atomic mass compared to hydrogen. In nature,
approximately 0.0156% of all hydrogen atoms are deuterium (1 atom in every
6,400). Chemically, deuterium behaves the same way as hydrogen so that it
simply makes sense to use so-called heavy water (D2O) as a base material for this
synthesis. Table 2.23 shows data of different POF based on deuterated polymers.

Table 2.23: Data of deuterated materials


Ref. Year Producer Attenuation at: Remarks
dB/km nm
[Koi95] 1977 Du Pont 180 790 first deuterated SI-POF
[Koi96c] 1982 NTT 20 680 SI-POF
[Lev93] 1993 CIS 120 650 core: 200-1000 m,
180 850 AN = 0.48, to 70C
[Koi92] 1993 Keio Univ. 56 688 core: 500 m, MMA-BBP-d8,
[Khoe94] 94 780 2.000 MHz km
[Kon02] 2002 Keio Univ. 58 650 g = 3.4; 511 MHz 300 m
109 780 Tg = 105C
127 580
[Kon03] 2003 Keio Univ. 58 650 g = 2.0; 1020 MHz 250 m
[Kon04] 2004 Keio Univ. 80 650 g = 2.3; 1200 MHz 300 m

According to [Koi95], the first deuterated SI-POF was produced by DuPont in


1977. In 1982, NTT ([Koi96c]) produced a SI-POF in deuterated material with a
minimum attenuation of 20 dB/km at 680 nm. It was not until the year 2000 that
this attenuation value was improved with the introduction of LucinaTM-POF.
Figure 2.177 shows further attenuation curves for POF made with deuterated poly-
mers; all examples are GI fibers.
Using POF made with deuterated polymers would offer a number of advan-
tages. Chemically these materials behave identically to the substances made from
"normal" hydrogen. The attenuation is approximately one order of magnitude less
than the values achieved for PMMA fibers. The behavior over temperature and the
options for index profile design should be the same as those of PMMA-POF.
However, the decisive disadvantage is that there is always water vapor present in
the atmosphere which will be absorbed by the fibers. This will lead to a situation,
2.7 Materials for POF 169

where which protons (normal hydrogen nuclei) slowly replace the deuterium so
that the absorption losses will increase again.
Although it is possible to solve the problem with a watertight coating of the
fiber (including all connections), this would defeat the object of obtaining a parti-
cularly low priced cable system.

10,000
attenuation [dB/km]
5,000
2,000
1,000
500 [Koi95]
[Ish92a]
200
[Koi96b]
100 [Koi96d]
50 [Mur96]
20
wavelength [nm]
10
500 600 700 800 900 1000 1100 1200 1300 1400
Fig. 2.177: Loss spectra of GI-POF (deuterated, 1996)

In the past few years work has once again been conducted in Japan on the
production of deuterated POF. GI fibers exclusively have been investigated - see
[Kon02], [Kon03] and [Kon04]. The attenuation of these fibers from [Kon04] is
compared in Fig. 2.178 with the values from 1995 and those of a PMMA-POF.

1500
attenuation [dB/km]

1000 PMMA

500
d8-PMMA 2002

0 1995
450 550 650 750 850
wavelength [nm]

Fig. 2.178: Loss spectra of GI-POF ([Kon02])


170 2.7 Materials for POF

Different production versions are compared in [Kon02]. The effect of an


additional PMMA cladding is investigated among other things. The best results
compared with a pure PMMA-POF are shown in Fig. 2.179. With about 60 dB/km
and 650 nm the attenuation ranges approximately between pure PMMA and PF-GI
fibers. On the other hand, the attenuation of the PMMA POF at 520 nm also does
not lie much higher.

10.000
attenuation [dB/km]
5.000
2.000 PMMA
PMMA
1.000
500
200
100 d8-POF
50
20
wavelength [nm]
10
500 550 600 650 700 750 800
Fig. 2.179: Attenuation of deuterated POF ([Kon04])

Since 2003, Fujifilm has been announcing the development of a new fiber
Lumistar in the versions I, V and X. According to their own statements this is:
the first POF with a large diameter which is able to transmit over 1 Gbit/s. This
is somewhat exaggerated, of course, since PMMA GI-POF and MC-POF have
been able to do this for many years.

power [dB]
0.0

-1.0 1.9 GHz100 m


3 dB-bandwidth
-2.0

-3.0

-4.0

-5.0
frequency [GHz]
-6.0
0.0 0.5 1.0 1.5 2.0 2.5 3.0

Fig. 2.180: Frequency response of the Lumistar GI-POF ([Nak05b])


2.7 Materials for POF 171

Details of a fiber with a core diameter of 500 m and a cladding diameter of


750 m are described in [Nak05b]. The bandwidth of the fiber is 1.9 GHz over
100 m. Figure 2.180 shows the frequency response.
Furthermore, the work shows that the index profile produced by gel poly-
merization technology also remains stable after 2000 hours of aging at +90C
(Fig. 2.181) which is very astonishing.

Fig. 2.181: Refractive index profile of the Lumistar GI-POF after ageing (+90C)

Parameters for the Lumistar fibers are mentioned in different sources. Accor-
ding to this information a particularly low-attenuation polymer is used. Since the
company works closely with Keio University, where until 2004 there were reports
on the development of deuterated fibers with very similar parameters, we must
assume that we are dealing here with d8 PMMA-POF.

Table 2.24: Data of the d8-POF Lumistar

Lumistar-I Lumistar-V Lumistar-X


core material n. a. n. a. n. a.
core diameter 500 m 300 m 120 m
cladding diameter 750 m 316 m 500 m
attenuation 160 dB/km 180 dB/km <100 dB/km
(650 nm) (650 nm) (850 nm)
bandwidth 1 GHz 50 m 3 GHz 50 m 10 GHz 50 m

According to [Kon05] the fiber is drawn from a 22 mm thick preform (60%


core). By means of a two-stage polymerization process the bandwidth is improved
(Fig. 2.182 shows the losses of two current versions). The optimal NA lies bet-
ween 0.2 and 0.3. The goal is the transmission of at least 3 Gbit/s over 200 m.
172 2.7 Materials for POF

1000
attenuation [dB/km]

500
PMMA-d8 core
PMMA-cladding

200

100 PMMA-d8
complete
wavelength [nm]
50
500 550 600 650 700 750 800

Fig. 2.182: d8-POF variants according to [Kon05]


- conventional gel-polymerization with all-PMMA-d8 (79.8 dB/km at 650 nm)
- two level gel-polymerization with PMMA-d8 core and PMMA-cladding (red)

The bandwidth of the fibers was determined through pulse broadening in the
time domain, a SI-POF was used as a mode mixer. The fiber with the PMMA d8
core and the PMMA cladding attains 1.2 GHz 300 m (overfilled launch). This
version does indeed have a somewhat higher attenuation, but also has a higher
bandwidth due to the index dip at the core-cladding interface.
In October 2004, Fujifilm introduced a DVI transmission system on the basis of
the Lumistar fiber. Using a 850 nm VCSEL a data rate of 10.3 Gbit/s over 40 m
could be transmitted (eye diagram in Fig. 2.183).

Fig. 2.183: 10.3 Gbit/s-data transmission over 40 m PMMA-d8-GI-POF

To what extent this fiber is actually available on the market cannot yet be
assessed since there are no channels of distribution yet in Europe. Even the actual
production costs are still unknown.
The use of fluorine instead of deuterium is indeed more complicated, but does
promise even lower attenuation values and above all long-life fibers. The
following section describes the development of these fibers.
2.7 Materials for POF 173

2.7.5 Fluorinated Polymers

The atomic mass of fluorine is many times greater than that of hydrogen so that
the absorption bands are moved significantly further into the infra-red zone. The
theoretical minimum values are less than 0.2 dB/km ([Mur96]), i.e. comparable to
silica fibers in the wavelength range of about 1,500 nm. Figure 2.184 compares
the attenuation values theoretically possible for fluorinated polymers with those
achieved for singlemode glass fibers.

100 attenuation [dB/km]

silica glass
PF-polymer
10

0.1 wavelength [nm]


400 600 800 1,000 1,200 1,400 1,600
Fig. 2.184: Theoretical comparison of PF polymer and silica

However, practical experience shows that these impressive theoretical values


are in fact difficult to achieve. The most important question is whether it will be
possible to find a fluorinated polymer that can be processed into a fiber in its
amorphous state. For example, Teflon materials tend to crystallize. Due to scatte-
ring losses, this will significantly reduce the transparency of the material. Even
this very first problem proved to be quite difficult to solve. The second question
relates to the production of the optical waveguide itself. For a step index fiber one
needs a cable material with a slightly smaller refractive index ('n | 0.02 - 0.05).
However, fluorinated polymers already have the lowest refractive index of all
existing transparent plastics (n = 1.340 at 650 nm, or n = 1.336 at 1,300 nm),
which is why they are the preferred material for claddings. The reason why no
PF-SI-POF have been produced to date is simply the fact that there are no suitable
cladding materials available for this purpose.
In principle, graded index POF do not require an optical cladding. On the other
hand, it is necessary to find a way to continually increase the refractive index
towards the axis. Essentially this can be achieved through doping and co-poly-
merization. In the case of silica glass, the index variation can be easily achieved
by replacing the silicon atoms with germanium because these two substances be-
have identically within the glass structure. However, the components used for po-
lymer optical fibers do not allow such a simple replacement of individual atoms.
174 2.7 Materials for POF

The process of doping involves inserting small molecules between the long
chains of the actual core material which increases the refractive index. What is
important is that the dopants do not diffuse out of the polymer material too easily
and do not show too strong absorption in the desired wavelength range. The
doping process always lowers the glass transition temperature. It is therefore
desirable to insert a molecule that accomplishes the required change in the refrac-
tive index even at small concentrations (a few percent).
In co-polymerization one uses chains composed of different monomers. The
ratio of monomers determines the refractive index. In this case it is important that
the sequence should be irregular - no long chains of one monomer are formed -
since otherwise the losses due to scattering increase considerably. This means that
the bonding force of monomers amongst each other must not be greater than the
bonding force to the respective other monomer. Of course, both monomers must
have sufficient transparency. Figures 2.185 and 2.186 show a schematic illustra-
tion of the principles.

monomer

dopant

Fig. 2.185: Index variation by dopants

monomer A

monomer B

Fig. 2.186: Index variation by copolymerization


2.7 Materials for POF 175

Some fluorine polymers are listed, for example by [Mur96].


HFIP 2-FA hexafluoroisopropyl 2-fluoroacrylate
PTFE polytetrafluoroethylene
FEP tetrafluoroethylene-hexafluoropropylene
PFA tetrafluoroethylene-perfluoroalkylvinyl-ether
To date the best results in producing low attenuation POF have been achieved
with the material CYTOP (cyclic transparent optical polymer), developed at
Asahi Glass in Japan. This material no longer contains hydrogen. Its molecular
structure is shown in Figs. 2.187 and 2.188.

CYTOP

CF2=CF-O-CF2-CF2-CF=CF2

CF2 CF2 CF2 CF2 CF2 CF2


CF CF CF CF CF CF

O CF2 O CF2 O CF2

CF2 CF2 CF2

momomer polymer

Fig. 2.187: Fluoropolymer CYTOP from Asahi Glass

Fig. 2.188: CYTOP molecule structure

It was possible to reduce the attenuation of fibers step by step from initially
over 50 dB/km to 30 dB/km and finally to less than 10 dB/km at a wavelength of
1,300 nm, as shown in the data for different PF-GI-POF in Table 2.25.
Different attenuation spectra of GI-POF are compared in Fig. 2.189. The years
indicate the history of the development of this technology. Estimates in [Mur96]
suggest that attenuation for CYTOP will be less than 1 dB/km, bearing in mind
that the need for a GI profile will have a negative effect on this value.
176 2.7 Materials for POF

Table 2.25: Data of different PF-GI-POF


Ref. Year Producer core dB/km at nm Remarks
m
[Koi96c] 1995 Keio Univ. n. a. 50 1300
[Mur96] 1996 Asahi 300- 140 850 n=1.34 (589 nm, Tg=108C,
Glass Co. 500 56 1300 'n = 0.115, D = 2.4
[Koi96c] 1996 Keio Univ. n. a. n. a. n. a. 10 GHz100 m | 660 nm
[Yos97] 1997 Asahi 125- 56 1300 AN = 0.2, D = 2.4,
Glass Co. 300 nKern = 1.34, 600 MHzkm
[Koi98] 1998 n. a. 40 1300
[Oni98] 1998 Asahi 210 41 850 10,000 h/70C, AN = 0.18
Glass Co. 45 1300
[Khoe99] 1998 n. a. 120 850
56 1300
[Khoe99] 1998 130 110 650
43.6 840
31 1310
[Koi00] 2000 Asahi 120 15 1300 9 ps/nmkm dispersion
[Kog00] Glass Co. 509 MHzkm@1300 nm
522 MHzkm@850 nm
[Wat03] 2003 Asahi 120 15 1300 till now lowest POF-
Glass Co 8 1070 attenuation
[Gou04] 2003 Nexans 120 40 850 1500 MHz100 m
[Whi04b] 2004 Chromis 120 25 850 400 MHzkm
[DuT07] 2007 Chromis 120 40 800- 800 MHzkm
50 1300 continuously drawn

1,000 attenuation [dB/km]

500
1995

200 1996

100

50
1998

20
2000 wavelength [nm]
10
500 600 700 800 900 1000 1100 1200 1300 1400 1500 1600

Fig. 2.189: Development of the attenuation for PF-GI-POF


2.7 Materials for POF 177

Values below 20 dB/km allow transmission ranges of up to 1,000 m. This


covers not only the field of application for copper data cables but also for glass
multimode fibers. Likewise, deployment in access networks would become
possible.
The best values so far are shown in Fig. 2.190 from [Whi02] and [Wat03],
whereby OFS - in the meantime under the company name of Chromis Fiberoptics
- has used a continuous production process for the first time (more information
below).

100
attenuation [dB/km]

60

40

20

10 AGC
OFS

6
600 700 800 900 1,000 1,100 1,200 1,300 1,400
wavelength [nm]

Fig. 2.190: Current attenuation values for PF-GI-POF

2.7.6 Overview over Polymers for POF Jackets

Apart from the materials used in the fiber core, the material used for the jacket is
also important. It has a significant contributing effect on thermal resistance. In
addition, the jacket determines the mechanical properties of the cable such as re-
sistance to compressive load and tensile strength as well as flexibility. Tables 2.26
through 2.30 list different possible materials with some of their characteristics.
The use of PVC, PE or PA as typical jacket materials for applications within
buildings allows for maximum temperatures ranging from 70C up to 90C. The
materials in the last two rows (trade names are Teflon FEP or Teflon PTFE) can
be used at significantly higher temperatures.
178 2.7 Materials for POF

Table 2.26: Materials for POF jackets (thermal properties)

Short Material VDE- Allowed Conti- Thermal Over-


Name label nuous Operation load Capacity
Temperature 240 h 20 h
PVC polyvinylchloride Y 70C 80C 100C
PVC 90 polyvinylchloride 90C Y 90C 100C 120C
PVC flame ret. polyvinylchloride flame retardant Y 70C 80C 100C
PE LD; MD polyethylene (low, medium density) 2Y 70C 100C 100C
PE flame ret. polyethylene flame retardant /with halogen 2Y 70C 100C 100C
PE HD polyethylene (high density) 2Y 80C 110C 120C
PP polypropylene 9Y 90C 110C 130C
PA-6 polyamide - 6 4Y 80-90C 120C 150C
PUR polyurethane (thermoplastic) 11Y 90-100C 120C 140C
VPE cross linked polyethylene 2X 90C 140C 160C
EVA ethylene-vinylacetate-copolymere 4G 120C 160C 180C
FEP perfluorethylenpropylene 6Y 180C 230C 240C
PTFE polytetrafluorethylene 5Y 260C 300C 310C

Table 2.27: Materials for POF jackets (thermal/mechanical properties)

Short Proces- Flame Oxygen Thermal Thermal Linear


Name sing *) Resistant Index LOI Value Ho Conductivity Expansion-
MJkg-1 WK-1m-1 Coefficient K-1
PVC E partly 23-28% O2 17 - 25 0.17 10 - 2010-5
PVC 90 E partly 23-28% O2 17 - 25 0.17 10 - 2010-5
PVC flame red. E yes 30-40% O2 15 - 20 0.17 10 - 2010-5
PE LD; MD E and S no d 22 % O2 42 - 44 0.30 20 - 5010-5
PE flame red. E and S partly 24-27% O2 35 - 40 0.30 20 - 5010-5
PE HD E and S no d 22 % O2 42 - 44 0.40 40 - 4510-5
PP E and S no d 22 % O2 42 - 44 0.19 1510-5
PA-6 E and S no d 22 % O2 29 - 30 0.23 7 - 1010-5
PUR E and S no 20-25% O2 23 - 27 0.25 15 - 2010-5
VPE EoV no d 22 % O2 42 - 44 0.30 20 - 3010-5
EVA EoV no d 22 % O2 19 - 23 n. a. n. a.
FEP E yes >95 % O2 5 0.26 8 - 1110-5
PTFE W (E) yes >95 % O2 5 0.26 6 - 1510-5
*) E: extrusion, S: injection molding, V: vulcanization, W: wrap technology

Table 2.28: Materials for POF jackets (physical/chemical properties)

Short Name Melting Low Tempe- Density Corrosive Harmfull


Agents in the Flue Gas
J-Rays
Temperature rature Limit gm-3 Resistance
PVC from 130C -10C 1.20-1.50 yes d 10 Mrad
PVC 90 from 130C -10C 1.20-1.50 yes d 10 Mrad
PVC flame ret. from 130C -10C 1.30-1.60 yes d 10 Mrad
PE LD; MD 90-110C -50C 0.87 no d 100 Mrad
2.7 Materials for POF 179

PE flame ret. from 110C -50C 0.98 yes d 50 Mrad


PE HD 125-135C -50C 0.95-0.98 no d 100 Mrad
PP from 145C -20C 0.91 no d 10 Mrad
PA-6 from 175C -50C 1.10-1.15 ? d 10 Mrad
PUR from 150C -50C 1.15-1.20 no d 500 Mrad
VPE - -50C 0.92 no d 100 Mrad
EVA - -50C 1.30-1.50 no d 100 Mrad
FEP 255-275C -65C 2.00-2.30 yes d 0.1 Mrad
PTFE 325-330C -65C 2.00-2.30 yes d 0.1 Mrad

Table 2.29: Materials for POF jackets (physical/chemical properties)


Short Oil and fuel Weather Shore-Hardness Tensile Extension
Name resistance Resistance 1) = A; 2) = D Strength Break
PVC middling good 70-951) 10-20 Nmm-2 150-350 %
PVC 90 middling good 70-951) 10-20 Nmm-2 150-350 %
PVC flame ret. middling good 80-901) 10-20 Nmm-2 150-250 %
PE LD; MD bad medium 43-502) 15-20 Nmm-2 300 %
PE flame ret. bad medium 502) 15-20 Nmm-2 300 %
PE HD middling medium 60-622) 15-25 Nmm-2 300 %
PP middling medium 40-602) 30-50 Nmm-2 300 %
PA-6 middling good 40-75 70-120 Nmm-2 50-200 %
PUR good excellent 75-1001) 35-45 Nmm-2 300 %
VPE middl. /good good 40-502) 12-20 Nmm-2 300 %
EVA bad good 70-901) 5-15 Nmm-2 300 %
FEP very good excellent 55-602) 15-25 Nmm-2 250 %
PTFE very good excellent 55-652) 80 Nmm-2 50 %

Table 2.30: Materials for POF jackets (electrical properties)


Short Loss Factor tanG at Permittivity at 20C Resistivity
Name 20C and 800 Hz and 800 Hz at 20C
PVC 20 - 10010-3 4-6 1013 :cm
PVC 90 50 - 10010-3 4-6 1013 :cm
PVC flame ret. 70 - 15010-3 5-7 1013 :cm
PE LD; MD 0.2; 0.410-3 2.3 1016 :cm
PE flame ret. 1.110-3 3 1016 :cm
PE HD 0.310-3 2.3 1016 :cm
PP 0.510-3 2.3 - 2.5 1016 :cm
PA-6 30 - 5010-3 3-7 1014 :cm
PUR 3010-3 8 1012 :cm
VPE 0.510-3 2.4 - 3.8 1016 :cm
EVA 20 - 3010-3 4-6 1012 :cm
FEP 0.000310-3 2.1 1016 :cm
PTFE 0.000310-3 2.1 1017 :cm
180 2.8 Fiber and Cable Production

2.8 Fiber and Cable Production

The processes for producing POF have been continuously improved in the last few
years. The fundamental methods have indeed always remained the same, but vari-
ous details have been improved. A very comprehensive treatment of POF produc-
tion and its history can be found in [Nal04]. Many fine points concerning the
materials can also be found in [Har99].
As opposed to the production of glass fibers there is a number of unusual
features with POF. First of all, the polymer chemistry involved, in part very com-
plicated and with its occasional safety aspects, has to be mastered. On the other
hand the process temperatures are very much lower - almost always below
+200C.
The demands on POF production can be sub-divided into four areas:
The core material must be produced uniformly without any impurities, air
bubbles, etc. and with a correct distribution of the molecular masses.
The fiber must be drawn or extruded exactly.
For SI fibers a suitable cladding material with low refractive index and an
attenuation not too high must be found and applied. In doing so, one must
guarantee that the interface is sufficiently smooth and that the cladding has a
good wringing fit.
For graded index fibers a copolymer or a dopant must be found in order to be
able to vary - usually increase - the refractive index. A suitable process is
needed in order to distribute this material over the core cross-section so that
you have a parabolic refractive index profile.
There are other steps, of course, such as the application of additional protective
layers, the production of duplex or ribbon cables and quality control.

2.8.1 Production Processes for POF

Today glass fibers are produced in two different ways. The typically 125 m thin
fibers for telecommunication applications are produced - up to more than 1000 km
- from a preform. Light guiding fibers are drawn directly from molten glass.
Even with polymer fibers one differentiates between continuous methods,
spinning or extruding, and the drawing out of the preform.
In the preform method a cylinder is produced that already has the index profile
of core and cladding while having a much larger diameter. During the drawing
process, the diameter is reduced until the desired size has been reached
(Fig. 2.191, see e.g. [Wei98]).
Ideally, the index profile should be maintained during this process but at a
proportionally reduced scale. The length of the fiber per preform is determined as
follows:
Length of fiber = preform length (preform diameter/fiber diameter)2
2.8 Fiber and Cable Production 181

This method is applied generally for glass fibers. Automated processes are then
applied to make several 100 km of fiber out of each preform, as the following
example shows:
Length of glass fiber = 2 m preform (5 cm preform diameter/125m)2 = 320 km
It is easy to see that the large core diameter of common POF is not favorable
for this process since only a few km of fiber can be produced from each preform,
for example:
Length of POF = 1 m preform (5 cm preform diameter/1 mm)2 = 2.5 km
Drawing speeds for glass fibers today can attain 10 m/s; with POF about 0.2 to
0.5 m/s.

mounting with feed


mechanism
preform

oven

take up drum

diameter control
unit

Fig. 2.191: Production of POF from a preform

In addition to being able to draw the complete fiber out of the preform there is
also the possibility of producing the core as a polymer cylinder and then applying
the cladding by extrusion or enameling. The advantage here is that the polymeri-
zation of the core material can proceed under very much better controlled
conditions.
This process is used with PCS. A silica glass core is drawn out to 200 m - or
to other thicknesses as well - and is then surrounded by a polymer cladding,
typically 15 m thick. Understandably, the glass and the polymer have to be pro-
cessed using different procedures.
Other versions are discontinuous production in which polymerization first takes
place in the reactor and then the resulting block is extruded at low temperature, a
so-called batch extrusion.
182 2.8 Fiber and Cable Production

N2
vacuum-
pump

reactor
mixer

heater
monomer initiator cooler
polymerization
controller
cladding
polymer
POF with cladding

Fig. 2.192: Batch-extrusion according to [Hess04]

The monomer, the initior and the polymerization controller are first distilled by
a vacuum pump. After the polymerization is finished, nitrogen pushes the poly-
mers through the nozzle and the cladding is then immediately applied.
In addition, Mitsubishi has developed a method with which the polymerization,
described in [Nal04], can take place photochemically.
Figure 2.193 from [Hess04] shows such a method. The core and cladding
materials are pushed through a nozzle by a pump and a mixer. The cross-linking
then takes place with a UV lamp. This process could prove to be quite suitable,
especially for heat-resistant POF.

mixture

spinning

nozzle
cladding core take up
material material drum
UV-light for
crosslinking

Fig. 2.193: Polymer crosslinking


2.8 Fiber and Cable Production 183

When extrusion techniques are applied, the POF is produced in a continuous


process directly from monomers. For SI-POF this process is very simple.
Figure 2.194 shows such an arrangement (e.g. [Ram99], [Wei98]).

POLYMER
filler heated
vessel

diameter
core control
extruder fiber
conveyor
pump

cladding
extruder

Fig. 2.194: Production of SI-POF through extrusion

Such a system is also described in [Hac01]. According to the author the


cladding materials used are Poly(3FMA) with n = 1.40 and PVF with n = 1.42.
The polymerization takes place at about 150C. With the drop in pressure when
leaving the reactor the remaining monomer is vaporized and can be returned. The
cladding is extruded at about +200C. This temperature lies far above the glass
transition temperature for PMMA. Thus is a critical step in the process in which
the quick cooling of the fiber must be guaranteed. On the other hand, the cladding
is only about 10 m thick so that the thermal load is limited.

monomer, initiator,
polymerization controller

reactor

cladding extruder
heating
fiber

pump
extruder
take up drum

Fig. 2.195: Extrusion of a POF according to [Hac01]


184 2.8 Fiber and Cable Production

This process is also discussed in [Hess04]. The monomer is polymerized to


about 80% in the reactor. The advantage of this standard process for SI-POF lies
in the very slight contamination of the polymers caused by the process.
A modification of the process is presented in [Poi06d]. The new components in
the process are:
The core material is PMMA granulate which is crushed before extrusion and
effectively cleaned.
The extrusion head is to be kept free of metal and any impurities whatsoever
if possible.
The turbo pump used makes a particularly even transport possible.
In addition, two further processes are mentioned in [Wei98]. In the thrust extru-
sion technique, polymerization is carried out in a closed heated container from
which the fiber is subsequently expelled through a nozzle at high pressure. The
cladding is applied directly within the nozzle. This is a non-continuous process
just like the preform technique.
In the spin-melt process, a volume of ready-to-use polymer pellets is melted
and pressed through a spin head that incorporates many holes. The holes serve to
form the core and apply the cladding. This process is very efficient but also very
expensive.

2.8.2 Production of Graded Index Profiles

In order to guarantee the optimal functioning of graded index and multi-step index
fibers, the best index profile possible should be realized. The developmental goal
of the past few years has been to attain as much as possible with minimum effort
and to continuously produce GI fibers.
A number of different processes for the manufacture of graded profiles are
described in the technical literature:
Interfacial gel polymerization technique
Centrifuging
Photo-chemical reactions
Extrusion of many layers
In most of these techniques the principle is to initially create a preform of up to
50 mm diameter and then to subsequently draw this preform down to the desired
fiber size. Some of these methods are described below.

2.8.2.1 Interfacial Gel Polymerization Technique


This method was developed by Prof. Koike of the Keio University (for an example
see [Koi92]). In this process a tube is initially manufactured with PMMA. This
tube is then filled with a mixture of two different monomers M1 (high refractive
index and large molecules) and M2 (smaller refractive index and smaller mole-
cules). Initially the inner wall of the PMMA tube is slightly liquefied in an oven
2.8 Fiber and Cable Production 185

that has been typically heated to 80C. This results in a layer of gel and accele-
rates polymerization. The smaller molecule M1 can more easily diffuse into this
layer of gel so that the concentration of M2 increases more and more towards the
middle. The index profile is thus formed in accordance with the resulting concen-
tration gradient. For manufacturing a PMMA-GI-POF, [Koi92] proposes that
MMA (M1) be supplemented with monomers VB, VPAc, BzA, PhMA and BzMA.
The material that was finally used is BzA because its reactivity is comparable with
that of MMA. The 15 mm - 22 mm thick preform is then drawn at temperatures
between 190C and 280C to produce fibers ranging from of 0.2 mm - 1.5 mm in
diameter. Figure 2.196 illustrates the principle (see also [Ish95]).

PMMA tube 80C


filled with a melting of the PMMA tube
MMA/BzA mix formation of a gel layer

the gel layer moves to the center


concentration of M2 increases from outer to the the center

Fig. 2.196: GI profile formation by gel polymerization technique

[Koi95] describes this method in more detail. The PMMA tube is produced by
rotating a glass reactor at 3,000 min-1 at 70C that is partially filled with MMA.
The polymerization process for the core takes place at a speed of 50 min-1 and a
temperature of 95C and requires approximately 24 hours to complete. [Ish95]
describes the production of a PMMA GI-POF with DPS as dopants. For traditional
materials such as BB or BBP, one obtains fibers with a NA of 0.17 - 0.21, whereas
with DPS a NA of 0.29 is possible. The greater NA improves the bending charac-
teristics and makes the launching of light easier.
186 2.8 Fiber and Cable Production

2.8.2.2 Creating the Index Profiles by Centrifuging


Several publications ([Dui96], [Dui98] and [Chen00]) propose utilizing the den-
sity difference of the different monomers to create the index profile through cen-
trifugal force in a fast centrifugal process. [Chen00] compares the density and
refractive index of different materials for this purpose (Table 2.31).

Table 2.31: Refractive index and density of different polymers ([Chen00])

Molecule Density n Molecule Density n


-3 -3
MMA 0.936 g/cm 1.490 BB 1.120 g/cm 1.568
DOP 0.981 g/cm-3 1.486 PMMA 1.190 g/cm-3 1.490
-3 -3
BIE 0.982 g/cm 1.564 TFPMA 1.254 g/cm 1.373
-3 -3
BzMA 1.040 g/cm 1.568 PTFPMA 1.496 g/cm 1.422
VB 1.070 g/cm-3 1.578 DBME 2.180 g/cm-3 1.538

The production of the preform is carried out in two steps. Once the monomer
mixture has been filled into a tube, the GI profile is formed at room temperature.
Then the temperature is increased so that polymerization takes place. Rotation
continues during this process. Then the fiber is drawn from this preform.
In this process the rotation speeds must be up to 50,000 min-1. Even for a pre-
form with 10 mm diameter the centrifugal acceleration (a = M2r) already equals
14,000 times the acceleration due to gravity. At the University of Eindhoven an
ultra centrifuge operating at 50,000 min-1 has been constructed for preforms up to
50 mm in diameter which produce a centrifugal acceleration of 70,000 g. In the
first trials, GI cylinders were produced from PTFPMA and MMA. The process for
forming the GI profile took 24 hours. This was followed by a period of 12 hours
during which the polymerization process was carried out at 60C to 80C. The
refractive index difference achieved was approximately 0.009. No research reports
have as yet been published on the production of fibers from such preforms.

2.8.2.3 Combined Diffusion and Rotation

The combination of diffusion and rotation for producing PMMA-GI preforms is


described in [Park01]. The monomer is filled into a cylindrical glass reactor in the
middle of which a rod made of a material with a high refractive index is located.
This material diffuses slowly into the surrounding medium. Both parts can rotate
at different speeds: the reactor at 500 to 1000 RPM and the rod at 6 to 60 RPM.
The idea for different rotation speeds comes from determining the average of
concentration fluctuations so that an ideal rotation-symmetrical profile comes
about. After a few hours the preform is thermally polymerized. Figure 2.197
shows the principle and an index profile.
A fiber with a 1 mm core diameter was produced through thermal drawing from
the preform described above. The bandwidth-length product amounts to 1.2
GHz 100 m, measured with a 650 nm InGaAsP laser on a 50 m long fiber.
2.8 Fiber and Cable Production 187

solid copolymer with concentration


higher refractive index 1.0
phase 1 phase 2 after 5
room heated hours
tempe- 0.8
rature
0.6
poly-
laminar
meri-
mix of the
zation 0.4
phases
rotating reactor with copolymer is final
monomer, initiator diffused into the GI-preform
and polymerization monomer mix 0.2
controller
n n n 0.0
0.0 0.2 0.4 0.6 0.8 1.0
relative radius

Fig. 2.197: Fabrication of GI-POF-preforms according [Park01]

2.8.2.4 Photochemical Generation of the Index Profile


According to [Nal04] the first GI-POFs were also produced by photo-copoly-
merization, introduced in 1981 by Koike. A thin glass tube is filled with a mixture
of MMA, vinylbenzoate (VB as dopant) and benzoyl peroxide (as initiator). The
glass tube rotates during the UV irradiation. Since the UV radiation is higher at
the edge a gel phase forms here through faster polymerization. The VB concentra-
tion will be greater in the center since MMA has a faster reaction speed. The tube
is irradiated from bottom to top and then polymerized out at high temperatures.
This procedure did not result in any usable fibers.
[Miy99] proposes a method for the production of index profiles by means of a
photo-chemical reaction. In this process, PMMA is doped with DMAPN ((4-N,N-
dimethylaminophenyl)-N-phenylnitrone). During exposure to ultra violet radia-
tion (380 nm) the refractive index is reduced by up to 0.028, sufficient for
GI-POF. In the experiment, thin films of a few micrometer thickness were used.
Fibers have not yet been produced. It is likely that a problem would be the depth
of penetration of the radiation which is significantly less than the intended fiber
radius. Nevertheless, this process is of great interest since it works fast and makes
continuous fiber production possible.

2.8.2.5 Extrusion of Many Layers


This multi-step index POF has hitherto been produced at two institutes (Research-
Production Center, RPC Tver) and Mitsubishi Rayon.
The process corresponds to the production of SI-POF or DSI-POF except that
several extruders must be combined with one another. Figure 2.198 shows the
index profile of an MSI-POF according to [Lev99]. The curve drawn corresponds
to that of an ideal parabola. In the core area the deviations of the real structure are
relatively small.
188 2.8 Fiber and Cable Production

refractive index [a.u.]


60

50

40

30

20

10

0
0 100 200 300 400 500
distance to the fiber axis [m]

Fig. 2.198: Index profile of a MSI-POF ([Lev99])

2.8.2.6 Production of Semi-GI-PCS


The production of the preform for semi-GI-PCS does not in effect differ from the
manufacturing methods for normal glass fibers. The usual process is MCVD (mo-
dified chemical vapor deposition). A mixture of SiCl4 and O2 are introduced into a
heated quartz glass tube and SiO2 is formed by the chemical reaction. By adding
chlorine, boron, germanium or phosphorus, you can continuously change the re-
fractive index (Fig. 2.199). After cooling off, the tube with the inner layer will be
collapsed, i.e. the hole disappears, and is drawn into a fiber. As opposed to classic
glass fibers the PCS has an optical cladding made of polymers, not of glass, thus
making a considerably greater refractive index jump possible.

O2
porous preform

burner
ceramic or
SiCl4 rail graphite rod
gas mixing

controller
GeCl4

Fig. 2.199: Fabrication of glass fiber preforms (by OVD)


2.8 Fiber and Cable Production 189

2.8.2.7 Polymerization in a Centrifuge


A new method for producing PMMA GI-POF ready for production has been deve-
loped over the past few years by the South Korean company Optimedia under the
direction of Prof. C. W. Park.
The production principle is based on copolymerization. As opposed to doping
there is the advantage of the glass transition temperature not dropping as much.
The polymer mixture is filled into a rotating tube and polymerized thermally or by
UV irradiation. The polymer composition can be changed in steps or continuously.
The rotation here does not serve the purpose of separating the materials, but only
for achieving rotational symmetry. There are correspondingly fewer demands on
the rotation speed. Figure 2.200 shows the set-up. A detailed description can be
found in [Park06a].

Fig. 2.200: Rotating cylinder for GI-preform fabrication ([Park06a])

You can see quite well under a microscope that the fiber is built up of many
layers. Nevertheless, the index profile is almost ideally parabolic and does not
show any steps - see Fig. 2.201 acc. to [Park06a]. An attenuation spectrum of the
OM-Giga, 1 mm GI-POF (data provided by the distributor Fiberfin) is shown in
Fig. 2.202. At 650 nm the losses are below 200 dB/km.

1.525 refractive index


1.520
1.515
1.510
1.505
1.500
AN: 0.30
1.495
1.490 normalized radius [mm]
0.0 0.1 0.2 0.3 0.4 0.5

Fig. 2.201: Refractive index profile of a PMMA-GI-POF made by Optimedia ([Park06a])


190 2.8 Fiber and Cable Production

5000 attenuation [dB/km]

2000
1000

500

200
wavelength [nm]
100
400 500 600 700 800 900
Fig. 2.202: Attenuation spectrum of a PMMA GI-POF made by Optimedia (Fiberfin)

2.8.2.8 Continuous Production at Chromis Fiberoptics


While there are continuous production processes for SI-POF, PF-GI-POF could
only be produced until just recently from preforms. Chromis Fiberoptics - pre-
viously Lucent, OFS - has developed a process for the continuous production of
such fibers ([Rat03], [Whi03], [Whi04a], [Whi05], [Park05b] and [Pol06a]). First
a SI fiber of CYTOP material with a doped core is produced in a double extruder.
The fiber is wound around a heated cylinder. Here the dopant diffuses outwardly
resulting in the GI profile. The 500 m PMMA protective layer is then applied
and the fiber can be wound up. The fibers almost attain the parameters of POF
from Asahi Glass which has had about 10 years of experience in the field.

cladding core extruder step-


extruder (CYTOP + dopant) index
(CYTOP) profile

dopant
diffusion
coextrusion
head GI-POF indexprofil
protective heated tube index
layer difference
extruder
coextru-
sion head

diameter
capstan
control
-100 -50 0 50 100
radius (m)
to the take up drum

Fig. 2.203: Continuous PF-GI-POF fabrication ([Pol06a])


2.8 Fiber and Cable Production 191

The insert shows the final index profile with an approximately parabolic curve.
The manufacturer indicates the bandwidth-length product of the fiber as being
400 MHz km.

2.8.2.9 GI-POF with Additional Cladding


As already indicated above, a reduction in the bending losses plays a great role
with polymer fibers. For SI fibers a considerable improvement could be achieved
by means of a second cladding. Extremely small bending radii can be attained
through fiber bundles or multi-core fibers respectively.
For graded index fibers as well, an additional cladding layer with a smaller
refractive index evidently offers clear advantages in regard to the bending beha-
vior without dramatically reducing the bandwidth. A PF-GI-POF with an addi-
tional 6 m thick cladding layer is introduced in [Oni04] and [Sato05].
Figure 2.204 shows the measured bending losses for three different fibers with
different index jumps between the edge of the core and the additional cladding
(around n = 0.002, n = 0.005 and n = 0.014). Even with an index jump of
0.005 a bending radius of 10 mm with an attenuation below 0.1 dB can be
attained. The bandwidth-length product of the fiber lies between 1,800 MHz km
and 2,700 MHz km. The fiber attenuation amounts to 30 dB/km at 850 nm,
measured with ODTR.

180-bending loss [dB]


1.2
1.355
n
1.350
1.0
1.345

0.8 1.340
1.335
0.6 1.330
x [m]
1.325
0.4 0 20 40 60 80 100 120 140 160 180 200

0.2
bending radius [mm]
0.0
0 10 20 30 40 50 60
Fig. 2.204: Reduction of the bending losses due to a Semi-GI profile ([Sato05])

This method can also be employed for PMMA-GI fibers. The results for a
1 mm thick fiber are presented in [Aru05]. The attainable bending radius drops to
below 5 mm with an additional PVDF cladding (polyvinylidene fluoride,
n = 1.42). The bandwidth-length product of the fiber is 1,500 MHz 100 m and re-
mains quite constant up to 10 mm. It only drops under full launch and with a
5 mm bending radius to 500 MHz 100 m. The attenuation at a 90 bend is com-
pared to a conventional PMMA GI-POF in Fig. 2.205.
192 2.8 Fiber and Cable Production

2.0
bend loss [dB]
PVDF clad GI-POF
NA of the GI core region = 0.17
1.5
PMMA based GI-POF
NA of the GI core = 0.21

1.0

0.5

0.0
bend radius [mm]
-0.5
0 10 20 30 40 50 f

Fig. 2.205: Bend losses in Semi-GI-POF according to [Aru05]

In addition to the extra cladding layer a so-called W-profile for GI fibers has
also been developed. Here the goal is to improve the attainable bandwidth.
Measurements on PMMA GI-POF with this W-profile and different index expo-
nents are presented in [Tak05b]. The W-profile is characterized by a very steep
index drop directly at the core-cladding interface. Figure 2.206 shows the index
curve.

Fig. 2.206: W-profile for PMMA-GI fibers ([Tak05b])

Furthermore, fibers with a NA of 0.20 and a -parameter (index exponent of the


rise outside the core-cladding interface layer) have been produced with index
exponents between 1.9 and 5.2. Figure 2.207 shows the theoretically calculated
and measured bandwidths.
2.8 Fiber and Cable Production 193

5.0
3 dB bandwidth [GHz100 m]
3.0 W-shaped POF
2.0

1.0

0.5 GI-POF

0.3 calculated for GI-POF

0.2
1.5 2.0 2.5 3.0 3.5 4.0 4.5 5.0 5.5
profile index exponent g

Fig. 2.207: Bandwidths of PMMA-GI-POF, improvement by W-profile [Tak05b]

PF-GI-POF with optimized index profiles are presented in [Ebi05]. Their band-
width attain that of MM-GOF and in the short-wave range even surpasses it (Table
2.32). The high bandwidth is attained through the approximately ideal index
coefficients of 2.05, i.e. in combination with the low chromatic dispersion of the
material.

Table 2.32: Bandwidths comparison of GI-GOF and POF according to [Ebi05]

Bandwidth
wavelength 650 nm 780 nm 850 nm
PF GI-POF 8.39 GHz 8.50 GHz 9.54 GHz
SiO2-GI-GOF 5.27 GHz 7.34 GHz 9.31 GHz

Figure 2.208 shows the best attenuation values over time for some of the fibers
listed above. PMMA fibers (SI and GI) reached their theoretically maximum
possibilities in the mid-80s. Since then, other index profiles (MSI, MC, DSI) have
also reached this order of magnitude (approx. 130 dB/km at 650 nm and 80 dB/km
at 570 nm). Any differences in measured values and specifications are more likely
to result from different measuring conditions than from differences in quality.
The PF fibers have been continually improved, at least as far as the laboratory
results are concerned. The best values were attained in 2003 with about 8 dB,
almost one magnitude still above the theoretical limits. In the past three years no
further progress has been made with the attenuation. On the other hand, there has
been some success in attaining a high launch-independent bandwidth with opti-
mized refractive index profiles and in reducing the bending sensitivity.
194 2.8 Fiber and Cable Production

attenuation [dB/km]
1,000

500

GI-PMMA
200

100

50

SI-PMMA at 650 nm
20 SI-PMMA at 570 nm
SI-d8 at 680 nm
PF-GI at 1.300 nm
10
d8-GI at 688 nm
5
1960 1965 1970 1975 1980 1985 1990 1995 2000 2005
year

Fig. 2.208: Development of POF attenuation until the year 2005

2.8.3 Cable Manufacturing

This chapter discusses the structure and properties of various cable structures with
POF wires. Different applications place different demands on the mechanical
shielding of the polymer optical fiber. SI-POF (Step Index Polymer Optical Fiber)
is a promising medium for relatively short transmission distances of 100 m. Poly-
mer plastics such as polymethylmethacrylate (PMMA) or polycarbonate (PC) are
used as the primary core material for manufacturing these fibers. Fluorinated poly-
mers, silicone or fluorinated PMMA materials are used as cladding material with a
reduced refractive index of ncladding ~ 1.42 as compared with the core material
ncore > 1.48 (Fig. 2.209).
Due to the large refractive index difference, numerical apertures of up to 0.50
are attained. Various manufacturer versions of optical fibers are shown in
Fig. 2.210, in which glass or plastic are combined for the core and cladding mate-
rial. The relatively thin glass fibers are mechanically fragile and must therefore be
protected by a multilayer cable construction. The POF is so flexible that a simple
jacketing of the optical cladding suffices as a cable construction.
2.8 Fiber and Cable Production 195

d 0.98 mm r ncladding
D 1.00 mm ncore D
ncore 1.492 d
ncladding 1.416 n
NA 0.47

core material: Polymethylmethacrylat (PMMA)


cladding material: fluorinated PMMA

Fig. 2.209: Typical SI-POF parameters

Glass fibers with polymer optical cladding represent an intermediate step. They
also have a relatively simple construction (two-layer plastic coating around the
optical cladding). The large core diameter allows only step-index profiles.

singlemode glass fiber


optical core
optical cladding
primary coating
10/ 125/ 250 m
multimode glass fiber secondary coating
strength member
outer jacket

glass fiber with polymer cladding50/ 125/ 250 m

polymer fiber 200/ 230 m

980/ 1000 m

0 mm 0.5 mm 1.0 mm

Fig. 2.210: Comparison of different kinds of optical fibers


196 2.8 Fiber and Cable Production

Until recently, step-index profile fibers were manufactured almost exclusively


from polymer plastics having a typical outer diameter of 1 mm. These SI-POF
exhibit significant transmission ranges with a minimum of attenuation for wave-
lengths between 400 nm and 900 nm (Fig. 2.211).
The effective spectral loss windows are at 520 nm, 570 nm, 650 nm, and
760 nm. With improved purity, homogeneity and deuterated or fluorinated poly-
mers, it is possible to reduce attenuation to 10 dB/km, as has already been des-
cribed in Chapter 2.7.5.

10,000
attenuation [dB/km] attenuation
5,000 minimum
PC
2,000

1,000

500
PMMA
200

100

50
450 500 550 600 650 700 750 800 850
wavelength [nm]
Fig. 2.211: Attenuation spectrum of different POF made from PMMA or PC

Polymer optical fibers that are flexible and break-resistant can be produced
with a relatively large diameter (up to 1.5 mm or even more) and are thus easy to
handle and to install. The large core diameters in combination with the numerical
aperture make simple connection fittings and equipment possible with low de-
mands on precision.

2.8.3.1 Cable Construction with SI-POF Elements


SI-POF cables or lines must always be flexible when laid/installed at the end user
place. SI-POF must also be flexible for mobile applications.
The flexibility of a line or cable depends on the number and dimensions of the
stranding units with the number of the layer changes of the individual stranding
elements. The shorter the pitch length is and the larger the number of layer chan-
ges, the larger the flexibility of the stranding unit. The pitch length of the indivi-
dual POF wires or the stranding elements with the proper diameter has a major
influence on the flexibility of the stranding elements. The shorter the pitch length,
the more flexible the stranding unit will be (Fig. 2.212).
2.8 Fiber and Cable Production 197

flexibility

length of lay

Fig. 2.212: Schematic diagram of the relationship between the pitch length and the flexi-
bility of the stranding construction

2.8.3.2 Non-Stranded SI-POF Cables


SI-POF Simplex Cable
When processed into a cable with the respective strain relief, the SI-POF can be
coated with a diffusion lock made from metal over the first cladding, if required.
An absolute diffusion lock can be attained exclusively with a closed tube, for
example with laser-welded metal tubing. The metal strip material for laser welding
can be made of aluminum, copper or high-grade steel. The foil thickness is typi-
cally between 50 m and 150 m for welding. For overlapping with or without
gluing, the metal foils have a sandwich layer construction, i.e., 9 m / 20 m /
9 m = metal / plastic carrier strip/ metal.
A jacked is extruded onto the traction elements in combination with the metal
diffusion locks. This layer is practically always flexible and sturdy; polyurethane
or polyethylene are the preferred materials. The next illustration (Fig. 2.213)
shows two typical SI-POF simplex cable constructions.

outer sheath

metal band

inner coating

cladding

fiber core
2.2 mm 2.3 mm

Fig. 2.213: Structure of optical fibers with internal cladding


198 2.8 Fiber and Cable Production

SI-POF Duplex Cable


The simplest form of a duplex cable is the combination of two parallel POF wires
that are protected by shielding and equipped with traction elements. Various con-
struction options for a duplex cable or duplex line are possible. Two very well
known cable constructions are shown in Fig. 2.214.

foil tape lapping


POF-element
inner coating
outer sheath
strain relief element/
2.5 mm
5 mm rip cord 5 mm

Fig. 2.214: SI-POF duplex cable in a round cable and flat cable form

With these duplex cable constructions, care must be taken to ensure that the
strain-relief elements in the plugs or on the connectors are included in processing.
This is necessary because the temperature influence on the SI-POF wires is con-
structed in such a way that optimum temperature characteristics are ensured in the
temperature range from -40C through +80C.

SI-POF and GI-POF Ribbon Cable


A ribbon cable with n SI-POF elements can be constructed as an extension to a
duplex cable. The SI-POF elements are lined up in parallel as a comb and com-
bined in either groups of 5 or 10 elements. A thin protective coating is extruded
over this ribbon cable with the respective traction and support elements in one
work cycle. Various SI-POF ribbon cable constructions with a modular design are
illustrated in Fig. 2.215.

twin group 5 cables group


outer sheath
strain relief element
POF
2.3 2.3 13 mm
inner coating
5.2

10 cables group

26 mm

Fig. 2.215: SI-POF ribbon cable with traction and support elements
2.8 Fiber and Cable Production 199

The cross-sections of two POF ribbon cables from [Boc04] are shown in
Fig. 2.216. The individual fibers have each been extruded in a joint acrylic
cladding.

Fig. 2.216: Ribbon with four 500 m SI-POF (above) und eight 120 m/500 m GI-POF
(below, [Boc04])

For the OVAL project (see Chap. 6) of the POF-AC Nrnberg Nexans had pro-
duced 8-strand ribbon cables made of SI- and GI-POF each with a 500 m dia-
meter. The cross-section of a prototype with PMMA-GI-POF (Optimedia) is
shown in Fig. 2.217.

Fig. 2.217: POF-ribbon cable with eight 500 m OM-Giga-fibers (dimensioning in m)

The spacing between the individual fibers deviates only slightly from 500 m.
Only in a vertical position great deviations do arise which can easily be avoided
by better guiding of the individual fibers in the extrusion tool.
In order to investigate the influence of the ribbon cable production on the
optical parameters, the spectral attenuation and the bandwidth were determined on
the SI-POF ribbon cables. The results are shown in Fig. 2.218 and 2.219.
200 2.8 Fiber and Cable Production

1000
attenuation [dB/km]
800
600

400 fiber 1 fiber 2


fiber 3 fiber 4
300 fiber 5 fiber 6
fiber 7 fiber 8
200

wavelength [nm]
100
450 500 550 600 650 700 750 800
Fig. 2.218: Single fiber attenuation in the ribbon cable

The attenuations of the 8 fibers agreed within the usual measurement error of
0.5 dB. There were also no significant deviations in the frequency response in
Fig. 2.219.

+5
rel. level [dB]
0
-5
-10
-15
-20
-25
-30
frequency [MHz]
-35
1 3 10 30 100 300 1000
Fig. 2.219: Frequency response of the fibers in the ribbon cable

In one last experiment we investigated whether the ribbon cable production


increased the mode mixture in the fibers. We determined the far field width of the
individual fibers and ribbon cables with under filled launch for different lengths.
The experiment on the ribbon cables was repeated after annealing (120 min. at
+90C) and aging (200 hours). As can be seen in Fig. 2.220, it took practically the
same length of time in all four cases to achieve equilibrium mode distribution. In
other words, the ribbon cables did not influence the mode mixing processes.
2.8 Fiber and Cable Production 201

36
FWHMeff [] high NA-fiber
NAlaunch = 0.10
32

28

24 fiber
ribbon cable
20 annealed
aged
16
lPOF [m]
12
0.1 0.3 1.0 3.0 10.0 30.0 100.0

Fig. 2.220: Effect of mode mixing in fiber ribbons ([Har06])

SI-POF Hybrid Cable


Hybrid cables are characterized by the fact that they are constructed from a combi-
nation of SI-POF elements with cooper-insulated wires that can be joined together
individually or in pairs.
Furthermore, there are hybrid cable combinations in a coaxial construction with
a metallic tube, the so-called POF-CMT element (CMT = Corrugated Micro
Tube). The illustrations shown in Fig. 2.221 point out possible combinations with
SI-POF copper elements or SI-POF aluminum elements in a coaxial construction.

basic element hybrid-cable

POF CMT single duplex triax

isolation
2 ... 3 mm 3 ... 4 mm 7 ... 9 mm 4 ... 5 mm

Fig. 2.221: New design for POF with CMT as electrical conductor

The advantage of such hybrid cable constructions is the possibility of supplying


current directly to the transmitter and/or receiver of the individual SI-POF ele-
ments ([Ziem99a], [Ziem99b]). The connector combination for hybrid cable con-
structions are well known and are used in the automotive field.
Apart from the coaxial hybrid solution, the layer-stranded hybrid solution is
also well known (Fig. 2.222 and 2.223).
202 2.8 Fiber and Cable Production

copper wire
POF
980/1000 m
foil
support element
POF
980/ strain element
1000 m
copper wire

inner coating
inner coating
outer sheath
6.5 mm outer sheath

7.5 mm

Fig. 2.222: Layer-stranded POF-Cu cables (principle)

In these cases, insulated copper wires and POF wires are processed either into a
group of four or as stranded layers with several stranding elements. The copper
wires are used with diameters of 0.5 mm to 1.5 mm. Thicker copper wires are pro-
cessed as braided wires, because the flexibility of the cable usually does not meet
customers requirements.

Fig. 2.223: Hybrid POF-Copper cable

2.8.3.3 Stranded SI-POF Cables


Introduction
SI-POF cables or SI-POF lines are products that must bend easily when they are
used and when they are processed. This requirement must be met for the manu-
2.8 Fiber and Cable Production 203

facturing process or for transport purposes or for winding the cables or lines on
production-machine reels or shipping reels or when sold in rings. The individual
SI-POF elements are twisted in a screw-like fashion around an imaginary center-
line. Twisting is necessary in order for the manufactured products to be flexible
and portable.
The advantage of twisting is that the stranding element is stretched and com-
pressed alternatively on the inner and outer side of a curved section (Fig. 2.224). If
the section in which a SI-POF stranding element is wrapped 360 around a twist
axis that is considerably smaller than the curved section, the strain and pressure in
a stranded construction are constant and it is possible to bend this SI-POF cable
without deformation.

Fig. 2.224: Comparison of cable constructions with short or long lay lengths in terms of the
bending characteristics

The flexibility of an SI-POF cable or SI-POF line is a function of the geometric


dimension of the stranding elements and of the change in layers present in a cable
construction. For example, a large number of layer changes results in a greater
flexibility of the SI-POF cable construction.
The SI-POF stranding elements are wrapped spirally around the twist axis in
various machine configurations. The foundation for these various machine designs
is always the result of a rotary motion with a linear motion. This can be seen
schematically in Fig. 2.225.
204 2.8 Fiber and Cable Production

1
2 3 5
s 4

n1 d n2
DA
1. rotor s: pitch length d: diameter of the
2. stranding elements n1: rotational speed of stranding unit
3. stranding unit the stranding basket n2: rotational direction
4. capstan gear DA : diameter of the and speed of the
5. stranding axis stranding basket capstan gear

Fig. 2.225: Schematic diagram of the spiral-shaped strands

The option of being able to twist SI-POF elements together is determined by


the following parameters.
Pitch length
Lay direction
Multiplication factor
Number of strands

2.8.3.4 Principles of Stranding


Pitch Length
The pitch length is the distance between two points on the twist axis. Within these
two points, the SI-POF element has been rotated 360 around the twist axis. The
lay length is calculated from the following variables:

D A S n2 v m 1000
s [mm] s
n1 n1

where DA: Diameter of the capstan gear


n1: Rotational speed of the stranded basket
n2: Rotational speed of the capstan gear
vm: The machines pull-off speed
During the manufacture of twisted SI-POF cables or SI-POF lines, the lay
length s must be determined very exactly because of the precise geometry in-
volved. This means that for stranding machines for SI-POF elements that are
twisted via a capstan gear or caterpillar, the diameter of the stranding elements
must be taken into account. In practice, a deviating diameter for the SI-POF stran-
2.8 Fiber and Cable Production 205

ding construction is the result and increases the pitch length manufactured. The
geometric assignment is easy to see in the enclosed illustration (Fig. 2.226); the
manufacturing pitch length SH is calculated from it.

d
3

1 1: capstan gear
2: fiber loop
3: POF

2
DA
Fig. 2.226: Diagram for explaining the concept of 'manufacturing pitch length'

The manufacturing pitch length is calculated from the following parameters:


D d
sH s A
DA

sH: Manufactured pitch length


s: Pitch length in machines
DA: Diameter of the capstan gear
d: Diameter of the stranded unit

Lay Direction
The rotational direction of the stranding basket determines the lay direction. The
following distinction is made depending on the sense of direction of the helix:
Z-lay means a right-handed thread
S-lay means a left-handed thread (Fig. 2.227)

Fig. 2.227: Schematic explanation of the lay direction


206 2.8 Fiber and Cable Production

The following diagram (Fig. 2.228) illustrates how an SZ stranding is to be


interpreted. It can be seen that, after a number of rotations, the lay direction is
changed. In contrast to classic basket stranding, SZ stranding has the advantage of
having a pull-off speed that is 5-20 times faster.

S Z S Z S
Fig. 2.228: Explanation of the lay direction schematically

Economic and engineering stranded cable products are manufactured exclu-


sively using the SZ stranding method, i.e. also for POF applications.
In classic production, SI-POF stranding elements constructed from several
stranding layers are given alternatively a Z and an S direction. This cable con-
struction element - the SZ-stranding method - for SI-POF results in a very com-
pact geometric shape of the stranding construction, which allows it to cushion well
both traverse and longitudinal forces. The stranding element is to ensure that the
optical transmission values are retained during the manufacturing process of the
cable product and to ensure that there are no changes after laying the cables and in
subsequent operation.

Multiplication Factor
The helical SI-POF stranding element (Fig. 2.228) is longer in the stranded unit.
The stranding method always leads to an increase in material consumption. The
ratio of the laid length L of the SI-POF stranding element to the lay length of the
stranded unit results in the well-known multiplication factor f = L/s. The multi-
plication factor f is determined from the pitch length and the average diameter Dm
in the stranding layer.
The multiplication factor can be easily derived from the triangle shown in
Fig. 2.229.
2
L ( S Dm )2  s2 S Dm
L ( S Dm )2  s2 and f 1
s s s
with L: Laid length L = s/cos Z
f: Multiplication factor
Dm: Average diameter of the stranded layer
s: Pitch length of each stranded layer
For relatively large pitch lengths (Dm s), the calculation can be simplified as
follows:
f | 1  S Dm / s 2 /2
2.8 Fiber and Cable Production 207

L SDm
s
Dm Z

s D

Fig. 2.229: Graphical representation of the SI-POF stranding element

Number of Strands
To characterize the bending properties of an SI-POF stranding element v, the
number of strands is formed from the quotient of the pitch length and the average
diameter Dm (v = s/Dm).
s: Pitch length of each stranded layer
Dm: average diameter of this stranded layer
v: Number of strands
Production developments in stranded cable constructions or SI-POF cable con-
structions have lead to the number of strands being v > 8. By using the number of
strands v, the multiplication factor f can be easily calculated.
2
S S2  v 2
f 1 | 1  S/2v
v v

Layer Structure
Standard SI-POF elements have a simple geometric shape but have an exact dia-
meter. This makes it easy to calculate SI-POF cables or SI-POF lines. An SI-POF
cable in its classic form, i.e. with a core element, has the same diameter as the SI-
POF element; it can be constructed in a circular fashion with 6 SI-POF elements in
the same layer. The cladding lines are in contact with each other. Two different
core layers have been adopted schematically in Fig. 2.230. The other layers are
calculated and shown. In Table 2.33 and Table 2.34, the number of elements and
the diameters have been compiled for a general case and for the case with
d = 2.3 mm respectively, whereby the variables have the following meaning:
n: Layer number
z: Number of elements per position
6z: Total number of the elements to the layer n
d: Diameter of the cable unit
Dm: average diameter of the unit
D: Diameter of the layer
208 2.8 Fiber and Cable Production

d = 2.3mm

Dm1
D1
Dm2 Dm2
D2 D2
Dm3 Dm3
D3 D3

Fig. 2.230: SI-POF cable (layer structure)

Table 2.33: Dimensions of layer-stranded POF cables in general


n z Dm D 6z n z Dm D 6z
1. 1 - 1d 1 1. 2 1d 2d 2
2. 6 2d 3d 7 2. 8 3d 4d 10
3. 12 4d 5d 19 3. 14 5d 6d 24
4. 18 6d 7d 37 4. 20 7d 8d 44
5. 24 8d 9d 61 5. 26 9d 10 d 70
6. 30 10 d 11 d 91 6. 32 11 d 12 d 102

Table 2.34: Dimensions of layer-stranded POF cables with d = 2.3 mm


n z Dm D 6z n z Dm D 6z
1. 1 - 2.3 mm 1 1. 2 2.3 mm 4.6 mm 2
2. 6 4.6 mm 6.9 mm 7 2. 8 6.9 mm 9.2 mm 10
3. 12 9.2 mm 11.5 mm 19 3. 14 11.5 mm 13.8 mm 24
4. 18 13.8 mm 16.1 mm 37 4. 20 16.1 mm 18.4 mm 44
5. 24 18.4 mm 20.7 mm 61 5. 26 20.7 mm 23.0 mm 70
6. 30 23.0 mm 25.3 mm 91 6. 32 25.3 mm 27.6 mm 102

Cable Materials
The specification profile for SI-POF cable or SI-POF lines in various fields of
applications such as in industry, in office environments or in the automotive field
place the highest demands on the material components.
Thermoplastic materials (polymers) are preferred that have been mounted to the
cable using an extrusion process. Excellent mechanical properties are needed so
that the values listed below are ensured when SI-POF cable or SI-POF lines are
installed.
2.8 Fiber and Cable Production 209

Abrasion
Repeating bending characteristics
Torsion
Acceleration
Hammer blow
Small bending radii
Especially in the automotive field, the material must be highly resistant to the
following properties:
Resistance to oil
Cooling lubricant resistance
Steam
Hot gases
The demand for materials that are temperature resistant comes from users.
These customers are in the automotive field, in industry or in the cable-installation
field for buildings. Special halogen-free material properties are desired in order to
provide on-site safety to customers and consumers alike.
Todays selection of modern plastic insulation and cladding mixtures, which in
part can be improved through various methods of crosslinking, should and must
protect the SI-POF cables or SI-POF lines in all types of applications.
In case of an accident, special plastic optical fiber cables are to have emergency
running properties. SI-POF hybrid cable constructions ensure this reliability to a
very high degree.
The mechanical properties of thermoplastic materials such as
Hardness
Density
Tensile strength
Elongation at break
Tensile stress value
Compression strain
Impact resistance
Electrical properties
can be found in the relevant data specifications of the standardized norms or the
data specifications of the chemical industry. Preferred plastic materials are:
Polyethylene
Polypropylene
Polyurethane
Cross-linked thermoplastics
The properties that have been improved by cross-linking are those of thermal
resistance and higher mechanical strength. In addition, the resistance to solvents
has also been increased, which can be seen by the fact that less swelling and
cracking occur for polymers with residual tensile stress.
210 2.8 Fiber and Cable Production

The essential physical properties of some of the important materials are listed
in section 3.3.6.
A very good alternative is a combination of plastic and metal, for example, with
the corrugated micro tube. Metal in the most varied constructions, whether as a
steel alloy, in aluminum or in copper keeps the SI-POF in an expanded tempera-
ture range protected against mechanical and thermal strain.

2.8.3.5 Corrugated Micro Tube Cables


Corrugated micro tubes have been used to protect cables for quite some time.
Nexans was the first company to encase polymer optical fiber wires for manufac-
turing resistant cables. Because of the small diameter of the POF, special corruga-
ted micro tubes (CMT) were needed. More detailed descriptions of the mechanical
and thermal properties are found in [Schei98], [Zam99], [Ziem99a], [Ziem99b]
and [Zam00a]. Figure 2.231 illustrates a POF wire with aluminum corrugated
tube.

Fig. 2.231: POF wires with corrugated micro tubes

Possible applications for CMT cables will be discussed later in Chapter 8.1.1.7.
The manufacturing process for corrugated tubes is described below.

Corrugated Tube Process


The UNIWEMA (Universal Corrugated Tube Machine) has become a standard
piece of equipment for cable plants worldwide. The origins of the corrugated tube
process go back to the 1940s.
The corrugated tube process as practiced today is a butt-welding process for
small dimensions (for example POF wires). A thin metal strip is formed around a
cable core and formed into a small metal tube. The strip edges that form a butt
joint are welded into a tube cladding by a laser beam under protective gas (argon
and/or helium) and then corrugated in a spiral-shaped way or as rings (Fig. 2.232).
2.8 Fiber and Cable Production 211

Fig. 2.232: Corrugated tube for POF

The UNIWEMA is used to weld copper, aluminum and steel strips or steel
alloys or alternative materials. The machine creates smooth and corrugated metal
tubing in an economical manner.
The tube welding process is continuous and fast. All weldable metals such as
copper, aluminum, steel and their alloys can be processed. The process can be
used for manufacturing small metal tubes for core diameters ranging from 1 mm
to 500 mm. Strip thickness of 0.05 mm to 4.0 mm are welded with a laser using
the WIG process. Neither burrs nor bulges are produced at the welding seam
(Fig. 2.233).

Fig. 2.233: Welding seams in laser welding


212 2.8 Fiber and Cable Production

Due to the concentrated thermal effect of the welding source, the welding zone
is limited on the metal edges. The heat is quickly dissipated over the tube. Since
the welding zone is covered by a protective gas shield, the formation of an oxide
layer is prevented.

Corrugated Tube for POF Applications


Metal tubes manufacture in compliance with the UNIWEMA procedure
(Fig. 2.234) can be used for all POF cables. This applies to metal tubes of steel
and welded special steel alloys as well as smooth or corrugated copper or alumi-
num tubes that have been welded lengthwise. Corrugated copper tubes are used
wherever a particularly high conductivity or large dissipation of heat is required.
Due to its comparably small weight when used with thin metal strips, corrugated
cable tubes can be easily transported and installed. The corrugated tubing is easy
to bend and particularly resistant to external deformation in the radial direction. It
is absolutely hermetic. This makes it possible to operate corrugated cable tubes,
and POF elements under pressure and in a vacuum.

Fig. 2.234: Laser welding device ([LZH01])

Laser Welding
The laser beam is monochromatic and coherent and can be easily focused. As a
result, a high power density can be achieved at the processing point - the V-seam
between the strip edges (Fig. 2.235).
2.8 Fiber and Cable Production 213

Fig. 2.235: Welding seam with laser beam ([LZH01])

By applying the auxiliary gases argon and/or helium in such a way that the
beam power is absorbed in the capillaries, the coupling properties of the plasma
can be controlled. The actual welding joint is produced by the melt converging
behind the capillaries (Fig. 2.236).

laser beam laser beam

metal vapour
laser induced
plasma welding zone
(fluid)
welding zone
(fluid) vapour
welding zone
(plasma) (solid)
welding zone
channel
(solid)

conduction limited welding direction of welding keyhole welding

Fig. 2.236: Principle of laser welding


214 2.8 Fiber and Cable Production

Keyhole welding causes the process heat to be uniformly distributed at mini-


mum levels over the entire welding zone (Fig. 2.237). Typical welding joints are
butt-welded or overlapping welding seams, weldable materials steel, special steel,
brass, copper, aluminum and special metal alloys. Thin clad metal foils made of
aluminum/plastic/aluminum can be used for laser welding. Fluted steel sheets can
be welded overlapping or butt-jointed with a YAG laser or a diode laser.

ND:YAG-laser laser
data
beam source control controller
acquisation
device
process computer

laser fiber
quotient
pyrometer

partially
transparent optic
O reflects
Nd:YAG
radiation
laser optics O transmits heat
radiation
beam-material
interaction zone detected heat
radiation

modified track laser beam

workpiece
feed direction

Fig. 2.237: Structure of a laser welding system


2.9 Microstructured Fibers 215

2.9 Microstructured Fibers

In addition to classic optical fibers which consist of a core and cladding there are
also microstructured fibers in which the wave guiding does not rely on a refractive
index profile, but on holes along the entire length of the fiber. Normally, wave
guiding in optical fibers is based on the effect of total reflection in the general
sense of the term. The core consists of a material with a higher refractive index
than the surrounding cladding material. In this fiber configuration special field dis-
tributions, so-called modes or eigenmodes, can be guided within the fiber. These
modes experience an effective refractive index of the fiber, which lies between the
maximum refractive index of the core and that of the cladding material.
In 1996, J. Knight et. al. demonstrated a new kind of optical fiber, the wave
guide characteristics of which were no longer based on a rotation-symmetrical re-
fractive index. This created a variety of completely new possibilities and novel
functions ([Kni96] and [Kni97]). These fibers now only consist of one material,
usually silica glass, and have a structure of the cross-section with air holes. The
holes in this structure are as a rule considerably smaller than the wavelength of
light so that they do not act like objects on which light is reflected or scattered.
Instead they change the refraction characteristics of the material.
The material is changed in such a way that it acquires new kinds of charac-
teristics. Relatively simple and specific characteristics can be created with these
fibers, e.g. for dispersion, dispersion slope, modal field radius and others.
For some years now microstructured fibers have also been made of polymer.
These fibers with low temperature processes can be produced on the basis of the
low melting point of polymers and other characteristics, thus resulting in possibi-
lities for new kinds of fiber geometries and also potentially new applications.
In the following section we would like to deal with the fundamental wave
guiding mechanisms. The different types of fibers and their specific characteristics
will be introduced and the methods for producing these different types of fibers
will then be shown. We would particularly like to take a close look at the diffe-
rences between microstructured fibers made of glass and polymers. Applications
which are possible with these fibers and are presently the subject of research will
then be introduced. Some of these applications can even be obtained commercially
now. Finally, the present state of development will be discussed and we will ven-
ture a prognosis as to where the limits for such fibers may lie in the future.

2.9.1 Kinds of Wave Guiding

Wave guiding in microstructured fibers is determined by the structure of the cross-


section along the entire fiber. Holes which locally vary the refractive index very
strongly are normally put into the fiber along its entire length. These areas with
noticeably different refractive indices are very small in relation to the wavelength
so that they cannot be resolved by light and only have an indirect influence on the
propagation characteristics of the light.
216 2.9 Microstructured Fibers

There are two fundamental mechanisms which exercise this influence: holes
either act as a kind of doping by changing the effective refractive index of the
material in average ([Gho99]) or they are put into a regular, grid-shaped arrange-
ment so that they act like a kind of meta-material ([Cre99]. Other materials which
have a greatly differing refractive index from that of the core material can also be
used). Such fibers can exhibit effects with a great degree of wavelength depen-
dence since such arrangements have similar characteristics as e.g. Bragg gratings,
in which the light at certain wavelengths can be constructive or destructive over-
lapped. The two-dimensional pendant to such a Bragg grating are the Bragg fibers
in which concentric areas with greatly differing refractive indices alternate at
regular intervals ([Yeh78]). Constructive overlapping waves can come about at
certain wavelengths thus resulting in wave guiding. At other wavelengths light is
not guided. One can therefore surmise that such fibers are capable of having
strong wavelength-dependent characteristics.
A new kind of wave guiding occurs in such fibers with regular structures. This
wave guiding is possible in cores made of air as opposed to those fibers based on
total internal reflection. For wave guiding with total internal reflection it is essen-
tial that the core material has an effective refractive index which is higher than
that of the cladding. This is not necessary with fibers having a photonic band
gap. Because of the regular structure within the fiber band structures are formed
analogous to electrical semiconductors in which certain energy states of light
waves are allowed and others are rejected resulting in light waves which can
remain within the material and others which cannot. When there are light waves
which have permissible energy states within the core area, but not in the cladding,
then the light must stay in the core and is guided through this band gap since they
cannot exit into the cladding.

2.9.1.1 Effective Refractive Index


Fibers based on the effect of an effective refractive index can intuitively be under-
stood most easily. They are doped with the material by introducing air or other
materials. The holes made must be very small in relation to the wavelength and
should be as randomly arranged as possible. The effective refractive index then
results from the volume ratio of the two materials (e.g. one talks about air frac-
tion). The greater the proportion of air, the smaller is the effective refractive index
of the material. Fibers based on an effective refractive index should have holes
relatively small in relation to the wavelength of the light so that the holes as such
can no longer be resolved. Also, these holes should be introduced into the material
in an irregular manner as possible so that the geometry and arrangement of the
holes do not have any influence on the characteristics of the material (see
Fig. 2.228).
Such fibers are basically not different from traditional fibers in which the core
has a higher refractive index than the cladding. Consequently, there is a form of
total reflection. Since the effective refractive index can fundamentally only be
reduced by doping with air, the cladding area in such fibers is normally structured
with holes. The core is mostly undoped glass. Such fibers can be described as
2.9 Microstructured Fibers 217

being similar to normal step index glass fibers, whereby the fiber parameter de-
pends on the wavelength of the light ([Mor03a ] and [Mor05b]). The reason for
this is that the influence of the holes varies greatly depending on the wavelength
of the light which also depends on the relationship between the hole diameter and
the wavelength and whether light can resolve the holes.

Fig. 2.238: MPOF with effective refractive index according to [Lar02a]

2.9.1.2 Photonic Band Gaps


In addition to the fibers whose refractive index profile arises from the effective
refractive index resulting from the holes there is also wave guiding on the basis of
a photonic band gap ([Cre99]). Fibers based on the principle of a photonic band
gap behave fundamentally differently from the fibers with an effective refractive
index just discussed.
These fibers must have holes introduced in a specific periodic arrangement so
that a kind of meta-crystal comes about. According to the Bloch theorem the
neighboring holes act like elementary cells which are repeated regularly in several
dimensions resulting in new kinds of characteristics for the meta-crystal. Just as
with semiconductors, energy bands can be formed which originate from the perio-
dic structure of the material. In semiconductors these are the periodically arranged
atoms of the semiconductor material; in fibers with a photonic band gap it is the
periodically arranged holes.
In such fibers the light guiding comes about when the light of a certain wave-
length, and thus photons with a specific energy, possess allowed energy states in
the core area while the same energy states are not permitted in the cladding area.
Thus, the photons in this energy state can only stay in the core area of the fiber
(see Fig. 2.239).
218 2.9 Microstructured Fibers

nSiO2
1.4

effective index neff


1.3

1.2

1.1
n air
1.0
PBGF-mode

0 1 2 3 4 5 6 7
normalized frequency /O

Fig. 2.239: Distribution of intensity in a large-mode-area-laser fiber according to [Lim03]


(left). Effective refractive index of the radiation modes of the cladding (grey)
with position of the bound defect mode in the band gap (center) and the mag-
netic field strength of the linear polarized fundamental mode for = 2.27 m,
d = 1.993 m, D = 4.54 m at = 1,55 m with neff = 0.977 (right).

The form of the energy bands, i.e. the energy areas, which correspond to the
permissible energy states is greatly dependent on the arrangement of the indivi-
dual holes. Even small deviations can lead to great changes in the energy bands so
that with this kind of fiber only slight tolerances are allowed in the arrangement of
the holes. Nevertheless, these fibers permit greater possibilities for structuring
([Arg06]). As a consequence, propagation characteristics such as dispersion, dis-
persion slope, effective area, etc. can have relatively large dimensions. Especially
for very narrow-band applications, e.g. sharp-edged filters, fibers with photonic
band gaps can be employed quite well. This is also true for high-performance
applications in which the linear characteristics of the hole core are used ([Lim03],
[Mat05b] and [Nie06]).

Fig. 2.240: Air-hole - MPOF with 220 m outer diameter/5 m hole distance, [Eij03a]
2.9 Microstructured Fibers 219

2.9.1.3 Bragg Fibers


Bragg fibers consist of concentric rings with different refractive indices. These
rings act like a Bragg grating in radius direction so that they reflect certain wave-
lengths which are adapted to the spacing between the rings while letting other
wavelengths through. This results in wave guiding in only those wavelengths
which the Bragg rings reflect. With all other wavelengths no wave guiding takes
place. The fibers thus act like a filter and only let light through with very specific
wavelengths ([Yeh78]).

Fig. 2.241: Cross section of a Bragg-fiber according to [Arg06]

The rings can be produced in a variety of different ways. Refractive index pro-
files can be produced which have higher or lower refractive indices with specific
radii. Microstructured fibers, however, are also possible where the rings with dif-
ferent refractive indices are realized by hole structures. In this case rings with
holes are arranged at regular distances from the fiber axis which, because of the
effective index of this layer, acts like a layer with reduced refractive index.
Bragg fibers behave similarly to fibers with photonic band gap. They are also
based on the exact arrangement of the holes or the layers with different refractive
indices respectively. If the geometry is followed exactly very sharp-edged filters
can be produced or fibers which are very selective in regard to the wavelength.

2.9.1.4 Hole-Assisted Fibers


In addition to these new kinds of fibers whose waveguide characteristics are based
solely on the structures introduced, hybrid fibers have also been introduced which
represent a cross between conventional fibers with refractive index profiles and
microstructured fibers ([Has01]). These fibers have the same wave guiding as with
conventional fibers. However, the additional holes change the propagation cha-
racteristics so that you get other degrees of freedom in fiber design. In particular
220 2.9 Microstructured Fibers

ring-shaped hole structures are arranged around the core in order to reduce the
bending sensitivity of the fibers ([Guan04] and [Nak03b]). The outer structure acts
like an additional step in the refractive index profile which should hold part of the
output emitted in the bend in the cladding area. This measure is supposed to
increase the wave guidance without having to make compromises concerning the
propagation characteristics of the fiber.

Fig. 2.242: Cross section of a hole-assisted fiber according to [Guan04]

2.9.2 Production Methods

Microstructured fibers can be produced in very different ways. Various production


methods are possible with glass and polymer fibers.

2.9.2.1 Microstructured Glass Fibers


The first microstructured fibers were made of glass ([Kni96] and [Kni97]). Since
glass has a very high melting point the production possibilities are limited. The
fibers are mostly produced using the so-called stack-and-draw technique in which
small glass tubes with different diameters - the number depends on the desired
hole diameter - are put together in a bundle. Depending on the type of fiber, either
a filled glass rod (effective index) or another small glass tube (photonic band gap)
is used for the core. These small tubes combined then form the preform. They are
melted and drawn into a fiber. A fiber cladding is generally drawn over the entire
preform which then forms the outer area of the fiber. This only serves the purpose
of stabilizing the fiber.
The fact that the small round glass tubes are combined into a preform generally
only allows a few arrangements: rectangular, hexagonal or so-called honey comb
structures. Even if you decide on hexagonal structures when arranging the holes,
the hole spacing and the hole sizes can be put into a rather large range which can
lead to diverse design possibilities.
2.9 Microstructured Fibers 221

Fig. 2.243: Cross section of a microstructured glass fiber, fabricated by stack-and-draw-


technology ([Ort04])

Glass melting at low temperatures can also be extruded, whereby the glass is
either melted or liquefied. The ensuing viscous fluid can then be pressed through
specifically arranged nozzles which have the structure of the desired preform. This
preform can then be used to immediately draw the fiber or to make a preform.
This method of making preforms in effect allows the production of as many hole
geometries as one likes. In principle, round holes and any kind of arrangement can
be produced in this way. However, this production method is limited to glass with
a low melting point. Consequently, silica glass, for example, cannot be processed.
The production engineering of microstructured fibers has improved tremen-
dously in the past few years. Whereas the first fibers still had attenuations of seve-
ral 100 dB/km, today fibers based on an effective index with attenuations per unit
length can be produced below 0.3 dB/km at a wavelength of 1.55 m ([Taj03]).
Photonic band gap fibers permit attenuations per unit length up to 13 dB/km
([Smi03]).

2.9.2.2 Microstructured Polymer Fibers (MPOF)


Fibers made of plastics can be produced in a variety of different ways, especially
since they can be processed at much lower temperatures. Whereas glass fibers can
be drawn at temperatures around 2000C, MPOF can already be drawn at 200C
([Lyy04]). This not only allows simpler production techniques, but also permits
the introduction of other materials into the fiber which would otherwise decom-
pose, e.g. dyes ([Lar04]). However, there are also some disadvantages in regard to
increased attenuation, lower operating temperatures, other operating wavelengths,
etc. ([Lar06a]).
222 2.9 Microstructured Fibers

Microstructured polymer fibers can also be extruded and then drawn into fibers.
The same limitations regarding geometry and production tolerances are valid for
them as for glass fibers.
Researchers at the University of Sydney ([Bar04c] and [Lar01b]) have
developed a particular kind of preform production in which a massive cylinder
made of polymer is structured using drills with different diameters. At present,
preforms up 65 mm in length can be structured with this method, otherwise the
drills would be too long. As many geometries as one may wish can be produced in
which both the arrangement and the hole diameter can be freely chosen. Present-
day production processes have hole diameters between 1 mm and 10 mm with
minimum spacing in between of about 100 m which then shrink to their original
size through drawing.
New kinds of process techniques can even produce elliptical holes which give
the fiber an intrinsic double refraction. Preforms can either be poured into molds
or around capillary tubes and then drawn into fibers ([Zha06]).

Fig. 2.244: Preforms of MPOF ([Lwin06], [Poi06e])

Other materials can be introduced into the fiber in addition to the holes. Fibers
with metal wires for the poling of the material have been demonstrated as well as
fibers with liquids in the capillary for controlling the propagation characteristics
and doping materials for changing the optical and electrical characteristics
([Cox03b] and [Cox06]).
After the first MPOF was introduced at the end of 2001 ([Lar01b]), the tech-
nology has continued to develop at an amazing pace. The fibers introduced back
then still had an attenuation of 30,000 dB/km. In the course of time the individual
process parameters have been continuously improved so that the attenuation could
be steadily reduced. The process parameters optimized include conditions when
drilling the preforms, rinsing and cleaning steps as well as drawing parameters.
The best microstructured polymer fibers today have an attenuation of 200 dB/km
and are thus not very far away from conventional polymer fibers which have an
attenuation of about 120 dB/km at a wavelength of 650 nm.
2.9 Microstructured Fibers 223

100
achieved attenuation [dB/m]
Sept. 2001

10

April 2005
0.1
0 5 10 15 20 25 30 35 40 45
months for the first publications

Fig. 2.245: Development of the attenuation of the MPOF 2001-2005 ([Lwin05])

2.9.2.3 End Surface Preparation


Microtome cutting has proved to be a useful method for working on the end sur-
faces of conventional polymer fibers. This method of work only produces unsatis-
factory results with microstructured fibers since the fine, step-like structure at the
end of the fiber in the holes can lead to defects and irregularities (see Fig. 2.246).
These structures can be seen at the ends of all such fibers and on conventional
polymer fibers, too. Nevertheless, it can be seen that the mechanical characteris-
tics in particular of the MPOF intensify the step-like effect. These filigree struc-
tures absorb the lateral forces and give in again after each thrust.

Fig. 2.246: Singlemode-MPOF cut by microtome, 1000-fold magnification

The direct cutting of the fiber with conventional cutting pliers can destroy the
fine structures because of these lateral forces.
224 2.9 Microstructured Fibers

Fig. 2.247: Singlemode-MPOF cut by MOST-tongs, 100-fold magnification

Other processing methods such as hot plate or subsequent polishing have also
been investigated, but did not deliver any good results. The hot plate technique
leads to inclusions at the end surfaces so that the original geometry can no longer
be recognized. On the other hand, polishing leads to the deposition of rubbed off
shavings and their removal into the holes. A reproducible coupling is therefore not
possible since the influence of these inclusions or that of the deposited foreign
matter in the structures holes is not controllable.
Better processing characteristics are shown by those MPOF which are surroun-
ded by another, so-called buffer layer made of hard polyester. This layer absorbs a
large part of the mechanical forces when cutting and prevents the breaking of the
fine webs within the structure. Since such fibers consist almost exclusively of
polymer they can almost be worked on like polymer fibers. Figure 2.248 shows
the end surface of such an embedded fiber with a buffer layer. You can see that
the fiber is not embedded centrically which leads in practical use to a lateral mis-
alignment of the plugs and thus to plug losses and power redistribution. In the
future you can expect, however, that the dimensions of the fibers will become
greater and that the fibers can be better centered with new drawing techniques.

Fig. 2.248: End face of an embedded fiber with buffer layer; 100-fold magnification
2.9 Microstructured Fibers 225

No practical solution exists yet which can provide for good reproducibility and
a high degree of reliability. Processing methods still have to be found for both
practical and laboratory use which can meet the necessary requirements. In the
case of termination in the field the end faces must allow acceptable losses; in the
laboratory, preparation with high reproducibility is necessary. Both kinds of pre-
paration still have to be developed.

2.9.3 Applications for Microstructured Fibers

Microstructured fibers allow a number of applications since their characteristics


can be adapted to wide areas as desired because of the additional degree of free-
dom in design and production. For example, waveguide characteristics such as
chromatic dispersion and its slope can be adjusted as well as the mode field dia-
meter. Other materials or fluids can be introduced into the fiber through the holes
running along the fiber. These materials can change the propagation charac-
teristics through which tunable components or sensors are made possible. Some
possible applications for microstructured fibers are subsequently described. This
list does not make any claim to being complete, but is solely intended to present
the best-known applications as well as the commercial applications available
today.

2.9.3.1 Dispersion Compensation


The first applications for microstructured glass fibers were the compensation for
dispersion or its slope respectively. Because of the additional possibilities for fiber
design, selection of the number of holes, their size and distance from one another,
wavelength-dependent effects in particular such as chromatic dispersion can be
adjusted very well. As already described above, the holes have weaker wave gui-
ding at small wavelengths because the light can enter the bridges between the
holes. This causes a different kind of wave guiding so that the fiber behaves as if it
had another fiber parameter. By skillfully selecting the diameter of the holes and
their spacing, the dispersion and higher orders can be adjusted very well. Disper-
sion-compensating microstructured glass fibers are commercially available today.

2.9.3.2 Endlessly Singlemode


Microstructured fibers also allow applications which are not possible with conven-
tional fibers. Such an application are the so-called endlessly singlemode fibers
which have one mode in the entire wavelength spectrum and do not have a cut-off
frequency. This characteristic can come about when the wave guiding changes
with the wavelength.
In step index fibers the existence of one mode is clearly determined by the fiber
parameter V which is proportional to the core diameter, the numerical aperture
and the reciprocal value of the wavelength used. Thick fibers with large numerical
apertures are characterized by a large fiber parameter V. Fibers are only guide
226 2.9 Microstructured Fibers

only one mode for V < 2.405, the first zero of the Bessel function of zeroth order.
If the wavelength selected is large enough then V will become small enough at
some point so that the fiber becomes singlemode. In microstructured fibers the
fiber parameter is not simply anti-proportional to the wavelength since the holes in
the cladding area act differently with large wavelengths than with small ones
leading to a wavelength-dependent numerical aperture so that fibers can be pro-
duced which are singlemode for all wavelengths ([Bir97], [Mor03b] and [Zag04]).

2.9.3.3 Birefringence
Since microstructured fibers are not rotation-symmetrical such as conventional fi-
bers with a refractive index profile, for example, they tend to be birefringent.
Typical hexagonal structures do not exhibit any birefringence. However, when this
symmetry is disrupted, e.g. through production tolerances, then these fibers are
birefringent.
This effect is used positively in some fibers, whereby the high birefringence
causes the fibers to retain their polarization ([Ort04]). In the case of very great
differences between the propagation constants of both polarizations they can then
only very weakly interact with each other and exchange power. When only one
polarization is launched into the fiber, then the power in this polarization is
retained and is propagated in this way to the end of the fiber.

Fig. 2.249: High birefringent MPOF by incorporated asymmetry ([Issa04b])

The effect of birefringence can be generated in microstructured fibers in two


ways: either the holes are arranged asymmetrically so that a geometric birefrin-
2.9 Microstructured Fibers 227

gence occurs which can be created in a controlled and thermally stable manner, or
the holes are elliptical and not round which contributes to the birefringence
([Issa04b]). It is more difficult to control this kind of birefringence, but it does
allow complete freedom of fiber design because the arrangement of the holes and
their size can be freely chosen.

2.9.3.4 Highly Nonlinear Fibers


The nonlinear characteristics of fibers are influenced on the one hand by the
nonlinearity of the material and on the other by the level of confinement which is
described by the so-called effective mode area. With very strong wave guiding,
light is guided into the center of the core and the optical power can propagate in
the area of the core-cladding interface layer or even in the cladding. Here the light
is strongly concentrated in a small area of the core which results in very high
intensities with the same power which can lead to nonlinear behavior within the
fiber. Such strong wave guiding can only be attained by means of big differences
in the refractive index between the core and cladding.
In conventional fibers the differences in refractive index are in the range of a
few percentage points. Microstructured fibers on the other hand consist of areas of
glass with a refractive index of about nglass | 1.5 and holes, which are generally of
air (nair | 1). The very high confinement can be achieved by this very high contrast
in refractive index.
In fibers based on this effective refractive index, the cladding has to have a very
high air fraction. The proportion of air in relation to the entire volume has to be so
high that the effective refractive index lies near the value for air. Fibers with effec-
tive area up to Aeff | 2.85 m2 have been realized using this process ([Lee02]).
In addition, other materials such as Bi2O3 can be used which have a highly non-
linear susceptibility 3. With such materials nonlinear parameters of
= 1100 W-1km-1 can be produced ([Lee06c]).

2.9.3.5 Control of the Effective Area


Fibers with a particularly high nonlinearity are needed for all optical signal pro-
cessing. There are, however, a number of applications in which the nonlinear
effects should be particularly weak so that the light propagation in such fibers is
not disrupted. In such fibers the opposite path is taken as with highly nonlinear
fibers: the material used should be as slightly nonlinear as possible and the effec-
tive area of the fiber should be as large as possible so that the intensity within the
fiber remains low at the given luminous efficiency. Even if the difference in
refractive index between the core material and the holes continues to remain large
you can still see to it through skillful fiber design that the light is guided relatively
weakly and the mode field takes up as large an area as possible.
In general, these fibers have a very low air-fill factor so that the effective refrac-
tive index in the cladding area lies only slightly below that of the core. Fibers with
effective areas of Aeff | 100 m2 have been presented by [Kim06c] and [Sai06].
228 2.9 Microstructured Fibers

This technique can also be used for controlling the form of the mode field in
order to adapt it to other types of fibers and thus minimize coupling losses at the
connector. For example, Furukawa introduced such fibers at the ECOC in 2004
([Guan04]) the mode fields of which are adapted to standard singlemode fibers.

2.9.3.6 Filters
Microstructured fibers can show very strong wavelength-dependent effects. As
described above, the dispersion can be adapted to a wide area, but other wave-
length-dependent characteristics can be specifically designed, e.g. group velocity
or even the attenuation per unit length of the fiber.
Fibers with an effective refractive index permit the relatively simple adaptation
of the group velocity with which one can generate all-pass filters with specific
phase responses.
Fibers based on a photonic band gap can have very sharply delimited wave-
length ranges with which light is guided. Thus, filters with specific amplitude
response and sharp edges can be produced ([Vill03], [Kim05c], [Kim06d] and
[Sai05]).

2.9.3.7 Sensor Technology, Tunable Elements


The characteristics of microstructured fibers can be manipulated in many ways. In
particular materials can be introduced into the holes along the fiber which can
change the characteristics of the microstructured fiber through their different re-
fractive indices. These materials can be gases or liquids which are guided through
the fiber and can alter the characteristics when the composition is changed
([Car06b]).
With such methods you can also analyze liquids such as blood in the human
body. Polymer fibers are especially attractive for this kind of application because
glass can split and would thus be considered too dangerous in the human body.
You can also intentionally change the characteristics by means of the controlled
introduction of liquids. Thus, sensors have been introduced which are based exact-
ly on this phenomenon, e.g. a liquid is pushed into the capillaries in the cladding
area when the temperature rises, thereby changing the propagation characteristics
of the fiber ([Jen05]).
Consequently, the dispersion ([Gun06]) or the band gap ([Sun06]) can be
adjusted to a lesser or greater extent by introducing liquids.
Pressure sensors represent another application. Since the geometry of the holes
has a great influence on the fibers propagation characteristics, lateral pressures
can have a very noticeable effect on its behavior ([Eij03b]).
Especially fibers based on a photonic band gap react very sensitively to
changes in the geometry. As a result, microstructured fibers can be produced
which work like filters, the passband of which is changed when pressure is
exerted.
2.9 Microstructured Fibers 229

2.9.3.8 Double-Core and Multi-Core Fibers


Most microstructured fibers consist of a cladding area in which the holes are
arranged symmetrically or asymmetrically. In fibers based on an effective refrac-
tive index the core consists of an area in which a hole has been left out of the
arrangement. The core is thus a kind of imperfection within the photonic crystal.
In this way two or more cores can be produced by introducing two or more imper-
fections within the cladding area in which the light can propagate instead of
having just one hole in the middle. Each individual location where a hole has been
left out and the core material exists can be viewed as a separate fiber in which
light can be propagated. If the individual cores are placed far enough apart, they
either do not influence each other at all or only slightly.
Such fibers with several cores can be used for parallel data transmission
([Eij06a]). The arrangement of the individual cores is retained and so these fibers
can be used like a well-ordered fiber bundle. However, these fibers have a consi-
derably smaller diameter and can be laid like individual fibers ([Eij03b] and
[Pad04]).

Fig. 2.250: Double core-MPOF with 9.6 m spacing between the cores ([Eij03b])

2.9.3.9 Imaging
As we have seen above, microstructured fibers can be produced with more than
one core for parallel data transmission. If you continue to increase the number of
cores, you can use the same method to produce image guides in which every indi-
vidual core transmits a part of the image (a pixel). As mentioned above, the
arrangement of the holes stays the same and the cores along the fiber are retained.
Each individual pixel reaches the end of the fiber in its definite position so that the
image is retained ([Eij04c]).
230 2.9 Microstructured Fibers

Fig. 2.251: Image guide-MPOF ([Eij04c])

2.9.3.10 Multimode Graded Index Fibers


The fibers introduced so far are relatively thin singlemode fibers. In addition to
these fibers, graded index multimode fibers made of polymer have also been deve-
loped, so-called GI-MPOF ([Kle03b] and [Eij04d]), which have the large core dia-
meter of a polymer fiber and the effective graded index profile of a multimode
glass fiber (see Fig. 2.252).

Fig. 2.252: Schematic cross section of a GI-MPOF ([Kle04b] and [Lwin06])


2.9 Microstructured Fibers 231

Polymer fibers offer a number of advantages, especially with fibers having


large core diameters compared to glass fibers (these advantages are also valid for
other types of fibers). These considerably larger core diameters are possible with-
out the fiber becoming inflexible. For this reason graded index polymer fibers
have been produced for some years now which attain core diameters into the milli-
meter range. However, these fibers have a refractive index profile in the core
which has been adjusted through doping and they are quite difficult to produce
when the core diameters are very large. Another advantage of these microstruc-
tured fibers is the lack of doping material which results in these fibers having very
good thermal and aging stability of the profile. Graded index profile polymer
fibers which already exist are not particularly thermo-stable. With aging and
especially in combination with increased temperatures they exhibit a flattening of
the profile through diffusion of the doping material. This leads to an alignment of
the concentrations of the doping materials resulting in a leveling out of the profile.

Fig. 2.253: Cross section of a graded index profile multimode polymer fiber (GI-MPOF)
with 135 m core- and 520 m outer diameter ([Eij04d]) and of a MPOF
according to [Lwin06]

Figure 2.253 shows a multimode fiber in which the effective refractive index
continuously decreases with increasing distance to the fiber axis. If you take an
average of the entire circumference of the refractive index, then you have a para-
bolic refractive index profile in the radius direction. Measurements have shown
that these fibers have a similar propagation behavior as a conventional multimode
fiber. However, the differences lie in the detail. If you stimulate the GI-MPOF
with a small spot, for example, the fiber behaves differently, depending on
whether or not the light hits a hole or the core material; something that cannot
happen in conventional fibers. For this reason greater research and development in
measurement techniques and characterization are necessary before the GI-MPOF
is widely used in commercial applications.
3. Passive Components for Optical Fibers

3.1 Connection Technology for Optical Fibers

The components required in a transmission system include plug-in connectors for


coupling cables or fibers. One of the biggest advantages of polymer optical fibers
in contrast to other cable types is the potential for very simple connector fittings.
Copper cables for high data transfer rates mostly require the connection of
several twisted pairs that must, in part, be individually shielded (Fig. 3.1). At
frequencies of several 100 MHz, cutting open the shielding over a distance of one
centimeter results in a noticeable drop in quality of the connection.

Fig. 3.1: Copper data cable with separately shielded twisted pairs

Glass fibers have a core diameter between 10 m and 200 m. This requires
precise guides that are provided by metal, ceramics or high-grade plastics. Fur-
thermore, glass fibers cannot simply be cut. The face must either be precisely
broken by carving with a diamond blade or else polished after cutting.
Further advantages for POF result from the material itself. The surface of plas-
tics can be smoothed by both cutting and simple polishing. In addition, a thermal
smoothing of the surface is also possible for PMMA.
234 3.1 Connection Technology for Optical Fibers

3.1.1 Connectors for Polymer Optical Fibers

In recent years, a wide range of connector types has been developed specifically
for various applications. These fall into the following categories:
Special plug-in connections for POF, e.g. V-pin, DNP
Plug-in connectors developed for glass fibers have been adapted for POF, e.g.
FSMA, ST
LAN plug-in connectors which have identical dimensions for both copper and
optical fibers (SC-RJ, RCC45)
Connectors for special standards (D2B, F07)
Connector systems without plugs (optical clamps)
Hybrid connector, generally a combination of copper lines and POF (e.g.
MOST)
Several connectors are available in metal or plastic constructions depending on
the requirements for mechanical stability. Most systems can still be obtained in
simplex or duplex versions.
At this point we would now like to define the term connector attenuation.
Strictly speaking, a connector does not have any defined losses, only a fiber-to-
fiber connection has losses. The light losses are caused by:
inexact alignment of the fibers to each other, whereby the parameters of the
fiber, the connector and the coupling could be responsible,
the fiber parameters not being adapted to each other, e.g. different numerical
apertures and
direct losses at the fiber end face through reflection, scattering and absorption
(see Fig. 3.2).
You can thus see immediately the great dilemma of the connector manufactu-
rers who are not at all responsible for an essential part of the losses. In most cases
you cannot even be sure that the connectors and couplers all come from the same
supplier. The greatest contradiction, however, lies in the specifications of the POF
itself. As will be shown later on, the IEC has approved wide ranges for the fiber
parameters, but still insists on including plug-in connections in the power rating
calculation. That would be like approving on the one hand surge impedance of 100
30 for a gigabit Ethernet on symmetric lines and demanding on the other a
reflection attenuation of at least 20 dB and a connector attenuation of < 0.1 dB.
For this reason attempts are being made to reduce the characterization of a con-
nector to the effects at the connector end face. This involves precision in posi-
tioning the fiber in the connector or in the coupler and the quality of the surface
treatment.
Another thing we have to mention is that the connector attenuation with all
multimode fibers depends on the mode distribution and thus on the launch con-
ditions and the measuring fiber length. In this respect there are no specified direc-
tives.
3.1 Connection Technology for Optical Fibers 235

reasons for losses in the connector:


1. unequal fiber
parameters
(NA, diameter)

2. not presice position


of the fiber inside
the connector

3. mechanical tolerances
of fiber and connector

4. not perfect guidance


of the connector in
the adapter

5. losses on the fiber


end faces
(reflection, scattering
and absorption)

Fig. 3.2: Reasons for connector losses

3.1.2 Surface Preparation of POF Connectors

The choice of the end face preparation is of great importance (see [Moll00]). The
following procedures have proven themselves:
Cutting and polishing: The POF is roughly cut at the connector face and
subsequently sanded down to the face with sand paper. Using fine-grained
polishing paper, the surface quality can be further improved. For normal de-
mands it usually suffices treating the surface with 3 m polishing paper after
the first cut. If the connector attenuation should be minimal and for measuring
purposes we recommend polishing it with fiber grades of polishing paper,
first 10 m, then 3 m and finally 0.3 m.
Hot-plate: The POF is cut before the connector facet at a defined projection
length. Afterwards, the connector is pressed within a guide against a hot mir-
ror. The connector has a ring-shaped bulged opening on the face in which the
projected material is pressed. After the mirror has cooled down, the connector
is withdrawn.
236 3.1 Connection Technology for Optical Fibers

Cutting: Using a thin blade (usually a razor blade), the POF is cut in a guide
at a perpendicular angle. This method is often used for connections without a
special connector. The blades must not be used more than once at one point.
Laser cutting: The POF is cut vertically with a laser (for example, CO2
laser). This procedure is only feasible for ready-made cables.
Microtome cut: Extremely thin slices of a sample can be cut off with a
microtome, for example, for microscopy. If you cut off several thin slices of a
POF the remaining surface is then extremely smooth and even. This pro-
cedure is very expensive if you use a diamond blade and is consequently only
employed as a reference method or for special measurements.
POF-Press-Cut (PPC): [Moll00] and [Fei00] contain descriptions of how
cracking can be avoided in PMMAs when a suitable pressure is being applied
to perform the cutting. Thus surfaces are possible whose losses are near the
theoretical limit (Fresnel reflection), as shown in Fig. 3.3.
The following diagram shows the losses of a plug-in connection which are
counted back to one surface. Geometric influences have been eliminated through
optimized coupling.

loss per end face [dB]


0.70
0.68
0.60
0.47
0.50
0.35
0.40
0.30 0.24
0.30

0.20

0.10

0.00
conventional Hot plate POF press sanding/ microtom cut with
cot cut polishing diamond blade
finishing method

Fig. 3.3: Comparison of the connector losses for various procedures according to [Moll00]

The theoretical limit is 0.17 dB by Fresnel reflection. Simple cut POFs have a
loss of almost seven tenths dB. By means of PPC and multistep polishing almost
ideal end faces can be attained. The microtome cut here lies at only 0.07 dB above
the Fresnel limit. However, it is the most costly procedure and used only for
measurement purposes.
3.1 Connection Technology for Optical Fibers 237

3.1.2.1 POF Preparation by Cutting and Polishing


The individual steps for assembling a POF connector by polishing are shown in
Fig. 3.4. After the POF is cut to size a short piece of cladding is stripped off. The
connector is pushed onto the fiber and fixed in position. With V-pin connectors
this can be done by simply snapping them shut or by crimping a metal ring on
them.
With other types of connectors a kind of clip is pushed into the connector in
order to fix the fiber in position. Another method, albeit too costly for POF, is to
glue the fiber into the connector. After cutting off the excess fiber core, except for
a little bit left over, cutting and polishing take place - in several steps if necessary.
The connector is usually held in place by a special locator (crimping tool).

1. POF with coating

2. removed coating

3. connector mounted

4. POF cutted

5. grinding end face

6. polished end face

Fig. 3.4: Surface preparation by grinding/polishing

The advantages of this procedure lie in the very limited number of tools
needed:
a scissors or pliers
a stripper for the fiber cladding
polishing fixture
regular abrasive paper
polishing paper, in several grades if necessary
With a certain degree of practice you can make a usable plug in 30 seconds and
a very good one in two minutes.
238 3.1 Connection Technology for Optical Fibers

3.1.2.2 Hot Plate Surface Preparation


Another surface treatment method rests on the thermal smoothing of the fiber
core. Except for a small slot on the end face the connector has the same mecha-
nical assembly as the polishing connector. Figure 3.5 shows the sequence of steps.

1. POF with coating

2. removed coating

3. connector mounted

4. POF cutted with


defined overlength

5. surface pressed
to a hot plate

6. connector is ready
after cooling

Fig. 3.5: Surface preparation by means of a hot-plate

3.1.2.3 POF Press-Cut Procedure


A detailed investigation and description can be found in [Fei01a] as to what hap-
pens with the simple cut of a PMMA POF. In short, a break develops before the
blade which can spread quickly through the material and can wander off to the
side. The result is a surface which for the most part has been cut quite cleanly, but
in the last third has an irregular break. Figure 3.6 shows such a surface and a
detailed view of the edge of the break.
Under a fluorescence microscope you can see the cracks particularly well. A
rather surprising result of Feistners experiments was the fact that when treating
the surface with hot plate the cracks do not disappear, but virtually melt in several
micrometers deep. The cross-section of such an end face with a detailed view of
the micro-cracks enclosed below the surface is illustrated in Fig. 3.7 from
[Fei01a].
3.1 Connection Technology for Optical Fibers 239

Fig. 3.6: Irregularly broken POF due to the cutting process ([Fei01a])

Fig. 3.7: Cutted and hot plated POF with cracks in fluorescence light ([Fei01a])

Proceeding from these results, the POF press-cut procedure was developed at
the POF-AC in which the fiber is pushed to the right and left of the blade when
being cut.

blade
Fradial Fradial

compressed area
higher resistance
uncompressed area
lower resistance

Fradial Fradial

Fig. 3.8: Principle of the PPC method


240 3.1 Connection Technology for Optical Fibers

The crack is thus always forced to propagate evenly in front of the blade. The
result is a POF which has a good uniform cut over its entire cross-section (princi-
ple is in Fig. 3.8).
The cut with the PPC experimental set-up is compared with a conventional cut
in Fig. 3.9. In the meantime two manufacturers have turned this procedure into
commercial products. Figure 3.10 shows the cutting tool from the Rennsteig com-
pany based on this principle.

Fig. 3.9: POF-cut end by conventional blade and by PPC

Fig. 3.10: Cutting tongs for POF (Rennsteig)

3.1.2.4 POF Preparation by Milling


A very quick and reliable method for preparing POF connectors is milling with a
fast rotating blade or cutting tool. A steel cutting tool suffices for medium de-
mands, for the highest demands in measurement techniques and component pro-
duction, however, a diamond can also be used.
3.1 Connection Technology for Optical Fibers 241

The fiber itself as well as a fiber already secured in a connector can be worked
on using this method. You can prevent the connector itself from being milled with
guides and limit stops. The advantage of this procedure is the high reproducibility.
An example of such a device is shown in Fig. 3.11.

Fig. 3.11: Milling machine for preparation of POF (DieMount)

3.1.3 Overview of Connector Systems

In the first edition of this book a good half dozen families of connectors were des-
cribed. In the meantime, additional versions have come along. It is not possible to
review all products here. Many of the manufacturers have made data available in
an overview of the industry under www.pofatlas.de.
A number of connector systems for polymer optical fibers will be shown in the
following pictures. Each system has been optimized for specific applications.
There is no universal connector type as is the case with glass fibers or copper
cables.

3.1.3.1 The V-Pin Connector System


One of the connector systems specifically developed for POF and PCS was the
V-pin system from Hewlett-Packard (for a while Agilent, now Avago). The V
stands for versatile. In many experimental set-ups and in some applications with a
low number of pieces the system has been eagerly used.
The original version of the connector was intended to be crimped. There is a
plastic ferrule (in different colors) and a soft-metal crimp ring which is pushed to-
gether with special pliers. An inline coupling is also available. Furthermore, there
242 3.1 Connection Technology for Optical Fibers

is a duplex connector version available. These plugs and the active components
available for them are described in [HP06] and [HP03]. The emitter and receiver
versions HFBR-0507 and HFBR-15X7/25X7 are designed for data rates up to
155 Mbit/s for all these connector systems. The simplex and duplex connectors,
the inline coupling and an active component are illustrated in Figs. 3.12 - 3.14.

Fig. 3.12: V-pin-crimp connector system and coupling (above: crimped simplex connector
with coupling, below left: duplex connector, below right: connector with latch)

Later on the system was expanded with a crimpless version which included a
plastic part which locks in place when snap shut and fixes the fiber in position. If
these two parts are connected, then you automatically get a duplex connector
(Fig. 3.13). The fiber spacing naturally corresponds exactly to the spacing between
the two connected HFBR components. Moreover, there is a connector with a latch
so that the extraction force can be increased.

Fig. 3.13: V-Pin crimpless connector system (duplex in Fig. 3.42)


3.1 Connection Technology for Optical Fibers 243

Fig. 3.14: V-Pin connector with latch, connector with an active component

The American company Fiberfin offers a compatible connector family with a


metal ferrule (Fig. 3.15).

Fig. 3.15: Fiberfin- connector system (presented at the International POF Conference2004)

The POF is cut off in front of the connector when being fixed in position and
cut/polished with the polishing fixture (see next section).
An identical connector can be used for 200-230 m PCS which, however, has
to be crimped twice. First the connector is attached to the 500 m primary coating
and then crimped onto the 2.2 mm outer sheath (Fig. 3.16).

Fig. 3.16: V-Pin connector for PCS

The coupling for PCS only differs from that of POF through the metal piece
which reduces the tolerances. The active components can be used in part alter-
natively for POF or PCS.
244 3.1 Connection Technology for Optical Fibers

3.1.3.2 FSMA Connector


One of the most widely used connectors for POF and PCS is also the SMA in its
fiber version (FSMA). This connector is always a screw type. Consequently it is
very reliable and provides reproducible transitions. As a metal connector it has
low tolerances and the connector losses for POF are below 1 dB. It is too expen-
sive, too big and too complicated for use in large-scale applications. It is standard,
however, in measurement techniques and in many industrial applications.
Different FSMA connectors for POF can be seen in the following photos. There
are connectors for polishing and as hot plate version. The fiber can be fixed in
position by adhesive, crimping or also a detachable clamping device. Different
kinds of kink protection are available. Finally, the connector can be made of
metal, plastic or a combination of both.

Fig. 3.17: FSMA-connector for crimping/gluing

Fig. 3.18: FSMA-connector for clamping (reusable)

Figure 3.19 shows a front-view of the FSMA connector versions for prepara-
tion by polishing and the hot plate procedure. In the hot plate version a small slot,
which can also be slanted, is located around the fiber core hole. The core material
sticking out is pushed into this open space when heated (see Fig. 3.5). As we shall
see later, this causes a little additional attenuation.
3.1 Connection Technology for Optical Fibers 245

Fig. 3.19: FSMA-connector for polishing (left) / hotplate (right), front view

Fig. 3.20: FSMA-connector in plastic variants and FSMA-connector with kink protection

Fig. 3.21: FSMA- inline-coupling and LED-receptacle

3.1.3.3 The DNP System


In the middle of the 1990s AMP developed the so-called dry non-polish (DNP)
system. This connector was always treated by hot plate. The system consisted of a
standard size and a mini-connector, available in both simplex and duplex. There
was also a coupling for both versions. A metal sleeve in the connector fixed the
fibers in place. Small barbs held the fibers tight after they had been pushed into
the connector using the corresponding pliers. The fiber-fiber coupling in which
two smoothly cut POFs could be firmly connected without a connector was extre-
mely practical. The system is no longer sold.
246 3.1 Connection Technology for Optical Fibers

Fig. 3.22: DNP-connector (simplex, duplex, coupling)

Fig. 3.23: Mini-DNP-connector (above simplex-connector and coupling, duplex-connector,


below with coupling)

Fig. 3.24: DNP fiber-fiber connection

3.1.3.4 F05 and F07


The best-known connector for 1 mm polymer fibers for the private user is the F05.
It is used for example in the Toshibas Toslink system for connecting digital audio
components (TOCP155, see Fig. 3.25). The connector face is essentially standar-
dized with this type. There is a great variety of versions for the connector body.
They differ in shape, size, color, kink protection and the design of the clamping
mechanism.
3.1 Connection Technology for Optical Fibers 247

Fig. 3.25: F05 connector and coupling

Fig. 3.26: F05 connector variants

The duplex version of this connector is the F07 which is also used as a standard
connector in the ATM Forum (PN connector). There are different options with or
without latch. With the F05 and F07 the end face is almost always treated with hot
plate. Occasionally there are also versions for cutting and polishing.

Fig. 3.27: F07-connector and coupling

3.1.3.5 ST and SC Connectors


Other connector versions such as ST and SC have been known for many years in
the field of glass fibers and are also offered for POF.
248 3.1 Connection Technology for Optical Fibers

Fig. 3.28: Different ST-connectors

Fig. 3.29: Coupling for ST-connector

Fig. 3.30: SC-connector for GI-POF (AGC)

Fig. 3.31: Coupling for SC-connectors


3.1 Connection Technology for Optical Fibers 249

3.1.3.6 Connectors for Future In-House Networks


With household networking the demands on mechanical stability and temperature
are not as tough as in automation or in vehicle networks. On the other hand the
connectors have to be particularly simple and you have to be able to install them
easily without automatic equipment. In a DKE workgroup (Deutsche Kommission
fr Elektrotechnik / German Committee for Electrical Engineering) about 20 com-
panies in the POF field are currently discussing recommendations for future plug-
in connectors. The way things stand now the duplex connectors SMI, SC-RJ and
EM-RJ will be recommended. All three versions are capable of small form factor
(SFF) which means that they do not require more cross-section than an RJ45 con-
nector.

SMI Connector
The SMI connector is a duplex connector for SI and GI-POF. It is already inclu-
ded in various committees and standards, not least in IEEE 1394. Hot plate as well
as cutting/polishing can be used for the surface preparation. A number of manu-
facturers offer transceivers.

Fig. 3.32: Different SMI-connectors

SC-RJ
The SC-RJ connector for glass fiber applications is well known and is especially
popular in local networks. In any event it would not take much for many installers
to get used to it. The SC connector is a duplex connector with an interlocking
device. It is also available as a simplex version so that two simplex connectors can
be plugged into a duplex coupling. A connector, a coupling and a transceiver from
Reichle & De-Massari ([Chr05]) are illustrated in Fig. 3.33.

Fig. 3.33: SC-RJ-connector (RDM) with transceiver and coupling


250 3.1 Connection Technology for Optical Fibers

For glass fibers here are connector versions for singlemode fibers, green for
angled polished, and blue as physical contact, and beige for multimode fibers. The
connector is described in standard IEC 60873-14, parts 1 to 3. For POF the color
combination suggested is black/white. A simplex connector and another transcei-
ver prototype from [Dre05] are shown in Fig. 3.34.

Fig. 3.34: SC-Simplex-connector and transceiver ([Dre05])

EM-RJ
The EM-RJ introduced in [Neh06a] is a duplex connector which can be cut and
fitted on location with connectors and has housing dimensions of the RJ45 (acc. to
EN 60603-7). It is available in the safety classes IP20 to IP67 for home and indus-
trial applications. In addition to the connectors boxes, couplings and distribution
panels are also available. The ferrules are made of metal, but in the future should
also be available in plastic. It is also possible to insert 8 metal contacts into the
connector so that it can be used as a hybrid Ethernet connector. The connector and
a Fast Ethernet transceiver (Euromicron) are shown in Fig. 3.35.

Fig. 3.35: EM-RJ with Fast-Ethernet-transceiver

3.1.3.7 Connectors for Vehicle Networks


At the end of the 1990s a number of different connectors were developed for use
in vehicle networks. In addition to lower attenuation the goal was primarily to
achieve a very moderately priced set-up as well as being able to assemble them on
automatic equipment.
Harting developed a metal connector with which the POF was directly cut off
together with the tip of the ferrule in order to get a perfectly even end face.
Figure 3.36 from [Bru00] shows the automatic machine with a finished cable.
3.1 Connection Technology for Optical Fibers 251

Fig. 3.36: Harting connector and machine for assembling [Bru00]

The manufacturer FCI came up with another concept in which the connector
consists of a single piece of plastic. Gear teeth which can be directly crimped onto
the primary coating are located in the back. The end face is treated by hot plate.
Figure 3.37 shows some of these connectors.

Fig. 3.37: FCI connector for direct crimping

A completely new connector system was developed by Tyco-AMP for the D2B
bus. A kind of transparent plastic cup filled with an index matching gel is placed
on the fiber. In this way surfaces which are not ideal can be compensated for.
Further details concerning the system are not publicly available.
The connector developed for MOST (see Chap. 8.1.1) has attained considerably
greater importance. It consists of a metal or plastic ferrule which is crimped or
spliced with a laser on the primary coating. The connector end face is milled with
a fast rotating saw blade. Two versions of this ferrule and a cutaway view are
shown in Fig. 3.38.
The ferrules and electrical contacts in different combinations are built into
hybrid plug-in connectors. There are a number of different versions for straight
and angled connectors, in-line couplings and sockets on the control units
(Fig. 3.39).
252 3.1 Connection Technology for Optical Fibers

ferrule

fiber inner outer


1.00 mm coating sheath
1.51 mm 2.30 mm

Fig. 3.38: MOST-ferrules


left: made from plastic for laser welding according to [Eng00]
center: made from metal for mechanical crimping according to [Eng00]
right: cutaway view ([Sie00])

Fig. 3.39: MOST-connector system ([Sie00])

Fig. 3.40: MOST-hybrid connector

3.1.3.8 Other Connectors


We can only provide a relatively incomplete overview of special connectors here
such as how they are used in automation engineering. Hybrid connectors and ver-
sions with many fibers are used quite frequently. As a rule, high safety require-
ments necessitate stable housings and robust cables. Two examples of such con-
nector systems can be seen in Fig. 3.41.
3.1 Connection Technology for Optical Fibers 253

Fig. 3.41: Hybrid-POF-connector ([Kno03])

3.1.4 Processing Tools for POF Connectors

A number of different tools are available for assembling the various connector
types. Figure 3.42 shows the tool required for assembling a crimpless V-pin con-
nector (see Fig. 3.12).

Fig. 3.42: Wire-end stripper and polishing fixture

A wire-end stripper is shown on the left side; it is used to remove the POF
jacket. The polishing receptacle can be seen at the right; it is used to hold the
connector for polishing the face.
The pliers in Fig. 3.43 is additional required for the V-pin version with crimp
ring. This is a combination tool for assembling connectors to POF and 200 m
PCS fibers.

Fig. 3.43: Crimping plears for V-pin connectors


254 3.1 Connection Technology for Optical Fibers

Complete installations sets are available for a number of POF connectors, some
of which are illustrated here. Figure 3.44 shows the assembly and cutting locator
for a Lucina duplex connector (Asahi Glass) and the assembly of a SC-RJ
(Reichle & De-Massari).

Fig. 3.44: Assembling of POF-connectors (Lucina-fiber and duplex-POF in SC-RJ)

A tool as shown in Fig. 3.45 can be used to assemble connectors with the hot-
plate procedure. The power supply is (not visible) at the left. It periodically sup-
plies power to the heated metal plate for a specified period of time. A red LED
indicates the heating period. Afterwards, the plate is cooled by means of ventila-
tion. The receptacle shown at the far left can be used to press several connectors
perpendicular against the plate with high precision. This is done initially when the
plate is cold. The connector must remain pressed against the mirror for the entire
heating period. When the green LED lights up, the surface has sufficiently
hardened so that the connector can be removed.

Fig. 3.45: Hot-Plate-tool (Siemens/FO-Systems/Leoni)


3.1 Connection Technology for Optical Fibers 255

The receptacles in Figs. 3.46 and 3.47 serve to polish various connectors. They
guarantee that the face is always perpendicular to the polishing paper and the sand
paper. This also prevents excessive grinding on the connector itself.

Fig. 3.46: Polishing fixtures for simplex and duplex connectors (AMP)

Fig. 3.47: Polishing fixtures for ST connectors and FSMA connectors (at the right)

Figures 3.48 and 3.49 show a tool for stripping the POF and a crimping tool for
the TCP sleeve from FCI. The special feature of the stripper is that it can precisely
guide the fibers in such a way that damage to the optical cladding can be pre-
vented securely.

Fig. 3.48: Wire-end stripper tools for POF with wire guide and stop
256 3.1 Connection Technology for Optical Fibers

Fig. 3.49: Crimping tool for TCP-ferrule (FCI)

Figure 3.50 shows three simple cutting tools to cut POF with or without jacket
using a razor blade. The cut is relatively rough; the tool can be used once only for
each hole. These are devices for home installations that do not involve any
particularly high quality requirements.

Fig. 3.50: Simple hand-tools for cutting POF

Automatic machines occupy a particularly important place in the processing of


POF. For vehicle networks such as MOST and Byteflight the individual cables are
prefabricated before they are integrated into the cable harness. The automatic
machines cut a cable to length, strip the jacket, attach metal ferrules, treat the end
faces and the cable is finished in under 2 seconds.

Fig. 3.51: Machine for POF-cable fabrication, detail of the machine ([Mei02b])
3.1 Connection Technology for Optical Fibers 257

The automatic machine, a detail of the machine, the principle of attaching the
ferrules by crimping and the saw blade for treating the surface are illustrated in
Figs. 3.51 and 3.52 from [Mei01a] and [Mei02b].

Fig. 3.52: Ferrule crimping, saw for end face processing ([Mei02b])

3.1.5 Connectors for Glass Fibers

Today there are a number of connectors for glass fibers which for the most part
have already been described in corresponding standards. As opposed to POF con-
nectors, reflection loss plays a very important role in glass fibers. A low return
loss can be attained through connectors with physical contact (PC, see Fig. 3.66)
or through beveled end faces (APC: angled physical contact, see Fig. 3.53).

reflected rays will contact areas


not be guided with a 8 angle

Fig. 3.53: Principle of the APC-connector

The main difference however between the glass fiber connectors and the POF
connectors is the much greater assembly time and effort caused by the lower
tolerances of 5 m for MM-GOF and below 1 m for SM-GOF. Figure 3.54
illustrates a typical assembly procedure for a duplex connector.
258 3.1 Connection Technology for Optical Fibers

Fig. 3.54: Installation of a typical GOF connector ([Mye02])

Spring ferrules are almost always used with glass fibers in order to guarantee
the physical contact with the end faces. Furthermore, glass fiber cables are usually
equipped with strain relief, e.g. Kevlar strands, which have to be separately
secured in order to protect the actual glass fibers from tensile load. On the other
hand good glass fiber connections also attain losses in the range of 0.1 dB to
0.5 dB.
Somewhere in the middle between POF and glass fibers lie PCS concerning the
complexity of the plug-in connectors. An overview of the available plug-in con-
nectors is provided by [Sch03]. The most important connectors with typical
values are listed in Table 3.1.

Table 3.1: Connectors for PCS according to [Sch03]

F05 F07 V-Pin SC/PC


crimping/cutting crimping/cutting crimping/cutting glueing/polishing
Dtyp = 1.5 dB Dtyp = 1.5 dB Dtyp = 2.0 dB Dtyp = 0.6 dB
FR = 8 lbs FR = 15 lbs FR = 10 lbs FR = 20 lbs

ST FC/PC SMA
glueing/polishing crimping/cutting crimping/cutting
Dtyp = 0.6 dB Dtyp = 0.6 dB Dtyp = 1.1 dB
FR = 40 lbs FR = 40 lbs FR = 40 lbs
Dtyp : typical connector loss, FR pull out force (1 lbs = 0.4536 kg)
3.2 Basis for Calculating Connector Losses 259

3.2 Basis for Calculating Connector Losses

3.2.1 Calculation of Connector Losses with Uniform Mode


Distribution

The following illustrations schematically show the different causes for connector
attenuation. In all cases, Uniform Mode Distribution (UMD) is assumed. This
means for a step-index profile fiber that both the near field as well as the far field
are constant within the acceptance range as shown in Fig. 3.55. In a realistic POF,
equilibrium mode distribution (EMD) is not identical with the UMD because
mode dependent attenuation must also be considered. However, the calculation is
initially made easier by assuming UMD.

rel. level rel. level

near field far field

-600 -400 -200 0 +200 +400 +600 -30 -20 -10 0 +10 +20 +30
distance to the fiber axis [m] angle to the fiber axis []

Fig. 3.55: Near field and far field under UMD conditions

3.2.2 Differences in Core Diameter

The first process under consideration concerns the difference between the core
diameters of the POF deployed. In Fig. 3.56 below it is assumed that the light pro-
pagates from the left to the right. Apparently no loss arises where the output fiber
(on the right, shown in blue in the front view) is larger than the input fiber (on the
left, shown in yellow in the side view). However, if the output fiber is smaller,
there is a loss of part of the light (for a more detailed description see [Schw98]).

Fig. 3.56: Connector loss through differences in core diameter

For UMD, it is easy to calculate the amount of attenuation. It corresponds


exactly to the proportion of the excess circular area of the input fiber:
260 3.2 Basis for Calculating Connector Losses

Area of the input fiber: A1 = d12S/4


Area of the output fiber: A2 = d22S/4
Attenuation: D = 10 log (A1/A2) = 10 log (d12/d22)
F the values 931 m to 1,029 m, permitted in the ATM Forum this is a loss of
0.59 dB. The current standard EN 60793-2-40 allows a core diameter of 920 m
to 1,040 m in class A4a, corresponding to permissible coupling losses of
1.06 dB. The user does not need to get nervous, however. The standard is limping
far behind the technical development. Good manufacturers today attain tolerances
considerably below 10 m.

3.2.3 Differences in Numerical Aperture

The difference in numerical aperture has a very similar effect. If the input fiber
has a smaller aperture, the light is completely guided by the output fiber. How-
ever, if the NA of the output fiber is smaller, there will be some losses as shown in
Fig. 3.57.

Tmax1 Tmax2

Fig. 3.57: Connector loss through differences in NA

When calculating the losses under UMD conditions, one looks at the solid ang-
les of the far fields, which can be equated to the far field angle if the NA is not too
large.
Solid angle for input fiber: Tmax12S
Solid angle for output fiber: Tmax22S
Attenuation: D = 10 log (:1/:2) = 10 log (Tmax12/Tmax22)
Expressed by NA: D = 10 log (AN12/AN22)
For the worst case of the ATM Forum specification (AN = 0.35 or 0.30) this
results in the loss of 1.34 dB, whereas the ATM Forum specification permits only
0.8 dB for the sum of losses from core diameter and NA differences. This diffe-
rence can be explained by assuming EMD conditions where NA differences are
far less critical.
In EN 60793-2-40 the permissible values for the numerical apertures for the
fiber classes A4a to A4c lie between 0.35 and 0.65, i.e. the actual NA has not yet
been specified. For example, there is a theoretical loss of 5.38 dB with the coup-
ling of a POF with an AN = 0.65 and full launch on a fiber with AN = 0.35. Evi-
dently this relationship was unknown to the authors of this standard. The NAs of
3.2 Basis for Calculating Connector Losses 261

the fibers of important manufacturers are steady between 0.47 and 0.51 which
results in the possible coupling losses dropping to 0.71 dB. Under real conditions
the mode distributions of the fibers are even closer together so that coupling losses
are typically around some tenths of a dB. Figure 3.58 shows the theoretical losses
in dependence of the relationship of the NA of the input to the output fiber.

6
coupling loss [dB]
5
4
3
2
1
NAin/NAout
0
0.8 1.0 1.2 1.4 1.6 1.8 2.0
Fig. 3.58: Coupling loss dependent on NA-ratio

3.2.4 Lateral Offset of the Fibers

In the case of a lateral offset of fibers, the calculation of connector losses is just as
simple (Fig. 3.59). Where distance x is not too great (compared with diameter d),
the following applies:
Attenuation D = 10 log (A1/A2)
= 10 log [(dS/4)/(dS/4-dx)]
= 10 log [1/(1-4x/dS)]

Fig. 3.59: Attenuation in the case of a lateral offset of fiber axes

The ATM Forum specification permits a lateral offset of x = 100 m. At a core


diameter of 931 m this would result in approximately 0.64 dB (specified are
0.4 dB); for 980 m it still is 0.6 dB. [FOP97] mentions the following precise for-
mula, except that in the reference the last fraction has been printed in the reverse:

S
D - 10 log

S - 2 arcsin x d - 2 x d 1 - x d
2

262 3.2 Basis for Calculating Connector Losses

At a core diameter of 980 m and an offset of x = 100 m, one also obtains


0.60 dB which means that the approximation formula is completely adequate.
Figure 3.60 shows a measurement example of the coupling attenuation with the
lateral shifting of two fibers against each other. In this case a 1 mm standard POF
and a 1 mm glass fiber bundle were used. Almost identical curves resulted for
both fibers. In contrast to the theory a rounded curve can be seen around the zero
point. The reason for this is that in the measurement the fibers did not touch each
other exactly but were spaced about 100 m apart. Consequently, the light spot is
somewhat larger at the output fiber and very small shifts do not yet result in any
losses.

5
loss [dB]
4
theory
POF-POF
3
GOF-GOF
2

1
lateral misalignment [mm]
0
-0.5 -0.4 -0.3 -0.2 -0.1 0.0 0.1 0.2 0.3 0.4 0.5
Fig. 3.60: Excess loss due to lateral misalignment

3.2.5 Losses due to Rough Surfaces

Another cause for attenuation at connectors is shown in Fig. 3.61. The surface of
the POF can be rough due to processing, for example, grinding. This changes the
light path and part of the power is lost through diffraction or scattering. The ATM
Forum specifies 0.1 dB of losses since the POF surface should be of good quality
due to hot plating.

Fig. 3.61: Connector attenuation due to roughness of the fiber's end faces

A specific problem of rough surfaces is that the light does not necessarily have
to be lost immediately at the coupling spot. Rather, a part of the light can be
converted into a large propagation angle. By means of mode-dependent attenu-
ation it can then be lost little by little in the following meters.
3.2 Basis for Calculating Connector Losses 263

3.2.6 Losses through Angles between the Fiber Axes

Finally, Fig. 3.62 shows a deviation of the fiber axes as a possible cause for
attenuation. Here, the ATM Forum allows a deviation of max. 1 corresponding to
a loss of 0.1 dB.

Fig. 3.62: Connector attenuation caused by an angle between the fiber axes

This value is also relatively easy to calculate for small angles compared with
the acceptance angle. The far field comprises an angle-range :, which approxi-
mately equals : = Tmax2S, provided that the NA is not too large. For an angle H
(small against Tmax) between the axes, a solid angle area 2TmaxH is obscured. The
following applies:
Attenuation: D = 10 log [(Tmax2S)/(Tmax2S - 2TmaxH )]
= 10 log [1/(1- 2H/TmaxS)]
For an AN = 0.30 the acceptance angle of Tmax = 17 which results in an attenu-
ation of 0.16 dB, again slightly above the specified value. However, under EMD
conditions the additional loss to be expected is significantly smaller.
A measurement example from [Schw98b] is shown in Fig. 3.63. Two standard
POFs were tilted at angles up to 40 with the fiber spacing kept as low as possible.

10
coupling loss [dB]
9
8 St.-NA-POF
7
theory
6
520 nm
5 570 nm
4 650 nm
3
2
1
0
-40 -20 0 20 40
angular misalignment []
Fig. 3.63: Coupling loss because of angular misalignment of the fibers [Schw98b]
264 3.2 Basis for Calculating Connector Losses

The POFs were about a meter long. The losses measured are clearly lower than
the theoretical ones under UMD conditions. Under normal conditions there are
hardly any modes at the higher angles. Small angle differences at the couplings do
not immediately lead to initial losses. The measurement was conducted with three
different wavelengths. The diverse results can be explained by the different far
fields of the LEDs used. It also shows how important it can be to define the exact
measurement conditions when stating connector losses.
A detailed segment of the area tilted up to 10 is shown in Fig. 3.64. Here once
again two POFs and two glass fiber bundles were used. You can easily see that the
angle errors of 1 to 2 are perfectly tolerable for POF connectors. A diameter
tolerance of e.g. 100 m can be allowed with a 10 mm long connector holder.

1.0 loss [dB]


theory
0.8 POF-POF
GOF-GOF
0.6

0.4

0.2

0.0
-10 -8 -6 -4 -2 0 2 4 6 8 10
angular misalignment []

Fig. 3.64: Excess loss caused by angular misalignment

3.2.7 Losses through Fresnel Reflection

The value for the Fresnel losses results from the difference in refractive index for
air and PMMA. One can always assume that between POF connectors there is an
air gap between the cores which is substantially larger than the wavelength. Due to
the large mode number and the usually incoherent sources used, interference
effects can be neglected so that the reflection losses can be calculated in the same
way as for independent PMMA/air transitions (see Fig. 3.65).

nPMMA = 1.49

first reflection second reflection nair = 1.00


Fig. 3.65: Loss by Fresnel reflection
3.2 Basis for Calculating Connector Losses 265

For a vertical incidence, the reflection coefficient compared to air is as follows:


2
n -1
R 0.04 T 1- R
n  1
The loss is therefore 0.35 dB for two interfaces (see also [Wei98]). In reality,
the beams propagate not only vertically but also at different angles against the
fiber axis so that the Fresnel losses are somewhat larger. The ATM Forum spe-
cifies a value of 0.3 dB.
Normally, just as big a loss occurs with glass fibers. This is avoided through so-
called physical contact (PC) in which the ferrules of both connectors are cut cam-
bered so that the surfaces are round. Both fibers are pushed onto each other by
springs in such a way that the gap in the core area completely disappears - or is at
least small in regard to the light wavelength. Since glass is not very elastic, extre-
mely high pressures are necessary. However, since the contact area has a diameter
of only a few 10 m, forces of a few Newtons are sufficient (principle in
Fig. 3.66).

core
cladding
ferrule

F F
Fig. 3.66: Principle of the PC connector

Still, a pressure of 70,000 bar is reached with a pressure force of 5 N and the
contact surface of a 30 m wide diameter. With polymer fibers the area is larger
by a factor of 1000. Polymer is indeed somewhat softer, but much greater absolute
force is necessary for POF. This is problematical because you cannot apply the
forces over the soft cladding as you wish. You have to assume that there will
always be an air gap over the greatest part of the cross-section in POF connectors.

3.2.8 Losses through Axial Distance of the Fibers

Another loss mechanism described here has not been covered in the ATM Forum
specification. In practice, the gap between the two fiber cores is often significant
for fiber attenuation. Figure 3.67 shows the mechanism for a distances.
266 3.2 Basis for Calculating Connector Losses

Fig. 3.67: Connector attenuation caused by distance between fibers

According to [Wei98] the resulting loss is as follows:


D -10 log 1 - 2 s A N / 3 n d .

For d = 980 m and s = 200 m at AN = 0.30 the result would be 0.09 dB, as an
example. This effect is of particular significance in the case of hot-plate connec-
tors. With these connectors the excess material is pressed into grooves on the side.
This destroys the core's light guiding capability for a short distance. As an appro-
ximation, this effect can be numerically regarded as a gap equivalent (Fig. 3.68).

Fig. 3.68: Connector attenuation for connectors with a groove

Usually these grooves are approximately 0.2 mm deep, resulting in a distance


of the intact fibers of 0.4 mm. A loss of 0.4 dB results for standard NA POF,
whereas for DSI the value is 0.25 dB. An exact formula is given in [FOP97]:

2
s
- 10 log 1  2 tan max
d

For AN = 0.30 we obtain Tmax = 19.4; since the groove is filled up, Tmax = 12.9
applies. At the stated values and a distance of 400 m the calculated loss is
1.98 dB. The two values are significantly different. In [FOP97] the assumption
was that the light will be evenly distributed on a circular disk expanding with the
max. angle. Even for small distances this assumption is not adequate. We propose
3.2 Basis for Calculating Connector Losses 267

here to use the following formula for small distances and UMD, assuming a linear
decreasing light power for an over radiated ring and an under radiated ring (see
Fig. 6.38).
Area of the input fiber: A1 = d2S/4
Spilled over area: A2 = dSsAN/n (to be weighted with )
Loss: D = 10 log ((A1+A2)/A2)
= 10 log (1 + (s AN)/(nd))
For the stated values this would be 0.33 dB which is near the value given in
[Wei98]. This approximation formula should be suitable for distances that are
significantly less than 1 mm.

s
intensity
distribution

Fig. 3.69: Proposal for calculating the attenuation caused by fiber separation

The actual losses for standard and DSI-POF are shown in Figs. 3.70 and 3.71.
They are clearly below the theoretical line for both fibers (with UMD assump-
tion). The reason for the deviation is again the strong suppression of the higher
order modes in the POF.

1.2
excess loss [dB] St.-NA-POF
1.0
theory
0.8 520 nm
570 nm
0.6 650 nm

0.4

0.2

0.0 distance [mm]


0.0 0.2 0.4 0.6 0.8 1.0
Fig. 3.70: Connector losses caused by fiber separation for St.-POF according to [Schw98b]
268 3.2 Basis for Calculating Connector Losses

1.2 excess loss [dB]


DSI-POF
1.0
theory
0.8 520 nm
570 nm
0.6 650 nm

0.4

0.2

0.0 distance [mm]


0.0 0.2 0.4 0.6 0.8 1.0
Fig. 3.71: Connector losses caused by fiber separation for DSI-POF according to
[Schw98b]

3.2.9 Losses due to Different Causes

It is necessary to point out, however, that it is not always automatically possible to


add the individual contributions in linear fashion. For example, losses due to diffe-
rences in core diameter and lateral offset may cancel each other out in part, as
illustrated in Fig. 3.72. Here, the most unfavorable case is an output fiber with a
smaller diameter (by 108 m) and an offset of 100 m (Table 3.1).

154 m 46 m

Fig. 3.72: Simultaneous effect of offset and difference in diameter

For the above values the losses are 0.59 dB for the difference in diameter and
0.29 dB for the offset, now only entered x = 46 m. A similar ratio applies to the
relationship between angle error and NA difference. Nevertheless, under UMD
conditions the losses remain significantly larger than specified. We do not yet
have a comprehensive model for calculating EMD in SI and DSI-POF or even for
the connector attenuation. This is another open task for the standardizing bodies.
However, when assuming EMD instead of UMD, 2.0 dB is a realistic value. With
continuous improvement in POF technology, one could hope for an improved
situation due to reduction in fiber tolerances for the diameter and also for the NA.
It is not possible here to say anything about the likely specification of attenu-
ation in GI fibers. The data to be expected from the fibers are largely not yet
known. However, the diameter is likely to be between 100 m and 150 m with
an NA of around 0.20 so that the requirements for connector precision will be
more exacting by several orders of magnitude.
3.3 POF Couplers 269

3.3 POF Couplers

3.3.1 Construction of POF Couplers

Among the passive components for POF transmission systems, couplers play a
significant role that is borne out by the availability of a complete line of products.
Extensive descriptions of how to construct couplers can, for example, be found in
[FOP97] and [Wei98]. In recent years, coupler constructions have been introduced
in various studies such as: [Kal92], [Rog93], [Yuu92], [Woe93], [Yuu94], [Li96],
[Agu97], [Fau98], [Sug99], [Kob99], [Ern00], [Kaw00] and [Woe94].
The following diagrams show different principle possibilities for manufacturing
1 : X couplers (one input with several outputs). Figure 3.73 shows a face coupler
in which both output fibers are coupled with a butt-joint and directly to the input
fibers.

Fig. 3.73: Principle of the face coupler

The advantage of this arrangement is the very straightforward structure. Additi-


onally, the fibers run in parallel so that there is no large mode dependency. The
minimal loss of an Y-coupler is 3 dB (independent of the use as a splitter or
coupler). Additional losses are caused here due to the surface of the coupled-in not
being fully utilized. Mathematically, these are at least 1.08 dB, which is very
acceptable. Added to that are losses brought on by less than perfect faces, which
can be minimized by suitable index matching.
Figure 3.74 shows a coupler with an optical waveguide element. It can be
manufactured with injection molding equipment and subsequently cast with the
fibers (for example, [Rog93]). The rectangular waveguide cross-section is easy to
manufacture and does not create excessively high losses (0.48 dB).

Fig. 3.74: Principle of the Y-coupler with waveguide element


270 3.3 POF Couplers

With polished couplers (Fig. 3.75), matched polished fibers are glued in such a
way that there are no protruding areas. Additional losses are created in particular
by sudden changes in the guided angle range. These must be minimized by provi-
ding sufficient flat polished angles. At any rate, a certain dependency of the addi-
tional attenuation on the launch conditions remains.

Fig. 3.75: Principle of the polished coupler

If a coupler has several ports, polished couplers become too complex. Even
planar mixing elements do not offer enough uniformity of attenuation to the out-
puts. Figure 3.76 illustrates a 1 : 7 coupler with cylindrical-mixing element. With
7, 19, 31 etc. output fibers, the excess loss is not that large.

Fig. 3.76: Principle of the coupler with mixing cylinder

To improve the uniformity of the attenuation, a curved element can be used in-
stead of a straight mixing cylinder, which then functions as a mode mixer
(Fig. 3.77 according to [Woe93a]).

Fig. 3.77: Principle of the coupler with curved mixing cylinder


3.3 POF Couplers 271

Good results can be attained at a bend of 180 with a radius of several 10 mm.
The last example in Fig. 3.78 shows a coupler according to [Fau98] for which the
mixing element is a hollow funnel with a wall thickness corresponding to the fiber
thickness. Here too, the goal is - apart from the good uniformity - the reduction of
mode dependency.

Fig. 3.78: Principle of the coupler with mixing element in a conical form

Further possibilities for the coupler design are polished couplers in which
curved fibers are polished laterally or simply flat mixing elements. Melting coup-
lers are based on welding fibers to couplers that are drawn in the coupling zone to
adapt their diameters. Finally, couplers with reflecting elements are also conceiv-
able.

3.3.2 Commercial Couplers

The need for POF couplers is relatively small since there are not yet any large-
scale applications. Up to now couplers have been used in the field of measurement
techniques and for special sensors. POF couplers for bidirectional transmission on
one fiber could find wide-ranging applications in the future.
Since POF couplers are relatively simple to produce, a number of manufac-
turers have attempted to enter the field over the years but none of them have been
able to become well established. At least you can get these components today, but
only if you order a certain minimum amount which is then made to order.
Figure 3.79 shows two examples of a Y-coupler commercially available at the
end of the 1990s. Another coupler in a 16 u 16 configuration is illustrated in
Fig. 3.80 (such components were conceived of for passive star networks in mobile
applications).

Fig. 3.79: POF-Y couplers (left Nichimen, right Microparts)


272 3.3 POF Couplers

Fig. 3.80: POF- 16 u 16 splitter (Nichimen, [Nich00])

Another coupler in 1 : 4 construction is shown in Fig. 3.81. This construction


shape is manufactured with different fibers to specific customers wishes, inclu-
ding DSI-POF. They have been used for example in the POF multiplexers at BAM
and at the POF-AC.

Fig. 3.81: 1 : 4-coupler by Nichimen

The Leonhardy Company has developed a coupler with a special waveguide


(Fig. 3.82). This technology allows a reasonably priced series production and the
first series have already been produced (see also [Fei01b]).

Fig. 3.82: Coupler structure from Leonhardy


3.3 POF Couplers 273

A very simple coupler for use in audio networks is sold by Hama in electronic
specialist stores (Fig. 3.83). Four fibers with a diameter of 500 m
are arranged in
the component and distributed over the two outputs. The connections correspond
to a F05 connector.

Fig. 3.83: POF-coupler by Hama

3.3.2.1 Polished Coupler from DieMount


The principle of the polished coupler was described shortly above. Although it
first appears to be relatively simple, the optimal conversion places great demands
on the procedure. In addition to the optical quality of the boundary layers it is
above all a question of a suitable shape of the piece of cut fiber.
The DieMount company in Wernigerode has been selling POF couplers based
on this principle for some years now [Kra04b] and [Kra05a]. The front part of a
1 mm POF cut to 50% is shown in Fig. 3.84.

Fig. 3.84: 50% polished POF (DieMount)

Fig. 3.85: POF polished coupler (DieMount)


274 3.3 POF Couplers

The typical additional losses of couplers manufactured in this way are below
2 dB including all interface losses. A frequency diagram of the measured additio-
nal losses is shown in Fig. 3.86.

24
no. of samples
20
16
12
8
4
0
0.9 1.1 1.3 1.5 1.7 1.9 2.1 2.3 2.5
excess loss [dB]

Fig. 3.86: Frequency distribution of the excess losses of POF-couplers

In addition to couplers for 1 mm SI-POF components for thinner fibers or GI


fibers can be produced. Deviating splitting ratios, for example 80 : 20, can also
easily be realized.

3.3.2.2 Moulded Couplers from IMM

The Institute for Micro technology Mainz (IMM) introduced the production of
passive components for POF and PCS on the basis of waveguides in [Klo03] and
[Fre03]. The necessary moulds are produced by LIGA technology. The subsequent
production of a coupler by filling the waveguide structure with a UV-hardening
polymer is shown in Fig. 3.87.

Fig. 3.87: Fabrication of a waveguide coupler at IMM ([Klo03])

The finished component with a coupled 1 mm POF is shown in Fig. 3.88. In the
experiment an average additional attenuation of 2.8 dB and a uniformity - in refe-
rence to the outputs - of better than 0.4 dB for the complete component was
attained.
3.3 POF Couplers 275

Fig. 3.88: Finished waveguide coupler for 1 mm POF at IMM ([Klo03])

The disadvantage of this procedure is that it is only financially worth it when a


large number of pieces is produced because of the relatively high tooling costs.
Also, a certain additional loss cannot be avoided because of the crossover from
round to rectangular waveguides and back. Nevertheless, the procedure promises
reasonably priced production and good reproducibility when very large numbers
of pieces are produced.

3.3.2.3 Waveguide Couplers from the University of Sendai


A comparable attempt to produce POF couplers by means of polymer waveguides
is described in [Miz06]. As opposed to the methods described above the authors
use a simple photo-resist pattern (SU-8) for producing the waveguide structures.
The losses in the waveguides produced lie at around 0.2 dB/cm at a wavelength of
650 nm. The optimal additional loss for the insertion of the waveguide in a
980 m POF route of 1.6 dB is the result with a waveguide cross-section of
900 u 900 m. A further additional loss of 1.0 dB results for the coupling struc-
ture.

Fig. 3.89: Detail of the coupler waveguide structure according to [Miz06]


276 3.4 Filters and Attenuators for POF

3.4 Filters and Attenuators for POF

3.4.1 Filters

Optical filters have to fulfill numerous tasks in transmission systems and sensor
applications. They can, for example, serve the purpose of suppressing interfering
light or reducing near crosstalk in WDM systems. The different arrangements for
multiplexers and filters are described in detail in Chapter 6.
Fundamentally, all filters fall into two categories. With interference filters,
which include optical grating, dielectric multi-layer structures and interferometers,
a certain wavelength range can pass through while the rest is reflected. By means
of correspondingly complex structures you can attain almost any desired spectral
curve. Such components can also be used for multiplexers.
Suitable additions to dye filters absorb undesired light and the spectral curves
depend on the available dyes. These filters normally have worse parameters, but
are many times over simpler and more reasonably priced. They are well suited for
suppressing interfering light and have one great advantage in that they work
independently of the angle of incidence.
Table 3.2 summarizes some important characteristics.

Table 3.2: Properties of optical filters

Filter Type Interference Filter Dye Filter


principle reflection absorption
transmission transmission
smallest spectral <1 nm possible approx. 10 nm
width
construction many transparent layers substrate layer with dye
reflective grating particles
transmitting grating
Mach-Zehnder interferometer
angle dependent yes no
polarization partially no
dependent

There are not yet any special filters for POF or other thick fibers due to the very
small range of applications. Users have to rely for the most part on products which
are used for general measurement techniques. However, since PMMA POFs are
used in the visible spectral range there are numerous utilizable products from
optical applications such as photography. Section 6.3.7.3 reveals that dyes for ink-
jet printers are very well suited for suppressing NEXT in 520 nm/650 nm WDM
systems.
3.4 Filters and Attenuators for POF 277

3.4.2 Attenuators

Devices are needed for the variable attenuation of light in many areas, especially
in measurement techniques. A typical case is the measurement of the sensitivity of
receivers in which the bit error probability is measured with different light inten-
sities. You could simply vary the power of the transmitter, but then again other
parameters such as the spectrum and the modulation bandwidth would change,
too. That is why devices are used which can be inserted into the fiber link and
cause a variable or given change in the light intensity. The requirements for such
Variable Optical Attenuators (VOA) are:
low insertion loss
large adjustment range
high resolution
good reproducibility
wavelength independence
independence of the far field distribution in the fiber
Different versions of such VOAs have been developed for several fibers and
employed in devices. Two of the simplest procedures are indicated in Fig. 3.90.

POF POF POF


POF
Fig. 3.90: Losses by axial or lateral misalignment of two fibers

The version with the axial offset is particularly well suited for setting very large
attenuation values. You can always carry out precision changes with relatively
great spacing between the fibers. The main disadvantage is that extreme mode
filtering occurs. Collimated light is practically coupled into the output fiber. The
measurement results are distorted enormously in systems in which the bandwidth
of the fiber plays a great role. For example, if you measure the sensitivity of a
wideband receiver, the VOA will generate a much greater bandwidth since all
high modes will simply be filtered away. Consequently, there would be an entirely
different bandwidth value with a real fiber.
The lateral offset also generates a certain mode filtering, but not quite as ex-
treme - at least with step index profile fibers. On the other hand it is not as well
suited for greater attenuation values. If both fibers have almost an offset of one
diameter, then even the smallest shifts will cause definite changes in the attenu-
ation. The theoretical characteristic curve for standard POF - under UMD condi-
tions - is shown in Fig. 3.91.
278 3.4 Filters and Attenuators for POF

35
attenuation [dB]
30 lateral
misalignment
25

20

15 axial
misalignment
10
5
misalignment [mm]
0
0.1 1 10 100
Fig. 3.91: Loss caused by axial or lateral misalignment of two fibers

A possibility to eliminate to a great extent the dependence on the light distri-


bution in the fiber is shown in Fig. 3.92. The spacing between the two fibers
amounts to only a few tenths of a millimeter so that only a slight basic attenuation
occurs. A neutral filter is inserted into the gap which attenuates the light.

variable grey filter

POF POF

Fig. 3.92: Grey filter as an attenuator between two fibers

The choice of the neutral filter determines the angular and spectral dependence.
Both are usually relatively low in absorption filters. The smaller the spacing bet-
ween the two fibers, the smaller the mode filter effect (higher modes are decoup-
led more strongly at the gap). The size and stepping of the filter determine the
resolution of the adjusted attenuation and the adjustment range. The precision of
the mechanical design is responsible for the reproducibility. This universal prin-
ciple is widespread.
One possibility of also being able to use filters with angle dependence is the
expansion of the light path with lenses as illustrated in Fig. 3.93.
On the other hand this method has poor characteristics for standard POF in re-
gard to mode independence. For a NA of 0.50 you can hardly find suitable lenses
which can evenly display the entire angle range. This results in a high additional
attenuation for higher modes. In addition, there are a total of 8 interface layers
already resulting in 1.56 dB Fresnel losses. The surfaces would have to be anti
reflection coated for a low-loss set-up.
3.4 Filters and Attenuators for POF 279

grey filter

POF POF

lens lens

Fig. 3.93: Attenuator with beam expander and filter

In order to minimize the effect of mode dependence and mode filtering, some
commercial devices have inserted mode mixers in front of and behind the filtering
element. This does indeed increase the basic attenuation by some dB, but it does
make the function much more reproducible. The disadvantage is on the one hand
that the stated attenuation values are only valid under approximate EMD condi-
tions and on the other that no systems can be investigated with which non-EMD
conditions are intentionally used.
Figure 3.94 shows an example of the far fields in front of and behind a VOA
(POFA-3 from Bauer Engineering) with varied coupling conditions.

rel. power input rel. power output


1.0
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0.0
-30 -20 -10 0 10 20 30 -30 -20 -10 0 10 20 30
far field angle [] far field angle []
Fig. 3.94: Variation of the far field distribution by the POFA-3 VOA

It can easily be seen that there is always approximate modal equilibrium at the
output of the device regardless of the far field distribution at the input. This does
not represent any problem for most applications involving measurement tech-
niques; on the contrary it is rather advantageous.
However, there are also applications in which the light is supposed to be
attenuated without influencing the mode distribution in the fiber. The so-called
Mode Independent Variable Attenuator (MIVA, [Los04b]) was developed at the
POF-AC for just this reason. Figure 3.95 shows the principle set-up.
280 3.4 Filters and Attenuators for POF

optimized
mirror

POF
filter wheel

step drive
POF

Fig. 3.95: Principle of a mode independent attenuator

Optimized mirrors are used here for the optical imaging instead of lenses.
These mirrors have the advantage of also being able to display very large angle
ranges with constant efficiency. The neutral filter is located in the beam area
which has been expanded to 1 cm to 2 cm. The second mirror images the input
fiber exactly onto the output fiber. Under ideal conditions you can even use the
device for entirely different fibers since the spot size and NA at the output always
correspond for the most part to the fiber at the input.
The output far fields for different attenuation adjustments with three different
launch NAs at the input of the MIVA are shown in Fig. 3.96. The distributions
remain almost unchanged.

NAlaunch = 0.10 NAlaunch = 0.33 NAlaunch = 0.65


1.0

0.8

0.6

0.4

0.2

0.0
-30 -10 10 30 -30 -10 10 30 -30 -10 10 30
T [] T [] T []
Fig. 3.96: Far field distributions at the output of the MIVA

The prototype of the MIVA and the commercial device available from Bauer
Engineering can be seen in Fig. 3.97 (see also www.pofatlas.de). An example of
the mirror design is shown in Fig. 3.98.
3.4 Filters and Attenuators for POF 281

Fig. 3.97: MIVA-prototype and commercial POFA-3

Fig. 3.98: Reflector for mode independent attenuator

As far as the authors know there is at present no attenuator with permanently


set adjustment. However, a user can make one himself quite easily by simply pla-
cing small pieces of commercial neutral filter foils - also several simultaneously -
between two connectors.
Special attenuators for PCS are also still unknown. There is a very simple
attenuator from Ocean Optics which works with lenses and a neutral filter between
the input and output and can thus be used for different fibers. It can also be
directly coupled to optical fibers (Fig. 3.99).

Fig. 3.99: VOA (www.oceanoptics.com)


282 3.5 Mode Mixers and Converters

3.5 Mode Mixers and Converters

We have pointed out in different sections of this book how important it is under
certain conditions to have as defined and reproducible a mode distribution as pos-
sible in the POF. This is especially true for almost all areas of optical measure-
ment techniques with POF and other fibers. In the simplest case you simply use a
launching fiber which is long enough. Unfortunately, you need over 100 m of
fiber under certain conditions before equilibrium mode distribution (EMD) occurs
in the POF. The additional attenuation which thereby arises makes the actual
measurement impossible.
A device is therefore needed which creates EMD conditions on a short piece of
fiber without having too much insertion loss. Such components are designated as
mode mixers or mode scramblers. In fact, they always represent a combination of
mode mixing and mode filtering which is why the designation mode converter is
factually more correct.
One of the widely used mode converters and the only standardized one so far is
the cylinder mixer according to JIS 6863 (Fig. 3.100) for 1 mm standard POF.

cylinder:
42 mm
distance:
3 mm 40 mm

5 mm
90 mm 70 mm

Fig. 3.100: Mode converter for 1 mm SI-fibers according to JIS 6863

The POF is wound ten times in the shape of an 8 around both cylinders. First of
all, higher order modes are filtered away and secondly, the lower order modes
come in contact much more often with the core-cladding interface which leads to
new modes arising through conversion and scattering. Figure 3.101 shows how the
roughly collimated light after passing through a converter has a distribution very
close to EMD.
The parameters for cylinder diameter, spacing and number of turns have been
empirically determined. A comprehensive analysis on variations of these parame-
ters can be found in [Arr03b]. The authors find that experimentally 7 turns around
a cylinder diameter of 40 mm results in a better mode mixture at a lower insertion
attenuation than a turn with a 20 mm diameter. For 120 m PF-GI-POF they re-
commend a configuration with a 38 mm cylinder diameter, 120 mm cylinder
spacing and 6 turns at approx. 3 dB insertion loss.
3.5 Mode Mixers and Converters 283

Fig. 3.101: Far field distribution in front of the mode converter and behind

A very simple, but quite effective method for mode mixing is the meander
mixer (Fig. 3.102). With correspondingly varied bending radii it can also be used
for other fibers.

Fig. 3.102: Meander mixer

A comparable set-up was used in [Fus96] for reducing the far field width of a
wide emitting LED which resulted in an increase in the bandwidth.

NA | 0.43 NA | 0.29

POF

Fig. 3.103: Mode mixer according to [Fus96] (also Chap. 2)


284 3.5 Mode Mixers and Converters

The next mode converter shown here was introduced in [Att96b] in which the
fiber was also laid in meander shape. However, the spacing and bending radii have
been calculated exactly in order to guarantee maximum mode mixing.

R=
10 mm

D = 25 mm d1 = 3.4 mm d1 = 2.2 mm

Fig. 3.104: Construction of a mode mixer

In the latter work the far field distributions of a 100 m long straight reference
fiber are compared with the measured far field distribution of the mode mixer and
the simulated far field distribution of the mixer. You can obtain very good equili-
brium mode distribution in this way.

1.0
Popt
0.8

0.6

0.4 mixer and simulation and


100 m straight fiber 100 m straight fiber
0.2
T T
0.0
-30 -20 -10 0 +10 +20 +30 -30 -20 -10 0 +10 +20 +30

Fig. 3.105: Far field distribution behind mode mixing according to [Att96b]

So far the method of operation of the mode converters has always been evalu-
ated on the basis of the measurement of the far field distribution. In fact, this dis-
tribution does not completely describe the mode distribution. It cannot differen-
tiate between meridional rays and helix rays. Different experiments have shown
that even after different mode converters EMD was not completely attained even
if the width of the far field would suggest that. Furthermore, it has been proven
that in particular the cylinder mixer for standard POF from various manufacturers
leads to quite different results. To a minor extent this is due to the differences in
the NA, but the different scattering parameters at the core-cladding interface are
mainly responsible. In order to attain EMD conditions as close as possible, one
should either work from the very beginning with wide emitting sources, i.e. LEDs,
or combine the mode converter with additional scattering means, e.g. with scatte-
ring foils.
3.6 Optical Slip Rings 285

3.6 Optical Slip Rings and Rotary Optical Connectors

3.6.1 Rotary Optical Connectors

In numerous technical facilities data have to be transmitted by rotary optical con-


nections. These include computer tomography, robots and facilities in power
plants. If the data connection can be established in the optical axis and all signals
are sent over one fiber, then a very simple rotary optical connector is used. Deci-
sive for the loss is then only the gap between the two fibers and the precision of
the fiber guide (Fig. 3.106).

fixed fiber rotating fiber

bearing
tolerance distance

Fig. 3.106: Single channel rotary joint

Polymer fibers would be used in such a connection when the attainable mecha-
nical deviations surpass some 10 m, i.e. resulting in unacceptably high coupling
losses with glass fibers and when at the same time no great demands are placed on
the data rate and the length of connection.
The task becomes somewhat more complicated when several fibers have to be
connected to a rotating coupling. This problem is solved using the so-called Dove
Prism (Fig. 3.107) which is positioned between the input and output fibers. Paral-
lel beam bundles are generated using collimators. Total reflection occurs at one of
the outer surfaces of the prism (see for example [Schi07] and [Sta05]).

rotating part fixed part

pass 1 pass 3`

pass 2 pass 2`

pass 3 pass 1`

fiber-collimator-array
Fig. 3.107: Dove-prism in rotary joints
286 3.6 Optical Slip Rings

A special gear unit sees to it that the prism rotates at exactly half the speed of
the moving fiber. As the schematic shows in Fig. 3.108, the rotating fibers are dis-
played exactly on the standing fibers. Such components are available for POF,
MM-GOF or singlemode glass fibers.

Fig. 3.108: Principle of the rotary joint with several fibers

This kind of rotary optical connector can be purchased from Stemmann,


Schleifring and Ratioplast (Fig. 3.109).

Fig. 3.109: Optical POF-rotary joint (Ratioplast, Schleifring))

3.6.2 The Micro-Rotation Project

A special kind of multi-channel rotary optical connector has been developed as


part of the Micro-rotation Project within the Microsystem Technology Program
supported by the State of Bavaria and in cooperation with the Schleifring Com-
pany (as project contractor), the Spinner Company, the Bavarian Laser Center
(BLZ) and the POF-AC Nrnberg.
3.6 Optical Slip Rings 287

The fundamental tasks of the POF-AC were to simulate an optical transmission


system and the measurement evaluation of the fiber-collimator arrays needed in
addition to the project management. A function specimen is shown in Fig. 3.110.

Fig. 3.110: Prototype of a 6-channel rotary joint (for GOF)

The project resulted in an ultra-compact rotary optical connector unrivalled


worldwide with up to 21 singlemode glass fiber channels, for data rates of up to
10 Gbit/s each. The final product and a detail of the optical set-up with the lenses
for generating the collimated light are shown in Fig. 3.111.

Fig. 3.111: Optical 13-channel- rotary joint and collimator array (Schleifring/BLZ)
288 3.6 Optical Slip Rings

A true to scale cutaway view of a complete multi-channel rotary optical con-


nector (Schleifring Instrument-making Co.) is shown in Fig. 3.112. The prism can
be seen in the middle of the picture. The collimators and the connecting fibers are
located at both ends.

Fig. 3.112: Optical rotary joint with several channels

3.6.3 POF Slip Rings

The optical axis is not always accessible for data transmission. A classic example
is computer tomography for which very large amounts of data have to be trans-
mitted from the rotating detector and there is only one external ring to do the job.

Fig. 3.113: Computer tomography (veterinary hospital Augsburg)


3.6 Optical Slip Rings 289

As early as the 1990s Prof. Poisel at the University of Applied Sciences


Nrnberg (FH Nrnberg) developed a suitable transmission procedure based on
fluorescing fibers produced at the time by RPC in Tver near Moscow. The basic
principle is shown in Fig. 3.114. An LED revolves over a stationary ring made of
polymer fiber. This LED can be modulated with some 100 Mbit/s. Light is par-
tially absorbed in the fiber and generates long wavelength fluorescent light.
Thanks to the large numerical aperture a significant part of the light is guided and
can be picked up by an x-coupler and received.

data ring with


fluorescent
POF
common
axis

circular to the
path of fixed
the source detector

Fig. 3.114: Principle of the fluorescent slip ring ([Poi99b])

In order for the principle to function, an efficient and fast transmitter which can
be modulated must be available. Furthermore, the fluorescence dye has to react
quickly enough to the light, i.e. if possible have a life span in the ns range.
Figure 3.115 shows a typical fluorescence spectrum of one of the dyes used: on
the left the absorption efficiency, on the right the emitted spectrum.

Fig. 3.115: Excitation efficiency and emitted spectrum of the fluorescent POF ([Poi99b])
290 3.6 Optical Slip Rings

Both wavelength ranges lie in acceptable low areas for the attenuation of poly-
mer fibers. The fluorescence life span is shown in Fig. 3.116. The launch pulse
(red curve) is about 2 ns wide, while the emitted pulse has been widened to about
5 ns. The shortest life span for a dye with adequate efficiency lays at 1.9 ns which
means that data transmission rates up to 500 Mbit/s would be theoretically
possible.

Fig. 3.116: Excitation and emission (red) peak of the fluorescent POF ([Poi99b])

3.6.4 Prism Coupler Slip Ring

In another project at the POF-AC a solution for transmitting even higher bit rates
was developed. The project name GigaFOS stands for Gigabit - Fiber Optic Slip
ring. This project is supported by the Bavarian Economics Ministry as part of the
Microsystem Technology program. The goal is the development of rotary optical
connectors for data rates > 10 Gbit/s. These slip rings have to have a large, free
inner diameter since they are primarily intended for use in medical applications
(computer tomography). The POF-AC has been working together with the BLZ
and the Schleifring and Spinner companies on this project.
Fig. 3.117 shows one of the realized principles with which light is coupled into
a halved optic fiber by means of a prism coupler. When in use, this prism head
moves at several meters per second and glides at a distance of 0.1 m over the
optic fiber. The requirements here are comparable to those of DVD players of the
next generation such as Blue-ray. The fiber used is a PF-GI-POF. On the one hand
the high mode dispersion of the SI-POF can be eliminated and on the other long
wave lasers from communication technology can be used.
3.6 Optical Slip Rings 291

Fig. 3.117: Prism head for light coupling

A demonstrator with a model about one-third the size was set up at the
POF-AC which is supposed to prove the function. The central element next to the
floating prism is the polymer fibers made of CYTOP with graded index profile
which are halved lengthwise. The principle and a photo of the model shown here
with visible light can be seen in Fig. 3.118.

Fig. 3.118: Optical slip ring


292 3.6 Optical Slip Rings

3.6.5 The Mirror Groove Slip Ring

The most recent development of the joint project between the POF-AC and the
Schleifring und Instrument-Making Co. is a transmission system based on a mirror
groove [Schl06] and [Schi07]. A laser beam is radiated at a very small angle into a
circular slot. Figure 3.119 shows the principle of light guiding by repeated reflec-
tions and the rotating head for coupling in the light.

Fig. 3.119: Principle of the reflecting groove slip ring and the movable head for light
coupling

Since the mirror groove has high reflectivity over a wide range, almost as many
wave lengths as you wish can be used. Should you wish to use telecommunication
components, i.e. lasers with 1.55 m, then very high data rates can be achieved.
At the same time the singlemode fiber connection of these components generates a
very good collimated beam which hardly increases along the extent of the ring.
The cross-section of the groove and the prototype of the entire system from
[Schl06] are shown in Figs. 3.120 and 3.121.

Fig. 3.120: Cross section of the reflecting groove and the complete transformer
3.6 Optical Slip Rings 293

Fig. 3.121: Complete rotating slip ring (with electrical contacts in the foreground)

According to data from [Schl06] the following parameters can be realized:


Diameter: 0.6 m to 2 m
data rate per channel: 10 Gbit/s (currently)
data rate per channel: 40 Gbit/s (in development)
higher data rates through WDM and/or parallel channels
max. rotation speed: 300 RPM
bit error probability: < 10-12
4. Active Components for Optical Systems

In this chapter we will deal with active components, the most important compo-
nents for transmission systems. Except for a few special applications semiconduc-
tor components are employed.
First, we wish to talk about the theoretical basics, then summarize the most
important types and structures of emitters and receiving diodes. Finally, we will
describe the components available. Just as with fibers, technical development in
the field of optoelectronic components is proceeding at such a rapid pace that we
can only present a snapshot of developments here.

4.1 Emitters and Receivers

An optical transmission system essentially consists of three components. The


transmitter converts the electric sequence of signals into an optical one and inputs
it into the optical transmission channel, in this case the polymer optical fibers. The
transmission channel, which may contain further active or passive components in
addition to the fibers, forwards the signal to the receiver. Here the signal is con-
verted back into an electric signal that is then available for further processing.
Usually, the goal is to make the electric signal received as similar to the starting
signal as possible. Of course, the transmitter and the receiver play an important
role in the process since they are primarily responsible for converting the signal
(optical or electric voltage).
At first, we will attempt to describe the possible transmitter elements. Today,
semiconductor diodes are used nearly exclusively for optical communications. The
reasons for this are:
Very small construction (considerably smaller than 1 mm)
Very fast switching times (a few ns to less than 1/10 ns)
High efficiency (over 50% possible)
Virtually any wavelengths (from 200 nm to 10,000 nm)
Small spectral width of emission
Small emission angle
Small emitting surface (results in efficient coupling into the fibers)
Long service life and good reliability
Very large application temperature range
Economical to manufacture and process
296 4.1 Emitters and Receivers

Other laser sources are used only to a small degree in optical free-space con-
nections or optical heterodyne systems. This is why the subject will not be further
discussed here. Because of their low modulation speed and their size, none of the
thermal light sources available today are suitable for optical communication.
Organic light sources may become interesting alternatives particularly because of
their potential for being manufactured inexpensively.

4.1.1 The Principle of Light Generation in Semiconductors

Semiconductors differ from metal and insulators through their band structure. A
valence band completely occupied with electrons in the ground state (0 K) is sepa-
rated from an empty conduction band by an energetic gap (the band gap) having a
width of WG.
If an electron is lifted into the conduction band through thermal activation, a
hole remains in the valence band (it is more efficient to fill the valence band with
holes and the conduction band with electrons by using an external electrical
source, i.e., through injection). Both particle types can recombine with each other,
whereby a photon having a frequency of f = WG/h is emitted, and the electron falls
back into the valence band. The band gap is dependent on the material and the
state of motion (impulse) of both particles. The impulse p of a particle can be ex-
pressed as p = h/O = h k/2S.
With direct semiconductors, the maximum of the valence band and the mini-
mum of the conduction band (this is where the charge carriers tend to concentrate)
are located directly on top of each other, i.e., at the same impulse value (Fig. 4.1,
left illustration). Thus, recombination can occur very efficiently by emission of
photons. With indirect semiconductors, the extreme values are found at different
k-values (Fig. 4.1, on the right).
During recombination, the electron must change its impulse, which is achieved
through interaction with a phonon. Since three particles must interact, the radia-
ting recombination is less probable and inefficient. Only a small number of the
well-known semiconductors possess a direct band structure. With mixed semicon-
ductors, i.e., a combination of more than two elements, there are often only certain
areas in which the material is direct.
Indirect semiconductors can also be used as light sources; nevertheless, they are
inefficient and slow and will not be taken into consideration here. Some green
LEDs, GaP for example, are produced from indirect semiconductors in which so-
called deep defects are embedded through which the light is emitted. Recently,
even silicon, the best-known indirect semiconductor was stimulated to emit light.
In addition to their extremely low power efficiency these emitters are as a rule still
too slow.
4.1 Emitters and Receivers 297

direct indirect
semiconductor semiconductor
W W conduction
band
- - - -
--- -
-- - - - - -
- -
photon phonon
WG photon

+ +
+ ++ +
+ +
k + +++ ++ + + k
valence
e.g. GaAs e.g. Si band

Fig. 4.1: Direct and indirect semiconductors

To get an emission from a direct semiconductor, it generally suffices to provide


current to it. In other words, to inject the one side with electrons and the other side
with holes. However, this procedure is not very effective. The first light sources
did not become possible until the p-n junction was developed. Semiconductors can
be doped. Atoms of the material are replaced by other nuclei with excess or
missing electrons. On the interface layer between a p-zone (with missing bonding
electrons) und an n-zone (with excess binding electrons), the not binded electrons
move into the empty holes thus creating a depletion zone (a few m wide).

Eg [eV] O [nm]
GaAs InP InAs GaSb
2.5 0,.5
GaP
AlAs
2.0
A lS b 0.75
1.5 GaAs InP
1.0
1.0
1.5
GaSb
2.0
0.5 InAs 3.0
direct semicon.
5.0
indirect semicon.
lattice constant []
0.0
5.5 5.6 5.7 5.8 5.9 6.0 6.1
Fig. 4.2: Lattice constants and band gaps of various semiconductors
298 4.1 Emitters and Receivers

When current is injected, it is exactly this zone that forms an area in which
there is a large concentration of holes and electrons at the same time. Another
effect is that, through doping, conductivity is increased by a high order of magni-
tude in contrast to a pure semiconductor. Figure 4.2 illustrates the range in which
many optical semiconductors are direct. The colored strips mark the attenuation
windows of the PMMA-POF.
The material system (AlxGa1-x)yIn1-yP is of particular interest (band gap and
lattice constant are shown in Fig. 4.3). With 50% part indium the semiconductor is
lattice-matched to GaAs. Theoretically, the wavelength range of 525 nm to
656 nm can thus be covered, i.e. there where POF has its minima.

band gap [eV] wavelength [nm]


2.5 500
AlP indirekt 2.36 eV
AlxIn1-xP
2.3 GaP
550
GaxIn1-xP (AlxGa1-x)0,5In0,5P
lattice matched to GaAs
2.1
direct 600

1.9 1.89 eV AlxIn1-xP 650

700
1.7
750
800
1.5 GaxIn1-xP
GaAs
850
900
InP
1.3 950
5.4 5.5 5.6 5.7 5.8 5.9
lattice constant []
AlP: Eg = 2.45 eV InP: Eg = 1.35 eV
A0 = 5.4510 A0 = 5.8686
GaP: Eg = 2.26 eV GaAs: Eg = 1.424 eV
A0 = 5.4512 A0 = 5.6533
Fig. 4.3: Lattice constants and band gap energies in the AlP/GaAs material system ([Li05])

Figure 4.4 shows the corresponding lattice constants and band gaps for the GaN
semiconductor system. In this case there is unfortunately no suitable, i.e. lattice-
matched, substrate material. Usually, SiC as conduction material or sapphire as
isolator is used. In both cases an interlayer has to be inserted in which the lattice
constants have to be adapted to the LED material. This layer is full of defects and
warping which are luckily electrically neutral unlike AIIIBv semiconductors. Only
in the past few years has there been a theoretical explanation for this phenomenon.
4.1 Emitters and Receivers 299

The figure shows another necessary requirement for the construction of a lumi-
nous component. The various layers are applied to a substrate through different
processes (epitaxy). The substrate is a carrier made of semiconductor material that
was cut from a mono-crystal block (with a typical thickness of 100 m to
300 m). On the one hand, this carrier makes it possible to handle the otherwise
extremely thin layer structure; on the other hand, it determines the crystal structure
of the fully grown semiconductor layers.

band gap [eV] wavelength [nm]


6.5
AlN AlN: 200
6.0 Eg = 6.20 eV
A0 = 3.112
5.5 GaN:
Eg = 5.35 eV
5.0 A0 = 3.189
250
InN:
Eg = 1.89 eV
4.5
A0 = 3.544
300
4.0

3.5 350
GaN

3.0 400

2.5 500
InN
2.0 SiC ZnO 600

1.5 800
3.0 3.1 3.2 3.3 3.4 3.5 3.6
lattice constant []

Fig. 4.4: Parameters of the GaN material system

If the lattice constants of the substrate and the layers are perfectly identical then
no forces arise in the crystal. Should the lattice constants differ to only a slight
extent the layers applied are slightly deformed (strained).
This lattice misfit can usually amount to a few parts per thousand. If it becomes
larger, dislocations occur which can seriously influence the functioning of the
component.
300 4.1 Emitters and Receivers

layers with layers with a small layers with strong


matched lattice lattice mismatch lattice mismatch
constant stress is induced dislocations occur

Fig. 4.5: Lattice (mis-)matching in semiconductors

The process of lattice matching is schematically illustrated in Fig. 4.5. A


matched lattice element can be seen at the left. A strained layer is shown in the
middle, and dislocation has occur on the right. In many cases, the band structure at
such a dislocation is so strongly affected that charge carriers are lost without
creating light. At first this reduces the efficiency and causes local heat develop-
ment. The lattice defect can expand to such an extent that the component can be
useless.
Substrates cannot be easily manufactured from any semiconductor. Mixed
semiconductors in particular are hardly ever used. Materials that are frequently
used are for example: Si, GaAs, InP or Al2O3 (sapphire, for InGaN). The conduc-
tivity of the substrate material is also very important. If it is poor, both contacts
must be created on top of the chip structure layers.

4.1.2 Structuring Semiconductor Components

The properties of the semiconductor source are defined mainly by three essential
design parameters. The choice of semiconductor material essentially determines
the emission wavelength, as shown above. Furthermore, the choice between a
direct semiconductor and indirect semiconductor is critical for efficiency and the
modulating characteristics. Thirdly, there are various possibilities for spatially
structuring the diode whereby the carrier density also can be influenced such as
the light path within the component and the decoupling of the emission. A number
of these structuring possibilities will be described below.
Semiconductor diodes consist of a layer sequence of various materials in order
to make light generation efficient. Thus, several requirements must be combined:
 The light emitting layer should have a band gap that corresponds to the desi-
red wavelength.
 This material as well as the material of the other layers must be adapted to the
substrate lattice.
 By doping, a p-n junction must be created near the light-emitting layer. All
other layers must be good conductors.
It must be possible to manufacture all layers with an uniform process.
4.1 Emitters and Receivers 301

Fortunately, many semiconductors can be mixed. For example, semiconductors


can be manufactured from elements of the third main group (Ga, Al, In) and the
fifth main group (As and P) by mixing each of their components in nearly any
combination. These are known as AIII-BV-semiconductors (or in short as III-V
semiconductors). Similar combinations can be found between elements of the
second and sixth main group (II-VI semiconductors). One example of such a
mixed semiconductor is the GaxAl(1-x)InyP(1-y). Both the lattice constant and band
gap of this composition are dependent on the mixing parts x and y in a relatively
complex way. By choosing a combination, the band gap can be selected in such a
way that a lattice adaptation to a particular substrate such as InP is nevertheless
ensured. This material is hampered by a number of physical and technological
problems that limit the actual possibilities. Nevertheless, a whole line of success-
ful material systems have been established that cover a wide spectral range from
ultraviolet to the middle infrared wavelengths.
Continued efforts to increase the carrier concentration in the active layer (the
luminous layer) have led to a single and double hetero structure. With the latter,
the active layer is enclosed by two cladding layers with an enlarged band gap (see
Fig. 4.6). The charge carriers accumulate in the active layer and the efficiency is
thus increased.

energy W

Wg1

Wg2
Wg1

n-doped p-doped
semiconductor semiconductor semiconductor
band gap W g1 with a smaller band gap W g1
band gap W g2

Fig. 4.6: Double hetero structure principle

In laser diodes, it is not only the different band gap that is interesting, but also
the different refractive indices. The intermediate layer forms an optical waveguide
that also enhances efficiency. This effect does not play a role for surface emitters.
Other possibilities for a vertical structuring are layers for a separate optical
guide or the use of so-called quantum wells. Here, the layer thickness is reduced to
the point that the charge carriers can only move in a single plane. This radically
changes the band structure. Practice has shown SQW and MQW structures (single
and multi quantum well) to have a high degree of efficiency and very stable wave-
lengths. However, they require very costly processes and cannot be implemented
with just any material.
302 4.1 Emitters and Receivers

4.1.3 Structures of Semiconductor Transmitters

4.1.3.1 Luminescence Emitting Diode


The oldest and simplest form of a light emitting semiconductor is the light
emitting diode (LED). It essentially requires two layers of the same semicon-
ductor, which form the p-n junction, as shown in Fig. 4.7. This is where the light
is emitted. The internal efficiency can be as high as >50% ([Kra99] and [Hop00]).
Since there is no guide whatsoever for the light, it is emitted in all directions. Due
to the large refractive indices of common semiconductors (n = 3.5), only rays that
strike the outer surface at a near vertical angle can leave the component. Taking
into account the refraction that occurs at the surface, an LED has approximately
the properties of a Lambert emitter [Ziem01].

upper contact

cladding layers
active layer

substrate

bottom contact

Fig. 4.7: Structure of a LED

If a conduction substrate is used, one contact can be attached to the bottom and
a second one to the top of layer package. LED are often glued to the layer package
face down on the metal carrier. Since the substrate is transparent for the light
emitted, it does not effect the radiation. The heat generated due to its function can
be dissipated better so that the potential optical power increases. The component is
finally placed into a transparent package, so that the semiconductor is not subjec-
ted to humidity and is also protected against mechanical impact. By creating a
lens, the emitting characteristics can be modified in a suitable manner.

4.1.3.2 Laser and Super Luminescence Diodes


Laser diodes have practically the same layer structure as LED, i.e., a p-n junction
usually combined with a double hetero structure, grown in planes on the substrate.
Lasers, however, operate at considerably higher carrier concentrations. This makes
it necessary to reduce the volume, where light is generated (for example through a
small electric contact and lateral current barriers). Above a particular current den-
4.1 Emitters and Receivers 303

sity, the stimulated emission is so strong that losses in the component are
exceeded. The last requirement is that a resonant cavity must be made. In the most
simple of cases, it is formed by two parallel cleaved semiconductor edges (Fabry-
Perot laser diode). Figure 4.8 illustrates the principle structure.

resonator mirrors

upper contact
active layer

substrate

bottom contact

Fig. 4.8: Structure of a semiconductor laser

A laser has a series of advantages compared to a LED. Because of the stimu-


lated emission involved here, the external efficiency is considerably higher. The
high carrier density results in high modulation speeds. Light is emitted from a con-
siderably smaller surface in a smaller angle range than with LED. The laser wave-
length is not only determined by the semiconductor but also by the resonant cavity
properties. Whereas an LED has a spectral width measured in some 10 nm, lasers
have only a few nm or even less for singlemode lasers. An adverse effect is the
horizontal light emission, the presence of a laser threshold and the high tempera-
ture dependency of some of the parameters.
A super luminescence diode (SLED) has practically the same structure and is
often referred to as an ELED (Edge Emitting LED). At least one side has an anti-
reflection coating so that no resonant cavity is created. The component is still
operated above the transparency concentration so that stimulated emission predo-
minates. Since this is most efficient in the direction of the active layer, the SLED
emits laterally, just like an LD. For a very readable introduction to the fundamen-
tals of semiconductor physics, see [BS00].

anti reflection coated end faces

upper contact
active layer

substrate

bottom contact

Fig. 4.9: Structure of a super luminescence diode


304 4.1 Emitters and Receivers

4.1.3.3 Surface Emitting Laser


Vertical Cavity Surface Emitting Laser Diodes (VCSEL) are components with fas-
cinating properties offering a multitude of design possibilities ([Wip98], [Wip99]).
The principle structure is again identical to a normal double hetero structure. To
put the component into operation, the resonant cavity is structured perpendicular
to the active layer and not in the same direction. Since the active layer is only a
few tenths of a micrometer thick, the lower reflection coefficients from the edge
emitters are not large enough. Instead, the light must traverse the layer several
times in order to attain a sufficient light amplification. Figure 4.10 demonstrates
the structure of a VCSEL.

upper contact

upper mirror
active layer

bottom mirror
substrate

bottom contact
Fig. 4.10: Structure of a VCSEL

To limit the current, the area of the light emitting surface is practically always
restricted by a limiting device acting on the conduction area under the upper con-
tact (aperture diameter is typically some 10 m). Thus, the active volume is much
smaller than with conventional lasers. This results in threshold currents that are in
the range of a few mA but can also amount to 100 A. This also limits the output
power to a few mW. Efficiency is also as high as with the best laser diodes. For
data communication with POF, a laser power restriction for eye protection is in
effect that makes typical VCSEL power completely adequate. Advantages of
VSCEL technology are:
 The change in wavelength with temperature comes to approx. 1/3 of the value
for LED.
 The laser emits light perpendicular to the surface. This makes it easier to
couple the light to fibers and test the components on the wafer.
 The threshold current is very low which makes the power consumption of the
transmitter very small.
 The VCSEL emits light at a small emission angle that is nearly circularly
symmetrical and is thus ideal for coupling into the fibers.
 The spectrum of a VCSEL is very narrow compared to an LED.
4.1 Emitters and Receivers 305

The biggest problem in producing VCSEL is the mirrors. At times, they must
reflect more than 99% of the light. To achieve this, various layers of semicon-
ductor materials are applied alternatively. For both mirrors, this can mean more
than 200 additional layers. Unfortunately, the selection of suitable semiconductors
for short-wave ranges is very limited. As will be shown in Chapter 4.2.5, VCSEL
may be the ideal source for POF systems.
In the meantime very powerful VCSELs are available in the 780 nm to 850 nm
range which also permit speeds up to 12 Gbit/s in addition to a temperature range
of over +125C and high efficiency. In the 650 nm range, however, things look a
bit different. Because of the diminished thermal conductivity - caused by the Al
share - the maximum application temperature drops. Commercial 650 nm
VCSELs can only be used up to about +45C. Recently at the University of
Stuttgart a CW laser operation at 70C was also achieved for red VCSELs.

4.1.3.4 Resonant Cavity LED


In recent years, resonant cavity LED (RC-LED) were introduced, for example, by
Mitel and Infineon ([Ste98], [Stre98a], [Stre98b], and [Sch99a]). The structure is
similar to that of a VCSEL (see Fig. 4.11).

upper contact

upper mirror
active layer

bottom mirror
substrate

bottom contact
Fig. 4.11: Structure of a RC-LED

The component operates above the transparency concentration in the active


layer. This means that stimulated emission predominates. The reflectivity of the
mirror is so small that no laser operation occurs.
An RC-LED operates without threshold current; it can be modulated very easy.
The spectrum is wider than that of a VCSEL but just as small temperature-depen-
dent. The efficiency of all RC-LED that have been manufactured to date just
amounts to a few percent. They are suited for modulating up to several 100 Mbit/s.
Red RC-LEDs are already being used in components for the automobile industry
as well as in home networking. In the GaN material system, however, no efficient
semiconductor mirrors have yet been produced. Green RC-LEDs with alternative
mirror techniques have been realized by the Firecomms Company.
306 4.1 Emitters and Receivers

4.1.3.5 Non-Resonant Cavity LED


Although related by name, non-resonant cavity LED (NRC-LED) operate on an
entirely different principle. They were developed by IMEC of Belgium in coope-
ration with the University of Erlangen in Germany.

upper contact oxid apertur surface with etch pit


buttom contact
p-AlGaAs
polyimide
GaAs

n-AlGaAs

polyimide/
gold mirror
Si-substrate

Fig. 4.12: Structure of an NRC-LED

In contrast to the RC-LED, a resonant cavity is not formed. No noteworthy sti-


mulated emissions occur. The principle is due to the fact that the efficiency of the
light output is increased in contrast to conventional LED. Normally, only light
rays with an angle of less than 17 to the normal can escape the semiconductor
with n = 3.5. The remaining light is reflected. If the bottom of the chip is also
mirrored, the radiation may travel back and forth between the carrier and the
chips top side. With NRC-LED, the top surface is roughened by means of selec-
tive etching (see e.g. Fig. 4.13 from [Hr03]). Light is reflected diffusively. Thus,
light of any angle has a high chance of escaping the chip after a small number of
reflections. External quantum efficiency of over 50% is possible. An additional
lateral limitation of the emitting volume increases the efficiency and permits
modulation data rates of up to 2 Gbit/s (see Chapter 4.2.6).

Fig. 4.13: Textured LED surface ([Hr03])


4.2 Transmitting Diodes for Data Communication 307

Whereas the first NRC LEDs were realized in the wavelength range around
800 nm they can also be produced in the meantime in the visible range. Compara-
ble decoupling power efficiencies of > 50% can also be attained with other
methods. Slanted sides of the LED chip have proven to be very effective.

4.2 Transmitting Diodes for Data Communication

The following sections describe examples of transmitting diodes which have been
developed for POF systems or at least can be used for such. There is a conside-
rable difference between semiconductors for glass fibers and those for POF,
namely, the price. The great number of lasers available today for 850 nm to
1.55 m have for the most part been specifically developed for data communica-
tion. All other applications are in comparison relatively few. The number of pieces
was still relatively small at the beginning of development, but laser diodes some-
times cost several DM 10,000. Today the components are much cheaper, but the
number of pieces is also considerably higher.
The situation for POF components is entirely different. In the beginning POF
systems had to be able to compete in price with other large-scale technologies.
Therefore the price span for transmitting diodes often only amounted to a few
10 ct. The development costs for new components cannot be shifted to the first
product generation.
Most manufacturers only want to initiate the development of new components
when production figures amounting to several million pieces annually are guaran-
teed. As long as there are no optimized POF transmitters available the expansion
of the technology is being hampered. Fortunately, many POF applications can
accept component parameters in many areas so that LEDs or lasers can be used
from different large-scale applications. In the chapter on POF systems many expe-
riments were presented in which LEDs for lighting purposes or lasers for laser
pointers and barcode readers could be used. New transmitters were first developed
for MOST networks since their use on a large-scale was very probable. The
situation in Germany should change with the introductory use of POF in 2006.
The increasing demand for POF systems will initiate developments among the dif-
ferent manufacturers which will lead to falling prices and quickly improved para-
meters and consequently inspire greater use of POF.

4.2.1 Red LEDs and SLEDs

Since approximately the middle of the 1980s commercial POF components on the
basis of red LEDs and SLEDs have been sold. In the first few years it was
primarily GaAlAs LEDs whose emission wavelengths lay in the 660 nm to
670 nm range. Through the use of quaternary semiconductors the wavelength was
gradually better adapted to the 650 nm minimum.
308 4.2 Transmitting Diodes for Data Communication

Ring-LED at 650 nm
An LED especially adapted for POF is described in [Dut95] and [Yam95]. The
emission wavelength of the double hetero structure LED is 655 nm and optimized
for the attenuation minimum of the POF. Figure 4.14 shows the LED structure.

contact metal
isolation SiO2

contact layer p-GaAs


buffer layer p-AlGaAs 2.0 m
cladding layer p-AlGaInP 1.0 m
active layer AlGaInP 0.1 m
cladding layer n-AlGaInP 1.0 m
buffer layer n-GaAs

substrate n-GaAs

Fig. 4.14: Red LED with ring contact according to [Dut95]

The special adaptation of the structure consists in the ring-like contacts (outer
diameter 65 m) instead of a contact attached to the center, as is common for
LED. This adapts the near field better to the fiber coupling. When directly coup-
ling with a 2 mm ball lens to a 1 mm POF, 35% of the output power can be
launched into the POF. The coupling efficiency can be increased to 70% by
attaching a specially mounted plastic lens. The power can thus reach 1.7 mW at
100 mA diode current. The spectral width is 25 nm; the modulation data rate up to
156 Mbit/s.

SLED at 650 nm
Super-luminescence diodes enable faster modulation and have a smaller emission
angle than conventional LEDs. They were used in different POF transmitters at
the end of the 1990s, for example, by Hewlett Packard and NEC (see also
Fig. 4.71).

MOST-LED
A low temperature dependence of output power is especially decisive for use in
mobile networks. A red LED with a particularly small change in the output power
(only 2 dB) in the range of 20C to 125C was introduced in [Baur02] (see
Fig. 4.15).
4.2 Transmitting Diodes for Data Communication 309

rel. opt. power [dB]


0.0

-0.5

-1.0

-1.5
power in the POF:
150 W at 10 mA
-2.0 (without lens)
switching time: 12 ns T [C]
-2.5
20 40 60 80 100 120
Fig. 4.15: Very temperature stable red LED for MOST

4.2.2 Red Laser Diodes

Laser diodes in the range around 650 nm have been produced for a number of
years in great quantities. The most important applications are in CD and DVD
drives, laser pointers and scanners. Truly great modulation bandwidths are not re-
quired here. Since the lasers do not have to work continuously in most appli-
cations, the specified life spans are not always suitable for applications in data
communication. The main disadvantage is usually the type of construction which
has not been optimized for coupling with fibers. In general, these lasers work with
AIIIBV semiconductors like GaAlAs or AlInGaP.

Laser Diode, 650 nm


In [Hon00], a 650 nm laser was introduced on the basis of AlInGaP. At room tem-
peratures, the threshold current is only 9 mA. The laser can be used up to +90C,
which makes it promising for use in motor vehicles. The active layer has a MQW
structure (multiple quantum well). To set the emission wavelength to 650 nm, the
active layer is strain-compressed (SC-MQW). Figure 4.16 shows the temperature-
dependent P-I characteristics according to [Hon00]. The maximum efficiency of
the laser is 0.83 mW/mA (corresponds to an external quantum efficiency of
43.5%). A life time of more than 3,000 h was specified for an output power of
5 mW at 90C.
In [Hir97], an SQW laser (Single Quantum Well) is described with a wave-
length of 638 nm at room temperature. The attenuation of the PMMA-POF is there
approximately 209 dB/km (compared with 132 dB/km at 650 nm). As emission
wavelength increases with temperature, the decreasing optical output power and
sinking POF losses at increasing wavelength compensate each other. This laser
would thus be very well suited for certain POF applications.
310 4.2 Transmitting Diodes for Data Communication

Popt. [mW]
9
90C 80C 100C 110C 120C
8
70C
7
6 50C

5 25C
4
3
2
1
laser current [mA]
0
0 10 20 30 40 50 60 70 80 90
Fig. 4.16: P-I-T-characteristics of a 650 nm laser

The active layer of the component described consists of an GaInP quantum well
(tension-strained) in AlInGaP barrier layers (pressure-strained) encased with
(Al0,7Ga0,3)0,5In0,5P cladding layers. For lasers with a 600 m long resonant cavity,
the maximum possible optical output power is 72 mW at a threshold current of
38 mA and a wall plug efficiency of 1 mW/mA. An optical power of 30 mW can
be achieved at up to 75C in CW operation. At an power of 30 mW and 50C tem-
perature, the service life is over 1,000 h.
The possible performance of red laser diodes today is demonstrated in [Ohy99].
The laser described there is designed for DVD applications whereby high output
power and a long service life are expected at a low price. The 655 nm laser is
based on AlInGaP. The active layer is formed through a pressure-tensioned MQW
on a disoriented GaAs substrate. The resonant cavity length is 500 m. At 80C
and a constant optical output power of 5 mW, a service life of 92,000 h can be
achieved. An power of 5 mW can be achieved up to +115C. At room tempe-
rature, the threshold current is 36 mA.

MQW-Laser at 650 nm
In [Oka98] various MQW lasers are described that are based on tension-strained
active layers made from GaInAsP/AlGaInP. Threshold currents between 4.5 mA
and 23.4 mA are attained at wavelengths between 654 nm and 659 nm with
different resonator lengths and mirror coatings. Power values of 30 mW for up to
+90C are possible.
A laser that was adapted just for POF is introduced in [Mor95]. The LD posses-
ses an active layer made of AlInGaP with MQW structure. The lateral current
confinement is achieved by etched wells. At a threshold current of 24 mA (room
temperature), the wavelength is 650 nm. The maximum operation temperature is
+80C. The maximum modulation bit rate is more than 4 Gbit/s.
4.2 Transmitting Diodes for Data Communication 311

In a series of studies, a 647 nm laser especially developed by NEC is used (for


example [Yam94], [Ish95b] and [Koi96c]). If a GRIN lens is used, this laser
makes it possible to launch +6.1 dBm into a 420 m GI-POF. Several experiments
were conducted with a modulation rate of 2.5 Gbit/s.

Commercial Lasers at 650 nm


Different manufacturers offer 650 nm lasers in different types of construction. The
following data refer to types which have been tested at the POF-AC for use in
POF systems. None of the manufacturers specifies a modulation bandwidth. All
the lasers could be operated with at least 1,200 Mbit/s when driven with a 50
generator over a Bias-T. Important characteristics of the lasers tested are summa-
rized in Table 4.1.

Table 4.1: Data of typical laser diodes

Laser Diode Wavelength Power Ith Max. Bit rate


SLD 1133VL (Sony) 650 nm 7 mW 50 mA 1,300 Mbit/s
SLD-650-P5 (Union Optr.) 650 nm 5 mW 12 mA 2,200 Mbit/s
L-4147-162 (Sanyo) 650 nm 10 mW 30 mA 1,600 Mbit/s
RLD 78MA (Rohm) 780 nm 5 mW 35 mA 2,600 Mbit/s

For the Sanyo laser the curve for laser wavelength in dependence on the
temperature is shown in Fig. 4.17 (the information has been taken from the data
sheet). In addition, the attenuation of a PMMA POF at the corresponding wave-
lengths is entered in the diagram.

666
laser wavelength [nm]
664 DPOF = 234 dB/km

662 DPOF = 217 dB/km

660 P0 = 10 mW DPOF = 199 dB/km

658 DPOF = 181 dB/km

656 DPOF = 166 dB/km

654 DPOF = 150 dB/km

652 DPOF = 140 dB/km


temperature [C]
650
0 10 20 30 40 50 60 70
Fig. 4.17: Change of the wavelength with the temperature (Sanyo LD)

At 70C the wavelength changes up to 664 nm. Here the POF-attenuation has
already increased by 100 dB/km. The temperature coefficient of 0.18 nm/K is de-
termined by the material of the red laser. You therefore have to take care that in
312 4.2 Transmitting Diodes for Data Communication

the middle of the intended operating temperature range the emission wavelength
lies at exactly 650 nm, or as close as possible thereto.
The temperature-dependent power-current characteristics of one of the lasers
(from Union Optronics) is shown in Fig. 4.18. Between 10C and 70C the thres-
hold current almost doubles and the differential power efficiency becomes less.

9
Popt [mW] 10C 25C 40C 50C 60C 70C
8
7
6
5
4
3
2
1 ILD [mA]
0
0 10 20 30 40 50 60 70 80
Fig. 4.18: Optical power-current-characteristics of a 650 nm laser (Union Optronics)

The spectral width of the laser normally lies in the range of about 2 nm. Chro-
matic dispersion therefore plays no role with PMMA fibers when laser diodes are
used. Examples of the spectra are shown in Fig. 4.19. The lasers are spectrally
multimodal. In the diagram the modes have not been resolved since they only lie a
few tenths of a nanometer apart.

Fig. 4.19: Spectra of a 650 nm laser (Union Optronics)


4.2 Transmitting Diodes for Data Communication 313

Parameters such as the relative intensity noise or the polarization characteristics


do not play any role in POF transmission systems. What is important are the radi-
ation characteristics. Without image-forming optics all of these lasers show an
elliptical far field with an expansion of about 6 u 30. Almost the entire power
can be coupled into a standard POF (see far field in Fig. 4.20).

1.0
Prel.
0.9
0.8 5 mW
25C
0.7
0.6
0.5 vertical
0.4
0.3
0.2
horizontal
0.1 T []
0.0
-40 -30 -20 -10 0 10 20 30 40
Fig. 4.20: Typical far field of a 650 nm laser (Sanyo)

Laser diodes are supplied in diverse types of housing. The set-up in a TO-18
housing is quite common. The laser chip is placed in a sealed housing. A window
with a diameter of 1 mm is located at the top about 1 millimeter away from the
emitting surface (Fig. 4.21). At a far field width of 30 the light spot at the
window is still only 1 mm large and can thus be readily coupled into a POF.

Fig. 4.21: TO-18 housing for laser set-up

The three pins are used for the power supply of the laser and for connecting a
monitor photodiode. Common cathodes, anodes or also series connections are
possible. From time to time a lens is used instead of a plane window which either
focuses the light beam or generates parallel light (for laser pointers).
314 4.2 Transmitting Diodes for Data Communication

4.2.3 Blue and Green LEDs

A particularly rapid development in the last few years has been that of LEDs on a
GaN basis. The emission wavelength of pure GaN lies in the blue range. By ad-
mixing aluminum the emission wavelength can be enlarged to about 560 nm. As
opposed to conventional AIIIBv semiconductors there is no lattice matched sub-
strate material. Today GaN LEDs are produced on a sapphire or SiC substrate. By
using suitable coating procedures you can prevent any dislocations from arising
despite the large lattice mismatch in the active area. Generally, GaN LEDs can be
modulated fast - up to some 100 Mbit/s -, have high power efficiency and good
reliability.

LEDs for Lighting Applications


Since the middle of the 1990s with the availability of blue and later green LEDs
on a GaN basis the possibility of using them in data transmission over POF
opened up even if these diodes were developed exclusively for lighting and dis-
plays. Different systems will be described in detail later on in Chapter 6. The
LEDs from the Nichia Company were chiefly used during this period. The
temperature-dependent spectra of the type NSPG525 are shown in Fig. 4.22.

1.0
rel. power -40C
0.9
-20C
0.8 NSPG525 0C
Nichia
0.7 525 nm 20C

0.6 at 20 mA 40C
60C
0.5
80C
0.4
0.3
0.2
0.1
0.0
460 480 500 520 540 560 580 600
wavelength [nm]
Fig. 4.22: Spectra of the green LED NSPG525

As opposed to red LEDs there is almost no wavelength drift, e.g. only 2 nm


over a range of 120 K. The relatively large spectral width of about 45 nm is disad-
vantageous since the chromatic dispersion of the PMMA POF with green is con-
siderably greater than with red.
4.2 Transmitting Diodes for Data Communication 315

Another example is illustrated in Fig. 4.23 with NSPG510. The spectral width
of 35 nm for this type is somewhat smaller and the temperature dependence is
even lower. The advantages when using such an LED instead of red transmitters
can easily be seen. First of all, the attenuation of the POF is lower by almost a
factor of 2 and secondly the temperature coefficients for wavelength and output
power play almost no role.

1.2
rel. opt. power
1.0 temperature
-20C to +70C
0.8
LED current 20 mA
0.6
Nichia
0.4 NSPG510

0.2
wavelength [nm]
0.0
450 500 550 600 650
Fig. 4.23: Spectra of the green LED NSPG510

The relative change in the output power in dependence of the temperature for
the NSPG500 is shown in Fig. 4.24. The power only changes about 1.1 dB in the
-20 C to +70 C range which is typical for home applications.

1.0 power [dB]


NSPG 500S
0.5

0.0

-0.5

-1.0
temperature [C]
-1.5
-60 -40 -20 0 20 40 60 80 100

Fig. 4.24: Change of the optical power with the temperature for a GaN-LED

In the meantime, Nichia has also produced LED samples which have been opti-
mized for POF transmission. Essentially, the chip surface has been reduced in size
in order to maintain a lower diode capacitance.
316 4.2 Transmitting Diodes for Data Communication

The emission spectrum at room temperature and the transmission function,


measured with a 50 source, are shown in Figs. 4.25 and 4.26. The modulation
width of this LED amounts to about 150 MHz. Even higher values should be
attainable with peaking and low-resistance driving. Consequently, GaN LEDS are
clearly superior to their red cousins.

1.0
0.9 Prel. Nichia LED
sample
0.8
0.7 T = 25C
0.6 ILED = 20 mA
0.5
0.4
0.3
0.2
0.1 O [nm]
0.0
400 450 500 550 600 650
Fig. 4.25: Emission spectrum of the fast green LED

0 frequency response [dB]


-2
-4
-6
-8
T = 25C
-10 I
LED = 20 mA
-12 Imod < 5 mA
-14 PPOF = 125 W
-16 RIN = 50 :
-18
f [MHz]
-20
1 10 100 1000
Fig. 4.26: Modulation characteristic of the fast green LED

The highest wavelengths which have been attained with GaN LEDs so far
amount to 562 nm, i.e. in the range of the absolute attenuation minimum for POF.
The power efficiency is reduced with higher wavelengths, but the LEDs tested still
emitted 1.9 mW at 50 mA.
Figures 4.27 and 4.28 show the temperature-dependent spectra of the LED at
20 mA and the change in LED power with the temperature at 25C - measured
directly and after 250 m of PMMA POF having taken the spectral filter effect into
account.
4.2 Transmitting Diodes for Data Communication 317

1.8
rel. power
1.6 ILED = 20 mA
temperature:
1.4
-20C to +70 C
1.2
1.0
0.8
0.6
0.4
0.2
wavelength [nm]
0.0
520 540 560 580 600 620
Fig. 4.27: Spectra of 560 nm LED (sample from Nichia)

rel. change of attenuation [dB]


0.20
0.15 LED power relative to 25C
0.10
0.05 LED-power relative to
0.00 25C after 250 m POF
-0.05
-0.10
-0.15
-0.20
-0.25
-20 -10 0 10 20 30 40 50 60 70
temperature [C]

Fig. 4.28: Change of the optical power due to the temperature (560 nm LED)

Blue LEDs in the range of 430 nm to 470 nm have also already been used for
POF systems. The attenuation of PMMA POF at 470 nm is indeed about
20 dB/km higher than at 520 nm, but the blue LEDs are considerably more effi-
cient and as a rule can be modulated more quickly. One main reason may lie in
their better conductivity. Furthermore, many blue LEDs show a clearly lower
spectral width so that the chromatic dispersion is of no influence.
The temperature-dependent spectra of a blue LED in the -20C to +70C range
(type SHR470 from Sander Electronics) is shown in Fig. 4.29. The temperature
coefficients for power and wavelength are even lower than with green LEDs, thus
ideal for POF applications.
In 2006, the POF-AC first succeeded in realizing an error-free transmission of
data at over 1 Gbit/s with a blue LED (DieMount). Once the GaN LED manufac-
turers turn to optimizing POF transmitters, then further increases in performance
are foreseeable.
318 4.2 Transmitting Diodes for Data Communication

1.1
rel. power
1.0 SHR470, 20 mA
T = -20C .. +70C
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1 O [nm]
0.0
420 440 460 480 500 520 540

Fig. 4.29: Spectra of a blue LED (SHR470)

LEDs from the Agetha Project


As part of the European Agetha Project (IST-1999-10292) yellow (570 nm) and
green (510 nm) LEDs or VCSELs respectively were to be developed with parti-
cularly high temperature ranges up to +120C. A number of results were presented
in [Lam01], [Lam02] and [Akh02]. The development of VCSELs was not success-
ful, mainly because of the difficult production of the Bragg mirrors. The layers of
a green RC-LED are shown in Fig. 4.30.

n-contact
upper mirror

InGaN
quantum wells
p-contact
AlGaN/GaN
DBR
GaN
Sapphire
AR-coating

out coupled light

Fig. 4.30: Set-up of a green RC-LED according to [Lam02]


4.2 Transmitting Diodes for Data Communication 319

Participants in the project were:


NMRC, Lee Maltings, Prospect Row, Cork, Ireland
CHREA, CNRS, Valbonne, France
Thales, Orsay, France
ETSI Telecomunicacin, UPM, Madrid, Spain
Dept. of Physics, TCD, Dublin, Ireland
Dept. of Physics, Univ. of Surrey, United Kingdom
Infineon Technologies AG, Regensburg, Germany
Photonics Group, BAE Systems, Sowerby, Bristol, United Kingdom
One of the results of the project was a 510 nm LED with 1.2 mW optical power
at 20 mA and an power fluctuation of only 0.23 dB between 10C and 50C or
1.14 dB between -40C and +70C (Fig. 4.31). At the POF in 2002, the trans-
mission of 200 Mbit/s over 100 m of PMMA POF was demonstrated. The project
further showed that green LEDs can be used up to +200C. In addition to the
setting up of semiconductor Bragg mirrors for RC-LEDs or VCSELs the use of
dielectric mirrors (SiO2/TiO2) or metallic mirrors were investigated.

norm. power
1.0

0.9
0.8

0.7

0.6

0.5 -40C
0.4
+20C
0.3

0.2 +70C

0.1

0.0
470 480 490 500 510 520 530 540 550 560
wavelength [nm]

Fig. 4.31: Spectra of a green LED according to [Lam02]

The current-light power characteristic curves of a green LED compared with a


red RC LED are shown in Fig. 4.32 (from [Lam02]). The much more linear curve
with the green LED is directly related to the lower temperature dependence.
320 4.2 Transmitting Diodes for Data Communication

1.0 10C
PPOF [mW]
0.9
20C
0.8
30C
0.7
0.6 650 nm 40C
RC-LED
0.5 50C
60C
0.4
0.3
0.2
520 nm LED
0.1
I [mA]
0.0
0 10 20 30 40 50 60
Fig. 4.32: P-I-characteristics of a green LED compared with a RC-LED

4.2.4 Green Laser Diodes

Lasers with a wavelength in the green attenuation minimum of the POF would of
course be ideal transmitters. In the meantime, green laser pointers are part of the
product range of any hobby shop. Hidden inside these laser pointers, however, is
always an infrared laser source, the frequency of which has been doubled. Real
green lasers have so far not been technically employed on a large scale. Lasers
based on ZnSe have been successfully realized. The GaN material system has only
permitted blue lasers so far.
For POF systems efficient lasers at 520 nm and 560 nm would be suitable. Effi-
cient lasers with ZnSe have already been developed whose service life, however,
do not meet the practical requirements. Blue lasers on a GaN basis have been in-
troduced into the market and are especially used for mass storage systems (DVD).
Green lasers based on InGaN so far operate optically pumped. They definitely can
be expected to be electrically powered in the near future.

Green ZnSe Laser at 521 nm


A 521 nm laser, constructed at the University of Wrzburg in Germany and based
on beryllium chalcogenide is described in [Leg98]. The active layer consists of
4 nm Zn0,65Cd0,35Se and is embedded in a ZnSe/Be0,06Zn0,94Se super lattice struc-
ture for optical guiding. Cladding layers of Be0,06Mg0,06Zn0,88Se are located on a
GaAs substrate. At a ridge width of 1.5 m (400 m to 800 m resonant cavity
length), the threshold current is at 15 mA and the differential quantum efficiency
at 21% with up to 10 mW optical output power (in pulsed mode with a pulse duty
ratio of 1:20). In pulsed mode, a maximum operating temperature of +140C was
attained for a laser with a barrier width of 7 m. At a barrier width of 1.5 m, the
temperature was still +100C. The emission angles perpendicular and parallel to
4.2 Transmitting Diodes for Data Communication 321

the layer surface are 10.5 and 13 respectively. The service life is not speci-
fied. The optical parameters would be ideal for use in POF systems.

Green ZnSe Laser at 528 nm


[Stra00] describes the construction of a 528 nm laser. Figure 4.33 provides a sche-
matic illustration of the laser. An improved contact structure results in a threshold
current density of 42 A/cm (compared with 235 A/cm for a standard electrode).
At a size of 20 1,000 m for the active zone, a threshold current of 8 mA is
achieved. At room temperature and constant 1 mW output power, the service life
came to 40 min in the experiment. This was an improvement of more than one
order of magnitude compared with previous results.

Pd/Au contact
LiN lateral isolation
ZnSe/ZnTe MQW contact layer
ZnMgSSe cladding layer
ZnSSe waveguide layer
ZnCd0.25S0.07Se0.68 active layer
ZnSSe waveguide layer
ZnMgSSe cladding layer

n-GaAs substrate

Pd/Pt/Au contact

Fig. 4.33: 528 nm ZnSe laser diode

4.2.5 Vertical Laser Diodes and RC-LED

Extensive studies on the development of vertical laser diodes (VCSEL) in the red
and near infrared spectral range were conducted at the Universities of Ulm and
Stuttgart (for example [Ebe96], [Ebe98]). The best VCSEL are those currently
available in the spectral range of 800 nm to 1.000 nm with AlInGaAs quantum
wells. The most efficient components attain a 47% degree of conversion efficiency
(optical power relative to the electrical dissipation power) and 50 mW of optical
power or also threshold currents of 0.29 mA. In the short-wave range, 670 nm are
achieved. Intensive studies are underway with red and green VCSEL. In the long
wavelength range, 1,550 nm lasers are being developed, larger wavelengths (for
example, 6 m with IV-VI) semiconductors are also possible.

4.2.5.1 Red RC-LED


In this section red RC-LEDs will first be described. As explained above, their set-
up corresponds to VCSELs in many details, but they do not work in laser opera-
tion. After several years of development they are today commercially available
and surpass conventional LEDs in most output parameters.
322 4.2 Transmitting Diodes for Data Communication

RC-LED at 655 nm and 650 nm


An RC-LED with an emission wavelength of 655 nm was introduced in [Saa01],
i.e. adapted almost exactly to the attenuation minimum of POF. The resonator was
detuned off-resonance at about 10 nm which meant that the band gap did not
exactly agree with the resonance frequency of the Bragg mirrors. The lower mirror
attained 99% reflection and the upper one only 60%. The active zone had a
diameter of 84 m, 15 m and 300 m. Thus, maximum power of 2.3 mW,
4.18 mW and 8.25 mW could be attained at 40 mA, 70 mA and 120 mA respectti-
vely. The spectra of the RC-LED with a diameter of 84 m of the emitting area
are shown in Fig. 4.34.

9
Popt. [a.U.]
8
40 mA
7
6 30 mA
5
20 mA
4
3 10 mA
2
1
O [nm]
0
620 630 640 650 660 670 680 690
Fig. 4.34: Spectra of a 655 nm RC-LED

Further details on this diode are provided in [Gui00a] and [Dum01]. The
sources developed at the Optoelectronics Research Center of Tampere University
of Technology can be modulated to 1 Gbit/s (see also Chap. 6). 622 Mbit/s and
400 Mbit/s were transmitted over 1 m or 10 m respectively of POF. The relation-
ship between the magnitude of the active zone, the optical power and the modula-
tion bandwidth is shown in Table 4.2.

Table 4.2: Parameters of 655 nm RC-LED according to [Dum01]

RC-LED ILED Popt BW3 dB


40 m 10 .. 15 mA 0.18 .. 0.20 mW 350 MHz
84 m 40 mA 1.4 .. 1.5 mW 200 MHz
150 m 70 mA 3.2 mW 150 MHz
150 m 35 .. 45 mA 2.5 mW 100 MHz
4.2 Transmitting Diodes for Data Communication 323

An RC-LED with a 650 nm wavelength is described in [Gui00b]. The external


quantum efficiency is 3.25% (1.4 mW at 40 mA) with 200 MHz modulation band-
width. Typical values are 30 MHz to 80 MHz for GaInAsP-LED. The active zone
consists of a pressure-strained Ga0.45In0.55P quantum well. The lower and upper
mirrors are formed from 32 and 6 to 12 layer pairs with 99% and >80% reflec-
tivity respectively. A zone with an 84 m diameter is produced for limiting the
emission surface.

RC-LEDs at 650 nm
In [Gray00] a new 650 nm RC-LED is described for use in POF systems. The best
RC-LED so far based on InGaP/AlGaInP reach an external quantum efficiency of
4.8%, and 0.5 mW of optical power at 5 mA diode current at an emission wave-
length of 660 nm.
The diode described has two mirrors with 32 periods (bottom) and 8 periods
(top) made of Al0.5Ga0.5As/AlAs with a distance of one wavelength (and thus
considerably fewer layer pairs than for the VCSEL described above). The active
layer is formed by three In0.5Ga0.5P quantum wells, (Al0.5Ga0.5)0.51In0.49P barriers
and (Al0.7Ga0.3)0.51In0.49P cladding layers (MQW structure). The shift to 650 nm is
achieved by straining the active layer. A mesa 400 m large was etched into the
layer. The wavelength lies between 647 nm and 649 nm, depending on the angle
of emission at a spectral width of 4 nm. At 1 mA current, the optical power is
0.1 mW, which corresponds to a quantum efficiency of 6%, with a diode voltage
of 1.7 V.
The principle of detuning of the mirror resonance against the emission wave-
length of the active layer is described in [Gray01], whereby both Bragg mirrors
have a somewhat too high wavelength at room temperature. When the temperature
is increased, the emission wavelength of the active layer runs so-to-speak into the
resonance. As a result the normal decrease in efficiency is compensated for by a
wide temperature range. Another effect is that the emitted wavelength varies with
the emission angle as shown in Fig. 4.35.

40
rel. power 25 2015
30 10
30 5
35 0

20 40

45

10 50
55
60
65 O [nm]
0
620 625 630 635 640 645 650 655 660
Fig. 4.35: Angle dependent spectra of a RC-LED with detuned mirrors ([Gray01])
324 4.2 Transmitting Diodes for Data Communication

Here the emitted spectra were measured angle dependent between 0 and 65.
At 0 the emission maximum lay at about 653 nm. On the other hand at 65 the
maximum lay at 632 nm. You have to keep in mind that the differences in angle in
the diode itself are smaller because of the light refraction when exiting the
material.
This effect can also be clearly seen in Fig. 4.36. Here the far field has been
measured at different wavelengths. The higher wavelengths are transmitted from
the center while the shorter wavelengths come out of the diode slanted.

Popt [a.u.]
0
4
-30 30

-60 60
2
652.5 nm
651.5 nm
650.5 nm
1 648.5 nm
646.5 nm
644.5 nm
642.5 nm
0
-90 90
Fig. 4.36: Wavelength dependent far field of the RC-LED with detuned mirrors

This diagram is particularly impressive because you can see that not only the
power and spectrum of the detuned RC-LED change at different temperatures, but
that the coupling power efficiency in a fiber can also change considerably and that
these changes can proceed spectrally quite differently. This effect can be used to
keep the power at the receiver largely temperature-independent, although it can
only function well with one type of fiber within a specific length: for example, in
vehicle networks in which the fibers are specified exactly and where there are no
fibers longer than 10 m.

RC-LEDs from Firecomms


The Irish manufacturer Firecomms has been developing red RC-LEDs for many
years which in the meantime are sold commercially. The temperature-dependent
spectra of the type FC200R-010 (data sheet on the website, [Lam03d]) are shown
in Fig. 4.37. This source is suitable for bit rates up to 250 Mbit/s.
The spectral width of the RC-LED is 20 nm, which is relatively small. The
wavelength shift is also smaller than for a normal LED (which is about
0.12 nm/K). The temperature-dependent P-I characteristic curves are shown in
Fig. 4.38.
4.2 Transmitting Diodes for Data Communication 325

30
Popt. [a.u.] -10C
0C
25
+10C
+20C
20
'O = 20 nm +30C
dO/dT = -0.082 nm/K +40C
15 +50C
+60C
10 +70C
+80C
5
O [nm]
0
600 610 620 630 640 650 660 670 680

Fig. 4.37: Spectrum of a RC-LED

1.2 +10C
PPOF [mW] +20C
1.0 +30C
+40C
0.8
+50C
+60C
0.6 +70C
+80C
0.4

0.2
I [mA]
0.0
0 10 20 30 40 50
Fig. 4.38: P-I-characteristics of the RC-LED

RC-LEDs for Mobile Networks


RC-LEDs emitting at 650 nm for use in mobile networks have been presented in
[Wir01a], [Wir01b], [Osr01] and [Baur02]. The goal is once again to keep the
temperature coefficients as low as possible. The influence of the mirror detuning
for these components on the far field is shown in Fig. 4.39 according to [Osr01].
In addition to the decrease in power with the temperature the coupling power
efficiency into the POF also increases so that the changes in power at the receiver
are kept to a minimum.
326 4.2 Transmitting Diodes for Data Communication

1.0
Prel OHF00147
0.9
0.8
0.7 25C
0.6 60C
0.5 90C
0.4
0.3
0.2
0.1 M []
0.0
-100 -80 -60 -40 -20 0 20 40 60 80 100
Fig. 4.39: Far field of a RC-LED at different temperaturs

The decrease in optical power with the temperature is shown in Fig. 4.40 accor-
ding to [Baur02]. The drop in power up to 85C (working range for MOST net-
works) is less than 1 dB, up to 125C it is 3 dB (at present the power rating for
MOST allows for up to 6 dB fluctuations in transmission power).

rel. opt. power [dB]


0.0

-0.5

-1.0

-1.5

-2.0

-2.5

-3.0
T [C]
-3.5
20 40 60 80 100 120
Fig. 4.40: Temperature dependence of an optimized RC-LED

As is shown in Fig. 4.41 from [Wir01b], the geometry of the electrical contacts
also plays an important role. In order to maintain high optical power, large chip
surfaces are used with large-area contacts which distribute the current (on the left)
optimally. Small diodes which have less capacitance make sense for data trans-
mission. Furthermore, the center of the emission area should not be covered by
electrical contacts in order to enable an optimum coupling of the light into the
fiber (on the right).
4.2 Transmitting Diodes for Data Communication 327

type A type B
high power data links
300 u 300 m : 80 m

Fig. 4.41: Various chip designs according to [Wir01b]

RC-LEDs with emission wavelengths of 605 nm and 632 nm are described in


[Wir01b]. They attain an optimum power of 0.34 mW or 2.7 mW respectively,
both with a current of 20 mA.

RC-LEDs for High Data Rates


Another red RC-LED (650 nm) which has been optimized for both high speed and
for low temperature coefficients is described in [Chi05b]. The active surface of the
LED has a diameter of 84 m. Three versions with 1, 3 and 5 quantum wells have
been produced, whereby the attainable power increases from 2 mW to 3mW or
3.2 mW respectively with the increasing number of layers. However, the modu-
lation bandwidth drops from 235 MHz to 110 MHz or 60 MHz respectively. The
fastest RC-LED can transmit 500 Mbit/s over 50 m of PMMA POF without any
problems. At +85C the power coupled into the fiber drops to only 60% compared
with room temperature.

4.2.5.2 Red VCSELs


VCSELs at 650 nm would be the ideal transmission source for systems with
PMMA POF. Encouraged by the rapid development of VCSELs in the near infra-
red range a number of institutes have been working on the problems since the mid-
1990s. As a result, a number of promotional projects have been financed, for
example, HSPN and PAVNET in the USA (see Chap. 11). The first results lay in
the 670 nm to 680 nm range.

VCSEL at 690 nm
[Saa00] describes a 690 nm VCSEL. Here 55 and 38 layer pairs are used as a
mirror. The mesas have a diameter of 34 m to 50 m at a current aperture dia-
meter of 4 m to 20 m. 1.3 mA of threshold current and max. 0.56 mW of power
at 5.6 mA (6.9% external efficiency) are attained. Laser operation is possible up to
+45C. The P-I characteristic curve of the VCSEL with a 10 m aperture diameter
is shown in Fig. 4.42. The greatest attainable power efficiency lays at 6.9% at
3.7 mA. This component is hardly suitable for POF since the attenuation amounts
to over 300 dB/km.
328 4.2 Transmitting Diodes for Data Communication

1.0
opt. power [mW]
5C
0.8
690 nm 15C

0.6
25C
0.4
35C
0.2

45C
0.0
0 1 2 3 4 5 6
current [mA]

Fig. 4.42: P-I-characteristics of a 690 nm VCSEL according to [Saa00]

VCSEL at 675 nm
Figure 4.43 shows the characteristic curves of another 675 nm VCSEL [Lam00b].
The threshold current here is even lower. At 25C an optical power of over 1 mW
is attained. However, laser operation can only be achieved up to around 50C.

1.8
opt. power [mW]
10C
1.6
1.4 20C
O = 675 nm
1.2
1.0 30C
0.8
0.6
40C
0.4
0.2 50C
0.0
0 1 2 3 4 5 6 7 8 9
current [mA]
Fig. 4.43: P-I-(T) characteristics of a 675 nm VCSEL according to [Lam00b]

VCSEL at 674 nm
Another VCSEL with an emission wavelength of 674 nm is described in
[Tyn00b]. Here laser operation has even been attained up to 75C (Fig. 4.44). For
a comparable type with an emission wavelength at 670 nm the maximum applica-
4.2 Transmitting Diodes for Data Communication 329

tion temperature still amounts to somewhat over 60C. The mirrors of the VCSEL
consist of 35 pairs Al0.95Ga0.05As/Al0.5Ga0.5AS (top) and 54 pairs (bottom). The
active zone consists of four quantum wells.

1.0
opt. power [mW]
VCSEL
674 nm
0.8
10C

0.6 20C

30C

0.4 40C

50C
0.2 60C
75C 70C
0.0
0 1 2 3 4 5 6 7 8 9 10
current [mA]

Fig. 4.44: P-I(T)-characteristics of a 674 nm VCSEL according to [Tyn00]

VCSEL at 670 nm
The temperature behavior of a 670 nm VCSEL (see [Tak99]) is shown in
Fig. 4.45. The threshold current lies at only 4 mA and is clearly below the typical
values of an edge emitter at 15 mA up to 60 mA. Laser operation is, however,
only possible up to about 50C. If you take the typical temperature rise into consi-
deration, for example, in a PC housing, such a component can hardly be used over
30C, in other words only in an air-conditioned environment.

1.0
opt. power [mW] 10C 20C
0C 30C
0.8

0.6

0.4 40C

0.2 50C

current [mA]
0.0
0 1 2 3 4 5 6 7 8 9 10
Fig. 4.45: P-I-(T) characteristics of a 670 nm VCSEL laser according to [Tak99b]
330 4.2 Transmitting Diodes for Data Communication

VCSEL at 665 nm
[Lam00b] describes the structure of arrays from 665 nm VCSEL for parallel data
communication with POF (see also [Lam00a]). The aim of the studies is the
capability to manufacture VCSEL with >1 mW between 0C and +50C. In the
component described, mirrors with 54 or 34 layer pairs are used. The active zone
consists of 4 tension-strained GaInP quantum wells and AlInGaP barriers. The
lateral current is confined with etched mesas (49 m diameter) with an oxidized
aperture (15 m).
The change in power of 2%/K is relatively high when heated. For a 10 m
aperture diameter, up to 2 mW is attained. Laser operation is possible up to
+60C. At 13 m aperture, the threshold current is 1.9 mA.

VCSELs at 650 nm - 670 nm


A very comprehensive overview of the state of development of red VCSELs is
given in [Schw03b]. The wavelength as well as the size of the emitting surface
was varied for all the manufactured VCSELs by means of a corresponding current
aperture. Figure 4.46 shows the electron microscope photograph of a VCSEL, in
particular the upper mirror with aperture and contact.

10 m
Fig. 4.46: VCSEL detail photo (Univ. of Stuttgart)

The current-light intensity characteristic curve of such a VCSEL is shown in


Fig. 4.47 i.e. for a laser with a 7 m aperture and a 670 nm emission wavelength.
The maximum output power lies at over 4 mW; laser operation (CW) is main-
tained up to 70C.
Unfortunately, the attainable output power drops with decreasing wavelength.
One main reason is the diminishing thermal conductivity of the material, parti-
cularly in the lower mirror. The output power attained at 20C in dependence on
the emission wavelength is shown in Fig. 4.48.
4.2 Transmitting Diodes for Data Communication 331

4.5
Popt [mW]
4.0 0C

3.5 cw operation
O = 670 nm 10C
3.0 7 m VCSEL
20C
2.5
30C
2.0
1.5 40C

1.0
60C 50C
0.5
70C I [mA]
0.0
0 2 4 6 8 10 12
Fig. 4.47: P-I-characteristics of a 670 nm VCSEL ([Schw03b])

12
11 Pmax (20C) [mW]
10
9
8
7
6
5
4
3
2
1
wavelength [nm]
0
630 640 650 660 670 680
Fig. 4.48: Maximum CW output power for red VCSEL at 20C

That the poor thermal conductivity is indeed responsible for the diminishing
efficiency is proven by the measurement of the P-I characteristic curve with a
small pulse duty factor. Laser activity of the 670 nm VCSEL is attained here up to
a temperature of +150C in the active zone (Fig. 4.49).
Usable 650 nm VCSELs would be the ideal source, especially for PMMA
GI-POF. The results just shown reduce the problem only to efficient heat dissi-
pation out of the active zone. A number of promising methods are currently under
development.
332 4.2 Transmitting Diodes for Data Communication

Popt [mW]
0.30
23C
pulse: 0.3 s (200 Hz)
0.25 43C 8.6 m VCSEL, 670 nm

0.20

0.15 144C

107C
0.10

0.05 154C

0.00
0 20 40 60 80 100 120 140
Fig. 4.49: P-I-characteristics for pulsed operation ([Schw03b])

The easiest method for reducing the temperature rise in the active zone during
laser operation is to minimize the size. However, the attainable output power
drops, too. The P-I characteristic curves of two 650 nm VCSELs with 20 m and
7 m large apertures are shown in Fig. 4.50. Whereas the output power drops to
about 40%, the maximum temperature for laser operation rises to +65 C.

0.8
Popt [mW]
0.7
aperture: 20 m aperture: 7 m
0.6 0 0C .. +65C
0.5
0.4
0.3
0.2
0.1
0.0
0 5 10 15 20 25 0 5 10 15
I [mA] I [mA]

Fig. 4.50: Comparison between two 650 nm VCSEL with different apertures

The authors have come to the conclusion that possible parameters for red
VCSELs are:
laser operation up to 110 C
up to 10 mW output power at room temperature
modulation bandwidths up to 10 GHz
4.2 Transmitting Diodes for Data Communication 333

Figure 4.51 summarizes the results achieved so far for maximum laser tempe-
rature and emission wavelength.

Tmax [C]
90
target
80
2000
70 2003
2006
2003
60 2000

50 1999 2000
2003 2000
40
center wavelength [nm]
30
645 650 655 660 665 670 675 680 685 690
Fig. 4.51: Overview of red VCSEL, presented up to now

4.2.5.3 VCSEL in the IR Region


VCSEL at 970 nm
[Ebe96] describes the use of 970 nm VCSEL for data transmission with glass fi-
bers. At data rates of 10 Gbit/s, several kilometers were covered. The specific pro-
perties of VSCEL, in particular the radiation perpendicular to the layer surface at a
small angle, make it possible to construct very inexpensive parallel optical con-
nections. These components are particularly interesting for PF-GI-POF. VCSEL in
the red PMMA attenuation window still have considerable reliability problems.
Particularly the great temperature dependence that limits the range of applications
to just under +50C poses problems.

VCSEL at 850 nm
VCSELs with emission wavelengths of 850 nm can be used for relatively high
ambient temperatures. A 850 nm VCSEL is presented for example in [Schn03]
which shows a laser emission up to +145C, the P-I characteristic curve is in
Fig. 4.52.
In this wavelength range VCSELs can even be used without any power control
over wide temperature ranges. The PMMA POF has losses of about 3 dB/m at
850 nm. The use of 850 nm sources nevertheless makes sense for example for
connections between computer components or in mass storage. Even at 780 nm
very good VCSELs are available. In this case PMMA fibers even permit lengths
up to 30 m.
334 4.2 Transmitting Diodes for Data Communication

Fig. 4.52: P-I-characteristics of a 850 nm-VCSEL ([Schn03])

VCSEL at 782 nm
In [Ueki99] a 782 nm VCSEL is introduced with a maximum output power of
3.4 mW at 10 mA. The threshold current is 0.61 mA (each at +20C). At +60C,
2 mW of optical output power is still attained. Longer wavelength VCSEL are
thus also suited for considerably higher temperatures.
The upper mirror of the VCSEL consists of 24 pairs, the lower of 40 pairs
Al0.3Ga0.7As/Al0.9Ga0.1As, with a distance of one wavelength. The active layer
contains three quantum wells made of Al0.12Ga0.88As/Al0.3Ga0.7As.

4.2.6 Non Resonant Cavity LED

NRC-LED at 850 nm
To date (year 2000), non-resonant cavity LED have been described for wave-
lengths around 850 nm only. [Roo00] introduces an array of 850 nm NRC-LED
with an active diameter of 30 m and a distance of 100 m. This enables the
transmission of 1 Gbit/s across 10 cm image-guiding fibers (7 m single-fiber dia-
meter).
A series of studies on NRC-LED were published by Windisch. An efficiency of
up to 31% is cited in [Win99] for 870 nm NRC-LED. The roughened surface leads
to a more diffuse scattering and improvement in efficiency. A mirror at the rear
improves the efficiency. Further improvements of up to a 40% external quantum
efficiency for an 870 nm NRC-LED are described in [Win00a], [Win00b] and
[Win00c]. Various parameters were attained with various active layer thicknesses
(10 nm, 20 nm and 30 nm) and various diameters of the etched mesa diodes
(30 m and 45 m) as shown in Table 4.3.
4.2 Transmitting Diodes for Data Communication 335

Table 4.3: Specifications for various NRC-LED


Thickness Mesa Max. Bit Rate External
Active Layer Efficiency
30 nm 45 m 580 Mbit/s 36%
30 nm 45 m 800 Mbit/s 34%
20 nm 30 m 1,100 Mbit/s 31%
10 nm 30 m 1,600 Mbit/s 21%
10 nm 30 m 2,000 Mbit/s 2.5%

When using a NRC-LED with 20% efficiency, 1,200 Mbit/s can be transferred.
A 100 m glass ball lens can be used to improve the coupling of the 30 m LED
on a POF. Thus the launch efficiency in a POF with AN = 0.50 attains a value of
50%. Figure 4.53 shows the relationship between the bit rate attained and efficien-
cy. A high efficiency is indeed achieved with larger active diameters, but the bit
rate is somewhat smaller. Nevertheless, 1.25 Gbit/s can be attained with NRC
LEDs with 20% external quantum efficiency.

40 external QE [%] 20 nm (2)


dAZ [nm]:
30 nm (1) 10 nm (2)
30 nm (2) 10 nm (3)
30 30 nm (3) 10 nm (4)
(1): Mesa = 45 m
(2-4): Mesa = 30 m
(1,2): QE opt. con.
20 (3,4): low ser. R optim.
(2): integr. micro lens

10

0
0.4 0.8 1.2 1.6 2.0
maximum bit rate [Gbit/s]

Fig. 4.53: Bit rates and quantum efficiency of NRC LED

NRC-LED at 650 nm
The first red NRC-LEDs were introduced in [Roo01]. The InGaP/AlInGaP LED at
650 nm attain an external quantum power efficiency of 31%, whereas the red
LEDs up till then had only attained a maximum of 12%. For example, output
power of 4 mA is attained with a current of 7 mA. The spectrum of NRC-LEDs is
illustrated in Fig. 4.54.
336 4.2 Transmitting Diodes for Data Communication

1.0
rel. opt. power
0.8

0.6

0.4

0.2
wavelength [nm]
0.0
600 620 640 660 680 700 720

Fig. 4.54: Spectrum of a 650 nm NRC LED according to [Roo01]

NRC-LEDs at 623 nm and 610 nm


Other NRC-LEDs in the visible range were introduced in [Lin01b]. An external
power efficiency of about 30% is attained at 623 nm through a combination of sur-
face structuring and optimized contact geometry. For a 610 nm diode an efficiency
of 32 lm/W, i.e. a power efficiency of approximately 10%, is achieved.

4.2.7 Pyramid LEDs

A simple method for increasing the coupling-out power efficiency of a LED was
introduced in [Kra99], [Lew99] and [Hr03]. Normally, a semiconductor has a
refractive index of about 3.5. Total reflection already occurs above an angle of
17. If the LED chip is as usual cubical, then the angle does not change even with
reflection. Barely 3% of the emitted light can leave the LED through the upper
boundary layer. By means of a transparent substrate with mirror coating and
receptacle with a suitable funnel-shaped LED the light from all 6 boundary layers
can be used which can increase the power efficiency to a good 15%.

substrate
n-contact

n-GaP

GaAlInP active zone


p-GaP

Fig. 4.55: Principle of the pyramid LED


4.3 Wavelengths for POF Sources 337

The pyramid LEDs make use of this effect just like the NRC-LEDs, namely
changing the direction of light upon reflection. Intentionally slanted inner sides are
produced instead of a roughened-up surface. The principle is demonstrated in
Fig. 4.55 according to [Li05].
An external quantum power efficiency of 55% can be attained for red LEDs.
For blue LEDs 37% can be attained. Some examples of such pyramid LEDs are
shown in Fig. 4.56 from [Lew99] and [Hr03].

Fig. 4.56: Examples for pyramid LED

4.3 Wavelengths for POF Sources

To create efficient data transmission with a particular POF, sources will always
first be sought whose emission wavelengths match the respective minimum
attenuation values. For PMMA fibers, these are the ranges near 520 nm, 570 nm
and 650 nm.
In Fig. 4.57, the external efficiencies (data from the current datasheets of
various manufacturers) are listed for available LED. The different materials are
marked separately.

100%
external quantum GaAlAs AlInGaP GaAs
efficiency GaAsP GaN InGaN
GaAlP GaP SiC

10%

1.00%

0.10%

wavelength [nm]
0.01%
420 440 460 480 500 520 540 560 580 600 620 640 660 680
Fig. 4.57: Efficiency of various LED material systems (from datasheet information)
338 4.4 Receivers

Until the GaN/InGaN technology had been developed, the efficiency of LED in
the direction of the short wavelength spectrum decreased markedly. Only SiC-
LED were available in the blue range; however, these were expensive and ineffi-
cient. In the mean time, very efficient LED have become available in the 370 nm
through 540 nm range. For 560 nm too, samples have been produced. In the next
few years, it is expected that the current gap will be closed into the red range so
that sources with an efficiency >10% will be available for the entire visible spec-
tral range.
Apart from efficiency, it is obvious that the possible modulation speed also
plays a decisive role. Figure 4.58 contains the quoted switching times for some
LED from Fig. 4.57.

3,000 switching time [ns]


SiC AlInGaP
GaN AlGaAs
1,000 GaP GaAsP

300

100

30

10
wavelength [nm]
3
460 480 500 520 540 560 580 600 620 640 660
Fig. 4.58: Switching times of various LED material systems

Diodes that have a lower efficiency usually exhibit very low switching speeds.
This is particularly true of green LEDs in conventional technology. Diodes based
on GaN are very well suited for data transmission due to their high switching
speeds.
The various diode constructions such as lasers, VCSEL, RC-LED, or NRC-
LED have until now only been realized in the red spectral range. Only LED are
available in the yellow and green POF attenuation window. This situation will
probably change in the next few years.

4.4 Receivers

In addition to the transmission diodes the photodiodes are, of course, extremely


important components for optical transmission systems. Besides the sensitivity,
the speed of these components is important for the transmission performance.
4.4 Receivers 339

As opposed to transmission diodes only a material system actually can be used.


Light quanta are absorbed in photodiodes and converted into electron-hole pairs.
In principle, all photons whose energy lies above the band gap are captured.
Another characteristic of photodiodes is that semiconductors with an indirect band
structure can be used. The electron has to change its impulse only after it is
generated in order to enter the minimum level of the conduction band. It can take
as much time as it wants and also does not exert any influence on the photo
current. That is why silicon presents itself for all wavelengths below approxi-
mately 1.1 m. Practically all commercial POF receivers are indeed based on this
most reasonably priced of all semiconductor materials.

4.4.1 Efficiency and Sensitivity

Unlike solar cells, photodiodes in telecommunications engineering are always


operated with a bias voltage. The photo current generated by the incident photons
then represent the measured signal. The efficiency of a photodiode is described by
the external quantum power efficiency ext.
It is common knowledge that the energy of a photon amounts to W = h f. At a
wavelength of 1.24 m the photons have just 1 eV energy. Consequently, a light
power of 1 W generates a photo current of just 1 A under ideal conditions. The
following is true for all other wavelengths:
IPh >A @ Popt >W @ Kext O 1.24 Pm

The smaller the light wavelength, the less the photo current per watt of optical
power emerges just because each photon possesses more energy. This may first
seem to be a paradox but you must keep in mind that a short-wavelength LED
with the same power efficiency emits more optical power than long-wavelength
diode. Consequently, a wavelength-independent relationship arises between the
driving current of the LED and the photo current of the photodiode.

0.8
responsivity [A/W] Kext. = 1.00
0.7
0.6
850 nm:
0.5 = 0.63 A/W
Kext. = 0.92
0.4 650 nm:
0.3 = 0.47 A/W
Kext. = 0.89
0.2 500 nm:
= 0.32 A/W
0.1 Kext. = 0.79
wavelength [nm]
0.0
400 500 600 700 800 900 1000 1100
Fig. 4.59: Responsivity of a Si-pin photodiode (Hamamatsu S6801)
340 4.4 Receivers

In the data sheets for photodiodes there is information about the responsivity ,
but seldom data about the quantum efficiency. This responsivity parameter des-
cribes the emerging photo current per light power in A/W or also in mA/mW. An
example of the length-dependent responsivity is shown in Fig. 4.59 (from Hama-
matsu data sheet).
At about 950 nm this diode has the highest responsivity which is typical for
silicon photodiodes, but even at 650 nm the quantum efficiency is close to 90%.
Above 1,000 nm the efficiency quickly falls back to zero since the energy of the
photons is too small.
In addition to the actual efficiency there is another important parameter, namely
the absorption length (depth of light penetration), which becomes larger and larger
at longer wavelengths. If it exceeds the thickness of the absorbing layer, then the
power efficiency drops because the light passes right through the photodiode. The
dependence of the absorption length on the wavelength for different semiconduc-
tor materials is shown in Fig. 4.60.

absorption length D-1 [m]


3
10

102

Si
101

GaAs
100

10-1
In0.7Ga0.3 In0.53Ga0.47As
Ge
As0.64P0.36
10-2
0.4 0.5 0.6 0.7 0.8 0.9 1.0 1.1 1.2 1.3 1.4 1.5 1.6 1.7 1.8
O [m]
Fig. 4.60: Absorption length for different semiconductor materials

Assuming you have a maximum thickness of the absorbing layer of 10 m,


then you can well use silicon in the range between 400 nm and 1000 nm. For glass
fiber systems at 1.3 m and 1.55 m diodes on an InGaAs basis are generally
used.

4.4.2 Photodiode Structures

Different photodiode structures are employed in this technology. The three most
important versions are:
4.4 Receivers 341

The pin-photodiode consists of an intrinsically doped interface layer between


the p and n zones. The absorption primarily takes place in this area.
The avalanche photodiode (APD) has a highly doped layer in which the elec-
trons produced are multiplied and accelerated by a strong local electric field.
With the metal-semiconductor-metal photodiode (MSM) there is no p-n junc-
tion. Finger-like electrodes are applied to an absorbing semiconductor sur-
face. The bias voltage applied pulls off the ensuing charge carriers.
The typical set-up of a pin-PD and an APD is illustrated in Figs. 4.61 and 4.62.
Both type of construction can be realized with silicon as well as with other semi-
conductor materials.
The internal gain of an APD can amount to 400. Since the multiplication factor
is not the same for every generated electron, the APD produces additional noise.
In real amplifiers, however, the noise of the following amplifier generally exceeds
the amounts of noise in the photodiode by far. Since the APD already generates
high amplification before the first stage, the electronic noise thus plays a much
smaller role. On average, APD receivers are about 10 dB more sensitive than pin-
PD receivers.

Si-nitrid
metal contact
passivation
p-InP
i-InGaAs
absorbing
layer
n-InP

metal contact

Fig. 4.61: Typical structure of a pin-PD

The advantage of a pin-diode lies in its easy use. It only requires a bias voltage,
typically 5 V to 15 V. For an APD, the bias voltage has to be adjusted in such a
way that the optimum gain factor is attained. The necessary bias voltages can
reach some 100 V and are dependent on the temperature and the power (controls
are necessary). Furthermore, APDs are considerably more expensive. All commer-
cial POF systems work with pin-photodiodes.
The contact structure of an MSM photodiode is shown in Fig. 4.63. The metal
surfaces cause partial shading so that the efficiency is diminished. However, since
the capacity of the diode can be much smaller than with a PIN diode of the same
size, a greater transimpedance can then be used which improves the sensitivity.
342 4.4 Receivers

metal ring p-n-juction p+-InP


p-InP
E-field
Si-nitrid
n-InP
n-InGaAsP
n--InGaAs
absorbing
layer
n-InP
n+-InP
metal
multiplication layer

Fig. 4.62: Typical structure of an APD

For very fast MSM PDs, i.e. up to 30 GHz, finger spacing in the area of 1 m is
necessary, whereby polarization dependencies do arise. MSM-PDs have not yet
been employed commercially for POF systems, but should be in use in a few
years.

Fig. 4.63: MSM photodiode (diode made by Astri HongKong)

A qualitative comparison of the most important characteristics of these three


types of photodiodes can be found in Table 4.4. The pin-photodiode represents a
good compromise in all parameters and is furthermore moderately priced.

Table 4.4: Comparison of photodiode properties

MSM PIN APD


capacity +++ ++ +
SNR - ++ +++
reverse voltage - ++ ---
responsivity ++ ++ +++
price - +++ +
4.4 Receivers 343

4.4.3 Junction Capacity and Bandwidth

A pin-photodiode, just like any other semiconductor diode, has a junction capacity
which depends on the reverse voltage applied. A typical example is shown in
Fig. 4.64. This capacity is much larger than with diodes for glass fiber systems - at
least above 3 pF with diodes up to a diameter of 800 m - because of the large
photodiode surfaces required.

7
capacity [pF]
6

reverse voltage [V]


3
0.1 0.3 1.0 3.0 10 30 100

Fig. 4.64: Junction capacity of a pin-diode (Hamamatsu S6801)

Together with the input resistance of the following stage this diode capacity
forms a low-pass which as a rule limits the entire bandwidth of the receiver. In
order to get a good signal-to-noise ratio, the impedance of the receiver should be
as high as possible. A low diode capacity is therefore directly responsible for good
receiver sensitivity.
Consequently, for a long time it was supposed that the possible bit rate for
1 mm fibers was limited to a maximum of 150 Mbit/s. In the meantime, however,
different laboratories have attained up to 2,500 Mbit/s with pin-photodiodes ran-
ging in diameter from 600 m to 800 m (see Chap. 6). Even considerably higher
bit rates should also be possible with multi-level transmission, adaptive equali-
zation and multi-carrier transmission. Optimization of the fiber coupling to the
photodiode promises further improvements.

4.4.4 Overview of Receivers

There is as a rule very little mention of the construction of receivers in the various
publications on POF systems. Many institutes use commercial receivers or at least
amplifiers. Low-noise transimpedance amplifiers are available for almost every bit
rate range. The greatest disadvantage is that these commercial components have
been designed for a capacity of only a few tenths pF. If you couple photodiodes
with considerably greater capacity, the bandwidth and sensitivity drop dramati-
cally. Details on receiver circuits, to the extent that there is information on them,
are listed in Chapter 6 on System Overview.
344 4.4 Receivers

An overview of the sensitivities attained so far with different bit rates as well as
for different fiber diameters and various wavelengths is illustrated in Fig. 4.65.

-8
-10 sensitivity [dBm] POF:
-12 1.0 mm
-14 0.5 mm
-16 0.2 mm
-18
wavelength
-20
-22 470 nm
-24 650 nm
-26
850 nm
-28
1300 nm
-30
-32 bit rate [Mbit/s]
-34
100 200 500 1,000 2,000 5,000 10,000
Fig. 4.65: Parameters of POF receivers up to now

The relationship between bit rate and sensitivity attained can clearly be seen. A
ten-fold increase in the bit rate costs about 15 dB sensitivity because of the greater
noise bandwidth as well as by the necessary reduction in the receiver resistance.
Data rates above 3 Gbit/s have only been attained so far with relatively thin fibers.
As is the case with transmitters, there are numerous technical starting points for
greatly improving the parameters of receivers which should be implemented when
large-scale use begins.

4.4.5 Commercial Products

Putting together a nearly complete list of available types of diodes and receivers
would go far beyond the scope of this book which is why we have not included
such a compilation. This is the reason why we wish to present only two exemplary
photodiodes which have been used for POF systems for years by various
institutes.

Fig. 4.66: pin-diode SFH 250 by Infineon for 1.0 mm/2.2 mm POF (right with a housing
for clamping the POF with a screw)
4.4 Receivers 345

As early as 10 years ago Siemens - now Infineon - developed the type SFH 250
in Fig. 4.66. This Si-pin-PD has about a 1 mm diameter. The plastic housing has a
2.2 mm bore so that a sheathed 1 mm POF can be directly centered. The diode is
then ideally suited for systems without plug connectors.
The important parameters for this diode are summarized in Table 4.5 (data from
[Inf03]). Data rates up to 250 Mbit/s have been realized with different set-ups.
This diode has also been used successfully for analog signals.

Table 4.5: Parameters of the SFH 250

Parameter Symbol Unit Value


operation temperature Top C -40 .. +85
max. reverse voltage UR V 30
wavelength of the best sensitivity OS max nm 850
sensitive range (S t 0.1 Smax) O nm 400 .. 1100
dark current (UR = 20 V) IR nA 1 (d 10)
junction capacity (f = 1 MHz, UR = 0 V) C0 pF 11
junction capacity (f = 1 MHz, UR = 20 V) C20 pF 2.3
rise and fall time (10% - 90%, tr, tf ns 10
RL = 50 :, UR = 30 V, O = 880 nm)
photo current (10 mW in the POF, UR = 5 V) IP A 3 (660 nm)
for 660 nm and 950 nm 4 (950 nm)

Another readily used diode is the S5052 from Hamamatsu. The 800 m large
chip is encapsulated in a plastic housing with a 3 mm large lens which guarantees
an optimum coupling to 1 mm thick fibers. The diode was operated at data rates
up to 2,500 Mbit/s at the POF-AC. The important parameters are listed in
Table 4.4 [Ham01].

Table 4.6: Parameters of the S5052


Parameter Symbol Unit Value
operation temperature Top C -25 .. +85
max. reverse voltage UR V 20
wavelength for the best sensitivity OS max nm 800
sensitive range (S t 0.1 Smax) O nm 320 .. 1000
dark current (UR = 20 V) IR nA 0.02 (d 0.3)
junction capacity (f = 1 MHz, UR = 5 V) C0 pF 4
bandwidth on 50 : (UR = 20 V) fc MHz 500
responsivity at 660 nm mA/mW 0.40
responsivity at 780 nm mA/mW 0.45
responsivity at 830 nm mA/mW 0.45

Receivers for polymer fibers are hardly obtainable as a single unit; they are
mostly sold as a system together with the corresponding transmitters. Data on the
components available have been summarized in the chapter after next.
346 4.4 Receivers

4.4.6 Improvement in Sensitivity

As already mentioned above, many receivers use a lens to improve the sensitivity.
If the photodiode is designed smaller than the fiber, you can have a higher trans-
impedance, but you lose more sensitivity because of the lost light. With the use of
an appropriate lens a large part of the light guided in the fiber can be concentrated
onto a smaller photodiode. Because of the POFs large NA this works up to a
reduction factor of 2 since anything above that would mean that the angle which
appears would be too large for the lens and for the photodiode. In Fig. 4.67 from
[Har01] the possible coupling power efficiency form a 1 mm standard POF (UMD
launch) is shown in different-sized photodiodes with spherical lenses.

70
coupling efficiency [%]
60

50 PD [m]
40 600
500
30
400
20 300
200
10

0
0 200 400 600 800 1000 1200
distance POF lens [m]
Fig. 4.67: Coupling efficiency POF-PD with spherical lenses according to [Har01]

Using a 500 m large photodiode, 50% of the light could be coupled in a pho-
todiode with a correctly positioned spherical lens. Even if you could now select a
four-fold greater load resistance at the receiver - because of the smaller capacity -
there would still not be any gain in the SNR:
loss through coupling: 3 dB
gain through greater transimpedance: 6 dB
loss through greater noise: 3 dB
On the other hand, higher data rates can generally be attained with the smaller
photodiode so that it is worth using.
Optical concentrators as non-imaging elements permit a more efficient coupling
from the fiber into the photodiode as described in [Poi04a]. There are versions
with mirrored surfaces as well as with wave guiding through total reflection. One
version from [Ueh02b], [Ueh03] and [Mat02b] is shown in Fig. 4.68.
4.5 Transceivers 347

Fig. 4.68: Optical concentrators

Table 4.7 from [Poi4a] shows the theoretical power efficiency of different ver-
sions for the coupling of a 1 mm POF (UMD launch) to photodiodes of different
sizes as compared with direct butt joints.

Table 4.7: Options for photodiode coupling


Butt Reflective Dielectric Parabolic
Concept Lens
Coupling Coated Taper Taper Mirror
PD = 300 m 8.3 % 31.6 % 21.2 % 50.5 % 34.0 %
PD = 400 m 16.4 % 46.6 % 36.9 % 75.3 % 39.7 %
PD = 500 m 23.4 % 60.6 % 54.4 % 83.2 % 41.4 %

The dielectric taper (reflection against air) attains the best power efficiency
since total reflection is more efficient than metallic reflection. Theoretically, 75%
of the light can be coupled (with a loss of 1.25 dB) in using a photodiode which is
only 400 m large (only 16% of the capacity). Without question future POF
systems will increasingly use these methods since the concentrators can be mass
produced very easily.

4.5 Transceivers

4.5.1 Components before 2000

In the past five years there have been diverse developments particularly in the
field of POF transceivers. We were hardly able to present complete systems in the
first edition of this book. The components then were sold only by small producers
and for niche applications. Wiesemann & Theis have developed converters for
RS232 or 10BaseT to duplex-POF. Figure 4.69 shows both components. 594 nm
(T2P) or 650 nm LEDs are used as the sources (see also [Leh00]).
348 4.5 Transceivers

Fig. 4.69: RS232 (left) and 10 Mbit/s Ethernet transceiver (right) by W&T

It is easy to couple the duplex-POF to both components by plugging in the cut-


off cable. A simple release mechanism makes it easy to detach the components
later. A version for 100 Mbit/s was announced.
Figure 4.70 shows 3 transceivers for 125 Mbit/s and 155 Mbit/s made by
Hewlett Packard, NEC and the University of Ulm (substituted to 520 nm LED).
The HP transceiver is equipped with V-pin receptacles. It is also available for F07
connectors with the component HFBR-5527, just like for NEC transceivers.

Fig. 4.70: ATMF-compatible transceivers for 100BaseT and 155 Mbit/s ATM
(from left to right: Hewlett Packard, NEC, Univ. Ulm)

All three components are equipped with a 1 u 9-pin contact and can be plugged
into conventional PC cards or LAN components. Test networks were created for
this purpose at the University of Ulm ([Som98a]) and at Deutsche Telekom in
Berlin ([Lei98]). Table 4.8 summarizes the most important properties (according
to [HP01], [HP02], [NEC1] and the results of a research project with the
University of Ulm).
4.5 Transceivers 349

Table 4.8: 125/155 Mbit/s transceiver for POF (typical values)


Parameters HFBR 5527 NL2100 R-2526/NSPG500
manufacturer Hewlett Packard NEC Univ. of Ulm
OSource 650 10 nm 650 10 nm 520 10 nm
application temp. 0..70C 0..70C n. a.
max. data rate 125 Mbit/s 155 Mbit/s 155 Mbit/s
LED-NA 0.30 0.21 0.50
spectral width 21 nm 33 nm 40 nm
transmitting power -4.3..-10.4 dBm -4.2..-5.7 dBm approx. -8 dBm
max. receiver power -7.5 dBm -1.0 dBm -7.5 dBm
min. sensitivity -27.5 dBm -25 dBm -23 dBm
tr/tf transmitter 2.1/2.8 ns 4.5/4.5 ns n. a.
tr/tf receiver 6.3/6.3 ns n. a. n. a.
minimum range 25 m 50 m 100 m (laboratory)

All three transceivers are based on the ATMF specification. Figure 4.71 shows
the temperature-dependent spectrum of the NL-2100 transceiver. It has virtually
all the properties of the HP transceiver. Neither HP nor NEC provides current
information on possible new product developments. This also applies to the trans-
ceiver provided by NEC as a prototype for data rates of up to 250 Mbit/s.

1.0
Popt rel. 24C
30C
0.8
40C
50C
0.6
60C
70C
0.4

0.2

0.0
590 600 610 620 630 640 650 660 670 680 690
wavelength [nm]

Fig. 4.71: Spectra of the transmitter LED in the transceiver NL2100

A series of different POF transceivers made by Hewlett Packard (later Agilent,


now Avago) are now available for a wide range of data rates. These are listed in
table 4.9.
350 4.5 Transceivers

Table 4.9: POF transceiver by HP (according to [Leh00])

Reach Transmitter Receiver Connec-


Data Rate Osource
+25C | 0-70C (HFBR-) (HFBR-) tor
DC-40 kbit/s 120 m 110 m 1523/1533 2523/2533 v-pin 650 nm
DC-1 Mbit/s 55 m 45 m 1522/1532 2522/2532 v-pin 650 nm
DC-1 Mbit/s 75 m 70 m 1528/1538 2522/2532 v-pin 650 nm
DC-2 Mbit/s 45 m 42 m 1604/1614 2602/2612 SMA/ST 650 nm
DC-4 Mbit/s 50 m 40 m 1505A/1505B 2505A/2505B SMA/ST 650 nm
DC-5 Mbit/s 30 m 20 m 1521/1531 2521/2531 v-pin 650 nm
DC-10 Mbit/s 60 m 55 m 2528 2528 v-pin 650 nm
DC-32 Mbit/s n. a. 75 m 1527/1537 2526/2536 v-pin 650 nm
DC-55 Mbit/s n. a. 60 m 1527/1537 2526/2536 v-pin 650 nm
125 Mbit/s n. a. 50 m 1527/1537 2526/2536 v-pin 650 nm
155 Mbit/s n. a. 50 m 1527/1537 2526/2536 v-pin 650 nm

4.5.2 Fast Ethernet Transceiver

In the last few years Fast Ethernet (125 Mbit/s physical data rate) has increasingly
been used in automation instead of the conventional field bus systems. A number
of components have been developed for this field. In addition, there are products
which have been specifically developed for the home.
In the first half of 2006 alone there were half a dozen new manufacturers. That
is why the following summary can only be a short-lived snapshot and not a de-
tailed listing of parameters and company addresses. However, this information can
be found in the POF-Atlas (www.pofatlas.de).

4.5.2.1 POF Solutions from DieMount in Wernigerode


A number of the most innovative developments for transceivers have been intro-
duced in the last few years by the DieMount Company in Wernigerode (Saxony-
Anhalt). The components are notable for three particular features.
The POF is fastened to the transceiver with a simple screw mechanism with-
out connectors which simplifies installation.
The LEDs are coupled into the POF in a particularly efficient manner by
using a micro-mirror (see Chap. 6).
Both transmission directions can run on one fiber (simplex systems) by using
their own patented coupler with low losses and high return loss.
A duplex and a simplex version of the POF mounts on the transceivers are shown
in Fig. 4.72.
4.5 Transceivers 351

Fig. 4.72: Fiber fixations by DieMount

DieMount is the only manufacturer which sells transceivers with blue and red
LEDs. A WDM version has also been developed for bi-directional transmission.
The simplex components achieve ranges of 70 m or 30 m at wavelengths of
470 nm or 645 nm respectively. As duplex versions each is capable of a trans-
mission length of over 100 m. Different versions of the Fast Ethernet transceivers
from DieMount are illustrated in Fig. 4.73. In the meantime these products are
also being sold under other brand names by large electronic companies. In addi-
tion to the external media converters presented here PC plug-in boards and comp-
lete switches are also sold.

Fig. 4.73: Fast-Ethernet converters by DieMount


352 4.5 Transceivers

4.5.2.2 Optical Clamps from Ratioplast


The manufacturer Ratioplast has been supplying solutions for automation appli-
cations on a POF basis for a long time. One of their own developments is a so-
called optical clamp which is also a solution for connector-free POF installation
(Fig. 4.74). The cut-off POF is held in place by a small clamp on the side.

Fig. 4.74: Optical clamp for POF from Ratioplast

Versions for Fast Ethernet with a red LED and a range of 70 m and for
10 Mbit/s Ethernet with 520 nm LED and up to 200 m transmission length are
available as media converters. The components can be seen in Fig. 4.75 ([Thi04]).

Fig. 4.75: Media converters for 10 und 100 Mbit/s from Ratioplast

4.5.2.3 Transceiver Family from Avago


We discussed the V-pin product family from Avago (Hewlett Packard) earlier in
this book. Practically all versions are available as individual transmitters and
receivers as well as transceivers in standard construction sizes (1 u 9 pin trans-
ceiver). Figure 4.76 shows a test PC-board with a transmitter-receiver pair and a
transceiver.

Fig. 4.76: POF transceiver from Avago


4.5 Transceivers 353

4.5.2.4 Home Installation by RDM


The Swiss manufacturer Reichle &De-Massari has developed two different con-
cepts for inhouses cabling with POF. First there are connectors, tools and a trans-
ceiver for the SC-RJ connector [Rich05b] and secondly a combination of data
cable and POF is offered with the RCC-45 system ([Rich04], see Fig. 4.77).

Fig. 4.77: SC-RJ connector and Fast-Ethernet transceiver (left) and RCC-45 hybrid con-
nector with data cable and duplex POF from Reichle & DeMassari

4.5.2.5 POF Transceivers from Infineon/Siemens


At the 21st meeting of the ITG Sub Committee Polymer Optical Fibers Infineon
Technologies presented its new POF transceiver for the first time (Fig. 4.78,
[Lck06]). The clamp principle developed by Ratioplast is used here.

Fig. 4.78: Optical clamp and transceiver (prototype) from Infineon

Infineon expects strong growth in the POF market in the next few years for
which the introduction of VDSL and the increase in IPTV products are respon-
sible. (The estimated growth rate for IPTV-capable connections will be 92% annu-
ally.) Infineon gives a price of $12 USD for the complete electronic components
(POF transceiver and ADM6992SX Chip when mass produced (Fig. 4.79 from
[Inf06]).

Fig. 4.79: POF transceiver - printed circuit board design


354 4.5 Transceivers

Since October 2006 the system, now under the Siemens label, can be ordered
from the website of the Deutsche Telekom. Included in the set (Fig. 4.80) are
copper cables, power supplies, a cutting tool and 30 m of duplex POF (with 1 mm
core diameter and 1.5 mm jacket) in addition to the two media converters
(Fig. 4.81).

Fig. 4.80: Siemens Gigaset Optical LAN-Adapter, offered by the Deutsche Telekom (right:
media converter for Fast-Ethernet)

4.5.3 Other Systems

POF transceivers are also sold for other different interfaces in addition to the Fast
Ethernet components. Particularly in the Asian countries house networking is not
carried out in pure IP networks, but in accordance with the IEEE 1394 standard.
This standard permits real-time transmission with guaranteed data rates and maxi-
mum delay times in contrast to IP and has been designed for operation without a
main server. The components are still somewhat more expensive today because of
low-volume production. Whether Ethernet or IEEE 1394 is used plays no role
whatsoever for POF and the transceivers. Both systems can work up to 100 Mbit/s
and use 4B5B coding.

4.5.3.1 Comoss
The Taiwanese manufacturer Comoss sells a complete assortment of POF compo-
nents for IEEE 1394 systems on the basis of the SMI connector (Fig. 4.81). Media
converters as well as transceivers with red LEDs with a range up to 50 m and data
rates of S100 and S200 are available.
4.5 Transceivers 355

Fig. 4.81: IEEE 1394 components with SMI connector

4.5.3.2 IEEE 1394, MOST and Fast Ethernet from Firecomms


The information on the Irish manufacturer Firecomms is described in detail in
Chapter 6 on Systems. The characteristics of VCSEL, RC-LEDs and green
LEDs were discussed in the section on active components.
An entire series of products with outstanding parameters, especially on the
basis of red RC-LEDs, is available. The Fast Ethernet transceivers reach a trans-
mission length of 100 m [OTS06c]. Even the S200 version equipped with SMI
connectors for IEEE 1394 is available for a range of 50 m and meets the corres-
ponding specifications (Fig. 4.82, [OTS06b]). The Netopia Company has announ-
ced it will use Firecomms transceivers for its VDSL systems in home networking
(Fig. 4.88).

Fig. 4.82: IEEE 1394 S200 transceiver with SMI connector from Firecomms

The transceivers designed for use with MOST have been certified in the mean-
time and exceed, for example, the required power budget by 8 dB. The switching
times of 4.2 ns make it possible to use them up to 250 Mbit/s. The temperature
range can also be enlarged. A POF version without connectors is also available
from Firecomms (Fig. 4.83). Table 4.10 summarizes some parameters of the
Firecomms transceivers.

Fig. 4.83: IEEE 1394 transceiver OptoLock from Firecomms without connector
356 4.5 Transceivers

Table 4.10: Parameters of Firecomms POF products (typical values from data sheets)

FOT-Pair OptoLock MOST 1394, S200

max. data rate Mbit/s 125 250 50 250


wavelength nm 650 660 650 660
max. POF length m 100 n. a. n. a. n. a.
operating temp. C -20 .. +70 -40 .. +70 -40 .. +95 -40 .. +70
optical power dBm -8.5 .. -2 -7.0 .. -2.0 -7.0 .. -2.0 -7.0 .. -2.0
sensitivity dBm -24 .. -28 -24 -28 -27
tr and tf ns 2.0 / 2.0 1.5 / 2.0 3.0 / 2.0 1.5 / 2.0

4.5.3.3 Japanese Manufacturers


Numerous Japanese manufacturers sell POF transceivers for Fast Ethernet,
especially for IEEE 1394 in the speed ranges S100 to S400. Among these firms
are Hitachi, Mitsubishi (Fig. 4.84), Sharp, Hamamatsu, Toshiba and Sony.

Fig. 4.84: POF transceiver Hitachi DC9500 from 1999 (left), Fast Ethernet POF media
converter Mitsubishi OMCP-ETH100SA for S200 (middle and right)

Unfortunately, it is hardly possible to obtain any information about new deve-


lopments. As a rule there are few European distributors and orders are only
accepted with advance payment. Nevertheless, we must assume that very intensive
work is presently being carried out in Japan on the development of new POF
transceivers.

4.5.3.4 Fast Ethernet, Ethernet and Video from Luceat

The Italian manufacturer Luceat sells a wide assortment of POF components. In


addition to transceivers for 10 Mbit Ethernet with a 510 nm LED and a range of
200 m [Luc04a] and 100 Mbit/s Ethernet with a 650 nm LED and a range of
100 m [Luc04b] converters for RS232 interfaces with a range of up to 400 m are
sold ([Luc04d], see Fig. 4.85).
4.5 Transceivers 357

Fig. 4.85: Media converters for 10/100 Mbit/s Ethernet and RS232 from Luceat

In addition, Luceat sells systems for analog video transmission in different


versions with transmission lengths up to 250 m on the basis of green LEDs
(Fig. 4.87, [Luc04c]).

Fig. 4.87: Analog video transmission components from Luceat

4.5.3.5 DSL Modem with POF

A big problem in present-day POF applications is the lack of devices with their
own POF interfaces, thus requiring the use of external media converters and
additional power supplies (also see Chap. 8).
Netopia is the first manufacturer to sell a DSL modem with built-in POF
interface (Fig. 4.88, transceiver from Firecomms, [OTS06c]).

Fig. 4.88: Netopia DSL modem with POF interface


5. Planar Waveguides

Optical waveguides can be described as transparent structures which are more or


less put onto solid carriers. In principle, they function just like fibers and are also
described by the same parameters. However, there are also some fundamental
differences:
Waveguides are not produced ready-made by the meter which are then cut to
the necessary length, but as optical lines with exact predetermined course and
length.
Typical lengths range between several meters and under a millimeter which is
why attenuation is not normally the most important parameter.
Because of their simple method of production square as well as trapezoidal
waveguides are produced instead of the round cross sections.
Waveguides can be produced from quite diverse materials, e.g. from silica,
from LiNbO3, from GaAlAs or also from other optical semiconductors. Since
there are various publications on the diverse shapes and applications, we only
wish to deal in this chapter with waveguides made of polymers.
Polymer waveguides cannot only be in the shape of fibers as described in the
preceding chapters, but are also produced simply und reasonably priced as planar
(flat) structures. Various features of polymers are very interesting:
Great changes in the refractive index with the temperature, thus making
thermo-optical switches possible.
Large non-linear coefficients enable extremely fast optical switches and
multiplexers.
Optical waveguides can be produced simply by casting.
Diverse materials enable very great differences in refractive index which
make, for example, very small bending radii possible.
The following paragraphs show exemplarily some possible applications of
singlemode and multimode polymer waveguides. In fact, these are not actual poly-
mer fibers, but are technically related to them. Furthermore, interesting options
result for combining planar waveguides and polymer fibers.
360 5.1 Materials for Waveguide Structures

5.1 Materials for Waveguide Structures

A comprehensive overview of polymer materials for the manufacture of optical


waveguides is presented in the dissertation ([Gra99], Table 5.1). In addition to the
polymers discussed here we will also investigate waveguides made of inorganic
glass.

Table 5.1: Polymers for optical waveguides ([Gra99])

Material Attenuation at Attenuation at Attenuation


670/850 nm 1300 nm at 1500 nm
PMMA / BDK 0,9 dB/cm
EGDMA / TFPMA / PMMA 0.3 dB/cm > 1.0 dB/cm
PFPMA / TeCEA 0.2 dB/cm 0.7 dB/cm
partially fluorinated acrylate 0.06 dB/cm
polyisocyanourate 0.8 dB/cm
polyimide 0.3 - 0.5 dB/cm 0.3 - 0.5 dB/cm
polysterene
polycarbonate
BCB polycylobutene 1.5 dB/cm
photo bleachable polymer (Akzo) < 0.1 dB/cm < 0.1 dB/cm
composite (Ormocer) < 0.4 dB/cm < 0.3 dB/cm

As you can see with the losses stated in dB/cm, the transparency of these struc-
tures is not comparable to that of optical fibers. The main reasons for the very
much greater optical losses lie above all in the non-cylindrical waveguide geome-
try and in the poorer surface quality of the core-cladding-interface layer. If you
take into consideration, however, that only a few centimeters in length are needed
for typical applications, then the losses in the magnitude shown are justifiable.
PMMA at 1.3 m and 1.55 m is completely useless for optical fibers since the
attenuation is too high. However, it can be used as waveguide material since the
demands on the material here are not too great. Nevertheless, materials with lower
attenuation, especially at 1.55 m, are being searched for. As with fibers, an effec-
tive variation is the use of partially or completely fluorinated polymers. CYTOP
material also can be employed here. The positions of vibration bands for different
carbon compounds are shown in Fig. 5.1 (detailed description in [Gra99]). The
fluorinated compounds have the lowest vibration frequency - in the mid-infrared
range.
In addition to the relatively high attenuation, another inhibiting factor is the
lack of thermal endurance of the PMMA. For many polymer materials with high
Tg, the use as fiber materials fails because of the losses. However, it can make
sense to use them in waveguide structures.
5.2 Production of Polymer Waveguides 361

-C C-

-CH2-
-C N

C-Br
-CH3
-NH2

C=O

C=N

C-Cl
CH
-O H

C-C
-CN

-SH

C-S
C-F
=CH2
C-C
-CH3
C-N
C-O
-CH2-

2 3 4 5 6 7 8 9 10 20
wavelength [m]

Fig. 5.1: Position of vibration bands in polymers according to [Gra99]

Other materials for optical waveguides from developments of the Fraunhofer


Institute HHI Berlin are described in [Keil05]:
Triazine-acrylate MA2, 0.45 dB/cm losses at 1.55 m
Triazine-acrylate MA3, 0.28 dB/cm losses at 1.55 m
ZPU12 (Korea), 0.50 dB/cm losses at 1.55 m
CYTOP (AGC Japan), 0.12 dB/cm losses at 1.55 m

5.2 Production of Polymer Waveguides

In [Gra99] different production methods for polymer waveguides are described in


detail and compared - work at the University of Saarland.
ion etching of polyimides
ion irradiation
photo-structuring (mask aligner, laser writing)
induced diffusion of doped polymers
injection-molding
molecular orientation of the doping
photo bleaching
electron beam structuring (photoresist)
sol-gel technology
casting technology
Some advantages in the production of polymer waveguides, compared to other
materials, are the low process temperatures and the possibility of casting which
particularly makes sense in mass production. A basic comparison between organic
and inorganic material systems is shown in Table 5.2 ([Gra99]), whereby the
author concerns himself solely with single-mode waveguides which are intended
for use as components in glass fiber communications systems.
362 5.2 Production of Polymer Waveguides

Table 5.2: Comparison of waveguide material systems [Gra99]

Material system Parameters


inorganic organic
therm. expansion 10-6/K (low) 10-4/K (high)
thermo optical coefficient 10-6/K (low) 10-4/K (high)
critical energy of phonons < 1,300 cm-1 (small) < 2,500 cm-1 (low)
intrinsic absorption @ 1.5 m 0.01 dB/cm (low) 0.50 dB/cm (high)
technological method FHD, RIE molding method
hot compression photolithographiy
molding
temperature stability several 100C about 100C

This work describes, for example, the production of waveguides from aqueous
synthesized composite materials - combination of organic and inorganic compo-
nents (Fig. 5.2). The stamp used can be made of silicon or silica - produced by
anisotropic etching - or from nickel (formed galvanically).

molding filling solvent-free sol


composite layer molded
composite layer
substrate
substrate
pressure pressure
stamp cover glass

removing of
the cover glass
deforming depositing of the
covering layer
waveguide

Fig. 5.2: Schematic sequence of waveguide production from aqueous synthesized com-
posite ([Gra99])

The material systems described include the combination MPTS/MAS/Zr(PrO)4


and the anhydrous synthesized composite M115. The following Tables 5.3 and 5.4
show the optical losses of the first system and compare the characteristics of both
variants.

Table 5.3: Attenuation of the MPTS/MAS/Zr(PrO)4 material system at different wave-


lengths ([Gra99]).
Wavelength 632.8 nm 780 nm 1320 nm 1550 nm
losses 0.35 dB/cm 0.17 dB/cm 0.55 dB/cm 2.41 dB/cm
5.2 Production of Polymer Waveguides 363

Table 5.4: Overview of the optical characteristics and production technology of passive
optical light waveguides ([Gra99])

Material System Optical Properties Manufacturing Process


MPTS/ MAS/ n | 1.5; 'n | 0.005 process technology:
Zr(PrO)4 attenuation (waveguide layer) planar optical waveguide
D (633 nm) | 0.35 dB/cm 3-layer waveguide
D (780 nm) | 0.17 dB/cm end face polishing
D (1320 nm) | 0.55 dB/cm stripe waveguide
D (1550 nm) | 2.41 dB/cm (critical processing mate-
rial modification necessary)
M115 derivate n | 1.4; 'n | 0.005 process technology:
attenuation (bulk) planar optical waveguide
D (1320 nm) | 0.10 dB/cm microstructure molding
D (1550 nm) | 0.40 dB/cm stripe waveguide
attenuation (stripe waveguide)
D (1550 nm) | 1.00 dB/cm

Another overview of the production methods for polymer optical waveguides


was compiled in the dissertation [Hen04] at the University of Karlsruhe. Possible
methods mentioned are:
photo-chemical structuring: photo locking, photo-polymerization, photolysis
ablative / etching methods: laser ablation, reactive ion etching (RIE)
replication methods: injection molding, hot embossing, injection embossing
The photo locking method is shown as an example in Fig. 5.3.

UV-light mask
photoinitiator, monomer
cladding
substrate

annealing photoinitiator, monomer

cladding
waveguide
cladding

Fig. 5.3: Schematic depiction of the photo locking method ([Hen04])


364 5.3 Singlemode Waveguides

With this method a substrate is coated with a mixture of a monomer and a pho-
tosensitive material. By means of a mask a selective change in the refractive index
of the waveguide layer has brought about by inserting the initiators in the polymer
matrix. After exposure the remaining volatile molecules are removed from the un-
exposed areas through annealing. After another cladding layer is put on the wave-
guide is formed.
This method is used commercially for the production of multimode waveguides
under the brand name Polyguide from DuPont. PMMA can serve as a substrate.
The photoinitiators are, e.g. ketones and benzoins. The possible refractive index
changes lie at 0.001 to 0.010. According to [Keil96b] this method is used for
thermo-optical switches, whereby the waveguides show losses of 0.3 dB/cm (at
1.3 m) and 0.8 dB/cm (at 1.55 m).
Another method for producing waveguides mentioned in [Hen04] is selective
polymerization. In this case the waveguide is formed through photochemically
initiated polymerization. However, the unexposed parts are subsequently removed.
With ormocers, an inorganic-organic hybrid polymer of the Fraunhofer Gesell-
schaft, losses of 0.32 dB/cm (at 1.32 m) and 0.66 dB/cm (at 1.55 m) were
achieved.
On the other hand with photo bleaching the refractive index outside the later
waveguides is lowered through a photochemical reaction. The non-linear charac-
teristics of different dyes are used here. Waveguide attenuations of 0.8 dB/cm at
1.31 m were reached.
A method for the production of waveguides in a kind of printing process is
described in [Kal03b], whereby the polymer is melted and then applied directly
onto the carrier by means of an approximately 10 m thick micropipette. After-
wards the hardening is effected by means of UV light. A second polymer serves as
the upper cladding material. Single-mode waveguides can successfully be pro-
duced with a cross-section of about 16 u 0.8 m.
The production of waveguides by UV-induced refractive index changes is des-
cribed in [Bru06]. Through radiation with light in wavelengths of 200 nm -
260 nm 7.5 m wide waveguides are written into PMMA. At a wavelength of
1.55 m the waveguides achieve losses below 1 dB/cm. Different kinds of coup-
lers were also realized.

5.3 Singlemode Waveguides

The exceptional quality of singlemode waveguides is their small cross-section.


Just as with fibers the condition for singlemode capability is a V-parameter below
2.405. In order to be able to realize relatively small bending radii in the range of a
few millimeters, the refractive index difference between core and cladding should
be as great as possible - several percentage points. The result is a typical cross-
section of 5 u 5 m which poses in effect no technical problems in production.
Practically all waveguide components are, however, intended for use in single-
mode fiber systems and thus must be able to be coupled to them. In order to
5.3 Singlemode Waveguides 365

reduce coupling losses, the cross-section of the waveguides must either be fit to or
so-called tapers for transforming the mode field have to be used.
Not all production techniques are equally suitable for singlemode and multi-
mode waveguides. The casting methods in particular are more advantageous for
thicker structures.
The production of waveguides in a sensor application (interferometry) is des-
cribed in [Kor04], whereby a grooved structure is written into the glass through
laser ablatation (UV-excimer laser). The groove is subsequently filled with a
highly viscous polymer as the waveguide core. A second technique is based on the
UV-polymerization of thin layers, whereby the ridge waveguides produced are
then surrounded by a second material with a lower refractive index. The third
method investigated produced linear waveguides by modifying the refractive
index by means of a fs-pulse laser. Details of the waveguide structures are shown
in Fig. 5.4.

Fig. 5.4: Details of the waveguides from [Kor04]

The task of particularly temperature-stable optical waveguides (> 300C) is


covered in [Xu00]. Two recently developed deuterated silicone polymers (DSBP1
and DSBP2) serve as the basis. They show a very good transparency in the near
infrared range (0.2 dB/cm at a wavelength of 1.55 m). The refractive index can
be changed by mixing the polymers so that index differences of n = 0.32% to
1.2% (at 1.55 m) result.
A ridge waveguide structure was produced on a Si substrate. The work des-
cribes two variations:
core: n = 1.520, w = 6 m, h = 4 m, d = 2 m, 5 m cladding layer n = 1.507
core: n = 1.520, w = 6 m, h = 3 m, d = 3 m, 5 m cladding layer n = 1.507
The setup of the waveguides is shown in Fig. 5.5. The structuring results from
photolithography; the waveguide is generated through reactive ion beam etching
(RIE). Thereafter the waveguide is filled with the polymer and covered.
366 5.3 Singlemode Waveguides

covering layer

core
d h
SiO2-substrate
w

Fig. 5.5: Waveguide structure according to [Xu00]

The losses of both waveguides lie at 0.42 and 0.46 dB/cm respectively (at a
wavelength of 1.55 m).
Particularly temperature-stable polymer waveguides are also described in
[Kang02]. Fluorinated poly(arylene ether sulfide) (FPAESI) and fluorinated poly
(arylene ether sulfide fluorene) (FPAESF) serve as materials. For singlemode
waveguides with a cross-section of 6 u 7 m2 losses of 0.4 dB/cm at 1.55 m were
reached. Ageing over 1,000 h at +100C did not result in any increase in the
attenuation.
Another method for the production of polymer waveguides is described in
[Sum04]. Again a sheet of glass is used as a substrate. The core is made of PMMA
or SU-8 while NOA-88 is used for the cladding. The waveguide structures are
written with a proton beam (2 MeV, 2 pA proton current 1.875 1013 protons/cm2).
The production process is illustrated in Fig. 5.6 (waveguide cross-section is
5 u 5 m).

irradiation of SU-8 by 2
MeV-protons
chemical developing
and removing of the
non irradiated areas
SU-8 layer
glass substrate

depositing of the NOA 88-


layer as optical cladding

glass covering
NOA 88
glass substrate
Fig. 5.6: Production of waveguide structures ([Sum04])

Microscope photos of the waveguides produced are shown in Fig. 5.7. At


633 nm the attenuation amounts to 0.19 0.03 dB/cm. The refractive indices of
the glass substrate, of the SU-8 core and the NOA-88 cladding amount to 1.514;
1.595 and 1.555 (at 633 nm) which corresponds to a NA of about 0.35.
5.3 Singlemode Waveguides 367

Fig. 5.7: Proton-written polymer waveguide ([Sum04])

In addition to linear waveguides Y-splitters are also realized. The setup of such
a splitter is shown in Fig. 5.8. The spectral transmission for a 2 mm long wave-
guide is indicated in Fig. 5.9.

75 m 1400 m 350 m 175 m

190 m
linear taper linear
cosinus region
linear S-bend
region

Fig. 5.8: Structure of a Y-splitter ([Sum04])

According to the information for the particle stream and the radiation perfor-
mance used (12 mill. particles/second) the writing of a coupler may have taken
several minutes. The power output of both arms lay in a ratio of 46 : 54.

transmission [%]
100

80

60

40

20
wavelength [nm]
0
400 600 800 1200 1400 1600
Fig. 5.9: Spectral attenuation of the cross-linked SU-8 (2 mm, [Sum04])
368 5.4 Multimode Waveguides

5.4 Multimode Waveguides

Multi-mode polymer waveguides, just like multimode fibers, have the disadvan-
tage of a limited bandwidth due to mode dispersion. The decisive factor is once
again the numerical aperture. However, since optic waveguides are typically used
in the length range below one meter, bit rates of many Gbit/s can be transmitted
without any problem. Measurements of the bandwidth are also hardly mentioned
in the technical literature since normally the values lie far outside the measure-
ment possibilities. In demonstrators bit rates up to about 10 Gbit/s have so far
been realized.
The main reason for the use of thick waveguides lies in the tolerances (see also
Section 5.6). When they are integrated into electrical printed circuit boards, con-
ventional automatic placement machines should be used for passive placement on
the optical components, whereby waveguide cross-sections of at least 50 u 50 m
are necessary.
Concepts for planar multimode waveguides, for example, were introduced in
[Schm00]. In this case TOPAS 6017, APECHAT 9371 and PMMI8817 were
used as materials. The waveguide cross-section is about 100 m u 250 m.
Nothing has yet been said about the attenuation.
While singlemode waveguides are primarily used as functional components in
classic glass fiber systems, among other things as couplers, filters, switches or also
as possible amplifiers, multimode waveguides serve above all as high-bit rate data
channels. Production techniques are primarily casting or the photochemical struc-
turing of thin layers. Fig. 5.10 from [Schr02] shows the most important production
methods for multimode polymer waveguides.

hot embossing photolithography direct laser writing micro casting


embossing of
layer structure layer structure waveguide casting
the channels
n2 n2 core
emossing core core
n1 n1 n2
tool cladding cladding material
n1 substrate substrate substrate casting
form
deforming exposure direct laser writing application of the substrate
photo-
light substrate
n2 mask n1 n1
n1
source material
n1 n2

structure filling development development deforming


n2 n2
n2
core n1 n1
n1 material n2
n1
caping caping
overcladding
n1 n1
n1 cladding cladding cladding caping
n2 n2
n2 material n1 material n1 material n1
n2
cladding
n1 material
n1

Fig. 5.10: Overview of the production methods for polymer waveguides ([Schr02],
[Sche05])
5.4 Multimode Waveguides 369

This work [Schr02] also describes the setup of a complete demonstrator as part
of the BMBF project EOCB (Electro-Optical Circuit Board). Up to 1.25 Gbit/s
were transmitted over each of 4 parallel channels with a spacing of 250 m
between each (50 m cross-section).
The cross-sections of polymer multimode waveguides are mostly square or tra-
pezoidal. In calculations made in the C-Lab Paderborn additional losses of this
geometry are calculated ([Bie02]). The advantage of trapezoidal-shaped structures
lies in the easier ability to cast and the resulting smaller roughness. For a wave-
guide of 30 cm in length additional losses of 0.38 dB/cm and 0.66 dB/cm at edge
angles of 5 and 10 respectively result from simulations. This can normally be
ignored in regard to losses because of the surface roughness.
The use of silicones for multimode waveguides is described in [Ney05]. The
high temperature stability of this group of materials simplifies above all the lami-
nating into printed circuit boards. At 850 nm losses are only 0.03 dB/cm - compa-
rable to the attenuation of a PMMA-POF of about 3000 dB/km at 850 nm.
Table 5.5 shows the parameters of the polymers for waveguides described thus far.

Table 5.5: Overview of polymers for waveguides in printed circuit boards ([Ney05])

Company Material Thermal Optical Losses


Stability [C] @ 850 nm [dB/cm]
Luvantix Epoxy > 250 0.04
KIST Epoxy 220 0.36
NTT Epoxy > 200 0.10
Zen Photonics Acrylate > 250 0.05
IBM Acrylate > 250 0.04
DaimlerChrysler unknown > 250 0.04
RPO Siloxane > 250 0.10
Dow Corning Siloxane > 200 0.06
Shipley Siloxane > 250 < 0.10

The silicone waveguides are produced by means of a combined casting-doctor


blade process (Fig. 5.12). First, a mold is produced. The photo lack (SU8) is not
applied as usual by spin coating, but by means of a doctor blade technique.
Exposure results through a mask. After development a master form is completed.
A more stable copy is produced galvanically for mass production. The core poly-
mer (n = 1.43) is then filled in the channels of the preform. A substrate (n = 1.41)
is applied to the cured cores. A conventional printed circuit board can be used as
carrier on which the copper has been removed in the area of the waveguides, this
resulting in a thickness of the optical substrate of 35 m. After renewed curing the
component is removed from the form and in another step in the process the
superstrate is applied as optical cladding, if necessary again using printed circuit
board carriers. An alternative method involves the embedding of the waveguides
370 5.4 Multimode Waveguides

between polyimide foils. The waveguides thus created have a cross-section of


70 u 70 m with a NA of 0.26. One advantage of this process is that the 45
mirrors required for coupling can already be created in the preform. 10 Gbit/s
(BER > 10-12) can be transmitted over a 12 cm long waveguide.

0.10
attenuation [dB/cm] before 5 min/220C
2 h/180C 5 min/260C
0.08

0.06

0.04

0.02

0.00
1 2 3 4 5 6 7 8 9 10
waveguide number
Fig. 5.11: Temperature behavior of silicone waveguides (polyimide embedding)

depositing of
the core
polymere
preform

squeegee
curing
preform WG-cores

substrate carrier substrate


grouting,
Cu curing

preform substrate

deforming

superstrate-carrier superstrate
grouting,
curing
superstrate polymer

Fig. 5.12: Production of waveguides according to [Ney05]


5.5 Functional Components as Waveguides 371

5.5 Functional Components as Waveguides

5.5.1 Thermo-Optical Switches

A number of studies have been carried out for constructing components for sys-
tems with singlemode glass fibers. A few examples we wish to mention are the
works of the Heinrich Hertz Institute (HHI) in Berlin ([Keil96], [Keil97],
[Keil99], [Keil05]). Singlemode waveguides on a polymer basis have a cross-
section of about 10 u 10 m. One of their advantages is the fact that they can
easily be produced through casting. The great dependence of the refractive index
on temperature can be bothersome, but also advantageous for the production of
switches and the fact that tunable filters can be fabricated.
Figure 5.13 shows the schematic setup of a thermo-optical switch with polymer
waveguides. Heating electrodes are located over the core areas. The refractive
index can be changed in such a way through heating that the power only leaves
from one output because of the altered wave propagation.

heating electrodes
teflon layer
PMMA waveguide

cladding material
SiOx
Si carrier

heating electrodes

PMMA waveguide

Fig. 5.13: Thermo-optical switches with polymer waveguides ([Keil96], [Keil05])

In the HHI different switches have been developed and presented in the confi-
gurations 1 u 2, 2 u 2, 1 u 4 and 4 u 4 with crosstalk lying below -30 dB. The
attenuation of the waveguides is about 0.7 dB/cm so that the insertion losses of the
complete switches are very small. One advantage of this technology is the very
small necessary switching power of a few 10 mW. The switching speed lies in the
range of a few milliseconds.
The dependence of transmission of such a switch on the applied heat power is
shown in Fig. 5.14 from [Keil05].
372 5.5 Functional Components as Waveguides

transmission [dB]
0

-10

-20

-30

-40

direction
-50
P1 S1
P1 S2
-60
P2 S1
-70 P2 S2

electr. power [mW]


-80
0 20 40 60 80 100 120

Fig. 5.14: Transmission of a thermo-optical switch

A normal 3 dB splitter is available without heating. With increasing heat power


the component switches more and more efficiently, whereby above 60 mW the
separation amounts to approximately 50 dB. The insertion loss of this component
in a singlemode glass fiber lay at only 1.1 dB. Similar parameters have also been
attained with a four-fold array of 2 u 2 switches (Fig. 5.15).

Fig. 5.15: Four-fold thermo-optical switches made of polymer waveguides (HHI 2005)
5.5 Functional Components as Waveguides 373

A multitude of other waveguide components on a polymer basis has in the


meantime been developed at the Fraunhofer Institute (acc. to [Keil05]), including
configurable add-drop multiplexers.
Another work which has dealt with thermo-optical switches on the basis of
polymer waveguides is [Yang02]. In a no driven state the x-configuration acts as a
crossing with >29 dB crosstalk attenuation. With an electrical heat power of
132 mW the element switches over and attains a crosstalk attenuation of over
28 dB between the two channels. The waveguides have a 7 u 7 m2 cross-section
and are made of the polymers Ultradel 9120 and 9020 (n = 1.535 and 1.527).

5.5.2 Modulators

The setup of an electro-optical modulator on the basis of polymer waveguides is


described in [Len05]. The great refractive index difference of the waveguide ma-
terials (1.55 to 1.48) permits particularly thin layers (cross-section of 0.3 u 5 m),
thus reducing the entire modulator thickness between the electrodes to 8 m
(Fig. 5.16). A phase change by 180 is already reached with an applied voltage of
0.8 V - 5 V are typical. A bandwidth of 150 GHz to 205 GHz can be attained with
this component. In comparison, a LiNb03 modulator has a bandwidth of 70 GHz to
105 GHz.

waveguides of the
interferometer

HV

Fig. 5.16: Setup of a polymer waveguide modulator

5.5.3 Coupling Components

The setup of passive couplers made of polymer waveguides is described in


[Mule03]. For production, a 6 to 7 m thick silica layer is first grown on a Si
wafer. After passivation, the material Unity 200P is applied as a 10 to 14 m thick
layer by spin coating and cured at 110C. The waveguides are written by UV light
at a wavelength of 365 nm. The cladding material is Avatrel 2090P. One exceptio-
nal feature of this procedure is the formation of air-cladding regions around the
waveguides (1 m thick spacing) which improves the waveguiding and thus
allows tighter bends. Examples of 1 u 2 splitter structures are shown in Fig. 5.17.
374 5.5 Functional Components as Waveguides

Fig. 5.17: Coupling structures as planar waveguides from [Mule03]

The waveguides in the picture are each 2 m wide and 0.9 m thick with
spacing of 4 to 6 m. The losses of the waveguides lie at 0.43 - 1.22 dB/cm and
the uniformity of the splitter outputs at 0.23 - 1.30 dB.
The work previously cited ([Hen04]) also describes the production of couplers.
Fig. 5.18 shows such a splitter component. A best value of 0.9 dB/cm (at 1.55m)
was achieved as attenuation for the waveguides. The insertion loss of the y-coup-
ler amounts to about 6.5 dB which means an additional attenuation of about 1 dB
compared to the waveguide losses.

Fig. 5.18: Waveguide coupler ([Hen04])

5.5.4 Waveguide Gratings

The production of waveguide gratings (AWG: arrayed waveguide gratings) as


multiplexers and demultiplexers in WDM systems is described in [Dre06]. One
great problem with conventional AWGs, those made of glass as well as of poly-
mers, is the temperature dependence of the refractive index, from which a wave-
length shift of the transmission channels results. Temperature-independent trans-
mission characteristics can be achieved by means of a suitable compensation of
thermal expansion coefficients and refractive index dependencies. Examples of
conventional and compensated AWGs are shown in Fig. 5.19.
5.6 Waveguides as Interconnection Solutions 375

Fig. 5.19: Temperature-independent AWG (IZM and HHI, [Dre06])

5.6 Waveguides as Interconnection Solutions

In this section examples of a still relatively seldom used application of optical


polymer waveguides is presented which could, however, develop an enormous
potential in the near future. The goal of these developments is often characterized
as an optical printed circuit board. The idea is to integrate optical waveguides
onto a conventional printed circuit board.
Whereas singlemode polymer waveguides compete with other technologies,
e.g. glass, InP, Si/SiO2, etc., in their applications, multimode waveguides from
polymer materials open up completely new fields of application which are very
useful because almost any large cross-sections can be produced simply and inex-
pensively.
We can only present a few examples in this book for reasons of space. How-
ever, the essential parameters and problems are quite similar.

5.6.1 Optical Backplane Systems from DaimlerChrysler

For some years now work has been carried on in DaimlerChryslers research cen-
ter on the development of computer backplanes in combination with electrical and
optical lines (see e.g. [Gut99], [Moi00a], [Moi00b], [Moi00c], [Rode97],
[Mon00], and [Kru00]. This work has been motivated by the fact that an ever
greater number of data connections in PCs can be found on wider and wider
busses. Optical solutions can prevent the problems of crosstalk considerably. Fi-
gure 5.20 shows the principal setup of a PC with an electrical - optical backplane.
A detailed illustration in the following Fig. 5.20 shows how the plug-in boards can
be coupled into the backplane without contact. Using lenses, a collimated beam is
generated which is then again focused onto the waveguide, whereby the distance
between the backplane and the board is mostly uncritical.
376 5.6 Waveguides as Interconnection Solutions

backplane with
combined terminals

optical
lines
electrical
lines
plug-in cards

Fig. 5.20: Plug-in cards and backplane with polymer waveguides

transmitter module receiver module


plug-in
laser- card photo-
diode diode

lenses backplane interface

micro mirror low loss multimode waveguide


mounting board polymer waveguide cladding layers

Fig. 5.21: Principle of the coupling of an optical backplane using lenses

In one of the first experiments the waveguide was formed by means of a 1 mm


St.-NA POF. Ball lenses with a diameter of 5 mm were used for the imaging. The
tolerance for the lateral shifting of the boards - with less than 1 dB loss - was
500 m; the permissible angle error was 1.5. 780 nm laser diodes with an optical
output power of 1 mW were used as transmitters. The sensitivity of the Si-PD was
-14 dBm at a data rate of 1 Gbit/s. Since the loss of the entire optical path was
only 3 dB, the power margin amounted to 11 dB.
5.6 Waveguides as Interconnection Solutions 377

In later works waveguides with a 200 u 200 m cross-section have been pre-
sented. Wavelengths between 650 and 850 nm had losses lower than 3 dB/m. The
additional attenuation is about 1 dB/cm for a bending radius of 15 mm. The nume-
rical aperture of the waveguide is 0.35. The usable temperature range lies between
-40C and +85C. For waveguides with a length of 55 cm the complete attenuation
only amounted to 2.5 dB. In addition to straight and bent waveguides, crossings
and couplers can also be realized so that complete optical networks can be set up.
By using VCSEL and MSM photodiodes (diameter of 300 m) the sensitivity can
be improved to -20 dBm at 2.5 Gbit/s. Figure 5.22 shows the design for a
56 u 1 Gbit/s connection [Moi00c].

Fig. 5.22: Example for the application of an optical backplane with 56 channels

The following Figures 5.23 to 5.25 demonstrate further details for realizing
optical backplanes. First of all Fig. 5.23 shows a carrier with different waveguides
(straight and as a 4 u 4 network).

Fig. 5.23: Parallel optical waveguides (partially with couplers)

Figure 5.24 shows the setup of a single transceiver with LD, PD and the lenses
for the coupling (on the left). On the right you can see the photos for combining
several transceivers as well as the individual lenses.
Fig. 5.25 depicts a bent polymer waveguide with a rectangular cross-section
(the laser cannot be seen). Such components are above all useful for the routing of
light.
378 5.6 Waveguides as Interconnection Solutions

Fig. 5.24: Transceiver design for optical backplanes

Fig. 5.25: Bent planar waveguide

The license to produce optical backplanes was granted to ERNI and Varioprint
as cooperation partners from 2002 on ([Ern02]).

5.6.2 Systems from the University of Ulm

The results of waveguide production at the University of Ulm are described in


[Med00]. On the basis of 855 nm VCSEL a complete transmission system was set
up. The polymer waveguides have a cross-section of 120 u 130 m2 at lengths of
43 mm and 46 mm respectively. The minimal attenuation was 0.5 dB/cm. With the
aid of a 50 m large germanium detector it was possible to transfer data at
3 Gbit/s error free. The optical guides remain stable at +160C and can thus be
laminated into printed circuit boards. Two examples of waveguide structures are
shown in Fig. 5.26.
5.6 Waveguides as Interconnection Solutions 379

Fig. 5.26: Polymer waveguides ([Med00])

5.6.3 Electro-optical PCB from the University of Siegen

The concept of a printed circuit board with integrated multimode waveguides on a


polymer basis was presented in [Gri06]. The advantage of the multimode tech-
nique was elucidated in the lecture. Despite the relatively large tolerance of con-
ventional placement machines (approx. 50 m) a passive adjustment of the active
elements is possible to relatively thick waveguides.
Hot embossing is mentioned as the first production technology. Attainable
losses are indicated at 0.2 dB/cm. Fig. 5.27 shows the cross-section of several
waveguides.

Fig. 5.27: Hot embossed polymer waveguides ([Gri06])

Compared to this method, the laser direct-writing of waveguides permits losses


of 0.03 dB/cm and thus connection lengths in the meter range (Fig. 5.28). This
latter process does permit any number of structures, but is slower and necessitates
insufficient temperature characteristics.

Fig. 5.28: Optical polymer waveguides written by laser and produced photolithographi-
cally ([Gri06])
380 5.6 Waveguides as Interconnection Solutions

Other methods include pressing the waveguides into copper (0.1 dB/cm) and
the production method mentioned above by means of photolithographic processes
(0.1 dB/cm).
In addition to the waveguides themselves the coupling of active components
also plays an important role. A concept is presented in [Gri06] in which light is
coupled from the waveguides to the active components by a 45 mirror. The
connection can be made by using plugs. Reasonable demands on stability and tole-
rances can only be attained by using multimode waveguides.

5.6.4 IBM Research Center Zurich /ETH Zurich

Interconnection solutions with polymer waveguides including practical demon-


strations have been investigated in [Schm05] (IBM Research Institute Zurich).
The deliberations here proceed from the point of view that the data rate that can be
transmitted drops in electrical connections with the square of the length and that
the cross-section required increases linear with the data rate.
Especially with very high data rates in the Gbit/s range, optical solutions
promise advantages for both space requirements and power consumption. The
recommended solutions work at a wavelength of 850 nm for which polymer wave-
guides are particularly well suited. With the use of new optimized CMOS drivers
low power consumption is possible (only 100 mW for 4 channels; transmitter and
receiver at 2.5 mW/Gbit/s.) The transmission of 10 Gbit/s using multimode glass
fibers is shown in Fig. 5.29.

Fig. 5.29: Eye diagram at 10 Gbit/s over 5 m of MM GOF at 850 nm

A layer up to 30 u 40 cm is placed on a substrate in order to produce the wave-


guides. The following lithography is carried out by means of UV light. The typical
cross-section of the waveguides is 50 m. However, up to 16 channels per mm
can also be produced by reducing the spacing and the cross-section to 35 m.
Furthermore, two-dimensional arrays are also possible.
5.6 Waveguides as Interconnection Solutions 381

The characteristics attained with the waveguides are:


straights: attenuations of 0.028 to 0.040 dB/cm for all core sizes
curves: 0.1 dB per 180 bending with a 20 mm radius
crossings: 0.02 dB/crossing
splitters: 0.1 dB per 50:50 splitter
dispersion: open eyes at 12.5 Gbit/s with a 1 m long spiral (50 m core)
potential up to 40 Gbit/s (measured with ultra short pulses)
System demonstrators were presented in 2003 and 2004. The waveguides were
integrated into a FR4 printed circuit board. In the first version the opto-electrical
module was coupled using lenses (90 deflection). The transmitters tested allowed
data rates up to 12.5 Gbit/s; the receivers up to 10 Gbit/s. 5 Gbit/s were attained
for card-to-card connections. In the second version the optical deflection was not
used and the transmitter/receiver was connected more through a direct butt coup-
ling to the waveguides. A concept for the passive positioning of the active compo-
nents was presented.

Fig. 5.30: Eye diagram of the transmitter (12.5 Gbit/s), polymer waveguides ([Schm05])

Fig. 5.31: Polymer waveguides with different spacing ([Schm05])

Details of these investigations were also published in [Lenz 05] by the ETH
Zurich. Waveguides with a cross-section of up to 100 m are described. It was
pointed out in this work that one of the limiting factors for the integrated optics
was the small packing fraction which resulted from the minimal bending radii.
One solution could be photonic crystal structures which permit approximately
right-angled bends.
382 5.6 Waveguides as Interconnection Solutions

Fig. 5.32: Y-coupler on the basis of a photonic crystal (ETHZ, [Lenz05])

5.6.5 Results of the NeGIT Project

A similar concept for optical PCBs is described in [Bau05] by the Fraunhofer


Institute for reliability and micro-integration (IZM Berlin). The aim of the NeGIT
project (New Generation Interconnection Technology) supported by the BMBF is
primarily to develop plug connectors in order to be able to run complete optical
lines over the backplanes of computer components (Fig. 5.33).

connecting system for opt.


coupling of the backplane

optical backplane

circuit board with


plugable optoelectric integrated optical
module waveguides

Abb 5.33: Principle of an optical backplane connection according to [Bau05]

This proposal, similar to other systems, also works at a wavelength of 850 nm


with available VCSEL transmitters. The material used is photo patternable epoxy
resins which can also withstand high temperatures during printed circuit board
5.6 Waveguides as Interconnection Solutions 383

production. A typical waveguide cross-section with a width or height respectively


of 50 m is shown in Fig. 5.34.

Fig. 5.34: Index profile of an optical waveguide and cross-section ([Bau05])

The transmission of such a waveguide is shown in Fig. 5.35 (50 u 50 m


waveguide with NA = 0.18). The spin coating process used permits layers with a
thickness of 20 m to 120 m.

transmission [%]
90
80
70
60
50
40
30
20
10
0
0.2 0.4 0.6 0.8 1.0 1.2 1.4 1.6 1.8
wavelength [m]
Fig. 5.35: Transmission spectrum of a UV-cured epoxy resin ([Bau05])

The waveguides produced also do not reveal any clear change in transmission
after the printed circuit boards have been laminated and the soldering tests as well
as the temperature cycle tests (-40C/+125C, > 200 cycles) have been carried out.
On the contrary, there was even a decrease, Fig. 5.36.
384 5.6 Waveguides as Interconnection Solutions

laminate 100 cycles


attenuation [dB/cm] solder 204 cycles
0.25

0.20

0.15

0.10

0.05

0.00
1 2 3 4 5 6 7 8 9 10 11 12
waveguide number
Fig. 5.36: Waveguide attenuation after lamination/soldering and temperature load
([Bau05])

Other up-to-date details have been published, for example in [Schr05b],


[Schr06a], [Schr06b], and [Micr06]. The goals for developing optical waveguides
are as follows:
reduction of the attenuation < 0.1 dB/cm at 850 nm in laminated state
increase in reproducibility
new methods, e.g. UV direct writing for long waveguides
reduced waveguide cross-sections for new applications
economical production
splitters and crossings
45 mirror surfaces for coupling
The Microresist company involved in the NeGIT Project uses the combination
of EpoCore and EpoClad. The attainable data are indicated in [Micr06] (examples
of waveguide structures generated are shown in Fig. 5.37):
polymer epoxy resin
waveguide refr. index: EpoCore 1.58, EpoClad 1.57 @ 830 nm
glass temperature > 180
substrate standard FR4 (10 u 10 cm, 8 inch)
lamination standard temperature > 185, pressure 23 kp/cm
standard tests reflow: 3 u 15 s at T = 230C; TCT 240 u -40C / +120C
optical attenuation |0.2 dB/cm at 850 nm
5.6 Waveguides as Interconnection Solutions 385

Fig. 5.37: Waveguides, 50 m lines, 200 m spacing; wafers with waveguide structure;
waveguides with smooth surface and vertical edges (from [Micr06])

A module for coupling the active modules to the optical printed circuit board is
shown in Fig. 5.38. Holes are drilled into the printed circuit board into which the
module is projected. The light is deflected by means of 45 mirrors.

Fig. 5.38: Coupling of an optical PCB (IZM, [Schr06a])


6. System Design

6.1 Link Power Budgets of Optical Transmission Systems

An optical transmission system can be basically divided into three sections:


The transmitter, usually a semiconductor source.
The transmission link, i.e. an optical fiber with connectors, couplers, elements
for launching and coupling out.
 The optical receiver, again a semiconductor component with amplifier.

6.1.1 Changes of the Transmitted Power

In order to calculate the link power budget, one needs to know the range of fluctu-
ation of the source output power. The attenuation of the link must then be calcu-
lated. The two taken together indicate the range of the optical power arriving at
the receiver. If this exceeds the dynamic range of the receiver, the system will not
operate reliably.
The optical power of a semiconductor source is not constant. It is particularly
dependent on the temperature and it generally loses power over time. If one in-
tends to deploy a system within a certain temperature range, for example between
-20C and +70C, the output power fluctuations of the source must be considered
in this range. Figure 6.1 shows typical power current characteristics of LD and
LED, the most frequent sources used in POF systems, in relation to the tempe-
rature (schematic illustration).

Popt [mW] -20C Popt [mW] -20C 0C


0C
5 +25C
2.0 +25C
+50C 4 +50C
1.5 +70C
3
1.0 +70C
2
0.5
1 current [mA]
current [mA]
0.0 0
0 10 20 30 40 50 0 10 20 30 40 50
Fig. 6.1: Typical P-I(T) characteristics of a LED (left) and a LD (right)
388 6.1 Link Power Budget of Optical Transmission Systems

Essentially, the LED shows a flattening of the characteristics curve, i.e. a reduc-
tion in efficiency. In the case of the LD, there is also the fact that the threshold
current Ith, the start of the laser operation, shifts to higher currents. Later on we
will demonstrate that this phenomenon requires very special precautions to facili-
tate using LD as transmitters.
The next step is to establish how the source is to be operated. In the case of the
LED, we assume that it is operated with a constant current. That means that we
can determine the change of optical power from the P-I(T) curve, see Fig. 6.2.

Popt [mW] -20C Popt [dB]


0C
2.0 +25C +2
+50C
+1
1.5 +70C
0
1.0 'Popt
-1
0.5
-2

0.0 -3
0 10 20 30 40 50 -40 -20 0 20 40 60
current [mA] T [C]

Fig. 6.2: Typical P-I(T) characteristics curves for LED and determining the change in Popt

The figure is based on a reference power at 25C (0 dB). The vertical double-
pointed arrow represents the total possible power change within the permissible
temperature range. Typical values for the LED power variation between -20C and
+70C range from 1 dB up to 5 dB. In addition, there are up to 3 dB for changes in
output power due to the increasing aging of the source (see also [Sch00]).

6.1.2 Sensitivity of the Receiver

Likewise, the sensitivity of receivers is not constant but depends on various fac-
tors. For example, one of these is temperature which particularly has an effect on
the noise of the amplifier as well as the wavelength of the light received, which in
turn is affected by the temperature of the source.
The proposed use of the receiver must be clear in order to evaluate it. If it is
used for the analogue transmission of a signal, a certain signal-to-noise ratio
(SNR) must be complied with as well as a certain degree of linearity which is
indicated by the distortions power. A general requirement of digital systems is that
a certain probability of bit errors (bit error ratio: BER) is not exceeded. Figure 6.3
shows the typical BER of a system in relation to the power at the receiver.
For example, in the case of data transmissions a BER = 10-9 is accepted. That
means that the sensitivity of the receiver shown is -32 dBm (0.63 W). However,
6.1 Link Power Budget of Optical Transmission Systems 389

the figure also shows a second characteristic of the receiver, the dynamic range.
When the power received is too large, it is possible that the amplifier may be over-
loaded. This will also lead to a deterioration of the signal, even exceeding the per-
mitted BER. In the example shown, this occurs at -12 dBm (63 W). This means
that the dynamic range of the receiver is 20 dB. It follows that it is important for
the system design to ensure that the optical power at the receiver always corres-
ponds at least to the sensitivity and that it also does not exceed the top end of the
dynamic range. Since transmission systems often have to work with very different
cable lengths, the latter requirement is not always easy to meet.

BER
10 -5
limited by noise limited by
10 -6 receiver overload
10 -7
sensitivity -32 dBm
10 -8
10 -9
dynamic range 20 dB
10 -10
10 -11
10 -12
-36 -34 -32 -30 -28 -26 -24 -22 -20 -18 -16 -14 -12 -10 -8
Preceiver [dBm]

Fig. 6.3: Sensitivity and dynamic range of a receiver

Of course, the simplest way for establishing the sensitivity of the receiver is
through measurement. The set-up for this test consists of a transmitter (of the best
possible quality), the transmission link, the receiver to be tested and a variable op-
tical attenuator (VOA). This attenuation element should allow the tunable setting
of a selected attenuation; otherwise it will be necessary to take a parallel measure-
ment of the received power via a coupler, as schematically shown in Fig. 6.4.

source
receiver
under test
variable attenuator
source receiver
under test

variable attenuator splitter measurement


of optical power

Fig. 6.4: Measuring receiver sensitivity with/without reference receiver


390 6.1 Link Power Budget of Optical Transmission Systems

The second option for determining the receiver's sensitivity, which is particu-
larly important during the design phase, is to perform a theoretical calculation.
Assuming that there is sufficient bandwidth and linearity, the noise of the first
amplifier stage is usually the limiting factor. As a simple method, one can use the
current noise density at the amplifier input which is expressed as pA/Hz. The
calculation example below (Table 6.1) shows the necessary steps:

Table 6.1: Calculating sensitivity from the current noise density


Parameter Formula/ Value
Calculation
current noise density at the receiver input <i> 10 pA/Hz
bit rate in the system BR 155 Mbit/s
electrical filter bandwidth (t bit rate) 'f 100 MHz
current noise at the receiver input IRMS = <i> 'f 100 nA
required electrical SNR SNR 12 dB
minimum required photo current Iph = IRMS 10(SNR/20) 400 nA
responsivity of the photo diode at Osource 0.4 mA/mW
minimum required optical power Popt = Iph / 1 W
sensitivity of the receiver -30 dBm

Up to this point we have established the necessary basic data for the transmitter
and the receiver for calculating the complete link power budget, as illustrated
schematically once again in Fig. 6.5. If the transmitter output power is within the
dynamic range (case a) in every case, the sum of losses on the fiber link may be
between 0 dB and the maximum value shown. If the maximum possible transmit-
ted output power is over the limit of the dynamic range (case b), a minimum link
attenuation, if necessary by providing an additional attenuator, has to be
guaranteed.

opt. source power


a)

specified range of link attenuation opt. source power


b)

specified range of link attenuation


minimum link
attenuation
min. receiver
sensitivity max. received
power

-32 -30 -28 -26 -24 -22 -20 -18 -16 -14 -12 -10 -8
Preceiver [dBm]

Fig. 6.5: Determining the permissible link attenuation


6.1 Link Power Budget of Optical Transmission Systems 391

6.1.3 Attenuation of the Fiber Link

When calculating the link power budget, the greatest attenuation must be placed
on the fiber link. Normally, the system provider has the least influence on this
part. In addition, this is the part where the environmental effects are greatest.
In this book we cover passive POF transmission systems. Although it is pos-
sible to conceive of POF amplifiers, these will not be of any practical significance
in the foreseeable future. This means that there will only be loss-making elements
between the transmitter and the receiver. Figure 6.6 shows an illustration of all
important elements.

3. fiber line

7. receiver
4. connectors
1. source
6. POF-receiver
2. source-POF- 5. passive elements coupling
coupling as couplers, filters

Fig. 6.6: Lossy elements within a POF link

6.1.3.1 Coupling Losses from the Transmitter into the POF


The first loss we encounter is located at the coupling interface between the trans-
mitter and the fiber. First of all, the transmitter has a certain emitting area and
divergence (angle of emission). Since it is not usual to install the fiber directly
onto the transmitter but to leave a certain protective distance, it is not possible for
all of the light to fall onto the front face of the fiber. Secondly, the fiber is limited
in its acceptance angle. Any light falling onto the front face of the fiber at a
greater angle will be not guided and radiated. Furthermore, anything less than an
ideal surface as well as the refractive index difference between air and PMMA
will cause the light to be partially reflected so that it too is lost - see Fig. 6.7.

1. correct coupled
2. light
2. light, reflected at
1. the front surface
3. light, not falling on
POF
3. the front surface
source 4. light outside the
4. acceptance range
of the fiber

Fig. 6.7: Causes for losses when coupling to the POF


392 6.1 Link Power Budget of Optical Transmission Systems

The most critical of all source parameters is the angle of emission or, more pre-
cisely, the far field, i.e. the emitted power in relation to the angle with the optical
axis. A standard NA POF has an acceptance angle of approximately 28. For a
DSI-POF this value is reduced to 17. For DSI-MC-POF or GI-POF it is only
11. However, the LED used for cost reasons in POF systems emit at a much
wider angle. To a certain degree it is possible to reduce the emission angle of a
LED by means of lenses. There are a number of LED available which have diffe-
rent emission angles. These are achieved through different designs of the LED
housing, which also has the function of acting as the lens. According to the laws
of optics, the product of image size and numerical aperture cannot be reduced.
This means that a reduction in the angle will result in an increase in the image of
the LED chip on the front face of the fiber. Typical LED chips are 200 m to
300 m in size. Thanks to a POF diameter of 1 mm there is some room here for
maneuvering, as is schematically illustrated in Figs. 6.8 and 6.9.

f f POF
LED
lens

Fig. 6.8: Imaging of the LED chip on to the POF with a 1:1 magnification

f f POF f f POF
LED LED
lens lens

Fig. 6.9: Imaging of the LED chip on to the POF with a reduction (left) and enlargement
(right) of the chip image on the POF

One can see that in the case of the reduction of the LED image, the angle range
of the rays increases. Conversely, in the case of a magnification, the angle range
becomes smaller. The illustration also shows a second effect too. Typical LED
emit at such a large angle that they can hardly be captured by normal lenses. That
means that the aperture of the lens determines how much light can be launched.
For example, the authors used plano-convex lenses for this purpose with a focal
length of 13 mm at 21.4 mm effective diameter. By arranging two lenses behind
each other it was possible to place the LED approximately at the focal point so
6.1 Link Power Budget of Optical Transmission Systems 393

that the useable lens NA was approximately 0.8. However, a much more efficient
coupling of the LED can be achieved if the chip is equipped with an appropriate
micro-lens fitted by the manufacturer, as shown in Fig. 6.10.

micro lens

POF
LED

Fig. 6.10: Projection of the LED chip on to the POF via a micro-lens

With direct butt coupling of a LED to the POF, the typical losses are in the
range of 10 dB to 12 dB. When the imaging is optimized, it is possible to reduce
these losses to within a range of 4 dB to 5 dB. Any improved values can only be
achieved where specially optimized components are used. Such components are,
for example, VCSEL or special LED, as will be described later on.

6.1.3.2 Losses in the Fiber Link


In a homogenous fiber in which the light propagates in equilibrium mode distribu-
tion, the same proportion of light will be lost in each unit length. Over the whole
length there is therefore an exponential decrease which appears linear in the
logarithmic expression. The slope of this straight line is the attenuation coefficient
in dB/km. For the POF the main causes of attenuation are:
Rayleigh scattering
Absorption, primarily at the C-H bonds
Losses through geometric imperfections at the core/cladding interface
Losses through the attenuation in the optical cladding
The first two processes are volume related, i.e. their effect is more or less the
same for all modes. The latter two processes, however, are largely dependent on
the angle at which the light propagates within the POF. For example, [Paar92]
establishes the amount of attenuation through the optical cladding by assuming a
cladding material attenuation of 50,000 dB/km (see Fig. 6.11).
In contrast to glass fibers, the attenuation of different modes varies greatly in
the POF. This means that over the length of the fiber, the effective attenuation, i.e.
the average attenuation through all modes, varies significantly. This process is fur-
ther changed through mode conversion at the fiber bends and mode mixing where
links are not homogenous. Another factor is that so-called leaky modes which can
394 6.1 Link Power Budget of Optical Transmission Systems

have propagation angles of up to 90 relative to the fiber axis contribute signi-


ficantly to light propagation in POF, as was shown in [Bun99a] and [Bun99b].

90
excess loss by cladding
80 attenuation [dB/km]
70

60

50 POF with AN = 0.48


core diameter: 980 m
40
acceptance angle: 28.6
30

20

10
0 4 8 12 16 20 24 28
launch angle []
Fig. 6.11: Additional attenuation through cladding losses according to [Paar92]

However, it is generally true that when light is being launched with a small NA,
a significantly lower level of attenuation can be measured over the first few 10 m,
whereas when light is launched with a large NA, the level of attenuation is signi-
ficantly higher. Numerically this effect is expressed by an attenuation coefficient
for equilibrium mode distribution and by an additional value for the overall attenu-
ation deviation resulting from light launching using a different NA. However, the
exact determination of this value is still open and current standards only describe
it in basic terms. Attenuation data for POF quoted in data sheets have mostly been
established with collimated light and are therefore only of limited use in practical
application.

6.1.3.3 Connector Losses


It is very rare that a long fiber link can be installed as one complete cable. For this
reason, it is necessary to connect individual lengths of fiber with plug connectors
or by splicing them. In singlemode glass fiber technology, splicing technology is
well developed, allowing a connection of fibers with dB losses of only a few per-
centile fractions. Plug connectors also have a low attenuation amounting to just a
few tenths of dB because the fibers are polished very precisely and pressed to-
gether at the end faces without any air gap.
A major advantage of POF lies in the economic aspect of connector technology.
However, the core diameter, a large NA, high permissible tolerances and simple
connectors also result in relatively high losses for plug connections (see section on
6.1 Link Power Budget of Optical Transmission Systems 395

passive components). In the following section, the possible causes for attenuation
are described in detail. No practical splicing or bonding technology has as yet
been developed for PMMA-POF.

6.1.3.4 Passive Component Losses


Apart from connectors, the most frequently used passive components for POF
systems are couplers and filters. One can distinguish between symmetric couplers,
in which all inputs and outputs have equal status, and asymmetric couplers, in
which the splitting rations are different. For symmetric couplers with N arms the
minimum losses are:
D = 10 log N [dB]
It does not matter whether we are talking here about couplers in the sense of
elements being joined together (combiners) or about splitters, as follows from the
reversibility of the light path. For a clearer understanding, one should imagine a
2-to-1 coupler as a 2-to-2 coupler with unused output.
Where a system is intended to connect several transmitters with several recei-
vers, there are basically two feasible solutions, i.e. spatially separated couplers and
dividers or one central coupler, as shown in Fig. 6.12.

distributed coupler

central coupler

Fig. 6.12: Options for MP-MP structures (MP: Multi Point)

In the top arrangement, the loss through the couplers is at least 12 dB, i.e. 6 dB
through the coupling of the four arms and a further 6 dB through their subsequent
division. In the bottom arrangement, it is possible to reduce the loss to a total of
6 dB as shown in Fig. 6.13 with the detailed illustration of the coupler. While
there is in fact only one single fiber between coupling and division point in the top
arrangement, there actually are four fibers or a correspondingly wider wave guide
provided in the bottom arrangement.
396 6.1 Link Power Budget of Optical Transmission Systems

1 1/2 1/4 1 1/4

1/2 1/4 1/4

1/4 1/4

1/4 1/4

Fig. 6.13: Central 4 u 4 couplers

The version on the left shows a 4 u 4 coupler that is composed of x-couplers.


The central connection is actually not a coupler, but a crossing of two wave
guides. The example of one path shows that the power is evenly distributed over
all paths. A 4 u 4 coupler featuring an appropriately wide wave guide as a central
element is shown on the right. This has to have the correct dimension as it is
instrumental in ensuring that all inputs are evenly distributed to all outputs. By
comparison, Fig. 6.14 shows an 8 u 8 coupler, illustrating the increasing com-
plexity with the rising number of ports.

Fig. 6.14: Central 8 u 8 coupler made up of x-couplers

This short overview of coupler technology shows that one should not use gene-
ral formulas unless the topology applied is completely clear.
Filters are always useful in POF systems when wavelength multiplex is used. A
number of different solutions have already been presented in Chapter 3.4. The
large diameter of the POF makes it possible to fit filters directly between the end
faces of two connectors, as shown in Fig. 6.15. Here, the losses occur in the area
of the connector attenuation. The second option is the widening of the ray with the
help of a lens or mirror and placing the filter element into the parallel ray
(Fig. 6.16). Due to the large NA of POF, lenses are often not in a position to
efficiently capture the light so that losses of 5 dB are typical.
6.1 Link Power Budget of Optical Transmission Systems 397

coupling colored foil


finished filter
POF with adapter POF with
connector connector

Fig. 6.15: Filters in a POF connector

filter

POF POF

lens
Fig. 6.16: Filter with beam expansion

6.1.3.5 Coupling Losses between POF and Receiver


Coupling a photodiode to a POF appears relatively simple at first. In contrast to
LED, the far field of a POF is a relatively well known factor, being, for example,
within the range of 30 for a standard NA POF. This means that one simply
needs to place a sufficiently large LED relatively close to the end of the POF in
order to capture practically all of the light that is coupled out. One main problem,
however, is the fact that in the case of photodiodes the area directly determines the
diode capacity CPD. It is important here that this capacity, together with the input
resistance R of the amplifier, forms a low-pass filter, the critical frequency of
which is formed by the product CPDR. R determines what voltage can be gene-
rated by a given photo current Iph a Popt. The electrical power is proportional to U
which also means that it is proportional to R. However, since the noise power is
only proportional to R, the signal-to-noise ratio increases in direct proportion to R.
This means that a larger diode area will limit either the bandwidth or the sensiti-
vity, depending on the choice of R. In practice, it is the diode's capacity that pri-
marily presents the limiting parameter, at least for 1 mm POF systems. One will
therefore endeavor to use as small a photodiode as possible to which the POF is
coupled via a micro-lens. Commonly available receivers operate with diodes of
approx. 0.7 mm diameter. For the reduced diode capacity, losses in the range of
2 dB are accepted for coupling via a lens.
398 6.1 Link Power Budget of Optical Transmission Systems

6.1.4 The Link Power Budget of the ATM Forum Specification

Many of the processes described above in general terms have been studied in vari-
ous standards using exact quantities. Between 1996 and 1999, the ATM Forum
has established a specification for the transmission of 155 Mbit/s over 50 m of
PMMA-POF ([ATM96a], [ATM96b] and [ATM99]). In these documents the
different contributions to the link power budget are described in great detail so
that they can be used here as a very informative example.

6.1.4.1 Loss Analysis by the ATM Forum


We will use the pie chart below to represent the different proportional shares of
the link power budget. The complete circumference corresponds to the range bet-
ween maximum transmission power and minimum sensitivity. The respective seg-
ments represent the proportional shares of the link power budget. Figure 6.17
shows the link power budget according to [ATM96b] for a 155 Mbit/s connection
over max. 50 m.

22 LED power variations


2
20 mode dependent loss
4 loss of POF at 650 nm
loss at connectors
18
source spectral width and
6 drift of center wavelength
16 influence of temperature
and humidity
8 fiber bends
14
12 10 cumulated loss [dB]

Fig. 6.17: Link power budget according to the ATM Forum specification

We will investigate the individual contributions in more details below. The


total link power budget available is 23 dB. The maximum permissible optical
power of the transmitter at 650 nm is -2 dBm which is determined by eye safety
and the LED current, e.g. 30 mA for HP components. The guaranteed sensitivity
of the receiver is -25 dBm (3 W). The maximum permissible receiver input is
identical to the maximum transmitter power at -2 dBm which means that the recei-
ver cannot be overloaded.

6.1.4.2 Changes in the Transmission Power


The specification allows a maximum of 6.0 dB of possible changes in the LED
power due to temperature, aging of the source and manufacturing tolerances. This
means that the guaranteed minimum output power is -8 dBm (158 W) for a max.
value of -2 dBm.
6.1 Link Power Budget of Optical Transmission Systems 399

The main part of the permissible changes is determined by the fluctuation of the
LED power caused by temperature. Figure 6.18 shows the spectrum of a 650 nm
LED, as used in components by Hewlett Packard (Agilent, Avago), in relation to
the temperature (according to [HP04]). The figure clearly shows the reduction in
emitted power at higher temperatures. Another effect is the shifting of the
emission wavelength towards greater values. As we will see later on, this process
also results in additional losses.

1.4
opt. power [a.U.] -40C
1.2
0C
1.0 +25C
0.8 +70C
0.6
+85C
0.4

0.2

0.0
610 620 630 640 650 660 670 680 690
wavelength [nm]

Fig. 6.18: Changes in the LED spectrum under the influence of temperature ([HP04])

The power level's high degree of sensitivity to temperature is primarily deter-


mined by the selection of the semiconductor material. [Nak97] quotes a difference
of approximately 4.5 dB for the change in optical power of a GaAlAs LED bet-
ween -20C and +70C, as shown in Fig. 6.19. This value is a little lower for qua-
ternary materials (AlInGaP).

rel. opt. power [a.u.]


1.5

approx 4.5 dB
1.0
GaAlAs LED

0.5
temperature [C]
-20 0 20 40 60 80
Fig. 6.19: Change in output power of a GaAlAs LED under the influence of temperature
changes according to [Nak97]
400 6.1 Link Power Budget of Optical Transmission Systems

[Sch99a] presents new LED for use in POF systems in automotive applica-
tions where temperature resistance is of particular importance. The LED shown
here (DH-MQW: Double Heterostructure Multi Quantum Well) feature less than
1 dB of output power change between -20C and +70C.
The amount of power reduction due to aging of the LED is determined prima-
rily by the operating temperature and the operating current. Halving the current or
reducing the operating temperature by 10 K can increase the service life by appro-
ximately one order of magnitude. The degree of production tolerance is pro-
portional to the care and effort afforded in manufacture. It may be necessary to
select the appropriate components.

6.1.4.3 Attenuation of the Polymer Optical Fiber Link


The ATM Forum specification allows for a link attenuation of 13 dB for a link of
50 m length. This is sub-divided as follows:
7.8 dB attenuation of the POF at room temperature (156 dB/km) for 650 nm
0.5 dB additional loss through launching from a divergent source with max.
AN = 0.30
3.4 dB additional attenuation due to the spectral characteristics of the source
(max. 40 nm width and 10 nm deviation from the center wavelength)
1.3 dB additional attenuation through external factors
Whereas the first value is easy to establish and, above all, can also be measured
relatively easily, it is necessary to investigate in greater detail the additional loss
that results from the characteristics of the spectral source.

Fiber Attenuation at the Source Wavelength


Figure 6.20 compares the attenuation spectra of different 1 mm SI-POF made
from PMMA.

10,000
attenuation [dB/km]
5,000 Toray St.-NA 1995 PCU-CD1002
Mitsubishi St.-NA 1995 Eska Extra
2,000 Asahi Low-NA 1996 NC-1000
Toray DSI 1997 PMU-CD1002
1,000 Mitsubishi DSI 1997 Eska Mega
Asahi St.-NA 1996 TC-1000
500

200
100
wavelength [nm]
50
350 400 450 500 550 600 650 700 750 800 850 900
Fig. 6.20: Attenuation spectra of different 1 mm PMMA-POF
6.1 Link Power Budget of Optical Transmission Systems 401

At a wavelength of 650 nm, all fibers meet the ATM Forum requirements with
an attenuation of less than 156 dB/km, as is shown in greater detail in the illustra-
tion of different fibers in Fig. 6.21.
Below 550 nm, clear differences can be recognized between the different types
of fiber. There are hardly any measurements of fiber attenuation under conditions
of equilibrium mode distribution. Manufacturers usually specify fibers with colli-
mated light or excitation with a small NA. Detailed studies on the attenuation in
polymer optical fibers, particularly in regard to the launching conditions, are des-
cribed in [Kell98], [Pfl99], [Hen99], [Pei00a] and [Pei00b].

400
POF attenuation [dB/km]

350
GH 4001
300 SH 4001
MH 4001
250 ATM-Forum MH 4002
specification PMU-1001
200 TC-1000
GH 4001
150

100
630 635 640 645 650 655 660 665 670 675 680
wavelength [nm]

Fig. 6.21: Attenuation of different POF around 650 nm

Spectral Filter Effect for Broad Sources


In practice, POF systems are not designed with ideal sources having constant
wavelengths of 650 nm. Instead they have LED with a certain spectral width (Full
Width at Half Maximum: FWHM) and permissible deviations from the specified
wavelength. The effective attenuation must be calculated for a given spectrum.
This is carried out as described in table 6.2.
Since the attenuation of the POF increases rapidly on both sides of the 650 nm
minimum, the effective attenuation for a wide spectrum source will always be lar-
ger. In this context the so-called filter effect occurs. This means that the LED
spectrum will be clearly changed in shape when passing through a long fiber link.
Light at 650 nm undergoes relatively little attenuation while the spectral parts
neighboring this value suffer from higher losses. This makes the LED spectrum
narrower. If the center wavelength of the LED is not exactly at 650 nm, the spec-
tral maximum is shifted towards the POF attenuation minimum.
402 6.1 Link Power Budget of Optical Transmission Systems

Table 6.2: Steps for the calculation of the effective POF attenuation with LED
Parameter Formula / Calculation Unit
normalized LED spectrum PLED(O) 1/nm
LED power f 1
P0 = PLED (O)dO = 1
O 0

spectral POF attenuation D(O) dB/km


link length l km
LED spectrum after the POF PLED (O) 1/nm
LED power after the POF f 1
( D( O ) / 10l)
Pc(l) = PLED (O) 10 dO
O 0
effective attenuation Deff = 10 log(P/P0)/l dB/km
effective excess loss Dexcess = Deff - D(O) dB/km

Figure 6.22 shows the change of a Gaussian spectrum with 40 nm spectral


width and 660 nm center wavelength in linear scale for a transmission over 50 m
POF. The shift towards 650 nm can be clearly seen.

1.0 500
rel. power [a.u.] 0m POF-loss
0.9 [dB/km] 450
0.8 400
0.7 10 m 350
0.6 300
0.5 20 m 250
0.4 30 m 200
0.3 150
0.2 40 m 100
0.1 50
50 m
0.0 0
620 630 640 650 660 670 680 690
wavelength [nm]
Fig. 6.22: Deformation of the spectrum of a 660 nm LED through POF attenuation

Figure 6.23 shows the filter effect for lengths up to 200 m of POF in logarith-
mic scaling. For this purpose a measured LED spectrum as well as the measured
spectral POF attenuation were used to mathematically determine the spectra after
passing through different fiber lengths. Here too, one can clearly recognize the
shift towards 650 nm as well as the narrowing of the spectrum.
6.1 Link Power Budget of Optical Transmission Systems 403

0
rel. power [dB]
-10 0 m POF
10 m POF
-20 20 m POF
-30 50 m POF

-40 75 m POF

-50 100 m POF

-60 150 m POF


wavelength [nm]
-70 200 m POF
620 630 640 650 660 670 680 690 700
Fig. 6.23: Change of the spectrum of a LED (FH511) through POF attenuation

Due to the filter effect, the effective attenuation of the fiber is no longer propor-
tional to its length. A relatively wide LED spectrum at the beginning of a POF
experiences a relatively high averaged attenuation since a great degree of power is
placed in spectral areas with high POF attenuation. After some distance the spec-
trum has become narrower and its center of gravity is close to the attenuation
minimum so that the effective attenuation decreases. This indicates the difficulties
experienced when measuring POF attenuation with LED sources as well as with
correct specification of the effective attenuation.
The ATM Forum specification allows sources with a spectral width of max.
40 nm and a center wavelength of 650 r 10 nm. No statements are made about the
shape of the LED spectrum. However, most LED can be approximated quite well
to Gaussian shaped spectra.
In order to calculate the effective additional loss, we will use the Gaussian LED
spectra and the POF attenuation curve according to [Wei98] (losses at 650 nm:
132 dB/km). Figure 6.24 shows the results of the calculation for a spectral width
of 40 nm and deviations from the center wavelengths 650 nm up to 20 nm, i.e. for
center wavelengths of 630 nm, 640 nm, 650 nm, 660 nm and 670 nm (calculations
as explained in Table 6.2).

8.0
eff. excess loss [dB]
7.0 630 nm
6.0 640 nm
5.0 650 nm
660 nm
4.0
670 nm
3.0
2.0 ATM-Forum
specification
1.0
POF length [m]
0.0
0 10 20 30 40 50 60 70 80 90 100
Fig. 6.24: Additional effective losses of a 40 nm wide LED source
404 6.1 Link Power Budget of Optical Transmission Systems

The limit value of the ATM Forum for a maximum of 50 m has been entered.
The specification allows 3.4 dB of additional loss. The diagram shows 3.61 dB as
the max. value for the curves with 640 nm to 660 nm center wavelength, whereby,
however, a value of 132 dB/km is assumed for 650 nm, which means only 6.6 dB
for 50 m instead of the 7.8 dB stated in the specification. One can see very clearly
the flattening of the curve due to the filter effect, i.e. the convergence of the
effective attenuation to the value at the attenuation minimum.
Figure 6.25 shows comparable results for a source which again is of Gaussian
shape, this time with only 20 nm full width at half maximum and center wave-
lengths between 630 nm and 670 nm.

10.0
eff. excess loss [dB]
9.0
8.0 630 nm
640 nm
7.0
650 nm
6.0 660 nm
5.0 670 nm
4.0
3.0
2.0
1.0 POF length [m]
0.0
0 10 20 30 40 50 60 70 80 90 100
Fig. 6.25: Additional effective losses of a 20 nm wide LED source

In this case, the value stays significantly below the limit set by the ATM
Forum. For sources between 640 nm and 660 nm center wavelength, the narrower
spectrum is associated with smaller additional losses. However, for sources with
630 nm and 670 nm wavelength the additional attenuation is significantly larger
compared with those sources having a width of 40 nm. Lastly, Fig. 6.26 shows the
additional losses for monochromatic sources, for example, singlemode lasers.

24.0 eff. excess loss [dB]


22.0
630 nm
20.0
18.0 640 nm
16.0 650 nm
14.0 660 nm
12.0 670 nm
10.0
8.0
6.0
4.0
2.0 POF length [m]
0.0
0 10 20 30 40 50 60 70 80 90 100
Fig. 6.26: Additional losses from a monochromatic source
6.1 Link Power Budget of Optical Transmission Systems 405

As will be readily appreciated, there is no filter effect in this case, since only
the kilometric attenuation of the source wavelength is of importance. For 660 nm
the additional loss is 3.35 dB again, i.e. near the limit of the specification. For
greater deviations from the wavelength of the attenuation minimum, the additional
losses rise rapidly in accordance with the attenuation characteristics of the POF.
This leads us to the three basic statements below:
Wide sources create additional attenuation since a large part of the spectrum
is located in spectral areas with high POF attenuation.
Deviations of the source center wavelength from the attenuation minimum
lead to additional losses due to increasing POF losses.
If a source is significantly outside the attenuation minimum, a wide spectrum
limits the additional losses up to a certain degree, since parts of the spectrum
lie in low-loss areas. In the case of very long links, the additional losses in-
crease less than proportionally due to the filter effect.
The last point also provides an explanation of why the effects of center
wavelength and spectral width cannot be established separately but must always
be considered in their (non-linear) relation to each other.

Mode Filter Effect


Apart from the spectral filter effect, i.e. varying attenuation for the different wave-
lengths, we must also consider the mode filter effect. As already described above,
different modes have different attenuations. For example, Fig. 6.11 from [Paar92]
illustrated the relation to the propagation angle relative to the fiber axis for meri-
dional rays. It makes sense to state the attenuation of a POF for conditions of
equilibrium mode distribution. If the source has a different light launching charac-
teristic, the actual attenuation may be larger - particularly for wide light launching
angles - or smaller. The latter applies in particular for laser light with low diver-
gence which is launched parallel to the fiber axis.
The ATM Forum specifies a maximum additional attenuation of 0.5 dB for the
launching with sources with a maximum NA of 0.30. After some 10 m of fiber
link distance, the condition automatically balances out due to mode conversion
and mode coupling in the POF. This means that the mode filter effect is limited to
the beginning of the fiber link. It is therefore customary not to measure this in
dB/km, but to describe it as a cumulative additional attenuation. In [Kle00] the
effect of the propagation angle on the attenuation, relative to the fiber axis, has
been investigated experimentally. For this purpose, a thin laser beam (594 nm
wavelength) is launched centrally into the POF front face under different angles.
The output power at the fiber end is determined with the help of an integration
sphere in order to capture all modes created. Figure 6.27 shows the results for a
standard NA POF.
Rays launched at angles between approximately -10 and +10 relative to the
fiber axis show no discernible change in attenuation, but at angles of 20 the
additional effective attenuation is already some 10 dB/km, i.e. one third of the
specified value. These rays are still clearly within the accepted range of the POF
which means that the additional attenuation cannot be explained on the basic of
406 6.1 Link Power Budget of Optical Transmission Systems

ray optics but must be due to losses at the core/cladding interface. Up to the limit
of the acceptance range, the additional losses increase to some 100 dB/km, i.e. a
multiple of the basic attenuation. The measurement at 50 m length reveals signifi-
cantly lower attenuations. This can be explained by the fact that part of the input
power launched at the wide angle is shifted along the fiber path to smaller propa-
gation angles due to mode conversion. Therefore, the values no longer reflect the
conditions of exactly one angle of propagation but instead an average of the
modes generated along the path.

excess loss [dB/km]


500
10 m
400
O= 594 nm
300

200 50 m

100

0
-30 -20 -10 0 10 20 30
propagation angle []

Fig. 6.27: Angle-related additional attenuation of standard NA POF according to [Kle00]

Figure 6.28 shows the comparable results for the measurement with a double-
step index profile POF which basically shows the same behavior. In contrast to the
standard POF, however, high additional attenuations in the range between 20
and 30 can be seen. These angle ranges carry light which is no longer guided by
the interface between core and inside cladding but is still completely reflected at
the interface between the inner and outer cladding. The significantly higher attenu-
ation of the inner cladding compared to that of the core causes the high additional
loss. It is precisely this effect that ensures that after some 10 m there is only light
present in the acceptance range of the inner cladding. In this case too, mode con-
version leads to a reduction in the additional losses after some length of the POF.
The measurement of angle-related additional attenuation according to the
method developed by Klein facilitates very swift and explanatory insight into the
function of mode-related attenuation and mode conversion which are jointly res-
ponsible for the mode filter effect. One can only hope that this method will be
adopted into the specifications for measuring POF.
6.1 Link Power Budget of Optical Transmission Systems 407

600
excess loss [dB/km]
10 m
500
O= 594 nm
400

300
50 m
200

100

0
-30 -20 -10 0 10 20 30
propagation angle []
Fig. 6.28: Angle-related additional attenuation for a DSI-POF according to [Kle00]

6.1.4.4 Connector Losses


As already described in the overview of the loss mechanisms, it is often necessary
to insert connectors for the installation of cables. The ATM Forum allows a maxi-
mum of two connectors with a maximum of 2.0 dB insertion loss permitted at
each connection. Determining the connector loss is not easy, both from the aspect
of measuring technology as well as from the aspect of theory. Again, the deviation
from the correct mode distribution is one of the reasons for recurring problems.
The main cause for additional attenuation in a connector is represented by the
mechanical properties of the plug/coupler combination as well as the tolerances of
the fibers used. Table 6.3 below shows the losses established for an SI-POF with
AN = 0.30 in accordance with the ATM Forum specification.

Table 6.3: Calculation of maximum connector loss

Maximum Connector Loss


(acc. to ATM Forum specification, SWG Phy. Layer , RBB, Doc. 95-1469)
cause parameter attenuation
attenuation of connector
lateral offset 0.1 mm max. 0.4 dB
roughness of fiber end face 5 m 0.1 dB
angle between fiber axes 1 0.1 dB
Fresnel losses n = 1.49 0.3 dB
external effects1) 0.3 dB
losses due to fiber characteristics
core diameters and differences in NA 0.8 dB
total 2.0 dB
1)
20 times plug/unplug, vibration at 10-2000 Hz, 15g, +70C temp. for 96 h; -25C
temp. for 96 h, -25C/+70C, 10 cycles, +25C/+65C, 90-96% RH, 10 cycles
2)
core diameter 931 m to 1029 m, NA from 0.30 to 0.35
408 6.1 Link Power Budget of Optical Transmission Systems

As was shown in Chapter 3, the protruding material, which arises with the hot
plate process, acts as an axial distance of some tenths of a millimeter which results
in additional attenuation of typically 0.4 dB. It is not clear why the ATM Forum
specification does not take this value into account despite the recommendation for
the hot plate process. Table 6.4 summarizes once again the losses considered here.

Table 6.4: Overview over the connector losses under UMD conditions

Loss Mechanism ATM- Assumptions Calculation with


Forum UMD (AN = 0.30)
differences in the core 0.80 dB dmin = 931 m 0.59 dB
diameter dmax = 1,039 m
differences in the - AN min = 0.30 1.34 dB
numerical aperture AN max = 0.35
lateral displacement 0.40 dB x = 100 m 0.64 dB
angle displacement 0.10 dB max. 1 0.16 dB
Fresnel reflection 0.30 dB n = 1.492 0.35 dB
axial displacement n. a. s = 400 m 0.33 dB
external influences 0.30 dB the same 0.30 dB
end face roughness 0.10 dB the same 0.10 dB
sum 2.00 dB 3.81 dB

If the losses due to roughness and external mechanical losses are assessed right
away, then the overall result is almost a doubling of the attenuations with the
UMD conditions accepted here compared with the ATM Forum specification.

6.1.4.5 Additional Losses through External Influences


Fiber Bending along the Path
No fiber can be installed exactly straight so that bending must be taken into
account in all cases. Each bend leads to additional losses in the case of multi-mode
fibers. It is easy to imagine that a light beam within the acceptance range of the
fiber can exceed the angle of the total reflection at a bend and is therefore attenu-
ated. The ATM Forum allows an additional attenuation of 0.5 dB for bends. The
number of bends permitted is 10 bends at 90 each and a minimum bending radius
of 25.4 mm. Figure 6.29 shows bending losses for a standard POF (Toray)
according to data sheet [Tor96b].
The measurement of the attenuation of 15 bends of 90 each follows the first
draft of the ATM Forum specification. The fiber presented met the limit require-
ment as indicated by the yellow arrow. In addition, the attenuation of a bend of
360, i.e. a full circle, is drawn in. This cannot simply be determined by multiply-
ing the attenuation of a 90 bend by 4.
6.1 Link Power Budget of Optical Transmission Systems 409

0
bending loss [dB]
-1

-2
PFU-UD1001 St.-NA
one 360 bend
-3
PFU-UD1001 St.-NA
15 bends by 90
-4

-5
bending radius [mm]
-6
0 10 20 30 40

Fig. 6.29: Bending losses for a standard NA-POF according to [Tor96b]

If the bends are distributed over the length of the fiber, it is possible that mode
conversion occurs between them. The first bend leads to the extraction of certain
modes which exceed the acceptance range. If another bend follows immediately,
the modal field has already adapted, thus usually lowering the attenuation. If the
bend occurs at the same distance, the mode distribution has already changed
towards equilibrium mode distribution. In addition, a subsequent bend usually
bends in another direction.

Effect of Temperature and Relative Humidity


The ATM Forum specification allows an additional attenuation of a maximum of
0.8 dB for the effect of the climate on the POF link. That corresponds to a kilome-
tric attenuation of 16 dB/km. The maximum values permitted are 95% relative
humidity (RH) and +70C temperature.
The effects of relative humidity and temperature on the attenuation of POF are
relatively complex so that a separate section is devoted to these aspects (see
Chapter 9.6.1). In this section we only wish to mention the essential processes:
During increases in temperature up to +70C in a dry environment, the attenu-
ation of the POF fiber hardly changes. For bent fibers there is often even a
reduction in the losses because the fiber tension is reduced.
With an increase in the relative humidity, in particular during higher tempe-
ratures, the core absorbs water which can lead to an increase in the attenuation
of typically 10 dB/km. This effect is reversible which means that the fiber
releases the water again in a dry environment.
During long term storage at high temperatures (above +70C) the capability
of absorbing water increases and thereby the additional attenuation in a humid
environment. This process is also reversible.
410 6.1 Link Power Budget of Optical Transmission Systems

Long storage at high temperature and relative humidity leads to a steady and
irreversible aging of the fiber leading to a typical additional attenuation of
60 dB/km for each 1,000 h of aging (for +85C/95% RH, see also
[Ziem00b]). Above a certain threshold, increased aging sets in which will des-
troy the internal structure of the fiber. For +70C this time span is over
20 years.
Overall the aging effects for polymer optical fibers have not been systemati-
cally investigated to any great extent. It is quite probable that the current specifica-
tions will have to be adjusted since, under certain conditions, the additional attenu-
ations calculated are exceeded under the specified conditions. On the other hand, it
does not make much sense to stipulate a relative humidity of 95% at +75C for the
total maximum link length in buildings since this type of climate would make a
normal building at least uninhabitable. Any short term exposures or the effect on
short sections can easily be managed by current POF.
We have now covered all aspects of the link power budget of the ATM Forum
specification. It shows that many of the individually discussed mechanisms re-
quire relatively complex calculations. Overall one cannot completely follow bud-
get considerations. In particular, several questions remain open in regard to the
definition of additional loss due to spectral source characteristics, connectors and
climatic effects.
In the next chapter, we wish to show what improvements can be achieved in the
link power budget through different components. The biggest potential is repre-
sented by the selection of source wavelength and the type of transmitter.

6.1.5 Choice of Wavelength for POF Systems

Initially, it would appear that the selection of source wavelengths for POF systems
is relatively easy, being determined by the minimum attenuation. However, closer
study reveals that a multitude of criteria must be considered, the most important of
which are listed below:
low POF attenuation for the LED wavelength
low effective additional loss, taking into account the spectrum
low drift of the wavelength with temperature
low spectral width
high optical power
small emitting surface area
small angle of emission
long service life
good efficiency
large modulation bandwidth
low price
good availability, preferably from several manufacturers
large operation temperature range
low temperature coefficients for wavelength and power
6.1 Link Power Budget of Optical Transmission Systems 411

Further points can be added to this list. Many of the parameters lead to com-
pletely different solutions so that the final selection always represents a compro-
mise. The best spectral characteristics, the largest modulation bandwidth and the
highest power are offered by laser diodes. However, these are not always cheap
and often have large temperature coefficients. Red LED are cheap and widely
available but have unfavorable spectral characteristics. Green LED or red VCSEL
have better parameters but are not yet widely available. In the following sections,
we will be looking initially at LED as possible transmitters for POF systems. Sub-
sequently, we will carry out a theoretical comparison of different semiconductor
structures.

6.1.5.1 LED as Transmitters for POF Systems


Different LED sources have been investigated, e.g. in [Sch00] and [Arn00]. We
will show some results here in detail. Initially, we will only investigate the
question of spectral additional attenuation. For 15 different LED delivered from
Nichia, R&S Components, Farnel and Conrad, the spectra were measured at
ambient temperatures of between -20C and +70C.
For calculating the spectral excess loss, the typical attenuation curve was
applied as shown in [Wei98] and presented here again in Fig. 6.30 for a clearer
understanding of the results. The effective attenuation of the LED for a trans-
mission over 50 m of POF was determined by calculation each time. The calcula-
tion follows the approach shown in Table 6.2 above, however, instead of a
Gaussian curve, the exact LED spectrum was entered into the calculation. Any
effects caused by different launching conditions were disregarded. Table 6.5
shows all the different types of LED that were considered.

5,000
POF attenuation [dB/km]

2,000

1,000

500

200

100
wavelength [nm]
50
400 450 500 550 600 650 700 750 800
Fig. 6.30: POF attenuation spectrum according to [Wei98] for calculating the effective
attenuation (range 700 nm to 800 nm added according to [LC95])
412 6.1 Link Power Budget of Optical Transmission Systems

Although these LED have a relatively high power for their wavelength, they do
not in every case represent the maximum achievable values. One essential cause
for this is the fact that most manufacturers of visible LED do not state the optical
output power. A typical specification covers the illumination and the angle of
emission. If the far field and spectrum are not known, these data only allow a limi-
ted conclusion regarding the optical power. Often, these data are also inaccurate
and have been determined using different measuring conditions. Another factor is
that many LED vary a great deal in their intensity from unit to unit so that only
typical values are stated.

Table 6.5: Different LED in the visible range

Type/ Wavelength Power at 20C and Spectral Material


Supplier 20 mA (total) Width (20C)
Sander 430 nm 0.6 mW 62 nm InGaN/GaN
Sander 450 nm 2.2 mW 32 nm InGaN/GaN
Sander 470 nm 4.5 mW 24 nm InGaN/GaN
RS 470 nm 0.05 mW 68 nm SiC
Sander 500 nm 2.6 mW 32 nm InGaN/GaN
Conrad 520 nm 2.0 mW 38 nm InGaN/GaN
Nichia 525 nm 3.9 mW 38 nm InGaN/GaN
Nichia 560 nm 1.9 mW 42 nm InGaN/GaN
RS 563 nm 0.011 mW 28 nm no info.
RS 583 nm 0.12 mW 32 nm GaAsP
RS 594 nm 0.7 mW 16 nm AlInGaP
Farnell 609 nm 2.4 mW 17 nm AlInGaP
Conrad 615 nm 2.3 mW 18 nm AlInGaP
Farnell 621 nm 2.9 mW 18 nm AlInGaP
Conrad 626 nm 4.0 mW 18 nm AlInGaP
RS 650 nm 0.45 mW 42 nm no info.
RS 660 nm 4.7 mW 21 nm AlGaAs
RS 700 nm 0.50 mW 66 nm GaP

When these units were measured, differences up to a factor of 5 were dis-


covered between the absolute measured power and the respective values calcu-
lated from the data given on the data sheets. It follows that the optimum selection
of a suitable source must rely on practical trials. For the mass production of POF
components specially optimized parts are used rather than LED off the shelf. All
the elements listed here are standard LED in a 5 mm housing. The absolute power
is only representative within limits while the spectral characteristics and tempera-
ture response are largely typical for the material and therefore allow a good com-
parison between the different LED groups.
6.1 Link Power Budget of Optical Transmission Systems 413

As a first step, Fig. 6.31 shows the relation of optical power to the ambient tem-
perature, integrated across the whole spectrum. The change between -20C and
+70C is represented as an average value in dB/K. All LED show a decreasing
output power for an increase in temperature. However, the size of the coefficient
'Popt/'T varies a great deal. For the LED investigated, the values range from
-0.002 dB/K to -0.052 dB/K. GaN LED ranging from 470 nm through 560 nm
show the least change in optical power in response to temperature. The 593 nm
LED shows the strongest reduction in power.

Sander 430 nm
Sander 450 nm
RS 470 nm
Sander 470 nm
Sander 500 nm
Conrad 525 nm
Nichia 525 nm
Nichia 560 nm
RS 563 nm
RS 583 nm
RS 593 nm
Farnell 609 nm
Farnell 621 nm
Conrad 625 nm
Conrad 640 nm
RS 650 nm
RS 660 nm
'Popt/'T [dB/K]
RS 700 nm
0.00 -0.01 -0.02 -0.03 -0.04 -0.05 -0.06

Fig. 6.31: Temperature coefficient of the optical power of different LED

In a further step, the effect of temperature dependency of spectra on the effec-


tive attenuation was investigated for a POF of 50 m in length. In order to perform
the calculation, all spectra were first normalized to the same overall power so that
only the width and spectral position are entered. The numerically determined
values are shown in Table 6.6. In a number of cases, the change in the effective
attenuation is negative which only means that the effective attenuation of the LED
is smaller than the POF attenuation at the LED center wavelength. The loss of
optical power increases with positive values which is primarily caused by the
width of the spectrum.
Figure 6.42 shows the ranges of additional loss for the LED in the wavelengths
ranges between 430 nm and 593 nm. The POF attenuation spectrum is here overall
relatively low and above all flat.
414 6.1 Link Power Budget of Optical Transmission Systems

Table 6.6: Effect of the LED spectrum on effective POF attenuation

Type Eff. POF Attenuation POF Effective Excess Loss


(over 50 m POF) Attenuation of the POF
max. min. at OLED min. max.
Sander 430 nm 5.50 dB 5.45 dB 119.0 dB/km -0.45 dB -0.50 dB
Sander 450 nm 4.54 dB 4.48 dB 101.0 dB/km -0.51 dB -0.57 dB
RS 470 nm 4.72 dB 4.62 dB 88.0 dB/km 0.32 dB 0.22 dB
Sander 470 nm 4.51 dB 4.50 dB 88.0 dB/km 0.11 dB 0.10 dB
Sander 500 nm 4.04 dB 4.04 dB 76.0 dB/km 0.24 dB 0.24 dB
Conrad 525 nm 4.16 dB 4.12 dB 76.5 dB/km 0.33 dB 0.29 dB
Nichia 525 nm 4.24 dB 4.21 dB 76.5 dB/km 0.41 dB 0.38 dB
Nichia 560 nm 4.58 dB 4.55 dB 73.0 dB/km 0.93 dB 0.90 dB
RS 563 nm 4.33 dB 4.25 dB 70.5 dB/km 0.80 dB 0.72 dB
RS 583 nm 5.67 dB 5.00 dB 80.0 dB/km 1.67 dB 1.00 dB
RS 593 nm 6.17 dB 4.88 dB 98.5 dB/km 1.24 dB -0.05 dB
Farnell 609 nm 11.11 dB 8.88 dB 249.0 dB/km -1.34 dB -3.57 dB
Farnell 621 nm 12.83 dB 12.22 dB 443.5 dB/km -9.34 dB -9.95 dB
Conrad 625 nm 13.11 dB 12.00 dB 433.0 dB/km -8.54 dB -9.65 dB
Conrad 640 nm 10.93 dB 9.19 dB 184.0 dB/km 1.73 dB -0.01 dB
RS 650 nm 10.58 dB 10.02 dB 132.0 dB/km 3.98 dB 3.42 dB
RS 660 nm 10.27 dB 8.59 dB 199.0 dB/km 0.32 dB -1.36 dB
RS 700 nm 15.03 dB 14.96 dB 498.0 dB/km -9.87 dB -9.94 dB

Sander 430 nm temperature range:


Sander 450 nm -20C to +75C
RS 470 nm
Sander 470 nm
Sander 500 nm
Conrad 525 nm
Nichia 525 nm
Nichia 560 nm
RS 563 nm
RS 583 nm
RS 593 nm
-1.0 -0.5 0.0 0.5 1.0 1.5 2.0
change of the effective loss [dB]

Fig. 6.32: Effect of the spectrum on the additional attenuation of a 50 m POF


6.1 Link Power Budget of Optical Transmission Systems 415

All sources with values near the absolute minimum of 520 nm and 570 nm cre-
ate additional losses. The sources with short wavelengths at 430 nm and 450 nm
are on the downward slope of the first minimum and have a somewhat smaller
excess loss due to the filter effect. The relatively large increase in the effective
attenuation of the LED with 583 nm and 593 nm occurs because of the shift in the
direction of significantly higher attenuations at the 620 nm maximum. Figure 6.33
shows the results for LED above 600 nm.

Farnell 609 nm temperature range:


Farnell 621 nm -20C to +75C
Conrad 625 nm
Conrad 640 nm
RS 650 nm
RS 660 nm
RS 700 nm
-10 -8 -6 -4 -2 0 2 4 6
change of the effective loss [dB]

Fig. 6.33: Effect of the spectrum on the additional attenuation for a POF of 50 m length

In this range of wavelengths, the narrow minimum around 650 nm dominates


the POF attenuation spectrum as well as the high attenuation peak at 620 nm and
the steep increase beyond 650 nm. This is clearly proved by the great differences
in Fig. 6.33. The LED at 621 nm and 625 nm achieve approximately 10 dB im-
provement due to the filter effect, albeit against a background of a very high value
for attenuation, while the effective additional loss of the red LED with 650 nm is
up to 4 dB. The varying fluctuations are due in particular to different temperature
coefficients of the center wavelengths.
In the last step we consider the effects of the change of spectral characteristics
and decrease of the optical output power together. Figures 6.34 and 6.35 show the
result for the wavelength ranges of 430 nm to 560 nm and 606 nm to 660 nm. As
already described, the effective POF attenuation was here calculated from the inte-
grated spectra of the LED before and after the POF link.
When considering the permissible attenuation of the ATM Forum specification
of 11.2 dB (7.8 dB basic attenuation plus 3.4 dB additional losses), the POF meets
these requirements for all the LED, in particular since the change of the LED out-
put power through temperature variation has already been taken into account (con-
tained in the 6.0 dB of permitted fluctuation). In the range of 450 nm to 560 nm,
the effective attenuations are between approximately 4 dB and 5 dB. For the LED
at the blue and yellow edge, the effective attenuation increases to approximately
6.5 dB with a significant increase in sensitivity to temperature changes. The LED
in the green window in particular promise significantly greater transmission
lengths. Figure 6.35 shows the results of LED above 600 nm wavelength.
416 6.1 Link Power Budget of Optical Transmission Systems

effective POF loss [dB/50 m]


-3.8
Sander 500 nm
-4.2 Conrad 525 nm
Nichia 525 nm
-4.6 Sander 470 nm
Nichia 560 nm
-5.0 RS 563 nm
Sander 450 nm
-5.4 RS 470 nm

-5.8

-6.2 Sander 430 nm

-6.6 RS 583 nm
-20 -10 0 10 20 30 40 50 60 70
temperature [C]
Fig. 6.34: Effective attenuation of 50 m POF with different LED

The classic 660 nm LED still meet the requirements of the ATM Forum, albeit
with a high sensitivity to changes in temperature, which is caused in particular by
the LED wavelength running out of the attenuation minimum when heating up.
The LED with 650 nm wavelength from RS shows even worse results due to a
relatively wide spectrum and a big reduction in power with increasing tempera-
ture. The 640 nm LED by Conrad benefits from the tendency of POF attenuation
to counteract a shift in the wavelength apart from the fact that the power is less
sensitive to temperature. When heating up, the spectrum runs into the attenuation
minimum which means that the effective attenuation over the whole range is
significantly lower.

effective POF loss [dB/50 m]


-8.0
-8.5
-9.0
-9.5 Conrad 640 nm
-10.0
-10.5
-11.0 RS 660 nm
-11.5 RS 650 nm
-12.0 Farnell 609 nm
-12.5 Conrad 625 nm
-13.0 Farnell 621 nm
-20 -10 0 10 20 30 40 50 60 70
temperature [C]

Fig. 6.35: Effective attenuation of 50 m POF with different LED


6.1 Link Power Budget of Optical Transmission Systems 417

The maximum values of the LED at 621 nm and 625 nm lie practically exactly
on the attenuation peak. Nevertheless, their effective attenuation is only a little bit
higher than that of the 650 nm LED. The spectra are so wide that they reach into
the areas on both sides of the peak with lower attenuation. The shift towards the
red window is here compensated for by the reduction of power due to heating up
in an almost ideal way. For links with fixed installation it would be possible to
deploy a receiver with very low dynamic. However, the 609 nm LED shifts to-
wards the attenuation maximum during heating up which is indicated by the big
reduction of power.
Some LED in the green and yellow window are compared again in Fig. 6.36.
The 593 nm LED by RS has the lowest effective attenuation of all LED at low
temperatures, however, during heating up the peak wavelength clearly moves
towards an increase in attenuation up to 620 nm. In addition, there is a high tem-
perature coefficient of the output power.

-2.5
effective POF loss [dB/50 m]
-3.0
-3.5
-4.0
Nichia 525 nm
-4.5
Nichia 560 nm
-5.0 RS 563 nm
-5.5
-6.0
-6.5 RS 583 nm
-7.0
-7.5
-8.0
-8.5
-9.0 RS 593 nm
-20 -10 0 10 20 30 40 50 60 70
temperature [C]
Fig. 6.36: Effective attenuation of 50 m POF with different LED

We can conclude that selecting an LED only according to the parameters center
wavelength and spectral width does not always lead to optimum results. Instead,
one needs to determine the effective attenuation together with the attenuation
curve of the POF deployed. GaN LED in the green and yellow range generally
provide an advantage here, in the case they offer an adequate absolute power.
The numerical values established here depend on the actual LED type and the
POF type. Different types can lead to significantly different results especially in
the area of steep edges within the attenuation spectrum. However, the basic ten-
dency should remain the same. Figure 6.37 shows that for all ranges of visible
light there are capable LED available (spectra have been normalized to reflect an
equal maximum power).
418 6.1 Link Power Budget of Optical Transmission Systems

Prel

400 420 440 460 480 500 520 540 560 580 600 620 640 660 680 700 720
wavelength [nm]
Fig. 6.37: Overview of the spectra of different LED

6.1.5.2 Selection of the Type of Source


In this section we will now discuss the optimum selection of the type of source.
The following semiconductor structures are of interest for deployment in POF:
LED: Light emitting diodes
SLED: Super light emitting diodes
LD: Laser diodes
VCSEL: Vertical cavity surface emitting laser diodes
RC LED: Resonant cavity light emitting diodes
NRC LED: Non resonant cavity light emitting diodes
P-LED: Polymer light emitting diodes
The detailed characteristics are described in the chapter on components. We
wish to discuss here the effect on the calculation of the link power budget. So far
only LED, LD and RC LED have been deployed in practice. Table 6.7 lists the
characteristics of different semiconductor sources (typical values).

Table 6.7: Comparison of parameters of different types of sources (various authors)

Property LED SLED LD VCSEL RC-LED NRC-LED


available at 650 nm yes yes yes yes*) yes no
available at 520 nm yes no no no no no
available at 570 nm yes no no no no no
threshold current Ith n. a. n. a. 40 mA 8 mA n. a. n. a.
opt. power 2 mW 3 mW 7 mW 1 mW 2 mW 2 mW
modulation up to [Gbit/s] 0.25 0.25 4.0 5.0 0.6 1.2
spectral width [nm] 30 20 2 3 4 30
'O/'T [nm/K] 0.12 0.12 0.18 0.06 n. a. n. a.
'Popt/'T [dB/K] -0.02 -0.03 -0.02 -0.08 -0.03 n. a.
emission angle [] h/v 50 50/10 60/8 10 8 50
emitting area [m] 200 u 200 10 u 0.3 3 u 0.3 10 u 10 30 u 30 15 u 15
*) only usable for up to +50C
6.1 Link Power Budget of Optical Transmission Systems 419

Practically all commercially available POF transmitters today use LED or


SLED. System experiments with high data rates from about 1 Gbit/s are exclusi-
vely carried out with laser diodes because commercially available LED are not
fast enough.
VCSEL as well as RC-LED and NRC-LED show excellent characteristics in
the laboratory which suggests future deployment in connection with POF. For the
time being these technologies have been restricted to the red spectrum range.
However, work is already proceeding on the development of green and yellow
VCSEL/RC LED.

6.1.5.3 Typical Losses for LED Sources


Figure 6.38 shows an idealized spectrum of a red LED. The assumed parameters
of the source are:
Center wavelength at 25C: 665 nm
Temperature coefficient of wavelength: 0.12 nm/K
Temperature coefficient of output power: -0.03 dB/K
Shape of the optical spectrum: Gaussian
Spectral width (FWHM): 40 nm
The picture shows the spectra of the LED for five different temperatures bet-
ween -20C and +70C. The spectra of the LED are calculated and illustrated after
a length of 50 m POF using the attenuation curve shown in Fig. 6.30.
Prior to passing through the POF one can see the shift of the center wavelength
because of the change in temperature. The maximum positions are shifted towards
650 nm due to the spectral filter effect of the POF.

LED spectra after 50 m POF


rel. power rel. power
1.6 0.30
1.4
0.25
1.2 -20C
0.20 0C
1.0
+25C
0.8 0.15 +50C
0.6 +70C
0.10
0.4
0.05
0.2
0.0 0.00
600 620 640 660 680 700 720 600 620 640 660 680 700 720
wavelength [nm] wavelength [nm]

Fig. 6.38: Spectra of a LED before and after 50 m of PMMA-POF


420 6.1 Link Power Budget of Optical Transmission Systems

The effective attenuation of the 50 m POF link is between 10.20 dB (-20C)


and 11.54 dB (+70C), of which the basic attenuation at 665 nm results in 12.1 dB
which means that a wide spectrum benefits the effective attenuation. In addition,
there is a value of 2.70 dB for the change in LED output power. In total, the
following link power budget results:
A) Basic attenuation at 665 nm for 50 m: 12.10 dB
B) Change of LED output power (rel. to 25C): -1.35 dB to 1.35 dB
C) Effect of wavelength drift: -2.15 dB to 1.50 dB
D) Effect of spectral width: 0.25 dB to -2.05 dB
E) Therefore effective attenuation for 50 m: 10.20 dB to 11.55 dB
F) Therefore change in received power (rel. to 25C): 8.85 dB to 12.90 dB
Next we will consider three further LED on a theoretical basis. Red LED that
are specially adapted for POF are as accurate as possible at 650 nm and have very
small temperature coefficients. Yellow LED on AlInGaP basis are at the absolute
attenuation minimum of the PMMA-POF but feature large temperature coeffi-
cients. Green LED on GaN basis are typically not very sensitive to temperature
changes with respect to wavelength and power output.
Table 6.8 lists the parameters and the link power budget contributions.
Figure 6.39 shows the respective spectra for assumed Gaussian characteristics
(max. power at 25C standardized to 1 in each case). Again all values have been
determined numerically with typical parameters for LED. The effects of aging and
variation between specimens have been disregarded. The exact calculation is des-
cribed in Table 6.2. This provides the basis for determining real components or
other POF lengths.

Table 6.8: Parameters for calculating the link power budget

Parameter Red LED Yellow LED Green LED


Ocenter 650 nm 590 nm 520 nm
'O 30 nm 25 nm 40 nm
dO/dT 0.12 nm/K 0.12 nm/K 0.04 nm/K
dPopt/dT -0.01 dB/K -0.05 dB/K -0.01 dB/K
POF basic attenuation 6.60 dB 4.40 dB 3.65 dB
change of Popt 0.45 dB 2.25 dB 0.45 dB
effect of wavelength drift 0.74 .. 1.69 dB -0.30 .. 1.15 dB 0.00 dB
effect of the spectral width 1.99 .. 0.98 dB 0.29 .. 0.29 dB 0.37 .. 0.45 dB
effective loss for 50 m POF 9.07 .. 9.33 dB 4.39 .. 5.83 dB 4.03 .. 4.10 dB
change in received power 8.88 .. 9.72 dB 2.14 .. 8.08 dB 3.58 .. 4.55 dB

With the optimized red LED a gain of more than 2 dB is obtained in the link
power budget in addition to the amount for the decrease in fluctuation of the
output power. Green LED have a low attenuation as well as the advantage of a
very flat attenuation curve so that the spectral parameters only play a minor role.
6.1 Link Power Budget of Optical Transmission Systems 421

Yellow LED at 580 nm to 590 nm are always characterized by being susceptible


to temperature-related parameters. Ideal would be LED in the range around
560 nm which are now available as samples on GaN basis.

1.8 rel. power -20C


1.6 0C
1.4 +25C
+50C
1.2 +70C
1.0
0.8
0.6
0.4
0.2
0.0
460 480 500 520 540 560 580 600 620 640 660 680 700
wavelength [nm]

Fig. 6.39: Temperature dependent spectra of different LED

Figure 6.40 summarizes the link power budget for the effective POF attenu-
ation of the four LED under consideration.

520 nm-LED POF attenuation

spectral
590 nm-LED parameters

650 nm-LED variations of the


LED power

665 nm-LED

0 2 4 6 8 10 12 14 16
contribution to the power budget [dB]

Fig. 6.40: Comparison of different LED for a POF link of 50 m length

6.1.5.4 Lasers for POF Systems


When using laser diodes, calculating the link power budget of POF systems be-
comes significantly easier. Due to the threshold current's high sensitivity to tempe-
rature, the output power of normal edge light-emitters must always be controlled.
Many laser diodes feature a monitor photodiode at the rear chip edge, with which
the emitted power can be directly monitored. The laser power is stabilized via a
simple control loop.
422 6.1 Link Power Budget of Optical Transmission Systems

In addition, the spectral width of laser diodes is much smaller than that of LED.
The typical width of multi-mode laser diodes is just a few nanometers and there-
fore hardly of any significance for the effective attenuation. DFB laser diodes
(with distributed feedback in the active zone) emit light in single modes with a
width that can be completely neglected in POF systems.
Somewhat more significant is the temperature-related drift of the wavelength.
As an example, we wish to take a look here at an AlInGaP based laser from
Toshiba [Tos98]. Between -10C and +60C the wavelength increases in a practi-
cally linear fashion from 664.5 nm to 677.0 nm which corresponds to a coefficient
of 0.18 nm/K as is typical for Fabry-Perot laser diodes. For a POF length of 100 m
this corresponds to an increase in attenuation of 5 dB (from 238 dB/km to
288 dB/km).
When assuming this coefficient for the overall POF wavelength range for the
lasers that are of interest here, the emission wavelength drifts by r8 nm at 25C
within the range of -20C to +70C. Figure 6.41 shows the changes in the effec-
tive attenuation in a 100 m long POF link for an ideal laser for a value of 25C.
For a laser at 650 nm the change is no less than 3.4 dB and 4.9 dB for -20C or
+70C respectively. Components of the wavelength range around 520 nm or
560 nm would be very well suited again. DFB lasers are much less susceptible to
the effect of temperature; for POF connections, however, they are too expensive
by several orders of magnitude.

10
8 loss change relative
to 25C [dB/100 m]
6
4
2
0
-2
-4 change for -25C
-6
change for +70C
-8
-10
450 500 550 600 650 700
center wavelength at 25C [nm]
Fig. 6.41: Change in POF attenuation due to a drift in the laser wavelength

6.1.5.5 VCSEL and RC-LED for POF Systems


Vertical laser diodes and resonant cavity LED have their place between LED and
lasers with respect to the effect of spectral parameters on the link power budget.
Firstly, the wavelength of VCSEL is determined by the resonator, as is the case for
DFB laser diodes. The same applies to RC LED more or less.
6.1 Link Power Budget of Optical Transmission Systems 423

In addition, it is possible to partially compensate for the temperature dependen-


cy of the output power which is relatively high to start with. In order to achieve
this, the resonator is designed in such a way that the resonance wavelength at low
temperatures is slightly above the emission wavelength of the active layer. During
laser operation, the wavelength is increased by the resonator but the efficiency is
reduced. With increased temperatures the efficiency of the emission decreases but
the adaptation of the resonator is improved so that the launched power remains
nearly constant (for example see [Ebe98]).
Another advantage of the VCSEL compared to edge emitting lasers is the very
low threshold current, sometimes less than 1 mA which means that during opera-
tion the current is many times higher than the threshold current. Even if the
threshold current changes markedly during changes in temperature, the VCSEL
can still be operated at constant current as shown schematically in Fig. 6.42.
Publications on POF systems with VCSEL or RC-LED have so far not con-
tained complete data for the output power and spectrum under the influence of
temperature so that it is not possible to carry out a representative calculation for
the link power budget.
However, it is possible to say that RC-LED have excellent characteristics with
respect to changes in the output power (see [Sch99a]), whereas up to now it has
not been possible to use red VCSEL up to 70C.

Popt [mW] VCSEL Popt [mW] Laser


1.8
-20C
1.6
0C
1.4 -20C
25C
0C
1.2 50C
25C
70C
1.0 50C
0.8 70C
0.6
0.4
0.2
current [mA] current [mA]
0.0
0 1 2 3 4 5 6 7 30 35 40 45 50 55 60 65
constant current operation constant power operation

Fig. 6.42: Operating modes for VCSEL and laser diodes

6.1.6 Definition of new LED Parameters

Most conventional LEDs with a double-hetero structure have more or less


Gaussian-shaped emission spectra which is why the values computed so far for the
additional spectral attenuation were calculated with this distribution.
424 6.1 Link Power Budget of Optical Transmission Systems

In the meantime there are new different LED versions which have strong
asymmetrical spectra. This definitely has significant consequences for the effec-
tive attenuation. Tests were conducted in a joint project with Agilent to determine
what the actual losses on a 10 m long fiber link could be in dependence of diffe-
rent spectral parameters. Peak wavelengths between 630 nm and 685 nm are per-
mitted in the MOST specification whereby the maximum spectral width may only
be 30 nm. The attenuation of 10 m of POF for LEDs with peak wavelengths (OPeak)
and spectral widths ('O) in the permitted range are shown in Fig. 6.43. In each
case a Gaussian-shaped spectrum was used.

eff. loss [dB/10 m]


3.8

MOST limit: 3.3 dB


3.3

2.8
FWHM: 30 nm
2.3 Gaussian
FWHM: 20 nm shaped
spectrum
1.8 FWHM: 12 nm

FWHM: 4 nm
1.3
630 640 650 660 670 680 690
peak wavelength [nm]

Fig. 6.43: Effective POF attenuation for Gaussian like spectra

Exactly 3.3 dB were indeed attained with (OPeak) = 685 nm und 'O = 30 nm. At
630 nm the loss is still clearly smaller. The authors of this standard obviously
assumed that the greatest attenuations will always arise at maximum spectral
width. This is true for the long-wave side of the spectrum, but not for the short-
wavelength. An LED with OPeak = 630 nm and 'O = 4 nm does indeed meet the
MOST specification, but leads to 0.3 dB too much attenuation.
This very theoretical case should not come about, however, since LEDs always
have wider spectra. Furthermore, the short wavelengths only come about at low
temperatures with which the efficiency of the LED increases.
A much more realistic situation is when the LED spectrum is clearly asymme-
trical. This could be the case with an S-LED. A spectrum was tried in Fig. 6.44
which consists of two differently steep Gaussian edges with a width ratio of 1:7.
In the worst case an attenuation of 5 dB can arise (1.7 dB over the assumed
maximum attenuation), although the LED formally corresponds to the specifica-
tions. The reason is that the greatest part of the light energy lies above the peak
wavelength where the POF attenuation is the greatest.
6.1 Link Power Budget of Optical Transmission Systems 425

4.8
eff. loss [dB/10 m]
4.3

3.8
MOST limit: 3.3 dB
3.3

2.8 FWHM: 20 nm asymme-


FWHM: 30 nm trical
2.3 spectrum
FWHM: 12 nm (1:7)
1.8
FWHM: 4 nm
peak wavelength [nm]
1.3
630 640 650 660 670 680 690
Fig. 6.44: Effective POF attenuation for asymmetrical spectra

The effective attenuation was calculated overall with 7 different spectra. The
parts of the parameter field from OPeak and 'O in which the attenuation for at least
one spectrum lies above 3.3 dB are marked in Fig. 6.45. A significant part of the
range permitted by MOST is thereby covered.

60
FWHM [nm] loss >3.3 dB
50 for 10 m POF
40
30
20 specified
area for
10 MOST-LED
Opeak [nm]
0
600 620 640 660 680 700 720
Fig. 6.45: Calculated areas for LED parameters giving >3.3 dB loss

If you wish to avoid either having to significantly limit the permissible para-
meter range or to allow more attenuation, then you have to describe the LEDs by
means of parameters in which possible asymmetries in the spectrum have less con-
sequences. The solution recommended, and in the meantime accepted by the
MOST consortium, is to describe in the future LEDs through their spectral center
of gravity wavelength and the effective width (50% width of the equivalent
Gaussian distribution):

O central
Pi Oi and 'O eff 2.355 V 2.355
Pi (Oi - Ocentral )2
Pi Pi
426 6.1 Link Power Budget of Optical Transmission Systems

Two examples of real LED spectra are shown in Fig. 6.46. In addition, the
Gaussian curves which result from OCentral and 'Oeff are included. Determining this
data is simply more practicable for LED manufacturers.

Popt (norm.) Popt (norm.)


1.0
NEC-NL2100 RC-LED IMEC
OPeak = 654.0nm OPeak = 654.0nm
0.8 FWHM = 19.1nm FWHM = 9.5nm
OCentral = 648.4nm OCentral = 649.1nm
FWHMeff = 28.6nm FWHMeff = 17.8nm
0.6

0.4

0.2

0.0
580 600 620 640 660 680 700 620 630 640 650 660 670 680
O [nm] O [nm]

Fig. 6.46: Comparison of the old and new parameters for 2 LED

If you take these two parameters as a basis then almost the entire range speci-
fied by MOST remains with losses below 3.3 dB. There could even be a much lar-
ger range permitted (Fig. 6.47). This change is practically irrelevant for conven-
tional LEDs with symmetrical spectra. The calculability of POF losses could be
considerably improved especially for RC LEDs with unusual spectra.

'Oeff [nm] (FWHMeff)


60
possible area for loss >3.3 dB
50 the new LED for 10 m POF
parameters
40

30

20
specified area
10 for MOST-LED

0
600 620 640 660 680 700 720
Ocentral [nm]

Fig. 6.47: Calculated areas for the new LED parameters giving >3.3 dB loss

The effects become even more dramatic for greater lengths. In the future, other
standards will also have to make use of the new parameters introduced by MOST.
6.2 Examples of Link Power Budgets 427

6.2 Examples of Link Power Budgets

6.2.1 ATM Forum Specification

The following is a list of some practical examples for calculating link power bud-
gets. In Fig. 6.48 we show again the calculation for the link power budget in the
ATM Forum specification for 155 Mbit/s over 50 m at 650 nm wavelength.

22 LED power variation


2
20 mode dependent loss
4 POF loss at 650 nm
connector loss
18
source spectral width and
6 drift of the center wavelength
16 influence of temperature and
rel. humidity
8 fiber bends
14
12 10

Fig. 6.48: ATM Forum link power budget for 155 Mbit/s

Apart from fluctuations in the LED power, connector losses, and attenuation of
the POF with respect to spectral source characteristics, the modedependen loss and
the effect of climate and bends have been taken into account.

22
LED power variation
20 2
mode dependent loss
POF loss at 650 nm
18 4
connector loss
source spectral width and drift of
6 the center wavelength
16
influence of temperature and rel.
humidity
14 8 fiber bends
system margin
12 10

Fig. 6.49: Link power budget of a 100 m POF link with 520 nm LED

[Ziem98a] and [Ziem98b] propose using the first optical POF attenuation win-
dow for transmitting 155 Mbit/s. Due to the reduced attenuation at 520 nm and
428 6.2 Examples of Link Power Budgets

especially because of the flatter minimum, the effective attenuation, as shown, is


significantly lower compared to the red minimum and LED sources. In the
author's estimation, it should be possible to achieve 100 m length without any
problem, whereby an additional margin of 3.0 dB would remain in the system.
Figure 6.49 shows the link power budget compared to the specification by the
ATM Forum for 50 m. The maximum power was assumed to be identical with
-2 dBm while the lower sensitivity of the receiver was entered with 1 dB reduction
in the link power budget (assuming optimized PD).

6.2.2 IEEE 1394b

A link power budget is also calculated for using POF in the standard IEEE 1394b
(Fire-Wire or i.link, Fig. 6.50). Here, the maximum used data rate is 200 Mbit/s.
Due to the 8B10B coding (NRZ), the physical data rate on the POF is 250 Mbit/s
and correspondingly higher for the further steps in the hierarchy. The sensitivity of
the broadband receiver is correspondingly worse so that the overall link power
budget is only 19 dB compared to 23 dB of the ATM Forum. No fixed length is
specified in IEEE 1394. Instead, the standard allows a maximum link attenuation
of 9.1 dB corresponding to the values of the ATMF specification without connec-
tor but taking into account climatic factors and mode dependent loss. If connectors
are used, again taking a maximum loss of 2.0 dB into consideration, the per-
missible length of the link is reduced correspondingly. A maximum of three con-
nectors is possible which reduces the maximum length to 27 m (42 m for one con-
nector and 34 m for two connectors). There is no margin provided in the system.

18 0
LED power variations
2
POF loss at 650 nm with
16 mode dependent loss,
influence of temperature and
humidity and connector loss
4 (optional up to three)
source spectral width and
14 drift of the center wavelength
fiber bends
6

12
8
10

Fig. 6.50: Specification IEEE 1394b for 250 Mbit/s at 650 nm


6.2 Examples of Link Power Budgets 429

The effect of the spectral source parameter for the 50 m fiber length is entered
at 3.4 dB and the values for the other lengths are reduced correspondingly, for
42 m: 2.9 dB, for 34 m: 2.3 dB and for 27 m: 1.6 dB. The calculation is based on
0.182 dB/m and 2.0 dB loss per connector and 12.5 dB overall loss.
Currently, there are receivers on the market which are significantly better, also
at a data rate of 250 Mbit/s. Therefore it would appear to make sense to revise the
specification, at the latest when short wavelength POF windows can be considered
or when deploying new source types (RC-LED, VCSEL).

6.2.3 D2B and MOST

Further specifications of the link power budget exist for the bus systems used in
the automotive field, i.e. D2B (Domestic Digital Bus) and MOST (Media Oriented
System Transport). Figure 6.51 shows the link power budget for the D2B specifi-
cation according to [Pet98]. The guaranteed LED power is -15 dBm. A maximum
LED power has not been stated in the literature. When taking the typical tempe-
rature susceptibility and a specified temperature range of -40C to +85C into
consideration, the value would probably be around -6 dBm.

11
1 POF loss at 650 nm
10
(max. 8 m, 0.4 dB/m)
LED-POF coupling
9 2 POF-PD coupling
connector loss
(optional one)
8 3 system margin

7 4

6 5

Fig. 6.51: Link power budget of the D2B specification

The data rate for D2B is 5.65 Mbit/s, of which 4.2 Mbit/s are the payload. Due
to bi-phase coding, the corresponding physical data rate on the POF is 11.3 Mbit/s.
The architecture of D2B forms an active ring. This means that each component
is equipped with one receiver and one transmitter. The components are switched
in a ring so that each element has to pass on the signals for all following equip-
ment.
The specification does not take into account mode dependent loss, climatic
effects or the effect of the spectral source parameters. On the other hand, the value
430 6.2 Examples of Link Power Budgets

for the POF attenuation is a conservative one at 400 dB/km so that even conside-
rable aging or a drift in the source wavelength to 670 nm can be tolerated. For a
maximum link length of 8 m, these losses are not really critical. Their specifi-
cation provides a large margin of 5.0 dB in the system. This probably reflects the
intention to make appropriate allowance for the newness of the technology for the
automotive field. Another factor is that the conditions for the cable installation
during vehicle manufacture are much more difficult compared to the installation
of cables in a building network, for example. Subsequent replacement of a defec-
tive cable is also expensive. The sensitivity of the receiver is specified as
-26 dBm. Considering the low data rate (11.3 Mbit/s), this value is also rather con-
servative. Overall, the link power budget shows that a large part of risk of the
cable installation and the design of the electrical interfaces has been moved to the
POF link. However, this can be well accommodated by the link. It is likely that the
existing reserves in the next generation will probably be used to increase the bit
rates as is already heralded by the introduction of the MOST Standard. At
approximately 21.2 Mbit/s of use data rate, the physical bit rate is approximately
50 Mbit/s due to the RZ coding.
Figure 6.52 shows the link power budget for MOST (Media Oriented System
Transport, for example, see [Tei00], [Pan99] and [Pan00]). The budget comprises
approximately 23 dB. For the attenuation of the POF link a value of 16.5 dB is
taken into consideration which includes losses at additional connections, in case
prefabricated pigtails are used in installation. Nevertheless, a large value has been
assumed considering the short lengths in a vehicle, for example compared to the
value of 13 dB of link attenuation assumed in the ATM Forum specification for a
link of 50 m length. The high value for attenuation takes into account the rough
conditions for POF during installation and practical use in the vehicle as well as
the necessary margin for long service life and the reliability requirements of the
systems.

22
2 LED power variations
20 influence of temperature
4 and current supply to the
electronics
18 LED aging
6 LED pigtail coupling
POF loss at 650 nm
16 (includes 4 dB for POF
8
coupling to transceivers)
14 10 pigtail to PD coupling
12

Fig. 6.52: Link power budget of the MOST specification ([Pan00])


6.2 Examples of Link Power Budgets 431

6.2.4 ISDN over POF

Finally, Fig. 6.53 shows an additional link power budget based on the author's
own proposal for transmitting ISDN signals via POF ([Ziem00c], [Ziem00d] and
[Ziem00e]).

44 0 2 LED power variations


42 4
40 mode dependent loss
6
38 POF loss at 560 nm
8 (source with 560 10 nm,
36
FWHM max. 40 nm)
34 10
influence of aging
and temperature
12
32 water absorption
14 connector loss
30
(maximum three)
28 16
fiber bends and
26 18
24 20 system margin
22

Fig. 6.53: Link power budget for 250 m POF-ISDN with LED of 560 nm

The sources used here are 560 nm GaN-LED which are available as samples
from Nichia. The maximum power launched into the POF is assumed to be
-3 dBm. For a guaranteed receiver sensitivity of -48 dBm, the link power budget
amounts to 45 dB.
Due to the excellent temperature stability of GaN LED, only 3 dB have to be
considered to for the fluctuations in power. 1.0 dB has been taken into account for
the mode dependent loss. For a wavelength drift of 10 nm (GaN LED feature a
much lower drift) and a maximum of 40 nm spectral width, a fiber attenuation of
80 dB/km is obtained corresponding to 20 dB for the maximum transmission
length of 250 m assumed here. Following our own tests for climate exposure,
20 dB/km were entered for the effects of aging due to temperature and 20 dB/km
for the effect of water absorption (5 dB for 250 m, see also [Ziem00b]). Allowing
for 3 permissible connectors there remains a margin of 3.0 dB in the system which
would cover, for example, bends in the fiber link. This proposal is new in the field
of POF applications since it is the intention here to cover a large distance with a
relatively small data rate (192 kbit/s). This makes the use of the first two POF
windows mandatory.

6.2.5 Link Power Budget for Bi-Directional Transmission

The T-Nova GmbH and Alcatel Autoelectric companies cooperated in investi-


gating options for a high bit rate data transfer over short distances. In Chapter 5 a
520 nm/650 nm WDM system which has been realized in practice is described in
432 6.2 Examples of Link Power Budgets

detail. Below we will demonstrate link power budgets for possible systems with
asymmetric bit rates.
If in the coming years the very high transmission rates under consideration here
are achieved in vehicle networks, a highly asymmetrical requirement must be
assumed. Conversely, this means that only small data rates will be achieved in
backward direction. The transmission of different data streams via just one fiber as
opposed to a solution with duplex fiber can be solved particularly effectively with
WDM (see also [Ziem97b]). Two different concepts can be considered here:

6.2.5.1 Asymmetrical Couplers


By using asymmetrical couplers, the channel with the lower rate experiences
higher attenuation. Due to the greater sensitivity of the receiver (less noise band-
width) it is, however, possible to ensure the same quality of transmission. The
likely solution would be a 520 nm/650 nm multiplex as schematically shown in
Fig. 6.54.

100 Mbit/s, - 4 dBm


1 Gbit/s, 0 dBm
520 nm LED
770 nm LD Y-splitter Y-splitter
2 dB 5 dB

5 dB 1 mm SI-POF 2 dB
WDM-filter WDM-filter
Si-PD Si-PD
100 Mbit/s, -26 dBm 1 Gbit/s, -16 dBm

Fig. 6.54: Concept for WDM with asymmetrical couplers

6.2.5.2 Symmetrical Couplers


When using symmetrical couplers, the wavelength with the least fiber attenuation
for the higher rated channel is used. For the lower rated channel one can accept the
higher attenuation for a different wavelength due to the higher sensitivity, as
demonstrated in Fig. 6.55.

650 nm LD 770 nm LED


1 Gbit/s Y-splitter 100 Mbit/s
0 dBm Y-splitter -4 dBm
4 dB
4 dB

4 dB 1 mm SI-POF 4 dB
Si-PD WDM-filter Si-PD
WDM-filter
100 Mbit/s 1 Gbit/s
-28 dBm -16 dBm
Fig. 6.55: Concept for WDM with symmetrical couplers
6.2 Examples of Link Power Budgets 433

Figure 6.56 shows a diagram for the complete link power budget calculations of
both systems. To date this set-up has not been implemented in practice. At the
time of this concepts, there was still a problem of obtaining sufficiently fast recei-
vers for POF of 1 mm. These systems should be considered as a theoretical con-
cept design.

power budget calculation:


LED power variation loss 1. coupler loss 2 connectors
POF link loss (10 m) loss 2. coupler margin

asymmetrical coupler:
source powers receiver sensitivities

770 nm LD

520 nm LED

0 -2 -4 -6 -8 -10 -12 -14 -16 -18 -20 -22 -24 -26 -28

optical power [dBm]


symmetrical coupler:

source powers receiver sensitivities

770 nm LED

650 nm LD

0 -2 -4 -6 -8 -10 -12 -14 -16 -18 -20 -22 -24 -26 -28
optical power [dBm]

Fig. 6.56: Link power budget for asymmetrical data rate WDM connections
434 6.3 Overview of POF Systems

6.3 Overview of POF Systems

A detailed description of the transmission experiments with polymer fibers pub-


lished up till then was presented in the first edition of this book. In the past few
years the number of publications has, of course, increased considerably. A not in-
significant share was the work of the POF Application Center Nrnberg
(POF-AC), for example, with the first transmission of 2.5 Gbit/s over a 1 mm
thick fiber. In order to maintain the character of an overview and reference work,
we have attempted to retain the overview of systems to the extent possible. We
can thereby naturally only take into consideration those experiments which have
been published at important POF conferences, in the most important IEEE jour-
nals or on the Internet. Some experiments appear today to be less remarkable
because all parameters have long since been surpassed, but we also wanted to
show the development over the course of the past 15 years.
The following sections contain summaries of transmission experiments in diffe-
rent groups. Within these sections there are again summaries of works of the same
research group or thematically very similar publications. Otherwise, the chrono-
logical sequence formed the basis. The following are discussed in particular:
Systems with PMMA SI-POF at wavelengths around 650 nm
Systems with PMMA SI-POF with data rates of 500 Mbit/s and more
Systems with PMMA SI-POF at wavelengths below 600 nm
Systems with PMMA SI-POF at wavelengths in the near infrared range
Systems with PMMA GI-POF, MSI-POF and MC-POF
Systems with fluorinated POF
Wavelength multiplex systems with PMMA POF
Wavelength multiplex systems with PF GI-POF
Bidirectional systems with POF
Special systems, e.g. with analog signals
At the end of each section the latest results of the POF-AC Nrnberg are
presented and an overview in tables is shown. The most important parameters of
each system appear in lists in order to simplify the overview. The glass fibers
included for the first time in this book and a few other special fibers will then be
treated in Section 6.4.
The parameters for bit rate and the fiber length are shown in many diagrams.
These two parameters alone naturally do not describe a system. Many of the
experiments described took place in laboratories under ideal conditions. For
commercial use margins for changes caused by temperature, aging and less than
ideal fiber installation have to be taken into consideration. Under some circum-
stances limits also have to be taken into consideration for eye safety. Many
systems would also be much too expensive and lavish for practical use, e.g. if they
use APD with high bias voltages. Consequently, a simple comparison between the
different results is not always given. The reader will thus find information in the
text or in the references listed.
6.3 Overview of POF Systems 435

6.3.1 Step Index Profile POF Systems at 650 nm

Low-attenuation PMMA SI-POF have been commercially available since the


middle of the seventies (see, for example [Sai92]). First a number of older experi-
ments will be illustrated - without claiming to be comprehensive - that verify that
the POF has been examined for short-link transmission for a long time.

6.3.1.1 The first SI-POF Systems


One of the first descriptions of a POF transmission system available to the authors
is illustrated in [Scho88].With this system 20 Mbit/s can be transmitted over 80 m
POF (step index, PMMA).
Fiber type: SI-POF
Length: 80 m
Bit rate: 20 Mbit/s
Transmitter: 650 nm
Reference: [Scho88]
The international POF conference has been held annually since 1992. Since
then, almost all important new developments in the field of POF are presented at
this conference. An overview of the development so far in POF data transmission
can be found, for example, in [Kuch94]. After that, Kaiser demonstrated the trans-
mission of 140 Mbit/s over 110 m standard NA POF as early as 1990.
Fiber type: St.-SI-POF
Length: 110 m
Bit rate: 140 Mbit/s
Transmitter: 650 nm
Reference: [Kuch94]
Company: in Kaiser 90
One of the first commercial POF transceivers was introduced by Hewlett
Packard in 1992 [HP05] with 50 Mbit/s at a range of 15 m. Later on, a complete
family of transmitters, receivers and transceivers for POF and PCS with its own
plug system (described in the chapter on Components) came about. The field of
POF belonged for a while to the Agilent Company and can in the meantime be
found at Avago.
Fiber type: St.-NA-POF
Length: 15 m
Bit rate: 50 Mbit/s
Transmitter: 660 nm
Receiver: Si-pin-PD
Reference: [HP05]
Company: Hewlett Packard 1992
In 1992, Price described [Pri92] the transmission of a signal of 125 Mbit/s over
1 m, 25 m, 50 m, and 90 m SI-PMMA POF (Mitsubishi EH 4001). The fiber
436 6.3 Overview of POF Systems

medium is rated by the manufacturer at 300 dB/km. The source was a laser diode
NDL 3200 with a max. of 3 mW at 670 nm wavelength that was originally deve-
loped for barcode lasers. When modulated and launched with a collimated beam,
the maximum power in the POF was still 0 dBm.
A pin FET transistor arrangement was used as a receiver. At a diode capacity of
3 pF, the bandwidth of the receiver was 75 MHz (0.6 times the bit rate). The cal-
culated sensitivity was -31.4 dBm at BER = 10-9. A value of -28.5 dBm was
measured (with a 80 MHz preamplifier). This resulted in a coupling loss of 3.7 dB
at the receiver. With measured losses of 276 dB/km, a maximum transmission link
length of 90 m could be achieved with the power budget of 28.5 dBm. The system
is shown schematically in Fig. 6.57.
Fiber: St.-NA-POF EH 4001, 300 dB/km (Mitsubishi)
Length: 1 m/ 25 m/50 m/90 m
Bit rate: 125 Mbit/s
Transmitter: LD 670 nm; NDL 3200, 3 mW
Receiver: pin-FET-transistor-combination
Reference: [Pri92]
Company: Kennedy & Donkin Systems Control Ltd.

670 nm LD 1 m, 25 m, 50 m, 90 m
NDL 3200 Si-PD
980/1000 m SI-POF pin-FET
3 mW ESKA EXTRA EH 4001
125 Mbit/s 75 MHz
276 dB/km | 670 nm
Fig. 6.57: Transmission system according to [Pri92]

In [Kit92] the Mitsubishi POF ESKA Premier was used which was newly
developed at the time. At a NA of 0.51 and at losses of 135 dB/km at a wave-
length of 650 nm, this fiber material can be used at temperatures up to +85C.
With collimated light, the attenuation of 65 dB/km at 570 nm and 124 dB/km at
650 nm was measured.
Using the TOLD 9410 Toshiba laser diode and a receiver of its own, it was also
possible to transmit 125 Mbit/s over 100 m, since the launched power was corres-
pondingly higher (Fig. 6.58). Moreover, a system with a yellow LED was realized
(see below).
Fiber type: SI-POF, Mitsubishi ESKA Premier
Length: 100 m
Bit rate: 125 Mbit/s
Transmitter: 650 nm LD, Toshiba TOLD 9410
Receiver: own construction
Reference: [Kit92]
Company: Mitsubishi
6.3 Overview of POF Systems 437

650 nm LD own setup


125 Mbit/s 100 m SI-POF for 125 Mbit/s
Mitsubishi, ESKA Premier
Fig. 6.58: Transmission system according to [Kit92]

In [Fuk93] the use of various wavelengths is also described for POF trans-
mission systems. At first an InGaAsP LED at 670 nm was used with which an
average power of -12 dBm could be coupled into the fiber. 100 Mbit/s were trans-
mitted over 30 m SI-POF.
Fiber type: SI-POF
Length: 30 m
Bit rate: 100 Mbit/s
Transmitter: InGaAsP-LED, 670 nm, -12 dBm
Receiver: commercial Toshiba receiver, -22 dBm sensitivity
Reference: [Fuk93]
Company: Toshiba

670 nm LED TORX


InGaAsP, 63 W 196
30 m SI-POF
Fig. 6.59: Transmission system according to [Fuk93]

In 1994, Keio University ([Koi94]) presented a system with a data rate of


250 Mbit/s at a transmission length of 100 m over SI-POF. The author cites mode
dispersion as the bandwidth limiting factor. A NEC laser diode with a maximum
output power of +6.1 dBm (4 mW) was used as the source.
Fiber type: SI-POF
Length: 100 m
Bit rate: 250 Mbit/s
Transmitter: NEC, laser diode; +6.1 dBm
Reference: [Koi94]
Company: Keio University
In [Tan94b] the transmission of a 400 Mbit/s signals over 50 m of SI-POF is
described by Fujitsu. The PMMA-POF (ESKA EXTRA MH 4001 from
Mitsubishi) used had an attenuation of 250 dB/km at a wavelength of 650 nm with
NA = 0.50. A 0.5 mm APD served as the receiver.
Fiber type: SI-POF, Eska Extra MH4001
Length: 50 m
Bit rate: 400 Mbit/s
Receiver: 500 m APD
Reference: [Tan94b]
Company: Fujitsu
438 6.3 Overview of POF Systems

NEC started using the newly developed low NA-POF for transmissions of
156 Mbit/s over 100 m using 650 nm LED (for example, [Koi97a]) as early as
1995. In [Kob97] a new type of LED is used for such systems that makes a coup-
ling efficiency of 70% possible with simple plastics lenses through improved
emission characteristics.
Later a transceiver in a 1 u 9 pin type of construction was offered as a
commercial product [NL2100]. It was followed by the NL2110 of the S200 type
with a data rate of 250 Mbit/s over a maximum of 70 m. Today there is no longer
any known work being done by NEC in the POF field.
Fiber type: Low-NA-POF
Length: 100 m
Bit rate: 156 Mbit/s
Transmitter: 650 nm LED, improved coupling efficiency by an optimized
emission characteristic
References: [Koi97a], [Kob97]
Company: NEC
Sony introduced a transceiver for IEEE 1394 in 1997 ([Sak97]). The SI-POF
used had an attenuation of 160 dB/km and 130 MHz 100 m bandwidth at
650 nm. The silicon-pin diode was attached to a transimpedance amplifier, making
it possible to achieve a sensitivity of -25 dBm at a BER = 10-10 (125 Mbit/s). At
200 Mbit/s, a transmission length of 70 m was achieved.
Fiber type: DSI-POF, 160 dB/km, 130 MHz 100 m
Length: 70 m
Bit rate: 200 Mbit/s
Transmitter: 650 nm LD
Receiver: Si-pin-PD, -25 dBm at 125 Mbit/s, transimpedance amplifier
Reference: [Sak97]
Company: Sony
A test network was set up at the University of Ulm for office cabling with
SI-POF and later with DSI-POF. The first results were presented in 1998
([Som98a]). A total of 33 POF connections were installed with lengths ranging
between 5 m and 63 m (total installed cable length was 1,400 m). The bit rate was
125 Mbit/s.
A 100BaseFX(POF) switch served as the central node. The switch and the PC
cards were re-equipped with various commercially available POF transceivers in
1 u 9-pin form. Hewlett Packard HFBR 5527, NEC NL 2100 and self equipped
receiver were used. For the fiber, Asahi AC-1000W, Mitsubishi MH 4002F and
Toray PMU-CD 1002-22E according to the ATM forum specification were used.
The measured effective attenuation with the transceivers used was from
196 dB/km to 205 dB/km.
Fiber type: SI-POF, DSI-POF, Asahi AC-1000W, Mitsubishi MH 4002F,
Toray PMU CD 1002-22E
Length: 5 m to 63 m
6.3 Overview of POF Systems 439

Bit rate: 125 Mbit/s


Transceiver: HFBR 5527, NL 2100 by NEC and transceivers with compo-
nents of the HFBR 0507 series, built up at the University of
Ulm
Reference: [Som98a]
Company: University of Ulm
Another commercial transceiver was developed by Hamamatsu and presented
in [Mai00]. After the enterprise initially produced components for its network of
vehicles, there are now also diverse components available for Ethernet and
IEEE 1394 applications.
Fiber type: SI-POF
Length: 50 m
Bit rate: 4 to 156 Mbit/s
Transmitter: 650 nm LED, -2 dBm in the POF
Receiver: -22 dBm
Reference: [Mai00]
Company: Hamamatsu
The area of vehicle networks is especially dealt with by [Num01a]. The
RC-LED used has been optimized to a wide temperature range. All coupling
losses have been taken into consideration in the computation of power budget.
Fiber type: PMMA SI-POF, AN = 0.50
Length: 20 m
Bit rate: 50 Mbit/s
Transmitter: 650 nm RC-LED, 'O < 20 nm, 'O/'T < 0.1 nm/K, -6.8 dBm;
temperature range -40C to +85C with 4.1 dB change
Receiver: 800 m Si-PD, sensitivity: -29.1 dBm
Reference: [Num01]
Company: Matsushita
For some years now the work of all important institutes have concentrated on
higher transmission speeds or the latest fiber types respectively (see next section).
In the area of SI-POF work has shifted to the development of better and more
reasonably priced products, some examples of which can be found in the chapter
on Components.
In conclusion, a recent work should be mentioned which describes a new POF
transceiver for Fast Ethernet. The SC plug which can be fit easily is new
(Fig. 6.60).
Fiber type: PMMA SI-POF
Length: 70 m
Bit rate: 125 Mbit/s
Transmitter: 655 nm LED
Receiver: Si-pin-PD
Reference: [Neh06a]
Company: Euromicron
440 6.3 Overview of POF Systems

Fig. 6.60: EM-RJ connector and Fast-Ethernet transceiver

6.3.1.2 SI-POF Systems with over 500 Mbit/s


Data transmission rates of up to 500 Mbit/s are of interest for a number of appli-
cations. Many of todays devices in entertainment electronics have IEEE 1394-
S400 interfaces (data transmission rates of 500 Mbit/s) as standard components.
Such high values are also expected in the automobile industry when uncompressed
moving pictures are to be transmitted. This is necessary, for example, with driver
assistance systems when the time delay is too great because of compression algo-
rithms. Even today you can read in many publications that 1 mm of SI-POF is not
suitable for such high speeds since the bandwidth is first of all too low and
secondly because even the large photodiodes are not fast enough. The following
examples from the past ten years show, however, that this opinion on the potential
of POF has long since been revised.
High data rate transmission experiments were introduced in a series of publica-
tions written by Bates, Yaseen, and Walker from the University of Essex
([Kuch94], [Wal93], [Yas93], [Bat92a], [Bat96b]) spanning the years 1992 to
1994. With data rates of 265 Mbit/s and 531 Mbit/s (1994), 100 m POF was
covered. Figure 6.61 illustrates the principle test set-up.

high pass bit


filter generator

100 m 980/1000 m SI-POF


ESKA EXTRA EH 4001
139 dB/km | 652 nm

652 nm LD Si-PD
Fig. 6.61: High bit rate data transmission over SI-POF

The Mitsubishi ESKA EXTRA EH4001 was used as the fiber medium. It has
139 dB/km of attenuation at 652 nm. A Philips laser diode CQL82 with a wave-
6.3 Overview of POF Systems 441

length of 652 nm served as the light source. The laser was operated at 290 K
(17C) with 36 mA of bias current. To increase the bit rate, a first order high-pass
filter was pre-connected as the peaking filter. With the help of input optics,
2.7 mWp-p of power was achieved at launch of NA = 0.11. During modulation, the
average power was -1.7 dBm (0.68 mW); with the peaking filter, the average
power fell to -6.7 dBm (0.21 mW).
An AEG-Telefunken BPW89 photodiode with 4.9 pF capacity at 20 V of re-
verse voltage was used as a receiver. The responsivity is 0.4 A/W at 650 nm (76%
external efficiency). The coupling to the POF is done with a ball lens. A second
high-pass filter was connected behind the receiver as a compensation filter for the
mode dispersion. The receiver achieved -22.1 dBm sensitivity at BER = 10-9. As a
result, a data rate of 265 Mbit/s was achieved.
With an improved Hamamatsu S4752 photodiode with 1.6 pF capacity at 10 V
reverse voltage and a diameter of 600 Pm of the active surface, the same sensiti-
vity was achieved without lens and compensator.
As is already known, the theoretical bandwidth of the standard NA-POF is
approximately 40 MHz 100 m. Consequently, the high data rates of the experi-
ments in question were not possible. Nevertheless, this value only applies to light
propagation in the equilibrium mode distribution. Figure 6.62 shows which
methods can be used to increase the bandwidth of the transmission system.

launch with detection with


small NA low NA
high pass for
high pass POF without dispersion
peaking filter connectors and bends compensation

input output

Fig. 6.62: Methods for bandwidth enhancement on SI-POF

Besides the compensation of the band limitations through transmitter, fiber me-
dium and receiver with suitable high-pass filters, it is particularly helpful to reduce
the number of the modes involved in data transmission and thereby the pulse
broadening. The following methods can be used individually or in combination
(values according to Bates):
Launch with small NA = 0.11. Only a few modes with small mode delay will
be excited.
Predistortion of the LD drive signal (peaking) with high-pass filter
(33 pF 51 :).
Output with small NA (modes with large mode delay are hidden).
Dispersion compensation behind the receiver with high-pass filter
(8 pF 20 :).
442 6.3 Overview of POF Systems

To the author's knowledge, the transmission of 531 Mbit/s over 100 m of SI-
POF is the fastest system in terms of the bit rate length product so far. In [Bat96a]
the theoretical limit was even estimated to be 1 Gbit/s over 100 m (which is
clearly proven in the meantime). The practical application of such systems is,
however, beset with difficulties since the filters must be dimensioned very
precisely and the specific parameters must be adapted to each individual link.
Through bendings and plug-in connections, the mode distribution is changed for
POF in such a way that the gain in bandwidth through selective launching and
detection lost at least in part.
Fiber type: SI-POF, Eska Extra EH4001, 139 dB/km @ 650 nm
Length: 100 m
Bit rate: 265 Mbit/s, 531 Mbit/s
Transmitter: Philips LD CQL82, 652 nm. -1.7 dBm
Receiver: AEG-Telefunken, BPW89, 0.4 A/W
Hamamatsu S7452, : 600 m
(comparable with the present product: S7482)
References: [Bat92], [Wal93], [Yas93], [Kuch94], [Bat96b]
Company: University of Essex
In cooperation with IBM and Keio University ([Kuch94]) a system was
developed in 1994 in which a surface emitting laser with a wavelength of 670 nm
was used as a transmitter. At a launch NA of 0.11, the averaged power in the fiber
was -10 dBm. A 400 m diameter Si-pin PD Hamamatsu S4753 served as the
receiver that was coupled to a GRIN lens. The sensitivity was -23.3 dBm at
1 Gbit/s (BER = 1.5 10-9).
A data rate of 531 Mbit/s was transmitted over 30 m of PMMA SI-POF. The
used POF was an INFOLITE F120 (Hoechst Celanese) with a core diameter of
500 m. The attenuation of this fiber is 130 dB/km at 650 nm or 300 dB/km at
670 nm. For 100 m of POF, the limit for the data rate was 300 Mbit/s for the
selected test setup.
Fiber type: 500 m SI-POF, Infolite F120 (Hoechst)
130 dB/km (650 nm); 300 dB/km (670 nm)
Length: 30 m
Bit rate: 531 Mbit/s
300 Mbit/s over 100 m
Transmitter: 670 nm VCSEL; -10 dBm
Receiver: 400 m PD, Hamamatsu S4753,
-23.3 dBm at 1 Gbit/s
Reference: [Kuch94]
Company: IBM, Keio University
The Swedish company Mitel has been working on the development of a 650 nm
VCSEL for use in POF systems for some time now. The resonant cavity LED
(RC-LED) can be regarded as the preliminary stage of the VCSEL and already has
a number of advantages such as the small radiation angle and the small wave-
length drift during changes in temperature.
6.3 Overview of POF Systems 443

The use of 650 nm RC-LED for the transmission of 250 Mbit/s over 30 m
SI-POF was demonstrated in [Stre98] and [Stre98b]. A BER of 3 10-10 was
achieved in the test. The RC-LED had a DBR mirror made of AlGaAs and an
active zone with 4 quantum wells of GaInP and barriers of AlGaInP. The cladding
layers consist of AlGaInP. The emitting area has a diameter of 84 m. At a center
wavelength of 660 nm, the RC-LED has a spectral width of 3 nm and emits 3 mW
optical power at 50 mA. The maximum power is 4.2 mW at 120 mA. The maxi-
mum external quantum efficiency (QEext) is about 3.2 %. The differential resis-
tance is specified by the authors to be 3 :.
A SI-POF with 980 m core diameters and AN = 0.48 was used. The effective
attenuation at 650 nm is 180 dB/km. The source was coupled to the POF directly
without any optics. At a DC current of 60 mA, the launched power was -2.2 dBm
(0.6 mW). A Si-pin photodiode (Tek P6701A) served as the receiver. The probabi-
lity of errors was estimated from the measuring the Q-factor (6.2). The data trans-
mission rate is limited by mode dispersion in the POF (fiber rise time = 2.85 ns,
corresponding to 44 MHz 100 m). It was possible to transmit 512 Mbit/s over a
1 m POF link.
Fiber type: SI-POF; AN = 0.48; 44 MHz 100 m
Length: 30 m; 1 m
Bit rate: 250 Mbit/s; 512 Mbit/s
Transmitter: 660 nm RC-LED
'O = 3 nm, 4.2 mW at 120 mA
Receiver: Si-pin photodiode (Tek P6701A)
References: [Stre98a], [Stre98b]
Company: Mitel
In one recent study [Schu01a] commercially available RC-LEDs for use with
lengths of 50 m to 100 m were investigated. Except for the use of a DSI-POF no
other measures which increased the bandwidth were employed. With 50 m of
DSI-POF the SNR loss (penalty) through mode dispersion at 500 Mbit/s still
amounts to 7 dB. This system permits the error-free transmission of 250 Mbit/s
and 125 Mbit/s with a standard POF over 50 m or 100 m respectively.
Fiber type: PMMA DSI-POF, AN = 0.30
Length: 50 m
Bit rate: 500 Mbit/s
125 Mbit/s over 100 m
and 250 Mbit/s over 50 m St.-SI-POF
Transmitter: 650 nm RC-LED
Receiver: Si-PD (tr, tf < 1 ns)
pre amplifier Infineon FOA 1061
sensitivity: -11.25 dBm
(7 dB penalty caused by the mode dispersion)
Reference: [Schu01a]
Company: Infineon Technologies
444 6.3 Overview of POF Systems

Mitsubishi Eska Mega


650 nm 50 m DSI-POF, AN = 0.30 Si-PD
RC-LED

Fig. 6.63: Transmission of 500 Mbit/s over DSI-POF

The last system presented in this section was set up at the DaimlerChrysler
Research Center in Ulm [Scha01]. It permitted the transmission of 500 Mbit/s
over 30 m of standard POF with commercial components in the receiver.
Fiber type: PMMA SI-POF
Length: 30 m
Bit rate: 500 Mbit/s
Transmitter: 650 nm LD
Receiver: pin-H125G-010 by OSI Fibercomm (400 m),
MAX3761 pre amplifier
-11.4 dBm sensitivity (butt coupling)
Reference: [Scha01]
Company: Daimler Chrysler research center Ulm

30 m PMMA-POF
650 nm LD AN = 0.50 Si-PD
500 Mbit/s 400 m

Fig. 6.64: Transmission of 500 Mbit/s over SI-POF with laser diode

The reaching of ever greater bit rates, on SI-POF, too, had a formative influ-
ence in the following years. The basis for this was less the development of better
components than the increased interest in fast systems over short distances.

6.3.1.3 SI-POF Systems with more than 500 Mbit/s


In order to achieve even higher data rates above 500 Mbit/s, the active compo-
nents must above all be optimized. At present, such high data rates cannot at all be
achieved with LEDs and only to a limited extent with RC-LEDs. Edge-emitting
laser diodes with wavelengths of 650 nm are fast enough and offer high emission
power, but are very complicated in practical use. Vertical laser diodes would be
ideal POF transmitters, but suffer at present from too low operating temperatures
(as described in the chapter on Components).
6.3 Overview of POF Systems 445

It is particularly important on the receiving side to use photodiodes with a


lower capacity. Diodes with a diameter of 600 m to 800 m are generally used
for 1 mm fibers and are coupled with suitable lenses. Diodes from Hamamatsu are
used most frequently. In recent works by DieMount and Infineon similarly good
results have also been achieved with other types.
In [Gui00a] a 650 nm RC-LED with 622 Mbit/s was modulated. This data rate
was transmitted in an experiment over 1 m of SI-POF with AN = 0.48. At 30 mA
of bias current, the optical power of the RC-LED was 1.4 mW. When coupled
directly, 30% of the power could launched into the POF.
Fiber type: SI-POF
Length: 1m
Bit rate: 622 Mbit/s
Transmitter: 650 nm RC-LED; 1.4 mW
Reference: [Gui00a]
Company: University of Tampere
Different kinds of RC-LEDs with varying current apertures have been inves-
tigated in further experiments. Small active volumes result in greater bandwidths,
simultaneously reducing, however, the output power. With optimized biasing
current up to 1,000 Mbit/s can be transmitted. To the best knowledge of the
authors this is the highest data rate ever achieved with RC LEDs. For a 10 m-long
fiber (SI-POF) the transmitted bit rate was still 400 Mbit/s; when using a
DSI-POF, 622 Mbit/s were possible.
Fiber type: SI-POF, AN = 0.48, DSI-POF
Length: 1 m, 10 m
Bit rate: 622 Mbit/s over 1 m POF (BER < 1 10-11), 84 m-LED,
30 mA Bias, 1 V
1,000 Mbit/s with higher BIAS
400 Mbit/s over 10 m (POF-NA: 0.48)
622 Mbit/s over 10 m DSI-POF
Transmitter: RC-LED with 84 m aperture, reaches 200 MHz bandwidth at
40 mA with 1.4 .. 1.5 mW
40 m-RC-LED reaches 350 MHz at 0.18 .. 0.20 mW with
10 .. 15 mA current
References: [Dum01], [Gui00a], [Gui00b]
Company: University of Tampere

SI-POF, AN = 0.48
655 nm RC-LED
622/1,000 Mbit/s 1m
400 Mbit/s Si-PD
10 m
Fig. 6.65: Data transmission with a 655 nm RC-LED
446 6.3 Overview of POF Systems

Fig. 6.66: Eye diagram at 622 Mbit/s over 10 m DSI-POF

The transmission of larger data rates for use in the automotive field is examined
in [Scha00] (Fig. 6.67). Various PMMA SI-POF from Hchst, Toray and Siemens
(with Mitsubishi core, developed especially for MOST) were tested. With a
670 nm VCSEL and a fiber-coupled power of 0.32 mW a data rate of 500 Mbit/s
was transmitted over 10 m. In further tests a 650 nm laser with 50 m glass fiber
output (AN = 0.20) was used. A Tektronix converter P6701A with 850 MHz band-
width served as the receiver. 400 Mbit/s were attained over 10 m and 20 m Hchst
fiber medium (300 dB/km at 650 nm) and also 600 Mbit/s at 30 m. In all cases, the
eye diagram was measured and not the BER (Fig. 6.68).

50 m GOF

650 nm LD
400 Mbit/s
600 Mbit/s receiver
P6701A
850 MHz

PMMA-SI-POF
670 nm VCSEL Hchst (300 dB/km), 10 m, 20 m
500 Mbit/s Siemens, Toray (150 dB/km), 20 m, 30 m
0.32 mW
Fig. 6.67: Transmission experiments with different POF according to [Scha00]

Fiber type: PMMA SI-POF from Hchst, Toray and Siemens


Length: 10 m, 20 m, 30 m
Bit rate: up to 600 Mbit/s
Transmitter: 670 nm VCSEL, 650 nm LD
Receiver: Tektronix P6701A, no BER measurement
References: [Scha00], [Scha01]
Company: DaimlerChrysler, Research Center Ulm
6.3 Overview of POF Systems 447

Fig. 6.68: Bit sequence at 500 Mbit/s, PRBS [Scha01]

At the beginning of 2000 different transmission experiments with a 650 nm la-


ser were conducted at the T-Nova GmbH. These experiments took place in coope-
ration with Nexans Autoelectric GmbH. The edge-emitting laser was coupled
directly onto the POF. In order to attain high data rates despite the large surface
area Si-pin photodiode, a low-ohmic broadband receiver (10 :) was set up. To
compensate for the receiver bandwidth, a predistortion filter was implemented on
the laser. The parameters of the laser used are:
Sony SLD 1133VL (for DVD, laser pointer and barcode reader), index guided
Material system: AlGaInP, SQW structure
Longitudinally single mode
O = 657.5 nm (at 20C)
Max. 7 mW output power
Emission angle (FWHM): TA = 30,T = 8
Bit rate with predistortion filter > 1,200 Mbit/s
Ith = 50 mA (at 20C)
This makes it possible to conduct the following experiments:
1.200 Mbit/s over 10 m SI-POF, AN = 0.48, BER < 10-13
 800 Mbit/s over 20 m SI-POF, AN = 0.48, BER < 10-12
 800 Mbit/s over 50 m MC-DSI-POF, AN = 0.19, BER < 10-12
The objective of the experiments was to prove the transmission of high data
rates over the length area up to 10 m typical for the automotive industry, as des-
cribed in [Ziem00a] and [Ziem00f].
Even in these experiments, too, the system capacity for the SI-POF was more
than the theoretical limits. The main reason was the laser's relatively small emis-
sion angle. However, since the setting of the equilibrium mode distribution
required at least several 10 m, a practical application should be possible for the
short distances.
448 6.3 Overview of POF Systems

Fiber type: SI-POF, AN = 0.48


Length: 10 m, 20 m
Bit rate: 1,200 Mbit/s, 800 Mbit/s
Transmitter: Sony LD SLD 1133VL, 657 nm, 7 mW
AlGaInP, SQW structure; emission angle (FWHM):
TA = 30,T = 8; bit rate with peaking filter > 1,200 Mbit/s:
Ith = 50 mA (at 20C)
Receiver: Hamamatsu S5052, low impedance receiver
References: [Ziem00a], [Ziem00f], [Stei00b]
Company: Deutsche Telekom
The system set-up is shown in Fig. 6.69 and the eye diagram for the
1,200 Mbit/s signal after being transmitted 10 m in the next picture. The eye is
still open relatively wide and it was possible to transmit error-free for several
days. The fiber was cut to length and terminated with a v-pin connector to the
laser side and with a FSMA connector to the receiver side. No coupling lenses or
active adjusting units were used. At the time this result represented the highest
published data rate over 1 mm fibers.

10 m 980/1000 m SI-POF
160 dB/km at 657 nm

V-pin F-SMA
BIAS Peaking 657 nm PD broadband
2 stages LD S5052 receiver

Fig. 6.69: Transmission experiment at T-Nova Berlin

voltage [a.u.] BERT: in 88 h: 0 errors


28

24

20

16

12

8
Giehmann t [ns]
4
0.00 0.42 0.83 1.25 1.67
Fig. 6.70: Eye diagram at 1,200 Mbit/s
6.3 Overview of POF Systems 449

Different experiments with Gbit/s transmission using POF were also conducted
at the Fraunhofer Institute for Integrated Circuits (IIS) in Nuremberg. A commer-
cial laser diode for DVD applications was used as the transmitter. A relatively
small photodiode (330 m active diameter) was used, resulting in a coupling loss
of about 10 dB. A passive filter for dispersion compensation and a limiter ampli-
fier were employed for improving the signal. Different varieties of fibers with
lengths of up to 50 m were used.
Fiber type: SI-POF, DSI-POF, MC-POF
Length: 15 m to 50 m
Bit rate: 500 Mbit/s, 800 Mbit/s, 1,000 Mbit/s
Transmitter: 650 nm DVD-LD
Receiver: 330 m Si-pin-PD
Reference: [Jun04d]
Company: Fraunhofer IIS
The different tests result in the transmission of:
1,000 Mbit/s over 15 m SI-POF direct
1,000 Mbit/s over 20 m SI-POF with equalizing filter
 500 Mbit/s over 50 m SI-POF
 500 Mbit/s over 50 m DSI-POF
1,000 Mbit/s over 50 m MC-POF
(estimated theoretically,
not realized due to the limited received power)
In Figures 6.71 and 6.72 the measuring setup and an eye diagram for a S800
signal (effectively 1,000 Mbit/s) are illustrated. As can be seen, noise represents
the dominating system limitation. A definite improvement in the system could be
achieved with an optimized photodiode coupling, e.g. with a CPC.

Bit Error
Detector
(BERT)

TP1 TP2

Laser
Photodiode Dispersion
Driver &
& TIA Filter
Laser 20 m POF

Fig. 6.71: Measurement setup of the IIS for IEEE 1394-S800 transmission
450 6.3 Overview of POF Systems

Fig. 6.72: Eye at 1,000 Mbit/s over 20 m SI-POF with equalizing

The next two illustrations show an example of the S800 bit sequence after the
limiter and for the media converter already set up.

Fig. 6.73: Bit sequence after equalizer and limiter

Fig. 6.74: Media converter plug-in card for POF


6.3 Overview of POF Systems 451

6.3.1.4 SI-POF Systems at the POF-AC Nrnberg


Since 2002, a testing system for various thick fibers has been set up at the Polymer
Optical Fiber Application Center of the Nuremberg University of Applied Scien-
ces. The fundamental principle is a simple laser driver based on a broadband
MMIC amplifier and a broadband receiver using the Hamamatsu photodiode
S5052 (active diameter of 800 m).
In one variant the photodiode worked directly on a 50 resistor. With a
bandwidth of about 900 MHz the sensitivity of this variant (LIA) amounted to
about -16 dBm (at 1 Gbit/s and a wavelength of 780 nm). Improved receiver ver-
sions with bipolar and FET transistors were set up in the first stage and later docu-
mented in a Masters thesis. Thanks to increased transimpedance - between 500
and 1,000 - the sensitivity was improved to -22 dBm at 1 Gbit/s. However, the
bandwidth of this receiver (TIA) with about 500 MHz was somewhat lower. In
combination with equalizing filters better results could for the most part be
achieved with the TIA variant (details on the receiver in [Sap04], [Vin04b] and
[Vin05b]).
Today a total of six different laser diodes are available for measurements:
657 nm laser diode, Sony SLD1133VL, max. 1.3 Gbit/s, +8.4 dBm
652 nm laser diode, Sanyo L-4147-162, max. 1.6 Gbit/s, +7.0 dBm
654 nm laser diode, Union Optronics SLD-650-P5, max. 2.7 Gbit/s, +10 dBm
665 nm VCSEL, Firecomms, max. 2.7 Gbit/s, +0 dBm
780 nm laser diode Rohm RLD 78MA, max. 2.7 Gbit/s, +7.0 dBm
850 nm VCSEL, max. 2.5 Gbit/s, -3.0 dBm
The bit error rate tester of the POF-AC permits data rates up to a maximum of
2,700 Mbit/s. In Figs. 6.75 and 6.76 the transmitter and receiver and a circuit
diagram of the LIA receiver are shown.

Fig. 6.75: Transmitter and receiver for POF experiments

In two different series of measurements the capacity of DSI-POF was inves-


tigated. With both the LIA receiver and the Sony laser diode 550 Mbit/s were able
to be transmitted ([Ziem03h]). Later, an improved power budget, i.e. more power-
ful laser diode and better sensitivity of the TIA, allowed the transmission of even
820 Mbit/s. In Figure 6.77 the system setup is shown (eye diagram in Fig. 2.142
after 100 m).
452 6.3 Overview of POF Systems

+Ucc +Ucc +Ucc +Ucc +Ucc

PD
S5052
high pass high pass
filter filter

SMA-
MMIC- MMIC- MMIC- MMIC- plug
amplifier amplifier amplifier amplifier
GALI-51 GALI-6 GALI-6 GALI-6

Fig. 6.76: General layout of the receiver (first version, LIA)

Fiber type: DSI-POF, Asahi Chemical, AC-1000-I, AN = 0.25


Length: 100 m
Bit rate: 550 Mbit/s, 820 Mbit/s
Transmitter: 657 nm LD, Sony SLD 1133VL, +3.2 dBm in the POF
Receiver: 800 m Si-pin-PD Hamamatsu S5052
received power after 100 m POF: -11.5 dBm
References: [Ziem03h], [Vin05b]
Company: POF-AC 2003 and 2004

DSI-PMMA-POF
Asahi AC 1000 Si pin PD
BIAS LD 650 nm
core = 980 m, AN = 0.25 S 5052
SLD 1133VL

Fig. 6.77: Transmission system with DSI-POF

Above all the capacitance over short distances was investigated on standard
SI-POF. The fiber used was Toray PFU-CD-1001. Over 10 m and 20 m first
1,220 Mbit/s and then 820 Mbit/s at 650 nm was transmitted ([Ziem03g],
[Vin04b], [Vin05c], [Ziem05j]).
For lengths over 25 m it is surely necessary to fall back on other index profiles
for high bit rate applications. The limits of SI-POF with the components described
above on the POF-AC will also be investigated in an internship experiment,
whereby fiber pieces each 5 m in length are connected to FSMA plug connectors
and the maximum bit rate is measured with each length. Measurements up to 85 m
are possible - then with 15 plug connectors. Gigabit transmission is reached up to
about 30 m to 35 m. The results of two internship work groups are shown in
Figure 6.78.
Fiber type: Toray PFU-CD1001, 980 m PMMA SI-POF
Length: 15 m to 85 m (one connector after every 5 m)
Bit rate: up to 1,500 Mbit/s (20 m)
6.3 Overview of POF Systems 453

Transmitter: 650 nm LD (Sony, Union Optronics)


Receiver: 800 m Si-pin-PD
References: [Obe06], [Gott06]
Company: POF-AC Nrnberg

3000
bit rate [Mbit/s] max. values on
fiber without
connectors
1000 Siemens
POF-AC
PMMA-SI-POF
AN = 0.50
300 Toray
650 nm LD

fiber length [m]


100
10 20 50 100

Fig. 6.78: Data transmission on SI-POF (intership experiment)

Even better values can be attained with the same set-up when fewer plug-in
connectors are used. A maximum bit rate of 760 Mbit/s over 100 m of standard
POF could be attained with a two-stage passive equalizer (eye diagram in
Fig. 6.79). This surpasses both the results with optical mode filtering (533 Mbit/s,
[Bat96]) and the first calculations for multicarrier transmission up to 540 Mbit/s
([Ran06a]).

Fig. 6.79: Error free transmission of 760 Mbit/s over 100 m St.-POF

In the spring of 2007, systematic tests of the maximum capacities of different


fibers were carried out with an improved receiver circuit ([Was07].) A maximum
data rate of 910 Mbit/s at BER < 10-9 could be transmitted with a 650 nm laser
454 6.3 Overview of POF Systems

over 100 m of standard POF (one plug-in connection). If an error correction had
been used, even about 1 Gbit/s could have been attained. The eye diagram of the
measurement is shown in Fig. 6.80 (latest POF-AC results of summer 2007, over
1 Gbit/s, see next table).

Fig. 6.80: Error free transmission of 910 Mbit/s over 100 m St.-POF ([Was07])

The multicarrier system has been improved to such an extent in [Ran06b],


[Ran06c] and [Ran07a] that in the meantime about 1 Gbit/s over 100 m of stan-
dard SI-POF can be transmitted. The idea behind this system is the combination of
different procedures which are also well-known in radio communication. The
range of frequencies up to 200 MHz is subdivided into different carriers. More
power in the higher carrier frequencies partially compensates for the diminishing
transmission function of the POF link (Fig. 6.81).

20
P [dBm] transmitted spectrum
10

-10

-20

-30

-40
0 50 100 150 f [MHz] 200
Fig. 6.81: Equalizing of the frequency response in a multi carrier system
6.3 Overview of POF Systems 455

In order to attain greater spectral efficiency, each carrier is modulated with a


higher-order QAM signal. In the example described 2 groups each having
40 carriers were used. The carrier distance was 2 MHz with a symbol rate of
1.8 Mbaud per carrier. In order to achieve as high a degree of modulation as
possible, the crest factor was optimized by adapting the carrier phases. QAM 256
(8 bits/symbol) was used in the lower group and QAM 64 (6 bits/symbol) in the
upper group which results in a total bit rate of:
bit bit
BR brutto 40 1.8 Mbaud 8  40 1.8 Mbaud 6 1,008 Mbit / s
symbol symbol

The measurement technique at hand did not yet permit any real time demo-
dulation. This is why only data packets were transmitted, recorded with a fast
oscilloscope and demodulated in a PC. The constellation diagrams for 2 typical
channels are shown in Fig. 6.82.

Fig. 6.82: Constellation diagrams for two carriers

This procedure achieves an overall spectral efficiency of 6.3 bit/s/Hz. The


100 m of SI-POF used has a loss of 14 dB with the 650 nm laser. A commercial
TIA with a 1 mm large photodiode serves as the receiver.
A bit error probability of below 10-3 could be calculated for all carriers from the
error vector. By using an RS code (511,479) the bit error probability can be
reduced to below 10-9. Then the net bit rate would be around 945 Mbit/s. Work on
this system is being continued as part of the POF-ALL project (www.ist-pof-
all.org) in cooperation with the FhG IIS and the POF-AC Nrnberg.
The system described with the use of forward error correction (FEC) is not
exactly comparable to the experiments previously mentioned which were able to
be significantly improved even more with FEC. The systems presented so far have
been compiled once again in Table 6.9 and Fig. 6.83.
456 6.3 Overview of POF Systems

3,000
data rate [Mbit/s]

1,000

300

100

30

POF length [m]


10
1 2 5 10 20 50 100 200

Fig. 6.83: Overview of the SI/DSI-POF systems at 650 nm

It is quite obvious that the PMMA SI and DSI-POF cover an essentially greater
area of use than most users perceive. Many of the experiments described above
have indeed been conducted under ideal laboratory conditions, but on the other
hand further improvements in the active components are possible and foreseeable.

Table 6.9: POF transmission systems (SI-POF/DSI-POF)


Ref. Institute Fiber Length Bit rate Capacity Transmitter
[m] Mbit/s Mbit/skm
[Scho88] - SI-POF 80 10 0.8 650 nm LED
[Kuch94] - SI-POF 100 140 14.0 650 nm LD
[HP05] HP SI-POF 15 50 0.75 650 nm LED
[Pri92] Kennedy&Donkin SI-POF 90 125 11.3 670 nm LD
[Kit92] Mitsubishi SI-POF 100 10 1.0 596 nm LED
125 12.5 650 nm LD
[Kuch94] Kaiser 1990 SI-POF 110 140 15.4 n. a.
[Fuk93] Toshiba SI-POF 30 100 3.0 670 nm LED
[Koi94] Keio Univ. SI-POF 100 250 25.0 653 nm LD
[Tan94b] Fujitsu SI-POF 50 400 20.0 650 nm LD
[Kob97] NEC Low-NA 100 156 15.6 650 nm LED
[Yos96] Asahi Glass DSI-POF 50 155 7.8 650 nm SLED
[NL2110] NEC DSI-POF 70 250 17.5 650 nm SLED
6.3 Overview of POF Systems 457

Table 6.9: POF transmission systems (SI-POF/DSI-POF), cont.

Ref. Institute Fiber Length Bit rate Capacity Transmitter


[m] Mbit/s Mbit/skm
[Sak97] Sony SI-POF 70 200 14.0 650 nm LD
[Som98a] Univ. Ulm DSI-POF 63 125 7.9 650 nm SLED
[Mai00] Hamamatsu SI-POF 50 156 7.8 650 nm LED
[Num01a] Matsushita SI-POF 20 50 1.0 650 nm RC-LED
[Neh06a] Euromikron SI-POF 70 125 8.8 655 nm LED
[Bat92a] Univ. Essex SI-POF 100 265 26.5 652 nm LD
[Yas93] Univ. Essex SI-POF 100 531 53.1 652 nm LD
[Kuch94] IBM 500 m- 30 531 15.0 670 nm VCSEL
SI 100 300 30.0
[Stre98b] Mitel SI-POF 1 512 0.5 660 nm RC-LED
30 250 7.5
[Schu01b] Infineon DSI-POF 50 500 25.0 650 nm RC-LED
100 250 25.0
[Scha01] DaimlerChrysler SI-POF 30 500 15.0 650 nm LD
[Gui00a] Univ. Tampere SI-POF 1 622 0.6 650 nm RC-LED
[Gui00b] Univ. Tampere SI-POF 1 1,000 1.0 650 nm RC-LED
10 400 4.0
[Gui00b] Univ. Tampere DSI-POF 10 622 6.2 650 nm RC-LED
[Scha00] DaimlerChrysler SI-POF 10 500 5.0 670 nm VCSEL
[Scha00] DaimlerChrysler SI-POF 10 400 4.0 650 nm LD
20 400 8.0
30 600 18.0
[Ziem00a] Telekom SI-POF 10 1,200 12.0 650 nm LD
20 800 16.0
[Jun04d] FhG IIS SI-POF 15 1,000 15.0 650 nm DVD-LD
20 1,000 20.0
50 500 25.0
[Ziem03h] POF-AC DSI-POF 100 550 55.0 657 nm LD
100 820 82.0
[Gott06] POF-AC SI-POF 20 1,470 29.4 650 nm LD
30 1,200 36.0
50 650 32.5
85 100 8.5
[Was07] POF-AC/ SI-POF 50 1,660 83.0 650 nm LD
TUSUR 100 910 91.0
[Ran06a] Siemens SI-POF 100 540 54.0 650 nm LD, FEC
[Ran06c] Siemens SI-POF 100 945 94.5 650 nm LD, FEC
unpublished POF-AC SI-POF 100 1,390 139.0 650 nm LD, NRZ*
* measured after the German edition deadline (special designed passive equalizer,
BER = 10-9, no error correction, will be presented on the OFC2008)
458 6.3 Overview of POF Systems

6.3.2 Systems with PMMA SI-POF at Wavelengths below 600 nm

The PMMA fiber has the lowest attenuation at wavelengths around 520 nm and
560 nm. Nevertheless most transmission systems and experiments were first
carried out in the third attenuation window around 650 nm. The reason for this
was the lack of suitable LEDs at the time of development of GaN technology in
the second half of the 1990s.
The different stages of transmission systems with blue, green and yellow LEDs
will be presented in the following sections.

6.3.2.1 Systems with AIII BV Semiconductor LEDs


Before the introduction of GaN LEDs green LEDs could only be produced on the
basis of indirect semiconductors (GaP) which are not suitable for data trans-
mission because of their poor efficiency and the slow switching times. However,
wavelengths in the range down to 570 nm can be manufactured from InGaAlP or
GaAsP respectively. These were already being used at the beginning of the 1990s
for POF.
In a transmission experiment, 10 Mbit/s were realized over 100 m. In the test, a
yellow LED HLMA-DL00 (596 nm) with -12.4 dBm power in the POF was used.
The TORX 194 with -29.55 dBm sensitivity at a BER = 10-9 was used as a
receiver. Since then, a 10Base-POF transceiver from W&T with comparable para-
meters has become commercially available (to the author's knowledge, the only
product not offered at 650 nm at this time).
Fiber type: SI-POF, Mitsubishi ESKA Premier
Length: 100 m
Bit rate: 10 Mbit/s
Transmitter: LED HLMA-DL00 (596 nm); -12.4 dBm
Receiver: TORX-194, -29.55 dBm
Reference: [Kit92]
Company: Mitsubishi

596 nm LED TORX 194


10 Mbit/s 100 m SI-POF for 10 Mbit/s
Mitsubishi, ESKA Premier

Fig. 6.84: Transmission system according to [Kit92]

In a second attempt, a 573 nm InGaAlP LED with 0.7 % external efficiency,


12.5 nm spectral width and -20.5 dBm average power was used in the POF. A
TORX 196 with -32.5 dBm sensitivity served as the receiver. With greater LED
power, a range of 200 m was estimated, although at the time, no such sources were
available. The advantages of newer GaN-LED will be described in the later
chapters.
6.3 Overview of POF Systems 459

Fiber type: SI-POF


Length: 100 m
Bit rate: 10 Mbit/s
Transmitter: InGaAlP-LED, 573 nm, 'O = 12.5 nm
-17.5 dBm in the fiber at 100 mA
Receiver: TORX-196, -32.5 dBm sensitivity
Reference: [Fuk93]
Company: Toshiba

573 nm LED
InGaAlP, 9 W
100 m SI-POF
TORX 196
Fig. 6.85: Transmission system according to [Fuk93]

6.3.2.2 Systems with GaN LEDs


In the period between 1995 and 1998 the Technology Center of the Deutsche
Telekom in Berlin carried out extensive preliminary tests on the use of green
LEDs in POF systems. Measurements with different optical parameters were con-
ducted on the then new LED from Nichia. Among other things tested were the
temperature independence of the optical performance and the center wavelengths.
These values are much better for GaN LEDs than for conventional red LEDs. The
results have been presented, for example, in [Ziem07a], [Ziem98a], [Ziem98b],
[Ziem98d] and [Ziem98e]. An example is represented in Figure 6.86. The band-
width of a red, green and yellow LED with identical drive circuits (20 mA biasing
current and optimized pre equalizing filter) is shown. Because of its design (5 mm
type) the green LED could be coupled into the POF with less power, but the
bandwidth was almost twice as high as the two other types.

6 power [dBelectr.]
3 HFBR-1527
0
-3
-6
-9 NSPG 500
-12
-15 HLMA-DL00
-18
-21
-24
frequency [MHz]
-27
0.2 0.5 1 2 5 10 20 50 100 200
Fig. 6.86: Bandwidth of different LED ([Ziem98d])
460 6.3 Overview of POF Systems

During this period the setup of the transmission system was not part of the
Berlin research groups work. In a test made in 1999 in cooperation with the
University of Ulm first 125 Mbit/s over 50 m and later 155 Mbit/s over 100 m of
DSI-POF could be transmitted ([Daum01a]).
In [Ino99a] the use of blue LED for a 125 Mbit/s - 100 m of POF-transmission
was under study. The LED was available as a chip and emitted a maximum output
power of 0.92 dBm (1.24 mW). Without peaking, -5.28 dBm (0.3 mW) was
launched into the POF. With optimized lenses and peaking, -3.62 dBm (0.43 mW)
were launched. The SI-POF used has an attenuation of 168 dB/km for the wave-
length used. Thus -22.1 and -20.5 dBm are available after 100 m POF at the fiber
output (without peaking/with peaking and lens optimization). The receiver has
-21.1 or else -22.1 dBm sensitivity (without/with peaking) at BER = 10-12. The
maximum modulating frequency of the blue LED is 120 MHz or 200 MHz respec-
tively without/with peaking.
The transmission can only be achieved with optimized launch. Although the
effective attenuation of the fiber medium is lower than at 650 nm, the parameters
are not yet sufficient for a practical application covering a range of 100 m. It
should be observed that the limits for eye safety for blue light are more restrictive
than for red light.
Fiber type: SI-POF, 168 dB/km at blue light
Length: 100 m
Bit rate: 125 Mbit/s
Transmitter: +0.92 dBm, 120 MHz bandwidth (200 MHz with peaking)
Receiver: -22.1 dBm sensitivity
Reference: [Ino99]
Company: Optowave Inc.

blue 100 m 980/1000 m SI-POF


Peaking 168 dB/km at blue light receiver
GaN-LED
125 Mbit/s

Fig. 6.87: POF system with a blue GaN-LED according to [Ino99a]

The use of green and blue LED for POF transmission was also described in
[Yago99]. The authors used commercial LED at 475 nm (as a chip) and 520 nm
(in a housing). The available power after 50 m POF (Eska Mega from Mitsubishi)
came to -14.6 dBm (blue) and -17.9 dBm (green). An input power of -5.1 dBm
was specified for the blue LED. The bandwidths of various LED ranged between
70 MHz and 120 MHz so that in each case 125 Mbit/s could be transmitted. No
special peaking was used; the NEC NL2100 (155 Mbit/s transceiver) was used as
the receiver. The following transmission experiments were conducted:
6.3 Overview of POF Systems 461

475 nm, 50 m POF, BER = 10-12, received power: -14.6 dBm


475 nm, 100 m POF, BER = 10-12, received power: -22.1 dBm
520 nm, 50 m POF, BER = 10-12, received power: -16.3 dBm
Fiber type: DSI-POF Eska-Mega
Length: 50 m, 100 m
Bit rate: 155 Mbit/s
Transmitter: 475 nm LED; 520 nm LED
Receiver: NL2100, NEC
Reference: [Yago99]
Company: Optowave Laboratory
In [Mat00b] the use of a green LED (520 nm) for transmitting 30 Mbit/s over
100 m of SI-POF (110 dB/km at 520 nm with NA = 0.51) is described. At approxi-
mately -1 dBm launched input power, the sensitivity is -20.8 dBm for BER = 10-9.
The authors call their system First Plastic Optical Fiber Transmission Experi-
ment using 520 nm LEDs whereby they were a few years too late.
Fiber type: SI-POF; 110 dB/km at 520 nm with AN = 0.51
Length: 100 m
Bit rate: 30 Mbit/s
Transmitter: 520 nm LED; -1 dBm
Receiver: -20.8 dBm sensitivity
Reference: [Mat00]
Company: NTT Basic Research Labs
Within the scope of the European IST Agetha Project green and yellow LEDs
and RC-LEDs were to be specially developed for use in vehicle networks. In
addition to high data rates temperature characteristics in particular were to be opti-
mized. Even if not all project goals could be attained, nevertheless, results for POF
systems with short wavelengths, unattained up till then, were achieved. In the first
stage 100 Mbit/s over 100 m of SI-POF were reached.
Fiber type: PMMA SI-POF, 126 dB/km at 495 nm
Length: 100 m
Bit rate: 100 Mbit/s
Transmitter: 495 nm LED, 0.8 mW at 20 mA (1.6% quant. efficiency)
TK = -0.4%/K, up to 200C
Receiver: Si-pin-PD
Reference: [Lam01]
Company: Firecomms
In the following year a transmission of 200 Mbit/s over a 100 m fiber was
demonstrated. The power efficiency of the diode and the modulation speed were
improved.
Fiber type: PMMA SI-POF
Length: 100 m
Bit rate: 200 Mbit/s
462 6.3 Overview of POF Systems

Transmitter: 510 nm LED, 1.2 mW at 20 mA, 5 QW, on sapphire substrate


200 Mbit/s at 50 mA, no peaking
Receiver: Si-pin-PD
References: [Lam02], [Akh02]
Company: Firecomms

100 m POF
GaN-LED 126 dB/km Si-PD
495 nm, 100 Mbit/s at 495 nm
510 nm, 200 Mbit/s
Fig. 6.88: Data transmission using green LED at Firecomms

Fig. 6.89: Eye diagram with green LED, 200 Mbit/s over 100 m

Up to 310 Mbit/s could be transmitted over short distances (10 m) with single
LEDs (Agetha final report). In the meantime, Firecomms has been producing
green transceivers as commercial products, for the time being only up to a data
rate of 50 Mbit/s. The guaranteed data are mentioned below.
Fiber type: DSI-POF Asahi AC-1000
Length: 100 m
Bit rate: 60 Mbit/s
Transmitter: 520 nm HSG-LED, -9.7 dBm in the fiber
Receiver: Si-pin-PD
Reference: [Lam03a]
Company: Firecomms
Another company which has been investigating the transmission of data using
green LEDs is Toyota. Using their own LED, they transmitted 125 Mbit/s over
60 m of DSI-POF. This LED is also characterized by very small temperature
coefficients.
6.3 Overview of POF Systems 463

Fiber type: DSI-POF Eska-Mega


Length: 60 m
Bit rate: 125 Mbit/s
Transmitter: 520 nm LED; E1L53-3G, +3.9 dBm,
'P/'T = -0.22 %/K, 'O/'T = 0.033 nm/K, 'O = 35 nm
-4.5 dBm in the POF (20 mA), chip area 300 u 300 m
Receiver: Scientek APD-250
Reference: [Kat02]
Company: Toyota
Further experiments with data rates up to 250 Mbit/s followed over the next
two years. Experiments involving different LEDs with small chip surfaces were
carried out.
Fiber type: DSI-POF Eska-Mega
Length: 20 m (estimated 80 m at 100 dB/km)
Bit rate: 250 Mbit/s
Transmitter: 515 nm LED; +1.1 dBm
'P/'T = -0.72 %/K, 'O/'T = 0.025 nm/K
38.2 nm spectral width, -5.6 dBm in the POF
chip area 200 u 260 m
Receiver: TODX-2402, -18.6 dBm (BER = 10-12)
References: [Kat04], [Kat05]
Company: Toyota
also 250 Mbit/s over 20 m with 490 nm LED

Fig. 6.90: Green LED for data transmission

Fig. 6.91: Eye diagram for 250 Mbit/s transmission over 20 m POF
464 6.3 Overview of POF Systems

For some years now there has been new work going on in Italy (Luceat, ISMB:
Instituto Mario Boella and Politechnico di Turino) with the goal of increasing the
range of PMMA POF systems. In addition to using green LEDs optimized modu-
lation procedures, error correction codes and multi level coding have been
employed.
One example is a four level transmission, whereby an additional 5S/6S code
(out of 64 possible codes 54 are selected) in order to keep signals as free of direct
current as possible. For 100 Mbit/s the result is a symbol rate of 60 Mbaud/s and
100 m of SI-POF can be bridged. In Figs. 6.92 and 6.93 the effect of the improve-
ment in signal quality by means of the 5S6S code can be seen after 50 m and
200 m of POF respectively.

Fig. 6.92: Eyes: uncoded and coded for 50 Mbit/s over 100 m ([Gau05a])

Fig. 6.93: Eyes: 50 Mbit/s over 100 m (5S/6S) and 50 Mbit/s over 200 m [Gau05b]

Fiber type: Luceat SI-POF, AN = 0.50, 105 dB/km (green)


attenuation: 17 dB (150 m); 21 dB (200 m)
Length: 100 m, 150 m, 200 m
Bit rate: 50 Mbit/s (4- level code, 5S/6S coded)
Transmitter: 4 PAM modulation
green DieMount LED; +3 dBm (pigtail),
22 MHz; with compensation of the non linearity
6.3 Overview of POF Systems 465

Receiver: Hamamatsu-PD + TIA S6468-02


References: [Gau04a], [Gau05a], [Gau05b]
Company: Politechnico di Turino, ISMB Turin
With a four-level code a maximum of 100 Mbit/s over 100 m has been able to
be transmitted so far. Up to 150 Mbit/s can be attained using an eight-level code
(the eye diagram after 50 m in the picture).

Fig. 6.94: Eye for 150 Mbit/s over 50 m and 100 Mbit/s over 100 m, [Gau04a]

At the 2006 POF Conference in Seoul a data transmission of 100 Mbit/s over
200 m of SI-POF was presented as the latest result ([Nes06a] and [Nes06b]). A
green LED was used as a transmitter (DieMount, +3 dBm fiber-coupled power) as
described in the previous systems. An adaptive equalizer was now used to com-
pensate for the transmission behavior of the POF. Using 8-level coding the symbol
rate was 33 Mbaud/s. The receiving signal was sampled at 66 MSample/s and
further processed.
A noise gap of 19 dB is needed with FEC. It was possible to attain 26 dB
(margin of 7 dB) in experiments. The next step is to integrate the system into a
FPGA.
Fiber type: Luceat SI-POF, AN = 0.50, 105 dB/km (green)
Length: 200 m
Bit rate: 100 Mbit/s (8 level coded, 33 MBaud/s)
Transmitter: green DieMount LED; +3 dBm (pigtail)
Receiver: Hamamatsu-PD + TIA S6468-02
adaptive equalizer
References: [Nes06a], [Nes06b]
Company: Politechnico di Turino
In another experiment a date rate of 10 Mbit/s was transmitted. One particularly
powerful LED (DieMount), a large-surface Si pin-PD with a low-noise trans-
impedance receiver and a special code, allowed a range of 350 m. At the 2006
POF conference it was even possible to demonstrate a transmission over 425 m
(with 8B10B coding, Reed-Solomon code for FEC, [Car06a]).
466 6.3 Overview of POF Systems

Fiber Type: Luceat SI-POF, AN = 0.50, 105 dB/km (green)


Length: 350 m, 425 m
Bit rate: 10 Mbit/s
Transmitter: green DieMount LED; +3 dBm (pigtail)
Receiver: Hamamatsu-PD + TIA S6468-02 (-37 dBm sensitivity)
References: [Gau04a], [Car06a]
Company: Politechnico di Turino
An alternative to transmitting with multi level codes is the use of multicarrier
procedures as employed for example with DSL. Teleconnect Dresden realized the
transmission of Fast Ethernet over 200 m [Blu07] as part of the POF-ALL project.
Here, too, a green LD was used in order to be able to utilize the low POF
attenuation. A detailed description of this system can be found in Section 6.3.7.2.

6.3.2.3 Commercial Developments


Since about 2003 different commercial transceivers with GaN LEDs have been in
development or are already available. Almost all of these products are intended for
Ethernet and Fast Ethernet applications and are employed in the fields of auto-
mation and home networks.
For example, Ratioplast offers 10 Mbit/s transceivers with ranges up to 200 m
(Fig. 6.95).
Fiber type: PMMA SI-POF
Length: 200 m
Bit rate: 10 Mbit/s
Transmitter: 520 nm LED
Receiver: Si-pin-PD
Reference: [Thi04]
Company: Ratioplast

Fig. 6.95: Transceiver with green LED


6.3 Overview of POF Systems 467

Luceat (Italy) also offers a comparable transceiver with green LED as a com-
mercial product.
Fiber type: PMMA SI-POF
Length: 25 m to 200 m
Bit rate: 10 Mbit/s
Transmitter: 520 nm LED
Receiver: Si-pin-PD
Reference: [Luc04a]
Company: Luceat

Fig. 6.96: Transceiver with green LED by Luceat (Italy)

Astri Technology Centre in HongKong has developed various products for POF
and above all for PCS. Presently in development are components for SI-POF on
the basis of green LEDs. At the 2005 POF Conference a complete module was
presented.
Fiber type: PMMA SI-POF, 70 dB/km
Length: 40 m
Bit rate: 20 Mbit/s
Transmitter: 520 nm LED, transmitter module: 9.7 u 6.2 u 3.6 mm
Receiver: Si-pin-PD
Reference: [Wip05]
Company: Astri Hong Kong
Some time ago Infineon Technologies also presented a development close to
production for data transmission with green LEDs. The system is supposed to
work at 125 Mbit/s over 100 m of DSI-POF and is characterized by low tempe-
rature coefficients.
Fiber type: DSI-POF, Eska Mega
Length: 100 m
Bit rate: 125 Mbit/s
Transmitter: 510 nm LED, 200 W, 0.23 %/K temperature dependency
Receiver: Si-pin-PD, -23 dBm sensitivity
Reference: [Witt03]
Company: Infineon Technologies
468 6.3 Overview of POF Systems

DieMount has presented different transceiver developments. At present they


have demonstrated a transmission of 125 Mbit/s over 100 m of DSI-POF.
50 Mbit/s over 200 m of POF is also possible with a more powerful (+1 dBm in
the fiber), but somewhat slower LED.
Fiber type: DSI-POF Asahi AC-1000
Length: 100 m
Bit rate: 125 Mbit/s
Transmitter: 520 nm LED, -3.5 dBm
Receiver: Si-pin-PD
Reference: [Kra03]
Company: DieMount
Higher speeds are possible with a blue LED. In addition, these LEDs are gene-
rally more efficient, which possibly compensates for the somewhat higher attenu-
ation and the poorer PD sensitivity. In one test a transmission of 125 Mbit/s over
150 m was achieved. The receiver contained a high pass for compensating the
mode dispersion. The system is commercially available as a duplex version (with
2 fibers) and a range of 80 m is guaranteed.
Fiber type: PMMA SI-POF
Length: 150 m (one connection)
Bit rate: 125 Mbit/s, bi-directional over duplex fiber
Transmitter: 470 nm LED
Receiver: Si-pin-PD
Reference: [Kra04a]
Company: DieMount

Fig. 6.97: Eye diagram, 125 Mbit/s over 150 m SI-POF, one connection
6.3 Overview of POF Systems 469

6.3.2.4 POF-AC Systems


The POF-AC has carried out various experiments on the modulation limits of
green and blue LEDs. With Nichias green LED a maximum data rate of
380 Mbit/s was able to be attained (modulation over bias-T, driven with 50
generator). In Fig. 6.98 a bit sequence with 250 Mbit/s after 10 m of SI-POF is
shown.
Fiber type: 1 mm SI-POF
Length: 10 m
Bit rate: 250 Mbit/s
Transmitter: 525 nm LED (Nichia), 8 mW at 20 mA
130 MHz modulation bandwidth at 50 :
Receiver: Si-pin-PD
Reference: [Ziem03e]
Company: POF-AC
also 380 Mbit/s over 1 m

Fig. 6.98: Data modulation of a green Nichia-LED

In 2006, using new LEDs - set up by DieMount with optimized coupling - even
greater data rates could be attained. 210 Mbit/s were able to be transmitted at
470 nm error free over 50 m of SI-POF. For a back-to-back measurement a modu-
lation of over 1 Gbit/s (eye diagram in Fig. 6.99) could be achieved for the first
time.
Fiber type: PMMA SI-POF, AN = 0.51
Length: 50 m
Bit rate: 210 Mbit/s
max. of 1,090 Mbit/s back-to-back
Transmitter: 470 nm LED, DieMount
Receiver: 800 m Si-pin-PD
Reference: [Ziem06h]
Company: POF-AC
470 6.3 Overview of POF Systems

Fig. 6.99: Eye diagram 1,000 Mbit/s, blue LED, 1 m POF

All experiments in this section are summarized in Table 6.10 and Fig. 6.100.
These systems are of particular interest for distances up to 100 m.

Table 6.10: Overview of the POF systems at short wavelengths

Ref. Institute Fiber Length Bit rate Remarks OLED


[m] [Mbit/s] [nm]
[Kit92] Mitsubishi SI-POF 100 10 P = -12.4 dBm 596
[Fuk93] Toshiba SI-POF 30 100 InGaAlP-LED, -20,5 dBm 573
[Ziem00c] T-Nova SI-POF 500 0.192 ISDN, S0-bus 560
[Daum01a] T-Nova DSI-POF 50 125 Nichia LED 520
[Daum01a] T-Nova DSI-POF 100 155 Nichia LED 520
[Yago99] Optowave SI-POF 50 125 -17.9 dBm, 50m POF 520
[Mat00a] NTT SI-POF 100 30 -1.0 dBm 520
[Lam01] Firecomms SI-POF 100 100 Agetha project 495
[Lam02] Firecomms SI-POF 100 200 Agetha project 510
[Lam03a] Firecomms DSI-POF 100 60 HSG-LED, DSI-POF 520
[Blu02] POF-AC SI-POF 400 6 MHz video system 525
[Kat02] Toyota DSI-POF 60 125 Toyoda E1L53-3G 510
[Kat04] Toyota DSI-POF 20 250 25 mA modulation 515
[Kat04] Toyota DSI-POF 20 250 +1.1 dBm 490
[Gau04b] ISMB SI-POF 100 50 4-level coding 520
[Gau04b] ISMB SI-POF 200 50 4-level coding 520
[Gau04a] ISMB SI-POF 50 150 8-level coding 520
[Gau04a] ISMB SI-POF 100 100 4-level coding 520
[Nes06a] ISMB SI-POF 200 100 8-level coding 520
6.3 Overview of POF Systems 471

Table 6.10: Overview of the POF systems at short wavelengths, cont.

Ref. Institute Fiber Length Bit rate Remarks OLED


[m] [Mbit/s] [nm]
[Blu07] Teleconnect SI-POF 200 107 DieMount-LED, VDSL2 520
[Blu07] Teleconnect SI-POF 300 40 DieMount-LED, VDSL2 520
[Luc04a] Luceat SI-POF 200 10 media converter 520
[Luc04c] Luceat SI-POF 250 6 MHz video system 520
[Gau04a] Luceat SI-POF 350 10 +3 dBm 520
[Gau06] Luceat SI-POF 425 10 with FEC 520
[Thi04] Ratioplast SI-POF 200 10 media converter 520
[Wip05] Astri SI-POF 40 20 media converter 520
[Witt03] Infineon DSI-POF 100 125 200 W 510
[Kra03] DieMount DSI-POF 100 125 -3.5 dBm 520
[Ziem03e] POF-AC SI-POF 1 380 Nichia sample 525
[Ziem03e] POF-AC SI-POF 10 250 Nichia sample 525
non publ. POF-AC03 SI-POF 100 145 Nichia sample 510
[Ino99] Optowave SI-POF 100 125 P = 1.24 mW 470
[Yago99] Optowave SI-POF 50 125 -5.1 dBm 475
[Yago99] Optowave SI-POF 100 125 Preceiv. = -22.1 dBm 475
[Kra04a] DieMount SI-POF 150 125 +3.5 dBm in POF, SI-POF 470
[Ziem06h] POF-AC SI-POF 1 1000 with equalizer 470
[Ziem06h] POF-AC SI-POF 50 210 with equalizer 470

1000
bit rate [Mbit/s]

300

100
blue LED
green LED
30
yellow LED
analog video
10
1 3 10 30 100 300 1000
length [m]

Fig. 6.100: POF systems with short wavelength transmitters


472 6.3 Overview of POF Systems

6.3.3 Systems with SI-POF at Wavelengths in the Near Infrared Range

In the previous sections we have shown that you can also use SI-POF for data
rates of over 1,000 Mbit/s, however, for short distances only. Consequently, trans-
mitters in the near infrared range could obviously be used. The attenuation of the
PMMA fiber in this range is indeed considerably greater, however, distances of up
to 10 m as generally used in vehicle networks, can be bridged. The PMMA
attenuation curve indicating losses in 10 m lengths is shown in Fig. 6.101.

10,000
attenuation [dB/km]

|20 dB
3,000 application windows /10 m
for the PMMA-POF
1,000
|1.5 dB
/10 m
|7 dB
/10 m
300 |0.8 dB |0.7 dB
/10 m /10 m
|0.6 dB
/10 m
100

50
350 400 450 500 550 600 650 700 750 800 850 900
wavelength [nm]

Fig. 6.101: Losses in PMMA-POF

Of particular interest is the window around 770 nm for short distance use. As
opposed to a wavelength of 650 nm the powerful VCSELs available are reasonab-
ly priced and can also be employed in a wide range of temperatures. Furthermore,
lasers at 780 nm are normally faster and the Si-PDs have a better sensitivity.

6.3.3.1 PMMA Fiber Systems for Infrared


The ability to use 780/850 nm VCSELs for the short-distance transmission on
SI-POF was investigated at the University of Ulm in 1998. [Schn98]. For this pur-
pose, SI-POF with a core diameter of 125 m and cladding diameter of 250 m of
the type Toray PGR-FB 125 with NA = 0.48 was used. A 775 nm GaAs VCSEL
with 4 m aperture diameter was used as the light source. It has a 1.9 mA thres-
hold current and emits a maximum power of 1.1 mW at 5 mA. The fast Ge-APD
detector has a sensitivity of -24.8 dBm at BER = 10-11. At first, a 1 m transmission
was established at 2.5 Gbit/s with this source.
6.3 Overview of POF Systems 473

With an additional 835 nm GaAs VCSEL with 0.6 mA of threshold current,


further transmission experiments were conducted. Through modulation with bias
current it was possible to increase the transmission distance considerably. The
following parameters were attained (see Fig. 6.102):
1.0 m-transmission at 1.0 Gbit/s, bias-free, -26 dBm sensitivity
1.0 m-transmission at 2.5 Gbit/s, bias-free, -22 dBm sensitivity
2.5 m-transmission at 1.0 Gbit/s, 3 mA bias, -26 dBm sensitivity
2.5 m-transmission at 2.5 Gbit/s, 3 mA bias, -23.5 dBm sensitivity
Fiber type: 125 m SI-POF, Toray PGR-FB 125
Length: 1 m; 2.5 m
Bit rate: 1,000 Mbit/s; 2,500 Mbit/s
Transmitter: 775 nm GaAs-VCSEL; 835 nm GaAs-VCSEL
Receiver: Ge-APD
Reference: [Schn98]
Company: University of Ulm

1 Gbit/s Bias VCSEL 1 m/2.5 m Ge-APD


2.5 Gbit/s 835 nm 125/250 m SI-POF
Toray PGR-FB 125

Fig. 6.102: POF for short haul data transmission according to [Schn98]

In a Diploma thesis [Kich99] submitted to the University of Ulm, the use of


VCSEL for POF systems was also examined. 1 Gbit/s over 15 m of SI-PMMA
1 mm POF with a 780 nm VCSEL (single mode) was achieved. The source was
powered by 2.93 mA bias current and 0.5 V modulation. Standard NA, DSI-POF
and glass fibers were used. The following individual experiments were performed:
 900 Mbit/s over 15 m Hoechst EP51, AN = 0.46, -22 dBm for BER = 10-11
1,000 Mbit/s over 15 m Mitsubishi MH4001, AN =0.32, -27.5dBm: BER=10-11
1,000 Mbit/s over multimode glass fiber, -30.5 dBm for BER = 10-11
Due to the small launch angle (lens with AN = 0.156), there was no equilibrium
mode distribution in the POF. The receiver was a Si-APD with 1 mm diameter.
Fiber type: SI-POF Hoechst EP51, DSI-POF MH4001
Length: 15 m
Bit rate: 1,000 Mbit/s
Transmitter: 780 nm VCSEL
Receiver: Si-APD with : 1 mm
Reference: [Kich99]
Company: University of Ulm
474 6.3 Overview of POF Systems

BIAS VCSEL 15 m SI-POF Si-APD


780 nm 1 mm PMMA

Fig. 6.103: Gbit/s POF system at the University Ulm

Fig. 6.104: Eyes for 900 Mbit/s over 15 m SI-POF and 1,000 Mbit/s over 15 m DSI-POF

In 2004, Infineon Technologies presented a transmission of 3,200 Mbit/s over


short distances of 0.5 mm and 1 mm of SI-POF, so far the highest data rate over
1 mm fibers which has ever been published. A VCSEL with a wavelength of
850 nm served as the transmitter.
Fiber type: SI-POF, 1 mm and 500 m
Length: 2m
Bit rate: 3,200 Mbit/s
Transmitter: 850 nm VCSEL
Receiver: GaAs-PD (small area)
References: [Hurt04], [Schu04]
Company: Infineon Technologies

Fig. 6.105: Transmission of 3,200 Mbit/s over 2 m of a 0.5 mm SI-POF


6.3 Overview of POF Systems 475

6.3.3.2 PC Fiber Systems in Infrared


Step index profile POF on the basis of polycarbonate shows similar characteristics
as the PMMA-based fibers, can, however, be employed with high temperatures -
at least in the absence of high humidity. Such systems could be of special interest
for future vehicle networks in which short distances, high data rates and high tem-
peratures are combined.
Furukawa introduced new POF in 1998. The core material was partially fluori-
nated polycarbonate PC(AF). In [Hatt98] the transmission of a 125 Mbit/s data
rate is described over 85 m of POF, and a data rate of 156 Mbit/s over 80 m, and
finally 250 Mbit/s over 58 m of fiber medium. The fiber has an attenuation
window between 730 nm and 820 nm, whereby the least losses are at 780 nm with
300 dB/km. A laser diode was used in the experiment for this wavelength. The
fiber has a numerical aperture of approximately NA = 0.30 and thus a bandwidth of
20 MHz km (cf. [Nish98]). A special advantage of the PC(AF)-POF is its high
resistance to temperature of up to +145C (PMMA-POF to +85C). Figure 6.106
illustrates the principle test set-up. The receiver sensitivity for the bit rates was:
-32.35 dBm (125 Mbit/s), -31.50 dBm (156 Mbit/s) and -26.60 dBm for
250 Mbit/s for at a BER of about 10-12. The fiber launched power was appro-
ximately -8 dBm.
Fiber type: 500 m SI-PC(AF)-POF, 300 dB/km at 780 nm, AN = 0.30
bandwidth 20 MHz km
Length: 58 m to 85 m
Bit rate: 125 Mbit/s, 250 Mbit/s
Transmitter: laser diode
Receiver: commercial receiver (HP, NEC)
References: [Hatt98], [Nish98]
Company: Furukawa

780 nm LD receiver
125 Mbit/s -32.35 dBm
156 Mbit/s 85 m/ 80m /58 m SI-PC(AF)-POF -31.50 dBm
250 Mbit/s 300 dB/km at 780 nm -26.60 dBm

Fig. 6.106: POF system at 780 nm with PC(AF)-POF

6.3.3.3 System Experiments at the POF-AC


Since 2002, different transmission systems based on laser diodes in the near infra-
red range have been set up at the POF-AC Nrnberg. An edge-emitting 780 nm
laser for barcode lasers from Rohm (Laser Components) and an 850 nm VCSEL
were used. In the first experiment a data rate of 1,700 Mbit/s over a standard POF
Toray PFU CD 1001 (10 m) was transmitted.
476 6.3 Overview of POF Systems

The maximum data rate over 2 m PMMA POF amounted to 2,000 Mbit/s.
Fiber type: PMMA SI-POF, PFU-CD 1000, 1,670 dB/km
Length: 10 m
Bit rate: 1,700 Mbit/s
Transmitter: 780 nm LD, POF coupled power: +4.7 dBm
received power: -12.0 dBm (10 m)
Receiver: 800 m Si-pin-PD Hamamatsu S5052
References: [Vin02b], [Ziem03f]
Company: POF-AC Nrnberg

10 m St.-PMMA-POF
Si pin PD
BIAS LD 780 nm Toray PFU-CD 1000
S 5052
Laser Comp. 1,670 dB/km

Fig. 6.107: Transmission experiment with a 780 nm Laser (PMMA SI-POF)

Later experiments with an improved laser transmitter even resulted in a trans-


mission data rate of 1,800 Mbit/s over 10 m of PMMA SI-POF (see [Ziem02j],
[Ziem02k]). Using a new receiver (TIA), a data rate of 2.200 Mbit/s was eventu-
ally reached (in [Vin05b], [Ziem05j]).
The highest data rate so far amounted to 2,270 Mbit/s over 5 m with Toray
PFU-CD 1001 ([Ziem06d]). The eye diagram can be seen in Fig. 6.108.

Fig. 6.108: Transmission of 2,270 Mbit/s over 5 m of a 1 mm SI-POF

In the following year data transmission over a polycarbonate fiber was then
carried out (Mitsubishi PC-POF, core diameter of 1 mm). The attenuation of this
fiber of 900 dB/km at a wavelength of 780 nm clearly lies below the value of the
previously used PMMA fiber. Thanks to the greater mixing of modes data rates of
1,800 Mbit/s or 1,000 Mbit/s respectively over 10 m or 20 m of PC-POF can be
transmitted error free. The experimental setup is shown in Figure 6.109. The re-
ceived power (fiber) was -4.3 dBm and -14.8 dBm.
6.3 Overview of POF Systems 477

Fiber type: 1 mm PC-POF Mitsubishi FH4001-TM, AN = 0.75


900 dB/km at 780 nm
Length: 10 m, 20 m
Bit rate: 1,800 Mbit/s, 1,000 Mbit/s
Transmitter: 780 nm LD, +4.7 dBm
Receiver: 800 m Si-pin-PD, S5052
Reference: [Ziem03e]
Company: POF-AC Nrnberg

Si pin PD
BIAS LD 780 nm PC-SI-POF
Laser Comp. S 5052
Mitsubishi, 900 dB/km
Fig. 6.109: Transmission experiment with a 780 nm Laser (PC-SI-POF)

In order to be able to use POF at high temperatures, a POF based on a modified


PMMA, which can be employed at up to +130C, was developed at the RPC (In-
stitute of Microelectronics and Informatics, Russian Academy, Research and Pro-
duction Complex in Tver). The numerical aperture corresponds to that of a stan-
dard POF. The bandwidth, however, is greater due to the stronger mode mixing.
At 780 nm the attenuation of the fiber is below 1 dB/m. Different samples from
10 m to 23 m in length were tested. In 2003, using a 15 m long fiber there was a
successful transmission for the first time of 2.5 Gbit/s over a 1 mm thick fiber.
The eye diagram of a transmission of 1,000 Mbit/s over 23 m can be seen in
Fig. 6.111. It is almost completely open.
Fiber type: SI-POF, modified PMMA (Tver)
Length: 23 m
Bit rate: 1,200 Mbit/s
Transmitter: 780 nm LD, 5 mW, POF coupled power: +4.7 dBm
received power: -12.0 dBm (10 m)
Receiver: 800 m Si-pin-PD Hamamatsu S5052
References: [Vin02b], [Ziem03f], [Vin04a], [Ziem04b], [Vin05c]
Company: POF-AC Nrnberg
1,200 Mbit/s over 23 m (2002)
2,560 Mbit/s over 11 m (2005)
2,500 Mbit/s over 15 m (2003)

14.88 m mod. PMMA-


Si pin PD
BIAS LD 780 nm POF 1 mm (TVER)
S 5052
Laser Comp.
Fig. 6.110: Transmission experiment with a 780 nm Laser (SI-mod. PMMA-POF)
478 6.3 Overview of POF Systems

Fig. 6.111: Eye diagram for 1,000 Mbit/s over 23 m (SI-mod. PMMA-POF)

For a long time a SI-POF based on modified PMMA from Toray was commer-
cially available (PHKS CD1001 22P, usable up to +115C). As was shown in
[Ziem03e], 1,600 Mbit/s at 780 nm over 10 m could be transmitted. This fibers
attenuation was 1,950 dB/km, the received power was -14.8 dB at the PD after
10 m of fiber.
Another fiber which was tested at the POF-AC was the HPOF-S from Hitachi.
This fiber consists of a silicone material and has a cladding diameter of 1.5 mm.
2,200 Mbit/s can be transmitted over 10 m of the fiber; at 13.5 m it was still
1,700 Mbit/s.
Fiber type: HPOF-S (Hitachi), 1.5 mm
Length: 10 m, 13.5 m
Bit rate: 2,200 Mbit/s, 1,700 Mbit/s
Transmitter: 780 nm LD, +3.4 dBm in the POF
received power: -10.6 dBm (10 m); -15.4 dBm (13.5 m)
Receiver: 800 m Si-pin-PD Hamamatsu S5052
Reference: [Vin04b]
Company: POF-AC Nrnberg

Si pin PD
BIAS LD 780 nm 10 m SI-POF 1.5 mm S 5052
Laser Comp. Hitachi HPOF-S

Fig. 6.112: Transmission experiment with a 780 nm Laser (SI-EOF)

Fujifilm reports a transmission of DVI data at 1.65 Gbit/s over 15 m of a newly


developed GI-POF with a reduced attenuation at 780 nm. This POF most likely
was made from partially or completely deuterated polymer material. The VCSEL
used contains four active zones. Because of this split of power the life span
increases more than ten-fold.
6.3 Overview of POF Systems 479

Fiber type: mod. PMMA POF Lumistar, 300 m


Length: 15 m
Bit rate: 5,000 Mbit/s (back-to-back)
1,650 Mbit/s (DVI) over 15 m
Transmitter: 780 nm VCSEL, 2 mW at 6 mA (up to +60C)
Reference: [Nak03a]
Company: Xerox, Fujifilm
The bit rate and transmission range parameters for all NIR POF systems are
summarized once again in Fig. 6.113 Data rates above 1 Gbit/s over some 10 m
could be achieved in many experiments. We shall see later on that with this
development many new possible applications for POF will open up.
The points at the lengths of 50 m to 100 m represent special cases since they
were achieved with a special POF, the development of which is no longer being
carried on.

5000
bit rate [Mbit/s]

2000

1000

500

200

length [m]
100
1 2 5 10 20 50 100

Fig. 6.113: Transmission experiments at 780 nm and 850 nm (overview)

6.3.4 Systems with PMMA GI-POF, MSI-POF and MC-POF

It is not without reason that the multimode, graded index and multi-core POFs are
treated together in one section. These three types of fibers are linked by the idea of
a definitely higher bandwidth than with SI-POFs. The difficulties in the produc-
tion of different index profiles have already been discussed in detail in Chapter 2.
As was to be expected, the system experiments concentrated on particularly high
data rates. Short-wave transmitters are not used because they are too slow and the
attenuation of the three POF types in this area is also generally too great. Wave-
lengths over 650 nm do not play any role either. In this case lengths are limited to
less than 10 m, for which the bandwidth of SI-POF is still enough for Gbit/s data
rates. Thus, all systems subsequently described work with 650 nm lasers.
480 6.3 Overview of POF Systems

6.3.4.1 PMMA GI-POF System Experiments before 2000


In [Tan94b] a data rate of 700 Mbit/s was transmitted over 50 m of a GI-POF. The
PMMA GI-POF was manufactured by Nippon Petrochemicals Co., Ltd. The
attenuation for the wavelength used at 650 nm was 400 dB/km. The core diameter
of the POF was 0.6 mm with an AN = 0.20. A 0.5 mm APD with broadband ampli-
fier served as the receiver. The bit rate was limited through the Anritsu ME 522A
BER measuring test set.
Fiber type: 600 m PMMA GI-POF
400 dB/km at 650 nm; NA = 0.20
Length: 50 m
Bit rate: 700 Mbit/s
Transmitter: 650 nm laser
Receiver: 500 m APD
Reference: [Tan94b]
Company: Nippon Petrochemicals Co. Ltd.
As early as 1994, a system with a bit rate of up to 1 Gbit/s was introduced by
Kuchta (IBM, together with Keio University [Kuch94]). Two different GI-POFs
from Keio University were examined, each with a core diameter of 550 m. They
differed in their NA from 0.24 or else 0.30. At the samples examined that were
90 m long, a bandwidth of 4,350 MHz was measured.
A Toshiba 654 nm LD TOLD9421 was used as a transmitter in the first experi-
ments. At a max. power of +4 dBm the highest possible modulation rate was
950 Mbit/s, reached with a simple pre-emphasis. For both samples, the receiver
power was approximately -20 dBm after 90 m (corresponding to 267 dB/km
attenuation).
Also used was a 670 nm VCSEL which, however, allowed a modulation of up
to 1.5 Gbit/s but with only -10 dBm of launched optical power. With this source,
only 30 m GI-POF could be covered.
The receiver used was a Hamamatsu S4753 400 m Si-pin photodiode with
GRIN lens for optimal coupling. The sensitivity attained was -23.3 dBm at
1 Gbit/s (at a BER = 1.5 10-9 ). Figure 6.114 illustrates the test scheme.
Fiber type: 550 m PMMA GI-POF, 267 dB/km;
AN = 0.24 / 0.30
Length: 90 m
Bit rate: 950 Mbit/s, 622 Mbit/s
Transmitter: Toshiba 654 nm-LD TOLD9421, +4 dBm
Receiver: 400 m Si-pin-PD Hamamatsu S4753
sensitivity: -23.3 dBm
Reference: [Kuch94]
Company: IBM, Keio University
1,062 Mbit/s over 30 m with 670 nm VCSEL
6.3 Overview of POF Systems 481

90 m PMMA-GI-POF
654 nm LD : 550 m; NA = 0.24/0.30 GRIN Si-pin-PD
+4 dBm Keio University : 400 m
950 Mbit/s S4753

30 m
670 nm VCSEL PMMA-GI-POF GRIN Si-pin-PD
-10 dBm : 400 m
1,062 Mbit/s S4753

Fig. 6.114: PMMA GI-POF system with LD and VCSEL according to [Kuch94]

In 1994, Prof. Koike also presented the first POF transmission system with a
data rate of 2,500 Mbit/s at a range of 100 m ([Koi94], [Yam94], [Koi96c],
[Yam96b], [Ish95b]). A PMMA GI-POF with 200 dB/km attenuation at 647 nm
was used. The bandwidth is specified as 0.5 - 2 GHz 100 m. The POF-NA was
0.21; the core diameter of the fiber was 420 m.
A NEC laser diode with a 647 nm wavelength served as the source. When
coupled to the fiber with a GRIN lens, it was possible to achieve a launched power
of +6.1 dBm in the POF. A Si-pin PD with a diameter of 400 m coupled to a
GRIN lens and FET amplifier served as the receiver with which a sensitivity of
-16.9 dBm at BER = 10-9 was attained. At a fiber length of 100 m, the result was a
deterioration in the sensitivity (penalty) of 0.6 dB through mode dispersion.
Figure 6.115 illustrates the system principle.
Fiber type: PMMA GI-POF; 200 dB/km at 647 nm; AN = 0.21
Length: 100 m
Bit rate: 2,500 Mbit/s
Transmitter: NEC LD 647 nm; +6.1 dBm
Receiver: 400 m Si-pin-PD; -16.9 dBm at 2.5 Gbit/s
References: [Koi94], [Yam94], [Koi96c], [Yam96], [Ish95]
Company: Keio University

647 nm GRIN 100 m PMMA GI-POF GRIN Si-pin-PD


LD Keio University : 400 m
Fig. 6.115: First 2.5 Gbit/s GI-POF system at the Keio University

PMMA GI-POF was investigated by Boeing as part of the HSPN project for an
optical network in planes ([Krug95]). It was intended for use in the Boeing 777.
An optical network based on 100 m/140 m glass fibers will be used for the first
482 6.3 Overview of POF Systems

time commercially in this plane. In the tests, GI-POF with 750 m diameter
(600 m core) at wavelengths of 650 m were used. Data rates of 10 Mbit/s and
100 Mbit/s were transmitted over a maximum of 30 m. Figure 6.116 shows the
architecture of such an onboard network using optical connections based on POF.
The system was planned with two different transmitters. The available LED are
able to launch -8.5 dBm max. power into the POF; with VCSEL it should be able
to reach 0 dBm. The receiver developed by Honeywell had a minimum sensitivity
of -31 dBm. The PMMA GI-POF used had a typical fiber attenuation of
145 5 dB/km at 650 nm. The typical connector attenuation was 1.5 0.5 dB. At
a permissible temperature range of -40C to +85C, the max. power must not
exceed 1 mW in order to guarantee eye safety. A service life of 20 years should be
reached.
Fiber type: 600 m PMMA GI-POF, 145 5 dB/km at 650 nm
Length: 30 m
Bit rate: 10 and 100 Mbit/s
Transmitter: 650 nm LED, -8.5 dBm (VCSEL planned)
Reference: [Krug95]
Company: Boeing

CMF or MAT
PC with FDDI-interface card
100 Mb/s over 600/750 m
GI-POF at 0.65 m

FDDI to HSPN interface card


Avionics Brouter
FDDI to Ethernet converter
Hub
10 Base-F 10 Base-F to HSPN
interface card
10 Mb/s over 600/750 m
GI-POF at 0.65 m
PMAT 2
PC with 10 Base-F-interface card

Fig. 6.116: Boeing POF test for avionic networks according to [Krug95]

In [Mor98] the combination of the RC-LED, developed by Mitel, and the


GI-POF was introduced. The attenuation of the PMMA GI-POF was specified as
180 dB/km. A Si-pin-PD with a diameter of 800 m was used as the receiver. For
the 250 Mbit/s experiment, it was possible to couple -12.3 dBm in GI-POF at
30 mA diode current without lens. The fiber length was 50 m. At -23.7 dBm sensi-
tivity, a BER of 10-12 was achieved.
6.3 Overview of POF Systems 483

In a second 500 Mbit/s experiment, a sensitivity of -17.6 dBm was achieved.


With a lens coupling, the optical power was increased to -4.2 dBm at 30 mA in the
GI-POF. In this case, system deterioration through dispersion was 0.9 dB. To
drive the RC-LED, a predistortion filter was used. Presumably, a Mitsubishi
750 m MSI-POF was used in both tests, which is - strictly speaking - is not a
GI-POF. Figure 6.117 illustrates the set-up.
Fiber type: Mitsubishi MSI-POF; 180 dB/km
Length: 50 m
Bit rate: 250 Mbit/s; 500 Mbit/s
Transmitter: 650 nm RC-LED; -4.2 dBm in the Fiber
Receiver: 800 m Si-pin-PD
Reference: [Mor98a]
Company: Matsushita

-12.3 dBm
650 nm
RC-LED
250 Mbit/s 50 m GI-POF, Mitsubishi
Si-PD
180 dB/km
-23.7 dBm

-4.2 dBm

50 m GI-POF, Mitsubishi
650 nm Si-PD
180 dB/km
RC-LED -18.7 dBm
500 Mbit/s

Fig. 6.117: GI-POF system with RC-LED according to [Mor98]

Further experiments by Matsushita using RC-LEDs and VCSELs are described


in [Fur99] and [Num99]. Lasers are adversely affected during operation by reflec-
tions. If there are very large amounts of light fed back, a coherence collapse may
occur, which can cause extremely strong optical power fluctuations. This is why
the influence of reflections from the POF was taken up in [Fur99]. With a laser
diode, a -20 dB reflection can still be tolerated. The RC-LED still functions to a
reflection of as much as -10 dB. A further advantage of RC-LED is the low tempe-
rature dependency of the wavelength with 0.07 nm/K compared to 0.2 nm/K for
the LD. With the source, the transmission of 500 Mbit/s over 50 m of MSI-POF
(700 m diameter from Mitsubishi) was possible (Fig. 6.118). At 30 mA of
current, the source emits 2.26 mW of optical power. At a sensitivity of -20.1 dBm,
the error probability BER was < 10-12.
Furthermore, the temperature dependence of the output power was compared.
Between -10C and 70C laser current must be increased from 50 mA to 130 mA
in order to retain 2 mW of optical power. For the RC-LED, the current must only
increase from 20 mA to 50 mA.
484 6.3 Overview of POF Systems

Fiber type: 700 m MSI-POF, Mitsubishi


Length: 50 m
Bit rate: 500 Mbit/s
Transmitter: RC-LED 650 nm, 2.26 mW
Receiver: 800 m Si-pin-PD
-20.1 dBm sensitivity
References: [Fur99], [Num99]
Company: Matsushita

650 nm 50 m MSI-POF Si-pin-PD


RC-LED 700 m Mitsubishi 800 m
500 Mbit/s 210 dB/km at 660 nm

Fig. 6.118: IEEE 1394 system experiment from Matsushita

In [Sak98] Sony presented a number of such systems. A 650 nm LD is coupled


directly to the test fiber. A Si-pin PD with a lens coupled to the POF was used as
the receiver.
During the test, 500 Mbit/s were transmitted over 50 m, as is, for example,
necessary for IEEE 1394 systems of the S400 level. Two different fiber types were
examined:
750 m PMMA GI-POF (Mitsubishi Rayon prototype, fact a MSI-POF)
1 mm MC-POF with 37 cores (Asahi Chemical)
The duplex transceiver designed by Sony only has dimensions of
14 u 8 u 36 mm. In the experiment, the sensitivity was -21.4 dBm at a BER of
10-12 in simplex mode with the MSI-POF (0.3 dB penalty). In duplex mode, the
sensitivity was still -15.7 dBm at a BER of 10-12 with the MSI-POF (1.4 dB
penalty).
The cause for the deterioration was not mentioned. Whether duplex or simplex
mode was used was also not mentioned as well as the measures used to suppress
NEXT (system setup in Fig. 6.119).
Fiber type: 750 m MSI-POF (Mitsubishi Rayon)
1 mm MC-POF, 37 cores (Asahi Chemical)
Length: 50 m
Bit rate: 500 Mbit/s
Transmitter: 650 nm LD
Receiver: Si-pin-PD, -21.4 dBm
Reference: [Sak98]
Company: Sony
6.3 Overview of POF Systems 485

650 nm LD 50 m MC-POF, 1 mm Asahi (37 cores) Si-pin-PD


500 Mbit/s 50 m MSI-POF, 750 m Mitsubishi

Fig. 6.119: IEEE 1394 system experiment by Sony

Teshima, one of the leaders in the development of MC-POF, presents various


transmission experiments in [Tesh98]. A data rate of 500 Mbit/s was transferred
over 50 m of DSI-MC-POF. The fiber consisted of 37 cores. The numerical aper-
ture was AN = 0.19 and the attenuation was 155 dB/km at 650 nm. A Sony 650 nm
LD served as the transmitter. A data rate of 156 Mbit/s was transferred over 50 m
of SI-MC-POF. It also had 37 cores but an AN = 0.33. In both experiments the
BER was < 10-14 .
Fiber type: 37 core DSI-MC-POF, AN = 0.19; 155 dB/km at 650 nm
37 core SI-MC-POF, AN = 0.33
Length: 50 m
Bit rate: 500 Mbit/s (DSI-MC-POF), 156 Mbit/s (SI-MC-POF)
Transmitter: Sony 650 nm LD
Receiver: photodiode coupled by a lens
Reference: [Tesh98]
Company: Asahi Chemical

50 m MC-POF
650 nm LD
1 mm Asahi (37 cores) Si-pin PD
500 Mbit/s

Fig. 6.120: 500 Mbit/s system experiment with multi core POF

The transmission of 2.5 Gbit/s over 200 m was also successfully demonstrated
at the University of Eindhoven in 1998 ([Khoe99]). The Mitsubishi PMMA
GI-POF had an attenuation of 164 dB/km at 650 nm. A 645 nm NEC laser diode
served as the source and had a spectral width of 0.4 nm and a maximum optical
power of +6.8 dBm (4.8 mW). A Si-APD was used for the receiver which made it
possible to attain -29 dBm of sensitivity at a BER of 10-9 (shown schematically in
Fig. 6.121).
Fiber type: 500 m PMMA GI-POF; Mitsubishi; 164 dB/km at 650 nm
Length: 200 m
Bit rate: 2,500 Mbit/s
Transmitter: 645 nm NEC LD; +6.8 dBm
Receiver: Si-APD; -29 dBm
Reference: [Khoe99]
Company: University of Eindhoven
486 6.3 Overview of POF Systems

200 m PMMA-GI-POF, Mitsubishi


645 nm LD 164 dB/km, 0.5 mm Si-APD

Fig. 6.121: 2.5 Gbit/s GI-POF system at the University of Eindhoven

6.3.4.2 Recent PMMA GI-POF Systems


In the last few years there has once again been a continued increase in the
development of PMMA GI-POFs. The present goals are primarily simple systems
for use in building networks. At the Keio University a PMMA GI-POF with an
optimized index profile has been developed which permits the transmission of a
Gigabit Ethernet over 100 m.
Fiber type: PMMA GI-POF, optimized index profile, 4.5 GHz 100 m
index profile coefficient g = 2.4
Length: 100 m
Bit rate: 1,250 Mbit/s
Transmitter: 650 nm LD
Reference: [Mak03]
Company: Keio University
As was described in the chapter on Fibers, Optimedia currently produces the
best PMMA GI-POFs. In [Park06a] the transmission of 1,500 Mbit/s over 100 m
of the 900 m fiber was demonstrated.
Fiber type: 900 m PMMA GI-POF, OM-Giga
Length: 100 m
Bit rate: 1,500 Mbit/s
Transmitter: 650 nm LD
Reference: [Park06a]
Company: Optimedia
also 1,000 Mbit/s over 40 m with Firecomms-VCSEL 655 nm

Fig. 6.122: 1.5 Gbit/s over 100 m GI-POF


6.3 Overview of POF Systems 487

With the same fiber the Fraunhofer Institute in Erlangen realized a transmission
of a Gigabit Ethernet over 50 m. The transceiver used is so designed that it can be
integrated into a SC-RJ connector (Fig. 6.123). Transmission is also possible with
15 m standard SI-POF.
Fiber type: 900 m, PMMA GI-POF, Optimedia
Length: 50 m
Bit rate: 1.250 Mbit/s
Transmitter: 652 nm LD, 5 mW
Receiver: 800 m Si-pin-PD with commercial TIA
-12.5 dBm sensitivity (BER = 10-12)
Reference: [Off05]
Company: Fraunhofer IIS Erlangen

Fig. 6.123: Transceiver for 1.25 Gbit/s over 50 m GI-POF and eye after 50 m OM-Giga

6.3.4.3 System Experiments by Telekom and POF-AC


Multi-core fibers were also tested in Telekoms Technology Center after the
experiments with PMMA SI-POFs. With the aid of a 657 nm laser and a wideband
receiver a bit rate of 800 Mbit/s could be transmitted error free over 50 m with
MC-POF (37 cores, Asahi Chemical).
Fiber type: Asahi DSI-MC-POF, AN = 0.19
Length: 50 m
Bit rate: 800 Mbit/s
Transmitter: Sony LD SLD 1133VL, 657 nm, 7 mW
Receiver: Hamamatsu S9052, low impedance receiver
References: [Ziem00a], [Stei00a]
Company: Deutsche Telekom

DSI-MC-PMMA-POF
50 m with 800 Mbit/s Si pin PD
BIAS peaking LD 650 nm
S 5052
filter SLD 1133VL
Fig. 6.124: Data transmission on MC-POF
488 6.3 Overview of POF Systems

From 2003 on, these tests at the POF-AC Nrnberg were continued with im-
proved components. At first a data rate of 630 Mbit/s was transmitted over a
100 m long MSI fiber from Mitsubishi.
Fiber type: 700 m MSI-POF, Mitsubishi ESKA-MIU
Length: 100 m
Bit rate: 630 Mbit/s
Transmitter: 657 nm LD, Sony SLD 1133VL
Receiver: 800 m Si-pin-PD Hamamatsu S5052
Reference: [Vin04b]
Company: POF-AC

100 m MSI-POF , 700 m


657 nm LD Mitsubishi ESKA-MIU 800 m
+3 dBm Si-pin-PD

Fig. 6.125: Data transmission over MSI-POF

The data transmission with multi-core fibers was tested at the POF-AC with
two different versions. First, the 217 core fiber with a simple step index profile
was used. Three fiber samples, 21 m, 44 m, and 90 m in length, were available.
The measurements were carried out with higher power Sanyo lasers and a trans-
impedance receiver.
Fiber type: 1 mm Asahi MC-POF, 217 cores
Length: 21 m, 44 m and 90 m
Bit rate: 900 Mbit/s, 750 Mbit/s, 590 Mbit/s
Transmitter: DL-4147-162 Sanyo, +8.6 dBm
Receiver: 800 m Si-pin-PD Hamamatsu S5052, transimpedance
receiver with HEMT
received power: +4.5 dBm, -0.75 dBm and -10.2 dBm
Reference: [Vin04b]
Company: POF-AC Nrnberg
The second type of multi-core fiber tested was a POF with 37 cores and double
step index profile. Over distances between 30 m to 100 m data rates of
1,400 Mbit/s to 800 Mbit/s could be transmitted, whereby the capacity lay in the
same range as with the MSI-POF. However, the MC POF offers the additional
advantage of having very small bending radii.
Fiber type: 1 mm Asahi MC-POF, MSC-1000
Length: 30 m, 50 m, 64 m and 100 m
Bit rate: 1,400 Mbit/s, 1,300 Mbit/s, 1,200 Mbit/s, 800 Mbit/s
Transmitter: DL-4147-162 Sanyo, POF coupled power: +8.6 dBm
Receiver: 800 m Si-pin-PD Hamamatsu S5052
transimpedance receiver with HEMT
6.3 Overview of POF Systems 489

References: [Ziem03g], [Vin05c]


Company: POF-AC Nrnberg

BIAS MC-DSI-PMMA-POF Si-pin-PD equalizer


LD 650 nm MSC-1000 (Asahi) S 5052 (optional)
Sanyo 37 cores, AN = 0.19

Fig. 6.126: Transmission experiments on MC-POF

Later the experiments were repeated on both large fiber lengths using an addi-
tional passive compensation filter (RC high pass), whereby over 1 Gbit/s over
100 m of MC POF could be attained for the first time.
Fiber type: Asahi MC-POF, 1 mm
Length: 64 m, 100 m
Bit rate: 1,270 Mbit/s, 1,150 Mbit/s
1,170 Mbit/s over 100 m with optimized equalizer
Transmitter: 650 nm LD, 5 mW
Receiver: 800 m Si-pin-PD S5052 with transimpedance receiver
References: [Vin05a], [Vin05c]
Company: POF-AC Nrnberg
The latest measurements for two different fibers from [Was07] resulted in
maximum bit rates of 725 Mbit/s over 90 m for the 217-core fiber and
1,170 Mbit/s over 100 m for the 37-core fiber (eye diagram in Fig. 6.127).

Fig. 6.127: Error free transmission of 1,170 Mbit/s over 100 m MC-POF at 650 nm

Since 2005, the PMMA GI-POFs of the Korean manufacturer Optimedia have
been tested. By using red laser diodes, the maximum data rate has been limited to
approximately 1,600 Mbit/s. Even after 100 m with an error-free transmission of
1,550 Mbit/s no serious influence on mode dispersion could be made out. With an
optimized equalizing filter and a new laser 2 Gbit/s were able to be transmitted
over 50 m fiber (Fig. 6.128).
490 6.3 Overview of POF Systems

Fiber type: PMMA GI-POF, OM-Giga Optimedia


Length: 100 m
Bit rate: 1,550 Mbit/s, also 2,250 Mbit/s over 50 m
Transmitter: 650 nm LD, 5 mW
Receiver: 800 m Si-pin-PD S5052 with transimpedance receiver
References: [Vin05b], [Ziem05f], [Vin05c]
Company: POF-AC Nrnberg

Fig. 6.128: Eye diagram for 2,000 Mbit/s over 50 m

The bit rate has also been measured with these new components during the de-
partments internship work. An example for the measurement results at different
lengths is shown in Fig. 6.129. Since there are already 9 plug-in connectors in the
link over 100 m, the bit rate is limited by the receiving level necessitating use of a
narrower low pass filters for noise suppression.
Fiber type: OM-GIGA, 900 m PMMA GI-POF
Length: 20 m to 100 m (one connection every 10 m)
Bit rate: up to 2,250 Mbit/s
Transmitter: 650 nm LD
Receiver: 800 m Si-pin-PD
Reference: [Gort06]
Company: POF-AC Nrnberg

3,000
bit rate [Mbit/s]

1,000 PMMA GI-POF


AN = 0.35
Optimedia
600 650 nm LD

fiber length [m]


100
10 20 50 100
Fig. 6.129: Highest bit rates for PMMA GI-POF
6.3 Overview of POF Systems 491

In current measurements with optimized components and fiber samples without


plug-in connectors a maximum bit rate of 1,880 Mbit/s over 100 m could be
attained for the 1 mm OM Giga (Fig. 6.130). Two fiber samples with bend-optimi-
zed fibers both 100 m long (each with a core diameter of 700 m) allowed maxi-
mum data rates of 1,600 Mbit/s or 1,630 Mbit/s respectively.

Fig. 6.130: Transmission of 1,880 Mbit/s over 100 m OM-Giga ([Was07])

POF ribbon cables with OM Giga were used also for transmitting the data, as is
described later on. Each of four parallel channels can transmit 1.6 Gbit/s over
50 m whereby the specification for the mask is met quite well in the eye diagram.
We can summarize the potential of the different index profiles as follows:
Multi-core fibers permit transmission of 500 Mbit/s to 1,000 Mbit/s over up to
100 m of fiber, especially when using double step index profile. Furthermore,
they have the advantage that materials and production are similar to standard
POF. MC-POF allows extremely small bending radii which is important for
installation.
Multi-step index fibers are easier to produce than GI-POF (multiple extruder).
At present, only one type from Mitsubishi is available which allows up to
about 500 Mbit/s over 100 m (comparable to DSI-POF).
Graded index PMMA POFs allow 2,500 Mbit/s over 100 m and more. The
fibers most readily available at present are those from Optimedia. The greatest
remaining problem is that of limited bending radius which can, however, be
reduced though an improved primary coating.

6.3.5 Systems with Fluorinated POF

As described in Chapter 2, increases in the transmission lengths at high data rates


clearly over 100 m can only be attained with fluorinated polymers. Since there is
no suitable cladding material for these polymers, all PF-POFs are automatically
graded index profile fibers. In principle all of the following experiments presented
492 6.3 Overview of POF Systems

have been realized with fibers from Asahi Glass. It was no until the past few years
that fibers from Nexans (Lyon) have also been used. The third manufacturer is
Chromis Fiberoptics whose fibers, however, have not yet been used in published
system experiments (except Prof. Ralph).
Today almost all PF-GI-POF systems are manufactured with a core diameter of
120 m and NA of 0.22 to 0.25. At the beginning of development greater values
for both parameters were also partially used. The essential developments are in
regard to the optimization of the index profile and the continued lowering of the
attenuation.

6.3.5.1 First Systems with PF-GI-POF


In [Kan98] a system is introduced for the first time that uses the newly developed
CYTOP fiber made by Asahi Glass. The GI-POF consists of completely fluori-
nated polymer and has a significantly reduced attenuation in the near infrared
range. The core diameter is 120 m. With a 850 nm source it was possible to
transmit 1 Gbit/s over 100 m with a BER of 10-12. The detector with 1 GHz band-
width is a New Focus Model 1601 featuring a sensitivity of -18.6 dBm. A further
GI-POF with 200 m core diameter and AN = 0.175 was used for tolerance tests.
Figure 6.131 illustrates the testing principle.
Fiber type: 120 m PF-GI-POF CYTOP, AN = 0.175
Length: 100 m
Bit rate: 1,000 Mbit/s
Transmitter: 850 nm VCSEL
Receiver: New Focus Model 1601; -18.6 dBm
Reference: [Kan98]
Company: Seiko Epson Corp.

100 m PF-GI-POF
850 nm Si-PD
VCSEL 120/200 m CYTOP

Fig. 6.131: 1 Gbit/s transmission with CYTOP fiber according to [Kan98]

A so-called space division multiplex system with 865 nm VCSEL is introduced


in the same paper [Kan98]. Two laser chips spaced 200 m away from each other
are used as sources. The duplex POF has a core/cladding diameter of 120/250 m
(500 m protective shielding). A GaAs-pin PD with a diameter of 200 m was
used a the receiver. 400 Mbit/s were transmitted over more than 50 m of fiber
medium (see Fig. 6.132).
Fiber type: 120 m PF-GI-POF CYTOP, Duplex
Length: 50 m
6.3 Overview of POF Systems 493

Bit rate: 2 u 400 Mbit/s


Transmitter: 865 nm VCSEL
Receiver: GaAs-PD
Reference: [Kan98]
Company: Seiko Epson Corp.

GaAs
PD
GaAs
PD
50 m PF-GI-POF
865 nm
120/200 m CYTOP
VCSEL
Fig. 6.132: Parallel data transmission over GI-POF according to [Kan98]

In [Imai97] 200 m of fluorinated GI-POF was used to transmit 2.5 Gbit/s. The
fiber has an attenuation of 120 dB/km at 850 nm and 56 dB/km at 1,300 nm (see
also [Khoe99]). A 1,310 nm laser was used as the source (see Fig. 6.133).
Fiber type: 120 m PF-GI-POF CYTOP, 56 dB/km at 850 nm
Length: 200 m
Bit rate: 2,500 Mbit/s
Transmitter: 1,310 nm LD
Receiver: 30 m APD with lens coupling
-25.7 dBm sensitivity (BER = 10-10)
Reference: [Imai97]
Company: Fujitsu Laboratories Inc.

200 m PF-GI-POF
1,310 nm LD 56 dB/km PD

Fig. 6.133: 2.5 Gbit/s PF-GI-POF system from Fujitsu

A test of different GI-POF is demonstrated by Watanabe in [Wat99a]. In the


test, various PF-GI-POF with 83 m, 99 m, 147 m and 221 m core diameters
were tested with commercial glass fiber multimode transceivers (1,250 Mbit/s).
These use 850 nm VCSEL as a transmitter and PD with a 100 m diameter in the
receiver.
Each test was carried out with 100 m of GI-POF. For the fiber with 109 m
core diameter (78 dB/km attenuation) at 850 nm, a sensitivity of -15,54 dBm was
determined at room temperature and +50C. The authors come to the conclusion
that the core diameter should be smaller than 100 m in order to function together
with GOF components (see Fig. 6.134).
494 6.3 Overview of POF Systems

The result is nonetheless not surprising. VCSEL is characterized by a relatively


small emission surface and emission angle. The input power was likely the same
for all fibers. The relatively short transmission length should also not result in a
bandwidth limitation of the data rate to be used. Thus, the limiting factor is the
coupling of the fibers to the photodiode. The diode is over illuminated for larger
fibers, i.e., larger coupling losses occur. By using inexpensive components, poly-
mer fibers have great potential. Given the restriction that only existing glass fiber
system components are to be used, the question must be posed as to why the glass
fibers are also not retained as a medium.
Fiber type: PF-GI-POF
core = 83 m, 99 m, 147 m, 221 m
Length: 100 m
Bit rate: 1,250 Mbit/s
Transmitter: 850 nm VCSEL
Receiver: 100 m Si-pin-PD
Reference: [Wat99]
Company: Asahi Glass

VCSEL 100 m
850 nm PD

100 m PF-GI-POF
: 83 m, 99 m, 147 m, 221 m

Fig. 6.134: Test of different GI-POF with glass fiber components ([Wat99a])

The use of commercial fiber glass transceivers with a 850 nm VCSEL was
tested in [Lin01], whereby fiber lengths up to 300 m and bit rates up to 3.2 Gbit/s
were used.
Fiber type: PF-GI-POF
Length: 300 m
Bit rate: 3,200 Mbit/s
Transmitter: 850 nm VCSEL
Receiver: 120 m GaAs-pin-PD
Reference: [Lin01a]
Company: True-Light Corporation
also 1,250 Mbit/s over 100 m, 200 m and 300 m
6.3 Overview of POF Systems 495

300 m PF-GI-POF
850 nm VCSEL 40 dB/km 120 m
3.2 Gbit/s GaAs-pin-PD

Fig. 6.135: POF test system with commercial 850 nm components

In Belgium the transmission of Gbit Ethernet on 300 m of GI-POF has been


tested. From these transmission experiments and extensive broadband measure-
ments with different launchings the authors have come to the conclusion that
PF-GI-POFs are better suited for Gbit systems than OM1 fiber.
Fiber type: 120 m PF-GI-POF, A4g
Length: 300 m
Bit rate: 1,250 Mbit/s
Transmitter: 850 nm VCSEL
Receiver: 125 u 125 m pin-PD
Reference: [Gof05]
Company: Royal Military Academy, Belgium
Infineon Technologies also set up a system in 2003 with a transmission of
1.5 Gbit/s over 300 m of PF GI-POF using a fiber from Nexans.
Fiber type: 120 m PF-GI-POF (Nexans)
Length: 300 m
Bit rate: 1,500 Mbit/s
Transmitter: 850 nm VCSEL
Receiver: GaAs-PD
Reference: [Schu04]
Company: Infineon Technologies

6.3.5.2 Experiments at the Technical University of Eindhoven


Professor Khoe and his group at the University of Eindhoven succeeded at the end
of the 1990s in further improving the parameters of the GI-POF transmission sys-
tem. In [Li98] the transmission of 2.5 Gbit/s over 300 m of PF-GI-POF (CYTOP,
170/340 m, 110 dB/km) has already been successfully demonstrated. The
230 m-diameter Si-APD receiver attains -29 dBm at BER = 10-9 and with only a
0.3 dB coupling loss from the fiber into the photodiode. A 645 nm laser from NEC
served as the source with a spectral width of 0.4 nm, +6.2 dBm maximum output
power and a 0.3 dB coupling loss when coupling into the POF. This laser had
already been used for example in [Koi94] and [Khoe99]. Anti-reflection coated
lenses were used for the couplings. Disturbing reflections were avoided by a 4
inclined cutting of the fiber ends. In order to improve efficiency, a NA adaptation
on the laser from 0.55 to 0.16 and from 0.25 to 0.55 on the receiver (each with 2
lenses) was carried out. Figure 6.136 shows the system.
496 6.3 Overview of POF Systems

Three fiber pieces each with a length of 100 m were available and connected
with plugs. The total link attenuation at the laser wavelength came to 32.6 dB. A
1 dB penalty was measured through mode dispersion. In addition, there were the
0.6 dB coupling losses at the transmitter and receiver which required a trans-
mission power budget of 34.2 dB. This was possible thanks to the 35.2 dB diffe-
rence between the transmitter power and the sensitivity.
Fiber type: 170 m PF-GI-POF CYTOP, 32.6 dB/300 m at 645 nm
Length: 300 m (2 connectors)
Bit rate: 2,500 Mbit/s
Transmitter: 645 nm Laser NEC; 'O = 0.4 nm, +6.2 dBm
Receiver: 230 m Si-APD; -29 dBm
Reference: [Li98]
Company: University of Eindhoven

645 nm 3 u 100 m PF-GI-POF Si-APD


LD, NEC 170/340 m, Asahi Glass

Fig. 6.136: 2.5 Gbit/s-System according to [Li98] with 300 m reach

A new distance record of 2.5 Gbit/s over 450 m was presented by the same
authors also in 1998 ([Li98]). A 1,310 nm LD was used. The fiber pieces used
were 4 u 100 m and 1 u 50 m GI-POF. The laser was coupled to a 62.5 m GI
glass fiber. An optical amplifier (SOA, Semiconductor Optical Amplifier) in-
creased the power to the required level, which is shown in Fig. 6.137.
The transmitting power attained were not specified, but must have been appro-
ximately 10 mW. With this setup, 5 Gbit/s were transmitted over 140 m and later
200 m, whereby the bandwidth of the receiver was cited as the limiting factor.
Furthermore, a transmission length of 300 m with 2.5 Gbit/s was achieved without
using the SOA.
Fiber type: 170 m PF-GI-POF CYTOP, 31 dB/km
Length: 450 m (4 connectors)
Bit rate: 2,500 Mbit/s
Transmitter: 1,310 nm LD, with SOA amplified
Receiver: 80 m APD
Reference: [Li98]
Company: University of Eindhoven
also 5,000 Mbit/s over 140 m and 200 m
6.3 Overview of POF Systems 497

GOF, 62.5 m

1,310 nm SOA
4 u 100 m, 1 u 50 m
LD 170/340 m PF-GI-POF

APD

Fig. 6.137: 2.5 Gbit/s system according to [Li98] with 450 m reach

The group finally improved the transmission length to 550 m in 1999 (see
[Khoe99], [Li99]) at 2.5 Gbit/s data rate. This was made possible by providing a
550 m GI-POF fiber piece with a core diameter of 170 m without any connectors
(Fig. 6.138).
Experiments with various sources were carried out. The measured attenuation
for the wavelengths was as follows:
110 dB/km at 650 nm (LD as source)
43.6 dB/km at 840 nm (VCSEL as source)
31 dB/km at 1,310 nm (LD as source)
The VCSEL supplies 1.3 dBm of power at a spectral width of 1 nm. It was
possible to couple it directly to the POF (< 1 dB loss). A passive filter for the
VCSEL frequency response compensation was used.
A Si-APD with 230 m diameter was used for the receiver at 840 nm. It
reached -28.6 dBm sensitivity with a BER = 10-9, whereby a budget of 29.9 dB
was available. The experiments resulted in 4.5 dB penalty through mode noise and
dispersion and 24.0 dB attenuation through the 550 m POF link (24.0 + 1.0 + 0.3
+ 4.5 dB yields 29.8 dB).
Fiber type: 170 m PF-GI-POF CYTOP; 43.6 dB/km
Length: 550 m
Bit rate: 2,500 Mbit/s
Transmitter: 840 nm VCSEL, 'O = 1 nm, 1.3 dBm
Receiver: 230 m Si-APD
Reference: [Li99]
Company: University of Eindhoven

550 m 170 m PF-GI-POF


840 nm VCSEL

Si-APD 230 m

Fig. 6.138: POF system with record transmission distance according to [Li99]
498 6.3 Overview of POF Systems

The transmission of 2.5 Gbit/s over 550 m at 1.3 m was also described in
[Li99]. The used 1310 nm DFB laser had a modulation bandwidth of 5 GHz, a
spectral width of 0.1 nm and max. 0.4 dBm of optical output power (1.1 mW). The
laser is a standard transmitter element for singlemode fiber systems and is
equipped with a corresponding fiber pigtail for singlemode fiber systems. The
singlemode fiber was also used for direct coupling to the GI-POF (< 0.1 dB loss).
With this method, only a small part of the mode field is excited, which increases
the bandwidth considerably.
The receiver used for this wavelength was a InGaAs-APD with a diameter of
80 m. The POF was imaged with a dual lens while changing the NA from 0.25 to
AN = 0.55 (< 0.3 dB loss). The sensitivity was -28.4 dBm with a BER of 10-9.
Thus, a transmission budget of 28.8 dB was available by a loss of 16.3 dB. A
measured penalty of 4.4 dB through mode noise and dispersion resulted in the
required budget of 16.3 + 0.1 + 0.3 + 4.4 = 21.1 dB. The remaining system margin
of 7.7 dB would make a transmission length of up to 750 m possible. Figure 6.139
illustrates the system scheme.
Fiber type: 170 m PF-GI-POF CYTOP, 31 dB/km
Length: 550 m
Bit rate: 2,500 Mbit/s
Transmitter: 1,310 nm LD, 'O = 0.1 nm, 0.4 dBm
Receiver: 80 m GaAsP-APD, -28.4 dBm
Reference: [Li99]
Company: University of Eindhoven

SM-GOF

1,310 nm
DFB-LD

InGaAs-APD 550 m 170 m PF-GI-POF


80 m

Fig. 6.139: 550 m GI-POF system at 1,310 nm according to [Li99]

The power budgets of both the 550 m experiments and 1,310 nm are compared
in Fig. 6.140. The clear advantage lies with the 1,310 nm laser diode, since the
attenuation of the POF is essentially lower here. However, the components used
are not in keeping with the low-cost philosophy of polymer fibers.
6.3 Overview of POF Systems 499

loss by: POF attenuation, LD - POF - coupling, POF - PD - coupling, penalty

Pout
VCSEL sensitivity Si-APD

Pout
DFB-LD sensitivity InGaAs-APD

0 -5 -10 -15 -20 -25 -30 dBm


Fig. 6.140: Comparison of power budgets for 840 nm and 1,310 nm

In 2001 and 2002, the group at the University of Eindhoven showed that
PF-GI-POFs are also suitable for transmission lengths of up to 1 km. In one of the
first experiments an 840 nm VCSEL was used. The fiber consisted of three cas-
caded, 330 m pieces (system setup in Fig. 6.141).
Fiber type: PF-GI-POF, 27 dB/km at 840 nm
Length: 990 m
Bit rate: 1,250 Mbit/s
Transmitter: 840 nm VCSEL with +1.1 dBm average opt. power (1.3 mW)
Receiver: 230 m Si-APD, sensitivity -31.3 dBm (BER = 10-9)
penalty 1.2 dB by mode dispersion
References: [Boo01a], [Nar01]
Company: University of Eindhoven

840 nm VCSEL 3 u 330 m PF-GI-POF Si-APD


Ethernet, 1.25 Gbit/s 120/250 m, LucinaTM, Asahi Glass 230 m

Fig. 6.141: Gigabit Ethernet transmission over 990 m PF-GI-POF

In the following year a 1 km-long piece of fiber was available. This time a
1,300 nm edge emitter, coupled to a single mode fiber, was used, the output power
of which was enlarged by means of an optical semiconductor amplifier.
Fiber type: 120 m PF-GI-POF
Length: 1,006 m
Bit rate: 1,250 Mbit/s
Transmitter: 1,300 nm LD with semiconductor optical amplifier
Receiver: 80 m InGaAs-APD
Reference: [Khoe02]
Company: University of Eindhoven
500 6.3 Overview of POF Systems

SOA ext. Mod

1006 m PF-GI-POF InGaAs-


1,300 nm
120/250 m, LucinaTM, APD
tunable LD
Asahi Glass 80 m
Ethernet 1.25 Gbit/s

Fig. 6.142: Gigabit-Ethernet transmission over 1.006 m PF-GI-POF

6.3.5.3 Data Rates over 5 Gbit/s with GI-POF


Transmission experiments with CYTOP PF-GI-POF involving high data rates
were also conducted at the University of Ulm. An experiment with 7 Gbit/s at
80 m of GI-POF length is described in [Schn99]. The POF used had a core diame-
ter of 155 m. A 930 nm VCSEL with a max. 4.5 mW of power at 10 mA diode
current served as the source. A bias current of 7 mA and 0.75 V modulation
amplitude was used in the experiment. The VCSEL was connected directly to the
GI-POF with butt coupling. Figure 6.143 illustrates the test set-up.
Fiber type: 155 m PF-GI-POF CYTOP
Length: 80 m
Bit rate: 7,000 Mbit/s
Transmitter: 930 nm VCSEL, 4.5 mW
Receiver: InGaAs pin-PD
Reference: [Schn99]
Company: University of Ulm

80 m GI-POF
BIAS VCSEL InGaAs
930 nm 155 m CYTOP
pin-PD

Fig. 6.143: 7 Gbit/s experiment at the University Ulm

The highest data rate of yet for a POF system with 11 Gbit/s over 100 m PF-GI-
POF was demonstrated by Lucent Technologies in [Gia99a]. The source was a
1,300 nm Fabry-Perot laser diode. Via the singlemode fiber coupled to the laser it
was possible to couple 1 mW of power into the GI-POF through a lens. The
attenuation of the GI-POF with a core/cladding diameter of 130 m/300 m was
44 dB/km at 830 nm and 33 dB/km at 1,300 nm.
The receiver was a pin photodiode with fixed glass fiber pigtail (62.5 m
multimode). A lens provides the coupling between the POF and receiver glass
fiber with a loss of 4.8 dB. The error probability is less than BER = 10-10 with
-8.6 dBm received power. Figure 6.144 illustrates the test set-up.
6.3 Overview of POF Systems 501

The laser used fulfilled class 1 with less than +8 dBm of output power. The
penalty due to dispersion amounted to 2.5 dB. This system should also be regar-
ded as a technology test for performance of the GI-POF, since the test setup by no
means met the demand for inexpensive components.
Fiber type: 130 m PF-GI-POF CYTOP; 33 dB/km
Length: 100 m
Bit rate: 11,000 Mbit/s
Transmitter: 1,300 nm LD, +8 dBm
Receiver: pin-PD (with a 62.5 m GI-GOF pigtail)
References: [Gia99a]
Company: Lucent Technologies

33 dB/km

100 m PF-GI-POF
FP-LD 10 m 62.5 m pin-PD
130/300 m, Asahi
1,300 nm SM-GOF GI-GOF
Fig. 6.144: Up to that time highest bit rate for POF systems at Lucent Technologies (2000)

In further publications [Gia99b], [Gia99c], a 830 nm VCSEL is used in


addition to the 1,300 nm Fabry-Perot laser. It was possible to modulate it with
9 Gbit/s. The system deterioration by 4 dB was caused by the limited extinction
ratio value. The POF was coupled to a Picometrix pin-PD with a diameter of
70 m and a bandwidth of 9 GHz (2 dB loss at a 2:1 spot size reduction).
Figure 5.62 demonstrates the modified setup.
Fiber type: 130 m PF-GI-POF CYTOP; 44 dB/km
Length: 100 m
Bit rate: 9,000 Mbit/s
Transmitter: 830 nm VCSEL
Receiver: 70 m pin-PD Picometrix
References: [Gia99b], [Gia99c]
Company: Lucent Technologies

100 m PF-GI-POF
VCSEL 130/300 m, Asahi 70 m
830 nm 44 dB/km at 830 nm pin-PD

Fig. 6.145: 9 Gbit/s system with VCSEL at Lucent Technologies

Nexans also demonstrated the transmission of around 10 Gbit/s over 100 m of


PF-GI-POF. An 850 nm laser and a pin-PD, each in a very compact housing, were
used as active elements. The parameters of the system were:
502 6.3 Overview of POF Systems

850 nm VCSEL (50 :) with pin monitor diode and SiGe driver
TIA receiver with pin-diode
5 mA BIAS current, 7.5 mA Imod,p-p
f3 dB: 5.5 GHz (f6 dB: 8.0 GHz) with mode filter
850 nm VCSEL
10.7 Gbit/s, PRBS 1023-1
coupling with ball lenses
BER < 10-12, BER < 10-10 with optimized launch

100 m
10.7 VCSEL Lucina pin-PD
Gbit/s 850 nm PF-GI-POF

Fig. 6.146: 10.7 Gbit/s-System by Nexans

The active components are shown in Fig. 6.147.


Fiber type: 120 m PF-GI-POF
Length: 100 m
Bit rate: 10,700 Mbit/s
Transmitter: 850 nm VCSEL
Receiver: pin-PD with transimpedance receiver
Reference: [Wid02b]
Company: Nexans Lyon

Fig. 6.147: 10.7 Gbit/s system components

A comparable 10 Gbit/s system was also set up at the University of Ulm. A


somewhat thicker GI-POF was used. The 850 nm VCSEL is characterized by par-
ticularly high power and bandwidth.
Fiber type: 155 m PF-GI-POF, AN = 0.25
Length: 80 m
Bit rate: 10,400 Mbit/s
Transmitter: 850 nm VCSEL, 7.1 mW at 18.3 mA
6.3 Overview of POF Systems 503

9.4 GHz bandwidth at 12 mA


made at the Ferdinand-Braun-Institute Berlin
Receiver: InGaAs pin-PD with lens coupling
Reference: [Sta03]
Company: University of Ulm
In 2004 a 10 Gbit/s system was presented at Keio University for the first time,
in which a 850 nm laser was also used.
Fiber type: PF-GI-POF, Keio University
Length: 100 m
Bit rate: 10,000 Mbit/s
Transmitter: 850 nm laser
Reference: [Ish04b]
Company: Keio University
In 2005, the transmission of 12 Gbit/s was presented for the first time. The
basis was a GI-POF with improved index profile. It is particularly interesting that
this fiber made the high bit rate possible, at a wavelength of 850 nm as well as at
1300 nm. The eye diagram for the 1,300 nm experiment is shown in Fig. 6.148.
Fiber type: PF-GI-POF, Keio University, new optimized profile
Length: 100 m
Bit rate: 12,000 Mbit/s
Transmitter: 850 nm, 1,300 nm laser
Reference: [Ish05a]
Company: Keio University

Fig. 6.148: Eye diagram at 12 Gbit/s (1.3 m, after 100 m fiber)

A significant increase in the range of 10 Gbit/s POF systems was achieved by


Dr. Randels group at Siemens in Munich [Lee07a]. The set-up of the experimen-
tal system with a 1300 nm Laser is shown in Fig. 6.149.
504 6.3 Overview of POF Systems

9 -120 m 120 m
butt coupling MM fiber
1300 nm mode
VOA
DFB laser 9 m 9 m 120 m mixer
SM fiber SM fiber MM fiber
120 -120 m
butt coupling

50 -120 m
butt coupling
BER pin-PD
MLSE 50 m 120 m
tester receiver
MM fiber PF-GI-POF
Fig. 6.149: 10 Gbit/s system according to [Lee07a]

Approximately 90 m of fiber can be jumpered with direct detection. By using


an MLSE equalizer for the dispersion compensation (Maximum Likelihood
Sequence Estimation) the transmission link can be extended to 220 m, assuming a
FEC limit of BER = 10-4. The system parameters were:
Fiber type: 120 m PF-GI-POF (40 dB/km, NA = 0.185)
Length: up to 220 m
Bit rate: 10,000 Mbit/s
Transmitter: 1,300 nm DFB laser
Launch: Over Filled Launch
(mode mixer: 10 loops around a 20 mm cylinder)
Receiver: 50 m GI-GOF receiver with MLSE/error correction
Reference: [Lee07a]
Company: Siemens Munich/University of Eindhoven
The improvement through the MLSE receiver is shown in Fig. 6.150. About
6 dB in sensitivity are gained which corresponds approximately to an extension in
the range from 90 to 220 m.

10-1
10-2 BER
10-3
10-4
10-5
10-6
10-7
10-8
10-9 fiber length [m]
10-10
60 100 140 180 220
Fig. 6.150: System improvement by MLSE ([Lee07a])
6.3 Overview of POF Systems 505

In principle, this procedure can be used with most dispersion-limited POF sys-
tems in order to gain some additional dB in the system. With PMMA POF this
only corresponds to an increased length of some 10 m.
The greatest bit rates for POF systems realized so far were achieved at the
Georgia Institute of Technology [Ral06], [Ral07] and [Poll07]. A PF-GI-POF
from Chromis Fiberoptics served as the medium. Since transmitters with 1,300 nm
are not sufficiently fast, a 1,550 nm source and a correspondingly fast receiver
were used. As the attenuation of PF-POF at 1.55 m is already relatively large
( 100 dB/km) the transmission length was limited to 30 m. A BER < 10-12 could
be achieved for up to 30 Gbit/s. At 40 Gbit/s you can transmit with an error proba-
bility of 1.45 10-3 (receiver-limited). The fiber diameter permits an offset of
r10 m when coupling-in. The eye diagrams for 10 Gbit/s and 30 Gbit/s are
shown in Fig. 6.151.
Fiber type: 50 m PF-GI-POF
(Chromis Fiberoptics)
Length: 30 m
Bit rate: 10,000 - 40,000 Mbit/s
Transmitter: 1,550 nm fiber laser
with external modulator
Receiver: 50 m multimode fiber detector Newfocus 1454
POF output power: 3.87 dBm
References: [Ral06], [Ral07], [Poll07]
Company: Georgia Institute of Technology

Fig. 6.151: Eye diagrams for 10 Gbit/s and 30 Gbit/s ([Ral06])

In addition to the bit rate, the impulse response is also determined. A compa-
rison with a measurement on a 50 m glass fiber (GI) is shown in Fig. 6.152.
Thanks to the strong mode mixing in the POF visibly less modal dispersion
occurs.
A comprehensive explanation of the effects of mode mixing on the bandwidth
of PF-GI fibers can be found in Section 10.3.
506 6.3 Overview of POF Systems

Fig. 6.152: Pulse responses for GI-POF and GI-GOF ([Ral06])

All of the system experiments mentioned above with PF-GI-POF are summa-
rized in Fig. 6.153. The fiber limit lay currently in the range of 1,250 Mbit/s km.
The performance is practically identical at 850 and 1,300 nm - a definite advan-
tage over glass fibers. Both the range (higher fiber attenuation) as well as the data
rate (slower lasers) are clearly limited.
Mode multiplex systems are introduced in Section 6.3.7.4. The transmission of
2 u 10.7 Gbit/s over 10 m of PF-GI-POF at a wavelength of 1,550 nm was
achieved by [Sch06].

50,000 bit rate [Mbit/s]


30,000

10,000

3,000

1,000
1,550 nm
1,300 nm
300 850 nm
650 nm length [m]
100
10 20 50 100 200 500 1000

Fig. 6.153: Summary of the PF-GI-POF systems


6.3 Overview of POF Systems 507

6.3.6 POF Multiplex

The wavelength division multiplexing method for increasing channel capacity as


well as the bi-directional data transmission is well known from glass fiber techno-
logy. In experimental systems more than 100 wavelengths have been combined
and the 1 Tbit/s limit has been clearly surpassed in terms of the total capacity. At
the ECOC2000 Alcatel, Siemens and NEC presented systems with data rates of
6 to 7 Tbit/s. At the OFC2007 there was a paper on the transmission of
25.4 Tbit/s over a glass fiber. In only a few years, commercial systems will be
available with several 100 wavelengths.
The demands of the POF system designers have been considerably more
modest. On the other hand, inexpensive and powerful LED are available ranging
from blue to the near infrared. This allows the full use of attenuation windows of
the PMMA and the PF-POF. Principal POF problems are the large diameter and
the numeric aperture. In glass singlemode fiber technology, various components
can be used as multiplexer and filters based on fiber gratings, interference filters,
and interferometers. These elements cannot be used for POF. Even using an inter-
ference filter leads to the problems depicted in Fig. 6.154:

transmission

POF 2
1 POF
light pathes
3 1 2 3

filter
wavelength

Fig. 6.154: Problems with interference filter for POF

Interference filters based on transparent layers have considerable angular


dependence of the transmission. In a standard NA-POF, the propagation angle in
the fibers can deviate by up to 20 from the axis. In this case, a filter's trans-
missions range can shift by more than 6%. The same applies to reflection and
transmission gratings. Interference devices such as fiber gratings and Mach-Zehn-
der interferometers cannot be used at all for multimode fibers since each mode
fulfils its own interference condition. When all modes overlap, the interferences
vanish. Generally, there are several solutions for wavelength-selective elements:
The use of absorption filters which have practically no angular dependency
Use of very wide interference filters that can tolerate the spectral shift.
Expansion of the light beam from the POF and reduction of the NA in order
to be able to use normal elements.
508 6.3 Overview of POF Systems

All of these methods will be described in the following sections. The problem
is far less critical for GI-POF with its small core diameters and NA common today
compared with 1 mm SI-POF.
WDM systems on PMMA fibers will first be described. In the following part
solutions with PF-GI-POF will then be compiled and finally the components for
bi-directional transmission on fiber will round off the presentation.

6.3.6.1 Wavelength Multiplex Systems with PMMA POF

The use of wavelength multiplex on PMMA POF will be limited to a few chan-
nels. Laser diodes are available only for 650 nm; in the other transmission win-
dows we have so far had to use LEDs which show a high spectral width as well as
limited bit rates. On the other hand, the large fiber diameter allows for very simple
multiplex constructions without active adjustment.
Bi-directional transmission with a system with a 830 nm source for a 6 MHz
video channel and a 660 nm LED for a 10 kHz control signal was already demon-
strated in [Tak94]. No further information on the test setup is available.
Fiber type: PMMA POF
Bit rate: analog 6 MHz / 10 kHz
Transmitter: 830 nm (6 MHz video signal)
660 nm LED (10 kHz control signal)
Demux: splitter
Reference: [Tak94]
Company: Hitachi research center
In [Ziem97a] and [Ziem97b] a method was proposed that markedly improves
the performance of the system. The fact that the diameter of the photodiode is
markedly larger than that of a typical LED was exploited. By simply "stacking"
the elements, an WDM system for bi-directional transmission is created. This is
show in Fig. 6.155.

filter for NEXT-


suppression

photo diode
1 mm 1 mm POF

LED; 200 u 200 m

Fig. 6.155: WDM transceiver without optical elements and couplers


6.3 Overview of POF Systems 509

At the oft quoted institute at the University of Eindhoven directed by Prof.


Khoe, a demultiplexer for POF systems based on a reflection grating was deve-
loped ([Hun96], [Khoe97]) with which a WDM system was later built.
The demultiplexer is shown in Fig. 6.156. The transmission medium is a
GI-POF with a core diameter of 750 m and AN = 0.29. The outputs of the multi-
plexers are formed by SI-POF with a 1 mm diameter and AN = 0.46. The entire
arrangement consists of a lens for focusing and a reflection grating. A slightly
angled position maps the input POF to both output POF.

1 mm SI-POF

0.75 mm GI-POF
grating

Fig. 6.156: POF-WDM demultiplexer according to [Hun96]

The wavelengths used are 645 nm and 675 nm, dependent on the available laser
diodes. A grating with 1,200 lines/mm and 500 nm Blaze wavelength was selected
for the setup. The collimator lens has a focal length of 25.4 mm which results in a
theoretical linear separation of the wavelengths by 995.8 m. This corresponds
very precisely to the 1 mm spacing between the output fibers. The lens diameter is
25.4 mm which is large enough to capture the complete far field of the GI-POF.
Figure 5.74 illustrates the transmission function for both multiplexer outputs,
measured with a white-light source before the GI-POF and with a resolution of
0.1 nm.

-50
rel. power [dB]
-55
-60
-65
-70
-75
-80
wavelength [nm]
-85
610 620 630 640 650 660 670 680 690 700 710
Fig. 6.157: Demultiplexer spectral transmission according to [Hun96]
510 6.3 Overview of POF Systems

The attenuation at the used wavelengths is less than 5 dB. The suppression of
the alternate channel is better than 55 dB which should make error-free operation
possible using a small band laser.
A WDM system with 84 m PMMA GI-POF was set up with this demultiplexer
in [Khoe97]. Both transmitters were a NEC 645 nm laser with a data rate of
2,500 Mbit/s and a Philips 675 nm CD laser with 620 Mbit/s. The sensitivities of
both receivers were -26 dBm and -31 dBm respectively.
Fiber type: 750 m PMMA GI-POF
Length: 84 m
Bit rate: 2 u 2,500 Mbit/s
Transmitter: 645 nm LD/675 nm LD
Demux: grating demultiplexer
References: [Hun96], [Khoe97]
Company: University of Eindhoven
A Tunisian group proposed a further arrangement of the demultiplexer for
POF-WDM systems in [Att96]. The goal was to achieve as compact a form for the
multiplexer as possible. For this purpose, a POF was coupled to a glass fiber
bundle with a round cross-section. It consisted of 61 single fibers with a core dia-
meter of 100 m with AN = 0.28. Approximately 60 % of the 1 mm core diameter
of the POF is utilized. The individual fibers are arranged linearly at the focusing
lenses side. This results in a slit of 6.1 u 0.1 mm. The advantage of the arrange-
ment is that a considerably smaller linear separation of the channels is required
compared with a round 1 mm input, as demonstrated in Fig. 6.158. Smaller lenses
and gratings thus can be used.

0.1 mm
O1
O1
1 mm
O2
O2
input
O1 + O2
input
O1 + O2

Fig. 6.158: POF demultiplexer

A grating with 1,800 lines /mm and a 8 mm u 8 mm size is used for the realized
demultiplexer. Both focusing lens have a 3.6 mm focal width. The wavelengths:
O1 = 632.8 nm, O2 = 650 nm, and O3 = 670 nm are used. The complete additional
loss of the arrangement with these wavelengths is specified as 7 dB. A specific
transmission system has not yet been realized.
6.3 Overview of POF Systems 511

Fiber type: PMMA SI-POF, AN = 0.50


Transmitter: 632.8 nm, 650 nm, 670 nm LD
Multiplexer: Grating with cross area conversion
Reference: [Att96a]
Company: Ecole Nationale dIngnieurs de Tunis
At the POF-AC Nrnberg WDM systems for demonstration purposes have
been set up as part of two diploma theses. The first system worked with 4 LEDs.
As shown in Fig. 6.159, the spectra of these four LEDs visibly overlap. In order to
present crosstalk, relatively narrow optical filters had to be inserted.

1.0 P [a.U.]

0.8

0.6

0.4

0.2
O [nm]
0.0
400 450 500 550 600 650 700 750

Fig. 6.159: 4-LED-WDM system and spectra of the LED

The de-multiplexer was optically realized by expanding with lenses and using
interference filters. The crosstalk was reduced electrically by means of an analog
compensation circuit. To do this, coupling coefficients between the channels were
first measured and afterwards adjusted by tunable controllers (Fig. 6.160). The
system was tested at a bit rate of 10 Mbit/s. In order to demonstrate the crosstalk
compensation, Fig. 6.160 shows pulse trains with and without compensation
circuits.

+
R1 = a11S1 + a12S2 -

+
R2 = a22S2 + a21S1 -

Fig. 6.160: Near end cross talk compensation in the POF-WDM system
512 6.3 Overview of POF Systems

Fiber type: St.-POF


Length: 20 m
Bit rate: 4 u10 Mbit/s
Transmitter: 4 LED
Receiver: SFH250 with pre amplifier
References: [App02b], [App02c]
Company: POF-AC
A second POF WDM system was set up to transfer an analog VGA signal (see
[Bar03b]). A red, green and blue LED with a modulation bandwidth of 30 MHz to
60 MHz (Fig. 6.161) served as sources. Beam splitter cubes served as multiplexers
and de-multiplexers respectively, as they are also used in LCD projectors.

rel. amplitude [dB]


0

-3

-6
NSPB 500S
NSPG 500S
SFH 757 f [MHz]
-9
1 3 10 30 100 300

Fig. 6.161: Modulation bandwidth of the three LED

A similar demonstration system was also set up at the Fraunhofer Institute in


Nuremberg in which an analog signal and an additional data channel were trans-
mitted in opposite directions (Fig. 6.162). Multiplexers were realized with gratings
and interference filters.
Fiber type: St.-SI-POF
Length: 50 m
Bit rate: 1 u analog video, CD signal (2.8 Mbit/s)
Transmitter: 650 nm LD, 520 nm and 465 nm LED
Multiplexer: reflective blazed grating (2 wavelengths)
lenses and interference filter (3 wavelengths)
Receiver: commercial components
References: [Jun02a], [Jun02b]
Company: Fraunhofer IIS Nuremberg
6.3 Overview of POF Systems 513

I1 I1
Video LD 650 nm receiver Video

I2 I2
Audio LED 520 nm receiver Audio
fiber

I3 I3
Data receiver LED 465 nm Data

O-MUX/DEMUX O-MUX/DEMUX

Fig. 6.162: 3-channel-POF-WDM system of the Fraunhofer IIS Nuremberg

An example of the transmission of the 3-channel multiplexer and the compo-


nent are illustrated in Figs. 6.163 and 6.164.

0
transmission [dB]
-5

-10

-15

-20

-25
O [nm]
-30
400 450 500 550 600 650 700
Fig. 6.163: Transmission of the 3 channel demultiplexer (FhG IIS)

Fig. 6.164: 3-channel demultiplexer (FhG IIS)


514 6.3 Overview of POF Systems

A WDM system for use in the lessons has been developed by the University of
Applied Sciences Harz (Hochschule Harz) as part of their Optomux project
([Fis06a], Fig. 6.165).
Fiber type: St.-SI-POF
Length: 25 m
Bit rate: 3 u 60 Mbit/s
Transmitter: 470 nm, 530 nm and 660 nm LED
Multiplexer: Prism
Reference: [Fis06]
Company: University of Applied Sciences Harz, Harz-Optics

Fig. 6.165: Optoteach POF-WDM system of the HS Harz

6.3.6.2 Wavelength Multiplex Systems with PF-GI-POF


There are good reasons why fluorinated GI polymer fiber offers several advan-
tages for using wavelength multiplexing. The small core diameter and the small
NA simplify the setting up of multiplexers. Furthermore, the PF-GI-POF offers a
very wide transmission window with low attenuation and almost disappearing
chromatic dispersion. A multitude of different sources are available from glass
fiber technology since they use the same spectral range.
In [Kan98] a WDM-system is described with 790 nm/860 nm VCSEL. The
transmitting elements only have a distance of 75 m from each other and are
modulated with 400 Mbit/s. Due to the large core diameter of the GI-POF of
120 m, both sources can be directly coupled with a lens (Fig. 6.166).
GaAs PD are used as receivers. A lens is used for receiver coupling. A filter
was used as demultiplexer in a splitter cube. The large wavelength distance made
a simple selection possible.
6.3 Overview of POF Systems 515

Fiber type: 120 m PF-GI-POF


Length: 50 m
Bit rate: 2 u 400 Mbit/s
Transmitter: 790 nm/860 nm VCSEL
Receiver: GaAs-PD
Demux: Interference filter with lenses
Reference: [Kan98]
Company: Seiko Epson Corp.
selective mirror

50 m PF-GI-POF
120/200 m CYTOP GaAs-PD

790 nm/860 nm VCSEL GaAs-PD

Fig. 6.166: 790 nm/860 nm POF WDM system according to [Kan98]

A further proposal for a POF-WDM system was introduced by NTT in


[Miz99]. In this proposal, 4 wavelengths were to be transmitted over a 250 m
GI-POF. The four transmitters are arranged in a rectangle directly on the fiber
input spaced at 125 m, obviating the need for a separate multiplexer. The photo-
diodes are also arranged in a rectangle at the fiber output. Channel separation is
achieved through dielectric filters. The principle is demonstrated in Fig. 6.167.

photo
dielectrical diodes
laser diodes interference filters

250 m GI-POF
125 m 125 m

Fig. 6.167: 4 wavelength multiplex according to [Miz99]

The possible distance of the lasers is specified as 25 nm so that interference


filters can be used. Through direct coupling, there is no multiplexer loss. For the
demultiplexing, a loss of approximately 7 to 9 dB is unavoidable as each photo-
diode receives the entire signal, but only uses one wavelength. It was assumed
here that the photodiodes are round, have a diameter of 90 m, and that ideal fil-
ters were used. Figure 5.72 illustrates the size ratios of POF and PD.
For photodiodes with 90 m diameter, the loss is 8.8 dB (left picture). For a
maximum diode diameter of 125 m, the loss is still a little over 7.0 dB (see right
picture).
516 6.3 Overview of POF Systems

4 PD with 90 m 4 PD with 125 m

113 m 125 m

90 m 250 m 125 m 250 m

Fig. 6.168: Arrangement of 4 PD with each 125 m distance at a 250 m POF

Fiber type: 250 m GI-POF


Transmitter: 4 direct coupled lasers
Demux: Color filter before direct coupled PD
Reference: [Miz99]
Company: NTT Advances Technology Corp.
Uehara described a WDM system for transmitting videos in various publi-
cations (for example, [Ueh98], [Ueh99]). Figure 6.169 illustrates the schematic
set-up.
Three different wavelengths were used in the experimental implementation.
The signals are combined and separated on the receiver end via multiplexers with
dielectric mirrors.
The PF-GI-POF used has an attenuation of < 100 dB/km in the wavelength
range of 650 nm to 1,300 nm and < 50 dB/km in the range from 850 to 1,300 nm.
At a core/cladding diameter of 150/250 m, the AN is 0.20. The bandwidth is
300 MHz km to 500 MHz km over the wavelength range. The wavelength was
selected according to the proposals made by the Eight / Forum. Figure 6.170
illustrates the proposal made by this committee (see also [Miz00]).

O3

O2

O4

camera e/o transmitter monitor


MUX/DEMUX o/e receiver

Fig. 6.169: Proposal for a POF-WDM-System in the 1,200 - 1,600 nm region


6.3 Overview of POF Systems 517

channels according to the Eight / Forum

1150 1200 1250 1300 1350 1400 1450 1500 1550 1600
wavelength [nm]

Fig. 6.170: Wavelength channels according to the Eight-/-Forum

Each of the 8 wavelength channels are 10 nm wide and are oriented according
to the available lasers. The large width of the channels and the minimum spacing
of 20 nm make it possible to use non-stabilized sources and relatively simple
filters in the multiplexers. The transmitters operate with LD that transmit the sig-
nal with pulse frequency modulation (PFM-IM) at a carrier frequency of 80 MHz.
pin-PD were used as receivers for wavelengths of 1,200 to 1,600 nm.
Figure 6.171 shows the multiplexers that have been created with planar wave-
guides. A groove was made in the substrate in which the interference band-pass
filters have been inserted. The component can be used to add or drop a specific
wavelength.

band pass filter O1andO2

O1
O2
waveguides

Fig. 6.171: Multiplexer/Demultiplexer in planar wave guide structure

Due to the relatively small NA of the fibers used (0.2), the angle differences of
the various light paths are not very large. The distance between the wavelengths
used in the experiment was 40 nm, i.e., approximately 3 %. This makes the use of
interference filters possible.
At first, the system setup was successfully operated with 3 wavelengths over
100 m and with 4 wavelengths over 50 m. The more multiplexers are inserted, the
shorter the distance to be covered since the power budget worsens. The author's
estimates [Ueh98] show the following transmission lengths:
with 2 wavelengths, 250 m is possible
with 3 wavelengths, 150 m is possible
with 4 wavelengths, 100 m is possible
with 5 wavelengths, 50 m is possible
According to [Ueh99] the test wavelengths were O2 = 1,265 nm, O3 = 1,305 nm,
and O4 = 1,345 nm. For Point-to-Point transmission 500 Mbit/s and 1 Gbit/s over
100 m are possible with these sources and the GI-POF. The maximum emitted
518 6.3 Overview of POF Systems

power was +3.8 dBm; the sensitivity was -33.5 dBm. If cross-talk suppression is
greater than 36.9 dB, error-free video transmission is possible.
Fiber type: 120 m PF-GI-POF, < 100 dB/km
Length: 50 m to 250 m
Bit rate: Video signals on 80 MHz-carriers
Transmitter: Laser diodes acc. to the Eight-/-Forum, max. +3.8 dBm
Demux: Interference filter in waveguide structures
References: [Ueh98], [Ueh99], [Miz00]
Company: NTT Multimedia-Laboratory
In 1999, Prof. Khoe from the Eindhoven University also presented a proposal
for a 2.5 Gbit/s WDM system at 645 nm, 840 nm and 1,310 nm in ([Khoe99], see
Fig. 6.172).

filter 1 filter 2 PD

GI-POF 1,310 nm
filter 3 filter 4

PD PD
645 nm 840 nm

Fig. 6.172: 3 wavelength WDM demultiplexer according to [Khoe99]

The transmitter and receiver for this system correspond to the components for
the 2.5 Gbit/s Point-to-Point transmissions (see above). The measured insertion
loss of the demultiplexer was < 1.6 dB with a cross-talk of < -35 dB. In [Khoe00]
practical experiments were shown with this demultiplexer. The 3 lasers described
above at 645 nm, 840 nm and 1,300 nm served as transmitters. Figure 6.173 shows
the experiments that were performed.

645/840/1,310 nm

645 nm LD
2 u 100 m (: 170/340 m) PF-GI-POF
840/1,310 nm

840 nm VCSEL
328 m (: 110 m) PF-GI-POF
840/1,310 nm

1.310 nm LD 328 m (: 110 m) + 128 m (: 140 m) PF-GI-POF

Fig. 6.173: WDM-POF system at the University Eindhoven


6.3 Overview of POF Systems 519

All three channels were transmitted over a distance of 200 m simultaneously.


The attenuation at 645 nm (110 dB/km) had a limiting effect. A transmission
length of 328 m (GI fiber with a core diameter of 110 m) and later 456 m was
achieved for the combination of both longer wavelength sources. Table 6.11
summarizes the data of the three channels.

Table 6.11: 3 channel WDM system


Channel 645 nm 840 nm 1,310 nm
source LD VCSEL FP-LD
max. power +6.8 dBm +1.3 dBm +3.0 dBm
GI-POF attenuation 110 dB/km 43.6 dB/km 31 dB/km
WDM loss 4.0 dB 6.8 dB 6.6 dB
demultiplexer loss 1.4 dB 1.6 dB 1.6 dB
sensitivity -29.0 dBm -28.6 dBm -28.4 dBm

6.3.6.3 Bi-Directional Systems with POF


The bi-directional transmission of signals on a fiber is equally interesting for both
access networks and in-house networks. One aspect is that they save fibers and
plugs as opposed to the 2-fiber solution. Another point is that they reduce the
amount of space needed and that the user cannot accidentally insert the plug in the
wrong way.
You can divide the different systems into WDM systems which use different
wavelengths for both directions and single-wavelength systems in which both
directions work with identical transmitters. The latter variation is very strongly
limited by near end crosstalk.
First of all, we would like to introduce a WDM system which was set up
between the University Ulm and the Technology Center of Deutsche Telekom in
1997 for the bi-directional transmission of data ([Ziem97b] and [Som98b]). Figure
6.174 illustrates the principle system set-up.
Simple LED at 520 nm and 650 nm were used as sources. These are coupled to
the fiber link with the receivers (Hewlett Packard HFBR2526) using commercially
available connectors. Colored, printed films placed between the plug connectors
have the function of suppressing the near end crosstalk (transmission in
Fig. 6.175). Table 6.12 below calculates the power budget for both directions. A
10 Mbit/s data stream was transferred over 63 m in a test setup in the Future Lab
of Deutsche Telekom AG.
Fiber type: SI-POF
Length: 63 m
Bit rate: 10 Mbit/s
Transmitter: 520 nm LED/650 nm LED
Receiver: HFBR2526
Demux: Splitter with color filters
References: [Ziem97b], [Som98b]
Company: Deutsche Telekom, University of Ulm
520 6.3 Overview of POF Systems

650 nm LED 520 nm LED


Y splitter Y splitter
In In

Out transmission line Out


WDM filter WDM filter Si-PD
Si-PD

Fig. 6.174: 500 nm/650 nm POF WDM system for bi-directional transmission

Table 6.12: Power budget for the 520 nm/650 nm POF system

Source Loss Y- 50 m Loss Y- WDM Four Con- Received


Power Splitter POF Splitter Filter nectors Power
O: 650 nm 0 dBm 5 dB 9 dB 5 dB 2 dB 6 dB -27 dBm
O: 500 nm 0 dBm 5 dB 7 dB 5 dB 4 dB 6 dB -27 dBm

transmission [dB]
0 operating wavelength
500/650 nm
-5

-10

-15
multiplex filter with
-20 BJC-600e printer
-25

-30

-35
460 480 500 520 540 560 580 600 620 640 660 680
wavelength [nm]

Fig. 6.175: Transmission of the NEXT suppression filter foils

In 1998, Sony introduced a module for bi-directional data transfer in [Hor98].


At a data rate of 125 Mbit/s, 50 m of DSI-POF could be covered. In the experi-
ment, a BER of 1.9 10-10 was achieved. Duplex operation was, however, only
checked by means of a computer simulation. A 650 nm LD with a maximum of
1.6 mW output power at 55 mA served as the source. The low-NA-PMMA POF
used had a AN = 0.32. Transmitter and receiver are attached to a common mount in
the module, as shown in Fig. 6.176.
6.3 Overview of POF Systems 521

laser mirror
diode

prism POF

photodiode

Fig. 6.176: Bi-directional transceiver from Sony

The laser beam strikes the angled surface of the prism. Thanks to the alignment
of the laser polarization, reflection is nearly complete. The laser light is then
launched into the POF by means of a lens with deflection mirror. The coupling
efficiency of the LD into the POF is specified as 91.4 % (0.26 dB loss). The small
emitting surface and the small emission angle of the LD are, of course, also
utilized. The incoming light from the remote transmitter is unpolarized. This is
why a part of the light focused by the lens is refracted through the prism onto the
photodiode. The coupling percentage from the POF into the PD is 24.0 %, which
is a corresponding loss of 6.2 dB. The degree of polarization of the LD is > 150 at
over 1 mW optical power (0.7 % in the second polarization state).
The limiting factor in this system is the NEXT (Near End Cross Talk), in other
words, the received power of its own transmitter. NEXT was calculated in the
study. For a transmitting power of 1.6 mW (55 mA), this comes to:
only for the LD-PD unit: 2 W (0.13 %)
for the transceiver without POF: 5 W (0.32 %)
for the transceiver with POF: 8 W (0.49 %)
A 125 Mbit/s test with 1 mW of average input optical power ran successfully.
The computer simulation yielded a signal-to-noise ratio (SNR) of 22 dB at a
NEXT of 0.49 % This should allow duplex operation. One problem are connectors
positioned near behind the transceiver. Through the index difference of air and
PMMA, two reflections are created. For shorter lengths, the POF attenuation does
not make much of an impact, the light is also for the most part polarized. Error-
free duplex operation is hence not possible under worst case circumstances. The
authors specified approximately 5 m as the minimum distance for the first plug.
Also not taken into account is the effect that both transceivers of a single line can
have different transmission levels (for example, brought about by different
temperatures). This causes the SNR to deteriorate even more. An active echo
compensation could correct the situation if the reflections only occur at a few
points that are constant in time. In [Kure00] and [Tak00] the calculations for the
signal-to-noise ratio is presented for this type of bi-directional transmission. The
522 6.3 Overview of POF Systems

fact is taken into consideration that the interferences caused by near end cross-talk
are not to be confused with white noise; they are determined by the transmission
level and strength of the reflections. According to the simulations presented,
cross-talk (relative to the transmission level) for a BER < 10-12 of up to 20 % is
tolerable.
Fiber type: Low-NA-POF, AN = 0.32
Length: up to 10 m
Bit rate: 125 Mbit/s, bi-directional
Transmitter: red laser diode
Transceiver: LD and PD with polarization sensitive mirror
References: [Hor98], [Kure00], [Tak00]
Company: Sony

650 nm
650 nm
LED
POF LED

Si-PD Y-splitter Y-splitter Si-PD

Fig. 6.177: Bi-directional single wavelength transmission system by Sony

Bi-directional transmission with one wavelength is also described in [Gar99].


The transmitters and receivers are coupled with Y-splitters (see Fig. 6.178).
The authors calculated a transmission budget of 19 dB for the Point-to-Point
transmission. For a 10 Mbit/s transmission (Ethernet), a range of 110 m is possible
(180 dB/km). The splitters have 4 dB insertion loss, plus an additional 2 dB
attenuation for the added plug-in connection. This reduces the transmission budget
to 7 dB, which corresponds to a range of 40 m. Using better POF (140 dB/km), the
range could be increased to 50 m.
The authors estimate the full-duplex option from the isolation of the couplers to
be approximately 21 dB. Plugs behind the couplings do not worsen the values;
however, a mirror spaced at 2 mm was able to cause system failure. An increase in
the range can be achieved by using a more powerful 650 nm LD. Nevertheless, the
isolation of the couplings would have to be improved. A slight improvement was
achieved by using an index matching gel.
Fiber type: PMMA SI-POF
Length: 40 m (numerically)
Bit rate: 10 Mbit/s bi-directional
Transmitter: 650 nm LED, HFBR 1527
Receiver: Si-pin PD HFBR 2526
Multiplexer: Y-splitter with 21 dB isolation
6.3 Overview of POF Systems 523

Reference: [Gar99]
Company: Centro Politcnico Superior Zaragoza

650 nm LED 650 nm LED


HFBR 1527 HFBR 1527
Y-splitter Y-splitter

transmission line

Si photo diode Si photo diode


HFBR 2526 HFBR 2526

Fig. 6.178: Bi-directional transmission according to [Gar99]

The bi-directional transmission of IEEE 1394 data was introduced by Sharp in


2002. The plug used in this system is the OMJ plug-in connector (2.5 mm or
3.5 mm) which includes the electrical contacts as well as a 1 mm POF. The multi-
plexer has been built as a special optical block (PMMA, injection-molded part,
Fig. 6.179) and enables the passive adjustment of PDs and LDs. The data rates
possible range from S100 to S400.
Fiber type: DSI-POF, AN = 0.25 .. 0.32
Length: 10 m
Bit rate: 125 Mbit/s, 250 Mbit/s, 500 Mbit/s bi-directional
Transmitter: 638 nm - 666 nm LD, -6.0 to -6.5 dBm
Receiver: -17.5 dBm (S100) up to -13.6 dBm (S400)
Multiplexer: special compact optics
References: [Fuji02], [Miz03]
Company: Sharp Co.

PD single fiber
duplex up to 10 m
665 nm laser
optical lens S100 to S400
block

lens mirror

LD
prism
Fig. 6.179: Optical multiplexer for bi-directional transmission

A very interesting concept for the bi-directional transmission of data has been
developed by Toyota. In this case the WDM principle made use of a red and green
LED. An interference filter was used as the multiplexer. The setup of the complete
system is illustrated in Fig. 6.180.
524 6.3 Overview of POF Systems

Fig. 6.180: Bi-directional WDM system by Toyota

The maximum data rate amounts to 250 Mbit/s for both channels at a trans-
mission length of 10 m of DSI-POF. The eye diagrams of both channels can be
seen in Fig. 6.181.
Fiber type: DSI-POF, Mitsubishi Eska-Mega
Length: 10 m with connector
Bit rate: 250 Mbit/s bi-directional
Transmitter: 495 nm (own development); -5.7 dBm in the POF
and 650 nm LED (Hamamatsu L7726); -1.5 dBm in the POF
Receiver: Si-PD
sensitivity at 495 nm: -17.4 dBm
sensitivity at 650 nm: -20.6 dBm
Multiplexer: self written waveguides with interference filters
85% transmission at 495 nm and 96% reflection at 650 nm
Module: 6 u 7 u 9 mm
References: [Kag03], [Yon04], [Yon05]
Company: Toyota

Fig. 6.181: Eye diagrams of the two channels for the Toyota WDM systems
6.3 Overview of POF Systems 525

One particular feature is the beam guiding in the multiplexer. Instead of a sys-
tem of lenses a waveguide is used which is written self-employed into a polymer
block by UV light. All adjustment steps are thus superfluous. The already written
splitter with filter and coupled POF are shown in Fig. 6.182.

Fig. 6.182: Splitter of the WDM system by Toyota

A very economical proposal for bi-directional transmission over POF was made
by an English group in [Kat98]. The authors studied the possibility of using a LED
as a transmitter and receiver simultaneously. It is well known that semiconductors
can also be used as detectors. The maximum emission is produced at shorter
wavelengths. By means of this shift, the authors were able to determine a system
loss of 5 dB.
In comparison to a typical photodiode (Siemens SFH 250), the sensitivity is
approximately 7 dB lower. This makes the system 12 dB worse than a conven-
tional Point-to-Point system. In addition, it can only be used in semi-duplex mode
since the diode operation must be switched over. For shorter distances up to 20 m,
this could be an interesting solution for cost reasons.
Fiber type: PMMA SI-POF
Length: up to 20 m (numerically)
Bit rate: Half duplex operation
Transmitter: LED in photodiode operation
Reference: [Kat98]
Company: University of North London
A similar approach is also described in [Ing06]. A 1.25 Gbit/s half-duplex
transmission with a VCSEL as transmitter and receiver is realized over 500 m of
GI-GOF (50 m). The sensitivity of the VCSEL when operating as a photodiode
is about 0.1 mA/mW (at 850 nm, 0.9 nA dark current) and a receiving bandwidth
of 933 MHz is attained. The sensitivity is -12.3 dBm, as shown in Fig. 6.183.
526 6.3 Overview of POF Systems

10-2
BER 1.25 Gbit/s
10 -4 NRZ
PRBS 27-1
10-6

10-8
back to back
-10 500 m 50 m
10 GI-GOF

10-12
average received power in the fiber [dBm]
10-14
-16 -15 -14 -13 -12 -11 -10 -9 -8

Fig. 6.183: Sensitivity of a VCSEL in photodiode operation

Infineon developed the transceiver SFH800 for the automotive industry (see
[Sch99b]). By using chip-on-chip technology, the LED transmitter is mounted
directly on the photodiode, as shown in Fig. 6.184. The component is intended for
use in passive star-type networks for data rates up to 10 Mbit/s.
Fiber type: SI-POF
Bit rate: 10 Mbit/s, half duplex operation
Transmitter: Photodiode with LED on chip
>300 W at 30 mA, 650 nm
Receiver: -23 dBm sensitivity
References: [Sch99b], [Sch00b], [Gri00]
Company: Infineon Technologies

LED

approx. 1 mm photo diode

Fig. 6.184: SFH 800 from Infineon for bi-directional POF operation

In [Bau02] concepts are presented for also using this principle for replacement
systems with significantly higher data rates. By using a RC-LED with below 1 ns
switching time up to 200 Mbit/s can be transmitted. The sensitivities of the photo-
diode are (BER = 10-9):
6.3 Overview of POF Systems 527

-23 dBm (up to 50 Mbit/s)


-22 dBm (up to 100 Mbit/s)
-17 dBm (up to 200 Mbit/s)
Over the past few years the DieMount company has developed various systems
for bi-directional transmission with SI-POF. With the aid of couplers particularly
low in reflection which the company developed crosstalk in one-wave systems
was able to be reduced considerably. Furthermore, the use of special specular
optics can increase performance coupled into the fiber significantly above 0 dBm.
As opposed to normal systems you can work with greater emitted power with a bi-
directional system with integrated couplers since the limit for eye safety is only
valid at the coupler output. At a wavelength of 470 nm a maximum fiber length of
100 m can attain a data rate of 125 Mbit/s. At 650 nm with an LED the range of
95 m is comparably large. A range of 50 m is guaranteed for this product.
Fiber type: PMMA SI-POF
Length: 100 m
Bit rate: 125 Mbit/s bi-directional
Transmitter: 470 nm LED
Receiver: Si-pin-PD
Multiplexer: Splitter with low NEXT
Reference: [Kra04a]
Company: DieMount
The second system introduced by DieMount is a WDM setup at 470 nm and
657 nm with LED, thus enabling a fiber length of 50 m. Figures 6.185 and 6.186
show the principle of the micro-mirror coupling and the transmission characteris-
tics of both color filters for suppression of cross talk.
Fiber type: PMMA SI-POF, 165 dB/km @ 647 nm; 76 dB/km @ 470 nm
Length: 50 m
Bit rate: 125 Mbit/s bi-directional
Transmitter: 647 nm LED, -3 dBm; 470 nm LED, -1 dBm
Receiver: Si-pin-PD
Multiplexer: special low reflection splitter with color filters
Reference: [Kra04c]
Company: DieMount

Fig. 6.185: Special coupling of the LED by micro mirrors


528 6.3 Overview of POF Systems

100
transmission [%]
90
red filter
80
blue filter
70
60
50
40
30
20
10
0
350 400 450 500 550 600 650 700 750
wavelength [nm]

Fig. 6.186: Filter function of NEXT filter in a WDM system

6.3.7 Special Systems, for Example, with Analog Signals

In the examples mentioned above we have always been dealing with digital signal
transmission, the domain of optical telecommunications engineering. In some
cases, however, the transmission of analog signal makes sense. In the following
segments we will present some ideas for the analog transmission of video signals
at first. Thereafter, we will present some special experiments such as how analog-
modulated digital signals can be transmitted.
One great advantage of POFs in comparison to glass multimode fibers lies in
the large number of modes. As a rule, mode distribution noise does not play any
significant role, unlike, for example, for 50 m GI-GOF. One disadvantage is that
the lasers used are not usually linear like the 1.3 m DFB laser, for example,
which is employed in glass fiber systems. The parameters of singlemode glass
fiber systems cannot, of course, in any way be reached with POFs. POF systems
therefore make sense in applications over short distances in which the main
aspects are simple installation and robust systems.

6.3.7.1 Video Transmission with POF


The fact that POF is also suitable for transmitting broadband analog signals was
already proven in [Fan98]. In the experiment described, a 60-channel video signal
was used as a source. Each amplitude-modulated channel used up 6 MHz of band-
width. Channel 10 that is located at 145.25 MHz was removed and replaced with a
digital 2 Mbit/s channel. BPSK was used as the modulation method (binary PSK).
Figure 6.187 illustrates the principle test set-up.
6.3 Overview of POF Systems 529

59 video
channels
AM

LD 200 m GI-POF
channel 10 659 nm : 500 m Si-
BPSK- MSM-PD
modulated
2 Mbit/s

Fig. 6.187: Hybrid POF system for video transmission

The GI-POF (200 m) used has a diameter of approximately 500 m. A 659 nm


laser diode with a maximum input power of 1.5 mW (+1.8 dBm) was used as the
source. For the receiver, a Si-MSM photodiode was used (MSM: Metal Semicon-
ductor Metal). A modulation index of 3 % was selected for the BER measure-
ments for the analog channels. A BER < 10-9 as achieved for a modulation index
starting at 2.2 %. In order to characterize the laser non-linearity, the value of the
CTB (Composite Triple Beat) and CSO (Composite Second Order) was deter-
mined, i.e., the sum of the mixed products of the second and third order for the
carrier frequencies transmitted. In the study, the values: CTB | 64 dBc and
CSO | 63 dBc were found for all the channels. Thus, error free video transmission
should be possible, although the authors fail to mention anything about the quality
of the analog channels after the transmission. Since a PMMA fiber appears to be
the subject of discussion for the POF, the respective attenuation was probably
around 200 dB/km at 659 nm. The reception level was presumably relatively small
so that the analog channels were noticeably disturbed by the receiver noise.
Fiber type: 500 m PMMA GI-POF
Length: 200 m
Bit rate: 60 u 6 MHz video
BPSK signal with 2 Mbit/s at 145.25 MHz
Transmitter: 659 nm LD, 1.5 mW
Receiver: Si-MSM-PD
Reference: [Fan98]
Company: University of Connecticut
At the POF-AC Nrnberg a system for the analog transmission of a video
channel using the baseband was set up. The transmitter was a particularly power-
ful green LED from DieMount (Fig. 6.188). The receiver consisted of the
Si-pin-PD SFH250 from Siemens and a particularly low-noise amplifier (receiver
circuit and system in Fig. 6.189).
Fiber type: PMMA SI-POF, 99 dB/km
Length: 400 m
Bit rate: 6 MHz analog video
Transmitter: 520 nm LED, DieMount
530 6.3 Overview of POF Systems

Receiver: SFH250 with operational amplifier


References: [Blu01], [Blu02]
Company: POF-AC Nrnberg

video LED 520 nm Si-PD low noise video


input BIAS (DieMount) SFH250 amplifier output

1 mm POF 90 dB/km| 520 nm

Fig. 6.188: System setup for baseband video transmission

Fig. 6.189: Receiver and the complete system for baseband video transmission

Up to a fiber length of 350 m there was no noticeable decline in the signal


quality. At 400 m noise was visible, but the image would still have been usable for
control purposes. The pictures for distances from 300 m to 400 m are shown in
Fig. 6.190.

Fig. 6.190: Picture quality after 300 m, 350 m and 400 m standard POF

System quality is being improved step by step in different versions by using


better components. LEDs and photodiodes still remain, however, moderately
priced, basic components. The (simulated) current noise density at the receiver
input and the emission spectrum of the LEDs are represented in Fig. 6.191.
6.3 Overview of POF Systems 531

input noise current density [pA/ Hz] 16


2.0 P [a.u.]
14
12
1.5
ver. 1
10
1.0 8
ver. 2 6
0.5 4
ver. 3 2
0.0
0
102 103 104 105 106 107 108 440 480 520 560 600 640
frequency [Hz] wavelength [nm]

Fig. 6.191: Noise current density at the receiver input and emission spectrum of the LED

In the meantime a commercial product with a comparable concept is available


from the Italian manufacturer Luceat, whereby a range of 200 m is guaranteed (in
the high-end version between 50 m and 250 m). The system contains an audio
transmission and a gain control.
Fiber type: PMMA SI-POF
Length: 50 m to 250 m
Bit rate: analog video, baseband up to 6 MHz
Transmitter: 520 nm LD
Receiver: Si-pin-PD
Reference: [Luc04c]
Company: Luceat
The error-free transmission of 37 analog and 16 digital television channels was
realized at the Fraunhofer Institute in Nuremberg in 2003. A conventional 655 nm
laser was used as a transmitter while the receiver was again based on a Hama-
matsu Si-PD. The transmitter and receiver module are shown in Fig. 6.192.
Fiber type: 900 m, PMMA GI-POF, Optimedia
Length: 25 m
Bit rate: analog TV, 47 - 695 MHz
Transmitter: 655 nm LD
Receiver: 800 m Si-pin-PD
References: [Web03a], [Jun04b], [Jun05a]
Company: Fraunhofer IIS
also 30 m SI-POF and 100 m PF-GI-POF
532 6.3 Overview of POF Systems

Fig. 6.192: Video transmitter and receiver for up to 470 MHz (FhG IIS)

The complete spectrum of transmitted signals can be seen in Fig. 6.193. In one
of the first experiments in 2003 only two channels (325 MHz and 380 MHz) were
transmitted over 50 m. In later experiments (2004) the complete band up to
470 MHz was transmitted over 35 m of SI-POF.

Fig. 6.193: Video transmission up to 470 MHz (FhG IIS), complete spectrum

The signal quality was analyzed for the transmission of the band up to
470 MHz over 30 m of SI-POF (channels from 147.25 MHz to 335.25 MHz). A
deterioration in CNR of 46 dB (input) to 43 dB (output) was established. The CSO
remained unchanged at 53 dB. The transmission over 100 m of PF-GI-POF (Luci-
naTM) was successfully demonstrated with this system. The values for CNR and
CSO performed as with SI-POF, only the signal level was a few dB smaller
because of the inferior laser coupling.
The transmission of 37 analog and 16 digital channels over 25 m of PMMA
GI-POF was demonstrated in 2005, also with insignificant changes in CNR, CSO
and CTB.
6.3 Overview of POF Systems 533

At the 2006 POF Conference in Seoul a system for transmitting the BK band on
POF was introduced [Kim06b]. A generator with 60 analog video signals (NTSC
format, 55.25 MHz up to 439.25 MHz) serves as a source. A 1.31 m DFB Laser
(10 mW) was modulated with an index of 3.4% per channel. The transmission link
was a 25 m long PF-GI-POF with a 50 m core diameter of Asahi glass. A pin-
photodiode served as the receiver. Only very slight deterioration was determined
for CSO and CNR (Fig. 6.194).
Fiber type: 50 m PF-GI-POF (Asahi Glass)
Length: 25 m
Bit rate: 60 NTSC channels analog TV
55.25 MHz to 439.25 MHz
Transmitter: 1,310 nm DFB laser, +10 dBm
Receiver: Si-pin-PD
Reference: [Kim06b]
Company: National University Kyungpook, South Korea

CNR [dB] CSO [dB]


48 62
47 61
0m
46 0m 60
45 59
44 58
43 25 m 57
25 m
42 56
41 55
40 54
measurements measurements

Fig. 6.194: Quality of the analog video transmission (25 m PF-GI-POF)

6.3.7.2 Transmission of Analog Modulated Digital Signals


Conventional copper cables are only of limited use for transmitting broadband
digital lines. The most important limitations lie in the increase in attenuation with
the root of the frequency (skin effect) and the crosstalk between neighboring
wires. Consequently, in order to make maximum use of the channel characteris-
tics, special modulation procedures are employed in which then a quasi-analog
signal results. One example is the transmission of DSL. In this case the signal is
modulated on several subcarriers which in turn contain QAM modulation with
varying degrees of modulation. For optical transmission such signals can either go
back directly to the digital level or the optical system is used as a transparent
analog channel.
534 6.3 Overview of POF Systems

At the University of Applied Sciences Gelsenkirchen a system for transmitting


a VDSL data stream over SI-POF was set up ([Flex99], [Poll01]). The VDSL
signal has a bandwidth of roughly 10 MHz. Standard components from Hewlett
Packard (HFBR series) were used as the transmitter and receiver. The trans-
mission length was 50 m. The signal from the forward and backward direction was
modulated directly on the LED that was operated by approximately 20 mA of bias
current. Band passes were used on the receivers according to the VDSL trans-
mission bands as a means of reducing noise. Possible applications of such a sys-
tem are extensions of VDSL lines within buildings, should the existing copper
cabling be insufficient. Figure 6.195 illustrates the system that was set up.
Fiber type: SI-POF
Length: 50 m
Bit rate: 50 Mbit/s VDSL signal (approx. 10 MHz bandwidth)
Transmitter: SLED 650 nm (HFBR)
Receiver: Si-pin-PD (HFBR)
References: [Flex99], [Poll01]
Company: University of Applied Sciences Gelsenkirchen

SLED, 650 nm Si-PD

VDSL VDSL
modem modem
50 m SI-POF
Si-PD : 980 m SLED
AN = 0.47 650 nm

Fig. 6.195: VDSL transmission over POF according to [Flex99]

In the meantime DSL technology has continued to make noticeable advances


and there are better components for polymer fibers available. The Teleconnect
Company from Dresden as part of the POF-ALL project has developed a system
for transmitting Fast Ethernet over 1 mm of SI-POF in which multicarrier techno-
logy from VDSL2 is employed.
The advantage of VDSL2 is that the frequency range can be split up into prac-
tically as many frequencies as desired up to 30 MHz. Each individual carrier, with
about 4 kHz bandwidth, can be modulated differently and adapted in its level. If
this technology is used for POF, then both directions can be used with the identi-
cal frequency range, since there is no crosstalk on duplex fibers. The available fre-
quency range of 30 MHz corresponds very well to the usable range of a SI-POF
from 200 m to 300 m in length and the modulation bandwidth of conventional
green LEDs. The set-up of the test system is shown in Fig. 6.196.
A total of 3,474 carriers are available in the frequency range from 8 kHz to
30 MHz for typical band plans. For example, carriers 1 to 1,739 can be used for
upstream (data to the network provider) and carriers 1,740 to 3,474 for down-
stream (data to the customer).
6.3 Overview of POF Systems 535

Ethernet Ethernet
signal generator signal analyzer

opt. transm. optical receiver


(DieMount, (SFH250 PD + RX
VDSL2 TX 520 nm LED) SI-POF transimp.-ampl.) VDSL2
evaluation evaluation
testset optical opt. transmitter testset
RX TX
receiver SI-POF (DieMount)

Fig. 6.196: VDSL2 over POF, test setup at Teleconnect Dresden

Figure 6.197 shows the SNR for downstream and upstream after 300 m of SI-
POF (high-quality fiber from Luceat). The bit rate downstream amounts to
approx. 40 Mbit/s. The transmission of 107.42 Mbit/s is possible for over 200 m.

SNR [dB]
32
28
24 DS
20
16
12
8
US US
4
frequency [MHz]
0
0 2 4 6 8 10 12 14 16 18
Fig. 6.197: Signal to noise ratio per carrier after 300 m POF

9
bit/symbol
8
7
6
5 DS
4
3
2
1 US US
0
0 2 4 6 8 10 12 14 16 18
frequency [MHz]
Fig. 6.198: Bit per symbol per carrier after 300 m POF
536 6.3 Overview of POF Systems

In the final system the frequency range would practically be used without any
gaps since you would not have to worry about interference from other services.
The attainable modulation depth per carrier in bit/symbol is shown in Fig. 6.198
(the 8 bit/symbol means QAM 256, 7 bit/symbol QAM 128, etc.).
The transmission of existing data formats over polymer fibers was also the goal
of a test setup conducted by T-Nova in the year 2000 ([Ziem00c]), as shown in
Figs. 6.199 and 6.200. The modules are for transmitting the 192 kbit/s BRI
(S0-bus), as is used between ISDN terminal equipment and the ISDN-NTBA.

RJ-45 560 nm LED, Si-pin-PD


v-pin

inductive FSK-Mod
coupler
FSK-Demod
duplex
40 V/5 V standard
converter PMMA-POF

Fig. 6.199: ISDN-POF module for the NT side

560 nm LED, Si-pin-PD RJ-45


v-pin

FSK-Demod inductive
coupler
FSK-Mod
Duplex 40 V/5 V 220 V/40 V
Standard converter converter
PMMA-POF

Fig. 6.200: ISDN POF module for the equipment side

The medium in this system is a PMMA SI-POF with a AN = 0.47. At a wave-


length of approximately 570 nm, this fiber has its absolute minimum attenuation.
On a 500 m coil of the type GH 4000, an attenuation of 80 dB/km was measured
with a 560 nm Nichia LED. With the LED, about -5 dBm can be launched into the
fiber at an average current of 20 mA. At a sensitivity of -45 dBm, up to 500 m can
be bridged under laboratory conditions (no plugs, constant temperature). While
using a photo multiplier, the sensitivity was approximately -51 dBm.
The good sensitivity can be achieved through frequency modulation of the
LED. The FM is also well suited, because the BRI has a three-level code, the
voltage swing of which is used to recognize the active (750 mV; 0 mV) and the
passive (600 mV; 0 mV) state. In the modulator, the signal is converted into a
proportional frequency shift. In the receiver, the carrier is at first set to a uniform
6.3 Overview of POF Systems 537

level using a limiter amplifier, then filtered and reconverted to the original signal
on a discriminator. The bandwidth of the POF is wide enough to transmit a second
channel, for example, bi-directional communication over a single fiber or for
coupling both interfaces on the ISDN-NTBA. Figure 6.201 shows the possible
choice of carrier frequencies.

-1 0 +1 -1 0 +1
channel 1: channel 2:
3.263 MHz 5.470 MHz
3.647 MHz 5.854 MHz
4.031 MHz 6.238 MHz

3 MHz 4 MHz 5 MHz 6 MHz

complete band < 1 octave

Fig. 6.201: 2 channel transmission of S0 bus over POF

By selecting all frequencies within an octave, the interference is reduced


through non-linearity in the transmitter and amplifier. This system can be expan-
ded through a WDM arrangement by reducing the possible ranges. It is then
possible, for instance, to transmit two BRI (4 channels) in both directions over
only one POF.

S0-Bus 1 conversion to
frequencies
f1, f2, f3 POF
S0-Bus 2
conversion to
+ LED

frequencies conversion
f4, f5, f6 from the S0-Bus 1
frequencies
f1, f2, f3
PD
conversion
POF from the S0-Bus 2
frequencies
f4, f5, f6

Fig. 6.202: Electrical multiplexing of two S0 busses


538 6.3 Overview of POF Systems

S0-bus 1 S0-bus 3

electr.
electr. Mux
Mux LED O1 LED O2 3+4
1+2
POF POF
optical S0-bus 4
S0-bus 2 splitter

S0-bus 3 S0-bus 1
POF

electr. electr.
Demux PD PD Demux
3+4 POF POF 1+2

S0-bus 4 S0-bus 2
Fig. 6.203: Combination of WDM for bi-directional transmission

At first sight, the transmission of an ISDN signals over POF instead of copper
wires has no advantage in quality. The connection costs also cannot be lowered.
However, a major benefit is being able to dispense with an electrically conducting
connection. The NTBA and terminal device are usually already connected over the
power supply. The second electrical connection over the BRI produces a loop that
could destroy the components in the event lightening strikes. The POF would
simply eliminate this problem. The better electromagnetic compatibility of POF
should also not be overlooked. This is an attractive alternative for local exchanges
with high security requirements.
Yet another advantage offered by POF-ISDN cabling is the possibility of
migrating to a faster system in the future that offers high data rates without having
to lay new cables. DSI-POF, MC-POF or, wherever available, GI-POF can be
used immediately for the BRI. You can also change over later to Fast-Ethernet,
IEEE 1394 or even Giga-Ethernet.
Fiber type: St.-NA-POF GH 4000, 80 dB/km at 560 nm
Length: 500 m
Bit rate: 0.192 Mbit/s (ISDN S0 bus), frequency modulated
Transmitter: 560 nm LED (Nichia, sample)
Receiver: -45 dBm
Reference: [Ziem00c]
Company: Deutsche Telekom
Multicarrier procedures can also be used for transmitting higher data rates. One
advantage is that each carrier can be modulated with different quantization. Only a
few bits per symbol are used with frequencies having a poor SNR; with a high
6.3 Overview of POF Systems 539

SNR there are however high modulation stages. This splitting up even occurs
dynamically on copper cables (DSL) or in radio networks. The principle of adap-
ting the modulation to the SNR is shown in Fig. 6.204, assuming that the limiting
effect is the low-pass characteristic of the fiber. Alternatively, you can also vary
the power of the carrier so that a constant CNR arises.

rel. power [dB]


21
POF-frequency response
18 3 dB bandwidth: 200 MHz
15 total bit rate: 1,650 Mbit/s
64QAM 64QAM 64QAM
300 300 300 32QAM
12 Mbps Mbps Mbps 16QAM
250
Mbps 200
9 Mbps 8QAM
150
6 Mbps QPSK
100
3 Mbps DPSK
50
0 Mbps

-3
-6
noise level
-9
0 50 100 150 200 250 300 350 400 450 500
frequency [MHz]

Fig. 6.204: Schematically operation of multiple carrier transmission on POF (1,650 Mbit/s)

In principle, the VDSL-over-POF system described above represents exactly


this procedure. The disadvantage is that you can only obtain advantages when a
range clearly above the 3 dB bandwidth can be utilized. Here a SNR is required
that clearly lies above that of a conventional NRZ system. This procedure could
therefore be of interest with short fiber lengths. However, for purely noise-limited
systems the attainable gain remains modest.
The first practical cases realized were presented in [Zeng06] und [Ran06a]. The
first work describes the transmission of 1,250 Mbit/s over a PF-GI-POF and the
signal is modulated (BPSK or ASK) on a carrier at 3 GHz. Further tests with
carrier frequencies at 2.5 GHz, 3.5 GHz und 4.0 GHz show the potential for multi-
carrier transmission.
Fiber type: 50 m PF-GI-POF, NA: 0.17, 50 dB/km
Length: 100 m
Bit rate: 1,250 Mbit/s (carrier 3 GHz), ASK or BPSK
Transmitter: 1,310 nm DFB-LD
Receiver: 25 GHz receiver with 50 m GI-POF pigtail
sensitivity -13.2 dBm/-9.8 dBm (BPSK/ASK)
Reference: [Zeng06]
Company: University of Eindhoven
540 6.3 Overview of POF Systems

A 1 mm SI-POF was used for transmission in [Ran06a]. A 658 nm edge emitter


was used as the laser. Forty carriers were used in the frequency range between
11 MHz und 89 MHz. A 256-QAM modulation with 1.8 MS/s was used on each
carrier (8 u 40 u 1.8 MS/s = 576 Mbit/s). Minus the share for the error correction
(Reed-Solomon code 255,239) the result is a user data rate of 540 Mbit/s. Later on
with additional carriers they were able to attain a total of 1,000 Mbit/s. The
authors do not provide information about the complete measurement of the BER,
but do prove however the reliability performance on the basis of measurements of
the error vector magnitude which lies in the entire frequency range below the limi-
ting value of the FEC (about 3.2%). As shown above, a comparable data rate
(910 Mbit/s and 1390 Mbit/s, POF-AC) can be transmitted using a simple passive
equalizer. Even higher data rates can be attained with an optimal receiver.
Fiber type: 1 mm SI-POF, NA: 0.50
Length: 100 m
Bit rate: 40 u 1.8 MS/s (256-QAM) = 576 Mbit/s
FEC: RS (255,239), effective 540 Mbit/s
later also 945 Mbit/s effective
Transmitter: 658 nm LD
Receiver: 200 m Si-pin-PD, 1 mm Si-pin-PD
Reference: [Ran06a], [Ran06c]
Company: Siemens AG

6.3.7.3 Radio over Fiber


A very specialized transmission procedure is presently being developed at the
University of Eindhoven ([Ng02a]). The goal is to transmit signals for radio base
stations without signal conversion, i.e. directly in the radio band, at least the ISM
band at 2.5 GHz. The fundamental principle is shown in Fig. 6.205.

head end radio access unit f=kfsw

intensity periodically
tunable
modulator optical filter
laser O0 O0
WDM WDM BPF
O0
O1
PD
data
(downlink) O1
fsw MS
LD
LPF O1 mobile
LPF
station
data
PD
(uplink)

Fig. 6.205: Principle of Radio over Fiber according to [Ng02a]


6.3 Overview of POF Systems 541

The tunable DFB laser is frequency modulated. The data are then added to the
signal in a Mach-Zehnder intensity modulator. The modulation frequency of the
laser lies within the bandwidth limits of the fiber. The frequency is converted up-
ward by the interaction of the modulated signal with the periodic characteristic
curve of an optical filter, e.g. a Fabry-Perot filter (FP).
The back channel can be realized by means of a WDM procedure on the same
fiber and the receiver itself supplies the frequency for the upward conversion so
that a separate oscillator is not needed.
In the experiment a 1,310 nm laser with 10 mW was used. The triangular fre-
quency modulation - here with fsw = 800 MHz and a maximum of 28.8 GHz devi-
ation - was realized by an external phase modulator. The FP filter had a period of
9.6 GHz resulting in a frequency conversion of 5.4 GHz, 10.8 GHz, etc. A carrier
frequency of 225 MHz was given on the modulator which in turn was either BPSK
or QAM modulated (up to 56 Mbit/s error-free transmission). The uplink supports
up to and over 1 Gbit/s.
This procedure enables the use of both glass multimode fibers, demonstrated
with over 4 km, and POF. Other descriptions can be found in [Gie03], [Koo04b],
[Lar06b], [Lar06c], [Ng04a] and [Ng04b].

6.3.7.4 Mode Multiplex


Another group of transmission procedures makes use of the fact that the propaga-
tion angle remains relatively constant over limited lengths of POF. If one succeeds
in coupling light into the fiber at different angles, and these angles are detected
again separately, then these angle ranges can be used as independent transmission
channels (Mode Group Division Multiplex: MDGM, see also [Koo03B], [Boo05]
and [Sch06]).
The principle of MGDM (from [Koo03b]) is shown in Fig. 6.206 together with
an example for mode distribution (after transmission over 25 m of SI-POF,
[Boo05]).
Experimental results for bit rates of 5 Gbit/s, using glass MM fibers, however,
can be found in [Sch06a]. The disadvantages of this procedure are the increasing
crosstalk over greater distances and the need for ring-shaped detectors. The cross
section of higher modes increases with the increase in the propagation angle.
Consequently, the capacity of the individual channels can vary greatly.
Multiplexer: Mode multiplex
References: [Koo02a], [Koo03b], [Boo05], [Sch06], [Ziem06g]
Company: University of Eindhoven
After modal distributions on SI-POF and PMMA GI-POF with lengths up to
100 m were determined in different works and experiments with low data rates
(2 u 1 Mbit/s) demonstrated the principal practicability, [Lee06b] presented a
complete system.
542 6.3 Overview of POF Systems

Fig. 6.206: Principle of MGDM and example for a mode distribution ([Koo03b])

Two channels each with 500 Mbit/s were transmitted over 25 m of a 1 mm


SI-POF. Both transmitters were lasers which were coupled in at different angles.
The decoupling and separation of the mode groups was affected with the aid of
tilted mirrors (see Fig. 6.207).
Fiber: 1 mm PMMA SI-POF (NA: 0.50)
Length: 25 m
Bit rate: 2 u 500 Mbit/s (simultaneous transmitted and received)
Transmitter: 635 nm and 658 nm LD (launched at 0 and 20 angle)
Multiplexer: Mode multiplex
separation of the mode groups by angled mirrors
Reference: [Lee06b]
Company: University of Eindhoven

POF
angled
mirror

lens

lens

detector array

Fig. 6.207: Demultiplexer for MGDM according to [Lee06b]

The first experimental results for mode multiplex on PF-GI-POF were presen-
ted by [Sch06] at the POF Conference in Seoul. A 62.5 m PF-GI-POF was
used. The signal in different mode groups was coupled into two fibers over a cor-
respondingly positioned singlemode fiber. These mode groups were then brought
together over a coupler maintaining one mode. At the end of the test fiber the
signal was re-detected with a freely positionable singlemode fiber. Both channels
could - separately - be transmitted errors free.
6.3 Overview of POF Systems 543

Fiber: 62.5 m PF-GI-POF


Length: 10 m
Bit rate: 2 u 10.7 Gbit/s (simultaneous transmitted, separately received)
Transmitter: 1,540 nm LD
Multiplexer: Mode multiplex, launch central and with a 20 m offset
separation of the mode groups by a micro positioner
Reference: [Sch06]
Company: University of Kiel
The following illustrations show the mode field measurements of diverse POFs
with different launchings. These measurements were not specifically made for
MGDM applications, but they do show, however, that the mode families can
remain stable for quite some time under optimum conditions.
Work was carried out in [Ohd04] and [Ish05b] to show what influence the fiber
NA has on the mode coupling in PMMA GI fiber. Diverse fibers with NAs ran-
ging from 0.15 to 0.30 and core diameters of 400 m or 600 m respectively were
investigated.. The near field after 100 m of fiber (AN = 0.30) with central coupling
and launching with offset is shown in Fig. 6.208 (left from [Ohd04], right from
[Ish05b]).

Fig. 6.208: Near field after 100 m PMMA GI-POF (every left: central launch, every right:
launch with offset)

Fig. 6.209: Far fields after 10 m PMMA SI-POF

The mode behavior of SI-POF was investigated in [Jan04]. The far fields after
10 m of POF (Mitsubishi CK-40) when coupling in collimated light (6, 15 and
24 relative to the fiber axis) are shown in Fig. 6.209.
544 6.3 Overview of POF Systems

That MGDM can also function very well in glass fibers was demonstrated in
[Kra00] and [Klu02] (University of Mannheim). Here a 200 m SI-PCS was used
(AN = 0.39). A 632 nm HeNe low divergence laser served as the source. Up to 13
different mode groups can be differentiated after a short piece of fiber (40 cm).
Figure 6.210 shows a picture with every second mode group.

Fig. 6.210: Mode groups in a 200 m PCS ([Kra00], [Klu02])

The capacity of the method is described more detailed in [Kra00]. The crosstalk
between the channels is analyzed. A data transmission is investigated in [Klu02]
than. Using PCS length of up to 20 m has been measured. A 200 m POF was
available too. The principal option for data communication was found based on
the measured crosstalk attenuation of more than 10 dB.

6.3.7.5 Fiber Ribbon Systems


The last group of POF transmission systems dealt with here represents the simp-
lest form of multiplexing, i.e. parallel transmission on several fibers. The principle
has long been known in glass fiber technology and is also employed over short
distances up to and including access networks. In most other applications WDM
has gained acceptance since only one fiber is needed.
The ribbon solutions have a much greater potential for POF. On the one hand
the active components are generally very reasonably priced so that the use of
many elements can still be cheaper, for example, than switching over to a single
mode glass fiber solution.
Furthermore, the distances are often very short so that a greater need for fibers
does not play that big a role. Finally, the POFs are so thick and you can work with
them so easily that ribbon plugs can be produced and installed quite economically,
which is not the case with glass fibers.
The first commercial system was introduced by Honda Cable. Up to 500 Mbit/s
can be transmitted on each of four SI-POFs. The plugs correspond to an electrical
RJ 45.
6.3 Overview of POF Systems 545

Length: 10 m
Bit rate: 4 u 500 Mbit/s, ribbon
Reference: [Hon05]
Company: Honda-Cable

PMMA SI-POF
core/cladding diameter: 980/1,000 m
Uni-directional transmission
100 - 500 Mbit/s per fiber
LED: 650 nm
pin-photodiode
electrical interface: LVPECL (Low Voltage
Positive Emitter Coupled Logic)
operation temperature range: 0 to +60C
Fig. 6.211: 4-fiber parallel transmission by Honda-Cable

As part of the Oval Project supported by the Bavarian Research Foundation a


system for the transmission of HDMI signals has been set up at the POF-AC. On
each of four parallel channels 1,600 Mbit/s over 50 m of fiber (500 m PMMA
GI-POF from Optimedia) can be transmitted.

Fig. 6.212: HDMI data transmission over 50 m PMMA GI-POF

The POF ribbon cables used have already been presented in Chapter 2. The
system had the following parameters:
Fiber type: 500 m PMMA SI-POF and PMMA GI-POF, 8-fiber ribbon
Length: 50 m
Bit rate: 4 u 1,600 Mbit/s
Transmitter: 650 nm LD
Receiver: pin-PD
Multiplexer: 8-fiber ribbon
References: [Jun06], [Ziem06g]
Company: OVAL project (Loewe, SGT, FhG IIS, POF-AC)
546 6.4 Other Optical Transmission Systems

6.4 Other Optical Transmission Systems with Fibers

One aim of this book is to supplement the first edition by also including informa-
tion on other fibers so that the development of optical short-range communication,
in which other optical fibers are increasingly used, is taken into account.
Polymer fibers which are suitable for high temperatures will be dealt with first.
(The fiber characteristics have already been described in Chapter 2. Some trans-
mission experiments with 780 nm transmitters have already been presented in
Section 6.2.4.3). A description of multiple parallel POF connections then follows.
Finally, systems with PCS and fiber glass bundles are discussed.

6.4.1 Data Transmission on High-Temperature POF

Polycarbonate fibers were viewed for a long time as the most likely candidates for
high-temperature POF in ranges up to +130C. The main user for such systems is
the automobile industry since temperatures in certain areas of cars can go up to
over +100C.
System tests on PMMA SI-POF with high data rates have been presented in
Section 6.3.1.3. A test for transmitting high data rates on PC-POF was carried out
as part of the joint experiments by T-Nova and Nexans Autoelectric. Figure 6.213
shows the measurement results at 800 Mbit/s and a pseudo-random sequence at
500 Mbit/s when transmitting over a 10 m fiber. A 657 nm component from Sony
was used as the laser, the attenuation of which lay at about 12 dB.
For the experiment at 800 Mbit/s, a receiver with GPD amplifiers and a
SFH75P photodiode were used. (The maximum data rate of the receiver was
1,200 Mbits.) Thanks to the alternate symbols, the transmission occurred without
errors despite the limited bandwidth of the POF. The received power at the photo-
diode was -11.2 dBm.
In a second experiment a pseudo-random sequence of the length 27 - 1 was
used. The maximum possible data rate here was only 500 Mbit/s because of the
limited bandwidth of the POF. The laser was operated without predistortion and
the receiver setup was unchanged at a maximum of 1,200 Mbit/s. The received
power was also unchanged at -11.2 dBm.
Consequently, the PC-POF can unhesitatingly be employed for applications
such as IEEE 1394 S400 in the event that increased demands on temperature
levels are made, for example, in the engine compartment of vehicles. Higher band-
widths can be achieved by using modified cladding or with PC-MC-POF.
Fiber type: 1 mm PC-POF, 1,200 dB/km at 650 nm
Length: 10 m
Bit rate: 500 Mbit/s
Transmitter: 657 nm LD, Sony SLD 1133 VL
Receiver: SFH75P with amplifier
Reference: [Stei00a]
Company: Deutsche Telekom
6.4 Other Optical Transmission Systems 547

500
receiver signal [mV]
400
300
200
100
0
-100
-200
-300
-400 23.01.2001 Giehmann time [ns]
-500
0 20 40 60 80 100

Fig. 6.213: PC-POF system at 500 Mbit/s (PRBS-sequence) over 10 m

New experiments with the PC-POF from Mitsubishi have been undertaken at
the POF-AC using an improved test system. Initially, 950 Mbit/s could be trans-
mitted error-free over a 10 m fiber ([Ziem03g]). Later on, 1,000 Mbit/s over 10 m
at a received power of -13 dBm were attained ([Vin04b]). In comparison, the data
rates for PMMA SI-POF under otherwise equal conditions lay at around
1,500 Mbit/s. the reason for this is the greater NA of the PC POF. Furthermore,
the lower receiving level only permits a small penalty.

PC-SI-POF Mitsubischi FH4001


1,500 dB/km @ 650 nm Si pin PD
BIAS LD 650 nm
S 5052

Fig. 6.214: PC-POF system, 950 Mbit/s (PRBS sequence) over 10 m

Other types of fibers used with high temperatures are fibers made of modified
(cross-linked) PMMA and elastomers, both of which were used in various
transmission experiments conducted at the POF-AC.
H-POF (Tver): transmission of 620 Mbit/s over 15 m at 650 nm (received
power is -6.5 dBm), Sony laser ([Ziem03g]).
H-POF (Tver): 1,200 Mbit/s over 11 m and 990 Mbit/s over 23 m of POF at
650 nm (Sanyo laser diode, [Ziem03g], [Vin04b]), see Fig. 6.215.
PHKS CD1001 (modified PMMA POF from Toray), transmission of
1,050 Mbit/s over 10 m and 830 Mbit/s over 20 m at 650 nm (received power
+0.5 dBm and -2.6 dBm, [Ziem02j], [Ziem02k]).
HPOF (modified PMMA, sample from Hitachi): 850 Mbit/s over 24 m at
650 nm ([Vin04b]).
HPOF-S (elastomer), tested only at 780 nm, see above.
548 6.4 Other Optical Transmission Systems

H-POF TVER Si pin PD


BIAS LD
800 dB/km @ 650 nm S 5052
650 nm
11 m, 15 m and 23 m

Fig. 6.215: Modified PMMA-POF system at 650 nm

The results of the tests show that all high-temperature fibers investigated per-
mitted similar data rates as the PMMA SI-POFs, however, with clearly higher
losses. There are still numerous problems in the details which have to be solved
before they are actually used in vehicle networks.

6.4.2 Multi-Parallel POF Connections

POFs offer many advantages for use in optical bus systems as multiple parallel
connections over very short distances. First of all, the fibers have a very good ratio
of cladding to core diameter which makes adjustment easier. Furthermore, the
flexible material and the great NA permit smaller bending radii than for compa-
rable glass fibers. The most important aspect is probably that they are simple to
work on. A POF bundle can simply be cut off with a hot blade or smoothed very
quickly by polishing it.
Extensive developments have been conducted in this area at the University of
Dortmund. In order to realize many channels in a small space, 1/8 mm POF was
used. Since only a maximum of 50 cm were to be bridged, a 850 nm VCSEL
could be used without any problems. In Figs. 6.216 to 6.218 the principle of the
parallel link is first illustrated and then photos of the plug and a PC board with the
POF link. In the principle figure you can see that the fibers are plugged vertically
to a VCSEL array and then diverted in the plug by 90. Thanks to the bending
radius below 2 mm there are no problems with the POF used. 2,500 Mbit/s can be
transmitted over each of the 64 channels.
Fiber type: 125 m SI-POF, AN = 0.50
Attenuation: 1.7 dB at 660 nm (50 cm):
4.5 dB at 870 nm
8.5 dB at 980 nm
Length: 0.5 m
Bit rate: 2,500 Mbit/s
Transmitter: 850 nm VCSEL array (8 u 8)
Receiver: Si-pin-PD array, -23 dBm at 2.5 Gbit/s and BER = 10-11
Multiplexer: SDM up to 128 fibers; module size 3.5 u 10 u 10 mm
References: [Witt98], [Jh98], [Ney01], [Ney02]
Company: University of Dortmund
6.4 Other Optical Transmission Systems 549

Fig. 6.216: Principle of parallel optical links with POF

Fig. 6.217: Parallel optical link with POF, connector and the complete link

POF bundle

alignement pins
VCSEL array
processor

Fig. 6.218: Coupling of the fiber bundle

Similar experiments with thin POF have also been carried out at the University
of Ulm, whereby red VCSELs were used as transmitters. 2,000 Mbit/s could be
transmitted over 1 m of fiber. The laser itself can be modulated up to 5 Gbit/s.
These data rates can also be transmitted over 100 m of graded index glass fibers.
Fiber type: 125 m PMMA SI-POF, AN = 0.50, 500 dB/km
670 MHz bandwidth over 10 m
Length: 1m
Bit rate: 2,000 Mbit/s, also 5 Gbit/s over 100 m MM-GOF
Transmitter: 650 nm VCSEL, 0.79 mW
Receiver: InGaAs pin-PD with lens coupling
Reference: [Sta03]
Company: University of Ulm
550 6.4 Other Optical Transmission Systems

6.4.3 Systems with 200 m PCS and Semi-GI PCS

Glass fibers with polymer cladding (PCS) have been used successfully in auto-
mation engineering for many years. The data rates used up to a few years ago lay
at a maximum of 12 Mbit/s, the bandwidth of the fiber playing no role whatsoever.
Only recently has the potential of PCS for much higher data rates been investi-
gated, e.g., for use in future vehicle networks. The advantages of the PCS lie in
their small bending radius, high resistance to heat and useability in the near infra-
red range where better VCSELs are available.
Transceivers for data rates of up to 155 Mbit/s are available from Hewlett
Packard (Agilent and Avagotech later) which can be used with POF as well as
with 200 m PCS. Approximately 6 dB less power can be coupled into the PCSs.
Thanks to the very low fiber attenuation this disadvantage is compensated for
lengths of 50 m and more so that longer distances can be bridged. The comparison
of bit rates and ranges for POF and PCS is shown in Fig. 6.219.
Fiber type: 200 m SI-PCS
Length: 10 m to 700 m
Bit rate: 20 Mbit/s to 125 Mbit/s
Transmitter: 650 nm SLED, -16.2 dBm in the fiber
Receiver: Si-pin-PD
Reference: [HP07]
Company: Hewlett Packard, Agilent, Avagotech

bit rate [Mbit/s]


200
typical values typical values

100
application application
range with range with
50 PCS
POF

20

10
10 20 40 60 80 100 10 30 100 300 1000
fiber length [m] fiber length [m]

Fig. 6.219: Transmission distance and bit rates of HFBR components on POF and PCS

For several years now fast components for MM glass fiber systems have been
produced at the Astri Research Centre in Hong Kong. 850 nm components have
been developed for 200 m PCS which permit a data transmission of up to
1,250 Mbit/s over 10 m of PCS. Eye diagrams for three different bit rates are
shown in Fig. 6.220.
6.4 Other Optical Transmission Systems 551

Fiber type: 200 m SI-PCS


Length: 10 m
Bit rate: 300 Mbit/s; 600 Mbit/s; 1,250 Mbit/s
Transmitter: 850 nm VCSEL, min. -0.6 dBm
Receiver: GaAs MSM-PD
Reference: [Wip05]
Company: Astri Hong Kong
usable from -40C o +105C

Fig. 6.220: Eye diagrams after 10 m for 300 Mbit/s, 600 Mbit/s and 1,250 Mbit/s

At the Fraunhofer Institute in Nuremberg a WDM system was realized on a


PCS basis with which wavelengths of 650 nm and 850 nm could each be transmit-
ted at 800 Mbit/s over 30 m. A very slow control channel (700 kbit/s) was trans-
mitted bi-directionally over 500 m using LED sources. The spectra of the LEDs
used are shown in Fig. 6.221.

Popt [log. a.U.]

O [nm]
550 600 650 700 750 800 850 900

Fig. 6.221: Spectra of the used LED

Fiber type: 200 m SI-PCS, AN = 0.37


Length: 30 m
Bit rate: 2 u 800 Mbit/s
Transmitter: 650 nm/850 nm LED, LD
Receiver: 400 m PD with TIA and limiting amplifier
Multiplexer: Lens-interference filter combination
housing with FSMA connections 45 u 25 mm
Reference: [Tsch04b]
Company: Fraunhofer IIS
552 6.4 Other Optical Transmission Systems

The POF-AC and the FhG IIS cooperated in setting up an experimental system
for transmitting analog VGA signals on PCS. Conventional red laser diodes served
as transmitters. Up to 100 m of fiber could be bridged with a medium screen reso-
lution. Fig. 6.222 shows the experimental setup.
Fiber type: SI-PCS, AN = 0.37
Length: 100 m
Bit rate: VGA signal, 1,280 u 1,024 pixel
Transmitter: 650 nm LD, 2.5 mW
Receiver: 400 m PD S5973, Hamamatsu
Reference: [Fac04]
Company: POF-AC and Fraunhofer IIS

Fig. 6.222: VGA test system with 200 m PCS

Transmission experiments with SI-PCS have also been conducted at POF-AC


as part of different projects, including one with BMW, whereby lengths between
5 m and 100 m were used. The laser wavelengths were 650 nm and 780 nm and
the same large-area detector was used as with the 1 mm fibers.
Fiber type: SI-PCS, AN = 0.37
Length: 5 m, 25 m, 50 m, 75 m and 100 m
Bit rate: 340 Mbit/s, 500 Mbit/s, 600 Mbit/s, 900 Mbit/s and
1,850 Mbit/s (650 nm)
800 Mbit/s, 1,200 Mbit/s and 2,500 Mbit/s (780 nm)
Transmitter: 650 nm LD, -6 dBm to -15 dBm received power
780 nm LD, -11 dBm to -14 dBm received power
Receiver: 800 m PD S5052, Hamamatsu
Reference: [Vin04b]
Company: POF-AC
6.4 Other Optical Transmission Systems 553

In later experiments greater transmission lengths with different PCS types were
then investigated. Compensation filters for equalizing mode dispersion were used,
whereby the following results were attained at a wavelength of 780 nm:
2,230 Mbit/s over 10 m
1,040 Mbit/s over 50 m
 500 Mbit/s over 100 m
 260 Mbit/s over 200 m
Fig. 6.223 shows as an example the eye diagram for the transmission of
350 Mbit/s over 100 m.

Fig. 6.223: Eye diagram for a 200 m PCS

The bit rates and ranges of the SI-PCS systems are summarized once again in
Fig. 6.224. Distances of many hundred meters can, of course, be bridged because
the attenuation is much smaller than with PMMA POF. However, the bandwidth
of the SI-PCS only lies approximately in the area of DSI-POF.

bit rate [Mbit/s]


3,000

1,000

300

100

30

length [m]
10
1 10 100 1,000

Fig. 6.224: Overview 200 m PCS systems


554 6.4 Other Optical Transmission Systems

In order to be able to utilize the PCSs lower attenuation even at higher bit
rates, PCS with a semi-graded index profile is manufactured by Sumitomo and
OFS ([Sum03]). A work from 1995 ([Kos95]) presents a system of data transmis-
sion with the then new fibers. A 850 nm VCSEL was used as transmitter and a
small-surface InGaAs-APD as receiver. 3,000 Mbit/s could be transmitted over
100 m; over 1,000 m it was still 1,500 Mbit/s. The semi-GI-PCS thus approxi-
mately attained the performance of PF-GI-POF - is, however, considerably more
expensive.
Fiber type: Sumitomo semi-GI-PCS
Length: 100 m, 500 m, 1,000 m
Bit rate: 3,000 Mbit/s; 2,000 Mbit/s; 1,500 Mbit/s
Transmitter: 850 nm VCSEL
Receiver: InGaAs-APD
Reference: [Kos95]
Company: Sumitomo
At the POF-AC the data transmission of Sumitomo semi-GI PCS with a 650 nm
and 780 nm laser respectively was tested over 500 m. The maximum possible data
rates were 600 Mbit/s and 1,000 Mbit/s (eye diagram in Fig. 6.225). An 800 m
Si-pin detector was used that was actually much too big. Consequently, improve-
ments can still be made in the system.
Fiber type: Sumitomo semi-GI-PCS
Length: 500 m
Bit rate: 1,000 Mbit/s, 600 Mbit/s
Transmitter: 780 nm LD, 650 nm LD
Receiver: 800 m Si-pin-PD Hamamatsu S5052
Reference: [Ziem06i]
Company: POF-AC Nrnberg

Fig. 6.225: Eye diagram for 1,000 Mbit/s over 500 m Semi-GI-PCS at 780 nm

In a later experiment different samples from two manufacturers were tested.


Using wavelengths of 650 m, 780 m and 850 m (VCSEL) at 300 m data rates
6.4 Other Optical Transmission Systems 555

of 1,650 Mbit/s, 2,200 Mbit/s and 1,900 Mbit/s respectively could be transmitted.
Fig. 6.226 shows the eye diagrams each for 1,000 Mbit/s. They are opened and
show large system margins.

650 nm 780 nm 850 nm


Fig. 6.226: 1,000 Mbit/s transmission on 300 m semi-GI-PCS

6.4.4 Systems with Glass Fiber Bundles

The last class of fibers to be presented is a development by Schott Glass. These


fibers are called MC-GOF and consist of a glass core and cladding, the glass being
normal mineral glass which is much cheaper and not quartz glass. Each one of
the approximately 400 cores is 53 m thick and has a cladding thickness of only a
few m. Attenuation and NA are approximately comparable with standard POF.
The advantages lie in the heat resistance and the extremely small bending radius.
In addition to the work done at the POF-AC there has not yet been any published
data about attainable bit rates and bandwidth measurements. In two different series
of measurements fiber lengths between 5 m and 20 m were tested.
Fiber type: MC-GOF, 375 cores, 1 mm, Schott
Length: 5 m; 10 m; 20 m
Bit rate: 1,800 Mbit/s; 1,300 Mbit/s; 900 Mbit/s (650 nm)
2,100 Mbit/s; 1,800 Mbit/s; 1,400 Mbit/s (780 nm)
Transmitter: 650 nm LD (-1.4 dBm to -5.1 dBm received power)
780 nm LD (-4.7 dBm to -6.8 dBm received power)
Receiver: 800 m Si-pin-PD S5052
References: [Vin04a], [Vin04b]
Company: POF-AC Nrnberg

BIAS Si pin PD
S 5052
LD 780 nm
LD 650 nm MC-GOF (375 cores)
Schott, approx. 200 dB/km

Fig. 6.227: Data transmission on MC-GOF


556 6.4 Other Optical Transmission Systems

The MC GOFs will also be used in internship experiments at the Nuremberg


University of Applied Sciences for which Schott Glass will make available fiber
lengths from 1 m to 50 m. In Fig. 6.229 the results of two internship groups wor-
king with a 850 nm VCSEL as a source are shown. Please note that the fibers are
coupled via an adapter POF to the active elements so that there are two to four
plug-in connectors per length.
Fiber type: MC-GOF, 375 cores, 1 mm, Schott
Length: 2 m to 70 m
Bit rate: up to 2,610 Mbit/s
Transmitter: 850 nm VCSEL
Receiver: 800 m Si-pin-PD S5052
References: [Kn06], [Has06], [Was07]
Company: POF-AC Nrnberg
260 Mbit/s over 100 m with 780 nm LD

Fig. 6.228: Eye diagrams for 5 m (2,610 Mbit/s) and 30 m (1,840 Mbit/s) from [Was07]

3,000
bit rate [Mbit/s]

1,000 1 mm MC-GOF
AN = 0.50
Schott Glass
780 nm / 850 nm
300

fiber length [m]


100
1 3 10 30 100
Fig. 6.229: Data transmission on MC-GOF (intership experiment, green: max. values)

A comparison of the capacity of this fiber at wavelengths of 650 nm, 780 nm


and 850 nm is shown in Fig. 6.230 from [Was07]. The slight differences between
the curves are rather due to the different power of the transmitting diodes. The eye
diagram for a bit rate of 1,200 Mbit/s with a 50 m long fiber at 650 nm is subse-
quently shown in Fig. 6.231.
6.5 Overview of Multiplex Techniques 557

10,000
bit rate [Mbit/s]

3,000

1,000
650 nm
300 780 nm
850 nm
fiber length [m]
100
1 2 5 10 20 50 100
Fig. 6.230: Data transmission on MC-GOF at 3 wavelengths ([Was07])

Fig. 6.231: Data transmission on 50 m MC-GOF with 1,200 Mbit/s ([Was07])

6.5 Overview and Comparison of Multiplex Techniques

The first edition of this book contained a chart showing the development of the
capacity of POF systems (Fig. 6.232). The best values at the time was the trans-
mission of 2 u 2.5 Gbit/s over 458 m (University of Eindhoven). This value has
endured to today as a system capacity. Nevertheless, this does not mean that the
development of POF systems would not have made further progress. A large part
of the current developments does not refer to the improvement in the parameters
of PF GI POF, but lies more in the area of reasonably priced PMMA fibers.
Consequently, it was possible in the laboratory to increase the data rates for 1 mm
POF to 2.3 Gbit/s. With a 1 mm PMMA GI-POF 2 Gbit/s over 100 m are possible
and with green LEDs distances of several 100 m of PMMA POF can be possible.
558 6.5 Overview of Multiplex Techniques

At the SOFM 2006 in Boulder the transmission of data rates of 10 Gbit/s up to


40 Gbit/s over short lengths (30 m) of PF-GI-POF with a 50 m core diameter was
presented for the first time. These results are of primary interest for parallel data
connections.

100
capacity in Gbit/s100 m

10

0.1

year
0.01
1988 1990 1992 1994 1996 1998 2000 2002 2004 2006

Fig. 6.232: Development of POF system capacity

The following list shows the present highest capacity of different polymer and
glass fibers (estimations).
up to 2,500 Mbit/s over short lengths PMMA-POF
up to 40,000 Mbit/s over PF-GI-POF (30 m)
500 m transmission distance for low data rates with PMMA SI-POF
550 m transmission distance for 2.5 Gbit/s with PF-GI-POF
1000 m transmission distance for 1.25 Gbit/s with PF-GI-POF
100 Mbit/s km bit capacity for SI- and DSI-POF
50 Mbit/s bit capacity on 1 mm MC-GOF
50 Mbit/s bit capacity on 200 m SI-PCS
1.500 Mbit/s bit capacity on 200 m Semi-GI-PCS
100 Mbit/s km bit capacity for MSI- und MC-POF
500 Mbit/s km bit capacity for PMMA GI-POF
2.280 Mbit/s km bit capacity for PF-GI-POF
It has always been difficult to assess the future development of PF-GI-POF, but
the successes above all at Chromis Fiberoptics are a cause for optimism. Their use
in home networks could be of increasing interest especially for PMMA GI-POF.
Further improvements in system capacities can be expected with the development
of new multiplex technologies.
Different multiplex systems relevant for POF are compared in Table 6.13 with
typical values according to current publications.
6.5 Overview of Multiplex Techniques 559

Table 6.13: Overview of multiplex methods for POF

SDM WDM MGDM SCM


number of fibers N 1 1 1
possible bit rate (for a | 2BN | 2BN | 6..8B | 4..6B
fiber bandwidth of B)
required number of 1 N 1 1
wavelengths
available transmitters for 650 nm LD 650 nm LD 650 nm LD 650 nm LD
PMMA-POF all O LED
available transmitters for 850 nm - 850 nm - 850 nm - 850 nm -
PF-POF and SiO2 fibers 1300 nm LD 1300 nm LD 1300 nm LD 1300 nm LD
required special ribbons Mux/ Demux small TX linear LD
components LD/PD arrays mode sel. RX low noise RX
advantages use of available simple setup only one only 1 TX/RX
components optical filters wavelength required
required avail. compon.
disadvantages thicker cables large MUX for unknown non stable
PMMA-POF influence of the frequency
mode coupling response.?

The table does not show any clear favorite. In the medium-term the wavelength
multiplex may emerge as the clear winner for PF-GI fibers. Various exceptional
features speak for it:
particularly wide band with low attenuation and dispersion
(600 nm to 1300 nm)
relatively small multiplexer/demultiplexer
large number of available laser diodes at different wavelengths
For PMMA fibers the number of possible channels are relatively limited with
MGDM and WDM. Furthermore, the large core diameter and the large NA lead to
relatively voluminous optical components. Multi carrier procedures are already
widely developed in radio and DSL technologies and can be adapted quite easily
for POF in order to better utilize the limited capacity. However, the development
of better GI POF, faster transmitters and adaptive equalizers offer for the present
even much more potential for very simple solutions.
Above all the development of SDM systems is of interest for many applications
with POF. The extremely simple and reasonably priced cables, uncomplicated end
face treatment and adjustment as well as the availability of very cheap active
components will make multiple parallel systems extremely attractive especially
over short distances. Here PMMA SI-POF can transport straight away many
Gbit/s at distances up to a few meters and thus surpass copper conductors. In
addition, the power requirements go down and available VCSEL in the near
infrared range can be used.
7. Standards

In order to have unified interfaces available, producers of optical fiber components


agreed on standards which are continuously being further developed in response to
demands and technical progress. This chapter deals with the relevant specifica-
tions for the use of polymer optical fibers. Figure 7.1 provides an overview of the
most important POF areas of application for data communication, for the existing
standards as well as the recommendations for the method of measurement.

ATM-Forum D2B, MOST


IEEE 1394
IEEE 1394 IDB 1394
Ethernet
Ethernet Byteflight, Flexray

consumer automotive
building elektronics
networks applications
computer

JIS SERCOS
IEC Interbus
VDE/VDI Profibus
Ethernet

measurement automation
methods machine control

Fig. 7.1: Standards for POF applications

As early as the beginning of the 1990s recommendations were made in the


Japanese Industrial Standard (JIS) for the method of measurement of POF. Defi-
nitions for applications of POF in building networks, PC, entertainment electro-
nics, automobiles and in machine tool control followed. Figure 7.2 shows the time
development of standards for polymer optical fibers.
Parameters for the different POFs in IEC 60793-2-40 have recently been
established.
562 7.1 Standards for Polymer and Glass Fibers

1975 1980 1985 1990 1995 2000 2005 2010

standard SI-POF Low NA or


DSI-POF
Japanese Industry GI/MSI-POF
Standard (JIS)
IEC IEC 60793-2-40
ATM Forum
IEEE 1394
D2B
MOST

Fig. 7.2: Development of standards for POF

7.1 Standards for Polymer and Glass Fibers

7.1.1 Polymer Fibers

The first standards for polymer fibers were established in Japan. The Japanese
Industrial standard JIS-C-6837 set the parameters which were later taken over in
IEC 60793-2. Table 7.1 according to >Wei98@ shows the values.

Table 7.1: Specification of SI-POF according to JIS-C-6837

Parameter Unit mm mm 1 mm
SI-POF SI-POF SI-POF
core [m] 485 735 980
cladding [m] 500r30 750r45 1,000r60
jacket [mm] 1.5 r 0.1 2.2 r 0.1 2.2 r 0.1
core non circularity [%] d6 d6 d6
loss at 650 nm [dB/km] d 400 d 400 d 400
with EMD launch [dB/km] d 300 d 300 d 300
bandwidth* [MHz100m] - - -
bending loss [dB/10 bends] d 0.5 d 0.5 d 0.5
numerical aperture - 0.50 r 0.15 0.50 r 0.15 0.50 r 0.15
* > 10 MHz 100 m defined by the IEC

These values have essentially been defined according to the needs of industrial
applications. For example, all fibers with a NA between 0.35 and 0.65 are in this
class even if it does not make much sense to couple them to each other. The
theoretical coupling loss can amount to as much as 5.4 dB because of the
difference in NA.
7.1 Standards for Polymer and Glass Fibers 563

In the meantime Standard 60793-2-40 has been completely revised and now
contains 8 different classes of polymer fibers (A4a to A4h, see >IEC04@). Tables
7.2 and 7.3 provide the specific parameters. The first three classes are standard
step index profile fibers made of PMMA with unchanged values Class A4d des-
cribes PMMA DSI-POF.
MSI- and GI-POFs made of PMMA fall into Class A4e whereas the last three
classes describe GI-POF made of perfluorinated fibers.

Table 7.2: Specification of SI-POF according to the IEC 60793-2-40


Parameter Unit Class Class Class Class
A4a A4b A4c A4d
core [m] n. a. n. a. n. a. n. a.
cladding [m] 1,000 r 60 750 r 45 500 r 30 1,000 r 60
jacket [mm] 2.2 r 0.1 2.2 r 0.1 1.5 r 0.1 2.2 r 0.1
core non circularity [%] d6 d6 d6 d6
loss at 650 nm [dB/km] d 400 d 400 d 400 d 400
with EMD launch [dB/km] d 300 d 300 d 300 d 180
bandwidth [MHz100m] t 10 t 10 t 10 t 100
bending loss [dB/10 bends] d 0.5 d 0.5 d 0.5 d 0.5
num. aperture - 0.50r0.15 0.50r0.15 0.50r0.15 0.30r0.05

Table 7.3: Specification of GI/MSI-POF according to the IEC 60793-2-40


Parameter Unit Class Class Class Class
A4e A4f A4g A4h
core [m] t 500 200 r 10 120 r 10 62.5 r 5
cladding [m] 750 r 20 490 r 10 490 r 10 245 r 5
jacket [mm] 2.2 r 0.1 n. a. n. a. n. a.
core non circularity [%] d6 d4 d4 d2
loss at 650 nm [dB/km] d 180 d 100 d 100 n.d.
loss at 850 nm [dB/km] n. a. d 40 d 33 d 33
loss at 1300 nm [dB/km] n. a. d 40 d 33 d 33
bandwidth 650 nm [MHz100m] t 200 t 800 t 800 n. a.
bandwidth 850 nm [MHz100m] n. a. 1500-4000 1880-5000 1880-5000
bandwidth 1300 nm [MHz100m] n. a. 1500-4000 1880-5000 1880-5000
bending loss [dB/10 bends] d 0.5 d 1.25 d 0.6 d 0.25
num. aperture - 0.25r0.07 0.19r0.015 0.19r0.015 0.19r0.015

The parameters of this standard are not always comprehensible as to why upper
limits for the bandwidth are given for fibers f to g. This is unnecessary, of course.
Moreover all manufacturers continue to agree that a PF-POF with a 200 m core
diameter will not be produced because it is much too expensive. Core diameter to-
lerances of 60 m are much too big for data-grade quality fibers. More realistic
are maximum deviations of 10 m. Furthermore, specifying a bandwidth from
10 MHz 100 m for A4a is much too pessimistic. Even under negative conditions
564 7.1 Standards for Polymer and Glass Fibers

artificially created there are no values attainable below 30 MHz 100 m. We must
assume here that the fiber manufacturers managed to push through parameters
they established and not those of the users and thus selected a kind of lowest com-
mon denominator.
In order to avoid such problems, the parameters of the fibers to be used are
specified more narrowly, e.g. with MOST, in most standards for applications. This
is actually quite the opposite of the definition of standardization.

7.1.2 Plastic Clad Glass Fibers

The definition of the parameters for glass fibers with polymer cladding is stated in
the standard IEC 60793-2-30 (>IEC06@). The current values are shown in Table 7.4.

Table 7.4: Specification of SI-PCS according to the IEC 60793-2-30

Parameter Unit A3a A3b A3c A3d


core [m] 200 r 8 200 r 8 200 r 8 200 r 8
cladding [m] 300 r 30 380 r 30 230 r 10 230 r 10
jacket [m] 900 r 50 600 r 50 500 r 50 500 r 50
core non circularity [%] d6 d6 d6 d6
loss at 850 nm [dB/km] d 10 d 10 d 10 d 10
bandwidth [MHz100m] t 50 t 50 t 50 t 100
num. aperture - 0.40r0.04 0.40r0.04 0.40r0.04 0.35r0.02

In regard to the definition and measurement of the bandwidths of PCS fibers


not all considerations have definitely been settled. The difference in the specified
bandwidth values of classes a to c and d do not correspond to the differences in the
numeric apertures. The semi-GI-PCS which have gained increasing attention over
the past few years do not even appear in category A3. This will surely be add-
ressed in the next revisions. Normally, the most important test methods are sum-
marized in the different standards, including references to other specific standards.
The following table names specific tests for category A3.

Table 7.5: Specified tests for A3 fibers

Test Condition Standard Test Parameters


damp heat IEC-60793-1-50 A: +85C, 85% RH, 3000/240 h (long/short time)
B: +75C, 85% RH, 3000/240 h (long/short time)
C: +70C, RH: 85%, 750 h
dry heat IEC-60793-1-51 A: +125C, 3000/240 h (long/short time)
B: +85C, 3000/240 h (long/short time)
C: +70C, 720 h
temperature IEC-60793-1-52 A: change between -40C and +125C
cycle B: change between -40C and +85C
C: change between -20C and +70C
7.1 Standards for Polymer and Glass Fibers 565

7.1.3 Fibers in General

The overview of Standard IEC 60793-2 describes the following types of fibers:
Part 2-10: Category A1 multimode fibers (GI-GOF)
Part 2-20: Category A2 multimode fibers (SI-GOF)
Part 2-30: Category A3 multimode fibers (PCS)
Part 2-40: Category A4 multimode fibers (POF)
Part 2-50: Category B singlemode fibers (SMF)
Part 2-60: Category C singlemode fibers for intra connection
The IEC differentiates between step index and graded index on the basis of the
index coefficients, whereby the following is true:
A1: graded index fibers: 1dg<3
A2: step or quasi step index fibers: 3 d g < 10
A3: step index fibers: 10 d g < f
A4: step, multi step, graded index fibers: 1dg<f
The values in Table 7.6 have been specified for the less common SI-GOF in
Category 2 and the core and cladding are composed of silica glass.

Table 7.6: Specification of SI-PCS according to IEC 60793-2-20

Parameter Unit Class Class Class


A2a A2b A2c
core [m] 100 r 4 200 r 8 200 r 8
cladding [m] 140 r 10 240 r 10 280 r 10
core non circularity [%] d4 d4 d4
loss at OY [dB/km] d 10 d 10 d 10
bandwidth [MHzkm] t 10 t 10 t 10
numerical aperture - 0.23 r 0.03 0.23 r 0.03 0.23 r 0.03
at OY 0.26 r 0.03 0.26 r 0.03 0.26 r 0.03
wavelength OY: to define customized

The following versions of single mode fibers have been defined:


B1.1: non dispersion shifted fiber, optimized for use at 1,310 nm and also at
1,550 nm
B1.2: cut-off shifted fiber, optimized for low attenuation at 1,550 nm
B1.3: extended band fiber; optimized for 1,360 nm to 1,530 nm.
B2: dispersion-shifted fibers; dispersion has been optimized for one channel
operation at 1,500 nm
B4: non-zero dispersion shifted (NZDSF), optimized for WDM range at
1,550 nm (dispersion in the 4 to 8 ps/nmkm range in order to reduce four-
wave mixing.)
B5: wideband NZDSF: optimized for DWDM and CWDM in the 1,460 nm to
1,625 nm range (no zero dispersion)
566 7.2 Application Standards

You can see from this table that in the meantime a large number of sub-catego-
ries has developed out of the classic singlemode fiber. Consequently, the present
diversity of POF types must not necessarily be viewed as a specific disadvantage.
The optimization goals for singlemode fibers are primarily determined by four
requirements:
As low an attenuation as possible in the entire optical range from 1,260 nm to
1,625 nm - keeping the OH share to a minimum.
As low a chromatic dispersion as possible.
Not too low chromatic attenuation for reducing the effects of four-wave
mixing.
As large an effective area as possible for reducing non-linear effects.
Both the attenuation and the chromatic dispersion can be compensated for
today almost at will through EDFA or a Raman amplifiers and dispersion-com-
pensating fibers. Non-linear effects are intentionally used to compensate for the
dispersion or through special modulation formats. In this way standard SMF in
DWDM systems attain practically the same performance as the many different
classes of special fibers.
What has so far not been specified at all are fiber bundles or microstructured
glass and polymer fibers. One of the most important aims of standardization will
surely be establishing parameters for bend-insensitive fibers which play a particu-
larly important role in home networking.

7.2 Application Standards

The following sections describe a number of applications which have more or less
set comprehensive specifications for fibers and active components. First of all, we
would like to compile the most important technical parameters. In the next chapter
we will present the concrete applications with practical examples.

7.2.1 ATM Forum (Asynchronous Transfer Mode)

In several documents of the ATM Forum ([ATM96a], [ATM96b], [ATM97],


[ATM99]) the transmission medium for data transmission with 155 Mbit/s up to
50 m with POF or 100 m with HPCF (Hard Plastic Clad Fiber) respectively is des-
cribed. According to the last document from January 1999 (AF-PHY-0079.001,
[ATM99]) the attenuation of a connection with POF should not be greater than
17 dB, of which 4 dB represents the connector loss. With HPCF connections the
maximum attenuation amounts to 6.5 dB of which 4.5 dB contains the plug attenu-
ation. The polymer optical fiber with a diameter of 1,000 m has a step index pro-
file as specified in IEC 61793-2 Sec. 4 cat A4d. The HPCF is a 225 m multi-
mode step index hard polymer clad fiber as specified in IEC 61793-2 Sec. 3 cat
A3D. The minimum bandwidth because of mode dispersion amounts to
7.2 Application Standards 567

10 MHz km measured at 650 nm in accordance with 61793-1-C2A or IEC


61793-1-C2B.
The attenuation maximum of 50 m of POF in the temperature range of -20C to
+70C and 95 % relative humidity should amount to a maximum of 9.1 dB. For
HPCF the maximum attenuation for 100 m between -20C to +70C and 95 %
relative humidity lies at 1.8 dB. The attenuation is determined in accordance with
IEC 61793-1-C1A or C1B at 650 nm with a narrow-band (<5 nm FWHM) light
source.
With the additional attenuation because of environmental conditions and laun-
ching NA results in an attenuation of 9.1 dB for the POF and 1.8 dB for the HPCF,
whereby an attenuation of 7.8 dB for 50 m (156 dB/km is the basic attenuation)
for the POF is assumed and 1.3 dB is rated for environmental influences.
Table 7.7 shows the additional losses which are determined by the spectral cha-
racteristics of the source. On the one hand because of the shifting of the center
wavelength (between 640 nm and 660 nm) and on the other hand because of the
spectral width of the transmitter (max. 40 nm) because the attenuation with a
spectral width of < 5 nm should be measured. Furthermore, an additional loss is
indicated because of bends. Table 7.8a describes the transmitter or receiver speci-
fications respectively.

Table 7.7: Worst-case attenuation increase for 50 m POF and 100 m HPCF cable, taking
spectral characteristics of the source and bends into consideration

Parameter Unit Min. Max. Attenuation Increase


POF HPCF
center wavelength nm 640 660
3.4 dB 0.1 dB
spectral width nm 40
bending radius mm 25.4
number of 90 bends 10 0.5 dB 0.1 dB

Table 7.8a: Transmitter properties according to the ATMF specification

Transmitter Properties Unit POF HPCF


wavelength nm 640 - 660 640 - 660
maximum spectral width nm 40 40
averaged launched power dBm -2 to -8 -8 to -14
numerical aperture 0.2 - 0.3 0.2 - 0.3
minimum extinction ration dB 10 10
maximum rise and fall time (tr , tf) ns 4.5 4.5
maximum overshot % 25 25
maximum systematic jitter ns 1.6 1.6
maximum random jitter ns 0.6 0.6
568 7.2 Application Standards

Table 7.8b: Receiver properties according to the ATMF specification


Receiver Properties Unit POF HPCF
minimum input power dBm -25 -26.5
maximum input power dBm -2 -14
maximum rise and fall time (tr , tf) ns 5 6
maximum systematic jitter ns 2 2
maximum random jitter ns 0.6 0.6
minimum eye opening ns 1.23 1.23

Even the plug connections for 155 Mbit/s systems have been specified by the
ATM Forum. It is a matter of duplex connector F07/PN and the simplex connector
F05 (Fig. 7.3). The PN connector differs only minimally from F07 due to two
additional raised areas. The couplings have been designed in such a way that both
plugs are compatible with each other. The insertion attenuation should amount to a
maximum of 2 dB. Table 7.9 lists the individual losses.

Table 7.9: Worst case values for the insertion loss of connectors

Processes Loss
extrinsic losses
radial displacement max. 0.1 mm 0.4 dB
endface roughness 5 Pm 0.1 dB
angle offset 1 0.1 dB
Fresnel losses 0.3 dB
environmental conditions(1) 0.3 dB
intrinsic losses
fiber dimension and NA error(2) 0.8 dB
sum 2.0 dB
(1): also high temperature of 70C, vibrations, temperature cycles of -25C to
70C, resulting in a max. increase of the insertion loss of approx. 0.3 dB
(2): from POF specification: AN = 0.30 r 0.05; core diameter = 980 m r 20 m

The suggestions of the ATM Forum refer to transmission links of 50 m with


650 nm sources. An increase in the range of transmission to 100 m cannot be
attained because of the high attenuation of the polymer fiber in this wavelength
range. If the transmission window at 520 nm is selected, however, then entirely
new options are at hand which permit a range of transmission of 100 m while
meeting the ATM Forum specifications.
In [Ziem98a] and [Ziem98b] an extension of the transmission range is sug-
gested by using LED at 520 nm. In this range the polymer fiber exhibits an attenu-
ation of less than 90 dB/km. At 650 nm the attenuation amounts to 156 dB/km.
Another advantage results from a considerably flatter attenuation curve in the
vicinity of the 520 nm window so that the spectral width of the transmitter influen-
7.2 Application Standards 569

ces the attenuation less than at 650 nm. Moreover, the temperature dependence of
the spectrum of the 520 nm LED (InGaN) is lower than that of the 650 nm LED
(AlGaInP), whereby changes in temperature also have less effect on the system
power budget.

Fig. 7.3: Examples of a F07 plug (top) and a F05 plug with coupling (below)

The ATM Forum specifications are discussed in detail in Chapter 6.2.1. In the
meantime even red RC-LEDs or blue LEDs would allow a 155 Mbit/s data trans-
mission over 100 m. The ATM standard, however, has not achieved any kind of
importance within building networks so that an expansion of the POF specifi-
cations by the ATM Forum will probably not be discussed.

7.2.2 IEEE 1394b

In Chapter 8 of the document P1394b [P1394b] the characteristics of POF and


HPCF cables for data rates up to 125 Mbit/s (S100) and 250 Mbit/s (S200) at
transmission wavelengths of 650 nm are specified. By using these transmission
media, the goal is to provide economical point-to-point connections between
IEEE1394 components for 50 m (POF) or 100 m (HPCF) respectively. Also men-
tioned in the discussion is a data rate of 450 Mbit/s (S400) with a range of up to
15 m for POF ([Schu00]).
In Table 7.10 the increase in attenuation for 50 m POF und 100 m HPCF cable
is represented taking the spectral characteristics of the source and bends corres-
ponding to document P1394b into account. Table 7.11 shows the transmitter and
receiver characteristics for the S100 system and Table 7.12 for the S200 system.
570 7.2 Application Standards

Table 7.10: Worst case attenuation increase for 50 m POF and 100 m HPCF cable, taking
the spectral characteristics of the source and bends into account (identical with
the ATMF specification)

Parameter Unit Min. Max. Attenuation Increase


POF HPCF
center wavelength nm 640 660 3.4 dB 0.1 dB
spectral width nm 40
bend radius mm 25.4 0.5 dB 0.1 dB

Table 7.11a: Transmitter properties for S100E

Transmitter Properties Unit POF HPCF


center wavelength nm 640 to 660 640 to 660
maximum spectral width (FWHM) nm 40 40
average coupled power dBm -8 to -2 -20 to -14
transmitter numerical aperture 0.2 to 0.3 0.2 to 0.3
minimum extinction ration dB 10 10
maximum rise and fall time (10% - 90%) ns 4.5 4.5
maximum overshot % 25 25
maximum systematic jitter ns 1.6 1.6
maximum random jitter ns 0.6 0.6

Table 7.11b: Receiver properties for S100E

Receiver Properties Unit POF HPCF


minimum received power dBm -21 -24
maximum overload dBm -2 -14
maximum rise and fall time (10% - 90%) ns 5 5
maximum systematic jitter ns 1.6 1.6
maximum random jitter ns 0.6 0.6
minimum eye opening ns 1.5 1.5

Table 7.12a: Transmitter properties for S200E

Transmitter Properties Unit POF HPCF


center wavelength nm 640 to 660 640 to 660
maximum spectral width (FWHM) nm 40 40
average coupled power dBm -8 to -2 -20 to -14
transmitter numerical aperture 0.2 to 0.3 0.2 to 0.3
minimum extinction ration dB 10 10
maximum rise and fall time (10% - 90%) ns 3.5 3.5
maximum overshot % 25 25
maximum systematic jitter ns 0.8 0.8
maximum random jitter ns 0.3 0.3
7.2 Application Standards 571

Table 7.12b: Receiver properties for S200E

Receiver Properties Unit POF HPCF


minimum received power dBm -21 -24
maximum overload dBm -2 -14
maximum rise and fall time (10% - 90%) ns 5 5
maximum systematic jitter ns 1.6 1.6
maximum random jitter ns 0.6 0.6
minimum eye opening ns 1.5 1.5

The optical connector is a PN-type duplex with a ferrule diameter of 2.5 mm


and with a 10.16 mm center-to-center distance of the ferrules (Fig. 7.4). In the
meantime, IEEE 1394 also permits the use of the SMI connector which at least for
polymer fibers has more or less managed to prevail. A large share of the optical
1394 components available today are sold with an SMI interface.

receptacle

plug

Fig. 7.4: PN connector with receptacle and SMI connector (AMP)

The maximum transmission length depends on the POF attenuation as well as


on the number of fiber connections. This correlation is described in Table 7.13.
The connections at the beginning and at the end of a transmission link are not
included.

Table 7.13: Number of connections in dependence of the transmission length

Number of Plug POF Transmission HPCF Transmission


Connections Length Length
0 50 m 100 m
1 42 m 96 m
2 34 m 50 m
3 27 m 4m

One fundamental difference between the concept of 1394 and other systems is
that from the very beginning this standard was oriented toward use by different
media depending on application and required lengths.
572 7.2 Application Standards

For lengths up to 4.5 m shielded twisted pair copper cables can be used (two
insulated twisted wires for the data and 2 insulated conductors for the power
supply).
Unshielded twisted data cables of Category 5 can be used for S100 up to
100 m - the goal is S800.
Polymer fibers are used for S100 and S200 for up to 50 m (S400 with MSI-
/GI-POF in the new generation).
PCS are intended for lengths up to 100 m and S200 - up to S800 with the new
semi-GI-PCS
Glass multi mode fibers (50 m GI) are used up to 100 m for data rates up to
S3200.

Fig. 7.5: Copper connector for IEEE 1394b ([Har04]) and shielded cable (: approxi-
mately 4 mm)

7.2.3 SERCOS (SErial Realtime COmmunication System)

SERCOS describes a standardized digital interface for data communication in


industrial CNC applications. It enables a serial real-time communications system
which consists of optical point-to-point connections in a ring structure (Fig. 7.6).

Master Master

slave
drive
slave drive
slave drive
optical
connections slave drive

slave drive
Fig. 7.6: SERCOS Interface with a ring topology
7.2 Application Standards 573

A master regulates the flow of data in the ring. Slaves are used to connect the
drives to the ring. Data are exchanged only with the master. Up to 254 users can
be controlled with this system. Polymer optical fibers up to a length of maximum
60 m with LED transmitters in the wavelength range of 640 nm to 670 nm are
used with a data rate of 2 Mbit/s. Detailed information can be found at the website
www.sercos.org.

7.2.4 Profibus

The Profibus is a field bus system which is standardized in EN 50170 Vol. 2. A


field bus characterizes a type of network on the lowest level of automation directly
in the technical process (DIN 19245). Several masters are possible which access
the bus with a token-passing protocol. The maximum number of users per network
segment is limited to 32. In addition to shielded two-wire cables polymer optical
fibers are also specified as a transmission medium. Depending on the transmission
medium, various network topologies are permitted. Bus and tree structures are
typical for the electrical cabling. Especially on the field in the vicinity of motors,
welding robots, etc. very large electromagnetic disturbing fields occur. Under such
circumstances optical interfaces are employed. A time multiplex is used as a
transmission procedure. Transmission speeds reach 1.5 Mbit/s.

Table 7.14: Optical parameters for the PROFIBUS ([Gus98])

Fiber Characteristics
fiber core and cladding diameter [m] 980 / 1,000
numerical aperture 0.50
Transmitter Characteristics
center wavelength min./max. [nm] 640 / 675
spectral width, FWHM [nm] <35
standard increased
maximum transmitting power binary 1 [dBm] -31 -29.5
transmitting power binary 0 max./min. [dBm] -5.5 / -11 -3.5/-8
maximum overshoot binary 0 [dBm] -4.3 -2.3
Receiver Characteristics
center wavelength [nm] 640 / 675
maximum received power binary 1 [dBm] -31
maximum received power binary 0 [dBm] -5
minimum received power binary 0 [dBm] -20
pulse width distortion min./ max. [ns] -20 / 80
jitter min/ max [ns] 0/ 15
BER 10-9
574 7.2 Application Standards

Using POF a transmission length of up to 60 m is attained. The snap-in plug


system by Hewlett Packard is used for plug installation. A further addition is the
introduction of an optical interface for POF with a data rate of 12 Mbit/s.

7.2.5 INTERBUS

The Interbus System describes a full-duplex data transmission in a ring structure.


Copper cables as well as different types of fiber waveguides, e.g. polymer optical
fibers, HPCF fibers and multimode glass fibers, can be employed. With POF,
distances of up to 70 m can be bridged, with HPCF fibers 400 m and with glass
fibers up to 3,600 m. The optical part of the Interbus System is treated in detail in
the Technical Guideline: Optical Transmission Engineering [Int97]. The most
important data for optical transmitters are represented in Table 7.16, for optical
receivers in Table 7.16 and for the fiber characteristics in Table 7.15. Since the
power measurement was made with a large-area detector at a distance of 1 m from
the fiber waveguide, the connector attenuation is included.

Table 7.15: Fiber parameters


Fiber Type POF HPCF
refractive index profile step index step index
core diameter [m] 980 60 200 4
cladding diameter [m] 1000 60 230 10
numerical aperture 0.47 0.03 > 0.36
loss at 660 nm [dB/km] < 220 < 10
loss at 660 nm measured with LED [dB/km] < 310 < 10

Table 7.16: Parameters of the optical transmitter

POF HPCF - Fiber


Type1 Type2 Type1 Type2
peak wavelength [nm] 635- 635- 635- 635-
667 692 667 692
spectral half-value width [nm] < 30 < 30
core / cladding diameter of the fiber [m] 980/1,000 200/230
NA of the test fiber 0.47 r 0.03 > 0.36
max. transmitting power binary "1" Psmax1 [dBm] -40 -40
max. transmitting power binary "0" Psmax0 [dBm] -2.75 -9.25
min. transmitting power binary "0" Psmin0 [dBm] -6.2* -22.2
maximum rise time [ns] 100 100
maximum fall time [ns] 40 40
maximum pulse duty factor deviation [%] -1 / +0 -1 / +0

* Using an LED with a maximum peak wavelength of 676 nm, a minimum transmitting
power binary "0" -8.6 dBm is permissible.
7.2 Application Standards 575

Table 7.17: Characteristics of optical receivers

POF HPCF
Type 1 Type 2 Type 1 Type 2
peak wavelength [nm] 635 - 667 635 - 692 635 - 667 635 - 692
spectral width [nm] < 30 < 30
core / cladding diameter of 980/1,000 200/230
the test fiber [m]
NA of the test fiber 0.47 r 0.03 > 0.36
max. received power binary -40 -40
"1" Psmax1 [dBm]
max. received power binary -2.75 -8
"0" Psmax0 [dBm]
min. received power binary -26.4 -28.4
"0" Psmin0 [dBm]
max. rise time [ns] 30 30
max. fall time [ns] 30 30
max. pulse duty factor 12.5 12.5
deviation [%]

7.2.6 Industrial Ethernet over POF

The most important standard worldwide for local area networks is the Ethernet
standard. Components have in the meantime become extremely moderately priced
because of the enormously large number of pieces produced. On the other hand
the demands on flexibility and capacity in industrial automation has steadily in-
creasing. It was therefore apparent that the cost and performance advantages of
Ethernet technology should be used. The requirements for reliability and robust-
ness are much higher in the field of automation so that a specific standard had to
be developed.
As part of the work of the ITG sub committee Polymer Optical Fibers a
group of about 20 companies from the German-speaking countries got together
and in 2003/2004 worked out a recommendation for the use of POF in industrial
Ethernet. One primary goal was above all to continue to be able to use the 1 mm
standard step index POF which has since become well established. For the first
time the use of different wavelengths (red and green) with PMMA POF were
specified.
For a transmission length of 100 m the bandwidth of a standard POF at
125 Mbit/s (Fast Ethernet with 4B5B coding) does not suffice without additional
measures such as pre- and post-distortion. That is why the work group recom-
mended use of standard NA POF only up to 50 m. The DSI-POF which is also
commercially available can then be used for up to 100 m. In order to get a suffi-
cient receiving level at 100 m, green LEDs should then be used (Fig. 7.7).
576 7.2 Application Standards

LED PD
650 nm -25 dBm
50 m SI-POF

3 connector
LED PD
510 nm -24 dBm
50 m SI-POF

LED PD
510 nm -25 dBm
100 m DSI-POF

Fig. 7.7: Proposal of the working group for the Fast-Ethernet link specificationen

The lower attenuation of the POF in the green spectral range can also be used
as an alternative in order to be able to use additional plug-in connectors. If you
combine a green transmitter with a standard or DSI-POF up to 50 m, then the
power rating permits up to 3 additional couplings - assuming a maximum loss of
2 dB per plug-in connection (see Table 7.18).

Table 7.18: Power budgets for the different link options (proposal)

50 m St.-SI 50 m St.-SI 100 m DSI


650 nm 520 nm 520 nm
Popt min. -8.0 dBm -8.0 dBm -8.0 dBm
POF-loss (25C) 8.0 dB 4.5 dB 9.0 dB
climate and ageing 2.0 dB 2.0 dB 4.0 dB
spectral parameters1) 3.7 dB 0.6 dB 1.15 dB
bends (10) 0.5 dB 0.5 dB 0.5 dB
connectors - 6.0 dB -
system margin 2.8 dB 2.4 dB 2.4 dB

sensitivity -25.0 dBm -24.0 dBm -25.0 dBm


1)
max. 30 nm broad LED, 650 r 10 nm respectively 510 r 20 nm

The permissible parameters of the transmitter diodes from >Ks04@, >Ziem03a@,


>Blo03@ and >Blo04@ are summarized in Table 7.19. The big advantage of using
green LEDs lies in the very flat course of the spectral attenuation curve in addition
to the generally lower POF attenuation so that even great deviations from the
center wavelength are possible without problems. In addition, you have a very
much lower temperature-dependence of the output power of GaN LEDs compared
with red LEDs.
7.2 Application Standards 577

Table 7.19: Specification for Fast-Ethernet transmitter (proposal)

Parameter Unit Green LED Red LED


Ocenter nm 510 r 20 650 r 10
max. 'O nm 60 30
'O/'T nm/K - 0.08
max. average Popt dBm 0 0
min. average Popt dBm -8 -8
tr (10% - 90%) ns 3 3
tf (10% - 90%) ns 3 3
maximum NA - 0.30 0.30
max. overshot % 25 25

The latest outline of Standard IEC 24702 Industry Cabling contains two
different fiber versions and four different link classes with POF. Both fiber
versions are compared in Table 7.20.

Table 7.20: Fiber types in the standard Industrial Cabling

Parameter Unit OP1 OP2


index type - DSI PF-GI
fiber class in IEC60793-2-40 - A4d A4g
core diameter m 980 120
numerical aperture - 0.30 r 0.05 0.19 r 0.015
loss at 520 nm 100 -
at 650 nm dB/km 200 100
at 850 nm/1300 nm - 40
bandwidth at 520 nm ffs -
at 650 nm MHz100 m 100 800
at 850 nm/1300 nm - 1,880

Class A4a, i.e. the standard POF, also does not come into question for 50 m
since its bandwidth in fiber Standard IEC 60793 is only specified with
10 MHz 100 m. In reality, of course, this fiber has in any case enough bandwidth
for Fast Ethernet over 50 m and diverse products are sold for it.
The standard defines another four different connection classes with maximum
distances between 25 m and 200 m. Even greater lengths can then be attained with
glass fibers - singlemode or multimode not listed here. The permissible attenuation
values for the links have been compiled in Table 7.21.
578 7.2 Application Standards

Table 7.21: Link classes for Industry Cabling

Link class with OP1 with OP2


5.5 dB (at 520 nm) -
OF25 8.0 dB (at 650 nm) -
- 4.0 dB (at 850 nm)
8.0 dB (at 520 nm) -
OF50 13.0 dB (at 650 nm) -
- 6.0 dB (at 850 nm)
13.0 dB (at 520 nm) -
OF100 23.0 dB (at 650 nm) -
- 7.0 dB (at 850 nm)
- -
OF200 - 23.0 dB (at 650 nm)
- 11.0 dB (at 850 nm)

The PF-GI-POF can, of course, be used for short connections at 650 nm. One
disadvantage compared with the 1 mm POF is that you have to use a laser because
of the smaller core diameter.

7.2.7 D2B (Domestic Digital Bus)

System D2B is actually not a standard but rather represents a specific business
solution.
The D2B Standard specifies a ring system which connects different devices in
vehicles such as navigation computers, car radios, CD changers, telephones, etc.
using POF (Fig. 7.8).

central
interrface unit

phone car radio

active CD changer
speakers

navigation
system

Fig. 7.8: Ring structure according to the D2B standard


7.2 Application Standards 579

Table 7.22 summarizes the most important data for the D2B standard. A de-
tailed description can be found in [Pet98]. A special plug system is used that per-
mits plugging at 90 or 180. If necessary, the ring can be separated and equipped
with a coupler for hooking up another device.

Table 7.22: Properties of the D2B system

Parameter Value
minimum LED power -15 dBm
maximum POF attenuation 400 dB/km
range 8m
system margin 5 dB
coupling loss 1.3 dB
decoupling loss 0.3 dB
add-on coupler 1.2 dB
receiver sensitivity -26 dBm
user data rate 5.6 Mbit/s
temperature range -40C to +85C

The D2B has a maximum transmission length of 8 m. If one or two couplers are
used in the line, then the permissible line length is reduced to 7.0 m or 3.6 m res-
pectively (D2B02). The components are booted up and the diagnosis is carried out
with D2B over separate copper conductors.
The polymer fiber used with D2B has a 980 m thick core and a 2.2 nm thick
protective sheath. The minimum bending radius is specified at 25 mm >Her02@.
The protective sheath is in two parts. The inner sheath is 1.5 mm and black to pre-
vent the possible coupling-in of light.

D2B: MOST
2.2 mm

2.3 mm
1.5 mm

1.51 mm
1.0 mm

1.0 mm

fiber: 980 m PMMA / 10 m cladding fiber: 980 m PMMA / 10 m cladding


inner jacket: PA 12 black inner jacket: PA 12 black
outer jacket: PA 12 orange outer jacket: PA 12 elastomer, colored
Fig. 7.9: Comparison of POF for D2B and MOST ([Her02])
580 7.2 Application Standards

The sheaths cannot be separated. The POF for MOST (see following section)
also has a two-part sheath. However, the inner sheath is solidly attached to the
fiber and the outer sheath can easily be cut back. The purpose of this arrangement
is that the connector with MOST is not crimped on the fiber, but on the inner
sheath or is welded with a laser (fiber set-up in Fig. 7.9).

Fig. 7.10: View on the POFs for D2B and MOST ([Her02])

In addition to the somewhat different deviations the MOST POF is flame-retar-


dant (test according to ISO 6722). Furthermore, it is somewhat more flexible in
order to facilitate standardized production by machines.

7.2.8 MOST (Media Oriented System Transport)

The MOST Specification ([MOST01]) gives recommendations for multimedia-ca-


pable networks in automobiles of the future. Since the founding of the MOST
initiative in 1998, 14 international automobile manufacturers together with 50 key
component suppliers have been working on the MOST technology. Figure 7.11
shows the specific service points SP1 to SP4. The optical service points are SP2 at
the electro-optical converter and SP3 at the opto-electrical converter. Polymer
optical fibers are used as the transmission medium. Tables 7.22 and 7.23 summa-
rize the specifications of points SP2 and SP3.

-10 dBm -24 dBm

electrical E/O O/E electrical


2.5 dB 2.5 dB
interface converter converter interface

SI-POF
SP 1 SP 4
B = 22.5 Mbit/s
D = 9 dB
MOST SP 2 SP 3 MOST
device device

Fig. 7.11: Connection of two MOST devices with POF


7.2 Application Standards 581

Table 7.23: Specification at the reference point SP2

Unit min. typ. max.


peak wavelength nm 630 650 685
spectral width (FWHM) nm 30
optical output power dBm -10 -1.5
output power at light off dBm -50
extinction ratio dB 10
rise time (20% - 80%) ns 5.97
fall time (80% - 20%) ns 5.97
pulse width ns 20.88 24.4
mean pulse width distortion ns -0.51 +1.51
positive overshoot (within 2/3 UI*) % -20 +25
negative overshoot (within 2/3 UI) % -10 +20
* UI: Unit Interval = 22.14 ns

Table 7.24: Specification at the reference point SP3

Unit min. max.


detectable optical power dBm -24 -2
detectable optical power light off dBm -40 -24
extinction ratio dB 10
rise time (20% - 80%) ns 6.86
fall time (80% - 20%) ns 6.86
pulse width ns 20.88 24.4
mean pulse width distortion ns -0.51 +1.51

The sampling frequency of a CD player at 44.1 kHz forms the basis of the bus
clock pulse. The formation of blocks each with 512 bits results in a gross baud rate
of 22.6 Mbit/s. Principally, all components are designed for a frame clock-pulse
rate of between 30 and 50 kHz. Up to 64 nodes can be connected in a MOST link.
A differentiation is made between synchronous data (with permanently
assigned channels), asynchronous data (using available channels) and control data
with permanent assignment within a time frame. Because of the frame clock-pulse
rates the delay times are at a maximum of 25 s.
The time frame for the transmission of the different data is shown in Fig. 7.12.
As can be seen, a division between synchronous and asynchronous data is possible
and can be varied.
Although it was first conceived as a pure ring architecture, the MOST system
can assume other topologies, e.g. combined rings, star, etc., by adding system
master units.
582 7.2 Application Standards

control synchronous asynchronous


data data data

64 bytes
30 to 50 frames per second / 20 s to 33 s

Fig. 7.12: MOST frame structure

The data structure of the MOST system is oriented extensively toward the
demands of the connectable multimedia terminal devices. Table 7.25 indicates the
various possible data formats with their respective bit rates.

Table 7.25: Data structure for MOST

Data Format Bit Rate


synchronous data:
minimum12 channels 16 bit 8.467 Mbit/s
maximum 30 channels 16 bit 21.168 Mbit/s
audio (2 channels stereo; 16 bit) 1.411 Mbit/s
DVD data (depending on picture quality 4, 8 2.822 Mbit/s, 5.645 Mbit/s
or 16 channels) 11.290 Mbit/s
TV data 1.411 Mbit/s
(with MPEG coding) 2.822 Mbit/s
still pictures (JPEG coded) 0.1 Mbit/s
asynchronous data (maximal) 12.7 Mbit/s
car computer, navigation system 0.1..11 Mbit/s
control data (2,700 messages per second) 0.7 Mbit/s

7.2.9 IDB 1394

The Standard IEEE 1394 was primarily developed for the networking of devices
in entertainment electronics in apartments (see above). Over the last few years the
applicability of this standard in vehicle networks has been discussed within this
group. In Sections 6.2.2 (the power budget) and 8.1.1.4 (applications) further
information is provided. Except for information on the optical parameters of the
active components hardly any details have been published. We can expect a con-
tinuing development of the MOST standard toward higher bit rates and that trans-
mitters and receivers will be used for both systems. Up till now IDB 1394 has pro-
vided for the use of the SMI connector which, however, does not completely meet
the requirements of automobile technology in its present design, e.g. in regard to
the connection cycles.
Since then there has also been talk in the meantime of the specification of a
POF with a considerably enlarged NA in order to reduce the bending sensitivity.
7.2 Application Standards 583

However, this contradicts the greater demands on bandwidth. A foreseeable solu-


tion is the use of multicore fibers for all high-bit rate vehicle networks. This ver-
sion appears to make a great deal of sense considering the most recent progress in
the production of this type of fiber.
We wish to summarize a comparison between the different existing bus systems
in automobiles from >Wan04@. The coexistence of optical and electrical solutions
should continue to exist for quite some time. Finally, the active components must
above all be able to compete in price and reliability with electrical systems in
order to be able to make use of the diverse advantages of optical data trans-
mission.

Table 7.26: Comparison of automotive busses according to [Wan04]


LIN CAN FlexRay TTP/C MOST
application low-level soft-real- hard-real- hard-real- multimedia
commu- time- time-systems time-systems telematics
nication systems (X-By-Wire) (X-By-Wire)
control single- multi- multi- multi- multi-
master master master master master
trans- synchronous asynchronous synchronous synchronous synchronous
mission asynchronous asynchronous asynchronous
access polling CSMA/CA TDMA TDMA TDN
FTDMA CSMA/CA
bit rate 20 kbit/s 500 kbit/s 10 Mbit/s 25 Mbit/s 25/50 Mbit/s
medium electrical electrical optical optical optical
(single wire) (twisted pair) electrical electrical (electrical)

7.2.10 EN 50173

Standard EN 50173 Generic Cabling Systems is one of the most important stan-
dards at all. It describes the set-up of structured data and telecommunication net-
works. Up till now this standard was of primary interest for public buildings and
companies. Because of the rapid development of broadband connections there will
be structured cabling of residential buildings in the future. Todays telephone and
coaxial cable networks are only oriented toward one specific service and it is not
generic.
The structured cabling in office buildings should make it possible to combine
existing and future applications with one infrastructure. The basis of this approach
has been the use of balanced copper cables. This cabling has, of course, never
really been generic. In commercial networks there are actually only two relevant
services: great amounts of data are transmitted over Ethernet connections and then
there are telephone connections on a 64 kbit/s basis. This low data rate does not
place any demands whatsoever on the cable quality; only two twisted wires are
needed. Consequently, the original EN 50173 is essentially a standard shaped by
Ethernet applications. Cables in Category 5 have been developed for the trans-
mission of Fast Ethernet. Thanks to the 4B5B coding a bandwidth of 62.5 MHz is
584 7.2 Application Standards

used. In order also to be able to use the same infrastructure for 1,000 Mbit/s, the
transmission procedure has been completely revised. A multi level code is now
used instead of the binary coding. The separate transmission in both directions
with a pair of conductors in each direction has now become a bi-directional trans-
mission on all four twisted pairs (Fig. 7.13).

Fast-Ethernet:
100 Mbit/s 4B5B 125 Mbit/s binary: 62.5 MHz

Gigabit-Ethernet 1,000 Mbit/s:


2 bit/symbol; splitting into 4 channels 125 MB/s: 62.5 MHz

Fig. 7.13: Idea for using the same channel for 100 and 1,000 Mbit/s

Not every Category 5 cable, however, can be used for Gbit. Ethernet, especially
because of the lack of return loss. That is why the intermediate Class 5e has been
introduced. Nowadays cables from Categories 6 and 7 are primarily used which
are capable of 1 Gbit/s without any problems. On the other hand, the transition to
10 Gbit/s will not take place generically since completely new connectors are
necessary and the range of 100 m will presumably not be possible.
The IEC is presently endeavoring to expand the standard to other applications.
The different areas are:
50173-1: general requirements
50173-2: office
50173-3: industry
50173-4: home
50173-5: data centers
The DKE (Deutsche Kommission fr Elektrotechnik/German Committee for
Electrical Engineering) was requested to work out a recommendation for the use
of polymer fibers in the home. A joint work sub-circle (GUK) 715.3 was created
for this purpose.
The situation in the home environment is that much more complicated than in
the commercial area. In addition to telephones and the Ethernet you have to take
analog television as a service into consideration. If you include the satellite
intermediate frequency band, then you have to have a cable with a bandwidth
above 2 GHz with a considerably higher crosstalk attenuation. Only balanced
7.2 Application Standards 585

copper cables in Category 8, which is planned, or good coaxial cables could meet
these requirements. Silica glass fibers - only singlemode fibers offer sufficient
capacity, but are unsuitable for private customers.
The goal of a generic infrastructure which is supposed to meet home demands
in the next couple of decades is extremely ambitious and actually cannot be
fulfilled. For polymer fibers the first problem already arises with the inadequate
directives of the fiber standard IEC 60796-2-40. The capacity of standard POF can
be viewed from three different angles:
According to IEC 60796-2-40 Class 4a has a bandwidth of 10 MHz 100 m.
Therefore, Fast Ethernet can just be transmitted over 15 m.
In reality all commercial 1 mm standard POFs have a bandwidth of about
40 MHz 100 m. Fast Ethernet over 50 m is always possible, with some effort
also 100 m and more, is really not a problem. Copper cables are also strongly
equalized. A Category 5 cable only has a bandwidth of 3 MHz 100 m.
Up to 1000 Mbit/s over 100 m are even possible on standard POF with
methods which correspond to the gigabit transmission on copper cables
(DMT, Siemens 2006, see Chap. 6).
Taking the actual capacity of POF into consideration, the group has recommen-
ded three different link classes. A range of 25 m should be guaranteed within
apartments. For medium-sized and large residential buildings connections up to
50 m or 100 m respectively are planned. Connection lengths over 100 m are prac-
tically never the case in residential buildings. In Germany there are only very few
buildings with more than 15 stories. Typically, 4 to 8 apartments are grouped
around an elevator shaft. Very large residential buildings consist of segments
which are separated by firewalls through which cables may practically never be
pulled.
Table 7.27 illustrates the proposed link classes with the possible corresponding
applications and the fiber classes declared according to IEC 60796-2-40.

Table 7.27: Proposal of the GUK 715.3 for link classes in building networks

Class Application Fiber


OF-25 100 Mbit/s A4a (at 40 MHz100 m) and all others
1000 Mbit/s A4d and higher
CATV A4e
OF-50 100 Mbit/s A4d and higher
1000 Mbit/s A4e and higher
CATV A4e
OF-100 100 Mbit/s A4d (at 520 nm), A4g and higher
1000 Mbit/s A4g and higher
CATV A4g, h
586 7.2 Application Standards

Under certain circumstances fibers with a lower category, e.g. with equaliza-
tion, can be used. Since the standard is still being debated, we will not go into a
description of the power budget calculations. It is becoming apparent that only
fibers A4d (DSI-POF) and A4g (PF-GI-POF) will be considered in the final ver-
sion, that link class 25 m will be eliminated and that the use of blue and green
sources is not planned. In effect, this standard is practically useless. Even today di-
verse products for Fast Ethernet over 50 m to 100 m on standard POF are avai-
lable in the market. Fiber A4d does indeed offer nominally sufficient bandwidth
for Fast Ethernet over 100 m. However, the argument against it is that moderately
priced fibers in Category A4e (MC and GI) are already available today which can
also be used for Gbit/s. The recommendation to use Class A4g (120 m
PF-GI-POF) surely makes sense. Now we will have to wait and see how success-
ful this type of fiber is when introduced into the market.
Even today it is apparent that the actual development of building installations is
passing by the concept of this standard:
Standard POF (A4a) is already established in many applications and is used
predominately in home networks in the beginning. Fast Ethernet over 100 m
and Gigabit Ethernet up to 25 m are possible without any problems.
From the editors point of view primarily MC-POF and PMMA GI-POF -
when the bending problem is solved - are becoming apparent candidates for
higher data rates. Both allow the use of existing connectors and connector less
installation respectively.
The PF-GI-POF mainly makes sense for the transmission of CATV signals.
This fiber version is to be recommended in any event even with distances
over 100 m. Bit rates up to 10 Gbit/s have already been realized. If PMMA
POF is considered the first generation, then PF-GI-POF can dominate the
succeeding generations.
As far as the transmission of CATV signals is concerned, we will have to wait
and see as to whether any respective systems will be developed at all. The techno-
logical basis has been available for years. Today, however, a rapid transition
toward a general transmission of all television signals over the internet protocol
(IP TV) is evident. Together with VoIP (Voice over IP) there is again a return to
generic networks because only one network is needed, as a rule Ethernet, for so-
called triple play applications.
In summing up, we can say that different standards apply when dealing with
copper cables and POF as regards standardization. When copper cables move up
to higher bit rates they are granted comprehensive changes in the transmission
procedures which are not granted to POF. There are a number of different versions
(Categories 3, 5, 5e, 6, 7, shielded and unshielded, with 100 : in Europe and
150 : in the USA) whereas only a few versions are allowed for POF. In addition,
the inclusion of analog TV signals - with a questionable remaining propagation
time - tightens up the requirements dramatically. The goal of a long-term
generic approach as opposed to a market-oriented one may possibly be too
greatly overemphasized.
7.3 Standards for Measurement Techniques 587

7.3 Standards for Measurement Techniques

In comparison with multimode or singlemode glass fibers there are only a few
standardized methods of measurement for POF. They have been set down in the
Japanese Industrial Standard (JIS) and in various IEC standards. Table 7.28 sum-
marizes the standards for measurements of POF.

Table 7.28: Standards for measurement methods on POF

Measured Value Standard


far field, NA IEC 61793-1-C6, JIS C 6863
attenuation IEC 61793-1-C1A, VDE 5570
dispersion, bandwidth IEC 61793-1-C2A
connector losses EN 18600-1
operation temperature IEC 794-1-F1
minimum bend radius IEC 794-1-E11-B
tension force (connector) IEC 794-1-E1-E1
impact strength IEC 794-1-E3
optical parameters IEC 60793-2-40
flammability IEC 332-1 (CEI 20-35)
toxic gases IEC 60754-1/IEC 61034-1
climatic cycle IEC 60794-1-F1
cladding diameter IEC 60793-1-20
cladding non circularity IEC 60793-1-20
core diameter IEC 60793-1-20
jacket diameter IEC 60793-1-21
fiber length IEC 60793-1-22
core-cladding concentricity IEC 60793-1-20
core non circularity IEC 60793-1-20
attenuation IEC 60793-1-40
bandwidth IEC 60793-1-41
theoretical numerical aperture IEC 60793-1-20
numerical aperture IEC 60793-1-43
change of the optical transmission IEC 60793-1-46

Examples of many of the measurement methods described are demonstrated in


Chapter 9. There are still no international standards whatsoever for a number of
fibers and parameters, for example, for the bandwidth.
In Germany over the past few years a group of POF experts has concerned
itself with working out its own standards for characterizing polymer fibers and
POF cables which will subsequently be described. Some of these recommen-
dations here have in the meantime been included in the European standards.
588 7.3 Standards for Measurement Techniques

7.3.1 The VDE / VDI Guideline 5570

After the series production of the MOST standard had begun, it was soon dis-
covered that the measurement results for attenuation in prefabricated cables could
deviate considerably. The result of this knowledge was the formation of a working
group which was to first work out unified rules for the measurement of attenuation
in fibers and cables.
Further steps then included working out recommendations for measuring the
mechanical reliability and the influence of climate and chemicals. The document
has appeared as VDE/VDI Recommendation 5570: Testing of prepared and
unprepared plastic optical fiber (POF). It consists of four parts and contains:
Part 1: Terms and Definitions
Part 2: Test Procedures for Optical Characteristic Values
Part 3: Test Procedures for Mechanical and Environmental Characteristic
Values
Part 4: Power Budget
The working out of part 5 for the measurement of transmission characteristics,
i.e. bandwidth, pulse broadening, etc., is planned. Here we simply wish to point
out the main aspects of this recommendation since many of the procedures are
described in Chapters 2 and 9.
The recommendation begins with a definition of the fundamental terms used.
Surprisingly, their use is by no means the same everywhere. The designations for
fiber and vables are shown in Fig. 7.14.

optical core
(PMMA)

fiber
optical cladding
(Fluorpolymer)

jacket cable
(PA, PE, PVC...)

optional secondary
jacket
1.0 mm
2.2 mm

Fig. 7.14: Definition of terms in the VDE/VDI 5570


7.3 Standards for Measurement Techniques 589

Further combinations of the cables with additional jackets or other conductors


result in a mor complex structure, also called cable. The definitions used come for
the most part from the fields of automation and vehicle networks in which POF
has long since been established.
An example of the definition of practical measurement procedures in the re-
commendation is subsequently described. In practice LED sources are often used
for measuring the POF attenuation of a certain wavelength. Much too great an
attenuation value - based on the attenuation minimum selected, e.g. at 650 nm - is
determined by the large spectral width. The recommendation describes how an
exact measurement is possible by the formation of a correction factor.
The course of the procedure is represented in Fig. 7.185. First, the spectrum of
the LEDs used and the attenuation spectrum of the fiber type to be tested are
measured. The tabulated attenuation curve from >Wei98@ can be used for PMMA
SI-POF. The next step is determining the theoretical LED spectrum after the
course of a defined length of POF. An effective attenuation is determined from the
relationship of the integrated spectra. The correction factor results from the
difference between the effective attenuation and the attenuation at the desired
wavelength.

PLED(O) DPOF(O) DPOF(O) P(l) D

Deff
6=P0 6 = P` Deff

DPOF(ORef)

O O O 0m l O
step 1: s te p 2 : s te p 3 : s te p 4 : step 5:
LED spectral LED spectrum Deff calculated KF calculated
spectrum POF is multiplied Deff
Deff = = D (O )
measured attenuation with the loss POF Ref
10lg(P0/P)/l
measured curve

Fig. 7.15: Measurement of the attenuation with spectral correction

As can be demonstrated, this correction factor can also be used when the actual
spectral attenuation curve deviates from the typical curve accepted in the first step.
However, the difference should for the most part be wavelength independent and
not too large. In the subsequent Table 7.29 the steps for the formation of the
correction factor in formulas are given.
590 7.3 Standards for Measurement Techniques

Table 7.29: Calculation of the spectral correction factor for loss measurements with LED

Parameter Formula / Calculation Unit


normalized spectrum PLED (O) 1/nm
of the LED
total LED power f 1
P0 = PLED (O ) dO = 1
O 0
spectral POF loss D(O) dB/km
coefficient
attenuation a = D(O) l dB
fiber length l km
LED spectrum after PLED(O) 1/nm
the POF
LED power after the f 1
POF Pc(l) = PLED (O ) 10( D( O ) / 10l) dO
O 0
effective loss Deff = 10 log (P0/P)/l dB/km
coefficient
effective excess loss Dexcess = Deff - Dref dB/km
coefficient in relation
to the reference value
correction factor KF = 10 (lDexcess/10) 1

In any event, you must keep in mind that the correction factor varies in a non-
linear way with the length of the fiber. One example should describe the method
in which the measurement of the POF attenuation was made at 650 nm with a
laser.
According to the table the PMMA POF has an attenuation coefficient of
132 dB/km at 650 nm.
A red LED with a width of 40 nm, a center wavelength of 650 nm and a
Gaussian-shaped spectrum is used. An effective attenuation coefficient of
185 dB/km, i.e. an additional attenuation coefficient of 53 dB/km, is the result
for a length of 10 m, corresponding to a correction factor of KF = 1.13.
With a reference value of 30 W the result is a measurement value of
Pmeas = 18.5 PW with a 10 m long test fiber (you have to keep in mind that the
correction factor is always valid only for a certain length).
Consequently, the attenuation coefficient measured is:
Dmeas = 10 log (30/18.5)/0.01 km = 210 dB/km.
The reference attenuation quantity per unit length with a correction of
53 dB/km is: 157 dB/km. With a reference value of 132 dB/km the difference
is only 25 dB/km for 0.01 km = 0.25 dB so that the use of the correction
factor is permissible.
7.3 Standards for Measurement Techniques 591

The editor recommends a test set up as described in Section 9.4.5.4 for the
exact measurements of the spectral attenuation under laboratory conditions.
Other parts of the recommendation describe the measurement of the vicinity of
the emission characteristics of a source for distributing the equilibrium mode
distribution of a fiber, the so-called EMDicity.
The different methods of measuring the numerical aperture are also introduced
which include:
Far field method
Reflection method
Inverse far field method
The production and application of reference fibers are described very exten-
sively, followed by definitions of sources of error which are taken into account.
Finally, measurement procedures are described on part 3 for mechanical, clima-
tic and chemical environmental influences. The recommendations here essentially
come from BAM and are described in part in great detail in Sections 9.6 and 9.7
which has not changed since the first edition.

Test Procedures for mechanical parameters:


Tensile strength
Resistance to transverse compression
Impact strength
Alternating bending
Torsion
Alternating roller bending
Static bending
Wringing fit of the protective layer
Wringing fit of the ferrule

Test Procedures for environmental parameters:


Thermal stability
Resistance to high temperatures and humidity
Resistance to climatic changes
Pistoning
Coupling-in of extraneous light
Resistance to chemicals
8. Application of Polymer Optical
and Glass Fibers

In hardly any other area has the number of applications so rapidly developed as in
the area of optical short-range communication. Applications of polymer fibers,
glass fiber bundles in the field of lighting technology as well as in automation
have been established for many years. Since the end of the 1990s POFs have also
been used in various mobile networks. At the time when our first edition was pub-
lished there had hardly been any information published on MOST applications.
This second edition now contains a detailed description. The use of POF and other
thick optical fibers in the fields of sensor technology and home networks are just
about to be used on a large scale.
Even greater perspectives for optical technologies are becoming apparent in the
fields of interconnection. This area will also be covers in the following chapter
more detailed.
Those areas of use which lie outside the field of data communications and
beyond the scope of this book will only be treated briefly. For these areas we refer
to existing publications ([Wei98], [FOP97]).

8.1 Data Transmission with POF

The most important media for transmitting high data rates today are electrical
lines, mostly copper, optical fibers and radio. Each one of these channels has its
own special characteristics:
Electrical lines connect the transmitter and receiver directly. Contacts bet-
ween lines can be made easily. The range and data rates are primarily limited
by the skin effect, i.e. the attenuation increases with f1/2.
Optical systems work with light as carrier frequency. The bandwidth is most-
ly limited by the effects of dispersion, whereby the transmission behavior is
2
almost Gaussian-shaped (e-(f/f0) , Fig. 8.1). The distance is limited by the
attenuation of the optical path. In most cases connections inside the link
require great precision.
The special feature of radio is that all users within a cell (the range of the
transmitter) have to share the capacity. Because of the multi-path propagation
and the resulting interferences and external sources of disturbance extremely
complicated channel behavior results which has to be compensated for
through adaptive procedures.
594 8.1 Data Transmission with POF

attenuation [dB/km]
1000
SI GI SM

100

copper cable
10

optical fiber

0.1
105 106 107 108 109 1010 1011 1012
modulation frequency [Hz]
Fig. 8.1: Comparison of the frequency responses for copper cable and different optical
fibers (typical values)

Compared with all other media, optical systems offer by far the greatest
capacity - which can be multiplied at will through parallel lines - the least distur-
bances and the greatest reach. The low need for space and the lower power input
ensue with raising bit rates. In such a case optical lines have to be installed and
opto-electrical converters have to be used at the ends of the transmission path.
Optical data transmission will only then be used when conventional procedures
reach their limits. Up till now this has been the case for glass fiber systems especi-
ally in telecommunications networks and in large corporation networks. The low
cost of polymer fiber technology now opens up entirely new fields for optics,
especially in short-range transmission up to some 100 m. Sometimes conventional
copper wire solutions are substituted, but for the most part applications are being
employed, the realization of which so far had not made much sense. Data commu-
nication with POF can be divided into the essential areas indicated in Table 8.1.
The use of POF in buildings and apartments can be quite problematical. In con-
trast to the automobile industry complete systems are not installed just once; the
networks are constantly being expanded and improved by installing faster com-
ponents. The fiber infrastructure thus has to be dimensioned not only for current
use, but also have the potential for use in new kinds of systems in the future
demands.
8.1 Data Transmission with POF 595

Table 8.1: Applications and requirements for data transmission with POF
Application Typical Parameters Specific Requirements
mobile networks lengths between 10 m complete systems
 cars (car) and 200 m (ships, critical environmental
 trains/ships airplanes) conditions
 airplanes data rates up to extreme high reliability and
1 Gbit/s long live time
LAN lengths 25 - 100 m simple installation
 office data rates 100 Mbit/s to different data formats
 home 1 Gbit/s mix of different components
 condominium
Interconnection many parallel channels very small
 on board data rates to 10 Gbit/s low power operation
 intra board centimeters to meters automatic equipment

In addition, the building networks can combine the components of many diffe-
rent manufacturers. In an automobile, for example, one manufacturer supplies the
entire cable harness. Connecting extraneous components is avoided when pos-
sible.
The following sections will provide the reader with an overview of data com-
munication with POF in the various areas of application. Please refer to the
chapter on standards for the definition of technical details.

8.1.1 POF in the Automotive Field

In Europe, the use of polymer optical fibers for the entertainment networks in
DaimlerChrysler vehicles since 1998 represents the first comprehensive appli-
cation of POF in data communications. The following arguments speak for the use
of POF in vehicles (e.g. [Zam00a]):
low cable weight
small cross-section
insensitivity to electromagnetic interferences
The different standards for car networks with POF were described in greater
detail in Chapter 7. The most important representative areas are:
CAN (Controller Area Network)
D2B (Digital Domestic Bus)
MOST (Media Oriented System Transport)
IEEE 1394 (presently not yet specified for the automotive field, but concei-
vable as a future system)
Byteflight (passive star system for vehicular control, [Pan00])
In vehicles, airplanes and rail transportation more and more digital communica-
tions connections are being utilized. As a result, increased demands on the archi-
tecture of the data connections as well as the transmission media are being made.
596 8.1 Data Transmission with POF

In the area of driver information and entertainment systems, less relevant in regard
to safety requirements, serial bus systems are being increasingly used. The indi-
vidual devices are connected in series by means of high-rate connections. The
advantage here is the saving of cables. The disadvantage is the breakdown of an
entire series of devices when a transceiver subassembly is defective.
Figure 8.2 shows the number of cables in a mid-sized car according to
[Zam00a]. Some years ago, the cables for power supply had the bigger portion,
whereas today the strongly increasing number of data connections dominates.

number of cables
1,000
total
power supply
data connections
500

year
0
1980 1985 1990 1995 2000 2005
Fig. 8.2: Number of cables in cars

Since 1997, optical components for use in automobiles are available from
Harman/Becker Automotive Systems ([Sch01]). Since 1998, such components
are standard features e.g. in the DaimlerChrysler Vaneo as of 2001, Fig. 8.3.

Fig. 8.3: Vaneo (DaimlerChrysler 2001)


8.1 Data Transmission with POF 597

Figures 8.4 and 8.5 from [Sch01] show the development of different multi-
media terminal devices in the automotive field. At the beginning of the 1990s CD
changers (CDC) were first installed as a complementary unit to the car radio. Later
on, digital amplifiers (Amp) were added. Combinations of car radios and mobile
telephones (Tel.), in part with separate voice data systems (Voice IO), completed
the features offered.
In the meantime, vehicles are equipped with additional devices such as naviga-
tion systems (Navi), traffic guidance systems (telematics), mobile internet access
and DVD players.

in c r eas ing c om plex it y of


v ehic le equipm ent

2001
MMI amp
CDC TV
phone DVD
navi voice IO
1998 internet telematics
radio
???
amp
1994 CDC
radio phone

1990 voice IO
amp
CDC CDC

radio

Fig. 8.4: Development of digital devices in automobiles

Figure 8.5 (also from [Sch01]) illustrates the development of optical bus sys-
tems. The devices listed above are optically connected to diverse input systems
such as monitors located in different parts of the vehicle. Up until recently the
electronic media in the vehicle have been primarily allotted to the driver and thus
essentially served the purpose of vehicle control support, whereas now the focus is
more and more on the entertainment of the passengers. The first commercially
available products are back seat monitors on which television programs can be
received or DVD can be played.
598 8.1 Data Transmission with POF

MOST - the development DAB


Computer
DVD
Display DVD
Display
TV Display
Telematics TV
Telematics TV
NAV
NAV Telematics
Voice NAV
Voice Voice NAV
Telematics
DSP/AMP GSM Voice
GSM NAV
RADIO CDC DSP/AMP GSM Voice
DSP/AMP GSM Voice
RADIO CDC DSP GSM
CDC DSP/AMP GSM/UMTS
RADIO CDW DSP/AMP
RADIO CDC DSP/AMP
RADIO CDC
RADIO CDC
RADIO
RADIO
D2B Optical: 4.9 Mbps MOST-Net: 22.5 Mbps 50/150 Mbps
1997 1998 2000 MOST future
Fig. 8.5: Development of the bus cross-linking of digital devices in automobiles

8.1.1.1 D2B
The D2B system was developed by DaimlerChrysler in 1998. The primary goal
was the transmission of audio signals between the different components in enter-
tainment electronics. The audio systems were considered to be the most important
application. Figure 8.6 from >D2B02@ shows the configuration in the M Class.

Radio or MCS
D2B master

Phone Sound System


D2B Component 5 D2B Component 1

Voice Control CD Changer


D2B Component 4 Diagnostic D2B Component 2
Wake-up
Tele Aid
D2B Component 3

Fig. 8.6: D2B configuration


8.1 Data Transmission with POF 599

According to >Sco04@ over 6 million nodes were installed in Mercedes and


Jaguar vehicles in 2004. D2B is used in Jaguars X-type, S-type and XJ-Series.
The D2B in vehicles connects the CD-changers, car telephone, back seat systems
with screens, DVD-player, selector and microphone, voice recognition, sound sys-
tem, and the navigation computer.
The data rate of the bus amounts to 5.6 Mbit/s and the data is transmitted by
means of a LED at 650 nm and with 1 mm / 2.2 mm SI-POF cables (see Chap. 7).
The maximum length is 8 m and the D2B connector is a special development. The
connector was supposed to enable good optical contacts relatively independent of
the surface quality of the POF. A cap was developed containing index gel in
which the cut-off POF is placed. The actual contact is the smooth front surface of
the cap (Fig. 8.7).

coupling

POF POF

PMMA insert PMMA insert

index gel

Fig. 8.7: Connector for D2B

The spacing between the fiber end faces is less than 1 mm so that the losses per
connection remain below 2 dB.

8.1.1.2 MOST
The use of D2B is limited to only one manufacturer which is why a drop in price
could not be achieved despite large production quantities. This may have been one
of the main reasons for the development of MOST. German automobile manufac-
turers in particular took the lead in this consortium. The MOST Corporation was
founded in 1998 by BMW, DaimlerChrysler, Becker Radio and OASIS Silicon
Systems. In 2001, the 7-series BMW was the first series production model world-
wide equipped with this data bus.
The first version of the MOST-bus can transport up to 25 Mbit/s. According to
>Thi03a@ the prices for a MOST-link dropped from about 10 to 5 between
2002 and 2003 (the optical components were two-thirds of the costs).
An overview of the development of MOST technology can be found in
>Muy05a@, >Muy05b@ and >Thi03b@. The figures mentioned in the different refe-
rences on the use of MOST technology are:
600 8.1 Data Transmission with POF

6 million MOST nodes were installed in September 2003


70 different terminal units with a MOST interface were on the market in 2003
More than 10 million MOST nodes per year as of 2004
More than 20 million installed nodes in 2005.
The number of vehicle models with MOST:
1. vehicle model in 2001
10 models by the end of 2003
15 models in September 2004
36 models by the end of 2005 (see Fig. 8.8)

Fig. 8.8: Car series with MOST bus (Sept. 2005, [Muy05b])

In May 2005, the MOST Consortium comprised the following members


(>Muy05b@):

official Audi, BMW, DaimlerChrysler, Harman/Becker, Oasis


partners SiliconSystems
Associated Aston Martin, Ford, Honda, Hyundai/Kia, Jaguar, Land Rover,
partners: Nissan, Porsche, PSA, Renault, Toyota, Volvo, VW
Carmakers
Associated Advanced Optical Components, Agilent Technologies, Alpine,
partners: Analog Devices, ASK Industries, Audiovox Electronics, AWTCE,
Suppliers Bosch, Bose, C&CE, c&s group, Citizen Electronics, Clarion,
Delco, Dension Audio, DENSO, FCI, Firecomms, Fujitsu TEN,
Furukawa, GADV, Hamamatsu, Hirschmann, Hosiden, Hyundai
Autonet, HYUNDAI MOBIS, IAV, IMC, Infineon, Iriso, Johnson
Controls, K2L, Kenwood, Korea, Electric Terminal, Kostal, Lear,
LINEAS Automotive, Matsushita Communication, Matsushita
Electric, Melexis, Mitsubishi Electric, Mitsubishi Rayon, Mitsumi
Newtec, Motorola, Nokia, Ontorix GmbH, OPTITAS, Philips,
Pioneer, Renesas Technology, RUETZ Technologies, Sanyo,
SEWS-CE, SHARP, Siemens VDO, SMSC, Softing,
STMicroelectronics, TYCO AMP, Vector, Visteon, Yazaki
8.1 Data Transmission with POF 601

One great advantage of the MOST technology is the use of standardized trans-
ceivers, fibers and connectors. The transmitters and receivers for MOST are
shown in Fig. 8.9.

Fig. 8.9: MOST transmitters/receivers by Infineon and Hamamatsu ([Fre04b], [Thi03b])

The development of different connector versions is particularly important.


Hybrid connectors are used with MOST in which POF and copper cables can be
combined. In addition to device connectors, in-line couplings are also customary.
Figure 8.10 shows some examples.

Fig. 8.10: MOST connectors and in-line couplings (AMP, [AMP00])


602 8.1 Data Transmission with POF

Fig. 8.11: Versions for MOST connectors ([Thi03b])

The necessary transmission data rates increase parallel to the number of devices
connected. Even now the introduction of 50 Mbit/s and later 150 Mbit/s is being
prepared in the MOST Consortium. At least in the long-term data rates of
400 Mbit/s and more can be expected. Polymer fibers themselves offer sufficient
bandwidth even for these speeds. The development of transmitting diodes makes
such systems appear realizable. The design of correspondingly more sensitive and
faster detectors is still somewhat problematical. Even just a few years ago it was
thought that higher data rates could only be realized with smaller receivers since
the photodiode capacity was otherwise the limiting factor. In the meantime, this
hypothesis has since been refuted. Even with 1 mm thick fibers data rates far
above 1 Gbit/s can be realized.
The following current versions have already been realized and included in the
MOST standard:
LED/POF solution for 50 Mbit/s
RC-LED/POF products for 150 Mbit/s have been certified
Electrical transmission on twisted pair copper cables with 50 Mbit/s (Fig. 8.12)
Transmission of 150 Mbit/s with PCS and 850 nm VCSEL

Fig. 8.12: Electrical transmission in the MOST system

One essential advantage of the current MOST version on twisted-pair insulated


conductors is being able to insert 8 plug-in connections per link (>SMCS06@). This
also enables the use of MOST for those vehicle manufacturers which products are
comprised of numerous individual modules.
8.1 Data Transmission with POF 603

The use of Gigastar links was proposed in >Kra02b@ as a solution for high data
rates. Up to 1,300 Mbit/s can be transmitted over unshielded twin conductor
cables as a differential CML signal or one-pair STP cables (3 mm). The system
allows a maximum link length of 30 m.

8.1.1.3 Byteflight
The Byteflight system has only been used so far by BMW. It connects airbag sys-
tems with other control components in the Intelligent Safety Integration System
(>Gri00@). The connectors and fibers used correspond to the MOST standard.
However, the data is transmitted bidirectionally on one fiber. The topology is an
active star. The concept of a passive star did not work out because of the large
insertion loss of the central coupler. A BMW of the 6-Series displayed at the
POF2004 in Nuremberg equipped with MOST and Byteflight can be seen in
Fig. 8.13. According to >Fre04c@ a BMW contains 12 sensors for speed, accelera-
tion, and pressure for the airbag system.

Fig. 8.13: 6-series BMW with MOST and Byteflight (POF2004 Nuremberg)

The components were developed in cooperation with Siemens, Motorola and


Elmos. The data rate of Byteflight amounts to 10 Mbit/s. One of the components
in the bus is configured as a synchronization master and sets the clock speed for
all other users (every 250 s) which can send their data between the sync pulses.
There are two different priorities, whereby the transmission with a maximum wai-
ting period is guaranteed for high-prioritized data and the remaining capacity is
utilized for the less time-critical messages (Fig. 8.14).
604 8.1 Data Transmission with POF

1 2 3 ... 10 35 1 2 3 ... 10 38 75

high priority
messages time for low priority messages
e.g. comfort functions, diagnostics
Fig. 8.14: Data structure for Byteflight

The bidirectional rata is transmitted on POF at half-duplex. The transceivers


have been developed by Infineon (Fig. 8.15). The same components are used for
the components and the active star.

Fig. 8.15: Byteflight transceiver (Infineon) and IC (Elmos, [Gri00])

The specified data of the transceivers according to >Sch00b@ and >BFT03@ are:
optical output power at 30 mA: -5.2 dB
rise time and fall time: < 35 ns
peak wavelength at 25 C: 650 10 nm
peak wavelength from -40 C to +85 C: 650 20 nm
receiver sensitivity: < -23 dBm
maximum receiving power: -1.0 dBm (800 W)
power consumption in standby mode: < 10 A
operating temperature: -40C to +85C
At present there are still several directions the on-going development of the
Byteflight system could take. It seems to be certain that the concept of the active
star is being primarily expanded for critical safety applications. The most probable
successor to Byteflight is Flexray with a system bit rate of at least 100 Mbit/s. So
far, Flexray has only been planned as an electrical version although technically
both POF as well as PCS are usable.

8.1.1.4 IDB 1394


The possibility of using Standard IEEE 1394 in automobiles has been discussed
for years; in home applications it is already a widespread standard. The ulterior
8.1 Data Transmission with POF 605

motive is primarily the desire to transmit uncompressed video data and the pos-
sibility to connect external devices to the vehicle system via a Customer Conve-
nience Port (CCP). In order to meet the greater requirements in vehicles, the stan-
dard version IDB 1394 has been developed.
The carmakers Renault (Espace model) and Nissan (Fig. 8.16) have demon-
strated prototypes with IDB 1394 in the past few years. Renault uses LED-based
200 Mbit/s connections which can transmit 3 simultaneous video signals for a
DVD player, digital television and a rearview camera.
In the Nissan vehicle seven different cameras can be retrieved over the
400 Mbit/s network. The driver can simultaneously view up to four pictures on
one screen.

Fig. 8.16: Nissan demonstration car with IDB 1394 ([New04])

A description of the IDB 1394 draft is given in >Tee01@ and >Lit03@. Symme-
trical twisted copper cables as well as POF are planned as media for longer links.
The maximum transmission lengths should be 18 m - 10 m with two plug-in con-
nections. One great advantage of the 1394 specification lies in the free choice of
topology. Tree, mesh, star or ring network topologies are possible. A connector
based on the well-known SMI connector is planned for the CCP. The data struc-
ture of 1394 has been optimized for multimedia applications. Real time applica-
tions such as video transmission as well as data connections with variable bit rates
have been realized.
Components for POF-based IDB 1394 are already available. Firecomms intro-
duced new RC-LEDs in >Lam05@ which can be used for 200 Mbit/s under auto-
mobile conditions. The operating temperature ranges from -40C to +95C with a
POF-coupled power of more than -5 dBm.

8.1.1.5 MOST with PCS


One of the decisive disadvantages of the use of POF in mobile networks is the
limited temperature range. Currently, only up to +85C are allowed for MOST
POF. Newer fiber versions permit the use up to +105C. Actually, there are indeed
even hotter areas as is shown in Fig. 8.17.
606 8.1 Data Transmission with POF

Fig. 8.17: Temperatures in a car according to [GMM02]

An increase in the temperature range to +125C would at least make possible


the use of optical networks in the engine compartment, in the entire dashboard and
under the roof. Temperature-resistant polymers could definitely be used up to
+170C. At present, however, there is no fiber development taking place in this
area.
This is the reason for DaimlerChryslers use of polymer-clad glass fibers (PCS)
as an alternative. The core diameter of these fibers amounts to 200 m with a NA
of 0.37. The advantages of PCS over POF have been mentioned in several papers:
use in higher temperature ranges up to +125C
better power budget through use of VCSEL, enables among other things the
setting-up of passive star networks
higher bandwidths - in the meantime no longer valid
A system which has been set up is described in >Zeeb02@ and >Zeeb03@. The
center of the passive star network is a recently developed 13-port coupler with
11.1 dB up to 15 dB insertion loss. Fibers up to 15 m in length can be connected to
every port. The data rate in the network is 622 Mbit/s, whereby up to 270 Mbit/s
could be transmitted per channel. After 2 years of driving experiments with 26
equipped S-Class vehicles there was no decline in the system parameters. The
PCS cables with an outer diameter of 1.5 mm allow a bending radius of 5 mm and
do not exhibit an increase in attenuation either after 100,000 bending cycles or
after thermal loads between -55C and +95C.
A service life of 10,000 hours at +125C at prices of 50 cents are claimed for
the VCSEL used. The costs for PCS suitable for MOST are given in >Fre04c@ at
around 50 cents/m which is considerably more expensive than POF. The costs for
connectors and especially for the central coupler have not yet been published.
8.1 Data Transmission with POF 607

A comparison between PCS and POF in regard to the possible power budget is
given in Table 8.2 in >Zeeb02@.

Table 8.2: Comparison of the power budgets for POF and PCS

Parameter Unit POF/LED PCS/VCSEL


wavelength [nm] 650 850
minimum emitted power [dBm] -9.6 -1.0*
receiver sensitivity [dBm] -25.0 -27.0
dynamic range [dB] 15.4 26.0
fiber attenuation [dB/km] 300 < 10
connector loss [dB] 2.0 < 2.0
coupling loss at the transceiver [dB] 2.5 2.5
core diameter of the fiber [m] 980 200
bending radius [mm] 25 10
* with active power control or with passive compensation

At first, the PCS seems to come off much better. The advantages of the system
are primarily based on three characteristics:
The fiber attenuation of the PCS with 10 dB/km is practically negligible com-
pared with that of POF (300 dB/km). With a maximum connection length of
10 m, however, this only amounts to a few dB.
The guaranteed output power of the VCSEL is much higher than that of
MOST LED. The reasons for this are a more efficient coupling-in and
especially the output power control. These measures were dropped with the
MOST LED for reasons of cost. An adjusted LED with optimized coupling,
e.g. with micro-mirrors, could also guarantee a very much higher fiber-
coupled power.
Very much better values can be achieved for the attenuation of PCS connec-
tors than are specified for the MOST POF connector. However, much lower
tolerances (about 10 m) have to be met and the surface preparation of PCS
requires much more effort, e.g. cutting with a CO2 laser. The attenuation for
POF connectors could also be reduced considerably if the tolerances of the
connectors and fibers were reduced to the level of PCS.
In any case, it is advantageous that the 850 nm VCSEL can be modulated with
high data rates without any problems. It certainly remains questionable whether
the increased demands on adjustment tolerances and transmitter stabilization can
be realized with the comparably lower POF manufacturing costs.
A possibility for setting up the required central coupler in a passive star is
shown in >Bu00@. The different fibers are coupled to a mixing cylinder with a
diameter of 1,000 m (Fig. 8.18). Insertion losses between 17.10 dB and 18.53 dB
were established in three measurements (Fig. 8.19).
608 8.1 Data Transmission with POF

200 m
PCS fibers mixing
cylinder

reflective
surface configuration
with 16 PCS

Fig. 8.18: Construction of reflective star couplers ([Bu00])

insertion loss [dB]


18.6
18.4
18.2
18.0
17.8
17.6
17.4
17.2
17.0
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16
port number
Fig. 8.19: Insertion loss of three 16-port star couplers according to [Bu00]

For bi-directional data transmission >Bu00@ proposes the use of VCSEL mo-
dules in which light is combined between a photodiode and the transmitter via a
micro-mirror. Up to 250 Mbit/s are possible in half-duplex operation (transmission
power -2.5 dB and the receiver sensitivity -20 dB).
The PCS solution is specified in the MOST standard as Advanced Optical Phy-
sical Layer (aoPHY, >Pof06@). A passive star is no longer planned; point-to-point
connections will now be set up. The specified parameters of the links are:
fiber: 200 m/230 m SI-PCS
transmitter: 850 nm VCSEL
power budget: 20 dB
minimum bending radius: 9 mm
data rate: >150 Mbit/s
connector: MOST compatible
8.1 Data Transmission with POF 609

Sample components for fibers, connectors and active elements are available
from OFS, Polymicro, Infineon, Yazaki, Advanced Optical Components, Delphi,
Leoni and Tyco. There is varying information on the set-up of the PCS lines but
there is uniformity as regards use of 200 m/230 m with a NA of 0.37. The outer
jackets consists of PA12 and has a diameter of 1.5 mm or 2.3 mm respectively.
An example of commercially available VCSEL is given in >Pof02@. Here a
850 nm VCSEL Honeywell 4085-321 was tested. Between -55C and +125C the
output power without adjustment would fluctuate between 10 W and 150 W
(Fig. 8.20).

Fig. 8.20: Current-power-characteristics of a 850 nm VCSEL

A relatively constant output power can be adjusted (0.90 0.25 mW) with the
aid of a temperature-dependent resistor network in the VCSEL control, i.e. a com-
bination of NTC and PTC. An error-free transmission of data with 500 Mbit/s
could then be realized.

8.1.1.6 Outlook for the Automobile Networks


The continuing development of optical vehicle networks seemed to be predeter-
mined with the introduction of MOST in more and more vehicles, the introduction
of an additional bus system with Byteflight and the successful demonstration of
the technical feasibility of ever faster solutions (MOST with 150 Mbit/s,
IDB 1394 with 400 Mbit/s). A timeline for possible development is shown in
Fig. 8.21 (from the perspective of 2001).
Sometime around 2003 things stagnated when DaimlerChrysler first announced
it would use 200 m PCS in combination with 850 nm VCSEL in the future
instead of POF. In 2004, DaimlerChrysler then announced it would not be using
any optical fibers at all in the future (>Wol04@). This statement was in fact quickly
retracted, but since then a great deal of uncertainty has prevailed among the many
suppliers and other carmakers.
610 8.1 Data Transmission with POF

1,000
bit rate [Mbit/s] IEEE 1394 ?

100
MOST2

10 MOST
D2B
1
CAN
year
0.1
1996 1998 2000 2002 2004 2006 2008
Fig. 8.21: Potential bit rate development in automobiles (prognosis from 2001)

Today it seems to be clear that there is no pressing reason for replacing POF. In
the meantime, there are RC-LEDs among the active components which also attain
150 Mbit/s and clearly improve the power budget and temperature range. SI-POFs
have shown that without qualification they allow up to 2.5 Gbit/s over 10 m. A
PMMA POF with a temperature range up to +105C is available on the market
which has only a slightly higher attenuation compared to standard POF.
On the other hand many experiments have demonstrated copper-based solutions
for high data rates. Both shielded twisted cables as well as coaxial cables have
been tested. An example is described in [Beer05]. Here the data is transmitted at a
maximum of 800 Mbit/s with symmetrical shielded cables. The maximum
operating temperature is +125C and the minimum bending radius of the cable is
10 mm. FCI has developed a corresponding plug-in connector.

Fig. 8.22: Proposal for a MOST copper connector (for up to 800 Mbit/s, [Beer05])

At least under laboratory conditions the newer copper solutions are also con-
form to the limiting values for electromagnetic compatibility (one of the main
arguments for using optics was the protection from disturbances). A very decisive
step for the continued expansion of POF in vehicle networks could be the develop-
ment of very fast (1 Gbit/s) modulable LEDs which have already been achieved in
the laboratory. Only when the link costs in optics come close to those of copper
technology, will they be successful.
8.1 Data Transmission with POF 611

8.1.1.7 Corrugated Micro Tube POF Cable in the Car


A very interesting use for POF cables with a corrugated micro tube (CMT, see
also Chapter 3) could result with the introduction of a new operating voltage level
in vehicles, possibly 42 V. Figure 8.23 shows the connection of a digital device
using POF with corrugated micro tube which serves the double purpose of mecha-
nical protection and power supply (the second terminal is as usual the frame of the
vehicle).

digital
device

data connection
with CMT-POF
42 V power supply over
the metal sheath

Fig. 8.23: Connection of devices with power supply via the protective cladding

Space requirements and the weight of the cable harnesses can be limited in
spite of the increasing number of data connections. Even in the MOST specifica-
tions different hybrid plug-and-socket connectors are planned so that the power
supply and the data transmission can be installed at the same time.

8.1.1.8 Optical Camera Links for Trucks


Nexans Autoelectric in cooperation with DaimlerChrysler has developed a new
kind of truck camera parking system. Several different cameras are mounted on a
trailer which cover the entire surrounding area without any gaps. The analysis
electronics are located in the tractor-trailer, e.g. in an Actros, Fig. 8.24. The
images taken are equalized so that the driver gets a complete picture and can
safely park in narrow parking spaces or heavily trafficked loading areas.
A new solution is being pursued here by combining the different cameras with
the central electronics. Conventional cables reach their limits in regard to length -
up to 30 m - and the required bandwidth. Wireless transmission is difficult to
realize because of the great amounts of data and the danger of superimposition in
areas with many trucks. Optical fibers permit error-free transmission with high
capacities.
612 8.1 Data Transmission with POF

Fig. 8.24: Actros truck (DaimlerChrysler)

Solutions for the required robust connectors have already been developed for
trains. The 200 m PCS as well as 1 mm POF (SI-POF with MOST specifications
and multicore fibers) are currently being tested. The camera equipment - digital or
analog - with optical fibers is shown in the following sketch.

camera 1 curled hybrid cable camera 3

fiber optical connection


control
unit

connector camera 4
camera 2
coupling
trailer
tractor trailer

Fig. 8.25: Trucker trailer with camera parking system

A flexible connection between the tractor and the trailer naturally constitutes a
great challenge. So far relatively thick coiled cables have been used which are
about 7 m long (cable length), contain around a dozen electrical conductors and
have an outer diameter of 15.5 mm. The spiral diameter amounts to 80 mm
(Fig. 8.26).
8.1 Data Transmission with POF 613

Fig. 8.26: Curled cable and cross area (Nexans Autoelectric)

Tests are being conducted in cooperation with the POF-AC Nrnberg as to


which optical fibers can meet the demands when making coiled cables with short-
time high temperatures and operating with tight, continuously changing bends.
The connectors are produced by Ratioplast/Lbbecke. Figure 8.27 shows the
maximum connection lengths which may be used.

2m 5m 7m 20 m 1m

steering box curl / hybrid cable

fiber coupling
Fig. 8.27: Maximum connection length

All in all a connection length of up to 35 m may result. There is enough band-


width available (about 8 MHz) with standard MOST POF for an analog camera
signal in PAL quality. Even several channels can simultaneously be transmitted by
frequency multiplexing. The bandwidth is just sufficient enough for a complete
digital signal (uncompressed). It is then advantageous to use a MC-POF or Semi-
GI-PCS.
One of the first experiments showed that the attenuation of the MC-POF only
increases by about 0.15 dB/m by installing it in the coiled cable - a total of about
1 dB for the coiled conductor. The attenuation of the POF in the coiled cable does
not measurably change when stretching the coiled cable. With a POF attenuation
of 0.4 dB/m including the influences through aging and temperature fluctuations
and a loss of 2 dB per plug-in connection the maximum link loss amounts to:
Dlink llink DPOF  N D connector  D coil
35 m 0.4 dB m  4 2 dB  1 dB 23 dB
614 8.1 Data Transmission with POF

Corrugated sheath cables are used for the fixed cable connections in the tractor
and the trailer (Fig. 8.28) in order to assure optimum protection of the light wave-
guide. Ratioplasts plug-in connectors guarantee a low insertion loss. Light is col-
limated with the aid of a lens so that a secure connection is guaranteed contact-less
and even at relatively great distances. The necessary angular exactness is ensured
by the guide of the hybrid connector.

Fig. 8.28: Lens connector for camera link with corrugated micro tube cable

A complete box for the multi-pin hybrid cable with protective lid and an inte-
grated optical fiber is shown in Fig. 8.29. The optical fiber in the corrugated
sheath tube can be seen in the cable bundle in the side view.

Fig. 8.29: Hybrid plug and connector with CMT

8.1.2 Data Networks in Apartments and Buildings

The use of POF in vehicle networks represented the first large-scale application
and has pushed the development of polymer fibers far ahead. An even greater
potential consists of apartments and building networks which requires differenti-
ating between different fields of application. In office buildings the connection of
8.1 Data Transmission with POF 615

the workplace computers, access to the internet and telecommunication networks


and data transfer to a storage system are important. In the private realm of
apartments the dominant services are now as before video applications such as TV
and video on demand. Consequently, the demands on the network architecture
differ.
For a long time now there have been standards for service independent, struc-
tured networks. In residential buildings the networks are as always service-related
and not set up to be expanded (for cost reasons only the absolute minimum is
almost always installed). The author lives for example in a new building built in
2001 in which after only six years the coaxial cable network installed as a tree
network has to be replaced. An enormous demand for the refitting of apartments
and buildings will come about with the rapid expansion of broadband networks in
Germany.

8.1.2.1 Use of POF in LAN Applications


At present, data cables based on symmetrical copper cables are dominant in LAN
applications, but first of all glass fibers predominate in networks. Whereas just a
few years ago 10 Mbit/s Ethernet (10BaseT) had the main share of interfaces in
star or tree structures, today pure star networks are predominantly set up on the
basis of 100 Mbit/s connections. The basis of modern LAN topologies are the
standards for structured cabling, e.g. EN 11801.
With structured cabling the LAN is divided into different segments for which
there are corresponding recommendations. Within the buildings the vertical cab-
ling, i.e. between cellar and upper floors, and the horizontal cabling on the indivi-
dual floors are separated. For the different bit rates varied categories are estab-
lished for the quality of the copper cables. The length of the copper cables is
always 100 m (90 m for a permanently installed cable plus 2 lengths of 5 m each
for the patch cables in the distribution room and the office (see Fig. 8.30). An
illustration of the individual elements:
1: Individual building server with connection to the telecom networks
2: Vertical cabling, e.g. 1000BaseSX
3: Floor switch
4: Patch cable (maximum of 5 m)
5: Distribution room for the floor
6: Horizontal cabling
7: Plug-and-socket connection in the office
8: Connecting cable (maximum of 5 m)
9: Terminal device, e.g. the computer
The following arguments could be used for the use of polymer optical fibers in
LAN applications:
less space required for the cables
lower susceptibility for disturbances
galvanic separation of the components
616 8.1 Data Transmission with POF

Data networks in office buildings as a rule are planned and set up very care-
fully. The use of shielded cables rather than unshielded cables dominates in
Germany - in contrast to the U.S.A. Paying careful attention to a unified ground
potential throughout the entire building makes an optimal use of the advantages of
shielded cables possible. Consequently, electromagnetic disturbances do not play
a major role in data networks, at least when properly installed.

5 6 8 9
4
7
3

Fig. 8.30: Components in structured LAN cabling

The data cables in office buildings are usually laid on grids below the respec-
tive floor ceilings. The high space requirements for the data cables does not play a
significant role.
Connecting electronic devices to the electric circuit and through data networks
always produces loops which can act as antennas or even create undesired current
paths. In commercial use these problems should always be taken into conside-
ration. Above all, the problem of induction, e.g. caused by lightning striking, has
to be solved by means of appropriate protective grounding. In such a case POF
would be an interesting alternative, which could surely be used in special applica-
tions. Practicable and proven solutions do exist for copper cables, too.

8.1.2.2 Use of POF in Private Networks


Todays apartments are mostly equipped with three different cable-based net-
works: the telephone network, the connection to the broadband coaxial cable net-
work or an antenna system and the 230 V electrical power supply. Each of these
networks is adapted for its own specific, albeit very different purpose. Figure 8.31
shows a typical network structure in an apartment.
8.1 Data Transmission with POF 617

phone

TV

electrical
power

Fig. 8.31: Typical apartment cabling (3-room apartment)

As can be seen, only the electrical power supply effectively connects all rooms.
The telephone and broadband networks do in fact provide a connection to the
access networks, but not the possibility of networking different terminal devices
within an apartment as illustrated in Fig. 8.32.

house bed room with


office room monitored
surveillance TV and radio
PC with internet washing
phone, fax machine
telephone
outlet

TV outlet
TV with
DVD-recorder childrens
room with TV
intelligent guest room and computer
refrigerator with TV

Fig. 8.32: Examples of cross-linked devices in a household

The list of possible devices requiring networking could be expanded at will.


Surveillance and control systems for heat, windows and doors have increasingly
gained in importance. The author personally experienced apartments still being
planned and built in 2001 without any kind of system for networking. The tenant
is thus confronted with the problem of establishing data connections between de-
vices with the lowest possible expenditure of time and money. Two possibilities
for completely overcoming such a situation without installing cables is to use
Power-Line technology or to set up a radio system. Both options are technically
618 8.1 Data Transmission with POF

advanced and thoroughly affordable. However, the possible bit rates and the
attainable quality are subject to definite limitations. Cable-based systems are pre-
ferable when transmitting high-quality moving pictures in real time or with a
broadband connection of computers, for example, when working at home. Diffe-
rent copper cables as well as optic fibers can be considered. Table 8.3 summarizes
some possible technologies for use in private surroundings.

Table 8.3: Technologies for home networks


Technology Capacity Advantages/Disadvantages
radio technologies
UMTS 2 Mbit/s over 70 m no local networking
300 kbit/s 100 m
14 Mbit/s (HSDPA)
Bluetooth 1 Mbit/s over 10 m extremely simple networking,
50 Mbit/s (802.15.3) limited capacity
wireless ATM 25 Mbit/s over 30 m support a wide area of services,
still relatively expensive
wireless LAN 54 Mbit/s over 30 m widely used
IEEE 802.11g shared medium
UWB / 802.11n ..1 Gbit/s over 10 m under development
copper cable
PNA some Mbit/s requires existing phone line,
EMI sensitive
coaxial cable some 100 Mbit/s requires existing coaxial cables
relatively complex converters
data cable 1 Gbit/s over 100 m large cables (approx. 7-8 mm): highest
(twisted pair) developed LAN technology
PLC up to approx. easy to install, critical EMI sensitivity
45 Mbit/s and radio emission, shared medium
(Home-Plug AV)
optical cable
glass SM fiber nearly unlimited extremely expensive installation
glass MM fiber 2.5 Gbit/s only limited effort for installation
PMMA POF 100..1000 Mbit/s still a new technology
over 100 m extremely easy installation
abbreviations:
EMI: Electromagnetic Interference
PNA: Phone Network Association, uses existing copper cables
PLC: Power Line Communication, uses electrical power supply
UMTS: Universal Mobile Telecommunication Service, mobile phone standard, 3rd generation

As can be seen in the table, the PMMA POF lies in the mid-range of perfor-
mance characteristics for the various transmission media. As regards the simpli-
city of installation, radio systems and PLC, of course, cannot be surpassed.
Among the cable-based systems, POF is distinguished as having the easiest cable
8.1 Data Transmission with POF 619

setup and the most reasonably priced connection technology. A size comparison of
different cables is illustrated in Fig. 8.33, clearly demonstrating that POF can be
integrated very well into existing cable duct systems.

coaxial cable
: 7 mm

4 pair
data cable
: 7.5 mm

duplex POF 15 u 15 mm cable duct


2.2 mm filled with 2 coaxial cables
u 4.4 mm 2 duplex POF
subsequently installed
Fig. 8.33: Size comparison of different cables

Fig. 8.34: The red one or the black one? Among the media for inhouse cabling, the custo-
mer has the choice between symmetrical copper cables or POF mainly (Photo:
I. Mnnl, University of Applied Sciences Nuremberg)
620 8.1 Data Transmission with POF

Besides the question of transmission media, the point of greatest interest is the
interface to the consumer. A system can only gain general acceptance when ter-
minal devices are equipped with appropriate connectors, the services desired can
be supported with sufficient quality and the components for setting up the network
are available at reasonable prices. Table 8.4 lists some of the interesting interfaces.

Table 8.4: Interfaces for home networks


Interface Bit Rates Advantages/Disadvantages
ATM Forum 25 Mbit/s, 155 Mbit/s, supports high-quality services and is
622 Mbit/s, 2.5 Gbit/s already employed in long-distance
networks, up until now too expensive
for home use
Ethernet 10 Mbit/s, 100 Mbit/s used above all for IP applications,
1,000 Mbit/s wide-spread and good value,
dominant in LAN field
difficult with video transmission
USB 12 Mbit/s wide-spread standard for PCs
(new 480 Mbit/s) very simple operation
requires running PC
up until now data rates too low
IEEE 1394 100 Mbit/s, 200 Mbit/s universal system for all applications
400 Mbit/s, 800 Mbit/s (incl. video)
up to 3.2 Gbit/s planned multi master network with extremely
easy operation

POF systems have already been created for all 4 interfaces mentioned. The
ATM forum has already specified the use of PMMA POF for 155 Mbit/s. Of parti-
cular interest is the inclusion of POF in the IEEE 1394 specification (up until now
100 Mbit/s and 200 Mbit/s over 50 m; 400 Mbit/s over 100 m is in preparation). In
contrast to Ethernet, this interface could gain acceptance not only with computers,
but also in diverse multimedia devices such as game consoles, cameras and video
cameras, televisions and DVD players and with computer peripherals.
The IEEE 1394 standard is intentionally not fixed to a medium, but provides
the user with the option of selecting his own cable. Therein lies great application
potential especially for POF as illustrated in the overview above.
In addition to the question of possible interfaces, the general building network
market in Germany should be considered. In contrast to other countries such as
Japan or the USA most people in Germany live in houses for several families.
Figure 8.35 shows the distribution in building size based on the last apartment and
house count in Berlin. On the left is shown the number of buildings in Berlin
(approx. 200,000) in different sizes (A/B: apartments per building). The right side
of the diagram compares the number of apartments (1,200,000) within the various
building size classes.
8.1 Data Transmission with POF 621

buildings apartments 1 A/B


2 A/B
3 to 6 A/B
7 to 12 A/B
13 to 20 A/B
>20 A/B
A/B: apartments/building

Fig. 8.35: Building size distribution in Berlin

Although almost half of the buildings are single-family houses, they only repre-
sent about 10% of all Berlin apartments. Approximately of the apartments are in
buildings with 7-12, 13-20 or >20 apartments respectively. In Germany around
70% of all apartments are nevertheless in houses for several families.
In conclusion, Fig. 8.36 shows the accumulated frequency of cable lengths in
buildings - calculated for the building size distribution in Berlin. Practically all
cable lengths - measured between the access point in the house and the terminal
device - are under 100 m, typical lengths being 30 m to 40 m. It can also be seen
here that POF fits in well with the requirements not only for networks in apart-
ments, but also in the buildings (see[Kra98]).

cumulated frequency
1.0
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1 cable length
0.0
0m 20 m 40 m 60 m 80 m 100 m
Fig. 8.36: Cable length distribution in Berlin

A special feature in some European countries, Germany included, is a very high


share of apartments in multi-family houses. In the USA this share is about 20%
and in Germany about 70% (Fig. 8.37). Thus, the development of new solutions
for building networks must proceed especially in Germany.
622 8.1 Data Transmission with POF

60-70%: Spain
Germany
Italy
50-60%: Schweden
Austria
40-50%: Denmark
France
Finnland
30-40%: Netherland
Portugal
20-30%: Belgium
10-20%: Great Britain
<10%: Ireland

Fig. 8.37: Share of multi-family houses ([Tan04])

Surely one of the most critical questions is that of the future potential of poly-
mer fibers in the networking of buildings. As explained in detail in Chapter 2,
there has been a number of different fiber versions. Standard SI-POF is the only
version available in large quantities and which is stable and moderately priced.
However, the data rate with the systems available today is limited to 100 Mbit/s.
In order to maintain network expandability up to 1,000 Mbit/s, fibers with a higher
bandwidth should be installed which may then not function optimally with the
existing Fast Ethernet components.
The latest technical developments, however, show a sensible way out of this
predicament. One Gbit/s can also be transmitted over SI-POF with efficient band-
width procedures as they have long been used for copper or wireless. There should
be market availability of such systems in the near future. The need for such high
data rates will presumably only arise when glass fiber connections have proven
successful on a wide front. In Germany at least that will still take a few years.
Another aspect is that POF can be replaced relatively easily. Should the instal-
lation of SI-POF really no longer meet the requirements, then it can be replaced
with GI-POF with relatively little effort. These fibers should be considerably
cheaper in a few years.
The connection lengths will always be below 25 m within the apartments, typi-
cal lengths being 10 to 20 m between rooms. At such short distances 1 Gbit/s can
8.1 Data Transmission with POF 623

be transmitted trouble-free with NRZ coding over a SI-POF. Here, too, the user
can hardly do anything wrong.

8.1.2.3 POF and the Development of Broadband Networks


The decisive driving force for the development of digital home networks, and thus
for POF technology, too, is the expansion of the broadband access network. The
age of broadband in Germany began in 1999 with the introduction of ADSL. In
just a few years these fast data connections will have replaced conventional tele-
phone connections. An estimate for the development of private customer connec-
tions world-wide by number and bandwidth is shown in Fig. 8.38 (from 2004).

number of broadband connections [millions]


500
450 1 Mbit/s
10 Mbit/s
400
100 Mbit/s
350
1000 Mbit/s
300
250
200
150
100
50
0
2004 2007 2010 future

Fig. 8.38: Development of broadband access connections world wide (estimation from
Teleconnect Dresden)

According to this estimate there will be one-half billion broadband connections


world-wide as early as 2010. Just as important is the fact that in the near future
average data rates between 100 Mbit/s and 1,000 Mbit/s will be the standard con-
nection. The technical reason behind this development is that ADSL is being
replaced by VDSL and the ever-increasing use of Fiber to the Home (FTTH). This
development will also prevail for wireless connections, whereby such high data
rates can only be attained through directional connections with line-of-sight bet-
ween the base station and users.
This development will have decisive consequences for the networks inside
buildings.
ADSL delivers bit rates up to 10 Mbit/s. A modem can generally be found in
the users apartment. Powerline and wireless LAN provide enough capacity
even when neighbors are simultaneously online.
624 8.1 Data Transmission with POF

VDSL supplies bit rates up to 100 Mbit/s. In many instances the modem is lo-
cated in the cellar when the in-house networks is not of high enough quality.
Wireless LAN and PLC do not possess either the necessary range or the
capacity, especially when several users in the building are online. A cable-
based network infrastructure will be necessary in the building.
FTTH is extremely expensive. With Fiber to the Building (FTTB) each indi-
vidual building has only to be connected when the data is effectively distri-
buted in the building. The capacity of a glass fiber also suffices quite easily
for buildings with many apartments.
Broadband directional wireless connections require an outdoor antenna - on
the roof or an outside wall - in the direction of the base station. Here, too,
basic networks will needed to connect the terminal devices.
Figures 8.39 and 8.40 show that the estimates of bit rates and user numbers,
Germany included, will be fulfilled.

max. available customer


bit rate [Mbit/s]
100 FTTH

VDSL

ADSL2+
10

ADSL

year
0.1
1998 2000 2002 2004 2006
Fig. 8.39: Available bit rate for private customers in Germany

The first ADSL connection offered a total of about 1 Mbit/s. The possible capa-
city of 6 Mbit/s was soon quickly reached before ADSL and ADSL2+ were ex-
panded to 18 Mbit/s, however, only for subscribers close to the telephone exchan-
ges. In August 2006, after the end of the soccer World Cup, VDSL has also been
available in Germany for private customers. Step-by-step the bit rate is being in-
creased with a theoretical possibility of up to 300 Mbit/s. The first small providers
already offer glass fiber connections. When widespread coverage will be achieved
is more of a political than a technical or economic question. Nevertheless, there is
no doubt that in Germany an expansion of glass fiber must also reach the final
customer. The figures on the development of broadband users in Germany are
shown in Fig. 8.40.
8.1 Data Transmission with POF 625

number of broadband lines [millions]


20
18
16
14
12
10
8
6
4
2 year
0
1998 2000 2002 2004 2006 2008
Fig. 8.40: Development of broadband access in Germany

Even today about 40% of households have such a connection (90% with
ADSL). At the time when the first edition of this book was published it was still
below 1% and many so-called experts doubted the necessity of such a broadband
expansion. What is impressive about this chart is not only the rapid development,
but also the fact that Germany during the given period fell from a leading position
internationally to one of the last places in Europe in regard to connection density
(example in Fig. 8.41).

25%
broadband penetration DSL others

20%

15%

10%

5%

0%
Kor HK NL Dn Can Swz Tai Bel Isl Swe Nor Isr Jap Fin Sin USA Fra UK Aus Por Ger

Fig. 8.41: World wide comparison of the broadband supply ([Fal05])


626 8.1 Data Transmission with POF

Without question Germany will recover this lost ground. The necessity for an
efficient networking in buildings should not be viewed as an obstacle, but rather as
a possibility to simultaneously provide many customers with FTTB. However, a
technology which has moderately priced components and installation must form
the basis. The polymer fiber is an outstanding candidate for this task.

8.1.2.4 POF and Wireless


Particularly in the field of in-house networks wireless, essentially IEEE 802.11
Wireless LAN, and the polymer fiber are competitors. Wireless technology has a
developmental head start of a few years and the advantage of enormous political
weight. The draft of the Federal Ministry of Education and Research (BMBF) for
supporting research in information and communication technology up to 2020
deals almost exclusively with wireless technologies. There is just a short mention
of optical technologies and nothing at all regarding building networks. The reason
for this widespread belief that wireless technologies can soon meet any capacity
requirements at all is the rapid development of the maximum attainable data rates
of the different wireless systems. The following table shows some of these deve-
lopmental steps.

Table 8.5: Development of radio networks for home networks

Standard Year Capacity


IEEE 802.11 1997 2 Mbit/s (in the 2.4 GHz ISM band)
IEEE 802.11b 1999 11 Mbit/s (in the 2.4 GHz ISM band)
IEEE 802.11g 2002 54 Mbit/s (in the 2.4 GHz ISM band)
IEEE 802.11n 2005 up to 320 Mbit/s (2.4 GHz ISM band, MIMO-technology)
IEEE 802.16 2006 134 Mbit/s (11..60 GHz, line of sight)
IEEE 802.15.3 2004 200 Mbit/s / 4 m (Bluetooth WPAN, 2.4 GHz ISM band)
UWB ??? up to 1,000 Mbit/s (3.1 .. 10.6 GHz)
WigWam ??? up to 1,080 Mbit/s (5 GHz ISM band, MIMO technology)

In less than a decade the capacity of wireless technologies for the networks of
buildings has increased almost a thousand-fold. Two facts are not taken into
account with this simple comparison. The increase in capacity has for the most
part resulted from a better utilization of the available frequency ranges. For
example, the license-free ISM band from 2,400 MHz to 2,483 MHz is divided into
13 overlapping channels. Only three of these channels can be used at the same
time. With a bi-directional bit rate of 54 Mbit/s two of these channels are needed.
The 108 Mbit/s modems available in the meantime cannot work at all bi-directio-
nally with a full bit rate. In the second license-free band from 5,150 MHz to
5,350 MHz there is somewhat more capacity available, but the attenuation from
walls and other disturbances increases greatly. If several devices compete simul-
8.1 Data Transmission with POF 627

taneously for the available frequencies, possibly also including those of the neigh-
bors, then the attainable bit rates quickly drop.
The second part of the capacity increase results from high quality modulation
procedures (up to QAM 256). The latter require better noise ratios and can there-
fore still only be realized for the most part over short distances.
Figure 8.42 from >Sha04@ shows the relationship between reach (without walls)
and the attainable bit rate for the wireless systems in different generations. Alt-
hough the maximum capacities differentiate greatly, there is still a clear relation-
ship between capacity and reach. One has to keep in mind that the capacity will
drop strongly once again when several walls have to be penetrated, especially with
higher frequencies. Reinforced concrete walls and ceilings are almost im-
penetrable.

1000 throuput [Mbit/s]


UWB

100
802.11a, wireless LAN

802.11b, wireless LAN


10

1
802.15.4, Bluetooth

0.1
0 10 20 30 40 50 60 70 80 90 100
distance [m]

Fig. 8.42: Reach of radio networks ([Sha04])

Of course, there have also been real improvements in capacity with wireless
systems, e.g. by means of more efficient error correction algorithms and better
multiple-access procedures. The multiple input - multiple output (MIMO) tech-
nique is particularly effective, although each device has to have several antennas.
Dramatic increases in capacity by orders of magnitude are only possible in
wireless technology when the frequency band is expanded to several GHz - with
other services being switched off, which is illusory - or when the transmission
power is increased immensely which under certain circumstances can be un-
healthy.
Bit rates of several 100 Mbit/s, as can be transmitted by SI-POF without any
problems, are actually only possible for wireless within rooms. All cables form a
point-to-point connection. They thus guarantee the capacity independently of what
628 8.1 Data Transmission with POF

the other devices are doing at the moment. Nevertheless, in order to be able to
profit from the mobility of wireless networks with broadband applications, e.g. a
HDTV device, POF and wireless can be combined as in Fig. 8.43.
The building shown has a broadband connection, initially maybe some VDSL
lines, later a 2.5 Gbit/s glass fiber connection. A POF-based star network distri-
butes the data into the apartments per duplex fiber. There is another switch in
every apartment and from here on the data are transported on simplex fibers in
order to additionally facilitate the installation. The entire system can be set up with
Fast Ethernet with components available on the market today. A later expansion to
1,000 Mbit/s per line is conceivable. In addition, broadband wireless base stations
have been installed in a number of rooms. Since they only have to cover one room
each, they can operate with low transmission power and at high frequencies which
would reduce the disturbances in the neighboring rooms. A handover via the
central building node is possible so that full mobility is given.

broadband optical
radio cell switch apartment network
e.g.: 25 m at 650 nm
simplex fiber
building network
e.g.: 60 m at 470 nm
duplex fiber

DVB-X
receiver

broadband access:
ADSL2+, VDSL,
HFC, WiMax, FTTB..
active
node

Fig. 8.43: Optical apartment and building network with POF

The advantages of broadband wireless solutions and fixed POF installations can
be ideally combined in this proposal. The result for the end customer is a desirable
minimization of pollution through radio waves.
8.1 Data Transmission with POF 629

8.1.2.5 POF Topologies


Possible topologies are of fundamental importance for the use of POF. Today
there are practically no terminal devices available with POF interfaces. The user
has to use the electrical interfaces available on his devices and the signal has to be
converted to the POF by means of a medium converter (Fig. 8.44). The corres-
ponding power supplies are naturally also necessary.

power power
supply supply to
PC
POF

patch
patch
DSL cable
cable
modem
POF-media POF-media
converter converter

Fig. 8.44: Connection of a PC to the DSL modem using POF media converters

The disadvantage of this solution lies in the many necessary components. In


principle, four adequate electrical Ethernet interfaces, which are in effect super-
fluous, are available in the system. Under certain circumstances the end user will
prefer this variant to copper cabling. On the one hand POF is much thinner than
the necessary copper cable and on the other both sides are completely separated
electrically.
In the next few years these connections will be simplified little by little. Even
today PC plug-in cards with a POF connection are available from some manufac-
turers. There are already Ethernet switches or hubs respectively, e.g. from Luceat.
The next alternative step could be that DSL modems are directly equipped with a
POF connection (the first such device, equipped with transceivers from Fire-
comms, was presented by Netopia in >OTS06c@. The user can then set up his net-
work entirely without external medium converters, patch cables and additional
power supplies (Fig. 8.45).

PC-POF
plug in
POF POF card

DSL modem POF ethernet-


with POF switch

Fig. 8.45: Connection of multiple PCs to one DSL modem with POF interface (fictively)
630 8.1 Data Transmission with POF

Further steps will then be to have special terminal devices equipped with POF
interfaces. A necessary prerequisite for this is of course a stable standard. As des-
cribed above, especially wireless base stations with POF connections, would make
sense.
In addition to the general networking of apartments and buildings there could
be a number of applications in which POF is installed in specific point-to-point
connections. One example is the transmission of uncompromised video data bet-
ween receiver and screen. Other possible POF connections could connect sensors
which could then be optically powered from outside.
As part of the Bavarian Research Foundations sponsored project Loewe Opto,
the Fraunhofer Institute for Integrated Circuits Erlangen, the SGT Weidenberg
Company and the POF-AC Nrnberg as partners have developed a system for
transmitting HDMI video data (3 u 1.6 Gbit/s) over a POF ribbon cable. About
15 m can be reached with SI-POF and about 50 m with GI-POF. Figures 8.46 and
8.47 show the experimental set-up and the ribbon cable used with a prototype
connector.

Fig. 8.46: Demonstrator for HDMI over POF (project OVAL, see [Jun06])

Fig. 8.47: POF ribbon cable with connector prototype


8.1 Data Transmission with POF 631

8.1.3 Interconnection Systems with POF

Chapter 5 described what diverse applications optical bus systems could have in
the near future in the field of parallel data transmission. Fiber solutions could be
an alternative to the waveguides integrated into the PC boards. The advantage of
fiber-based versions is that the materials are not subjected to high temperatures
when the PC boards are produced and assembled. Connections between different
plug-in boards present no problems since the fibers or fiber bundles can be bent
almost at will. An example of a POF-based system was shown in Section 6.4.2.
In principle, all conventional fibers can be utilized for these applications. Since
many channels parallel to high data rates are generally necessary, VCSEL arrays
are the ideal sources. Fibers with a relatively small core diameter (125 m or
250 m) are used for an optimum coupling and at the same time with small ben-
ding radii. Compared to standard multimode glass fibers the latter are still relati-
vely thick, but do allow greater tolerances. The most important difference, how-
ever, is surely the extremely easy processing.
Thanks to the short transmission lengths PMMA POF can also be used at wave-
lengths of 780 nm or 850 nm. The use of step index fibers is also possible up to a
few meters with data rates up to 10 Gbit/s per channel.
A comprehensive overview of the details of a POF interconnection solution is
given in >Witt04@ (see also >Jhn98@, >Witt98@ and >Ney02@).

8.1.3.1 Parallel Date Transmission with Glass Fibers


Commercial systems are already available on the market for different glass fibers
(MM-GI-GOF and PCS). Infineon, for example, offers the Paroli System with
12 channels each of which can transport 1 Gbit/s over distances up to 300 m. A
MT connector connects the active components.

8.1.3.2 Parallel Data Transmission with POF


As part of the EU Optical Interconnected Integrated Circuits (OIIC) Project the
University of Dortmund >Witt04@ has developed a multi-parallel optical solution
with polymer fibers. One particular requirement was a maximum overall height of
5 mm (The principle is illustrated in Fig. 8.48).

Fig. 8.48: Parallel POF-connection ([Witt04])


632 8.1 Data Transmission with POF

980 nm VCSEL arrays each with a spacing of 250 m were used as emitters
(1 mW output power per laser with a maximum data rate of 1.5 Gbit/s), produced
at the University of Ulm. Arrays of 4 u 8 diodes were produced. The active sur-
face of the VSEL has a diameter of only 13 m.
The receivers were produced by the ETH Zurich. The InGaAs/InP photodiodes
with a diameter of 150 m of the active surface attained a switching time of
300 ps (at 50 :, diode capacity: 1.4 - 1.5 pF. The fibers used were 120 m
/125 m SI-POF from Toray (NA: 0.48). The fiber bundles were formed by
sticking the fibers into pre-drilled, thin plastic discs. The attenuation spectrum
measured is shown in Fig. 8.49.

105
attenuation [dB/km]

104

103 125 m POF

1 mm POF
2
wavelength [nm]
10
500 600 700 800 900 1000
Fig. 8.49: Attenuation spectrum of a 125 m diameter POF

Very good VCSELs are available with wavelengths of 780 nm and 850 nm.
The attenuation values here lie clearly above the minimum losses around 650 nm,
but do permit however a few meters of a transmission link. Even the use of
980 nm components is possible in the range of several decimeters which corres-
ponds to the dimensions of computer main boards. The increased attenuation in
the short-wave range of the 125 m POF does not play any role in this application
in contrast to standard 1 mm POF.
The fiber is guided and positioned in regard to the emitting and receiving com-
ponents with the pre-drilled acrylic glass plate shown in Fig. 8.50. Production
takes place with tolerances clearly below 10 m so that efficient passive coupling
is easily possible.

Fig. 8.50: Acrylic glass plate for holding the POF


8.1 Data Transmission with POF 633

Important for maintaining the slight overall height are the tight bending radii of
the POF. The losses for a 360 bend at a wavelength of 650 nm are given as an
example in Fig. 8.51. If an additional loss of 1 dB is permitted in the power bud-
get, then radii less than 1 mm could be used. This would be unthinkable with glass
fibers with the same diameter and also difficult with high frequency copper lines.

1.8 bend loss [dB]


1.6
1.4
1.2
1.0
0.8
0.6
0.4
0.2
bend radius [mm]
0.0
0.4 0.6 0.8 1.0 1.2 1.4 1.6 1.8 2.0

Fig. 8.51: Bending loss of a 125 m POF (one 360 bend according to [Witt04])

Transmission experiments with the 950 nm VCSEL at 2.5 Gbit/s over a 50 cm


link were conducted for testing transmission behavior of the fiber bundle. A BER
<10-11 (PRBS of the length 27 - 1, NRZ) was achieved with a receiving power of
-20 dBm. Figure 8.52 shows the finished set-up as it could be used for connecting
two switching circuits with 320 Gbit/s (128 channels 2.5 Gbit/s).

Fig. 8.52: Multi parallel chip connection

The latest experiments show that data rates with over 10 Gbit/s even over thick
fibers can be transmitted with suitable multi-carrier procedures and bandwidth-
efficient modulation (QAM). With QAM64, for example, 12.5 Gbit/s can be trans-
mitted at a bandwidth of about 2 GHz. Using 500 m large photodiodes and red
lasers, a system was set up which only drops about 8 dB up to 2.5 GHz; something
that can easily be compensated for in a SCM system. When the data processing is
sufficiently fast, there is nothing that speaks against transporting up to 100 Gbit/s
for some 10 m over an 8-wire ribbon cable with mm POF.
634 8.2 POF in Lighting Technology

8.2 POF in Lighting Technology

Polymer optical fibers are employed in great amounts in many areas of lighting
technology. Two variants in particular are widely used. In the first case, polymer
optical fibers are employed as pure light guides when the light source and the ob-
ject to be illuminated are spatially separated. Secondly, the POF itself is employed
as a means of lighting, which is very decorative, especially for illuminating out-
lines.
A few examples have been added here to those of the first edition. This does
not mean that lighting technology has lost any importance in the past 6 years. In
fact, there are presently a multitude of applications. The second edition of this
POF book, however, concentrates more on data transmission so that there would
not be sufficient space for a complete representation of lighting technology. On
the other hand the demands on the optical parameters of POF in lighting techno-
logy applications are by far not so immense that no great changes in fiber develop-
ment are necessary.

8.2.1 POF for Light Guiding

The use of glass fibers for guiding light has been known and has been well estab-
lished for a long time. In communications technologies glass fibers are employed
with attenuation under 1 dB/km. These consist, however, of highly pure silica
glass the use of which for lighting technology would be prohibitively expensive.
In such a case, glass fiber bundles made of reasonably priced material are em-
ployed for greater flexibility. Figure 8.53 shows the comparison of the spectral
attenuation between glass fiber bundles and PMMA fibers in the visible spectral
range.

1.0
attenuation [dB/m]
0.8
GOF
0.6
POF
0.4

0.2
wavelength [nm]
0.0
400 500 600 700 800
Fig. 8.53: Spectral attenuation of POF and GOF for lighting applications
8.2 POF in Lighting Technology 635

The glass fiber shows a clearly better performance from 600 nm and up. There
are advantages for the POF, especially in the blue and green spectral range, which
is important for color reproduction. The possible length of fiber bundles is effec-
tively increased even if less light can be launched into a POF because of the lower
temperature load.
A comprehensive overview of the use of different types of fibers is given for
example in [Mann00a] and [Mann00b]. Table 8.6 summarizes the advantages and
disadvantages of both material options.

Table 8.6: Comparison of POF and GOF for lighting applications

Parameter Glass Optical Fiber Polymer Optical Fiber

material glass with polymer cladding PMMA


attenuation approx. 0.2 dB/m approx. 0.1 dB/m
diameter 50 m core 50 m to 1,000 m core
num. aperture 0.50 - 0.60 0.50 to 0.60
advantages higher temperatures easy to process
long life time reasonably priced cables
lower attenuation
disadvantages difficult to connectorize lower operation temperature
brittle fibers less guided power
higher losses (mainly for blue) limited life time

In addition to fiber bundles, thick polymer optical fibers for guiding light can
also be used, if no tight bending is necessary. For example, fibers with a core dia-
meter of up to 12 mm are available from Asahi Chemical (Fig. 8.54). Some
examples for POF in lighting technology are shown in Figs. 8.55 and 8.56.

Fig. 8.54: Polymer optical fibers with up to 12 mm core diameter ([Nich00])


636 8.2 POF in Lighting Technology

Fig. 8.55: Lamp housing with POF-bundle and color filter disc ([Nich00])

Fig. 8.56: POF bundles with individually capped fiber ends, e.g. for use as a starry ceiling
lights ([Nich00])

8.2.1.1 POF for Advertising Pillar Illumination


Conventional illumination of advertising surfaces with fluorescent tubes has the
disadvantage of a very uneven distribution of light. The student T. Reulein has
developed a new method of illumination with POF (>Kas03@) especially for adver-
tising pillar. A central light source supplies many fibers which in turn equally dis-
tribute the light via specially designed spotlights. This diploma thesis was awarded
the N-ERGIE Nuremberg Prize since there was also a 75% savings in energy as
quasi a side effect. Figure 8.57 shows the advertising pillar and the tapers used.
The advantages of this recommended solution as opposed to conventional
systems are:
The central light source can be placed in a position where it can be replaced
very easily. Furthermore, it is vandal-proof.
The tapers directly illuminate the pillars surface so that only a little light is
lost due to lateral light emission.
8.2 POF in Lighting Technology 637

By suitably shaping the tapers a particularly large amount of light is directed
toward the lower part of the pillar through which a much more equal distri-
bution of light is achieved. With conventional halogen lamps there are lumi-
nance differences of up to 1 : 10,000.

Fig. 8.57: Timo Reulein with advertising pillar, taper for the illumination

8.2.1.2 POF Starry Ceiling Lights

A comprehensive range of POF lighting products is presented in >Fib02@. The ad-


vantages of fiber optic illumination mentioned are:
complete lack of ultraviolet (UV) and infrared radiation (IR)
electrical separation of light sources and the exit of light
no electrical potential at the exit of light
no extensive protective measures necessary at the exit of light
no temperature at the exit of light
high economic efficiency through low power consumption
The components available include:
halogen projectors (10 W to 50 W)
color wheels
fiber bundles with 1 mm, 2 mm and 3 mm fibers
different lenses for coupling out light
sidelight fibers
Figure 8.58 shows a particularly lavish example of a starry ceiling light with
POF.
638 8.2 POF in Lighting Technology

Fig. 8.58: POF starry ceiling from Brumberg ([Fib02])

In addition to the purely decorative elements the system can naturally also be
used to display information, e.g. map routes could be marked with points of light.
The entrance door of the POF-AC Nrnberg shows the institutes logo as a sample
of POF ends illuminated with different LEDs (Fig. 8.59). The logo of the
University of Applied Sciences has also been accentuated in this way.

Fig. 8.59: Logos of the POF-AC and the Georg Simon Ohm University of Applied
Sciences with POF illumination

The combined use of LEDs and POF in particular opens up almost unlimited
possibilities. One conceivable application is two-way traffic signs which, how-
ever, have the problem of a limited temperature range with POF.
8.2 POF in Lighting Technology 639

8.2.2 Side-Lighting Fibers

Light can be decoupled laterally by using different procedures. The optical clad-
ding of the POF is transparent and thin. One possibility to achieve lateral emission
is to intentionally disturb the core-cladding interface through mechanical damage
or damage by laser radiation. At the Nuremberg University of Applied Sciences
experiments on light radiation have been carried out by cutting grooves into the
sides (see Fig. 8.60 and 8.62).
An equally practical method for decoupling light is the periodic bending of the
fiber with small radii. Part of the light is then decoupled in the bends.

Fig. 8.60: Principle of a lateral light decoupling out of a POF ([Poi99])

If many of these fibers are brought together in a plastic tube and illuminated
from one side, even better from both sides, then you get a flexible light element si-
milar to a thin fluorescent strip lamp of more than 10 m in length. Since this bund-
le consists of plastic and does not conduct current it is much safer and has a grea-
ter load-bearing capacity than a fluorescent strip lamp, for example (Fig. 8.61).

Fig. 8.61:Use of sidelight fibers in lighting technology


(LBM Lichtleit-Fasertechnik Berching)
640 8.2 POF in Lighting Technology

Fig. 8.62: Illumination of an acrylic glass plate with the logo of the faculty NF at the Univ.
of Appl. Sciences Nuremberg with POF having cut grooves ([Poi99a])

Figure 8.63 shows components for illuminating the gear shift of an automatic
car transmission ([Nich00]). Here POF is also used to guide light as well as for
direct illumination. LED are being increasingly used as a light source in auto-
mobiles as they are smaller, more efficient and have a longer life expectancy than
light bulbs. However, one problem when using several LEDs in a device is main-
taining both the exact same color during their service life and the temperature
range.

Fig. 8.63: Components for detail illumination in automobiles ([Nich00])


8.2 POF in Lighting Technology 641

One well-known user of optical fibers is the Hellux Company which prefers
using plastic fibers (>Hell04@) since the color of light already changes with glass
fiber after 3-4 m, with POF, however, only after 8 m.
The average service life of POF for illumination purposes is 20 years as stated
on the product page. The sheaths are halogen-free and flame-retardant according
to Fire Protection Class II of VDE 0207 T24. An example of an application is
shown in Fig. 8.64.

Fig. 8.64: Side lighting POF applications from Hellux ([Hell04])

Another vendor of POF illumination systems is the Stiers Company which also
sells fibers with a diameter of 0.75 mm to 3 mm and fiber bundles as sidelight
fibers. Diverse projectors and lenses for the exit of light complement their pro-
gram (examples in Fig. 8.65).

Fig. 8.65: Side lighting fibers (Comp. Stiers)


642 8.2 POF in Lighting Technology

>Spi05@ provides an overview of the different possible applications of side-


emitting polymer fibers. The application areas for such materials are:
decorative lighting in air, water or ice
laser shows, displays luminous textiles, interior decoration and visible
framing
safety equipment
emergency lighting
fiber optic sensors
dosimetry
medical light therapy
The article also describes the different methods in order to have as even a light
density as possible along the fiber:
coupling in light from both sides
attaching a reflector to the second fiber end
gradual changes in the scattering centers along the fiber - ideal theoretically,
but most difficult to implement technically
producing luminescence in other ways, e.g. by external UV radiation

Fig. 8.66: Luminous clothing (Luminex) and side lighting POF according to [Spi05]
8.3 POF in Sensor Technology 643

8.3 POF in Sensor Technology

The field of sensor technology in particular has been investigated intensively in


the past 5 years as regards polymer fibers. In many sensor applications the distan-
ces between the measuring points and the evaluation electronics are relatively
short and the measurements themselves are made at low speed. Both parameters
accommodate the use of polymer fibers. In addition, the low price in large-scale
applications, great flexibility and simple processability are important factors.
Electrical sensors today still represent the predominant share of sensor applica-
tions. There is an entire series of application areas in which electrical connections
present problems such as when there are strong electromagnetic fields.
In the meantime sensors on the basis of singlemode glass fibers can be used in
diverse applications. Selected systems are described at the end of Section 8.4.
These glass singlemode fiber systems, however, are much too expensive for most
application areas and this is where POF-based sensors can be used. The use of
POF in sensor technology can be roughly divided into different areas:
A conventional electrical sensor is located at the measuring point and trans-
mits its data via a POF or PCS. This happens mostly when the sensor point is
to be fixed electrically isolated. One advantage of the use of thick fibers is
that the power supply can also be affected optically.
The POF transmits and receives light. The measurement principle rests on the
change of transmission between the sending and receiving fibers. In the most
simple case the principle of the light gate is used.
The fiber itself serves as a sensitive element with which the transmission can
be influenced by bends or links of the fiber. In this case the fiber combines
data transport and sensor function.
The most diverse kinds of changes on the end face or lateral surface of the
fiber serve as a sensitive element. These can be selective holes in the optic
sheath as well as primary coatings which react to different chemicals. Either
the total change in transmission is measured or at certain wavelengths.
Some developments of POF sensors have been compiled in the subsequent
sections. The list is by no means complete, but is intended to demonstrate the fun-
damental principles.
One example of a sensor in which POF only guides the signal is in >Rib05b@.
The temperature was measured here by means of a POF sensor system in the 30C
to 70C range with 1 K resolution. The POF is connected to a ruby crystal. When
stimulated with a blue or green LED fluorescence emission takes place at 694 nm.
The duration of fluorescence depends on the temperature and is between 2 ms and
4 ms. The measuring signal is the time delay between the pump pulses and
fluorescent light (4 ms to 5 ms).
644 8.3 POF in Sensor Technology

8.3.1 Remote Powered Sensors

An example of a simultaneous transmission of power and data is presented in


>Bt06@. The aim of the set-up is to distant feed a digital camera via an optical
fiber with the simultaneous transmission of the camera images over the same
fiber. The camera supplies color images with 640 u 480 pixels. The principle is
illustrated in Fig. 8.67.

HPLD PVC
PS DC-DC
810 nm
TCP / IP

Camera
C
MMF
1310 nm
RX TX
FPGA CPLD

Base Station Remote Unit

Fig. 8.67: Principle of the remote powered camera with data transmission ([Bt06])

The power source is an 810 nm edge-emitting laser with an optical power of


1 W, of which about 480 mW are coupled into the fiber. The loss over 200 m
including the coupler amounts to 2.3 dB so that there are still about 280 mW avai-
lable at the receiver. The data is transmitted with standard components at
1,310 nm. In order to be able to efficiently transmit both wavelengths, a 62.5 m
GOF was used.
An approximately 1 mm large detector which converts light into a photocurrent
in element operation is located on the side of the camera. The available voltage of
about 0.7 V to 0.8 V is converted to the necessary level of 3.3 V and feeds all
components. The entire unit only consumes 100 mW. Limited by the clock-fre-
quency rate of the processor (4 MHz), one image per second can be transmitted.
The converter is shown in Fig. 8.68. The user data are coupled in and out via
optical wavelength multiplex couplers.

Fig. 8.68: Optical converter ([Bt06])


8.3 POF in Sensor Technology 645

Such high power is as a rule not transmitted over polymer fibers. Up to about
10 mW can be coupled into the fiber when using normal LEDs. On the other hand,
modern microprocessors can work at clock frequency of some MHz with currents
below 1 mA. It would be very useful if one could manage without the DC-DC
conversion. Segmented photo receivers connected in series can be added. Even
better would be the efficient use of semiconductors with a high band gap, e.g.
GaN, as a photo element.

8.3.2 Transmission and Reflection Sensors

The following examples of POF sensors all work according to the same funda-
mental principle. A transmitter, generally a reasonably priced LED, couples light
into a fiber. The light is first coupled out and is then coupled back in again either
into the same fiber or into another POF. The quantity to be measured now alters
the amount of the returning light so that the corresponding process can be
detected.
This principle can be applied with all fibers. However, POF has the advantage
of having a large cross-sectional area so that the sensors can be produced relati-
vely easily. Normally the measurement steps proceed very slowly (in seconds).
The possible measurement speed is only limited by the bandwidths of the trans-
mitter and receiver as well as mode dispersion in the optical path. If necessary,
bandwidths into the GHz range would be possible.

8.3.2.1 POF as Distance Sensor


The POF is very suitable as a distance or movement sensor in which the reflected
light is measured. Figure 8.69 illustrates the corresponding POF types. Figure 8.70
shows the method of operation.

Fig. 8.69: POF applications for sensors ([Nich00])


646 8.3 POF in Sensor Technology

transmitting fiber

receiving fiber
object to be measured

Fig. 8.70: Method of operation of a POF distance sensor

The use of such a sensor for measuring the rotational speed of a wind power
generation rotor is described, for example, in [Zub99].
If typical fibers with a 1 mm core diameter are used then the working distances
can amount to a few centimeters. Significantly greater distances into the meter
range are possible if collimators are attached to the fiber or when the reflecting
object is equipped with retro reflector foil.
A reflection sensor on the basis of a fiber bundle (19 POF: PG-U-FB750), laid
out hexagonally) is described in >Ber05@. A fiber emits light in the center and two
rings from fibers around it detect the signal. The principle of detecting solid
particles in flowing fluids is applied in this work. The advantage of this layout is
that very much of the reflecting light is detected. By comparing the signals in both
rings the effects of different backscattering behavior can be compensated for.
Reflection is also used with the sensor described by >Zub00@. In this case not
the distance of an object is to be measured, but the speed of rotation.
For measuring the wind speed in wind power plants anemometers are normally
used in which the revolutions per unit time are determined by an optical coupler.
The electrical supply cables are problematical because electric currents can be
induced by flashes of lighting. The concept proposed favors supply cables and
outgoing cables of an optical signal via POF (490 m POF). A cylinder with
reflecting segments is mounted on the wind gauge (12 mm in diameter with
12 segments). With a 0.4 mm gap between the two fibers a coupling efficiency of
about 5% is achieved. The evaluation electronics counts the pulses and can
measure wind speeds from 10 to 100 km/h.
A distance sensor using this principle is also described in >Per04@. The aim here
was to determine cracks in concrete structures and POF was integrated into the
corresponding constructional elements. An opening crack separates the fiber and
generates an additional loss (Fig. 8.71).
8.3 POF in Sensor Technology 647

Fig. 8.71: Crack detection due to the distance inside the fiber ([Per04])

8.3.2.2 POF Sensors for Concentration


Another sensor application can be found in [Lom00]. In the latter case two POF,
separated somewhat, are located in an acid. When the concentration of the acid is
changed, the refractive index also changes and consequently the share of launched
light, as illustrated in Fig. 8.72.

transmitting fiber receiving fiber


low acid concentration

high acid concentration

Fig. 8.72: Method of operation of a POF concentration sensor

8.3.2.3 Deformation and Pressure Sensors


A special POF-based sensor under the trade name Kinotex has been developed for
applications in automobiles (>Can02@, >Poi06b@ and >Poi05a@). Transmitting and
receiving fibers are located inside a diffuse reflecting plastic foam (Fig. 8.73). If
the foam is compressed, the optical density increases and more light can reach the
receiver (Fig. 8.74).
648 8.3 POF in Sensor Technology

Fig. 8.73: Principle of the Kinotex sensor

pressed foam
foam in the normal state more light will be reflected

Fig. 8.74: Change of the reflection by compression of the foam

This sensor can be used, for example, for detecting accidents. Another pro-
posed application is establishing seat occupancy. Here it is not a question of
whether someone is occupying a seat, but how heavy the passenger is or whether
it may possibly be a piece of luggage. A matrix of corresponding sensors would be
put on the seat. A computer would continuously measure the contact force distri-
bution and determine the seating arrangement (Fig. 8.75).

Fig. 8.75: Seat occupancy detection with a sensor matrix


8.3 POF in Sensor Technology 649

8.3.3 Sensors with Fibers as Sensitive Elements

Optic fibers react sensitively to the most diverse external influences. Surely, the
most well-known effect is the increase in attenuation when bending the fiber. An
entire series of glass fiber sensors has utilized this principle and this procedure has
been realized in practice with POF. The fundamental principle is shown in
Fig. 8.76.

F F F F

Fig. 8.76: Principle of an optical sensor using the bend loss

A fiber runs straight without external forces and the transmission is then at a
maximum. When external forces arise, bends are produced in the fiber which re-
duce the transmission of the fiber. This effect comes about immediately and the
speed of the sensor is only limited by mechanical inertia and the bandwidth of the
transmitter and receiver.

8.3.3.1 The POF Scale


A similar sensor principle has been developed at the POF-AC. A POF is wound
into a tight coil. Should you compress this coil, a strong increase in attenuation
takes place, whereby the actual bending attenuation is not utilized. If a POF is
wound relatively tightly, then the attenuation increases less strongly as with the
number of coils.
The reason for this is that at the beginning of the winding mainly the high
modes are emitted relatively quickly. After a few windings a new mode equili-
brium has arisen. Substantial losses occur once again at the crossover point to the
straight fiber. If the coil is now deformed, then the fiber has a different local ben-
ding radius at each point in its length. An equilibrium mode distribution cannot
come about and modes are emitted over the entire length of the coil.
The sensitivity of this sensor is much higher than when the actual bending
attenuation is utilized. Furthermore, considerably greater radii can be used so that
the fiber is not under a great stress. If the coil is combined with an elastic defor-
mation element, e.g. a steel spring, then a force sensor can be constructed instead
of a deformation sensor. High sensitivity can be achieved even with small deflec-
tions with biasing.
650 8.3 POF in Sensor Technology

unstressed: deformed 40
photo current [a.u.]
35
30
25
local bend radius 20
15
r
10
unstressed 5
under pressure force [N]
position 0
0 0 5 10 15 20 25 30 35

Fig. 8.77: Principle of the sensors and typical characteristic ([Poi05b])

Sizes of just a few mm3 can be achieved be using correspondingly thin fibers.
The entire sensor can be cast in order to be able to protect the fiber from environ-
mental influences. A weight scale with four such sensors was built as a demon-
stration model at the POF-AC (Fig. 8.78).

Fig. 8.78: Sensitive coil and combination with springs ([Poi05b])

8.3.3.2 POF Expansion Sensor


Different methods for producing efficient and reasonably priced optical sensors
are presently being developed as part of the For Photon Project supported by the
Bavarian Research Foundation. One possible application is the measurement of
the sagging of the propeller blades of a wind power plant which can be switched
off more precisely when there is exact data about the wing deformation at high
wind speeds so that more electrical power is generated.
From an optical perspective this principle has been known for a long time and
has been described in >Dr06@ and >Kie06@. A fiber is solidly attached to the
expanding object to be measured. A modulated signal is applied to the fiber and
the phase of the modulation signal now shifts because of the linear change which
is determined by a phase comparator after being compared with a reference path.
8.3 POF in Sensor Technology 651

The higher the modulation frequency is, the better is the resolution of the proce-
dure. A schematic representation of the measurement principle is shown in
Fig. 8.79. Figure 8.80 shows a typical measurement signal with which length
changes of at least 10 m can be recognized.

'L
PC f S E
sin(2S f t) POF

A/D U ')
sin(2S f t + M)

Fig. 8.79: Measurement principle of the strain sensor

920
voltage [mV]
915
207 m
910

905
231 m
900
time [s]
895
0 10 20 30 40 50 60
Fig. 8.80: Measurement example of the strain sensor

If several of these sensors are mounted on the rotor wings, the sagging can then
be measured very exactly. The advantage of POF lies primarily in the very easy
processing and the low component costs. Furthermore, a POF can be expanded
about ten-times more than a glass fiber.

Fig. 8.81: Model of the bending measurement system for wind power station wings
652 8.3 POF in Sensor Technology

8.3.4 Sensors with Surface-Modified Fibers

In many applications the sensitivity of normal fibers is insufficient for the


measurement task at hand. By selectively changing something in or on the fiber
the influence of the measured quantity on the fiber is intensified. For example,
such changes can be mechanical damage to the cladding, changes in the refractive
index and also a coating with chemically active materials. Here, too, only a few
examples can subsequently be given.

8.3.4.1 Bending Sensors with Notched Fibers


An important area of use for sensors is in automobiles. In cooperation with the
POF-AC Nrnberg the company Siemens-VDO has developed a new sensor prin-
ciple for detecting collisions with pedestrians (>Mie04@, >Mie05a@, >Mie05b@,
>Tem05@ and >Djo03@).
In accordance with EU Guideline 2003/102/EC every vehicle as of 2005 must
have special protective measures for pedestrians which can either be structural
measures such as soft impact zones or active systems. One of these systems is
shown in Fig. 8.82.

Fig. 8.82: Pedestrian protection system ([Mie04])

An optical sensor which can determine local deflections at several points within
milliseconds is located in the bumper of a vehicle. The time characteristics of
these deflections are typical for a particular kind of accident. If the car computer
registers a collision with a person, the hood opens up a few centimeters in order to
soften the direct blow to the engine block.
8.3 POF in Sensor Technology 653

Polymers fibers in which certain zones of the cladding have intentionally been
damaged - so-called treatments - are used for measuring the deflection. These
treatments have been applied to the side of the fiber. When the fiber is bent in the
direction of the notches the coupling-out of light is diminished, when bent in the
opposite direction the light emission is increased (Fig. 8.83). Not only the degree
of the bend can be determined, but also the direction.

Fig. 8.83: Principle of the measurement of bending radius and direction

The general usability of single-sided treated fibers for sensor technology is des-
cribed in >Djo03@. According to the author the advantages of the principle are that
the fibers can be embedded easily in the laminate. The measurement of the ben-
ding radii is thereby independent of local stress. Figure 8.84 shows the principle
according to >Djo03@.

Fig. 8.84: Sensitive zones in bending sensors

In order to achieve the spatial resolution, ribbon cables are used in which diffe-
rent sensitive zones are applied (Fig. 8.85). According to >Tem05@ the treatments,
approximately 100 m wide and 20 m to 30 m deep, are burned in with the aid
of a 266 nm UV laser. The Intelligent Pedestrian Protection System (IPPS) was
introduced in 2007.
654 8.3 POF in Sensor Technology

30 mm

interface
electronics 500 1440 176
(FOSE) leads sensor area turn around
(insensitive) (insensitive)
e.g. 18 cm cell
(bumper dependent)

Fig. 8.85: Setup of the whole sensor with fiber ribbon

The sensor from ACTS in >Alb05@ is intended for the same application. In the
latter, however, the increasing bending attenuation is to be measured and there is
no spatial resolution.

impact absorber

electronics

bumper
POF sensor structure foam material

Fig. 8.86: ACTS force sensor

8.3.4.2 POF Evanescence Field Sensors


Leoni has also developed a sensor based on polymer fibers for use in vehicles
(>Kodl03@, >Kodl04@, >Kodl05@ and >Poi05a@). A polymer fiber without optical
cladding serves as the sensitive element. Following the theory of wave guiding in
fibers, with total reflection the light penetrates a few micrometers at the core-clad-
ding (or core-air) interface (Fig. 8.87). This area is called the evanescent field.

Fig. 8.87: Entering of the optical wave into the surrounding medium ([Poi05a])
8.3 POF in Sensor Technology 655

The fiber core in the sensor proposed and tested by Leoni is surrounded by a
roughly structured material which is attached to only a few points on the fiber
core. Thus, there is almost always total reflection against air and the transmission
is high. Should the surrounding material be compressed by force, the adjacent sur-
face increases at the core and an increasing share of light is either absorbed or
coupled out. In this way the sensor can be used, for example, to recognize objects
caught in a car window when the window is being closed (Fig. 8.88).

Sensor

window
plane

Fig. 8.88: Evanescence field sensor as a jam protection for car windows ([Kodl03])

A typical curve for the transmission of externally applied force is shown in


Fig. 8.89. The sensor can be adjusted so fine that a robots arm can pick up an egg
shell without crushing it.
Other applications of this sensor principle are described in >Kodl05@. Here the
sensor is used to recognize contaminants. Of course, optical touch panel switches
can also be produced.

signal [dB]
0

8
force [N]
10
0 1 2 3 4 5 6 7 8
Fig. 8.89: Typical sensor characteristic and robot hand ([Poi05a])
656 8.3 POF in Sensor Technology

8.3.4.3 Fill Level Sensors


A sensor for measuring liquid fill levels, which also uses a surface effect, is pro-
posed in articles >Lom05a@ and >Lom05c@. Strongly bent POF, which is partially
ground (about 140 m) in the bends, is put in a tank. Each one of these bends
generates a loss of about 3.4 dB. If the sensor is submerged in water, the trans-
mission changes by about 0.5 dB per sensor point. The more measuring points
there are, the more exact the liquid level can be determined.

Fig. 8.90: POF as a liquid fill sensor [Lom05c]

A quite similar sensor was developed at the College of Weissenburg as part of a


school project looked after by the POF-AC (Fig. 8.91, >Fei02@). This sensor uses
fibers with an optical cladding, but without a protective sheath. If such a fiber is
bent without resting against anything, then there is still almost total reflection at
the cladding-air interface so that light can continue to be guided. The critical angle
is diminished dramatically when submerged in the liquid so that the bending
losses increase considerably. The liquid level is thus detected in combination with
the threshold value switch.

Fig. 8.91: Liquid fill sensor from a school project ([Fei02])


8.3 POF in Sensor Technology 657

8.3.4.3 POF Bragg Grating Sensors


Bragg gratings have been known for a long time in singlemode fibers and are used
as optical filters. After it was possible to produce singlemode polymer fibers,
Bragg gratings could also be used in POF. A team from the University of Sydney
presented the production and application of POF gratings in different articles
(>Liu02b@, >Liu03@, >Liu04@, >Liu05a@ and >Liu05b@).
The realization of a Bragg grating in POF with an isolation of 28 dB is des-
cribed in >Liu04@. The thermal sensitivity is ten times greater than with silica glass
fibers due to the high thermal coefficient of PMMA. Consequently, dispersion
tuning can be carried out with the aid of chirped POF gratings. Furthermore, poly-
mer fibers can be much more strongly expanded than glass fibers. The gratings
can also be tuned through expansion, as the example in Fig. 8.92 shows.

Fig. 8.92: Tuning of a POF grating by strain ([Liu04])

A tuning range of 10 nm was reached through a temperature change of 55 K.


A change in the dispersion from 2,400 ps/nm (0.02%) to 110 ps/nm (0.4%) was
achieved in a chirped grating through expansion.
The use of a POF grating as an expansion sensor is described in >Liu05b@.
Changes in length up to 1.9% can be measured. The spectral shift of the grating
wavelength is of 1.46 pm per millionth expansion (total of 27 nm). The basis of
the grating is a singlemode POF with a diameter of 6/125 m (n = 0.86%;
NA: 0.16).
The expansion is measured by the detuning of a fiber ring laser by means of an
expanded POF grating (Fig. 8.93). Theoretically, PMMA allows an expansion up
to 13% which corresponds to a tuning range of 100 nm.
658 8.3 POF in Sensor Technology

Fig. 8.93: Tuning of a fiber ring laser using a POF grating ([Liu05b])

The production of UV-sensitive singlemode POF from PMMA as needed for


fiber gratings is described in >Yu05@. The first Bragg gratings in POF were pro-
duced in 1999. The SM-POF is drawn from a preform and has a core/cladding dia-
meter of 10 m/110 m (Fig. 8.94).

Fig. 8.94: Cross area of a singlemode POF ([Yu05])

8.3.5 Sensors for Chemical Materials

In order to be able to determine chemical or biological substances with optical fi-


bers, correspondingly sensitive layers have to be applied which then vary the light
propagation accordingly.
One of the first examples was the measurement of an ozone concentration with
POF according to >Kee05@. In this case the POF only serves the purpose of feeding
in and removing the 603 nm measuring light. The gas is measured in a 5 cm long
analyzer which lets the light through after expanding correspondingly. The
measurement range lies between 27 to 127 mg/dm3 with a resolution of 5 mg/dm3.
8.3 POF in Sensor Technology 659

8.3.5.1 Humidity

A real chemical fiber sensor has been presented by >Mor04@. The goal was to
measure humidity by taking advantage of the fact that certain molecules swell up
when absorbing water and thus change their refractive indices. If such materials
are used as the cladding of optical fibers then humidity can be detected through
the change in light guiding (Fig. 8.95).

swelling polymer water molecules

n2 n2

Pin core: n1 Pout Pin core: n1 Pout


L L

POF sensor POF POF sensor POF


in the dry state: n2 > n1 in the humid air: n2 < n1
leaky structure guided structure

Fig. 8.95: Principle of optical humidity measurement ([Mor04])

The authors used hydroxyethylcellulose (HEC) as cladding material. The


refractive index was 1.51 under dry conditions and 1.487 in a humid atmosphere.
By mixing a PVDV cladding with a HEC film you get a refractive index just
above the core index. Thus, there is no light guiding. In humid air the refractive
index drops so far in less than a second that light guiding takes place and trans-
mission greatly increases (Fig. 8.96).

5.0
transmission [a.U.]
4.5
4.0 air
70%
3.5 RH
3.0 on

2.5
2.0
1.5
air 15% RH time [s]
1.0
-1 0 1 2 3 4 5 6 7 8 9
Fig. 8.96: Sensor response for the measurement of humidity ([Mor04])
660 8.3 POF in Sensor Technology

In the example shown the transmission increases right after a few tenths of a
second after connecting to the humidity. Saturation was reached after a few
seconds. The typical values of the sensor are a fiber diameter of 0.5 mm and a sen-
sitive length of 5 cm. This principle can be used, for example, to monitor a per-
sons breathing. The transmission of a corresponding sensor for breathing with
20 breaths/minute and 74 breaths/minute is shown in Fig. 8.97. The signal can
surely continue to be improved by correcting the systems time response.

intensity [a.u.]
2.5

20 per min. 74 per min.

2.0

1.5

1.0
0 2 4 6 8 10 0 2 4 6 8 10
time [s] time [s]

Fig. 8.97: Principle of optical humidity measurement ([Mor04])

8.3.5.2 Biosensors
The detection of biological substances is gaining in importance. Here, too, poly-
mer fibers can be widely used, especially in the field of one-time applications.
The use of microstructured POF for detecting antibodies has been demonstrated
in >Emi05@. The biosensitive layer is applied to the side walls of microstructured
POF. The test liquid fills these holes. Two examples of the MPOF used are shown
in Fig. 8.98.
The authors of the articles describe the production of MPOF from a fiber
preform with a diameter of 20 mm. The drawn POF then has an outer diameter of
300 m with 60 m thick holes. A liquid volume of only 3.4 l fills the 20 cm
long measuring pipe. The evaluation takes place by means of a fluorescence
spectrum, i.e. a 50 m glass fiber is coupled to the spectrometer.
8.3 POF in Sensor Technology 661

Fig. 8.98: MPOF ([Emi05] and [Jen06] with 300 m and 320 m core diameter, respec-
tively (holes: 60 m and 55 m diameter)

8.3.5.3 Liquids
Microstructured POF can generally be used effectively for measuring liquids. A
sensor based on so-called hollow-core MPOF (HC-MPOF) is described in
>Cox06@ (see Fig. 8.99).

Fig. 8.99: Hollow Core-MPOF (68 m inner hole)

The idea of the measurement is that the refractive index of the core filled with
the liquid is higher than the structure of the cladding. As a result, the transmission
ranges of the fiber change when the core hole is filled with liquid.
662 8.3 POF in Sensor Technology

In the example presented above the approximately 50 cm long fiber sample is


completely filled with water (approx. 10-6 l) in about 10 minutes. In the process
the transmission peak is shifted from 1430 nm/1140 nm to 875 nm/700 nm after
being filled with water.
Furthermore, the measurement with polarized light at 589 nm of the optical ro-
tation of the fructose solution is presented with the aid of a chiral fiber.

8.3.5.4 Corrosion
An optical sensor for recognizing corrosion on aluminum structures, in this case
military airplanes, is shown in >McA04@. Cations are formed when aluminum
corrodes. They diffuse in the porous cladding of an optical fiber (the core diameter
is 200 m and no data is given on the core material). The cladding with PMMA as
a carrier material is doped with 8-hydroxyquinoline (8-HQ). These molecules
together with the aluminum cations form complexes which generate fluorescence
at 516 nm with UV-irradiation (360 nm to 390 nm). The principle is shown in Fig.
8.100.

Fig. 8.100: Principle of the optical corrosion sensor ([McA04])

8.3.6 Glass Fiber Sensors

Singlemode glass fibers still enable more sensor principles compared to multi-
mode polymer fibers, whereby the filter characteristics of interferometer arrange-
ments are usually utilized. Different examples of such arrangements are described
in >Coo03@. Reasonably priced and reliable optical sensors for measuring tempera-
ture, pressure, rate of flow and sound waves in subterranean systems for oil pro-
duction are being developed in a sponsored project.
8.3 POF in Sensor Technology 663

Small Fabry-Perot interferometers ( 0.1 mm u 5 mm) are inserted. Typical


ranges for the measured quantities are:
-40C to +200C
pressure to 150 bar
rate of flow up to 100,000 barrels per day
The set-up of such interferometers is shown in Fig. 8.101.

glass alignment tube thermal bond

input fiber reflector fiber

Fig. 8.101: Example for FP interferometer for pressure measurement ([Coo03])

The F-P sensors produce a periodic transmission function for the reflected light.
An edge of this transmission function is used for the measurement. Multimode
fibers can be used for short distances and singlemode fibers for greater distances.
LEDs and SLEDs serve as broadband light sources.
The deformation of the small tube is used for detection in the pressure sensor
shown. The thermal expansion of the air gap is utilized when measuring the tem-
perature.
Other sensors with glass fibers use Bragg gratings (see above), make use of
bending attenuation or also work with special coatings. Measuring the temperature
can be realized through the temperature-independent frequency shifts with
Brillouin scattering.
The great advantage of glass fibers is the possibility to measure at distances of
many 10 km from the active technology as well as in the fibers excellent stability
resulting in great exactness and resolution.
The advantages of polymer fibers are primarily the extremely easy handling
and in many cases the large cross-section. We wish to point out once again an
article with a comprehensive overview including a look back at the first develop-
ments of POF sensors (>Bar00@). Here a POF sensor developed in 1997 by
Niewisch (>Nie97@) is mentioned in which liquid nitrogen works at 77 K. Different
sensors with fluorescing fibers are also mentioned.
9. Optical Measuring Methods

The measuring techniques for polymer fibers and other thick-core fibers differ in
some essential parameters from those of conventional glass fibers. The main diffe-
rence lies in the dominant mode-dependent effects. The first edition of this book
provided a general overview of POF measurement techniques with just a few
specific results.
The POF-AC Nrnberg has now existed for five years and has adapted and
reworked many methods of measurement. A number of measurement arrays have
been set up and tried out. The following chapter has been supplemented by these
new methods and results while also including the general presentation. The mea-
surement results of fiber bandwidths will not be further dealt with here as compre-
hensive examples were discussed in Chapter 2. This is also valid for the measure-
ment of bending losses.

9.1 Overview

There are three main areas in which optical measuring methods are applied:
for manufacturing, control and product specification,
during and after installation,
for maintenance and for searching faults.
The investigations cover individual components as well as overall transmission
systems. This chapter covers optical measuring methods for polymer fibers rele-
vant to the user; the main aspects are the measurement of fiber attenuation and dis-
persion as well as emission characteristics and connector loss, as illustrated sche-
matically in Fig. 9.1.
The different measured quantities can be determined by different procedures,
for example, for determining the attenuation in transmitted light and back
reflections. All optical characteristic quantities can be measured in dependence of
the launch conditions and the wavelength (spectrally resolved). Furthermore, the
measurements can be combined with variations of the external conditions such as
mechanical or climatic loads.
The basic parameters of the components of a transmission system will be
measured by the manufacturer and should be included in the data sheets and in
application notes. The system designer can use these available data for his infor-
mation and the correct choice of materials and components. The end user, last but
666 9.2 Measuring Power

not least, will perform field tests in order to evaluate the system properties and to
localize occurring faults. The requirement is, that the components have been
produced and characterized in accordance to accepted standards.

near field
far field
numerical detector
light source aperture connector
POF

connector attenuation
loss dispersion

Fig. 9.1: Important items to be measured in polymer fiber transmission

There are only a few specific standard for polymer fibers available. Measure-
ments methods developed and specified for glass fibers will be used in most cases.
Furthermore, there are a limited number of commercial available measurement
devices, optimized for POF. Thats why, measurement devices and methods must
be adapted to the POFs requirements.
Information in data sheets are often minimal. The rating and the reproducibility
of the listed values are difficult, because the measurement conditions are not or
not sufficient described. Under some circumstances however, these values strong-
ly depends on the measurement conditions. For that reason, the following section
shall give the user a tool to interpret and the values of a datasheet and to be able to
repeat the measurements if required.

9.2 Measuring Power

In optical communications, the optical power is stated either as a linear value in W


(mW, W or nW) or as a logarithmic value in dBm. The unit dBm refers to the
absolute power level relative to 1 mW:
opt. power P >mW @
x dBm 10 log
1 mW
dBm can be converted to mW using the following relationship:
x [ dBm]
P [mW ] 10 10
9.2 Measuring Power 667

Where the optical power is calculated on the basis of W, the unit description
for the logarithmic value is dB. Figure 9.2 shows a diagrammatic illustration of
the relationship between mW and dBm.

normalized logarithmic power (dBm)


-30 -25 -20 -15 -10 -5 0 5 10

0.001 0.01 0.1 1 10


linear optical power (mW)

Fig. 9.2: Comparison between the unit measures mW and dBm

Positive values for dBm refer to power which is greater than the reference value
of 1 mW whereas negative values refer to power smaller than 1 mW. The diffe-
rence of two power levels is stated in dB, for example, if the level is reduced by
3 dB, the linear power is reduced by 50 %. The advantage of the logarithmic
method of notation can be seen in the fact that the difference in power level for 2
points in a link system represents the attenuation of the respective link in dB.
The typical power levels in POF transmission systems lie between -2 dBm and
-26 dBm, or respectively, 0.63 mW and 0.0025 mW. The power meters used in
this range consist of semiconductor detectors. Silicon photodiodes are the most
sensitive for the range of wavelengths having the smallest attenuation of the poly-
mer optical fiber (approx. 500 nm - 700 nm). Since the responsivity of the detector
depends on wavelength, the power measurement of these detectors is only valid
for the wavelength indicated on the equipment. When measuring different wave-
lengths, a conversion factor must be applied.
In practical applications the optical power measurement is the most important
measurement task. It is used to check whether transmitters maintain the minimum
specifications and whether the necessary minimum receiving power is achieved on
installed transmission links.
Various models of power-measuring devices are available from different manu-
facturers. Normally, they measure the light exiting from fibers with a large-surface
Si photodiode. The display is possible in absolute values in mW or dB. A calibra-
tion function can be used to show the power difference to a reference value in dB.
The various levels of sensitivity for standard wavelengths, mostly, 650 nm,
780 nm and 850 nm, can be programmed. Better devices can also measure the
power of slowly modulated light in order to eliminate the effect of ambient illumi-
nation. In order to be able to use different connectors a number of adapters are as a
rule available which can either be plugged in or screwed on.
All customary devices have the disadvantage of being mode dependent to a
certain degree since flat photodiodes are used. The devices can usually measure to
exactly 0.1 dB for identical modal distributions and 0.5 dB for varying field
668 9.2 Measuring Power

distributions. The customary measuring range starts at -50 dB to -60 dB and ends
at +3 dBm.
An overview of different hand-held devices is shown in Fig. 9.3. The list is by
no means complete and is quickly growing, more proof of the increasing impor-
tance of POF technology.

Fig. 9.3: Hand held power meters for POF (left to right)
above: FO-Systems/Leoni, Tempo, Photom, Senko, OWL
bottom: Scientech, Rifocs, Advanced Fiber Solutions, Fotec, Ratioplast

In addition, there is an entire series of special devices used for continuity tests
and with numerous channels (examples in Fig. 9.4). The manufacturers also sell
stabilized LED and/or laser diode transmitters for almost all power-measuring
devices.

Fig. 9.4: Power meters from Bauer Engineering and Adaptronik


9.2 Measuring Power 669

Using transmitters it is often problematical in that the center wavelengths and


spectral bandwidth are chosen quite arbitrarily. Some of the LED transmitters lie
in an emission wavelength at about 665 nm. Here the PMMA POF already has
about 100 dB/km more attenuation then at 650 nm. In addition, spectral and modal
filter effects arise with LEDs (see chapter on system design). Exact attenuation
measurements of POF can only be carried out to a limited extent with such
combinations of devices. They are ideal, however, for field tests.
Lengths up to 200 m of PMMA fiber can usually be measured with standard
measuring devices without any problems whatsoever. In 1996, the Teleconnect
Company introduced a measuring device in cooperation with Siemens Coburg,
now Leoni Fiberoptics, with which up to 700 m of standard POF can be measured.
The quality of the fibers can be measured in production since the lengths delivered
normally amount to 500 m (>Ziem97c@). The essential components for attaining
these extraordinarily great lengths are:
laser diode with a wavelength of almost exactly 650 nm (temperature
stabilized)
+7 dBm fiber-coupled output power
112 dB dynamic range through an extremely sensitive photo-detector
at 125 dB/km a theoretical measurement length up to 896 m
Figure 9.5 shows the device.

Fig. 9.5: Attenuation meter with 700 m measurement range

A large number of special devices have been developed for the measurement of
attenuation in cables for vehicle networks. Besides accuracy what matters here are
fully automatic operation and short measuring times. Thanks to the short cables
sensitivity plays a subordinate role. The OptiTest 10 measuring device from
Schleuniger is shown in Fig. 9.6 on the left. The attenuation measuring station of
the IDC 9600 MS processing system from Komax can be seen on the right
(www.komax.ch).
670 9.3 Dependence on the Launch Conditions

Fig. 9.6: Measurement setups for attenuation on POF (Schleuniger, Komax)

A golden fiber, i.e. a reference fiber produced and measured with great pre-
cision, is used in these systems for calibration. Together with active connector
positioning of the fiber to be measured an accuracy of 0.02 dB can be attained
(data from the website www.schleuniger.de).

9.3 Dependence on the Launch Conditions

The measuring devices in the section above do not as a rule use specifically opti-
mized launch conditions. The transmitter is simply positioned directly at the fiber
input. We will subsequently show that this procedure does not suffice for exact
measurements.
The transmission characteristics of an optical fiber are determined by attenu-
ation and dispersion. The measured value for attenuation and/or dispersion de-
pends on the light introduced into the polymer optical fiber; for this reason it is
necessary to create reproducible launching conditions. It means that the distribu-
tion of the optical power onto the modes excited in the optical fiber must be
known.
If the complete core area and numerical aperture are illuminated uniformly (full
filled launching), all modes will carry initially the same power (UMD = Uniform
Mode Distribution, blue curves in Figs. 9.7 and 9.8). During the further passing of
the light through the fiber, the rays propagating at a larger angle to the axis of the
fiber experience greater attenuation than the rays with the lower angle since they
have to travel a longer path and are reflected more often on the interface between
the core and the cladding. For example: in a fiber with AN = 0.5, ncore = 1.497 and a
core radius of 0.5 mm, the core ray, which is still just about reflected completely,
runs at an angle of 19.5; over a length of 1 m the ray will be reflected approxi-
mately 350 times at the interface between the core and the cladding. Due to
inhomogeneities at the core/cladding interface as well as in the core material, it is
possible that power may propagate in two different directions (mode coupling). In
addition mode conversion will cause power to be exchanged between the different
propagation directions at bends within the optical fiber. These effects lead to a
change in the mode distribution excited at the beginning of the fiber. After a cer-
9.3 Dependence on the Launch Conditions 671

tain distance, a steady state distribution is achieved and from thereon mode distri-
bution remains constant (EMD = Equilibrium Mode Distribution, red curves in
Figs. 9.7 and 9.8), provided no such faults occur that would again lead to mode
coupling effects. If the excitation is with a small numerical aperture (green curves
in Figs. 9.7 and 9.8) there will also be EMD after a certain length due to the fact
that higher order modes are created.

optical
power UMD:
all mode guide the
same optical power

EMD:
equilibrium mode
distribution
exitation with small
numerical aperture

far field angle

Fig. 9.7: Mode distribution for different types of excitation (schematic representation)

The length dependent attenuation in relation to the fiber position is shown in


Fig. 9.8. In the case of an over filled launch, the attenuation curve is hyper linear
up to the coupling length, for under filled launch it is sub linear. A real measure-
ment result will be shown later.

600
attenuation [dB/km]
500

400 over filled launch


equilibrium mode
exitation
300

200

100
under filled launch
length [m]
0
0 50 100 150 200

Fig. 9.8: Length-dependent attenuation relative to the length of the fiber, for different mode
distributions (schematic representation, no experimental results)
672 9.3 Dependence on the Launch Conditions

Figure 9.9 shows the difference in attenuation between the rays launched paral-
lel to the fiber axis and those at the maximum possible angle of launching (core
radius a = 0.5 mm, ncore = 1.497). Assuming equal distribution of the mode to the
propagation angles, and considering modes at launching angles from 0 to 20
(half of the possible modes) one obtains an average attenuation increase of up to
2.5 dB/km, whilst with the inclusion of the higher order modes a change of up to
6 dB/km occurs - in both cases relative to the basic attenuation of 100 dB/km.
Only that part of the attenuation attributable to the longer path (volume attenu-
ation) has been taken into account here. Further effects which contribute to mode
dependent attenuation (mode conversion and mode coupling) are described later.
This simple example demonstrates the difficult situation that exists when trying to
carry out measurements that are independent of launching conditions.

12
excess loss, related to a basic
attenuation of 100 dB/km [dB/km]
10

2
launch angle []
0
0 5 10 15 20 25 30 35 40
Fig. 9.9: Relative change of attenuation in relation to the launching angle (only caused by
the difference in the propagation path)

For real polymer fibers as well as for PCS, however, there is also the very much
stronger effect of high losses for rays with a large propagation angle caused by the
attenuation of the cladding material. This cladding attenuation with PMMA POF
lies around some 10,000 dB/km. Measurement results for PCS were shown in
Chapter 2.
Figure 9.10 shows the number of modes in an SI-POF with the above
mentioned parameters (650 nm wavelength) in relation to the maximum launching
angle considered.
In order to achieve reproducible results with measurements for attenuation and
dispersion, the modes should be in equilibrium mode distribution. This can be
achieved by using a launching fiber, although this is not very practical for polymer
fibers since the required length of 30 m to 60 m would lead to high additional
attenuation (6 dB to 12 dB for 200 dB/km attenuation). The dynamics of the
measurement setup is reduced by this value. For comparison: for glass fibers, the
length of the launching fiber is in the range of 1 km to 2 km producing an
additional loss of 2 dB to 4 dB (for 2 dB/km of attenuation).
9.3 Dependence on the Launch Conditions 673

4.5
number of modes [u 106]
4.0
3.5
3.0
2.5
2.0 AN = 0.50
1.5
1.0
0.5 launch angle []
0.0
0 5 10 15 20 25 30 35 40
0 5 10 15 20 25
propagation angle in the fiber []

Fig. 9.10: Number of modes in relation to the launch angle

Another possibility is coupling the light through a suitable optical arrangement


with full core illumination and a numerical aperture corresponding to equilibrium
mode distribution. Figure 9.11 illustrates an optical launching arrangement, which
allows the independent adjustment of the numerical aperture and the spot dia-
meter. However, in this method it is necessary to have the knowledge of the condi-
tions for equilibrium mode distribution, which are different from fiber to fiber.

NA aperture spot aperture


POF under
test
light source

Fig. 9.11: Optical launching arrangement with independently adjustable numerical aperture
and spot diameter

In practical applications, a mode mixer (Fig. 9.12, see Chap. 2) is frequently


used, which meets the Japanese Industrial Standard JIS 6863 or IEC 60794-1-1
Annex A. It consists of two cylinders with a diameter of 42 mm each and a dis-
tance of 3 mm from each other, around which a standard polymer fiber of 3.50 m
or 20 m length is wound in ten loops. The following effects occur:
Due to the bends, higher order modes are radiated (radiation modes).
Modes are converted into each other due to the bends (mode conversion).
Due to faults at the interface between core and cladding, it is possible that
several modes can be created from one mode (mode coupling). This process is
dominant and depends on the respective type of fiber.
The insertion loss is approximately 4 dB.
674 9.4 Measurement of the Optical Parameters

Fig. 9.12: Mode mixer in accordance with the Japanese Industrial Standard JIS 6863

Apart from the mode mixer described above, other set-ups are also in use, for
example the roll mode mixer ([Fus96]). However, these have not been standar-
dized. For DSI fibers such a mode mixer does not achieve the desired result, since
these would require a much smaller bending radius. Analysis shows ([Pfl99]) that
bending radii of less than 15 mm would have to be used, which would lead to a
high attenuation and is therefore not practicable. Consequently, this type of mode
mixer should not be used for DSI fibers, but instead one should only measure
attenuation up to a certain minimum length. This length must be established
individually for each type of fiber using, for example, the cut-back method (see
below).

9.4 Measurement of the Optical Parameters

The methods for measuring the different optic characteristic quantities will be des-
cribed in the following sections together with some examples of measurements.
Here the effects of various launch conditions will be particularly emphasized just
as with the measurement of the bandwidth (Chap. 2). The different experimental
results have diverse practical significance, e.g. for coupling attenuations, for deter-
mining system ranges and capacities, and for the qualitative characterization of
fibers and active components. The following will be dealt with in detail:
Near field distribution
Far field distribution
Inverse far field
Index profile
Optical attenuation
Optical time domain reflectometry
Dispersion
9.4 Measurement of the Optical Parameters 675

9.4.1 Near Field

The near field describes the power distribution of the light in the output face of the
optical fiber. It can either be measured via an enlarged image or scanned with a
suitable optical fiber. Figure 9.13 illustrates a suitable installation, in which it was
possible to achieve a 55 dB dynamic ([Gie00]). In this installation, a singlemode
fiber (core diameter 9 m), which is driven by a step motor, is guided radially
along the fiber surface. The signal is received by a highly sensitive detector. The
test installation has a dynamic range of approximately 60 dB. Figures 9.14 and
9.15 show the near field patterns of a standard NA-POF and a multicore POF
recorded with this arrangement.

manual
sampling fiber positioning
SM-GOF; 9 m

horizontal fiber connector


translation stage

step drive
POF

Giehmann T-Nova 2001


manual
positioning

Fig. 9.13: Setup for near field scan measurement

rel. optical power [dB]


0

-10

-20

-30

-40

-50
Giehmann T-Nova 2001 fiber sensor position [m]
-60
0 250 500 750 1000 1250 1500
Fig. 9.14: Near field pattern of a standard NA-POF, illuminated with an LED (O = 560 nm)
676 9.4 Measurement of the Optical Parameters

0.08
rel. optical power (linear)
0.07

0.06

0.05

0.04

0.03

0.02

0.01
Giehmann fiber sensor position [mm]
0.00
0.00 0.25 0.50 0.75 1.00 1.25 1.50

Fig. 9.15: Near field pattern of a DSI-multicore POF

The scanning path in Fig. 9.15 runs across the center point of the MC-POF and
captures seven individual fibers (see Fig. 2.47). However, it is not aligned to the
center of the individual fibers, which is why some fibers have been only partially
covered.
Commercial devices for measuring the near field distribution have become
available in the meantime, for POF and PCS as well. The LEPAS measuring sys-
tem from the Japanese manufacture Hamamatsu is used at the POF-AC Nrnberg
(see >Bach02@).
Not only is the detection of the entire cross-section of the fiber is important for
correct near field measurements, but also that all propagation angles occurring are
taken into consideration. Image-forming systems with a small NA have been used
in many published measurements of fibers. The consequences of such an error are
shown in Fig. 9.16 for the measurement of a GI-POF.

GI fiber Irel. measurement


result with a
sufficient NA
measurement
result with a
to small NA

T
-Tmax T +Tmax
Fig. 9.16: Measurement of the near field of a GI-POF using a to small NA system
9.4 Measurement of the Optical Parameters 677

Modes with different angles occur in the center of GI fibers, almost only par-
axial rays are at the edge. If the measuring system only picks up the small angles,
then a much too small intensity is established in the center. The near field distri-
bution apparently corresponds to that of a SI fiber. The opposite effect can come
about if the optics cannot detect the necessary angular range over the entire cross-
section. What can happen here is that all modes are measured in the center of the
fiber and only part of them on the fiber edges. The near field would then look like
that of a GI fiber.
In order to minimize such effects, a special combination of lenses has been
produced by the Sill-Optik Company for the LEPAS system which permits the
correct measurement of 1 mm POF. The optics and the image-forming principle
are shown in Fig. 9.17.

FOP +
objective lens relay lens CCD-Chip
Fig. 9.17: Near field optics and operation principle

The optics display an image of the output end faces on a CCD chip, with an
enlargement of about 5. The fiber optic plate (FOP) prevents interference patterns
through the chip cover. The technical data of the system are:
Acceptance angle 30
Resolution > 2 m (numerically)
Magnification approx. 5.5
Wavelength range 400 nm - 1100 nm
Working distance 13.8 mm
In order to test whether or not the optics corresponded to the requirements, a
thin (0.2 mm) laser beam (divergence < 0.1) was positioned in the measuring
level of the system, on the sides as well as at different angles. Figure 9.18 shows
the results for 7 different positions.
678 9.4 Measurement of the Optical Parameters

0 0 0 0
-30 +30 -30 +30 -30 +30 -30 +30
1.0
0.8

0.6

0.4
x= x= x= x=
0.2
-0.9 mm -0.3 mm +0.3 mm +0.9 mm
0,0
0 0 0
-30 +30 -30 +30 -30 +30

x= x= x=
-0.6 mm 0.0 mm +0.6 mm

Fig. 9.18: Test of the near field optics

At a distance of 0.9 mm to the system axis only a very slight part of the angle
was detected. Within a range of 0.3 mm practically the complete angular range is
measured. The system can produce satisfactory results for fibers with a diameter
of up to 1 mm and a NA up to 0.50.

Fig. 9.19: Examples for near field measurements (approx. 1 m and 30 m MC-POF)

Two examples of near field measurements are shown in Fig. 9.19. Here a 37-
core MC -POF was measured after a short stretch (on the left) and after a long
link. The attenuation can be determined for each individual fiber. In particular, the
higher attenuation at the fiber edges could clearly be seen in this measurement. If
this measuring system is combined with a corresponding pattern recognition for
identifying the cores, then the individual fiber attenuation can be determined
automatically.
9.4 Measurement of the Optical Parameters 679

9.4.2 Far Field

The far field is defined through the field distribution at the distance D 2a from
the output face of the fiber (Fig. 9.20).

intensity

B
4max
a

light source with D


launching optics screen

Fig. 9.20: Idealized far field of the step index profile fiber

The angle 4max is calculated from the relationship tan 4max = B/D. The numeri-
cal aperture NA is calculated from the far field angle 4max using the following for-
mula:

sin 4max AN ncore 2  ncladding 2

All modes carried in the core are excited in this case (full mode launch), i.e.
meridional rays as well as skew rays.
The far field represents the intensity distribution on a spherical surface, in the
center of which the light output face is located. The measurement is carried out
with a photo-detector, selecting the respective angle. The angle resolution depends
on the angle range covered by the detector area. Figure 9.21 shows a possible test
installation for capturing the far field in one plane.

light source
with 4
launching
optics detector
fiber

Fig. 9.21: Principle of the far field measurement


680 9.4 Measurement of the Optical Parameters

In order to achieve a three-dimensional representation, it is necessary to scan


the complete half-space, which requires very extensive measuring. As a rule, one
can assume a symmetrical radiation pattern for fibers. Hence it is sufficient to
record the intensity curve in the sagittal and meridional section.
It is possible to obtain fast results by using the far field measurement setup
([Klo98]) shown in Fig. 9.22. This system uses a fiber-optical measuring head
with an arced element enclosing a circular sector of r80. On this element with a
radius of 35 mm and an angle distance of 0.5 degrees 321 silica glass fibers are
arranged with a core diameter of 100 m; they are arranged in such a way that the
optical axis of all fibers point to the center of the circle sector. The ends of the
optical fibers are bundled together and point to a CCD camera system which
records the radiation from the fibers. In order to suppress scattered light, this fiber-
optical arrangement is completely enclosed. A signal processor integrated into the
system processes the measured values. The serial interface (RS232) makes it
possible to communicate with the signal processor. The measuring head is
mounted on a precise rotating turntable and can be rotated by 90 so that it is
possible in a few seconds to record the far field in the meridional and in the sagit-
tal planes. Where the intention is to obtain a three-dimensional measurement of
the far field, the arced element is turned around its optical axis from 0 to 180
with the help of a step motor. The step range of the motor is 0.9. The recording of
a 3D presentation takes approximately 10 minutes ([Klo98]). The instrument was
offered commercially by the company GMS.

computer

CCD camera

fiber bundle

fiber array
with 321
fibers rotatable
turntable
(by 180)
polymer fiber

Fig. 9.22: Fast far field measuring setup with the Emitor

Four different 1 mm POFs were measured under the same conditions for a test
(the parameters are in Table 9.1).
9.4 Measurement of the Optical Parameters 681

Table 9.1: Data of the fibers used in Fig. 9.23


Name of the PFU-CD1000 AC-1000W MH-4000 NC-1000
Fiber Type
characterization standard- DSI fiber DSI fiber Low-NA
SI fiber fiber
producer Toray Ashahi Mitsubishi Ashahi
Chemical Rayon Chemical
numerical apertue 0.46 0.32 0.33 0.25

Since it is difficult to determine the actual zero value of intensity, a convention


exists to use the value at which the intensity has dropped to 5% of the maximum
value (partially at 10% too).
Figure 9.23 shows the far fields of different fiber types. The signal has been
normalized to the maximum measured value in the far field. The fibers are excited
with a numerical aperture AN = 0.5 ( 30). Compared to the launching, the radi-
ation angles are significantly lower for all fibers. After a fiber length of 50 m, dif-
ferent far field widths result for the different types of fiber. This is caused by a
different development of the mode distribution up to equilibrium mode distri-
bution through mode coupling and mode conversion, resulting in different coup-
ling lengths.

norm. intensity
1.0
PF-U-CD1000
0.9
AC-1000
0.8
NC-1000
0.7
MH-4000
0.6
0.5
0.4
0.3
0.2
0.1
0.0
-40 -30 -20 -10 0 10 20 30 40
far field angle []

Fig. 9.23: Far field patterns of different fibers, light source LED 650 nm, 50 m fiber,
according to [Hen99]

The 10% far field width of the SI-POF PFU-CD1000, with a numerical aperture
of 0.42, is conspicuously wide. This fiber features an NA of 0.46. [Bun99b] and
[Pei00a] state a coupling length of 36 m for the PFU-CD1000. When using the
length of 50 m with this fiber, the state of equilibrium mode distribution has
already been reached. Also, compared to the other fibers, the intensity distribution
682 9.4 Measurement of the Optical Parameters

rises steeply from zero, whilst the other measured curves show a bell shaped
increase. This indicates that the proportion of power of the leaky waves is small
and hence makes only a negligible contribution to the widening of the far field.
Figure 9.24 shows the 10% far field width in relation to the bending radius for
various numbers of windings. Launching was carried out with AN = 0.5. This
investigation is the basis for setting up a mode mixer, as described, for example, in
the Japanese Industrial Standard JIS 6863 and in the IEC 60794-1-1 (Annex A).
As expected, the numerical aperture reduces most with the bending radius at 10
windings. At a bending radius of 21 mm the numerical aperture is 0.42.

0.50 measured numerical aperture


0.48 26 mm
0.46
21 mm
0.44
0.42 15 mm
0.40 12 mm
2 turns
0.38
4 turns
0.36
6 turns
0.34
8 turns
0.32
10 turns inverse bending radius [1/mm]
0.30
0.03 0.04 0.05 0.06 0.07 0.08 0.09
Fig. 9.24: Numerical aperture (10% far field width) in relation to the inverse bending
radius for the PFU-CD-1001 fiber

Figure 2.147 shows the excess loss in relation to the inverse bending radius for
different numbers of windings. For the conditions of the above mentioned stan-
dards (bending radius = 21 mm, 10 turns) the excess loss is approximately 2 dB.
Figure 9.25 shows the change in the far field of the DSI fiber MH 4000 for
different numbers of windings, starting at 0.
With two windings, the far field is significantly narrower than without any win-
ding. At this bending radius, the higher order modes are emitted to a larger degree
and hence do not contribute to the far field. This effect occurs with a bending
radius smaller than 15 mm [Hen99]. Due to the length of the fiber, any mode
coupling must be largely precluded. For two windings, the numerical aperture is
approximately 0.30 and for no winding it is 0.44. This is due to the double-step
index profile of the fiber: without the winding, the light is also conducted within
the inner cladding; the bends cause the angle of total reflection between the inner
and outer cladding to be exceeded for a large proportion of the rays so that the
light reaches the outer cladding and is lost through radiation. Now the propagation
characteristics are determined by the refractive index difference between core and
the inner cladding, corresponding to a numerical aperture of approximately 0.30.
The equilibrium mode distribution must still be formed in the core.
9.4 Measurement of the Optical Parameters 683

1.0
norm. intensity 0 turns
0.9
2 turns
0.8
4 turns
0.7
6 turns
0.6
8 turns
0.5
10 turns
0.4
0.3
0.2
0.1
0.0
-40 -30 -20 -10 0 10 20 30 40
far field angle []
Fig. 9.25: Far field patterns of the DSI fiber MH 4000 for different numbers of windings
(bending radius r = 12 mm, light source LED at 650 nm, length of fiber 4 m)

[Hen99] investigates the use of a mode mixer for DSI fibers. As a condition for
equilibrium mode distribution for the fiber MH4000, a bending radius of 9 mm
results, leading to an additional loss of 18 dB for 10 windings. This high value is
not acceptable for attenuation and dispersion measurements so that in DSI fibers it
is only possible to achieve equilibrium mode distribution with the help of mode
mixers at the expense of a high attenuation.
There are also in the meantime a number of commercial devices for the two-
dimensional measurement of far field distributions. The POF-AC uses the LEPAS
system here as well as for near field measurements. The corresponding optics and
the ray trajectory are shown in Fig. 9.26.

FOP + CCD-Chip
f-T lens field lens relay lens

Fig. 9.26: Far field optics of the LEPAS system with ray trajectories
684 9.4 Measurement of the Optical Parameters

The f- lens converts the different angles at the location of the intermediate
image which is then projected onto the CCD chip with the following microscope
array, attaining the following parameters:
Acceptance angle 45
Angle resolution 0.18 (numerically)
Wavelength range 400 nm - 1100 nm
Working distance 2.8 mm
An example in Fig. 9.27 shows the far fields of a 1 mm standard POF with
coupled collimated light each with an angle of 10 after 10 m and 100 m respec-
tively. The ring structure can clearly be seen which after 100 m has for the most
part been resolved through mode mixing.

Fig. 9.27: Far field of a SI-POF for excitation with 10 after 10 m and 100 m

9.4.3 Inverse Far Field

With the inverse far field method described in [Gies98] one can obtain even more
detailed information about the light propagation than with the method described
above. In this method one not only measures the radiated light selectively but also
launches it at selected angles into the fiber (Fig. 9.28).

fiber Tout
Tin

Fig. 9.28: Principle of inverse far field measurement


9.4 Measurement of the Optical Parameters 685

The advantage of this process lies in the fact that the launching spot with a
small diameter (some tens of m) and a small numerical aperture (AN | 0.02) can
be placed at the desired spot of the fiber's end face, thereby making it possible to
excite certain specific mode groups. With this type of excitation only meridional
rays are excited, no skew rays.
Figure 9.29 shows the far field distribution of a standard NA-POF after 10 m
and 50 m length of fiber at launch angles of 15, 20 and 25. The steep rise in the
far field curve indicates that no leaky modes were excited. Whilst at an launch
angle of 15, the power is completely distributed to the smaller angles after 50 m;
at 20 and 25 launch angle, the domination of these mode groups can still be
clearly recognized.

l = 10 m; O = 594 nm, St.-POF l = 50 m; O = 594 nm, St.-POF


norm power [%] norm power [%]

100 20 100
15
25
80 80 20
25
60 60

40 40

20 20 15

0 0
-40 -30 -20 -10 0 10 20 30 40 -40 -30 -20 -10 0 10 20 30 40
far field angle [] far field angle []
Fig. 9.29: Far field patterns of a standard fiber with different launch angles ([Kle98])

For the DSI fiber (Fig. 9.30) the situation is different. In this fiber, all of the
power has gone over into the core from the inner cladding after 50 m so that at a
15 launch angle the far field width has nearly reached the numerical aperture
corresponding to the refractive index difference between core and inner cladding.
In Fig. 9.31, the launching angle is changed by 1 between -30 and +30 each
time and the overall intensity of the emerging light is measured with a large area
detector. In the case of standard NA fibers (diagram on the left), an almost rectan-
gular far field profile for fiber lengths of 1 m and 10 m changes to a parabolic
form for greater lengths; correspondingly, the far field angle reduces (for the
shorter lengths this is approximately 26) (AN = 0.44). This is caused by the stron-
ger attenuation of the higher order modes. After 50 m, equilibrium mode distri-
bution has been reached.
686 9.4 Measurement of the Optical Parameters

L = 10 m; O = 594 nm, DSI-POF L = 50 m; O = 594 nm, DSI-POF


norm. power [%] norm. power [%]
100 20 100
15 25 20
80 80
25
60 60

40 40
15
20 20

0 0
-40 -30 -20 -10 0 10 20 30 40 -40 -30 -20 -10 0 10 20 30 40
far field angle [] far field angle []
Fig. 9.30: Far field patterns of a DSI fiber under different launch angles [Kle98]

The diagram on the right in Fig. 9.31 shows the result for a DSI fiber. With
increasing length, the rays propagating under larger angles are heavily attenuated
so that at 50 m and at 90 m the far field angle is 18 (AN = 0.32).

O = 594 nm, St.-POF O = 594 nm, DSI-POF


norm. power [%] norm. power [%]
100
1m 1m
80
10 m
60 10 m
40 50 m
50 m
20 90 m
90 m
0
-30 -20 -10 0 10 20 30 -30 -20 -10 0 10 20 30

launch angle [] launch angle []

Fig. 9.31: Far field patterns in relation to launch angle [Kle98]

The rays with a large angle are reflected at the interface between the inner and
outer claddings. Since the inner cladding has a higher attenuation compared to the
core, the rays propagating in this have been attenuated so strongly after 10 m that
they can no longer be traced in the far field. The manufacturers call the DSI fibers
low-NA fibers; the numerical aperture is stated as 0.30, without making refe-
rence to respective lengths.
9.4 Measurement of the Optical Parameters 687

9.4.4 Index Profile

A very important measurement for polymer fibers is that of the index profile. The
index curve has to be checked regularly in the core, especially with GI-POF which
is produced by diffusion. For the measurement the end face is either directly
scanned or the fiber is radiated through laterally. An overview of the different
methods for measuring the refractive index profile of optical fibers with lateral
radiation is given in >Bun04a@.
One method particularly well-suited for POF is based on the scanning of the
fiber end face with a beam as closely collimated as possible (determine the resolu-
tion). The NA of the light has to be adapted to the NA of the fiber investigated.
Two detectors measure the light passing through the fiber as well as a reference
beam. The refractive index dependant on location can then be calculated from the
difference. This method only produces good results when the fiber end face has
been prepared exactly smooth and flat. The next two figures, 9.32 and 9.33, show
the measurement results on a multistep index POF and a Semi-GI-PCS. This
method of measurement results in only relative differences in the refractive index
unless there has been a calibration beforehand on exact samples which are known.

1.0
nrel.
0.8

0.6 ESKA-MIU
sample 2003
0.4 Mitsubishi

0.2
x [m]
0.0
-400 -300 -200 -100 0 100 200 300 400
Fig. 9.32: Refractive index profile of a MSI-POF

1.0
nrel.
0.8

0.6

0.4

0.2
x [m]
0.0
-120 -100 -80 -60 -40 -20 0 20 40 60 80 100 120

Fig. 9.33: Refractive index profile of a Semi-GI-PCS


688 9.4 Measurement of the Optical Parameters

9.4.5 Attenuation

Optical attenuation describes the loss of light between the input and output of an
optical component, i.e. also of a fiber. In principle, only two power measurements
are necessary so that the explanations in Section 9.2 should suffice. The proble-
matical nature of this aspect is actually very much more complicated.
The measuring processes for attenuation provide as a result both the overall
attenuation which is of considerable interest to the system designer as well as the
individual contributions due to absorption and Rayleigh scattering, which provide
the manufacturer with important information for the purpose of process optimi-
zation. Characterization can be carried out for one or more discrete wavelengths
(for example, for the link wavelength) or continually for a larger spectral range.

9.4.5.1 Insertion and Substitution Methods


Different methods can be employed for measuring attenuation: the insertion
method (non-destructive), the substitution method (non-destructive) or the cut-
back method (destructive).
Since it is not possible to determine the input power P0 exactly, one compares
the output power with and without test fiber (Fig. 9.34). At first, the light power
PL2 is measured at the end of the optical fiber (test fiber). Subsequently, the
transmitter and receiver plugs are connected with each other and the power PL1 is
determined. The attenuation is calculated as follows:

10 P
Insertion loss = log L1 D fiber  D connector
L PL 2
With this method it is possible to measure the attenuation of the inserted cable
including connectors. In order to be able to determine the fiber attenuation, the
excess loss of the connector must be known.

fiber under test


coupling
pigtail L
T R
PL2
coupling PL1
pigtail
T R
Fig. 9.34: Measuring insertion losses
9.4 Measurement of the Optical Parameters 689

power [dB]
connector loss

insertion loss

connector loss

L
length [km]

Fig. 9.35: Determining losses with the insertion method

A similar process is followed in the substitution method: at first the power PL2
is determined. Subsequently, the fiber is replaced by a short reference length and
the power PL1 is determined. For this purpose the arrangement and characteristics
of test and reference fiber must be identical. In contrast to the insertion method
however, the number of connectors remains constant, which is why it is possible
to determine the fiber losses without connectors. However, it is a requirement that
the attenuation between the used connectors is constant. This is only possible
within in a certain tolerance, since, depending on the type of connector, the values
can diverge by up to several dB. This can therefore lead to significant errors in
kilometric fiber attenuation measurement when measuring short fiber lengths with
this measuring method.

reference fiber

pigtail L1 coupling
PL1
R
T
L2 receiver
transmitter

fiber under test PL2

Fig. 9.36: Example of test arrangement for substitution method

10 P
Attenuation is calculated as follows: D log L1
L 2  L1 PL 2
690 9.4 Measurement of the Optical Parameters

Level [dB]

L1 PL1
loss of the fiber
reference under test
fiber
PL2
L2 - L1

L2 length [km]

Fig. 9.37: Using the substitution method to determine attenuation

9.4.5.2 Cut-Back Method


The cut-back method provides more accurate results than the insertion and substi-
tution methods. In this method, at first the output power PL2 of the fiber is
measured for the length L2; subsequently, the fiber is cut after a length L1
(typically 1 m after the light source) and the power PL1 is determined. The advan-
tage of this method lies in the fact that launching conditions remain unchanged.
Attenuation is calculated in the same way as with the substitution method. The
advantage of the substitution method is that no destruction takes place method.

fiber under test


pigtail L2
PL2

T R
receiver
transmitter L1
PL1

Fig. 9.38: Using the cut-back method to determine attenuation

9.4.5.3 Measuring Attenuation for Discrete Wavelengths


Where the intention is to ascertain only the attenuation for a certain wavelength, a
semiconductor laser or an LED can be used. In both cases the emitting charac-
teristic of the component needs to be taken into account in order to ensure suitable
coupling to the fiber.
If a LED is used as the light source, there are some differences compared to the
measurement of attenuation with monochromatic light. Due to the wide spectral
9.4 Measurement of the Optical Parameters 691

width of the LED of approximately 20 nm and more, it is possible that a filter


effect occurs in combination with the attenuation spectrum. This is particularly
conspicuous in the window around 650 nm, since the edges of the PMMA fiber
attenuation rise steeply in this range. This has the effect that the width of the LED
spectrum is reduced while passing through the fiber and that the peak wavelength
is shifted to the attenuation minimum of the fiber unless it is there already.
Due to the fact that the light energy of the LED is distributed over a relatively
large spectral range, the edges of the LED spectrum experience much stronger
attenuation especially in the 650 nm window, leading to a significantly higher
attenuation compared to monochromatic measurements. Figure 9.39 shows the
filter effect of the PMMA fiber. The blue curve represents the spectrum of a LED
with a FWHM spectral width of 21 nm and a peak wavelength of 646.7 nm. The
green curve represents the LED spectrum after 50 m ESKA EH 4001; the spectral
width has dropped here to 14.4 nm and the peak wavelength has shifted to
650.6 nm.
The deviation is particularly large when the peak wavelength of the LED is not
exactly 650 nm, i.e. an even larger proportion of the light power is in areas with
significantly higher attenuation. Therefore a correction must be carried out. The
steps described below can be used to ascertain a correction factor, with the help of
which it is possible to correct the result of the measurement.

600 P/P0
attenuation [dB/km] LED spectrum at LED spectrum at
the fiber input the fiber output 1.0
500

400 0.8

300 0.6

200 0.4

100 0.2

0 0.0
550 600 650 700
wavelength [nm]

Fig. 9.39: Filter effect of the attenuation spectrum of a POF (ESKA EH 4001, 50 m)

The area under the bell shaped curve represents the total optical transmission
power of the LED. The LED spectrum P(O) is required. This needs to be norma-
lized so that the following applies:
f

P O dO 1
0
692 9.4 Measurement of the Optical Parameters

In addition, one needs to know the attenuation spectrum D(O) of the POF. This
is described, for example, in [Wei98]. However, it is important that the spectrum
used is identical to that of the POF or diverges from this only by a constant attenu-
ation coefficient. In order to determine the correction factor for the attenuation
Dmeasured for a required wavelength O0 (for e.g. 650 nm) and a certain length of
fiber L, one proceeds by forming the following integral:
f  D O L

Peff P O 10 10 dO

0
The result obtained is the attenuation of the total spectrum of the LED in dB
(DLED = 10 log (Peff)). The correction factor is then calculated as follows: (see
Section 7.3.1 also):
DLED
correction faktor K F
D O 0

9.4.5.4 Measuring Attenuation over a Larger Spectral Range


Where it is intended to measure the attenuation over a larger wavelength range, a
monochromator is used. The principle means of splitting an optical spectrum are
prisms and diffraction gratings. Generally, modern monochromators are grating
monochromators, which is why we will describe these briefly below. Their
schematic construction is shown in Fig. 9.40. The input light is focused on the
entrance slit, changed into a parallel bundle by a concave mirror and reflected on
to the grating, from there it is thrown on to another concave mirror from where it
is focused on the exit slit (Czerny/Turner arrangement). The grating is mounted in
such a way that it can be turned about its vertical center point axis. This causes the
spectrum of the light diffracted at the grating to be directed along the output slit.

entrance
slit
concave
mirror
grating
exit concave
slit mirror

focal length f

Fig. 9.40: Schematic structure of a monochromator


9.4 Measurement of the Optical Parameters 693

The reflection grating consists of a glass substrate in which parallel grooves are
ruled, either mechanically with a ruling engine or holographically by superimpo-
sing two coherent laser beams. Subsequently, the grating is coated with a highly
reflective medium. There are always several diffraction orders so that, with the
same setting of the grating, wavelengths of, for example, 400 nm and 800 nm
appear at the output slit. In this case, the interfering light must be eliminated with
an edge filter. By giving the grooves a specific shape and depth, one achieves that
a maximum of light is reflected into the first diffraction order. The grating is opti-
mized for a certain wavelength range and is highly efficient in that range. The
wavelength at which the grating is at its most efficient is called blaze wavelength
(Fig. 9.41).

90
grating efficieny [%]
80
blazed grating
70

60

50

40 holographic grating

30

20

10

0
400 600 800 1000 1200 1400 1600
wavelength [nm]

Fig. 9.41: Application ranges of diffraction gratings

The most important parameters of a monochromator are:


1. The range of wavelengths at which the monochromator transmits light.
2. The dispersion, which indicates to which degree the light appears spectrally
split at the output slit. This is expressed by the linear reciprocal dispersion,
Drec in wavelength differential 'O [nm] per slit width 'x [mm]:
'O/'x = (d cos E)/(f m), where d: reciprocal grating constant, E: angle at
the diffraction grating for which the diffraction order m occurs, f: focal length
of the monochromator.
Example: assuming a grating with 600 lines/mm, f = 200 mm, m = 1, E = 16,
which will result in the linear reciprocal dispersion Drec 'O/'x = 8 nm/mm.
This means that for a slit width of 1 mm the spectral width of the light
emerging from the exit slit is 8 nm and for a slit width of 0.5 mm it is 4 nm.
694 9.4 Measurement of the Optical Parameters

3. Resolution: the minimum achievable spectral width 'O, determined by the


resolution of the grating, the focal length of the monochromator and the mini-
mum adjustable width of the output slit.
4. Aperture ratio: mirror diameter/focal length.
5. Blaze wavelength of grating OB, spectral position of maximum of reflection.
One of two basic configurations can be used to carry out an attenuation mea-
surement with a monochromator:
1. The light is introduced into the polymer optical fiber from the source, and the
light emerging from the fiber is analyzed with the monochromator.
2. The light that has been split spectrally in the monochromator is coupled into
the fiber and measured at the end of the fiber with a detector.
The first configuration is illustrated in Fig. 9.42. The cone of light emerging
from the POF has a larger aperture angle than the monochromator. Besides, the
cross section of the emerging ray is circular whilst the input slit of the monochro-
mator is rectangular. This mismatch of the numerical aperture and the area shapes
lead to significant losses where the fiber is directly coupled to the monochromator
(Fig.s 9.43 and 9.44).

fiber under test coupling


detector
light source connector optics

cross area
mode converter conversion

monochromator
Fig. 9.42: Experimental setup for measuring attenuation

polymer fiber spectrometer slit:


0.5 10 mm

diameter: 1 mm
num. aperture: 0.50

Fig. 9.43: Example for mismatch of area shapes


9.4 Measurement of the Optical Parameters 695

polymer fiber monochromator: f = 10 cm


core diameter: 980 m grating size: 32 u 32 mm
aum. aperture: 0.50 num. aperture: 0.16
aperture angle: 60 aperture angle: 18

60

18
slit

Fig. 9.44: Example for mismatch of numerical aperture

By guiding the light through a lens, it is possible to increase the light spot;
however, the numerical aperture is decreased. This serves to adjust the numerical
aperture. If, for example, the cross sectional area of the fiber is reproduced in
3-fold magnification, the NA is reduced from 0.60 to one third, i.e. 0.20.
Figure 9.45 shows the estimated losses for different mismatches between area
shapes and numerical apertures. The losses are calculated as follows:
area fiber
D Fl 10 log
overlappin g area monochroma tor
2
AN
D NA 10 log fiber
AN
monochroma tor

12 loss [dB]
total
10 mismatch

8
area
mismatch
6

4
mismatch of the
numerical aperture
2
magnification
0
1.0 1.5 2.0 2.5 3.0 3.5 4.0 4.5 5.0
Fig. 9.45: Mismatch dependent on magnification (slit width 0.5 mm, fiber
diameter 1 mm, NA of fiber 0.50, NA of monochromator 0.16)
696 9.4 Measurement of the Optical Parameters

When coupling the fiber directly to the monochromator slit, a minimum loss of
7 dB is achieved at the stated values of the set-up. Smaller losses result when
using a cross section transformer, which transforms a circular area into a rec-
tangle. It consists of a silica glass fiber bundle with thin glass fibers of approxima-
tely 1 m length, the ends of which are arranged in circular shape at one end and in
rectangular shape at the opposite end (Fig. 9.46).
Due to the numerical aperture of the bundle of 0.22 and a diameter of 3 mm, it
is possible to achieve an optimum adaptation of the POF by using a lens. The end
with the rectangular arrangement of fibers coincides with the width (0.5 mm) of
the monochromator slit. The remaining loss due to the mismatch between the
numerical aperture between the quartz glass fiber bundle and the monochromator
is 2.8 dB.

Fig. 9.46: End formations of fiber bundle

The detector is either attached directly to the monochromator output slit or is


illuminated via a suitable lens system. This test set up lends itself for measuring
the attenuation with the insertion and the substitution method; the cut-back
method is less suitable for this set-up as one has to repeat the preparation and posi-
tioning of the fiber's end face after each cut-back. This means, that the advantage
of this method is lost since the conditions are changed at the input and output sides
of the test fiber.
The second basic configuration is illustrated in Fig. 9.47: the light of a white
light source is split into its spectral components by a monochromator and launched
into the fiber to be investigated via a cross section transformer and an optical
adaptation arrangement (Fig. 9.48). Detection is carried out with an integrating
sphere and a photodiode or a photomultiplier. Well reproducible results were
achieved with the cut-back method. This set up was optimized for standard
SI-POF with AN = 0.50 so that the use of a mode mixer did not result in any
additional improvement but only caused additional attenuation and hence a
reduction in the dynamic range. The measuring set up is also suitable for fibers
with a different numerical aperture. However, it is in each case necessary to adapt
the numerical aperture of the launching optics.
9.4 Measurement of the Optical Parameters 697

light aperture and cross integration sphere


glass
source area conversion
fiber
bundle connector

monochromator
fiber under test detector

Fig. 9.47: Schematic setup for measuring attenuation in polymer optical fibers

glass fiber bundle


= 3 mm, AN = 0.17 lens
polymer fiber,
length: 20 cm
 1 mm
AN | 0.5

ray trajectories

Fig. 9.48: Adaptation of the numerical aperture and the cross section of the ray

The integrating sphere (Fig. 9.49) is a hollow sphere that is often coated with
barium sulphate (BaSO4) on the inside. The coating causes multiple and diffuse
reflections of the incoming light until it is evenly distributed over the sphere
surface. After this integration, effects such as the angle of incidence, polarization,
modes or shadow formation are eliminated.

fiber connector
PMMA - fiber

shutters

detector connection

Fig. 9.49: Integration sphere


698 9.4 Measurement of the Optical Parameters

Hence all of the light entering the sphere from the fiber is captured by the
detector. The two openings for the polymer optical fiber and the detector are
orthogonal to each other. On the inside of the sphere there are shutters to prevent
light from striking the photomultiplier directly from the fiber.
The configuration described last offers the advantages that both insertion and
substitution methods as well as the cut-back method can be used and when using
the integrating sphere as a detector system, all of the radiated light is detected.
This measuring system offers a dynamic range of 30 dB to 35 dB for a wave-
length range of 480 nm to 700 nm with a slit width of 0.25 mm and using a photo-
multiplier as the detector.

9.4.5.5 Results of Measurements


Measurements using the substitution method deliver results with a standard
deviation of 10 dB/km, while the cut-back method delivers results with a standard
deviation of 3 dB/km (Fig. 9.50).

15 standard deviation [dB/km]

substitution method
10

cut back method


5

0
400 450 500 550 600 650 700
wavelength [nm]

Fig. 9.50: Standard deviations obtained with the cut-back and substitution methods
([Pei00a])

When using the substitution method, particular care must be taken when pre-
paring the fiber's end faces to ensure good surface quality. The selection of the
connector also has an effect on the reproducibility of the measurement. We have
used FSMA connectors for the tests carried out here.
Figure 9.51 shows the result of an inter-laboratory test for measuring the
attenuation in a standard NA-POF ([Kell98], [Krau98]). The measurements were
carried out using the substitution method over a wide range of wavelengths, with
LED or laser sources and different set up configurations. The attenuation values
compared are in the range of 650 nm wavelength and for fibers of 20 m, 50 m and
9.4 Measurement of the Optical Parameters 699

100 m length. For the assumed attenuation of a normal fiber of 156 dB/km
(ATM Forum specification, [ATM96a], [ATM96b], [ATM99]), 0.5 dB were
added for launching changes for each length. The effects on the kilometric attenu-
ation are very severe for the shorter lengths. One can easily recognize the large
spread of measured values at 20 m, but even for 50 m or 100 m the spread of
measured values is too large so that a reliable statement about the actual
attenuation cannot be made. However, it is worth pointing out that the spread for a
length of, for example, 20 m is approximately 47 dB/km, which - when related to
the 20 m length - means less than 1 dB.
It is an absolute necessity in all attenuation measurement tests to give detailed
information about the test setup and procedure, in particular also about the laun-
ching conditions of the fiber.

attenuation [dB/km]
190

180
156 dB/km
+0.5 dB for launch NA
170

160

150 156 dB/km (acc. to


ATMF specification)
140 white light
LED
130
Laser

120
20 50 100
length [m]

Fig. 9.51: Attenuation in relation to the length of fiber; the measurements were carried out
as part of an interlaboratory test with different measuring set ups ([Kell98])

The attenuation spectra presented below were recorded with the test set up des-
cribed in Fig. 9.47. Figure 9.52 shows the effect of length on attenuation in short
lengths of fiber, measured with the cut-back method. Light launch was carried out
near to equilibrium mode distribution. After a length of approximately 10 m
attenuation remains constant, which means that after approximately 10 m equili-
brium mode distribution has been achieved.
700 9.4 Measurement of the Optical Parameters

180
attenuation [dB/km]
170
160
150 ESKA 4001
140 AN = 0.47
130
length:
120 3m
110 5m
7m
100 10 m wavelength [nm]
90 20 m
500 520 540 560 580 600

Fig. 9.52: Attenuation of a standard NA-POF (EH-4001) in relation to length for short
lengths of fibers, measured with the cut-back method ([Pei00a])

This is confirmed when testing fibers with a greater length (Fig. 9.53) where
attenuation no longer depends on the length.

800
attenuation [dB/km]
700 sample length:
20 m 30 m 40 m
600
50 m 60 m
500
400
300

200
100
wavelength [nm]
0
400 450 500 550 600 650 700

Fig. 9.53: Attenuation of a standard NA-POF (EH-4001) in relation to length, measured


with the cut-back method

Figure 9.54 shows the spectral attenuation curves for a double step index pro-
file fiber (ESKA MH 4001). The fiber was launched with a numerical aperture of
approximately 0.50 (Fig. 9.48) and the reference length was 1 m in each case
[Pei00b]. The attenuation of this fiber was measured with the cut-back method. It
is clearly discernible that the equilibrium mode distribution is not reached until
after a larger distance of fiber (>40 m). Until then, the measured kilometric attenu-
ation depends on length. For shorter lengths to achieve equilibrium mode distri-
bution, the fiber would have to be light launched with a numerical aperture of
9.4 Measurement of the Optical Parameters 701

approximately 0.30. This would mean that the launching optics in Fig. 9.48 would
need to be modified.

600 attenuation [dB/km] length:


500 3m
5m
400
10 m
300 20 m
30 m
200 40 m
100 50 m
wavelength [nm] 100 m
0
400 450 500 550 600 650 700
Fig. 9.54: Attenuation of a DSI-POF (ESKA MH4001) in relation to length, measured with
the cut-back method

Figures 9.55 and 9.56 show the attenuation spectra of a multicore POF
(37 cores) at different launching conditions.

600
attenuation [dB/km] length:
500 30 m
400 50 m
64 m
300
100 m
200

100
wavelength [nm]
0
400 450 500 550 600 650 700
Fig. 9.55: Attenuation of a multicore POF (Asahi PMC 1000, 37 cores, AN = 0.19) for
different measured lengths; light launched with AN | 0.50

In both measurements, the reference length was 0.68 m; in Fig. 9.55 launching
took place with a numerical aperture of 0.50, in Fig. 9.56 with 0.17 using a glass
fiber bundle. Both measurements were carried out with the substitution method.
The attenuation coefficient depends heavily on length; when light is launched with
AN = 0.17 it was no longer possible to measure the 100 m length, since the
dynamic range was approximately 10 dB lower due to the mismatch of areas bet-
ween the fiber bundle ( 3 mm) and the MC-POF ( 1 mm). In addition, the
702 9.4 Measurement of the Optical Parameters

attenuation coefficient was approximately 50 dB/km lower; when overfilling with


a numerical aperture of 0.50, no equilibrium mode distribution was achieved even
after 100 m, whilst with launching conditions with values close to the equilibrium
mode distribution, EMD was reached after approximately 60 m.

600
attenuation [dB/km] length:
500 30 m
50 m
400
64 m
300

200

100
wavelength [nm]
0
400 450 500 550 600 650 700
Fig. 9.56: Attenuation of a multi core POF (Asahi PMC 1000, 37 cores, AN = 0.19) for
different measured lengths; light launched with AN | 0.17 (fiber bundle)

Figure 9.57 shows a summary of the attenuation coefficients of different fibers


in relation to the length of fiber. At launching conditions near equilibrium mode
distribution, attenuation independent of length is already achieved after 10 m,
whilst with an MC-POF this is only the case after 60 m.

attenuation
300 [dB/k ]

250

200

150

100
EH 4001 AN = 0.47 AN launch = 0.50 (St.-NA)
MH 4001 AN = 0.30 AN launch = 0.50 (DSI)
50 PMC 1000 AN = 0.19 AN launch = 0.50 (MC)
PMC 1000 AN = 0.19 AN launch = 0.17 (MC)
length [m]
0
0 20 40 60 80 100
Fig. 9.57: Attenuation for different types of POF in relation to length
9.4 Measurement of the Optical Parameters 703

Since the length at which equilibrium mode distribution is reached is different


for each polymer fiber, this length must be known prior to any measurement in
order to obtain an attenuation coefficient that is independent of length.
Figures 9.58 and 9.59 show the attenuation spectrum of a POF (Eska GH 4001)
measured with a monochromator (fiber length 30 m, solid curves) and with LED
(at different fiber length, different points) with and without spectral correction.
The results are definitely closer to the monochromator measurements with the
spectral correction described in Section 9.4.5.3. The remaining errors are caused
by the too short measuring lengths and the uneven mode fields.

450
attenuation [dB/km] ESKA GH 4001
400 AN = 0.51
length: 30 m HLMP
350
K155
300
250
HR 430 SHR SHR HLMA
200 525C5 525C3 DL00
150
100
50 LED
Nichia 560nm
0
400 450 500 550 600 650 700
wavelength [nm]
POF sample length: 10 m 20 m 30 m
Fig. 9.58: Measuring attenuation with LED and monochromator (without correction)

450
attenuation [dB/km]
400
HLMP
350 K155
300
250
HR 430 HLMA
SHR DL00
200 SHR 525C3
150 525C5

100
50 Nichia 560nm
wavelength [nm]
0
400 450 500 550 600 650 700
POFsample length: 10 m 20 m 30 m

Fig. 9.59: Measuring attenuation with LED and monochromator (with correction)
704 9.4 Measurement of the Optical Parameters

9.4.6 Optical Backscattering Method

9.4.6.1 Principle of the ODTR


Another method for measuring attenuation is the optical backscattering method
(Optical Time Domain Reflectometer - OTDR): short light pulses are coupled at
one end of the fiber. The light is scattered in all directions by Rayleigh scattering;
a small proportion returns to the optical fiber and is detected (Figs. 9.60 and 9.61).
With this method it is possible to make statements about the attenuation curve
along the fiber and about local disturbances. Due to the high attenuation of the po-
lymer optical fiber, the transmission power must be very high and the receiver suf-
ficiently sensitive. Currently, most commercially available backscattering measu-
ring instruments are only for glass fibers, which are only of limited use for investi-
gations into polymer optical fibers due to the wavelength ranges (850 nm,
1,300 nm and 1,500 nm; one manufacturer offers the option of 670 nm) and the
launching conditions (AN: 0.10 .. 0.25, with singlemode and multimode launching
glass fiber). One manufacturer [Luciol] offers an OTDR specifically for POF.

pulsed
laser
fiber under test
splitter
detector
optical absorber
control unit

signal display
processing

Fig. 9.60: Schematic arrangement of an optical backscattering measuring instrument

input
signal scattering center

back scattered
signal

Fig. 9.61: Generating backscattering signals


9.4 Measurement of the Optical Parameters 705

A short light pulse is launched into the fiber at t1 and passes the length L2 - L1 at
speed v (approximately 2 108 m/s); the light is reflected at the fiber end and
returns to the beginning of the fiber at time t3; the optical time domain reflectomter
measures the run time of the pulse 't = (t2 - t1) + (t3 - t2) = 2(t2 - t1) (Fig. 9.62) and
converts it into the length. The following formula is used:

L
t  t
v 2 1
c t 2  t1

2 nk 2

Because of the pulse propagation time is determined by the speed of light in the
fiber core, for a precize location of an event, e.g. refections at the fiber input or
output, the correct knowledge of the refractive index is required.

t1 t2

t3 length L

L1 L2

Fig. 9.62: Principle of the back scattering method, times and powers

In Fig. 9.63, the backscattered signal is shown in a logarithmic scale over the
length. At the start of the fiber as well as at the end of it, there are reflections
leading to strong backscattering signals. The backscattered power Pr(z) is cal-
culated as follows:
1
Pr ( z) P0 S Ds ti v e  2Dz
2
with P0 being the introduced power, S the backscattering factor, Ds the attenuation
coefficient due to Rayleigh scattering [km-1], ti the time width of the launched
pulse, v the group speed, D the overall attenuation coefficient [km-1], and z the
length of fiber ([Gri89]).
The backscattering factor S indicates the degree of re-coupling, i.e. the propor-
tion of light backscattered into the numerical aperture; only this will get to the
beginning of the fiber and be available for measuring. For step-index fibers the
factor is calculated as follows:
2
3 AN
S
8 ncore
706 9.4 Measurement of the Optical Parameters

A factor of 2 takes account of the fact that the light pulses have to pass the
length of fiber twice. The attenuation coefficient through Rayleigh scattering is
determined as follows ([Ebe00]):

D s >dB@
10 log 0.5 Ds S t i
Whereas in glass fibers the main proportion of attenuation is caused by
Rayleigh scattering, in polymer optical fibers absorption through molecular vibra-
tions and impurities is dominant.
For a POF with AN = 0.5, ncore = 1.497, ti = 1 ns z = 0.0001 km and
Ds = 2.8 km-1 ([Kai81]) one obtains Ds = 52 dB, which means that the power of
the backscattered signal is 52 dB less than the launch signal. To this we must add
the insertion losses of the splitter or coupler of approximately 7 dB. In addition,
there is twice the attenuation of 100 m POF with 30 dB at O = 650 nm. That means
that the OTDR has to cover a dynamic range of approximately 90 dB in order to
be able to measure the attenuation in 100 m POF. For O = 520 nm, the situation is
somewhat more favorable. Since here the Rayleigh scattering attenuation is larger
and the POF attenuation lower than with 650 nm, it is possible to analyze a longer
fiber.

log. back scattered signal

reflection at
the fiber input reflection at the
reflecting connector fiber output

P1 fiber 1
P2
connector fiber 2
loss
splice or non
length fiber 1 reflecting
connector

L1 t1 L 2 t2 length

Fig. 9.63: Determining attenuation from the backscattering signal

The fiber attenuation coefficient D in Fig. 9.63 is calculated as follows:


P1 >dBm@  P2 >dBm@
D
L 2  L1
9.4 Measurement of the Optical Parameters 707

A plug connection having an air gap between the two fiber ends shows a clear
peak with a step in attenuation in the backscattering signal, similar to the fiber
beginning and end; however, a plug connection without reflection only shows a
step in attenuation. The strong backscattering signal at the beginning and end of
the fiber leads to an overloading of the detector, which means that during a certain
time interval, which is determined by the amount of pulse and reflection as well as
the recovery time of the receiver, no signal can be analyzed. The minimal distance
between a reflecting and a non-reflecting event that can still be resolved by the
OTDR is called the attenuation dead zone, while the minimal distance between
two reflecting events is called the event dead zone. The local resolution is given
by the pulse width ti. An pulse width of 10 ns corresponds to a length of approxi-
mately 2 m, 1 ns corresponds to 20 cm; since double the path (there and back)
must be taken into consideration, the spatial resolution at 10 ns is 1 m and at 1 ns
is 10 cm. However, the reduction of pulse width leads to a reduction in backscatte-
red power and therefore to a reduced dynamic range of the measuring system. In
order to be able to analyze greater lengths one selects a longer pulse duration ti at
the expense of spatial resolution. Figure 9.64 shows the backscattering signal of a
standard NA polymer optical fiber. During the first 10 m one can clearly recognize
a non-linear curve due to the launching process, since excitation did not take place
under conditions of equilibrium mode distribution. These occur after approxima-
tely 40 m; after that distance the curve remains linear and the attenuation coeffi-
cient independent of the length.

-25
back scattered signal [dB]

-30

-35

-40
attenuation 0.16 dB/m
13 dB
-45

-50 80 m
length [m]
-55
0 20 40 60 80 100 120 140 160

Fig. 9.64: OTDR measurement of a standard NA-POF according to [Bre00]

[Now98] describes an OTDR arrangement in which it is possible to measure


the backscattering signal of more than 150 m POF at a wavelength of 532 nm
without mathematically filtering with a dynamic range for fiber attenuation of
20 dB. The spatial resolution is 20 cm, the dead zone less than 5 m.
708 9.4 Measurement of the Optical Parameters

This OTDR method offers the following advantages:


1. Only one fiber end is required for measuring (suitable for installed fibers).
2. Determining the length of fiber.
3. Measuring the attenuation curve by local resolution.
4. The measured result is independent of the optical quality of fiber end faces
(however, in the case of surface defects it is possible that the dynamic range is
reduced).
5. The measuring method is non-destructive.
Table 9.2 provides an overview of the many possible applications of the optical
backscattering measuring method.

Table 9.2: Scope of application for the optical backscattering measuring method

fiber production homogeneity of the optical fiber


cable production receiving control, control of individual production steps
installation attenuation before and after installing the fiber,
attenuation of fiber connectors (plugs)
acceptance procedure overall attenuation of system
maintenance localizing faults

9.4.6.2 Improvement in the Resolution by Deconvolution


POF and PCS have the greatest mode dispersion today among all fibers used in
commercial data communication. While the spatial resolution essentially depends
on the pulse width used with singlemode glass fibers, pulse spreading on the fiber
limits the resolution with step index fibers. In addition, the necessary large area
receivers can only attain a limited bandwidth thus generating additional pulse
broadening.
In certain applications, e.g. in vehicle networks, it would be desirable to
achieve very exact spatial resolution in order to be able to localize defects in the
cable harness. Pulse broadening in the cable can only be changed when collimated
light is coupled in and only detects the low modes. No realistic measurement
results can be obtained in this manner. The only way to improve the spatial reso-
lution consists in a subsequent compensation of the mode dispersion.
An example of a mathematical re-working of OTDR data is shown in Fig. 9.65
from >Otto02@. The assumption here was that after a fiber length of 149 m two
discreet reflections lying close to each other would be found. You can see on the
left side of the picture that both reflexes overlap, caused by broadening through
mode dispersion, and that they are no longer separable. If the pulse response of the
fiber for this length is known, then the pulses can be re-separated by deconvolu-
tion as the diagram on the right in the figure verifies. In this case the distance
between the two reflections was 80 cm.
9.4 Measurement of the Optical Parameters 709

1.2
amplitude
1.0

0.8

0.6

0.4

0.2
time [ns] time [ns]
0.0
0 10 20 30 40 50 0 10 20 30 40 50
Fig. 9.65: Reflected double pulse without (left) and with deconvolution (right), 149 m

The difficulty in this procedure lies in the fact that you have to know the
length-dependent pulse response of the respective fiber investigated and be able to
present it as an analytical printout. The pulse as a superimposition of 4 Gaussian
functions, the intensities and widths of which change depending on the length, was
described in >Otto02@. An example of the approximation of an output pulse after
200 m of fiber (with AN = 0.19) is shown on the left in Fig. 9.66. On the right side
you can see the simulated pulse broadening after 200 m compared with the pulse
response of the system.

amplitude
1.0 1.0 amplitude
output pulse
0.8 after 200 m POF 0.8 system with-
out POF
0.6 0.6
system with
200 m POF
0.4 0.4
pulse parts
0.2 0.2
time [ns] time [ns]
0.0 0.0
0 10 20 30 40 50 0 10 20 30 40 50

Fig. 9.66: Simulation of the pulse response by 4 Gaussian curves

9.4.6.3 Commercial POF OTDR


An OTDR for use with POF and PCS was developed by the Swiss company
Luciol at the end of the 1990s (see >Bre00@, >Bre01@, >Bre03@ and >Luciol@). The
device can be seen in Fig. 9.67.
710 9.4 Measurement of the Optical Parameters

Fig. 9.67: POF-OTDR from Luciol

Luciol is the sole vendor who can equip the device with blue or green LEDs in
order to be able to measure POF at these wavelengths. A laser is used for 650 nm
for which the manufacturer gives the following parameters:
standard wavelength (POF): 500 nm, 650 nm
sensitivity: -110 dBm
spatial accuracy: 5 mm
spatial resolution: 10 cm
dynamic range (loss): 35 dB
detector: APD, single photon counting
time constant: <500 ps
Another vendor of POF OTDR is the Canadian company Tempo. This device
also works with a 650 nm laser (Fig. 9.68). An center wavelength of 658 nm at
room temperature at a spectral bandwidth of 2.4 nm has been established for this
device.

Fig. 9.68: POF-OTDR from Tempo (2007)


9.4 Measurement of the Optical Parameters 711

Lengths up to 150 m can be measured with standard POF (see Section 9.4.6.6).
The device has been optimized for a particularly high spatial resolution, but also
has very good sensitivity. Operating it has been complicated so far, but this will be
improved. Figure 9.69 shows a measurement example with 120 m St.-NA POF.

10.0000
power [a.u.]

1.0000
coupling

0.1000
end
0.0100

0.0010

t [ns]
0.0001
0 200 400 600 800 1000 1200 1400
Fig. 9.69: Measurement example with the Tempo-POF-OTDR (20 m + 100 m POF)

In the example a range of about 35 dB dynamic response is covered. The


attenuation can be well established up to about 80 m of fiber. The end reflection
(open connector) still lies about 20 dB above the noise.

9.4.6.4 Experimental POF OTDR


Experimental OTDRs which allow measuring distances up to 200 m in PMMA
POF have been presented in the works of >Now98@, >Yago01@ and >LFW00@
which, however, are more oriented toward optimized basic research. Table 9.3
compares the data obtained with the OTDR from Luciol.

Table 9.3: Comparison of different OTDR types

Parameter [Luciol00] [Now98] [Yago01]


transmitter 650 nm LD 532 nm Nd:YAG 650 nm LD
dynamic range 40 dB 50 dB 65 dB
measurement range 110 m 180 m 200 m
resolution 0.12 m - 0.08 m
detector APD APD PMT
712 9.4 Measurement of the Optical Parameters

The measured curves of both experimental OTDRs according to >LWF00@,


>Now98@ and >Yago01@ are shown in Fig. 9.70 for measurements each on 200 mm
PMMA POF.

back scatter signal [dB] back scatter signal [dB]


0 0
-10
-10
-20
-20 -30
-40
-30 -50
-60
-40
-70

-50 -80
0 50 100 150 200 250 0 50 100 150 200 250
position [m] position [m]

Fig. 9.70: Measurement curves using experimental OTDR at 200 m POF

In both cases the end reflex can still be seen clearly after 200 m. The dynamic
range of the device according to >Yago01@ is considerably greater which is why up
to 200 m the Rayleigh signal also remains above the noise. The fiber attenuation is
indeed lower at 532 nm, but the frequency-doubled laser presumably has less
coupled power and/or a too low repetition frequency. It is not known whether the
works cited will lead to a commercial device.
Another commercial OTDR from the manufacturer Scientex (OTDR-2000POF)
is reported on in >Nak04b@. It is not clear whether this device is actually sold
outside Japan. The parameters are similar to those of the Tempo device. The
device is shown in Fig. 9.71 and a measurement example for the attenuation can
be seen in Fig. 9.72.

wavelength: 650 nm
dynamic range: 18 dB
measurement range: 200 m
resolution: 1 cm

Fig. 9.71: POF-OTDR


9.4 Measurement of the Optical Parameters 713

Fig. 9.72: Measurement example for PMMA-POF attenuation ([Nak04b])

9.4.6.5 Measurement of the Connector Attenuation


An extremely important advantage of OTDR is being able to measure real connec-
tor attenuations. According to a narrow definition the connector attenuation should
be the value by which the loss of a link is increased compared with the value it
would have had without the plug-in connection. Since you cannot look into the
fiber with conventional power-measuring methods, there only remains the method
described above to install a fiber between transmitter and receiver in order to
calibrate the system and then mount the plug-in connector in the middle.
The OTDR now gives a possibility to exactly determine the optical level in
front of and behind the connector. The only prerequisite is that the Rayleigh co-
efficients of both fibers are identical, i.e. ideal when using the same type of fiber.

Fig. 9.73: Measurement of connector loss with OTDR ([Hut00] and [Bre00])
714 9.4 Measurement of the Optical Parameters

Corresponding measurements have been demonstrated in >Hut00@ and >Bre00@,


as shown in Fig. 9.72. If you extrapolate the Rayleigh curves in front of and
behind the connector exactly to the connecting point of both fibers, the vertical
difference then yields the exact connector attenuation. This procedure is non des-
tructive and fast. In addition to the connectors the losses with other disturbances,
e.g. at tight bends or other deformations, can also be determined.

9.4.6.6 Bandwidth Measurements with OTDR


Another measuring possibility of OTDR is determining the bandwidth. Since there
is always a well localized discreet reflection with the end reflection, every OTDR
measurement also supplies the pulse response on a not-too-long fiber (of course,
for the double length of the fiber since the pulse goes forth and back). An example
for a 70 m fiber is shown in Fig. 9.74, measured with a Tempo OTDR on a stan-
dard POF.

power [a.U.]
1.2

1.0

0.8

0.6 'W = 13 ns
4.74 MHzkm

0.4

0.2

0.0
0 1 2 3 4 5
rel. fiber position [m]
Fig. 9.74: Pulse broadening after a 50 m long test fiber (+20 m pre test fiber)

Pulse broadening of 13 ns over 140 m of fiber results in a bandwidth of


47.4 MHz 100 m which concurs quite well with the measurement results in trans-
mission procedures (frequency domain).
The following Fig. 9.75 shows the measured end reflections for a SI-POF for
measurement lengths up to 150 m (cut-back method).
9.4 Measurement of the Optical Parameters 715

normalized amplitude
1.0
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0.0
0 20 40 60 80 100 120 140 160
position [m]

Fig. 9.75: Pulse shapes for a St.-NA-POF up to 150 m (Tempo-OTDR)

The pulse spreading occurring can clearly be seen. At 150 m the pulse is still
sufficiently over the noise level of the device.
The results for a PMMA GI-POF are shown in Fig. 9.76. Because of the
smaller NA much light is lost when coupling in so that the dynamic range is
somewhat smaller. Furthermore, the fiber has a somewhat higher attenuation.

normalized amplitude
1.0
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0.0
0.0 0.5 20.0 20.5 40.0 40.5 60.0 60.5 80.0 80.5 100.0 100.5
position [m]

Fig. 9.76: Pulse shapes for PMMA GI-POF up to 100 m (Tempo-OTDR)


716 9.4 Measurement of the Optical Parameters

Changes in the pulse width are not optically recognizable in the picture. A more
exact analysis, however, shows that the pulse widths increase significantly by
some tenths of a nanosecond. The results for the bandwidths of both fibers calcu-
lated from this pulse broadening is shown in Fig. 9.77.

bandwidth [MHz]
5000

2000
PMMA-GI-POF
1000
500

200

100 PMMA-SI-POF

50
POF length [m]
20
10 20 50 100 200

Fig. 9.77: Bandwidths of the SI-POF and GI-POF, measured with OTDR

The results tally quite well with the measurements in the frequency range up to
a fiber length of 100 m. You also get realistic values for GI POF - albeit very
faulty. The values over 100 m are too inexact. The reason for this may be less the
noise than the faulty linearity of the method of measurement. All in all, however,
the bandwidth measurements with OTDR are a very viable alternative to trans-
mission procedures.

9.4.7 Dispersion

When measuring mode dispersion, principally the same considerations for laun-
ching light apply as for measuring attenuation (please refer to Sec.9.4.5). It must
be pointed out however, that in spite of uniform mode distribution the bandwidth
is subject not to linear change but to sub-linear change with different lengths of
fiber due to mode coupling and mode conversion. This subject is discussed in
more detail in Chapter 2. Two methods are available for measuring dispersion:
1. Measurements in the time domain
2. Measurements in the frequency domain

9.4.7.1 Time Based Measurement


When carrying out time based measurements, a short and, if possible, monochro-
matic pulse is introduced into the fiber via a suitable optical arrangement; the
9.4 Measurement of the Optical Parameters 717

pulse is detected at the end of the fiber using a fast receiver with a bandwidth
larger than that of the fiber to be measured. This is then made visible with the help
of an oscilloscope (Fig. 9.78). The pulse changes width and height over the trans-
mission link. The pulse response is expressed as follows:
g( t ) Pout ( t ) Pin ( t ) .

pulse light fiber


source receiver
under
test

launching
optics
oszilloscope

Fig. 9.78: Schematic illustration of time based dispersion measurement

From the input and output width of the pulse it is possible to calculate the broa-
dening over time. When assuming Gaussian pulse curves, the following simple
formula results:
2 2
't t out  t in ,

whereby tout and tin represents the full width at half maximum, at which the pulse
height has dropped to 50 % (see section 2.5.2, Fig. 2.87). 't over the length of
fiber L gives us the dispersion parameter D: D = 't/L [ns/km]. The proportionality
of 't and L applies up to coupling length; for larger lengths, the following applies:
't v LN proportional, whereby N < 1 must be determined for each fiber configu-
ration individually (see Chapter 1). As described in the section on measuring
attenuation, dispersion is also measured with the cut-back and substitution
methods in order to keep launching conditions constant. The transmission capacity
of a fiber is derived from the bandwidth-length-product:
0.44 0.44
B L [MHz km] | L
't D
An example of measurements in the time range are shown in Fig. 9.79. A pulse
width of 5.1 ns is measured on a 50 m long POF which corresponds to a band-
width of 43 MHz 100 m.
718 9.4 Measurement of the Optical Parameters

0.7
power [a.U.]
0.6
0.5
0.4 'W = 5.1 ns
0.3 4.3 MHzkm

0.2
0.1
0.0
t [ns]
0 5 10 15 20 25 30 35 40

Fig. 9.79: Pulse broadening after a 20 m test fiber for comparison

9.4.7.2 Frequency Based Measurement


When carrying out frequency based measurements, the light source is modulated
with a sinus shaped signal (cf. Fig. 9.80). The frequency of the modulation signal
Sin(Z) is increased continually from 0 Hz to the desired frequency and the ampli-
tude Sout is determined for all frequency values (Fig. 9.80). The frequency res-
ponse is expressed as G(Z) = Sout(Z)/Sin(Z). From the spectrum one obtains the
required transmission bandwidth at a frequency at which the transmission function
has dropped by 6 dB (Fig. 9.81).

fiber spectrum
light under analyzer
sweep source
test
generator

|
launching
optics receiver

Fig. 9.80: Schematic illustration of frequency based dispersion measurements

The measured curves in Figure 9.81 only serve as examples to show that this
procedure leads to very analyzable and reproducible results over a wide range of
fiber types, lengths and measured wavelengths. An entire series of different fibers
was described in Chapter 2 in regard to bandwidth. These measurements have
almost exclusively been conducted with the procedure described here.
9.5 Connector Measurement 719

0
electr. power [dB]
-3
-6 PFU-U-CD 1000; 10 m

-9 PFU-U-CD 1000; 20 m
-12
-15 PFU-U-CD 1000; 50 m

-18 PMU-CD 1000; 50 m


-21 NC-1000
PFU-U-CD 1000; 100 m 50 m
-24
-27
PFU-U-CD 1000; 100 m
-30 MH 4002
-33 50 m
PMU-CD 1000; 100 m
-36
-39
-42 MH 4002; 50 m
-45
-48
0.1 0.2 0.5 1 2 5 10 20 50 100
frequency [MHz]

Fig. 9.81: Frequency response for selected polymer optical fibers at O = 520 nm ([Rit98])

9.5 Connector Measurements

When investigating connectors, the following items are of particular interest:


the attenuation of the connector,
the increase in attenuation after a certain number of connection cycles,
the increase in attenuation during changes of temperature and relative
humidity.
The measuring method for connectors is described in DIN EN 186000. In reli-
ance on this recommendation, [Schw98b] investigates connectors for POF from
different manufacturers. We will briefly describe the measuring methods here.
The first step is to set up a test arrangement as shown in Fig. 9.82a and to
measure the power P01. Subsequently the POF is cut at a distance of 60 cm from
the transmitter (T), the connector set is fitted in accordance with the fitting instruc-
tions and the power P11 at the receiver (R) is measured (Fig. 9.82b).
720 9.5 Connector Measurement

a)

T R P01
L1 = 150 cm

b)

connector set
T A B
R P11
L1 = 60 cm

c)

A B C D
T R P21

L1 = 60 cm L2 = 30 cm

Fig. 9.82 a-c: Measuring method for determining the insertion loss of connectors

The insertion loss DK of the connector set is calculated in dB as follows:

P
DK 10 log 0 x ,
P1x
whereby x refers to the test setup.

In the next step, the POF is cut at a distance of 30 cm from the first connector
set, the second connector set is fitted and the power P21 measured (Fig. 9.82c). The
insertion loss of the second connector set in dB is calculated as follows:

P
DK 10 log 1X
P2 X
The above steps are carried out a total of four times in parallel. The four patch
cables made in this way are swapped cyclically and reversed. The test setup
remains the same. That means, for example, that patch cable BC is tested in test
set-up 2, the power P22 is measured and calculated with P12 DK , patch cable FG is
tested in test setup 3, the power P23 is measured and calculated with P13 DK, etc.
From the insertion attenuation values obtained, the mean, the standard deviation
and the maximum and minimum values are determined.
9.5 Connector Measurement 721

insertion loss [dB]


3.5

3.0

2.5

2.0

1.5

1.0

0.5

0.0

polishing hot plate DSI-POF


minimum
mean value - standard deviation
mean value
mean value + standard deviation
maximum

Fig. 9.83: Insertion loss values of different connectors ([Schw98b])

The connector sets for which the fiber end face is polished (HFBR 4501,
HFBR 4531, F-SMA push fit connector, polishing type, and TOCP 155) on
average have a lower insertion attenuation compared with the connectors produced
in the hot-plate process (TCP connectors, F-SMA connectors type hot-plate, F07,
AMP DNP). This results from the fact that in the hot-plate process the fiber core is
expanded and therefore the wave guiding is disturbed for a length of approxi-
mately 0.5 mm (see Fig. 3.68). For a distance of this size the loss is calculated to
be approximately 0.6 dB.
722 9.6 The Reliability of POF

9.6 The Reliability of POF

9.6.1 Environmental Influences on Polymer Optical Fibers

Polymer optical fibers, like other technological products, are subjected throughout
the whole of their service life to a great many kinds of stress from the environment -
mechanical, climatic, chemical, biological, and radiometric. As a result of these
stress factors, physical and chemical alterations may arise in the materials used.
These can in various ways have an effect on the functional behavior, suitability for
use, and serviceable life expectancy (that is to say, the durability) of the POF.
Environmental stress factors, then, have an influence that should not be under-
estimated on the quality and reliability of the fiber optic transmission system. When
polymer optical fibers are used, it is thus imperative to understand and take into
consideration the effects of environmental influences - particularly of industrial
environmental influences - on those properties of POF which enable it to transmit
optical signals.
The most important property in this context is the optical transmission, that is to
say, the optical attenuation. In judging the suitability of a polymer optical fiber for a
particular area of application, it is not the absolute attenuation that is of primary
interest: rather it is the relative changes it undergoes, as subject to the action of the
various environmental influences. The systematic investigation and assessment of
the optical transmission (or attenuation) of a polymer optical fiber when subjected to
extreme environmental conditions can be broken down, as a rule, into these three
steps:
1. analysis of the environmental stress factors,
2. simulation of environmental conditions in carrying out the appropriate test
procedures,
3. quantitative determination of the effect of environmental influences on the
optical transmission.
In the light of the test results, we can then conclude what are the conditions
suitable to the use of this material and what are the limits (e.g. the maximum tem-
perature at which regular operation is possible).
The basis of our environmental simulation must be the analysis of the environ-
mental stress factors to which a polymer optical fiber is liable in any given condi-
tions of use. For this purpose, the environmental influences that are to be expected
have to be registered and defined. We must make distinctions here based on the type
of influence, on its frequency, intensity, and the opportunity it has to cause damage.
In every particular situation of use, there is a plethora of different types of influence
and their possible combinations to be taken into account.
We can distinguish in principle between mechanical, climatic, chemical, bio-
logical, and radiometric influences. Each one of these, as Table 9.4 shows, can occur
in the most diverse forms.
9.6 The Reliability of POF 723

Table 9.4: Classification of industrial environmental influences on POF

Types of Influence
chemical and
mechanical climatic radiometric
biological
static bend high humidity lubricants UV, X-ray,
repeated bending extreme tempera- fuels and
flexing ture brake fluid nuclear
crush change in climatic hydraulic oil radiation
impact conditions acids and alkalis
torsion thawing solvents
vibration freezing oxygen
tensile tension ozone
reactive gases
micro-organisms
also in various combinations

Every time we attempt to simulate an environmental influence in laboratory


tests, our aim must be to reproduce the actual environmental stress in a way that is
as close to reality as can be. Accordingly, when investigating the attenuation or
optical transmission of a polymer optical fiber under the stress of industrial envi-
ronmental influences, we must make use of testing techniques and strategies that
are adapted to the matter in hand. The development and construction of test equip-
ment for the various environmental influences can be modeled on those test stan-
dards that already exist, e.g. for electric cables and wiring, as well as those de-
signed for fiber optic cables on a glass fiber base. The specific qualities of a POF
when subjected to testing must, however, be given special consideration. It is
important to ensure absolute consistency in the test procedures and conditions as
well as in the preparation and measurements of the samples for only results that
can be reproduced and compared in this way are worth striving for. Highly
complex polymer materials like those used in POF are critical in this respect since
relatively slight deviations in the factors mentioned above can lead to great varia-
tion in the values that are to be determined, for example optical transmission.
The choice of a simulation or test strategy in any given case is to a great extent
dependent on the temporal duration of the stress factor in the real world. Basically, a
distinction is to be made between stress that is limited in terms of time, occurring
only occasionally, and stress that is continuous or nearly so. Occasional stress, for
example, occurs in a motor vehicle, where the vibrations act on the POF only at
those times when the engine is running. In the test or simulation, the intervening
times of rest are phased out, and the periods of stress follow on each other without a
break. An acceleration effect is aimed for here. In this case the stress characteristics
correspond in a general way to conditions in the real world. Stress factors that are
continuous, or nearly so, have an impact on the polymer optical fibers during the
entire period of their service life, or at least for a great part of it. To this class belong
climatic influences, for example, or static mechanical stress factors. The strategy of
724 9.6 The Reliability of POF

acceleration is based in this case on the intensification of the stress conditions during
the simulation, as compared with the situation in the real world. This intensification
can be achieved by various methods:

the superimposition of extreme stress conditions, as an ongoing stress situation,

cyclically alternating stress between two opposite extremes,

raising the stress to a value beyond the extreme possible in reality, or

an increase in the rate of change in a situation of alternating stress.
The final choice of a strategy for simulation or testing, and of the parameters that
go with it, is based as a rule on the results of environmental analysis, as also on prior
knowledge and experience in dealing with similar problems, along with foregoing
investigation into the polymer optical fibers that are to be tested.
All the demonstrations that follow in this chapter are based, when not otherwise
stated, on many years of experience in the investigation of polymer optical fibers
and the assessment of their reliability under the auspices of the Federal Institute of
Material Research and Testing (BAM), Berlin. The major part in these tests is
played by the 1 mm SI-POF on a base of polymethylmethacrylate (PMMA), which
is almost the only one to be used in practice. Polymer optical fibers based on other
materials, e.g. polycarbonate (PC), or deuterated or fluorinated polymer (e.g.
CYTOP), if relevant in practice, will also be taken into account when it is appropri-
ate to do so. The simulation and testing procedures that are described are basically
suitable for all POF types, though of course the parameters must be accommodated
in each case to the nature of the material and its distinctive structural characteristics.

9.6.2 The Effect of Environmental Influences on Optical Transmission

9.6.2.1 Attenuation Factors of Polymer Optical Fibers


The understanding of the basic connection between the various environmental influ-
ences and the attenuation factors in the polymer optical fiber gives us a basis for for-
ming a definitive judgment on the possibility of its being used. A distinction may be
made in principle in dealing with POF between attenuation factors specific to the
material and/or those that are caused by imperfections or impurities (Table 9.5, cf.
also Chapter 2.7.3). Losses at imperfections or impurities arising from the effect of
environmental influences are responsible for changes in the optical attenuation or
transmission. New imperfections or impurities can arise and existing ones can be
enlarged as a result of external stresses, thus leading to premature component
failure.
The detection of imperfections or impurities that arise and the related trans-
mission losses demands the use of appropriate measuring procedures and equipment
when investigating reliability and durability. According to the questions posed and
the aim of the test various measuring procedures can be considered, ranging from
the straightforward measurement of attenuation by the insertion method to the more
involved measurement of backscattering by means of an OTDR (OTDR: Optical
Time Domain Reflectometer).
9.6 The Reliability of POF 725

Table 9.5: Attenuation factors in POF (according to [Kain85])

intrinsic loss factors absorption - high harmonics of the C-H bondings


- electron transitions
scattering - Rayleigh scattering
extrinsic loss factors absorption - organic contaminants
- water absorption
- changes in the material through
chemically active substances
scattering - microporosity
- microcracks
- microinclusions
- fluctuations of the core diameter
- core-cladding boundary imperfections

9.6.2.2 Detection by Measuring Optical Transmission


With a view to detecting imperfections or zones of impurity that have been caused
by absorption, the integral measurement of optical attenuation or transmission is a
very important method. When investigating reliability the point of interest is gene-
rally not the absolute value arrived at, but the relative change compared with the
unstressed state (starting value). Measurements of attenuation or transmission can be
carried out in a number of ways. An important factor in the choice of procedure is
the margin of uncertainty in measurement. This can be caused by temperature, mis-
matching, by the difficulty of reproducing the launching conditions and non-
linearitys as well as other factors. In aiming for the utmost sensitivity in our
investigation of changes in the quality of optical transmission, we have the task of
limiting these influences as far as possible. Taking these factors into account and
taking our cue from the imperfections or impurities that are to be expected, the
general procedure in reliability investigations is to make use of a modified insertion
method to carry out the tests.
The insertion method is characterized by a clearly reduced margin of uncer-
tainty in comparison to the simple optical power measurement. The measurement
is carried out in two steps. First an optical power meter measures the output power
of the light source directly. This measurement is taken as a reference value for the
optical power that has been launched. In the second step the polymer optical fiber
to be tested is inserted and its output power is measured. From these two values
the attenuation or transmission of the POF can be calculated. The margin of uncer-
tainty in this procedure depends in essence only on the stability of the measuring
instruments between the two points in time when measurements are taken and on
the possibility of precisely reproducing the launching and coupling conditions.
Drift effects of the measuring instruments over a longer period of time have no
influence here, a very positive factor with tests that are carried out over an
extended period. The reproduction of the launching and coupling conditions can
be made considerably more accurate if a modification of the procedure is tried,
namely, by using a special optical multiplexer for polymer optical fibers with
integrated sources of light and an integrated detector.
726 9.6 The Reliability of POF

RS 232
step drive axis 1 position control
PC control unit axis 2 RS 422 encoder signal
aperture control
detector unit light source unit
PIN
RS 232 photodiode LED power connector
low-noise supply light
A/D converter
amplifier source
O 1 O2 O 3
spectrum aperture
analyzer
connector

1x2 POF coupler 4x1 POF coupler

incremental
position
measuring linear
system positioning
system

POF connections
input for n ... 3 2 1 n ... 3 2 1 reference
information flow
POF samples fiber
electrical connections

Fig. 9.84: Multiplexer for POF reliability investigations ([Gn00])

The layout of a typical multiplexer for this purpose will be introduced in the
following description ([Gn00]). The basic layout (Fig. 9.84) can be subdivided
into three functional areas: the light source unit, the detector unit, and the posi-
tioning system. The light source unit consists of three LED that attain their maxi-
mum optical power at wavelengths of 525 nm, 590 nm, and 660 nm respectively.
This gives us the possibility of carrying out transmission measurements at the
wavelengths that are relevant to the test. The individual LED are launched into the
polymer optical fiber to be investigated or the reference fiber, by means of a con-
trollable aperture and of a 4 u 1 coupler. An additional optical input makes it
possible to carry out transmission measurements with an external light source, e.g.
laser diode or white light source.
The detector unit consists of a pin-photodiode followed by a low-noise ampli-
fier. To enable the use of additional detectors, e.g. an optical spectrum analyzer,
an asymmetrical 1 u 2 coupler is incorporated into the optical path so that an addi-
tional external optical output is available. Both the detector and the light source
units are set on the adjustable platform of the positioning system.
The actual switching between the POF to be tested is executed by the linear
positioning system. As can be seen in Fig. 9.84, the coupling of the POF sample is
executed as a front surface coupling with an in-between gap in the order of
100 m. The POF samples are inserted into the multiplexer from without and
fixed in special receptacles, uniformly and on a single plane. Measurement of the
optical transmission by the insertion method is then carried out in the following
way. First the optical power of all the LED is measured by means of a short
reference fiber. Thereafter the platform is positioned for the other POF samples
and their transmission values are likewise measured.
9.6 The Reliability of POF 727

The multiplexer is controlled by a PC, which simultaneously handles the whole


procedure of registering the measurement data by means of an A/D converter card.
With this multiplexer it is an easy matter to measure transmissions with a margin
of uncertainty of d 1 %, even over considerable periods of time (6,000 hours). The
multiplexer envisaged here is designed to hold a maximum of 20 POF samples. A
similar multiplexer with the capacity to hold 48 samples which has been deve-
loped specifically for the investigation of POF components is described in
[Krue00].
The principle of this multiplexer has been further developed at the POF-AC
Nrnberg since 2001. In the meantime instead of one coupler several offset fibers
are used with different transmitters for which several receivers are also necessary.
They do not influence the accuracy of this method of measurement. There are ver-
sions available for 1 mm POF, 200 m PCS and most recently also for 50 m
MM-GOF. The dynamic range as well as the software has been improved. Depen-
ding on ones wishes up to 40 fibers can be measured. Normally, the multiplexers
at the POF-AC are equipped with FSMA connectors. Two versions for POF and
PCS are shown in Fig. 9.85.

Fig. 9.85: New generation of multiplexers for PCS and POF (POF-AC)

9.6.2.3 Detection by Measuring Backscattering


In connection with the investigation of the mechanical reliability of polymer optical
fibers, the local detection of imperfections occasioned by scattering, e.g. at micro-
cracks, plays an especially significant part. Mechanical stress such as repeated ben-
ding or torsion can when certain values specific to the material are exceeded lead
very quickly to the development of micro-cracks, to damage of the interface
between the fiber core and the cladding, or even to lasting changes in the geometry
of the optical fiber. In extreme cases the fiber may even break. With larger
imperfections the resulting loss can easily be detected by means of a simple
measurement of the transmission. With smaller imperfections, such as short micro-
cracks, this becomes increasingly difficult. In addition, the measurement of the
optical transmission gives us no information about the location and extent of the
imperfection. In such a case we need the help of a high-resolution measurement of
the backscattering, making use of the Fresnel reflection effect. This effect always
arises when the refractive index along the length of the POF is not constant and
discontinuities appear, e.g. polymer-air transition in the case of a crack.
728 9.6 The Reliability of POF

pulse generator beam polymer fiber


laser
splitter L
diode

t micro pore
fiber break
micro crack
I I detector system

t
t=f(L,n) imperfection display
Fig. 9.86: Detection of imperfections by measuring backscattering

The basic principle is shown in Fig. 9.86. An optical pulse from a laser diode,
e.g. with OP = 670 nm; FWHM = 4 nm; 't < 100 ps, is launched into the polymer
optical fiber to be tested. The pulse passes through the fiber. If there are imper-
fections present that cause a Fresnel reflection, a part of the pulse is scattered and
reflected in a backward direction. By recording the optical power of the reflected
light for the duration of the test, we can arrive at the information we need on the
location and extension of the imperfections, provided that the instrument has been
properly calibrated at the outset (Fig. 9.87 and Fig. 9.88). Information gathered in
this way plays a part not only in reliability investigations, but also in locating and
analyzing damages within installed POF cables ([Zed98]).

rel. backscattered signal


0.8

0.6

0.4

0.2

0.0
4 8 12 16 20 24 28 32 36
cable length [m]

Fig. 9.87: Diagram showing the backscattering of a POF cable without imperfections
9.7 Reliability under Various Environmental Influences 729

rel. back scatter signal


0.8

0.6

0.4

0.2

0.0
4 6 8 10 12 14 16
cable length [m]

Fig. 9.88: Diagram showing the backscattering of a POF cable with several imperfections

9.7 Investigation of Reliability under Various


Environmental Influences

9.7.1 Mechanical Stress

9.7.1.1 Repeated Bending


In industrial applications repeated bending can be counted among the most com-
monly occurring kinds of stress. Consequently, it is of great importance in connec-
tion with the reliability of the optical transmission of signals. Repeated bending can
arise, for example, in connection with automated controls when the cable is used on
a robot arm or in other changes of position induced by moving mechanical parts. An
installation with trailing chains in conjunction with a crane or in automatic handling
systems are other typical cases. If the cable is used in vehicles, we may find stresses
caused by repeated bending in the door area, for example.
Stress that results from repeated bending generally shows a characteristic pattern:
at the point of bending, especially at the periphery, the repeated stretching and
compression of the polymer optical fiber constitutes a cycle. That is to say, three
different states of mechanical stress occur alternatively: tensile stress caused by
stretching, absence of stress, and compressive stress caused by compression. The
degree of the stress is dependent here on the radius and angle of the bending. In a
first approximation, the stress at the periphery varies in inverse proportion to the
bending radius. If the stress is so extreme that it leads to linear-elastic or linear-
visco-elastic deformation, there is the risk of micro-cracks arising in the peripheral
zones of the fiber, which would immediately result in a deterioration of the optical
transmission. If micro-cracks continue to develop, it can lead to a break in the fiber.
An additional complication is that the durability of a polymer optical fiber is
dependent on the temperature.
730 9.7 Reliability under Various Environmental Influences

Taking all these preliminary considerations into account, it is particularly


important in industrial practice to investigate the optical transmission of the fiber in
different conditions of repeated bending stress and under varying climatic conditions
with a view to determining the appropriate limiting values for the smallest allowable
bending radius in an extreme state of bending stress.
A test apparatus designed for this purpose is shown in Fig. 9.89. It consists of an
appliance for testing repeated bending, which is incorporated into a climatic cham-
ber with a driving unit attached. The driving unit is situated outside the chamber. It
facilitates the simulation of repeated bending stress at two points of bending with a
bending radius that can be varied between 5 mm and 40 mm. Relative to the mid-
position, the maximum angles of bending possible are 90.

climatic chamber

+-90 bending radius

drive
weight drive shaft
unit
200 g
data
light recording
source receiver system

Fig. 9.89: Test equipment for testing repeated bending

While subjecting the POF to repeated bending, the transmission is measured at


intervals, after a specific number of repeated bending cycles have been executed.
For this purpose the lever arm is brought into a vertical position so that the sample is
not subject to any bending stress during the measurement of the transmission. After
an appropriate time for relaxation, about 60 seconds, has been allowed to elapse, the
optical power is measured. The result of the test consists in the determination of the
relative optical transmission, which is calculated on the basis of the transmission as
measured during the rising number of repeated bending cycles compared with the
transmission in the unstressed state. The most important findings on the question of
how stress caused by repeated bending has an effect on the functionality and ser-
viceable life expectancy of a polymer optical fiber are shown in Fig. 9.90 and
Fig. 9.81. The entries on the diagram represent the relative optical transmission over
a number of cycles of repeated bending: in Fig. 9.90 with varying values for the
bending radius and at room temperature; in Fig. 9.91 with a constant bending radius
and with varying temperature/climatic conditions.
9.7 Reliability under Various Environmental Influences 731

As regards the functionality of the fiber, it can be established that repeated


bending stress with varying values for the bending radius, at room temperature and
extremely low temperatures has no immediate effect on the transmission. The trans-
mission shows no change in comparison with the unstressed state. It remains at
100 %. Relative to the durability of the cable it can be seen that - independently of
the bending radius and of the temperature - after a certain number of repeated ben-
dings there is a rapid deterioration in the optical transmission and definitive compo-
nent failure occurs when the 50 % threshold is reached. As is to be expected, a
smaller bending radius and lower temperature lead to a shortened durability.

110
transmission [%]
100

90

80
R = 5 mm
70 R = 10 mm
R = 20 mm
60
R = 40 mm
50
10 100 1,000 10,000 100,000
number of repeated bending cycles

Fig. 9.90: Optical transmission of a 1 mm SI-POF with PE jacket subjected to repeated


bending stress with varying bending radii and T = +23C ([Daum93])

110
transmission [%]
100

90

80

70

60

50
10 100 1,000 10,000 100,000
T = -40C T = +23C number of repeated bending cycles
T = +85C/85% r.H.
Fig. 9.91: Optical transmission of a 1 mm SI-POF with PE jacket subjected to repeated
bending stress under varying temperature/climatic conditions and with
R = 10 mm ([Daum93])
732 9.7 Reliability under Various Environmental Influences

A peculiar reaction of the fiber can be seen at high temperatures. In this case it
is true that a longer durability can be observed, but as regards the functionality of
the cable, it can be seen that after only 100 repeated bending cycles a rapidly
increasing deterioration in the transmission already appears. This effect on the
optical transmission can be explained by an increasing and irreversible geometric
change in the vicinity of the bending point, the optical fiber being still relatively
flexible at these temperatures (Fig. 9.92). If the constriction becomes too great for
the stress at any time, the fiber will break. In practical applications this means that
at high operating temperatures the polymer optical fiber should not be exposed to
repeated bending stress or only to a very limited degree. At lower temperatures
component failure is generally characterized by a clean break in the fiber
(Fig. 9.93, [Daum93]).

Fig. 9.92: Fiber constriction caused by repeated bending at T= +85C/85% RH ([Daum93])

The estimate of the smallest allowable bending radius with a predetermined num-
ber of repeated bending cycles is based on the following considerations. As
mentioned already, it can be taken as a first approximation that in bending stress the
mechanical stress at the periphery varies in inverse proportion to the bending radius.
With a decrease in the stress, that is, with a greater bending radius, the number of
cycles needed to cause component failure is higher. By extrapolating the results of
the tests - the number of repeated bending cycles up to the point of component fai-
lure with various bending radii - to any specified number of repeated bending cycles,
one can estimate the corresponding smallest allowable bending radius (Table 9.6).
9.7 Reliability under Various Environmental Influences 733

Fig. 9.93: Fiber break caused by repeated bending at T = -40C ([Daum93])

Table 9.6: Estimate of the smallest allowable bending radius in repeated bending
with a given number of cycles and T = +23C

Given Number Estimated Minimum Allowed Bending Radius for


of Cycles Repeated Bending for 1 mm SI-POF with PE Jacket
104 20 mm - 25 mm
5
10 40 mm - 55 mm
6
10 100 mm - 135 mm

9.7.1.2 Flexing
It is characteristic of the use of POF in mechanical engineering that in many cases a
transmission of signals takes place between the control unit and the moving com-
ponents of the system. A typical case of this is the transmission of data between a
stationary machine control unit and the various drive units in large automated mani-
pulator systems. In systems like this both cables that supply energy and those that
transmit signals are carried by means of trailing chains.
The mechanical stress arising from this is characterized by a cyclically repeated
unrolling movement where a certain length of the cable executes a U-shaped turn
through 90. When this occurs, the polymer optical fiber is subjected to an alter-
nating bending stress, which extends over the whole length of the trailing chain. As
with repeated bending, this means that the POF undergoes alternating states of
734 9.7 Reliability under Various Environmental Influences

mechanical stress at its periphery over the entire length. In this case as well, the
degree of the stress varies in inverse proportion to the bending radius.
In order to simulate this characteristic stress condition and to test the ease of
handling, we can make use of an established flexing test as a basis for our testing
procedure. This test method has been effectively used for quite sometime as a
means of testing cables and insulated lines. The basic principle of an apparatus for
carrying out this simulation is shown in Fig. 9.94.

movable unit with stressed fiber length 1115 mm


pulleyes (radius R)
v

weight 200 g

data
receiver recording
light system
source

drive shaft drive


unit

Fig. 9.94: Test equipment for flexing

The POF is installed around the two pulleys in the form of an S and by a pre-
determined movement of the pulley arrangement is subjected to a repeating cycle
of bending. This subjects the polymer optical fiber to alternating states of stress at
its periphery (tensile stress caused by stretching, absence of stress, and compres-
sion stress caused by compression). In contrast to repeated bending where stress is
focused just at a single point in the fiber, a whole section of the polymer optical
fiber is subjected to extreme mechanical stress in this test. In order to ensure that
the polymer optical fiber adheres securely to the bending radii, the POF is loaded
with a weight (typically 200 g) at both ends and subjected to tensile load.
During the test the optical power is measured at intervals after the execution of
a certain number of cycles of flexing. For this purpose, the movable carriage is
first brought to a resting position. After a relaxation time of about 60 seconds has
passed, the optical power can be measured and the relative transmission value
determined.
Figure 9.95 records typical test results for the measurement of transmission in
fibers subjected to stress due to flexing with varying bending radii.
9.7 Reliability under Various Environmental Influences 735

110
transmission [%]
100

90

80

70
R = 20 mm (PE)
60 R = 40 mm (PE)
R = 40 mm (PA)
50
1 10 100 1,000 10,000 100,000 1,000,000
number of flexing cycles

Fig. 9.95: Optical transmission (1 mm SI-POF with PE or PA jacket) under flexing with
varying bending radii and T = +23C

From the inception of the stress up to a specific threshold the transmission is


unchanged, or is only very slightly affected. When a critical number of cycles
specific to the sample is reached, the transmission falls drastically within a few
cycles more and component failure results. The usual reason for this is a fiber
break in the part of the sample that has been subjected to stress.

9.7.1.3 Torsion
A twisting of the polymer optical fibers can occur, for example, in the manufacture
of cables or directly during the installation of a POF. In this case, too, we must make
a distinction between static and dynamic stress. Static torsion is found, for instance,
when polymer optical fibers are fixed in position. This has no determining signi-
ficance for the reliability of the fiber. Dynamic twisting on the other hand puts the
polymer optical fiber under considerably greater stress. This kind of stress arises
mostly from a cables being subjected to movement, which happens with industrial
robots or automatic manipulation systems, for example.
As in the example of repeated bending, dynamic torsion leads to a cyclical
repetition of the build-up of mechanical stress and its release in the polymer
optical fiber. As possible effects of this stress on the optical transmission we may
mention here the damage of the interface between the optical cladding and the
fiber core; development of micro-cracks in the fiber, possibly leading to a break; a
crack in the jacket (Fig. 9.98), leading to the direct influence of humidity or other
aggressive substances on the fiber. At high temperatures an irreversible geometric
change is also possible in view of the softening of the fiber.
For the investigation of optical transmission under torsion stress, possibly in
combination with climatic stress, a test apparatus like that shown in Fig. 9.96 is
736 9.7 Reliability under Various Environmental Influences

the most useful. This consists of an installation for the testing of torsion, which is
incorporated in a climatic chamber, while the drive unit attached to it is situated
outside the chamber. The actual torsion testing device consists of two mounts for
holding the POF, one fixed and the other capable of rotation, both of which in the
form of a guide pipe with a clamp fitting at the pipes end. The left guiding pipe is
mounted on a moveable carriage, which is drawn in the direction of the POF axis
with a weight of 200 g so as to subject the sample length under test to a certain
amount of tensile stress.

drive shaft drive


fixed rotating unit
clamp clamp
light
source

600 mm
data
weight 200 g recording
system

climatic chamber

detector

Fig. 9.96: Test equipment for torsion

The following testing cycle has proved to be suitable for investigating the
optical transmission under torsion stress. The POF sample is first turned in a
clockwise direction for a specific number of revolutions. Then the sample is
brought back to its starting state and turned through the same number of revolu-
tions in a counterclockwise direction before finally being brought back again to
the starting position. The measurement of the transmission always takes place in
the unstressed state after a relaxation time of about 60 seconds. As a result of the
test the relative change in the transmission is determined, that is to say, the change
that has set in after a given number of torsion cycles have been carried out as
compared with the starting value of the sample that has not yet been exposed to
torsion stress.
Typical effects on the reliability of polymer optical fibers under torsion stress are
shown in Fig. 9.97. Starting from the unstressed condition, the transmission at first
continues almost unchanged in spite of the increasing number of repetitions of the
torsion cycle until a particular threshold is reached, after which the transmission falls
sharply. Component failure (transmission < 50%) occurs at room temperature at
some point between 2,000 and 3,000 cycles. The transmission curve at low tempe-
rature (-40C) is in principle similar to that at room temperature, but here component
failure occurs as early as somewhere between 400 and 500 cycles. The notably
9.7 Reliability under Various Environmental Influences 737

shorter durability can be ascribed to the brittle condition of the polymer optical fiber
at this temperature as compared with that at room temperature - temperature being a
factor determining the modulus of elasticity and the mechanical stress properties.

110
transmission [%]
100

90

80

70
T = -40C
60 T = +23C
number of
T = +85C/85% r.H.
torsion cycles
50
10 100 1,000 10,000 100,000

Fig. 9.97: Optical transmission of a 1 mm SI-POF with PE jacket subjected to torsion stress
(1 cycle: r 10 u 360) under varying climatic conditions

The exceedingly better durability that can be observed at T = 85C/85% RH can


be explained by the increased flexibility of the fiber at temperatures of this order,
thanks to which the polymer optical fiber can better adapt to the stress of torsion so
that irreversible damage, such as the destruction of the core-cladding interface,
micro-cracks, or fiber break, does not occur until later.

Fig. 9.98: Crack in the POF jacket caused by torsion stress


738 9.7 Reliability under Various Environmental Influences

9.7.1.4 Tensile Strength


Polymer optical fibers can be subject to stress caused by the traction force, more
often than not during manufacturing and installation, but also during the time they
are in use. We can distinguish in principle between short-term and long-term tensile
stress. Short-term stress with relatively powerful traction force can occur for in-
stance at the time of installation, whereas continuous tensile stress is generally a
consequence of a wrong installation.
The change in the optical transmission under tensile stress is generally connec-
ted with the general deformation of the fiber that occurs. This general deformation
depends on the degree of the tensile stress and consists of elastic, linear visco-elas-
tic, nonlinear visco-elastic and plastic deformations. Intensified tensile stress can
also lead to the formation of micro-cracks in the core and to a damage of the core-
cladding interface. In extreme cases a fiber break cannot be ruled out. In con-
nection with industrial use attention must also be paid to the role of temperature in
determining the mechanical stress properties of the polymer optical fiber.
Figure 9.99 depicts a typical test apparatus for investigating the optical trans-
mission of the fiber under tensile stress. In order to make it possible to carry out a
tensile test at extreme temperatures, the apparatus is incorporated in a climatic
chamber.

climatic chamber

top view

force sensor
R R drive
F unit

100 mm

light data
detector recording
source
system
top view

F
R = 40 mm R = 40 mm
Fig. 9.99: Test equipment for testing the tensile strength

The left chuck drum of the tensile testing device has a radius of R = 40 mm. It is
fixed in place and connected with a firm framework structure situated outside the
climatic chamber. During the tensile test the right chuck drum (R = 40 mm) is
moved by a drive unit in the direction of the POF samples length, which results in
9.7 Reliability under Various Environmental Influences 739

the sample being stretched between the two drums and is subject to tensile stress.
While the tensile stress increases, the optical power and the traction force that is
being applied are measured continuously. The result of the test consists in a
calculation of the relative transmission during the increasingly intense tensile stress,
correlated with the stress-strain curve.
Typical results after the execution of tensile tests are seen in Fig. 9.100 to
Fig. 9.101. Particularly noticeable, especially at room temperature is the behavior,
specific to polymers, of the stress-strain curve.

300
force [N]
T = -40C
250 T = +23C
T = +85C/85% RH
200

150

100

50
strain [mm]
0
0 50 100 150 200 250

Fig. 9.100: Stress-strain curve of a 1 mm SI-POF with PE jacket subjected to tensile stress
under varying climatic conditions

110
transmission [%]
100

90

80

70
T = -40C
60 T = +23C
T = +85C/85% RH strain [mm]
50
0 50 100 150 200 250

Fig. 9.101: Optical transmission of a 1 mm SI-POF with PE jacket subjected to tensile


stress under varying climatic conditions
740 9.7 Reliability under Various Environmental Influences

In the first phase there is at once a sharp increase in the traction with only a slight
increase in the strain. In this zone there is initially an almost linear ascent of force
over strain. This zone comes to an end when the yield point is reached - visible as an
overshooting (decrease in stress with increase in strain). Here the zone of plastic
deformation begins. In this zone after a brief drop in force, a gradual increase in ten-
sile force accompanied by an increase in the strain can be observed. The sample is
pulled out of shape as a result of cold flow. When the deformation of the POF
sample can go no further, the sample breaks. This is the point at which the maxi-
mum traction force for the respective POF sample is reached.
During the tensile test a steady diminution in the optical transmission can
generally be observed, up to the point where the sample breaks. Before the zone of
plastic deformation is reached, the transmission is only insignificantly affected to
the order of 2% to 3%. With regard to ensuring reliability in practice, it is abso-
lutely essential that the limit of extension is not be reached if the POF is subjected
to an intense short-term tensile stress. In regard to the various climatic conditions
this means that the various limiting maximum values for short term traction force
must not be exceeded, either in the installation or during the period of its use, to
prevent irreversible deformation or breaks in the fiber. In addition, one must take
care that the development of micro-cracks does not lead to a deterioration in the
transmission quality.

transmission [%]
110

100

90

80

70
T = -40C
60 T = +23C
T = +85C/85% r.H.
50
0 50 100 150 200 250
strain [mm]

Fig. 9.102: Optical transmission of a 1 mm SI-POF with PA jacket subjected to tensile


stress under varying climatic conditions
9.7 Reliability under Various Environmental Influences 741

force [N]
400
T= -40C
350
T= +23C
300 T= +85C/85% r.H.

250

200

150

100

50

0
0 50 100 150 200 250
strain [mm]

Fig. 9.103: Stress-strain curve of a 1 mm SI-POF with PA jacket subjected to tensile stress
under varying climatic conditions

Since risks such as tensile stress of varying magnitude and the development of
cracks cannot fundamentally be excluded, we recommend in practical situations that
the allowable short-term maximum tensile force Fmax be limited using a safety
coefficient S, to Fmax/S, where S = 1.5. Because the mechanical stress properties
are affected with an increase in temperature and with the risk of a loss of dimen-
sional stability, Fmax should absolutely be avoided at higher temperatures, or at
least considerably reduced.
With continuous tensile stress it must be noted that on account of the properties
of the material only substantially lower tensile forces are permissible. It is recom-
mended in the literature ([Schmi92]) that the zone of linear visco-elastic deformation
not be exceeded with continuous tensile stress. This zone corresponds to an exten-
sion of 0.1% to 0.5% with thermoplastics. There are ways of improving the resis-
tance of the cable to tension load either by changing the material of the jacket or the
composition of the cable, e.g. with an additional strength member.

9.7.1.5 Impact Strength


In industrial situations polymer optical fibers may also be subjected to stress in the
form of impact. An easily imagined scenario is one in which tools or other objects
are accidentally dropped on the POF during the installation. And then it is not out of
the question that tools or other objects may suddenly impact on a POF if it has been
installed without protection. Also in dealing with vehicles and especially during
installation or in the course of repair work, one must take into account the possibility
of unintentional stress in the form of impact. In impact the polymer optical fiber is
forced to absorb energy, giving rise to stress peaks both in the jacket and in the fiber.
742 9.7 Reliability under Various Environmental Influences

In addition, it is possible that the optical fiber may suffer irreversible geometric
change in shape. The burst of the jacket as a result of impact stress can enable humi-
dity or other aggressive substances to act upon the optical fiber without impediment.
An apparatus for the testing of impact effects to polymer optical fibers is shown
in Fig. 9.104. The installation used basically consists of a free falling mass with a
weight of 1 kg to create the energy of the impact. The drop weight is guided by a
guiding rod, practically without any friction, for the duration of the free fall before
making contact with an impact piece, which lies, on the POF sample. This impact
piece then transmits the entire energy of the impact to the polymer optical fiber.
To intensify the stress, the underside of the impact piece has a radius of 10 mm
which is positioned straight across to the POF sample. After the impact has been
effected, an electromagnet picks up the drop weight which is then brought back by
means of a drive unit to the prescribed drop height and allowed to fall again.

climatic chamber

drop weight
1 kg

data
impact piece detector recording
20 mm system

drive shaft drive


unit

light
source

Fig. 9.104: Test equipment for impact strength

If impact tests are carried out on POF, we find, as was to be expected, that when
the drop height is greater, fewer impacts are needed to induce component failure,
that is, a reduction of the transmission to less than 50% of the starting value. This is
the case in all climatic conditions. At temperatures of +23C and -40C the optical
transmission of the POF samples basically shows a similar pattern as the number of
impacts rises. Starting from the unstressed state, the transmission remains almost
constant or is reduced only by a minute gradient until the critical number of impacts
is reached. From this point on the transmission is rapidly reduced, leading to
component failure. A visual examination of the POF samples after the end of the test
often shows that the jacket of all the samples has split open. In addition, it can be
observed that the fiber shows signs of brittle splintering with zones of pronounced
fiber-like cracks or it may even break entirely.
9.7 Reliability under Various Environmental Influences 743

Fig. 9.105: Impact test in extreme temperature or climatic conditions

A somewhat different behavior on the part of the transmission curves can be


observed in climatic conditions such as T = +85C / 85% RH. As the number of
impacts rises, the transmission declines before reaching the critical point at a dis-
tinctly more rapid pace than in the previously discussed cases. When the critical
threshold is passed, the transmission then falls off steeply in these environmental
conditions as well. This change in the optical transmission can be explained by the
setting in of irreversible geometric alterations in the fiber core, which at these tem-
peratures is relatively soft.
744 9.7 Reliability under Various Environmental Influences

A summary of typical test results for impact is shown in Fig. 9.106 and
Fig. 9.107. The illustrations represent the number of impacts needed at room
temperature for a typical POF sample to reach the 50 % transmission critical point,
the drops taking place from varying heights.

90
drop height [mm]
transmission < 50%
80
transmission > 95%
70 drop weight 1 kg
60
50
40
30
20
10
number of impacts
0
1 10 100 1,000
Fig. 9.106: Component failure of a 1 mm SI-POF with PE jacket subjected to impact stress
by an object falling from various heights

90
drop height [mm]
80 transmission < 50%
transmission > 95%
70 drop weight 1 kg
60
50
40
30
20
10
number of impacts
0
1 10 100 1,000

Fig. 9.107: Component failure of a 1 mm SI-POF with PA jacket subjected to impact stress
by a drop weight from various heights
9.7 Reliability under Various Environmental Influences 745

9.7.1.6 Crushing Strength


Dynamic stress caused by lateral pressure or crush can affect a polymer optical fiber
in conditions of industrial use in a number of different ways. Typical examples of
stress are an exposed and unprotected POF being inadvertently run over or trodden
on during the installation or the exertion of crush when the cable is inappropriately
installed in connection with moveable mechanical parts and manipulation systems,
as in the case of vehicle doors. Since this mechanical stress with its effect on the
POF is very similar to the stress due to impact described previously, the same
damage factors basically arise, e.g. formation of micro-cracks, irreversible change of
shape, burst of the jacket.
An apparatus for testing the effect of crush on the POF is shown in Fig. 9.108.
It consists of a fixed base plate made of steel, and a mobile, directed steel stamp
with rounded edges, the contact surface being 100 mm long. To measure the
pressure, the unit that supplies the force also contains a device that registers its
amount. The POF sample to be tested is fixed on both sides of the base plate to the
holding devices that we have seen before so that it cannot move laterally. The
stress of crush is dynamically experienced through the steady application of force
with prescribed times of pressure followed by a time of relaxation. Here one crush
cycle represents a phase of pressure followed by a span of time when the pressure
is removed.

data
recording
system
detector

steel force sensor


stamp

drive
100 mm unit
F drive
shaft

light
source
climatic chamber

Fig. 9.108: Test equipment for crushing strength

The transmission values are repeatedly taken after the pressure has been released
from the sample and after a suitable time of relaxation has been allowed to elapse.
The result of the test consists of the relative transmission values in a rising number
of lateral pressure cycles, taking the unstressed state at the start of the test as a refe-
746 9.7 Reliability under Various Environmental Influences

rence point. As a rule the test is carried out until material damage to the sample sets
in, e.g. burst of the jacket, or until transmission declines to a level of 50%.

transmission [%]
110

100

90

80 damage of
the jacket
70
F = 4500 N (PE)
60 F = 1950 N (PE)
F = 4500 N (PA)
50
0 200 400 600 800 1,000 1,200 1,400
number of crushing cycles

Fig. 9.109: Optical transmission of a 1 mm SI-POF subjected to crush with pressure at


various degrees of strength and T= +23C

Figure 9.109 shows typical developments in the optical transmission of various


POF samples subjected to crush. It can plainly be seen that the properties of the
jacket have an important influence on the reliability and durability of the polymer
optical fiber. When the stress of crush is too high, damage to the jacket generally
results. In spite of the splitting of the jacket, however, the functionality of the
polymer optical fiber can still be maintained with a transmission of >80 %. But
because of the possibility of the rapid penetration of humidity or aggressive
chemical substances in the region of the damaged jacket, such POF must be
viewed as no longer fit for use.

9.7.1.7 Vibration
Stress caused by vibration has a particular relevance to automobiles but can also be a
factor in industrial applications. Experience with glass fibers shows that this kind of
vibratory stress in extreme cases can lead to a failure of the optical transmission
following breaks in the fiber. In view of their greater flexibility, however, such
behavior is not to be expected from polymer optical fibers. Tests have shown that in
the example of automobiles [SAE78] the typical vibratory stress lies in a frequency
band of 10 to 2,000 Hz.
In order to simulate these stress conditions we can - following [IEC95] - fasten
the POF samples in the shape of a ring on a vibrating table (shaker), taking into
9.7 Reliability under Various Environmental Influences 747

account the permissible radius of bending in accordance with the type of installa-
tion intended, e.g. fastening in place by means of cable ties. While the trans-
mission is concurrently measured, the samples are then subjected to the vibratory
stress described above. Tests like these carried out in the frequency range of 10 to
2,000 Hz over 100 hours which correspond to 1636 frequency cycles at 100 sec
per decade resulted in no alteration in the optical transmission, thereby confirming
the optimal qualities of polymer optical fibers in this respect.

9.7.2 Stress due to Change in Climatic Conditions

Changes in climatic conditions are characterized by changes in temperature and/or


humidity. These can take place either rapidly or gradually. Particularly extreme
coditions in this respect are to be found in automobiles, where for example in an
extreme case the internal temperature may vary between -40C and +85C (at times
even as far as 105C), with humidity values up to 98% RH (at +38C, [SAE78]).
Extreme changes in climatic conditions, especially when they arise over a short
period of time, can have an effect on the optical transmission of polymer optical
fibers. Rapid changes of temperature lead to inner stress in the polymer fiber. In this
respect we must also take into account the various thermal extension coefficients of
polymer optical fibers (DPMMA= 7 105 K-1), and the jacket surrounding them
(DHDPE = 16 105 K-1, DPA6 = 8 105 K-1). At higher temperatures, as well as thermal
aging effects (see the following section), relaxation effects can arise in the defor-
mations at the macromolecular level which have been frozen into the structure
through extension or shearing or through the action of heat and cold after the
manufacture and processing of the fiber. It is a well established fact in the literature
([Kain85], [Kain86], and [Kain89]) that when water is absorbed by polymer optical
fibers a considerable decline in transmission can occur. This effect must also be
taken into account when POF is used under extreme conditions of stress due to
climatic change since a change in state caused by water absorption can lead to
further inner mechanical stresses.
The investigation of optical transmission under the stress of extreme climatic
changes calls for a climatic chamber and a suitable measuring device capable of
high resolution measurement of the transmission like the one described in section
9.6.2.2. The POF to be tested are placed in the climatic chamber and arranged in a
loose ring on a grid (Fig. 9.110). Here care must be taken that the POF samples are
equally exposed on all sides as far as possible to the climatic stress at any time and
that no bending or bending beyond the permissible radius takes place. To get as
complete a picture as possible of the optical transmission, it makes sense to carry out
a more or less continuous measurement of the transmission in all samples
throughout the experiment. As result of the test we can determine the relative
transmission at any point in the procedure with reference to the respective starting
value.
748 9.7 Reliability under Various Environmental Influences

Fig. 9.110: Equipment for climatic testing

Typical test results for various POF samples are shown in Fig. 9.112. The alterations
in temperature and humidity shown in Fig. 9.111 form the basis of these results. A
complete cycle of temperature change lasts 8 hours, of which 2 hours are to be
envisaged at each of Tmin and Tmax. The relative humidity (95% RH), being deter-
mined by the properties of the climatic chamber, can only be sustained with reaso-
nable accuracy when the temperature is between +23C and +90C.

temperature [C] / rel. humidity [%]


120
100
80
60
40
20
0
-20
humidity
-40
temperature
-60
0 2 4 6 8 10 12 14 16
time [h]

Fig. 9.111: Temperature and humidity curves (2 cycles) in the simulation of extreme stress
caused by climatic change
9.7 Reliability under Various Environmental Influences 749

Within a time span of approximately ten hours after the start of the experiment,
both POF samples show a decline in transmission in the order of 10%. Here we are
faced with a characteristic effect which can be observed in all investigations where
high temperature and high relative humidity occur in conjunction (see also the
following section). However, the transmission thereafter remains practically con-
stant over the remaining time span of the test (125 cycles of change or 1,000 hours).
For practical use this has the implication that in a strictly limited time-frame of
exposure to stress caused by extreme changes of temperature coupled with high rela-
tive humidity, apart from a fixed falling-off in the transmission, no further change in
the optical transmission is to be expected. When the stress of extreme climatic
change continues over a longer period of time, however, we must take into account
the accelerated aging of the polymer optical fiber as is explained in more detail in
the following section.

optical transmission [%]


110

100

90

80

70

PE
60
PA

50
0 200 400 600 800 1,000 1,200
time [h]

Fig. 9.112: Optical transmission of a 1 mm SI-POF (L = 10 m) with PE and PA jacket


under extreme stress caused by climatic change (125 cycles as shown in
Fig. 9.111)

9.7.3 Aging due to the Stress of High Temperature and Humidity

It has been sufficiently established in the literature ([Kain85], [Kain86] and


[Kain89]) that water absorption in polymer optical fibers can cause a significant
decline in transmission. The absorption of water in PMMA can be seen in two dis-
tinct situations: in the one case water accumulates in the polymer matrix and leads to
swelling, in the other its gets absorbed into the micropores ([Tur82], [Mas84]).
Kaino comes to the conclusion that a considerable increase in attenuation, varying
750 9.7 Reliability under Various Environmental Influences

according to the material and the wavelength, can occur when water is absorbed.
This increase in attenuation is caused, essentially, by the O-H absorption of the light
at 750 nm (third harmonic of the O-H stretching vibration mode) and at 850 nm
(combination of the second harmonic of the O-H stretching vibration mode and the
O-H deformation vibration mode).
In connection with the absorption of humidity, the thermal aging that occurs at
high temperatures is the essential determinant of the usability and durability of
polymer optical fibers. Decomposition effects can be shown to occur with thermal
aging which, as a consequence of transference of energy in the form of heat, lead to
a degradation or splitting of the polymer chain. Every polymer has its own weak
points where decomposition effects are most likely to occur. In this class belong
lateral chains, for example, and substitutes that are connected to the main chains
with a low level of binding energy. With PMMA there is particular risk of depoly-
merization. This term stands for the splitting off of end groups and the loosening of
monomer components from the end of the chain. As the parts that break off have
unattached valences - being known as free radicals - they try to form new combina-
tions, for example with oxygen. This leads to oxidization resulting in the accumu-
lation of submolecular debris. The consequence is brittleness and disintegration,
with a direct effect on the mechanical and optical properties of the polymer optical
fiber (see for instance [Stru66], [Bros89]). With perfluorinated, graded index profile
polymer optical fibers, a thermally determined alteration in the dopant material can
come about, leading to changes in the refractive index. New materials that have just
recently become available, however, behave with admirable stability in this regard.
As [Kog00] and [Oni99] show in relation to CYTOP, thermal aging at 70C over
10,000 hours leads to no significant alteration of the refractive index or to any
deterioration in terms of attenuation and bandwidth.
It is characteristic of the thermal aging process that the relevant property, in this
case the optical transmission, does not deteriorate continually, but stays approxi-
mately constant at first over a greater or lesser period of time. Only after this initial
phase has come to an end, a steadily accelerating deterioration of the transmission
does set in. In order to predict the durability of the fiber, we can make use of the
principle of correspondence between time and temperature as it has been carried
over into polymer testing, seeing that the aging processes, so far as is known, obey
the laws of reaction kinetics. On this basis a mathematical extrapolation of the
decline in transmission due to aging can be made ([McK94]).
The procedure we are about to describe has proved effective for investigating the
effects of absorbed humidity and thermal aging on the optical transmission. The
conditions of the simulation or of the aging are determined in such a way that the
aging process is accelerated, bringing about an artificial (accelerated) aging. This
strategy of speeding-up is based on an intensification of the simulated stress in the
relatively short time span of the test. Here we must be careful that no other aging
factors that have anything to do with the aging effect we wish to produce should
enter the picture. For this reason, in investigating the life expectancy of polymer
optical fibers there is an experimental strategy, which has proved effective that takes
extreme, but still allowable environmental conditions as its starting point. This
means essentially that the temperatures chosen to produce the accelerated aging
9.7 Reliability under Various Environmental Influences 751

must lie clearly below the glass transition temperature Tg (in the order of 115C for
PMMA SI-POF).
As explained in the preceding section, the POF samples are positioned on a grid
in a climatic chamber and loosely rolled up for a prescribed length of time to induce
accelerated aging. The inputs and outputs of the fibers are taken out of the climatic
chamber and connected to a suitable measuring device capable of high resolution
measurement of the transmission (see also section 9.6.2.2). There then follows a
relaxation phase, lasting perhaps several hours, in which samples and the measuring
equipment can settle before going into operation. After this rest period the fibers are
subjected to temperature and humidity stresses while the transmission is measured at
the same time.
To begin with, the room temperature is kept constant while the humidity is raised
to the desired maximum value and then also kept constant at this level for the entire
duration of the test. After the maximum value has been reached, the temperature is
gradually raised over a period of 4 hours until it reaches the selected aging
temperature. During the entire test the optical transmission of all POF samples is
measured and the relative transmission in relation to the unstressed starting state is
determined.
Figure 9.113 shows the typical transmission pattern for three different wave-
lengths as shown by a 1 mm SI-POF under stress from high temperature and humi-
dity. Developments in the optical transmission can be broken down into four phases.
So far as current findings indicate, these phases can be correlated with certain
definite time-dependent aging effects ([Ziem00b]):
1) Within the first 24 to 48 hours a definite deterioration in the transmission
occurs following on the first assimilation of humidity.
2) In the following preliminary phase there is only a very slow deterioration in
the transmission to be observed. The length of this period, and the gradient of
the transmissions falling-off, depend on the manufacturer, on the material of
the jacket, and on the type of POF, as shown for example in Fig. 9.114. The
aging effects that take place during this period have at this stage only a slight
effect on the transmission.
3) This phase is characterized by a rapid deterioration in the transmission. The
reason for this is thought to be the increase in the free volume and a
heightened absorption of humidity following from that.
4) If the humidity is changed while the temperature is kept constant, the trans-
mission responds to these modifications. When the humidity is reduced to
normal values, the transmission almost returns to the values current at the end
of the second phase. If the humidity is raised again, the transmission immedi-
ately deteriorates, with the humidity now being very quickly absorbed into the
polymer optical fibers.
752 9.7 Reliability under Various Environmental Influences

1.0
rel. transmission
0.9 POF sample No. 4

0.8
2
0.7
0.6
1
0.5 4
0.4 3
0.3
0.2
525 nm
0.1 590 nm
0.0 650 nm

0 500 1000 1500 2000 2500 3000 3500 4000 4500


aging time [h]

Fig. 9.113: Typical changes in the optical transmission of a 1 mm SI-POF (L = 10 m)


subjected to stress from temperature and humidity [Ziem00b]

1.2
rel. transmission POF-No. 1
at 650 nm POF-No. 4
1.0 POF-No. 7
T= 92C/95% r.H.
POF-No. 10
0.8 POF-No. 13

0.6

0.4

0.2

0.0
aging time [h]

0 1000 2000 3000 4000 5000

Fig. 9.114: Typical changes in the optical transmission of various 1 mm SI-POF


(L = 10 m) subjected to stress from temperature and humidity [Ziem00b]

Figure 9.115 shows the way in which physical aging effects as a result of the
action of temperature and humidity can impact on the entire attenuation/transmission
spectrum of a polymer optical fiber. It can be clearly seen that the decline in trans-
mission occasioned by aging is not consistent across the entire spectrum
([Daum97]). A sharper decline in transmission can be seen in the zone of the lower
wavelengths in particular. This effect must be given particular consideration when
polymer optical fibers are used in displays and variable traffic signs where strong re-
quirements in terms of the long-term reliability of color transmission need to be met.
9.7 Reliability under Various Environmental Influences 753

0.6
rel. transmission 15 m POF before aging
0.5 after aging T= +85C/85% r.H.

0.4

0.3

0.2

0.1

0.0
300 400 500 600 700 800
wavelength [nm]
Fig. 9.115: Typical spectrum-related changes in the optical transmission of a 1 mm SI-POF
before and after aging caused by high temperature and humidity ([Daum97])

The estimation of durability is based on a temporal extrapolation of the estab-


lished time/temperature relation for a defined criterion of aging, e.g. reduction of the
transmission to 50% of the starting value. In selecting an extrapolation method, the
user has basically two possibilities available. They are closely connected with the
underlying physical laws that have a determining effect on the aging process.
If we follow the theory of free volume, the extrapolation can be based on the
Williams-Landel-Ferry (WLF) theory, which has been widely used in the testing of
polymeric materials. In this hypothesis the factor that accelerates the aging process
can be defined according to the following formula ([Bros89]):
8.86 (T - Ts )
log a T = 
101.6 + (T - Ts )

where
aT = acceleration factor (time shift factor)
T = selected aging temperature (K)
Ts = reference temperature (K)
The critical value in this connection is the reference temperature Ts. There is no
single definition for this given in the literature. Generally the value is characterized
in such a way that the reference temperature gives the value at which deliquescence
of the polymer can first be observed. On the strength of the knowledge we have to
date, this phenomenon can well be related to the glass transition temperature TG of
the polymer fibers. Consequently TG is generally substituted for the reference
temperature Ts.
The maximum possible operating temperature Tmax for a given durability tL can
be obtained by conversion from the same equation as:
754 9.7 Reliability under Various Environmental Influences

101.6 log a T,L


Tmax = T s -
8.86 + log a T,L

with an acceleration factor, relevant to the durability, of


log a T,L = log a T + log tL t A
Here the aging time tA is the time taken to reach a predefined criterion of aging
(e.g. decline in transmission to 50%) with the aging process being accelerated, T
being the aging temperature in each case.
On the basis of accelerated aging tests with various aging temperatures, we can,
by substituting the appropriate aging times and temperatures in the WLF equations,
obtain an estimate for the maximum permissible operating temperature for a given
durability. Judging from the literature ([Ziem00b]) and from the authors own tests,
the result is a mean maximum permissible temperature of between 72C and 85C -
depending on the manufacturer, the jacket, and the type of POF - for a durability of
20 years using the standard 1 mm SI-POF with PE and PA jacket.
The other attempt at an estimation of durability is based on the Arrhenius theory
and proceeds on the assumption that a chemical reaction R is the underlying cause of
the aging of many polymeric materials, including POF. The time taken by this
reaction can be defined by means of the reaction rate dR/dt, as follows:
W
-
kT
dR
A e
dt
where

W = thermal energy as an activation energy


k = the Boltzmann constant
T = aging temperature (K)
A = constants specific to the material
e = base of the natural logarithms

For the practical assessment of the thermal aging process, this equation is set out
and applied in the following form (DIN ISO 2578:1994) [DIN94]:

tA A e B T

tA = aging time [h] up to the point of a given decline in transmission


A, B = constants specific to the material
With a simple conversion, this equation can be expressed as a linear function:
log t A log A  (log e) B T

Thus in practice there is a linear connection between the logarithm of the aging
time required to effect a given decline in optical transmission, and the conversion
value of the absolute aging temperature associated with it. On the basis of this
9.7 Reliability under Various Environmental Influences 755

connection, expected results for higher temperatures can be extrapolated on the time
taken to cause breakdown at lower temperatures.
The Arrhenius hypothesis has been used with success in predicting the durability
of electronic components, for example, and has been called in to determine the time
and temperature limits in cases of long-term effects of heat on polymeric materials
(DIN ISO 2578:1994).

10,000
time [h] maximum operation temperature of a given
durability of 15 years: T = +80C +/- 2 K

1,000
88C
89C 90C
100
91C
92C
10
aging time
linear interpolation aging temperature 1/T [1/K]
1
2.7810-3 2.7710-3 2.7610-3 2.7510-3 2.7410-3 2.7310-3
Fig. 9.116: Estimation according to Arrhenius, of the maximum permissible operating tem-
perature for a special 1 mm SI-POF (L = 10 m) without jacket for a given
durability

As with the WLF hypothesis, so here the Arrhenius equation can be used to
estimate either the durability for a given operating temperature, or the maximum
permissible operating temperature for a given durability. Figure 9.116 shows a typi-
cal result of this, determined by following the procedure described in DIN ISO
2578:1994 for a special 1 mm SI-POF without jacket. What is depicted is the esti-
mate of a maximum operating temperature for a given durability of 15 years for a
special polymer optical fiber, which is to be used for lighting purposes.
With reference to the envisaged method for a prediction of durability it must be
stated as a matter of principle, that the results - as is the case with all extrapolatory
procedures - are accompanied by a degree of uncertainty which we should not be
oblivious to. The more unfavorable the relation between the time taken for the test
and the envisaged durability, the more unreliable the prognosis. In dealing with
cable technology one is usually limited with a prediction to a duration of
20,000 hours - 25,000 hours (about 3 years), on the assumption that the constant
operating temperature so determined will either not be reached at all or else only
fleetingly and for short periods. We must likewise take into consideration that the
tests needed here take a great deal of time, calling for some thousand hours of
laboratory use. More rapid testing procedures for POF such as the investigations
based on chemoluminescence for example [Scha99] are only just in the process of
being developed.
756 9.7 Reliability under Various Environmental Influences

9.7.4 Resistance to Chemicals

Alongside mechanical and climatic stress factors, stresses induced by chemicals or


other aggressive substances can be counted among the critical influences in the area
of industrial applications. For example, the action of chemicals on the jacket of a
polymer optical fiber can lead to changes in the chemical properties and mechanical
characteristic values of the material, and with further penetration may give rise to
changes in the optical transmission of the fiber. The essential causes of this that need
to be reckoned with are the chemical transformation and dissolution of the polymers,
or the absorption of chemicals into the fiber. In addition, changes to the intrinsic
mechanical stresses as a result of the materials softening are a possibility. We must
also take into consideration that higher temperatures in certain cases can lead to an
acceleration in the action of the chemical agent.
An test apparatus suitable for these specialized investigations is depicted in
Fig. 9.117. The construction of the test is in principle similar to that designed to
produce accelerated aging. Only here the climatic chamber is replaced by a heating
chamber that is protected against explosions. The samples are introduced into the
heating chamber by means of glass vessels and chemically neutral holders. Gene-
rally speaking, tests designed to test resistance to chemicals follow a course ana-
logous to the climatic tests. To intensify the conditions simulated, the temperature of
the chemical medium can be raised, in accordance with a predetermined scheme, to
a temperature just below the flash point for the chosen chemical ([Strec94]).

optical
1
multiplexer
with light
source and
detector
n

data recording
system

glass vessel
with chemical

heating chamber

Fig. 9.117: Test equipment for investigating resistance to chemicals


9.7 Reliability under Various Environmental Influences 757

Table 9.7 shows an overview of typical test results in testing the resistance to
chemicals of polymer optical fibers. Depending on the chemical and the jacket, we
can specify three classes of substances:
1. harmless,
2. harmful,
3. less harmful.
If a chemical is ranked under the heading harmless, a safe and reliable trans-
mission of signals in normal operating conditions can be guaranteed.
Stress caused by contact with a chemical classed as harmful must be avoided
at all costs. Here further protective measures are absolutely necessary: for instance
a protective tube made of metal, or an additional jacket or protective covering, or
one with higher resistance to chemicals.
With less harmful chemicals, contact over an extended period of time should
be avoided. A short term contact (e.g. dripping, followed by immediate removal)
would appear to cause no lasting damage.

Table 9.7: Effect of chemicals on a 1 mm SI-POF with different jackets

Jacket
Chemical
PE PA

gasoline harmful harmless


diesel fuel less harmful harmless
jet fuel less harmful harmless
transmission oil harmless harmless
synthetic motor oil harmless harmless
brake fluid less harmful less harmful
carburetor cleaner harmful less harmful
hydraulic oil harmless harmless
cutting oil less harmful harmless
insulation oil less harmful harmless
H2SO4 10% less harmful less harmful
NaOH 10% harmless harmless

In addition to the material of the jacket, the material of the cable sheath also
plays an important role in regard to the resistance to chemicals of optical fibers on
a POF base. The following Table 9.8 gives an overview of the most commonly
applied materials and their resistance to aggressive substances, cf. also Tables 2.26
to 2.30.
758 9.7 Reliability under Various Environmental Influences

Table 9.8: Resistance to chemicals of different materials for sheaths ([Mair99])

Abbre-
Chemical Properties
viation
resistant to oils, fats, diluted acids and alkalis up to
Polyvinylchloride PVC 50C; special mixtures are resistant to solvents
and fuels

resistant to diluted acids and alkalis and to many


Polyethylene PE
solvents, moderately resistant to fuels and oils

resistant to oils, fats, fuels and most solvents;


Polyamide PA
moderately resistant to diluted acids and alkalis

resistant to diluted acids and alkalis, many


Polypropylene PP
solvents, fuels and oils
resistant to oils, fats, and solvents; moderately
Polyurethane PUR
resistant to diluted acids and alkalis
Polytetra-
PTFE admirably resistant to almost all chemicals
fluoroethylene

In addition the cables can be better protected, not just against aggressive sub-
stances but against thermal and mechanical stress as well, through the use of
special laser-welded corrugated micro tubes (CMT) as cable sheaths ([Schei00]).
CMTs (Fig. 9.118) are immediately effective as primary protection, and can,
depending on requirements, be made of the following materials: copper, alumi-
num, brass, bronze, steel, or special steel alloys.

Fig. 9.118: POF in a corrugated micro tube ([Schei00])


9.7 Reliability under Various Environmental Influences 759

9.7.5 Stress Caused by Ultraviolet and High-Energy Radiation

A significant amount of stress due to radiation can occur when polymer optical
fibers are installed in nuclear power plant, high-energy physics laboratories, linear
accelerator or synchrotron facilities, or even in medical or industrial radiation
equipment. Admittedly this form of stress has not been very comprehensively
investigated hitherto; at any rate, only a few generally known findings and publi-
cations on this issue are to be found. Special aspects of the resistance to radiation
of POF materials (PMMA, PFMA, P4FFA) have been written up in [Lev94].
Experiments by [Hen93] with polymer optical fibers made of PMMA, some un-
protected, others with jacket, indicate a high resistance to radiation at a radiation
of 60Co with energy doses < 100 krad. Measurements of the optical attenuation at
670 nm and 780 nm show only very slight changes in the attenuation when the
polymer optical fibers are exposed to this type of radiation. Slightly higher
changes in the attenuation result in combination with both high (+80C) and low
temperatures (-40C). With similar tests using POF on a PC base a significantly
higher sensitivity to radiation can be demonstrated.

Fig. 9.119: Surface of a PE jacket after exposure to UV radiation (left: non-


irradiated area; right: irradiated area)

If polymer optical fibers with jacket are exposed over a long period of time to
sunlight or artificial light with a high ultraviolet element, discoloration (a
bleaching effect, or a change of color) is the result (Fig. 9.119), and in extreme
cases it may even lead to micro-cracks on the surface. Discoloration is not on the
whole connected with any essential changes in the properties of the material. With
the formation of micro-cracks, however, it can lead to an impairment of the
mechanical properties. As the depth to which the UV radiation can penetrate the
jacket is strictly limited, the optical fiber will not be adversely affected.
Unprotected optical fibers (e.g. without protective covering, or the unprotected
fiber end surfaces) that are exposed to high UV radiation tend to go yellow. Their
optical transmission deteriorates, the longer they are exposed to the radiation.
760 9.7 Reliability under Various Environmental Influences

Consequently this kind of stress must be avoided as far as is possible. Particular


care must be taken, where POF is used in illumination or variable traffic sign
systems, to protect the light entry surface, e.g. against the UV radiation within the
spectrum of a halogen lamp, and the output (light exit) surface, e.g. from sunlight.
The use of suitable filters can provide an adequate protection against damaging
UV radiation in these cases.

9.8 Standards and Specifications

In 1982, Mitsubishi Rayon published a comprehensive documentation of reliabi-


lity tests on polymer optical fibers. The current state of the standards and specifi-
cations available for reliability tests is comprehensively demonstrated in
Table 9.9. In this table both national and international standards as well as the
testing specifications put out by manufacturers and by the Federal Institute for the
Materials Research and Testing (BAM) are represented. One must take into con-
sideration that both these testing specifications and the Japanese standard (JIS)
were developed for POF and are only to be used in this connection. The European
standard (EN) is based on the IEC standard, though it is partially more detailed.
Both standards (EN and IEC) describe testing procedures for all kinds of optical
fibers including polymer fibers.
The table shows that most of the mechanical tests have been included in all the
standards and specifications for testing. Special reliability tests like those neces-
sary for POF, however, are only mentioned in the testing specifications of the
manufacturers and the BAM. Examples are the investigation of the aging behavior
at high temperature and humidity or the investigation of the optical transmission
under stress occasioned by chemicals or other aggressive substances. The fact is
that up to the present time no consistent testing standards have been established
for investigating the reliability of polymer optical fibers.
Table 9.9: Classification of testing standards and specifications for POF
Norms Specifications for tests
1 3 4
IEC 2 EN Asahi Mitsubishi Toray
JIS BAM
Test 60793-1
C 6861
187000 Chemical 5, 6, 7, 8 Rayon Co. Ind.
9, 10, 11 12
60794-1 188000 Ind. Co. Inc.
tensile strength x x x x x x x
crushing strength x x x x x x x
impact strength x x x x x x x
torsion x x x x x x x
repeated bending x x x x x x x
static bend x x x x x x x
flexing x x x
kink x x x
abrasion x
change of temperature x x x x x x
9.7 Reliability under Various Environmental Influences 761

Norms Specifications for tests


1 3 4
IEC 2 EN Asahi Mitsubishi Toray
JIS BAM
Test 60793-1
C 6861
187000 Chemical 5, 6, 7, 8 Rayon Co. Ind.
9, 10, 11 12
60794-1 188000 Ind. Co. Inc.
high temperature
x x x x
(dry, wet)
low temperature x x
aging x x
chemicals x x x
industrial atmosphere x x
flame retardance x
x x x
radiation nuclear nuclear UV

1) International Standard IEC 60793-1-5:1995 - Optical fibers - Part 1: Generic


specification - Section 5: Measuring methods for environmental characteristics
International Standard IEC 60794-1-1:1999 - Optical fiber cables - Part 1-1: Generic
specification - General
International Standard IEC 60794-1-2:1999 - Optical fiber cables - Part 1-2: Generic
specification - Basic optical cable test procedures
2) Japanese Industrial Standard JIS C 6861:1991 - Test methods for mechanical
characteristics of all plastic multimode optical fibers
3) European Standard EN 187000:1992 - Generic Specific.: Optical Fiber Cables
European Standard EN 188000:1992 - Generic Specification: Optical Fibers
4) Technical Information (Luminous T); Asahi Chemical Industry Co., Ref.-No. 95.9.1
5) [Daum92]
6) [Daum93]
7) [Daum94]
8) [BAM95]
9) Technical Information - Chemical Exposure Test; Mitsubishi Rayon Co. Ltd., 1985
10) Technical Information - The Long-Term Durability of Optical Performance of ESKA
Extra Fibers and Cables, Mitsubishi Rayon Co., Ltd.
11) Technical Information - Eska Cables; Mitsubishi Rayon Co. Ltd., 1982
12) Technical Bulletin - Toray Polymer Optical Fiber Cord; Toray Industries Inc., Ref.-
No. 9404-1 (PE0204-22)
A further problem arising from the plethora of different testing standards and
specifications is the ability or inability to compare test results. A closer inspection
shows that the testing procedures described are distinctly at variance. Typical
inconsistencies are, for example, divergent testing parameters, the use of para-
meters not suited to POF, or variations in test equipment. Just for the testing of
repeated bending five different possible tests are described, the results of which
would not be directly comparable with one another [Daum99]. Groups interested
in these matters, i.e. manufacturers, users, organizations responsible for industrial
standards, are currently making intensive efforts aimed at producing consistent
and internationally recognized testing standards for polymer optical fibers.
10. Simulation of Optical Waveguides

10.1 Modeling of Polymer Optical Fibers

Optical waveguides and fibers have been used for many years to transmit signals.
A number of models have been developed to describe their characteristics. In the
field of optical fibers one differentiates between singlemode fibers (SMF), in
which one eigenwave (mode) per polarization is capable of propagating, and
multimode fibers in which the light can propagate in the shape of different eigen-
waves at varying speeds. How many modes can propagate in a fiber depends on its
diameter compared with the wavelength of the light and the numerical aperture.
The greater both are, the more modes can propagate. The fiber parameter V des-
cribes the fundamental properties of a fiber:
2S a 2 2
V a AN 2S ncore - ncladding
O O
Here stands for the wavelength of the light, a is the core radius of the fiber AN
the numerical aperture, ncore and ncladding describe the refractive indices at the fiber
axis and in the fiber cladding. The greater V is, the more modes are guided. The
number of modes is approximately proportional to V2.
Polymer optical fibers have a large diameter and a high numerical aperture so
that an extremely large number of modes can propagate in them. In the case of a
standard step index polymer fiber with a numerical aperture of AN = 0.5 and a dia-
meter of about 1 mm several million modes can propagate.
The optical signal is distorted and attenuated when it propagates over the fiber.
These effects have to be modeled when describing the signal transmission. They
behave quite differently in different types of fibers. Whereas signal distortions in
singlemode fibers are primarily caused by chromatic dispersion, i.e. the different
speeds of individual spectral parts, the description of dispersion in multimode
fibers is considerably more complex. Not only does chromatic dispersion occur in
them, but also has the generally much greater multimode dispersion. This effect
comes about because the individual eigenwaves here propagate at different speeds.
The signal is split up into the different modes which then arrive at the receiver at
different points in time because of the varying speeds, thus transmitting a distorted
signal. In contrast to chromatic dispersion multimode dispersion is influenced by
different effects which do not exclusively depend on the fiber. The delay between
the modes are determined by the refractive index profile of the fiber and depend
exclusively on the fiber. How the signal power is split up into the individual
764 10.1 Modeling of Polymer Optical Fibers

modes, however, is determined by the coupling of the light into the fiber. For
example, when the light is coupled very narrowly around the fiber axis and almost
parallel into the fiber, then only one individual mode would be excited, i.e. the
entire signal power would be coupled into this mode and would not even notice
the time delay between the individual eigenwaves at all since only one mode is
providing power. The other extreme would be a very wide coupling of the trans-
mission angle and the surface. In this case the power would be divided evenly to
all modes whereby the skews of all modes would play a role. This example clearly
shows that when modeling multimode fibers you not only have to take the fiber
itself into consideration but also the coupling in and out of the light. Furthermore,
modes in polymer fibers do not spread independently of each other but are
coupled to each other. A part of the power can be coupled over to other preferred,
neighboring modes because of impurities and non-ideal interfaces between the
core and the cladding. This mode coupling arises particularly strongly in polymer
fibers which is why current models for the propagation of light in optical fibers
have to be expanded >Whi99@ and >Shi97@. The most important types of fibers will
subsequently be presented and fundamental boundary conditions for their
modeling are given.

Fig. 10.1: Comparison of the size of different optical fibers


10.1 Modeling of Polymer Optical Fibers 765

Finally, the different approaches of modeling for polymer fibers will be presen-
ted which will include a short description of the procedure, performance and com-
plexity. Since mode coupling or mode mixing is a very specific effect for polymer
fibers and influences the performance of the modeling, the most important
approaches for describing them and their possibilities for integrating them into
existing models for light propagation will be presented.

10.1.1 Types of Fibers

Polymer fibers are generally multimode fibers with large core diameters and a
high numerical apertures for the easy coupling in and out of the light. They have
good mechanical characteristics as well. There are different types of multimode
fibers which differ in their refractive indices and the rotation-symmetrical profile
of the refractive index in a radial direction. The refractive index profile of a fiber
determines the speed and the time delay of all guided modes. In general, one
differentiates between step index profile fibers (SI fibers) which have a constant
refractive index in the core and a somewhat lower, but also constant refractive
index in the cladding and graded index profile fibers (GI fibers) in which the
refractive index continuously decreases from the core to the cladding and thus
reduces the mode delay.
Graded index profiles can be produced in which the propagation times of the
modes are practically the same. However, producing such fibers takes a lot of
effort, especially with very thick fibers (>Yab00a@ and >Ish96@). Consequently,
there are still in-between forms in which the optimal refractive index profile can
be approximated through many small steps, so-called multistep index fibers (MSI
fibers). The more steps used to approximate the optimal profile, the better the pro-
pagation times of the modes tally with each other. The complexity of the manufac-
turing process, however, is further increased. It is always a compromise between
cost/effort and performance (>Lev99@ and >Irie01@).

a) b) c)
n (r) n (r) n (r)

r r r
-a 0 +a -a 0 +a -a 0 +a
Fig. 10.2: Refractive index profiles of different fibers in a comparison:
a) step index, b) graded index, c) multi step index with 5 layers
766 10.1 Modeling of Polymer Optical Fibers

10.1.2 Modeling Approaches

Light guiding in polymer fibers is based in all conventional optical fibers on the
principle of total internal reflection. The fiber core has a greater refractive index
than that of the surrounding cladding. Basically, the same approaches and methods
can be used for describing wave guidance as with glass fibers. However, polymer
fibers have characteristics which make some approaches difficult or even impos-
sible.
For example, many approaches proceed from very weakly attenuating fibers
which can no longer quite be guaranteed with a basic attenuation of about
120 dB/km at a wavelength of 650 nm.
The greatest limitation when describing the propagation characteristics is surely
the extremely large number of modes which are capable of propagating. In prin-
ciple, all modes of a polymer fiber can be calculated. This, however, requires a lot
of memory, computation time and very good resolution, too. For these reasons
many simplified descriptions have been established in which either the mode
groups are calculated or the light propagation is dealt with the ray theory and addi-
tional wave phenomena outside the ray theory are described. Such hybrid
approaches in particular are often used. The most current procedures for des-
cribing light propagation in polymer fibers will subsequently be described.

10.1.2.1 Approaches with Wave Theory


The propagation characteristics of optical fibers are generally described by the
wave equation which results directly from Maxwells equations and characterizes
the wave propagation in a fiber as a dielectric wave guide in the form of a diffe-
rential equation.
In order to solve the equation, you have to determine the field distributions of
all modes and the attendant propagation constants which results from the use of
the boundary conditions. The latter state that the respective tangential components
of the electric and magnetic fields (Et and Ht which in the cylindrical coordinates
are E and Ez or H and Hz respectively) ar steady at the core-cladding interface
layer. This only happens for one special value of the propagation constant .
The wave equation is basically a vector differential equation which can, how-
ever, under the condition of weak wave guidance be transformed into a scalar
wave equation in which the polarization of the wave plays no role whatsoever and
all modes exist either as x and y-polarized eigenwaves respectively, so-called
linear polarized (LP) modes (>Glo71@).
The prerequisite for the weak wave guiding is that the refractive indices
between the core and cladding hardly differ. Then, the equations which describe
the electric and magnetic fields are decoupled so that you can write a scalar wave
equation.
The prerequisite for weak wave guiding is fulfilled quite well in glass fibers
when the difference in refractive index between the core and cladding region is
below 1%. Polymer fibers have quite large numerical apertures and thus greater
differences in the refractive indices which is why this approximation is only par-
10.1 Modeling of Polymer Optical Fibers 767

tially valid. Nevertheless, calculations based on the scalar wave equation only
show very small inaccuracies in regard to group delay.

Fig. 10.3: Examples for field distributions of the LP0,2- und LP2,2 modes in a graded index
profile fiber

The models based on the solution of the wave equation in the form of a model
solver differ fundamentally only in regard to the solution method and whether or
not you are proceeding from a more computer-intensive vector wave equation or
the more usual scalar wave equation.
In the technical literature solutions for the vector wave equation with the aid of
finite element method (FEM, >Bha00@ and >Liu95@), with finite differences (Finite
Difference Time Domain Method - FDTD, >Xiao06@) and the beam propagation
method (BPM, >Hua93@) are well-known. These are generally used for very small,
mostly singlemode waveguides in which polarization characteristics play a role.
Polymer fibers are quite large and receive the polarization of light for only a few
centimeters. That is why analytical estimates of the scalar wave equation, the so-
called WKB Method and Ray Tracing, are primarily used for the modeling of
POF.

10.1.2.2 Ray Tracing Procedure


The Ray Tracing procedure proceeds from the point of view that light propagation
can be described within the fiber as in free space. This approximation is that much
more exact the greater the dimensions of the fiber are and the greater the number
of guided modes.
For example, in this model no wave phenomena such as the partial penetration
of the field into the cladding material are taken into account and attendant
additional losses or phase rotation - the so-called Goos-Hnchen Shift - and have
to subsequently be described separately (>Bun99a@ and >Bor03@).
768 10.1 Modeling of Polymer Optical Fibers

10.1.3 Wave Theory Description

Analytical solutions for the wave equation exist for different refractive index pro-
files such as step index and parable profile. Then you only have to determine the
propagation constants and propagation times of the modes in order to describe the
fiber. In most cases the so-called WKB Method is used with which the propaga-
tion times of very many modes can be calculated efficiently (>Ish05c@ and
>Ohd05a@).

10.1.3.1 WKB Method


The WKB Method is an approach for the solution of the scalar wave equation. It
was developed by Wenzels, Kramer and Brillouin from whom the name derives.
The solutions with the WKB Method contain simplifications which correspond to
the description of the fiber with the ray theory. The WKB Method thus builds a
bridge between the ray and mode description of the fiber. The WKB Method pri-
marily makes available expressions for describing the propagation constants and
the group delay. It permits quick estimates of bandwidth or the transmission capa-
city of a fiber. In principle, all types of fibers with any number of monotonously
decreases in the refractive index profiles can be calculated whereby discontinuous
places such as steps in a profile - with MSI fibers, too - can be handled without
any problems because the description takes place in integral form (>Glo73@).

r2 1 l2
r k r dr p - S with : k r k 02 n2 (r ) - E2 -
1 2 r2
Here l stands for the circumferential order of the mode or the skewness of the
ray. With an ever increasing circumferential order the beam path continues to go
along the edge of the fiber while the lowest circumferential order 1 = 0 describes
the so-called meridional rays which intersect the fiber axis. Both integration
boundaries r1 and r2 are the inner and outer reversal radii (caustic). They describe
the region in which the light is concentrated within the fiber. A ray can therefore
never come closer to the fiber axis than the inner reversal radius r1 and also not
further away than the outer reversal radius r2.

Fig. 10.4: The inner and outer reversal radius (caustic). Left: side view on the fiber, right:
view on the end face.
10.1 Modeling of Polymer Optical Fibers 769

Parameter kr can be viewed as the radial component of the propagation vector.


You can see that this radial component gets smaller and smaller the higher the
circumferential order of the ray is. kr disappears at both reversal radii. In this way
both radii can be determined.
You can establish the group propagation times of the modes by differentiating
the equation above to . In this way you get the term d/d, which describes the
group delay, from the inner derivatives. After reordering the equation you get the
following expression for the propagation time.
r2 1
k0 r
1 kr
n (r ) N (r ) dr
W r2 1
Ec
r1 k r
dr

N(r) stands for the profile of the group index over radius r.

10.1.3.2 Step Index Profile Fiber


The field distributions in step index profile fibers can be determined analytically
and are described by Bessel functions. The conditional equation for the propaga-
tion constant results from the boundary conditions in which the transversal com-
ponents of the electric and magnetic fields are always supposed to merge into each
other at the core-cladding interface.
u Jl' (u) v K l' ( v )
Jl (u) Kl(v )
This equation is implicit whereby u and v correspond to the normalized
propagation constants in the core and the cladding, suffice for the relation
u2 + v2 = V2 (see e.g. >Sny83@) and retain the propagation constant .

u a k 02 ncore
2
 E2 ; u a E 2  k 02 ncladding
2

The propagation times of the modes are independent of the circumferential


order of the mode and depend exclusively on the propagation constant.
ncore k 0 Ncore
W neff W gr
E c0



n eff W gr

Here the first term describes the effective refractive index neff which expe-
riences the guided wave. The second term describes the group delay gr which
requires the light in a material with group index Ncore. This description is equi-
valent to beam propagation in free space with the refractive index neff and the
group refractive index Ncore. We shall see in the section on ray tracing that you can
describe quite well the light propagation in a fiber in which very many modes can
propagate by using the beam model.
770 10.1 Modeling of Polymer Optical Fibers

10.1.3.3 Graded Index Fibers with Power-Law Profile


The refractive index distribution over the radius of a graded index fiber can gene-
rally be described with an power-law profile.

g
r
2
ncore 1 - 2' for r d a
n2 (r ) a

2
ncladding ncore 1 - 2' ,
2
else

Here the profile exponent is g which determines the steepness of the profile. If
g becomes very large, then the profile approximates more and more that of a SI
fiber. Parameter describes the profile height which stands for the difference in
refractive index between the core and the cladding and also influences the nume-
rical aperture of the fiber. There are exponential profiles as direct solutions for the
group propagation times and indirectly for the bandwidths of such fibers. Fibers
with power-law profiles possess the characteristic that the modes can be put in
mode groups which have the same propagation constant and also similar mode
delay (at least for exponents close to g = 2). The following relationship exists for
propagation constants of the mode groups and their orders:

m
E ncore k 0 1 - 2 '
M

whereby M represents the highest mode group order. The propagation times of the
modes are only then dependent on the propagation constant and no longer on the
circumferential order. Assuming an power-law profile as indicated above, then
group delay can be determined with the aid of the WKB method by differentiating
the propagation constant from the angular frequency (>Mar77@).
2g g  2
' >4 - 2P@ m
1-
Ncore g  2 M
W
c0 1 - 2' m M 2g g  2

Here m stands for the order of the mode group and M for the highest mode
group. Parameter P describes the so-called profile dispersion (see e.g. >Pre76@).

ncore O d'
P
Ncore ' dO

The normalized propagation times ' = ( - 0)/0 for different exponents g and
without profile dispersion (P = 0) is illustrated in Fig. 10.5. You can see that the
skews become very small for parabolic profiles with g = 2. For greater exponents
(g > 2) the higher modes are slower and with smaller exponents they are faster.
10.1 Modeling of Polymer Optical Fibers 771

norm. propagation time g = 2.2

+0.0004
g = 2.1

+0.0002
g = 2.0

0.0000

g = 1.9
-0.0002
g = 1.8
-0.0004
norm. mode group m/M
0.0 0.2 0.4 0.6 0.8 1.0

Fig. 10.5: Normalized propagation time = ( - 0)/0 over the mode group (m/M) for dif-
ferent profile exponents without profile dispersion (P = 0)

10.1.3.4 Multi Step Index Fibers


For MSI fibers there are no analytical solutions which describe the propagation
times or the propagation constants. The refractive index profile of this fiber is not
continuous at every step which makes calculating it extremely difficult. You can
find solutions for such fibers only as part of numerical mode solvers or with the
WKB method. Most modeling, however, is based on ray tracing. Figure 10.6
shows the propagation times of meridional rays in MSI fibers with two and six
steps acc. to >Zub04@. The abrupt transitions between the ranges of different
refractive indices are also discernible in the propagation times.

1.58
transit time [a.u.] transit time [a.u.]
1.56
1.54
1.52
1.50
1.48
1.46
1.44 E invariant E invariant
1.42
1.40 1.42 1.44 1.46 1.48 1.50 1.40 1.42 1.44 1.46 1.48 1.50

Fig. 10.6: Transit times of meridional rays in MSI fibers with two (left) and 6 layers (right,
[Zub04])
772 10.1 Modeling of Polymer Optical Fibers

10.1.3.5 Determining the Mode Power Distribution


The power distribution over the modes results from the launch conditions, i.e.
from the radiation characteristics of the transmitter. In an ideal case you can deter-
mine this distribution as an overlapping integral of the field at the transmitter with
the individual modes:
2
A EeEE* , l dA
KE, l 2
2
A Ee dA A EE, dA

whereby Ee represents the electric field at the transmitter and E,l the electric field
of the respective mode. ,l is the coupling efficiency in the respective mode with
propagation constant and circumferential order l.
In addition, the field distributions E,l of all modes are needed, something
which is generally not possible. Rather you try to determine the launching con-
dition and the resulting mode distribution in the fiber from the near and far field of
the transmitter.

10.1.3.6 Calculating the Transmission Function


and the Output Signal
When the light is coupled into the fiber, the total power is split up into the indivi-
dual modes which then propagate at different speeds along the fiber so that they
arrive at the detector at the end of the fiber at different times. This leads to diffe-
rent signal parts reaching the end of the fiber at different times resulting in a dis-
torted signal. You can model this procedure by treating the output signal at the end
of the fiber like a superposition of the input signal shifted in time by . This
weighting with the superposition of the signal parts results from the mode distri-
bution Cm.

SA (t) Km SE t - Wm
m

Here SA(t) and SE(t) are the output or input signal respectively. Counting index
m goes over all mode groups whereby m and m are the share of the total power
and the propagation time of the mode group.
The impulse response h(t) results analogously by accepting a Dirac (unit) im-
pulse as the input signal.

h( t ) Km G t - Wm
m

The transmission capacity of a fiber is often indicated as bandwidth B which


states up to what frequency the individual frequency parts are attenuated by 50%
at most. With such a fiber you can assume that you can transmit signals the
10.1 Modeling of Polymer Optical Fibers 773

spectrum of which lies within this bandwidth. You calculate the bandwidth by ob-
taining the frequency response through Fourier transformation of the pulse res-
ponse.
H ( f ) F h ( t )

The bandwidth is then the frequency f3db with which the amplitude of the fre-
quency response has dropped to 50% (3 dB):


H f3 dB 1
2

10.1.4 Ray-Tracing

When calculating the propagation characteristics, a very large number of rays are
generated at the transmitter and each ray follows its own path along the fiber. In
doing so, its attenuation as well as the elapsed propagation time is logged. At the
end of the fiber a histogram about the rays received is drawn up which includes
propagation time, attenuation, location or propagation direction (>Zub02a@). This
procedure is based on tracing very many rays to obtain a statistic and it is here that
you can see the main disadvantage of this procedure: it requires great computing
power and the result approximates the exact solution in step with every further ray
calculated according to the Law of Large Numbers.

Fig. 10.7: Emission characteristics (left) of a light source in the Ray-Tracing model and
simulated output signal in comparison with a measurement result ([Zub04])

The emission characteristics of the light source are modeled by a probability


distribution according to which the rays to be traced are selected. A high power
density corresponds to a high probability that just such a ray will be selected. The
power density is calculated at the receiver on the basis of a histogram in which the
rays have been counted which exit the fiber within a certain time interval (pulse
response), their propagation direction lies within a certain solid angle (far field) or
they exit from the fiber within a certain area (near field).
774 10.1 Modeling of Polymer Optical Fibers

10.1.4.1 Step Index Fibers


The path through the fiber is calculated just like a ray in classic optics. With step
index fibers the ray is traced until it hits the core-cladding interface where the
reflection of the ray is taken into account by re-calculating the direction of pro-
pagation. If it is an ideal reflection, then the angle of incidence is the same as the
angle of reflection. Mode coupling or scattering at the interface can be explained
by random deviations from the ideal direction of propagation.
Skews between the individual eigenwaves in this model result from the additio-
nal path the greatly tilted rays have to cover in contrast to the rays running parallel
to the fiber axis which only have to cover the fiber length itself. A path results
which is proportional to the inverse cosine of the angle in regard to the fiber axis.
L
L(T)
cos T

In this case L corresponds to the fiber length and is the angle of the ray in
reference to the fiber axis. The greater the propagation angle in regard to the fiber
axis, the longer the path becomes. The ray tracing procedure is then used to calcu-
late the different propagation times of the eigenwaves dependent on the propa-
gation angle in regard to the fiber axis.
L(T) ncore L ncore
W(T)
c0 cos (T) c 0

r
cladding

n(r)

core

Fig. 10.8: Principle of beam propagation in SI fibers

10.1.4.2 Graded Index Fibers


In principle, you proceed exactly as with the description of SI fibers. However, the
light does not propagate in these fibers as straight, but follows a curve which is
given by the spatial change of the refractive index. The trajectory can be deter-
mined according to the Eikonal equation if the refractive index profile is known
(>Jost02@).
10.1 Modeling of Polymer Optical Fibers 775

&
d dR &
n(r ) n
ds ds

Here s is the length of the ray path and lR describes the radius vector so that its
derivative to s corresponds to the tangent at the trajectory of the ray. In SI fibers
the right hand side of the equation would be absolutely zero so that the propa-
gation direction of the ray does not change.

r cladding
n(r)

core

Fig. 10.9: Principle of beam propagation in GI fibers

10.1.4.3 Multi Step Index Fibers


In MSI fibers the Eikonal equation is of course also valid, however, the descrip-
tion of the ray propagation in such a fiber is not trivial. The ray should split up at
the interface between two steps into a reflecting and transmitted part so that the
number of rays would increase exponentially with increasing length. You can also
confront this problem with statistics by continuing in each case to trace only one
of the two rays. Which one of the two rays is to be dropped and which one con-
tinues to be traced is the result of a probability distribution which can be cal-
culated from the reflection and transmission coefficients. For example, the greater
the reflection coefficient is, the more probable it is that the reflected ray will con-
tinue to be traced.

r cladding
n(r)

core

Fig. 10.10: Splitting of the rays in MSI fibers at the interfaces between the different layers
776 10.1 Modeling of Polymer Optical Fibers

10.1.4.4 Bends
Bent fibers can be dealt with quite easily with the Ray Tracing method. If the fiber
to be calculated is not straight, then the ray will nevertheless still always go
straight in SI fibers. However, the fiber axis and the core-cladding interface will
no longer run straight. The same principle is also true for MSI fibers which do
have more than one interface. It is still valid for these reflections that the angle of
incidence is the same as the angle of reflection, but the direction of the fiber axis
changes in the bends so that the propagation direction of the ray changes in regard
to the fiber axis. At the end of the bend the rays direction of propagation is gene-
rally another one, i.e. mode conversion has taken place. Guided modes can also be
converted into radiation modes in this process. The latter modes can then leave the
core and become noticeable as additional bending attenuation (>Arr01b@ and
>Durr03b@).

propagation direction
before the bend

propagation
direction after
the bend

Fig. 10.11: Description of the mode conversion in the beam propagation model; this effect
will be included in the Ray-Tracing

In GI fibers mode conversion comes about more continuously. The propagation


of the light ray results from the Eikonal equation. However, the ray within the
bend experiences a somewhat different refractive index profile since the fiber is
always moving away in one direction. The right hand side of the Eikonal equation
has effectively been changed and other ray trajectories have occurred. Here, too,
the ray at the end of the bend has a different beam parameter.

10.1.5 Mode-Dependent Attenuation

Mode-dependent attenuation exists in multimode fibers and especially in polymer


fibers with relatively high losses. >Ish96@, >Mic83@, >Yab00b@, >Lou04@, >Gol03@
and >Ish00b] have shown that the losses increase almost exponentially for the
highest mode groups. The higher modes generally experience higher attenuation
than the basic mode. There can be different reasons for this. In the mode descrip-
10.1 Modeling of Polymer Optical Fibers 777

tion higher modes have more intensity in the vicinity of the core-cladding inter-
face and even in the cladding itself which is why higher losses could be expected
in non-ideal interfaces. In addition, some effects can also be explained as part of
the Ray Tracing with some very intuitive graphic models.

mode attenuation [dB/km]


7

0
0.0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 1.0 1.1
normalized mode group x
Fig. 10.12: Measurement of the mode dependent attenuation dependent of the normalized
mode group x = m/M ([Yab00b])

10.1.5.1 Additional Path-Dependent Attenuation of Higher Modes


With Ray Tracing the skews of the individual rays are described by the paths of
varying length they have to cover in the fiber. In contrast to glass fibers polymer
fibers have quite high attenuations and the differences in path length can lead to
varying losses. On the assumption that the attenuation of the ray occurs along the
beam path - and not along the length of the fiber - then the logarithmic attenuation
in dB of the modes is proportional to the path covered which is why higher modes
also sustain higher attenuations. This effect can be described as follows:
Dz
- cos ( T) D
S ( t, z) S (0 ) e S ( t, 0) e - D ( T) with D (T)
cos (T)
Here is the material attenuation and S(t,z) stands for the signal at the z location.
778 10.1 Modeling of Polymer Optical Fibers

Fig. 10.13: Influence of the excess loss on the far field distribution due to the longer path
length (lengths 1 m, 10 m, 20 m, 50 m and 100 m, UMD launch, AN = 0.50,
core = 120 dB/km).

10.1.5.2 Additional Losses of Higher Modes through Loss-


Encumbered Reflections
In the beam model the higher modes propagate under a greater angle in regard to
the fiber axis than the basic mode for example. Rays which represent higher
modes thus experience more reflections along the link. When the core-cladding
interface cannot be assumed to be ideal and losses occur with every reflection,
then the result is that higher modes suffer additional losses. These kinds of
additional losses can be modeled by calculating the number of reflections per
length and defining a reflection factor R for every reflection.
L tan (T)
NRe fl
2 a sin (\ )
Since the number of reflections also depends on whether or not we are dealing
with a meridional or a helix beam, a further dependence on the angle of incidence
occurs in regard to the tangential plane at the core-cladding interface. In this
way the reflection-dependent additional attenuation per unit length can be des-
cribed as follows:
tan (T) ln (R)
S ( t, z, \ ) S ( t, 0, \ ) RNRe fl DR -
2 a sin (\ )
10.1 Modeling of Polymer Optical Fibers 779

A possible angle dependence of the reflection losses can be described by


including the reflection factor R().

Fig. 10.14: Influence of the excess attenuation on the far field due to the longer path length
and the reflection losses (UMD launch, AN = 0.5, core = 120 dB/km,
R = 0.9999).

10.1.5.3 Goos-Hnchen Effect


Other effects can be incorporated into the model phenomenological by absorbing
them as local additional effects which do not have any mutual reciprocal effect on
the other effects. Besides the additional losses at the core-cladding interface
through the reflection factor, which attenuates the power of the ray with every
reflection in accordance with the reflection factor, an even more exact description
can be made, for example, by taking the angle-dependent attenuation caused by
the Goos-Hnchen effect with every reflection into account. This occurs when the
incident field is not directly reflected at the core-cladding interface but enters a
little bit, depending on the angle of incidence, into the cladding material
(>Bun99a@ and >For01@).
dGH (T) D cladding
DGH
D cos (T)
The core radius is a and cladding is the attenuation of the cladding material. The
term dGH() describes the penetration depth of the field in dependence of the angle
of incidence and wavelength .
780 10.1 Modeling of Polymer Optical Fibers

O
dGH (T)
2
2 S ncore cos 2 (T) - ncladding
2

The propagation properties of SI fibers can be characterized quite well with


these simple geometric observations and phenomenological descriptions.

Fig. 10.15: Influence of the excess loss on the far field due to the longer path length, the
reflection losses and the Goos-Hnchen effect (UMD launch, AN= 0.5,
core = 120 dB/km, cladding = 5000 dB/km, R = 0.9999)

10.1.6 Mode Mixing

Mode mixing is a process which is rather strong in polymer fibers and decisively
influences the propagation characteristics of these fibers (>Ish96@, >Bun99a@,
>Rud95@ and >Sav06@). While an entire mode is transformed in bends into a new
eigenwave or a ray deterministically changes its direction, mode mixing is then
rather a statistical process in which modes exchange power with each other. This
effect generally occurs through irregularities in the fiber, whether they are rough-
ness of the core-cladding interface or impurities in the core material. These irregu-
larities are microscopic and lead to light scattering. This effect can therefore only
be described with statistical means.
The main effects are Rayleigh and Mie scattering which differ in the size of the
scattering centers (>Cam03@). Rayleigh scattering arises through the molecular
structure of matter which is why no material can have perfectly homogenous
properties. Its optical density fluctuates around a mean value which represents the
10.1 Modeling of Polymer Optical Fibers 781

refractive index of the material. These fluctuations are very small and have typical
sizes in the range of molecules (< m). Rayleigh scattering depends on the wave-
length and decreases with greater wavelengths as of the fourth power (~-4). Mie
scattering comes from the fluctuations of the refractive index which has greater
typical lengths that mostly come about because of impurities in the material such
as air bubbles or specks of dust which are large compared with the wavelength of
light. The ensuing scattering has more of an effect on the direction of propagation
of the light and is independent of the wavelength. A typical example for Mie
scattering is the white color of emulsions such as milk which comes about because
of the wavelength-independent scattering of the light.

Fig. 10.16: Mode mixing by scattering on the core cladding interface (left) and inside the
core material (right, [Bun06])

Investigations have shown that in standard SI fibers that Rayleigh scattering


predominates in the core and Mie scattering at the core-cladding interface
(>Bun06@). This shows that todays polymer fibers are drawn from very pure
material. However, some problems still do arise at the interface. The latter occur
in part because the core and cladding materials have different expansion coeffi-
cients which can result in tension. On the other hand, the drawing of the fiber can
cause the cladding to acquire a rough surface.
When thinking about these aspects you can see that mode mixing is a complex
process which plays a great role in polymer fibers and has other effects than in
conventional glass fibers (>Rud95@ and >Sav06@). There are some approaches for
the modeling of mode mixing which cannot be applied equally well in all propaga-
tion models (>Cal95@, >Can80@ and >Can81@). Some descriptions present them-
selves rather in mode models (>Har95@, >Ols75@ and >Su05@) while others are more
limited to use in Ray Tracing models (>Zub02a@).

10.1.6.1 Coupled-Mode Theory


Mode coupling can generally be described as over-coupling a part of the power of
a mode into other modes along the fiber. This circumstance can be described for
each individual mode m by the power flow equation which characterizes the
power flow away from a mode and toward a mode within an infinitesimally small
piece of the fiber.
dPm
dz
-2 D m Pm  cm,n Pn - Pm
m
782 10.1 Modeling of Polymer Optical Fibers

Here Pm, m and cm,n stand for the power in mode m, its mode-dependent
attenuation per unit length and the coupling coefficient between modes m and n.
The first term describes the power drain through losses arising and the second
term the power flows between the modes which on the one hand are proportional
to the coupling coefficient and on the other proportional to the difference between
the guided power of both modes. The system thus described makes sure that there
is a power flow of modes which guide much power up to modes which are only
stimulated a little bit (>Kahn92@, >Sav02a@ and >Sav02b@). The final state aimed for
would be a uniform distribution of the power over the modes. However, since the
modes incur different attenuations, the stationary state which the system aims for
is more similar to a Gaussian distribution with which the higher order modes can
guide less power.
The coupling coefficients which describe the coupling between modes can
either be described by analytical attempts which are based on observations of
mode overlapping (>Djo00@, >Djo04@, >Kov05@ and >Oha81@) or are defined in a
more phenomenological manner. Examples of such phenomenological descrip-
tions could be models for Mie and Rayleigh scattering or approximations based on
measurements.

Fig. 10.17: Application of the mode coupling matrix between short peaces of ideal fiber

The power flow equation shown above for a mode represents one part of an
equational system which can be described concisely with the aid of a matrix multi-
plication (>Kru06a@).

P ( z  'z) M ( 'z) P ( z)

Here the components of the power vector p(z) correspond to the power distri-
bution over the modes at location z while M(z) is the mode coupling matrix.

10.1.6.2 Diffusion Model


The mode coupling model presented above is relatively complex because it des-
cribes the mode coupling among all modes. In real fibers, however, only very few
10.1 Modeling of Polymer Optical Fibers 783

modes effectively interact with each other so that a simpler description of the
mode coupling suffices (>Kit80@). Investigations have shown that neighboring
modes, i.e. those with similar propagation constants primarily show strong mode
coupling. Analytical observations have led to the conclusion that the strength of
the mode coupling decreases with the fourth power of the difference. From these
observations Gloge developed the diffusion model which solely differentiates bet-
ween mode groups and only describes the mode coupling of neighboring mode
groups (>Glo72@). If you also consider the fact that higher mode groups also con-
tain more modes and that these are stimulated almost evenly within the mode
group then you obtain the following description from the equation above:

d Pm
m - m Dm Pm  m c m Pm 1 - Pm  (m - 1) c m -1 Pm 1 - Pm
dz

As already described above, the first term describes the power dissipation of the
mode group m by attenuation. The second term stands for the coupling with the
neighboring, higher mode group m + 1 and the last term for the coupling with the
neighboring, lower mode group m - 1. If you now assign a propagation angle to
each mode group, as is possible in a step index fiber, and assume that very many
modes are capable of propagating so that the individual propagation angles only
differ very slightly, then you can sum the last two terms to a derivative and get:

dP 1 w wP
- D (T) P (T)  'T 2 T d ( T)
dz T wT wT

Here d() describes the mode coupling in the form of a diffusion constant
which can indeed be dependent on the angle. You can take the mode-dependent
attenuation (), as described above, into account through the additional path. This
results in

1 D T2
D(T) D  D  1 | D 1 
cos T cos T 2

With this approximation and approach, i.e. that the coupling constant between
the modes is constantly D, then the diffusion equation can be written in the
following, frequently used form.

dP D w wP
- A T2 P  T
dz T wT wT

This equation can be solved numerically for different launch conditions in order
to determine the transition to the equilibrium mode distribution. The latter behaves
as a stationary solution for dP/dz = 0 and in the case of equilibrium you get a
Gaussian distribution the width of which gets wider with the increasing diffusion
constant D and lower attenuation A (>Jia97@ and >Zub03@).
784 10.1 Modeling of Polymer Optical Fibers

z=1m z = 20 m z = 50 m
rel. power rel. power rel. power
1.0

0.8

0.6

0.4

0,2

0.0
0 5 10 15 20 0 5 10 15 20 0 5 10 15 20
D [] D [] D []
analytical
EFDM

Fig. 10.18: Examples for far field distributions, calculated using the diffusion model for
four different launching conditions after lengths of 1 m, 20 m and 50 m fiber.
The comparison shows a good agreement with the theoretical results (see
[Djo00])

10.1.6.3 Application with the Aid of the Split-Step Algorithm


The split-step algorithm can be carried out in a similar way to the imitative con-
version of the coupled-mode theory and diffusion model >Agr97@. Whereas the
propagation in the split-step algorithm is divided into a linear and a non-linear part
and both are calculated separately, the linear propagation and mode coupling are
calculated here separately (>Bre06@).
If you calculate the propagation of a signal along a fiber, then a length z first
propagates linearly without mode mixing. After that the mode coupling is cal-
culated in the form of a matrix multiplication which changes the power distri-
bution over the modes.
In the next step the propagation of the signal is again calculated by one step z
and a further mode coupling is calculated. The linear propagation and the mode
coupling actually occur simultaneously which is why the step size z should be
kept as small as possible in order to take the former into account.
10.1 Modeling of Polymer Optical Fibers 785

rel. power rel. power


1.0 1.0
1m
0.8 0.8 10 m
30 m
0.6 0.6 50 m

0.4 1m 0.4
10 m
0.2 30 m 0.2
50 m
0.0 0.0
0 5 10 15 20 0 2 4 6 8
D [] t [ns]

Fig. 10.19: Calculated far field distributions (left) and impulse responses (right),
using the split-step algorithm for POF with AN = 0.5, core = 50 dB/km,
cladding = 50,000 dB/km, D = 7 10-4 rad2/m, ([Bre06])

10.1.6.4 Phenomenological Approach


The phenomenological approach proceeds even more pragmatically. Mode mixing
is described by a random change in the propagation direction . Thus, local mode
mixing can be described by special effects such as Mie scattering. In this case the
probability distribution over the change angle represents the scattering characte-
ristics. A wider probability distribution then corresponds to stronger mode mixing.
Consequently, individual effects can be investigated independently of each
another and you can acquire a better understanding of the physics in the fiber.

Fig. 10.20: Modeling of the mode mixing using the Ray-Tracing: beam propagation und
random change of the propagation direction during entering (1) and exiting (2)
the fiber, in the core after a characteristic length (4) and at the reflection on the
core cladding interface (3), ([Zub04])

A special approach (>Zub02a@) differentiates between mode coupling in the


core material and at the core-cladding interface. Whereas the scattering at the
interface can be modeled by randomly changing the direction of propagation with
every reflection, as described above, with material scattering the character of the
distributed mode coupling along the fiber must be modeled.
786 10.2 Examples for Simulation Results

This is realized by defining a characteristic length after which a scattering pro-


cess with change of direction takes place. This approach corresponds to the ther-
modynamic model of a particle which collides with other particles after a medium
length. This model is implemented by logging the distance covered for each indi-
vidual ray. When the logged length reaches the characteristic length the scattering
process is started and the logging of the path length is started all over again.

10.2 Examples for Simulation Results

Some further results of simulation models will be subsequently presented. Section


10.2.1 comes from the diploma thesis of C.-A. Bunge and was already mentioned
in the first edition. The other results come from projects at the POF-AC Nrnberg.

10.2.1 Calculating the Bandwidth of SI Fibers

The different kinds of dispersion that limit the bandwidth of optical fibers have
been summarized in Chapter 1. The polymer fibers used today are generally multi-
mode fibers so that wave-guide dispersion and polarization-mode dispersion can
be neglected.
This leaves mode dispersion and chromatic dispersion as the relevant processes
to be considered. In [Bun99a] a comprehensive investigation of the bandwidth in
SI-POF is undertaken. The work looks at different mechanisms, making the
following basic assumptions:
Due to the large number of modes (approx. 2.4 million for 1 mm SI-POF at
650 nm) it is assumed that the angles are of continuous distribution.
All calculations were carried out under launching conditions that only depend
on the angle.
The calculations were based on uniform mode distribution (UMD) launch -
constant far field over the range of guided rays.
Fixed values were entered for the attenuation in the core and cladding.
No inhomogeneities in the core diameter, NA or the geometry of the core-
cladding interface were taken into account.
The following processes were investigated:
Geometric beam propagation in a cylindrical wave guide
Losses due to homogenous attenuation in the core
Additional losses due to differences in propagation paths
Additional losses due to core-cladding interface
Goos-Hnchen effect
Mode coupling
Effect of leaky waves
10.2 Examples for Simulation Results 787

Figure 10.21 shows the result of a calculation for POF with an NA of 0.40 and
0.50. The values for basic attenuation were entered at 120 dB/km and 220 dB/km.
A significant effect on the result came from the attenuation of the cladding
material that was entered here with 50,000 dB/km and 65,000 dB/km.
Above 30 m, the effect of mode related processes significantly cuts in and leads
to an increase in the bandwidth of the POF.

bandwidth [MHz]
500

basic attenuation
200 120 dB/km, AN=0.4

cladding attenuation
100
50,000 dB/km

50 basic attenuation
220 dB/km, AN=0.5

20 cladding attenuation
65,000 dB/km
10
5 10 20 50 100 200
length [m]

Fig. 10.21: Calculated bandwidth from [Bun99a] for SI-POF

Figure 10.22 shows a simulation that takes account of the effect of mode coup-
ling. The mode coupling constants correspond in principle to the reciprocal of the
coupling length, here that would be 30 m, 300 m and f).

bandwidth [MHz]
1000
Jf = 0.033/m
Jf = 0.0033/m
100

10
no coupling

length [m]
1
1 10 100 1000
Fig. 10.22: Influence of mode coupling to the bandwidth according to [Bun99a]
788 10.2 Examples for Simulation Results

The calculations in [Bun99a] for fibers with a small diameter provided particu-
larly interesting results, as demonstrated in Fig. 10.23. Although current data
transmission relies almost exclusively on fibers that have a 1 mm core diameter,
significantly smaller diameters are also of interest where parallel data links or
multi-core fibers are being used (see Chapter 3). Theoretically, in a step index
fiber the diameter has no effect on the bandwidth. However, in practice the diame-
ter does play a role for the effect of the mode related process. Both mode-related
attenuation as well as mode coupling are primarily determined by the core-clad-
ding interface. Reducing the diameter increases the number of reflections and
thereby the effect of these mechanisms. Also, the wave guiding of leaky beams
changes.

bandwidth [MHz]
1,000
POF-NA = 0.30

500 POF: 50 m
POF: 100 m

200 POF: 150 m

100 POF: 200 m


POF: 400 m
POF: 700 m
50
POF: 1,000 m

20
4 6 8 10 20 50 100
length [m]
Fig. 10.23: Bandwidth for POF with different core diameters ([Bun99a])

Figure 10.24 summarizes the theoretical dependence of attenuation and band-


width on diameter (more precise parameters in [Bun99a]).
As the diameter is reduced, the effect of the mode-related processes becomes
evident in shorter and shorter lengths. However, this is at the expense of an
increasing overall attenuation. The calculation here is based on UMD in all cases.
When assuming that the launching conditions are being made with a smaller NA,
as is the case in practical applications, the increases in attenuation are not nearly
as conspicuous.
10.2 Examples for Simulation Results 789

bandwidth [MHz] attenuation [dB]


1000 50
POF:
1000 m
500 40 700 m
400 m
POF: 200 m
200 50 m 30
150 m
100 m 100 m
100 150 m 20 50 m
200 m
50 400 m
700 m 10
1000 m
20 0
5 10 20 50 100 5 10 20 50 100
length [m] length [m]

Fig. 10.24: Theoretical influence of the diameter according to [Bun99a]

Figure 10.25 shows the bandwidth and attenuation for fibers with an AN = 0.50
and AN = 0.30 for core diameters between 100 m and 1,000 m, both again cal-
culated on the basis of UMD launch. In the multi-core fibers available today the
single core diameters are approximately 140 m. Based on theoretical calculations
one can expect a doubling of the bandwidth while, however, the attenuation is also
significantly increased.

bandwidth [MHz] attenuation [dB/50m]


300 30

250 25

200 20
POF AN = 0.30
POF AN = 0.30
150 15

100 10
POF AN = 0.50 POF AN = 0.50
50 5

0 0
100 200 500 1000 100 200 500 1000
core diameter [m] core diameter [m]

Fig. 10.25: Bandwidth and attenuation for different fiber NA and diameter

The effect of mode related processes becomes even clearer in Fig. 10.26, which
shows the simulated far field distributions for a 50 m thick SI-POF for lengths of
up to 50 m.
790 10.2 Examples for Simulation Results

rel. intensity
1.0
launch point
0.8 10 m

0.6 20 m
50 m
0.4

0.2

0.0
-25 -20 -15 -10 -5 0 5 10 15 20 25
propagation angle []
Fig. 10.26: Far field distribution of a 50 m thick POF ([Bun99a])

After 20 m the far field width has already dropped to , resulting in a band-
width increased by a factor of 4. When light is launched from the start at a small
angle, the bandwidth advantage is maintained without too great an increase in
losses compared to the 1 mm POF.
The qualitative descriptions of theoretical models available to date coincide
very well in describing the behavior of SI-POF. There is not yet a universally
applicable model available for making a quantitative estimate. Finding such a
model is the aim of a work group of the European FoTON project which was
formed at the end of the year 2000 (for further information see www.pofac.de).

10.2.2 A Linear POF Propagation Model

At the beginning of 2003 Dr. Christian-Alexander Bunge developed a simple


model for the Audi AG for estimating the bending losses of fibers. The task was to
calculate the bends and the ensuing losses from given CAD data which describe
the laying of fibers. The data structure was thereby investigated and the bends
along the fiber pieces were determined with the aid of a vector computation. The
parameters calculated are the bending radius and angle (Fig. 10.27).

Fig. 10.27: Simulated POF cable harness


10.2 Examples for Simulation Results 791

In a second step a model had to be created which calculates the bending losses
from these two input parameters. The assumption that the losses could simply be
added on, i.e. the bending losses could be modeled as linear processes, gave the
model its name. On the other hand this assumption ignores the influence of pre-
vious bends on the power distribution in the fiber and therefore on the following
bending losses. You get more or less an upper estimate of the losses occurring.
Measurements of the bending losses on MOST fibers were conducted in depen-
dence on the bending radius and bending angle. All measurements took place
under equilibrium mode launch. The results are fitted to a simple model and
applied to a simulation model.
Some of the results were presented at the 2003 POF Conference in Seattle
(>Bun03b@) and were subsequently compared with other simulation results on a
ray tracing basis.
First the attenuation at a bend with different bend angles was determined
(Fig. 10.28). The bending radius was uniformly 20 mm and the bend was made
once at the beginning and once at the end of the fiber. In the latter case somewhat
higher losses resulted since several higher modes are come about in the fiber
through mode coupling.

bending loss [dB]


0.45
0.40 end of fiber
0.35
0.30
0.25 begin of fiber
0.20
r = 20 mm
0.15
0.10
0.05
0.00
0 20 40 60 80 100 120 140 160 180 200
bending angle []

Fig. 10.28: Angle dependent attenuation on a bend

The measurement curves show that the bending attenuation increases almost
linearly with the bending angle. However, the curves do not intersect the y-axis at
exactly zero. The assumption in this model is that in a bend losses occur at the
transition between the straight fiber in front of and behind the bend and the bent
piece of fiber.
792 10.2 Examples for Simulation Results

Figure 10.29 shows the dependence of the bending losses on the bending
radius, for measurements at different positions in the fiber. The coupling-in NA
was adjusted here at 0.34, a value close to the equilibrium mode distribution.

2.5
bending loss [dB]
after 5 m
after 10 m
2.0
after 15 m
after 20 m
1.5

AN = 0.34
1.0

0.5

0.0
0 5 10 15 20 25
bending radius [mm]

Fig. 10.29: Bending loss in dependence of the bending radius

The losses for smaller bending radii increase approximately inversely propor-
tional with r (See Chap. 2 for other examples.). How big the influence of the nu-
merical aperture at the coupled-in location actually is on the bending losses is
illustrated in Figs. 10.30 and 10.31. For radii of 5 mm to 25 mm the bending
losses were determined after different fiber lengths for the launchin NA up to 0.65
(overfilled).

5.5
bending loss [dB]
5.0
4.5
4.0
after 5 m
3.5 after 10 m
3.0 after 15 m
2.5 after 20 m R = 5 mm
2.0
1.5
1.0
0.5
launch-NA
0.0
0.0 0.1 0.2 0.3 0.4 0.5 0.6 0.7
Fig. 10.30: NA dependent bending loss at 5 mm bending radius (360 bend)
10.3 Measurement and Simulation of Bandwidth of PF-GI-POF 793

bending loss [dB]


0.7

0.6
R = 25 mm
0.5

0.4 after 5 m
after 10 m
0.3 after 15 m
after 20 m
0.2

0.1

0.0
0.0 0.1 0.2 0.3 0.4 0.5 0.6 0.7
launch NA

Fig. 10.31: NA dependent bending loss at 25 mm bend radius (360 bend)

With smaller bending radii NAs up to 0.30, i.e. approximately up to the value
of the equilibrium mode distribution, are relatively problem-free. In combination
with tight bends coupling in with large angles leads to high losses.
The measurements show that the bending losses primarily depend on the mode
distribution. Very exact calculations of the bending losses on a given link without
exactly knowing the mode distribution of the transmitter are in principle not
possible. To compound matters the fibers from different manufacturers have
mode-dependent losses which also find expression in the bending behavior.
The greatest error, however, lies in the fact that every tight bend also changes
the mode distribution itself. Subsequent bends thus actually acquire another
launch NA. A possible expansion of this procedure is therefore the so-called non-
linear model in which the bends in their combinations are taken into account. The
model parameters here too were calculated from experimentally established data.
The exact knowledge of the bending losses allows a guarantee of the power rating
in construction, even with tight bends, i.e. optimal utilization of the components at
hand.

10.3 Measurement and Simulation of


Bandwidth of PF-GI-POF

Most recently the Georgia Institute of Technology conducted a series of measure-


ments and simulations for influencing the mode mixing in perfluorinated GI-POF
(>Ral06@, >Ral07@ and >Poll07@). Section 6.3.6.3 reported already on transmission
of up to 40 Gbit/s over a 50 m diameter PF-GI-POF.
794 10.3 Measurement and Simulation of Bandwidth of PF-GI-POF

Graded index profile glass fibers can completely eliminate multimode disper-
sion only when the index coefficient amounts to exactly 2 and the chromatic dis-
persion can be ignored. In reality both requirements cannot be met so that different
propagation times still always appear for the modes. These differences in propa-
gation time are measured as differential mode delay (DMD). With GI fibers a
small spot of light is coupled in at different locations over the fiber cross-section
and the propagation time of a short impulse is measured.
In SiO2 GI fibers practically no mode coupling arises (the mode coupling co-
efficient is 1.5 10-4 m-1). The consequence of this is that the individual modes
clearly run apart after long fiber lengths and are visible as peaks in the impulse
response. An example of a measured impulse response (1.1 km of a 50 m
GI-GOF) is shown in Fig. 10.32.

signal [a.u.]
1.0

0.8
50 m MM-GOF
length 1,100 m
0.6

0.4

0.2

0.0
0 1 2 3 4 5
time [ns]

Fig. 10.32: Exemplary pulse response of a GI-GOF

After a link of a good kilometer the different mode groups have recognizably
run apart and form individual maxima in the pulse response. The launch of only
one mode group can, however, significantly increase the possible capacity.
A very much larger mode coupling arises in PF-POF which is stated in >Ral06@
as being > 1.5 m-1, i.e. at least four times the order of magnitude above the value
for silica glass fibers. A value of 10 m-1 has been established in >Ral07@.
Figure 10.33 shows the influence of such a large mode coupling on the pulse res-
ponse of a GI fiber in a simulation.
10.3 Measurement and Simulation of Bandwidth of PF-GI-POF 795

Fig. 10.33: Simulated pulse responses for different mode coupling values ([Ral07])

If the mode coupling lies in those ranges typical for glass fibers, then the peaks
belonging to the different mode groups will be somewhat rounded, but the width
of the pulse response will remain more or les constant. With very strong coupling
a significantly narrower impulse, almost in Gaussian form, will arise. The reason
for the lower pulse broadening is that individual modes can no longer propagate
constantly over the entire fiber length at maximum or minimum speed, but are
interchanged again and again on their way. The influence of growing mode coup-
ling on the maximum impulse broadening (DMD) with different profile coeffi-
cients is shown in Fig. 10.34.

DMD [ps]
400
mode coupling length
for PF-GI-POF:
10 m to 100 m
320

240

D = 1.9/2.1
160 D = 1.9
D = 2.0
D = 2.1
80

mode coupling coefficient [m-1]


0
0.01 0.1 1 10 100 1000
Fig. 10.34: Simulated DMD at different mode coupling ([Ral07])
796 10.3 Measurement and Simulation of Bandwidth of PF-GI-POF

In addition to fibers with profile coefficients of 1.9, 2.0 and 2.1 a fiber with a
refractive index shape with different profile coefficients inside and outside was
viewed. With a small mode coupling you see a strong influence of the deviation of
the profile coefficients from an optimal 2.0. With greater mode coupling the influ-
ence is diminished considerably and the skews are generally reduced.
This result does not only explain the comparably large bandwidth of the
GI-POF compared with glass fibers with identical index profiles, but also explains
the independence of the bandwidth and the DMD of the launching conditions.
Measurements of the pulse response for different launch positions on a 200 m long
PF-GI-POF (core: 50 m; Chromis Fiberoptics) is shown in Fig. 10.35.

offset [m]

35
30
25
20
15
10
5
0
-5
-10
-15
-20
-25
-30

0 50 100 150 200 250 300


delay [ps]

Fig. 10.35: DMD measurement on a 200 m long PF-GI-POF at 800 nm ([Ral06])

The pulse width regardless of the launching position amounts to about 56 ps -


limited by the receiver. The peak positions fluctuate by only a few picoseconds.
The different levels are determined by the mode-dependent attenuation.
The following picture results from the simulations for data transmission:
10.4 Simulation of Optical Receivers and Large Area Photodiodes 797

 PF-GI-POF work in a range primarily determined by the mode coupling.


 Bandwidth and pulse broadening are for the most part independent of the
launching conditions as of a certain length.
 Typical mode coupling lengths lie between 10 m and 100 m.
 The bandwidth drops a bit with the root of the length.
 For a transmission of 40 Gbit/s over 100 m of PF-GI-POF a penalty of at
most 5 dB occurs when the profile exponent lies between 2.0 and 2.1. A
good corresponding value of 4 dB at 100 m and 40 Gbit/s results from
measurements with the aid of pulse broadening.
One disadvantage of large mode coupling lies in the additional attenuation
since a part of the light is always also coupled into non-guided modes. The fiber
used in the articles cited has losses of about 50 dB/km at 800 nm and about
150 dB/km at 1,550 nm.
Asahi Glass has already manufactured PF-GI-POF with less than 10 dB/km
attenuation. These fibers should consequently have less mode coupling. They are
used in connections up to 1,000 m where smaller coupling attenuation already
causes the same effects.
According to >Ral06@ mode coupling in SI-POF even lies at 670 m-1, whereby
you have to take into consideration that the mode dispersion here is much greater.
Different measurements have shown that after about 100 m the influence of the
mode coupling has for the most part been eliminated even with SI-POF.

10.4 Simulation of Optical Receivers and


Large Area Photodiodes

We have already pointed out in Chapter 4.4 (receivers) and Chapter 6 (systems)
that the capacity of large area photodiodes are generally viewed as the limiting
factor for the use of large core fibers with high data rates. Many experts were
therefore surprised when several years ago the transmission of several gigabits
with thick fibers and the corresponding large area diodes was stated in a series of
published reports (see Chapter 6.3). Had all the experts been wrong?
The reason for this misunderstanding lies in some fundamental differences bet-
ween photoreceivers in optical telecommunication engineering so far and in POF-
specific solutions. The influence of substrate resistance on the function of the
receivers has for the most part been overlooked so far. In order to achieve high
bandwidths despite the high capacity of photodiodes, receiver designs with low
input resistance have to be chosen which means increased importance for the sub-
strate resistance of the photodiodes. In a joint project among Schott Mainz, the
Fraunhofer Institute for Integrated Circuits Erlangen, DieMount Wernigerode and
the POF-AC different large photodiodes (diameter between 250 m and
1,600 m, produced by CIS Erfurt) are currently being investigated in combi-
nation with different receiver circuits. By modeling the receivers, the parasitic
parameters can then be determined as exactly as possible (>Skl07@).
798 10.4 Simulation of Optical Receivers and Large Area Photodiodes

The different diodes have substrate layers about 300 m thick. With a diameter
of 1,300 m, for example, and a specific resistance of the silicon of 50 :cm a
bulk resistance of the substrates of about 113 : results.
This is greater than the typical input resistance of a HF amplifier. If you reduce
the size of the photodiode significantly, the capacitance will indeed drop, but at
the same time the substrate resistance will increase so that little changes at the RC
time constant.
A simple electrical equivalent circuit diagram was used for the simulation of
the measured impulse responses (shown in Fig. 10.36). The photodiode has been
reproduced as the ideal current source with parallel capacitance, a relatively high
insulation resistance and direct-axis inductance. In addition, there is the substrate
resistance as well as the serial resistance and the input capacitance of the follow-
ing amplifier stage.

RB LS

Iph CPD CP
Rp Rload
25 :
50 M:

photo- input of the


diode electrical
amplifier circuit

Fig. 10.36: Electrical equivalent circuit for the photodiode

Figure 10.37 shows a comparison between the measured pulse response - at a


wavelength of 650 nm and an optical pulse width of < 200 ps - and the simulated
pulse response.
Here great value is placed on agreement of the pulse widths. In Fig. 10.37 an
example of the behavior of a photodiode with a diameter of 1,300 Pm at 12 V re-
verse voltage is shown. There is good agreement between the simulation and the
measurement.
10.4 Simulation of Optical Receivers and Large Area Photodiodes 799

amplitude [V]
0.25
simulation

0.20

0.15

0.10

0.05

0.00

measurement t [ns]
-0.05
0 1 2 3 4 5

Fig. 10.37: Simulated and measured impulse response for a 1,300 m large photodiode

Table 10.1 illustrates the parameters with which three of the different photo-
diodes used so far were simulated.

Table 10.1: Fitted parameters of the different photodiodes ([Skl07])

Photo Diode Rb [] CPD [pF] Ls [nH] CP [pF]


: 850 m 176.4 1.8 8 8.5
: 1,300 m 75.4 6.2 8 8.5
: 1,600 m 49.8 8.5 8 8.5

In this model the photodiode capacitance changes proportionally to the area, the
parasitic influences, however, are in a similar order of magnitude. Advantageous
with larger diodes is the substrate resistance which clearly drops. These results
also explain quite well the relatively slight dependence of the measured bandwidth
of the receiver from the reverse voltage and the diameter of the photodiode used as
shown in Fig. 10.38.
800 10.4 Simulation of Optical Receivers and Large Area Photodiodes

1000
BW3 dB [MHz]
900
PD:
800
700 850 m
1,300 m
600
1,600 m
500
400
UPD [V]
300
0 4 8 12 16 20
Fig. 10.38: Dependence of the measured receiver bandwidth from the photo diode size and
reverse voltage

The following important rules ensue when using thick fibers at high data rates:
In addition to the low capacitance you have to above all pay attention to the
low substrate resistance in the production of the photodiodes.
High bandwidths can be attained mainly with receiver concepts which make
small input resistance possible.
The size of the photodiode only plays a minor role. As a rule, a larger photo-
diode allows a more efficient coupling of the fiber so that there is all told an
improvement over a small photodiode.
The dependence of the receiver bandwidth on the bias voltage is relatively
small. Should the available bandwidth be completely used, then you can also
work with low voltages.

Fig. 10.39: Data transmission with a 1.6 mm photo diode, 12 V reverse voltage, 1 Gbit/s
over 50 m OM-Giga
10.4 Simulation of Optical Receivers and Large Area Photodiodes 801

Proceeding from this knowledge, the transmission of a 1 Gbit/s data rate was
realized using a receiver with a 1,600 m large photodiode. The eye diagram after
a 50 m fiber link (OM-Giga) is shown in Fig. 10.39.
The eye is completely open although no equalizer was used. The results are
hardly worse than the results achieved so far with 800 m photodiodes. As Figure
10.40 shows, error free transmission is even possible with a photodiode voltage of
only 3.3 V.

Fig. 10.40: Data transmission with a 1.6 mm photo diode, 3.3 V reverse voltage, 1 Gbit/s
over 30 m OM-Giga, world wide first demonstration!

A reduction in the eye opening can clearly be seen. However, using a passive
equalizer could compensate for this without any problem. This equalizer should be
considerably less technically complex than generating a high photodiode voltage
with a charge pump.
If a receiver with a higher input resistance is used then the diode capacitance
will have a stronger effect which will be investigated in the next phase of this
project.
11. POF Clubs

This chapter is intended to provide a look at the international scientific and techni-
cal activities in the field of polymer fibers. Many established groups have in the
meantime become aware of this technology and have been dealing with it. A
detailed treatment of all these aspects is beyond the scope of this book. We shall
therefore only present the most important groups and events which have to do
with POF.

11.1 The Japanese POF Consortium

Of the interest groups existing today in the field of polymer optical fibers the
Japanese POF Consortium can look back on the greatest amount of activity. It was
founded in 1994 and has been led since by Professor Yasuhiro Koike who has
achieved international recognition for his numerous publications, especially on
graded-index profile polymer optical fibers. A total of approximately 70 institutes
and manufacturers are represented in the Japanese POF Consortium. Table 11.1
shows its status in 1999 ([Pol99], [Koi96d]).

Table 11.1: Members of the Japanese POF Consortium


Alps Electric Co., Ltd. AMP Japan Ltd.
Asahi Chemical Industry Co, Ltd. Asahi Glass Co. Ltd.
Bridgestone Corporation Enplas Laboratories Inc.
Fujikura Ltd. Fujitsu Kasei Ltd.
Fujitsu Ltd. Hamamatsu Photonetics K.K.
Hayashi Telempu Co. Ltd. Hewlett Packard Japan, Ltd.
Hirose Electric Co. Ltd. Hitachi Cable Ltd.
Hitachi, Ltd. Hoechst Industry Ltd.
Japan Synthetic Rubber Co., Ltd. Keio University
Kurabe Industrial Co., Ltd. Kyocera Corp.
Kyushu Matsushita Electric Co. Ltd. Matsushita Electric Ind. Co., Ltd.
Mitsubishi Cable Industries Ltd. Mitsubishi Electr. Corp.
Mitsubishi Gas Chem. Co. Inc. Mitsubishi Material Corp.
Mitsubishi Rayon Co. Ltd. Molex Japan Co. Ltd.
MRC Techno Research Inc. NEC Corporation
Nippon Shokubai Co. Inc. Nissei Electric Co. Inc.
804 11 POF Clubs

Table 11.1: Members of the Japanese POF Consortium, continued


NTT Advanced Technology Corp. NTT Corporation
OMRON Corporation Optronics Co. Ltd.
SC Machinex Corp. Seiko Epson Corporation
Sharp Corporation Showa Electr. Wire&Cable Co. Ltd.
Siemens K.K. Sony Corporation
Sumitomo Chemical Co. Ltd. Sumitomo Corporation
Sumiomo Elect. Ind., Ltd. Sumitomo Wiring Syst. Ltd.
TDK Corporation Teijin Limited
The Furukawa Electric Co. Ltd. Tokyo Institute of Technology
Tokyo Telecommun. Network Corp. Toray Industries Inc.
Toshiba Corporation Toyokuni Electric Cable Co. Ltd.
University of Tokyo Yamanashi University
Yazaki Electric Wire Co. Ltd. Yokohama National University

11.2 HSPN and PAVNET

In the U.S.A., the IGI Company in Boston can be viewed as the most important
representative of POF-interested parties. IGI regularly publishes POF News and
sells different studies on developments within the telecommunications field, inclu-
ding polymer optical fibers. IGI organizes the annual POF World events which are
intended primarily for commercial users. The current managing director is Paul
Polishuk who is also the head of the POF Interest Group with members world-
wide.
Of international importance were two consortiums in the U.S.A. which have
been working in succession for several years on the development of polymer opti-
cal fiber systems, primarily for use in avionics.
The HSPN Consortium (High Speed Plastic Network) was founded in 1994, the
aim of which, among others, was the development of 650 nm VCSEL by Honey-
well. PMMA-based GI-POF were to be developed concurrently. Both products
were able to be demonstrated under laboratory conditions, but have not yet been
developed for series production. Figure 11.1 shows the structure of the HSPN
project. At the end of the project in 1997 the successor organization PAVNET
(Plastic Fiber and VCSEL Network) was founded. The latest member was Lucent
Technologies (see Fig. 11.2). The goals are:
PF-GI POF with < 60 dB/km at 500 to 2,000 nm
Expansion of the temperature range to +125 C
use of existing VCSEL technology at 850 and 1,300 nm
622 Mbit/s over 30 m, later 2,500 Mbit/s over 100 m
11 POF Clubs 805

Packard-Hughes
I n t e rc o n n e c t
Program Management

Boei ng Boston Optical Honeywell Packard-Hughes


Aircraft Fiber Opto- Interconnect
Aircraft Graded Index POF Electronic Fiber Termination
Applications Aircraft Applications Modules & Auto/LAN App.

Fig. 11.1: Structure of HSPN according to [Cir96]

Packard-Hughes Interconnect
Program Management &
Administration
Project Integration

The Boeing Boston Honeywell Lucent Technology Packard-


Company Optical Fiber Technology Hughes
Center Telephone System Interconnect
Aircraft POF Design Application
Inter- Material & Electro-optical Central Office Interconnection
connects Process Design Switching Solutions

Fig. 11.2: PAVNET consortium

This group has not been internationally active over the past years. The reasons
for this may be problems with the technologies for red VCSEL and the GI-POF. In
contrast to the Japanese approach, Boston Optical Fiber used a Teflon-based mate-
rial, but so far, the losses have still been in the vicinity of some 1,000 dB/km (cf.
[Ily00]). During the some years in the late 90ies Mitel in particular has published
in the field of VCSEL.
The greatest amount of work on the North American continent was published
by Lucent Technologies at the beginning of this decade. In the summer of 2000
they announced their own GI-POF production on a CYTOP-basis [Luc00]. A few
years ago the production of PF-GI-POF was detached to a subsidiary and has since
been carried on by OFS. A continuous production procedure already described in
Chapter 2 has in the meantime been developed by Chromis Fiberoptics.
In the meantime the POF Trade Organization (POFTO) has developed out of
the former POF Interest Group into an international trade and information plat-
form. Current activities were presented in [Pol06a]. Members of POFTO are indi-
cated in Fig. 11.3.
806 11 POF Clubs

Fig. 11.3: Members of the POF Trade Organization ([Pol06a])

The goals of POFTO are to:


make POF applications known to final customers and their representations
improve awareness of POF
offer training on economy and design possibilities of POF
setting up POFTO groups in all countries
be active for open competition between POF, copper and glass
push for the admission of POF in all standards
develop a certification program for all installers
The POFTO is managed by several directors each of whom represents impor-
tant industrial partners or industrial consortiums.
Richard Beach (Beach Communications)
Paul Mulligan (FiberFin)
Randy Dahl (Industrial Fiber Optics)
Paul Polishuk (Information Gatekeepers, Inc.)
Ken Eben (Mitsubishi International)
Arlan Stehney (IDB Forum)
Different subcommittees are organized within the group.
members
standards
training
marketing
home networks
long term planning
optical interconnections
automotive
industrial control systems
entertainment electronics
11 POF Clubs 807

The most recent American activity is the POF@10G-Consortium. Current


members of this group are:
Archcom Technologies
Asahi Glass Company
PhyWorks
Chromis Fiberoptics
Picolight
Nexans
Their goal is the commercial introduction of POF-based systems for 10 Gbit/s
over 100 m as a reasonably priced and simple alternative to copper and glass fiber
solutions. By using suitable VCSEL the power requirements in particular of these
systems can be reduced. Todays copper systems require about 15 W per trans-
ceiver; only about 1.5 W would be necessary with the POF version. Furthermore,
the cable cross-section of an approximately 8 mm diameter for a shielded copper
cable would drop to 2.2 u 4.5 mm2 for a duplex GI-POF.

11.3 The French POF Club

The French POF Club was founded as early as 1987. The director of the group for
many years was Michel Bourdinaud. The first international POF conference took
place in Paris in 1992 and was organized by IGI Europe. By 1994, approximately
200 members were registered in the French Plastic Optical Fibre Club (FOP Club,
[Bou94]). It is part of the French Optical Society (SFO) and is supported by the
French Atomic Energy Commission. The background to this involvement is the
idea of using scintillating polymer optical fibers for detection of elementary
particles (e.g. [Far94], [Des94], [Bar96]).
Membership in the FPO is free of charge. Financing is taken care of by the SFO
(French Optical Society), the CEA (Commissariat lEnergie Atomique) and
small contributions at conferences. Participants include representatives from
universities, research institutions, industry and government or military institutions
respectively. There are 50 to 80 participants at the bi-annual meetings. In 1994,
the FOP published the first comprehensive book on polymer optical fibers
[FOP94] which has been available in an English translation [FOP97] since 1997.

11.4 The Information Technology Society (ITG) sub


committee (FG) 5.4.1 Polymer Optical Fibers

In Germany, there has been considerable interest in POF for some time now, in
particular through the activities of the chemical industry (Hoechst, Bayer). Until
1996 there was no national interest group in the field. The creation of just such a
group goes back to a meeting of various German participants at the POF Confe-
808 11 POF Clubs

rence in Paris (October 1996). After some preliminary preparations it was decided
by the sub department 5.4 Communication Cable Networks of the Information
Technology Society (ITG) within the Association for Electrical, Electronic &
Information Technologies (VDE) to found the sub committee (FG) 5.4.1 Polymer
Optical Fibers on December 3rd, 1996. The head of the sub committee and chair-
man of the ITG-FA 5.4 since 1999 has been Olaf Ziemann of the POF-AC Nrn-
berg (all information on the sub committee and the sub department can be found
under www.pofac.de). The 24 meetings held so far are as follows (see Fig. 11.4):
16.01.1997 Berlin (Federal Institute for Materials Research and Testing, BAM)
12.05.1997 Nuremberg (Nuremberg University of Applied Sciences)
12.04.1997 Cologne (in cooperation with the cable conference)
28.04.1998 Darmstadt (Technology Center of the Deutsche Telekom)
05.-08.10.1998 International POF Conference in Berlin (BAM)
10.12.1998 Ulm (University of Ulm in cooperation with Daimler/Chrysler)
20.04.1999 Jena (Fraunhofer Institute for Optics and Fine Mechanics)
16.09.1999 Stuttgart (Lapp Kabel GmbH)
09.03.2000 Mnchengladbach (Alcatel Cable)
19.10.2000 Potsdam (University of Potsdam)
27.03.2001 Gelsenkirchen (University of Applied Sciences)
24.10.2001 Giessen-Friedberg (University of Applied Sciences)
24.04.2002 Leipzig (Telekom Univ. of Applied Sciences)
10.07.2002 Munich (BMW)
10.12.2002 Colonge (in cooperation with the cable conference)
26.03.2003 Offenburg (University of Applied Sciences)
25.06.2003 Munich (during the Laser 2003 exhibition)
05.11.2003 Mainz (IMM)
09.03.2005 Erfurt (DieMount, CIS and IMMS)
27.-30.09.2004 Nuremberg (International POF conference)
08.03.2005 Wetzikon, Switzerland (Reichle & De Massari)
21.11.2005 POF-AC Nrnberg
12.05.2006 Oldenburg (BFE)
25.10.2006 Munich (on the Systems 2006 exhibition)
17.07.2007 Erlangen (Fraunhofer Institute for Integrated Circuits)
17.09.2007 Berlin (POF-Day on the ECOC 2007 exhibition)
Between 30 and 130 visitors attend the respective meetings. The large number
of people attending past meetings attests to the increased interest in polymer opti-
cal fibers in Germany. In Europe, Germany is at present the country with the most
POF research and application work which was also mirrored in the number of
German papers given at international conferences Plastic Optical Fibers & Appli-
cations since 1992 (Fig. 11.5).
The highlight in the work so far of the ITG Sub Committee and the POF-AC
Nrnberg was the organization of the 13th International POF Conference in 2004
in the Nuremberg Conference Center. In addition to the scientific session program,
a trade exhibition with over 30 exhibitors was held for the first time.
11 POF Clubs 809

21. SCM POF1998: BAM

10. SCM 1. SCM

3. SCM 24. SCM

14. SCM 9. SCM

8. SCM 18. SCM

12. SCM
11. SCM
6. SCM
17. SCM
23. SCM
4. SCM
POF2004: CCN
7. SCM
2. SCM
15. SCM
20. SCM
5. SCM
13. SCM
19. SCM 22. SCM 16. SCM

Fig. 11.4: Recent meetings of the ITG sub committee 5.4.1 (as 2007)

110
100
Papers from Germany
90
Papers other countries
80
70
60
50
40
30
20
10
0 1992 1993 1994 1995 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006
Fr. NL Jap. USA Fr. USA Ger. Jap. USA NL Jap. USA Ger. HK Kor.

Fig. 11.5: German participation on international POF conferences

The basic goals of the sub committee are:


exchange and evaluation of experience and information in the field of
production and application of polymer optical fibers and waveguides,
arrangement of round-table discussions, workshops, seminars and congresses
on the subject of polymer optical fibers, e.g. POF98 and 04 in Germany,
810 11 POF Clubs

working out guidelines and recommendations in regard to application of


polymer optical fibers including collaboration (through DKE) in national and
international standardization organizations,
cooperation with domestic and foreign associations, e.g. French POF Club,
Japanese POF Consortium, etc.
initiation and cooperation with national and international research and deve-
lopment projects in the field of production and application of POF,
publishing technical-scientific books and articles, exchanging information,
coordinating the purchasing and use of special and expensive measuring and
testing devices.
The main emphasis of the sub committee work is in the following areas:
international contacts
marketing analysis, applications, comparison with other media
measuring techniques
production of fiber / cable (GI-POF in Europe?)
standards including eye safety
active and passive components (plugs, diodes, etc.)
sensor technology
lighting technology / display systems
use in automobiles
The sub committee meets mostly twice a year in addition to participating in the
international POF conferences and on occasion in meetings with other inter-
national groups. The sub committee meetings are generally conducted in German.
International guests can, of course, give talk in English. In almost all meetings so
far small exhibitions with posters and product presentations have been organized.
Especially after the respective POF conferences German papers can be presented
to a wide national public.

11.5 The Polymer Optical Fiber Application Center (POF-AC)


at the University of Applied Sciences Nrnberg

In October 2000, the POF-AC (The Polymer Optical Fiber Application Center)
was founded in Nuremberg as an institute of the Nuremberg University of Applied
Sciences. The project receives financial support amounting to 2.3 Mio from the
High-tech Offensive of the State of Bavaria. The institutes goals are:
providing support when introducing the new technology
offering measuring equipment for characterizing POF
carrying out contractual investigations and developments
setting up of demonstration and pilot systems
database for all POF relevant information
simulating components and systems
maintaining close contacts to universities and other research institutes
11 POF Clubs 811

initiating and coordinating promotional projects


training courses
conducting national and international meetings and workshops
The institute was officially opened after the completion of the introduction and
training phase on September 25th, 2001 within the framework of the 10th Inter-
national POF Conference. The institutes fields of work are shown in Fig. 11.6
(taken from the report at the end of the grant phase).

trainings
characterising connector
techniques
pilot projects
POF illumination
optoelectronics systems
applications
coupler
tools splitter
measurement interface
devices cards others

Fig. 11.6: Working areas of the POF-AC

Since 2006, the institute has been financed exclusively through industrial pro-
jects and sponsored research projects. Between 2001 and 2005 approximately 200
individual projects were carried out. The projects have been divided among diffe-
rent working areas and are shown in Fig. 11.7.

passive components
training/consulting
active components
sensors
simulation
data communication
devices
general optics
fiber measurements
Fig. 11.7: Splitting of the working areas at the POF-AC

All work dealing with lighting technology and non-fiber measuring techniques
fall into the category of general optics. With fiber measurements, investigations of
the optical characteristics as well as other factors, e.g. long-time and climate
measurements, are taken into account.
812 11 POF Clubs

We do not wish to discuss the possible individual measurements here. Many


examples of measurement results and transmission experiments with the most
diverse polymer and glass fibers have already been presented in Chapters 2 and 6.
The following list of the POF-ACs outstanding activities has been excerpted from
the five-year final report:
 Characterization
o An attenuation measuring station for standard POF was developed at the
POF-AC and has since become a constituent element in the standards.
o Using the bandwidth measuring station at the POF AC, measurements with
the most diverse fibers have been carried out for different projects.
o Measurements of the bit rate and bit error probability have been conducted
on POF, glass fibers and PCS.
 Connection Techniques
o The attenuation of POF end faces with the most diverse processing proce-
dures have been investigated at the POF-AC.
o Investigations were carried out as part of a combined project as to how POF
and MC-GOF react with couplings under the most diverse conditions.
 Lighting Systems
o In an award-winning diploma thesis advertising pillar lighting was developed
which not only produced a much more uniform distribution of light, but also
saved of the power.
o By LED/POF combination, a special illumination for indoor plants was
developed.
 Couplers and Splitters
o The optimal configuration for POF-Y-splitter were simulated for a partner.
o An automated coupler measuring set up was built as part of a diploma thesis.
 Interface Cards
o Different PC at the POF-AC are connected via POF interfaces to the univer-
sity network. The work involved includes the testing and adapting of diffe-
rent transceivers.
 Tools and Measuring Devices
o Several devices of the fiber multiplexer for POF and PCS developed at the
POF-AC for long-term investigations on up to 40 fibers have been delivered.
o Devices which have been sold in numerous quantities include stabilized laser
sources, laser transmitters and broadband measuring receivers.
o One invention at the POF-AC forms the basis for tools used for POF prepa-
ration and sold commercially.
 Optoelectronics
o Diverse photodiodes were tested in different projects in regard to their per-
formance in fast data connections.
o Laser transmitters with a data rate of up to 2.7 Gbit/s were set up and tested
at 650 nm, 780 nm and 850 nm.
 Pilot Projects
o Nine companies exhibited POF products as part of the Nuremberg Demo
Apartment.
11 POF Clubs 813

o As of 2008, a broadband POF network is to be installed in the model house


Novascape by Esser Design Network.
o The POF-AC will set up a Gbit POF demonstrator in the European POF-ALL
project.
 Training
o Especially in the first two years about 15 training courses for different com-
panies were carried out.
o In the past two years a series of studies for international clients, e.g. Infineon,
Deutsche Telekom, Agilent, and Omura Consulting, has been drawn up.
o Representatives from POF-AC have been invited to international conferences
to conduct workshops and tutorials, e.g. at the Carrier Ethernet Forum 2005.
An example of the activities going beyond polymer fibers is the Mikrodreh pro-
ject involving the Schleifring and Spinner companies, the Bavarian Laser Center
and the POF-AC Nrnberg. The POF-AC developed a squint angle measuring
station which is necessary for the precise adjustment (<0.1 m) of singlemode
fibers relative to their respective micro lenses. The result of this project is not only
a worldwide unrivalled, ultra-compact rotary joint with up to 21 singlemode
channels for data rates of 10 Gbit/s each - see Chapter 3.6 - but also the experience
that it is possible to successfully meet great challenges as regards content and the
time factor with this well-balanced group of project partners.
The results of our own and the project-related work are regularly published in
scientific journals and at conferences. The number of publications by the
Application Center since 2001 is shown in Fig. 11.8.
The annual reports of the academic director, selected project descriptions and a
series of publications can be found on the www.pofac.de website. Representatives
of the POF-AC have been active in a series of scientific committees:
Prof. Ziemann and Prof. Poisel as members of the IC-POF.
Prof. Ziemann as the chairman of the ITG-SD 5.4 and the ITG-SC 5.4.1
Work in the ETG-department A4: Integration of Electrical Building Systems
Work in DKE GUK 715.3 which is reworking the standards family EN 50173
Generic Communication Cabling Systems.
number of papers per quarter
20
18
16
14
12
10
8
6
4
2
0
2001 2002 2003 2004 2005 2006 year
Fig. 11.8: Publications of the POF-AC since 2001
814 11 POF Clubs

11.6 Working Group of the German Association of


Engineers (VDI) Testing of Polymer Optical Fibers

When the first large-scale use of POF cables for data communications in auto-
mobiles on the basis of the MOST specifications was introduced as of the autumn
of 2001 was undertaken, there also resulted a great need for exact test specifi-
cations for measuring optical and transmission parameters of fibers and prepared
cables respectively as well as the testing of mechanical characteristic values and
environmental resistance.
Between 2002 and 2006 the comprehensive recommendation (VDE/VDI 5570:
testing connectorized and non connectorized plastic light waveguides) was worked
out with the cooperation of about 20 companies and institutes. The contents of this
recommendation are included in Section 7.3.1. In the meantime representatives of
this group work mostly as part of the DKE and the working out of standards for
home networks.

11.7 POF-Atlas Trade Directory

Compared to other optical technologies POF still represents only a relatively small
segment which is why POF products are very difficult to find in the best-known
trade directories. Since September 2005, the POF-AC has worked out an Internet-
based overview of manufacturers. The project is being conducted by the Bavarian
competency network Bayern Photonics and is supported by the BMBF.
Figure 11.9 shows the surface of the search mask.

Fig. 11.9: POF-Atlas screen shot


11 POF Clubs 815

11.8 The POF-ALL Project

The European Union has promoted a series of projects over the past few years
which have also focused on POF technologies. These included:
IO: Interconnect by Optics (IST-2000-28358) with the participants Alcatel,
Optospeed, Avalon, Helix, FCI, Nexans, RCI, PPC, LETI. The goal was the
development of parallel optical connections for the direct connection of
CMOS switching circuits and on PC board level including optical backbones.
Agetha: Amber/Green Emitters Targeting High Temperature Applications
(IST-1999-10292) with the partners CRHEA, CNRS, Thales, University of
Madrid, Trinity College Dublin, University of Surrey, Infineon, BAE Systems
and the Institute of Electron Technology Warsaw. The goal was the develop-
ment of 510 nm and 570 nm RC-LEDs with data rates up to 500 Mbit/s and
operating temperatures up to +120C.
Home Planet: Home Plastic Fiber Networks based on HAVI (IST Optimist)
with the participants NMRC, Nexans, Firecomms and Grundig. The goal was
the development of IEEE 1394 S200 and S400 systems for home networks
according to the HAVI Standard.
The POF-ALL project has been promoted since the beginning of 2006 and is
geared directly toward the development of POF systems. The official press state-
ment made at the start by project management is presented here again for eluci-
dating the project:
Ask anybody in Europe what broadband access means, the answer will most
likely be ADSL or cable (Fig. 11.10). xDSL technologies actually dominate
the broadband offer because of legacy telcos existing copper-based infrastruc-
tures, and cable modem technologies likewise in countries with a high CATV
cabling density. The telecom bubble at the end of last century made clear how
hazardous it can be to invest in a new and innovative (e.g. optical) infrastructure.
Even the few local operators that survived those days huge CAPEX are now
recovering under the umbrella of copper legacy infrastructure.

30
subscibers/100 inhabitants DSL cable others
25

20

15 OECD average

10

0
Kor. Dn. Swi. Fin. Nor. Jap. USA st. Aust. Ital. Sp. Ung. Pol. Slov. Mex.
NL Isl Can. Bel. Swe. UK Fra. Lux. Deu. Por. NZ Irl. Tsch. Trk. Gri.

Fig. 11.10: Broadband subscribers/100 inhabitants, by technology, June05 (ref.: OECD)


816 11 POF Clubs

Still, the explosion of peer-to-peer (P2P) services is rapidly heading for a band-
width bottleneck. At the end of 2004, 60% of all internet traffic was P2P-based;
due to its symmetrical nature, on average 80% of upstream capacity is consumed
by P2P daily (source: CacheLogic Peer-to-peer in 2005, Fig. 11.11).

Fig. 11.11: P2P flooding: 60% to 80% of existing bandwidth is being used by P2P

Moreover, internet surfers are increasingly using bandwidth-demanding servi-


ces such as iTunes. In 2005 Apple introduced the possibility to download TV
shows and series episodes; most people will soon look forward to downloading
high-resolution movies, or sending an HD digital video of their newborn to
grandma.
How will telecom companies handle the increasing traffic and offer broadband
access to everybody, without a cost-effective and future-proof technology for the
so called edge network - i.e. the last 1,000 ft from the curb or the basement of a
building to the apartment? Due to its capillarity, this is where most of the net-
works CAPEX concentrate; therefore, the part that telecom operators fear most.
On January 1st, 2006 a new project was started, involving four European com-
panies and five renowned research institutes, with the goal to develop an enabling
technology for broadband access and home networks at speeds far superior to
those of existing ADSL modems, at costs dramatically lower than silica fiber-
based solutions.
The project has been dubbed POF-ALL, for Paving the Optical Future with
Affordable, Lightning-fast Links (www.ist-pof-all.org). It is led by Istituto
Superiore Mario Boella, an ICT research center based in Turin (Italy); participants
include Luceat, DieMount, the POF Application Center and Fastweb, the leading
FTTH operator in Italy, as well as the Fraunhofer Institute for Integrated Circuits
IIS, the University of Duisburg-Essen and the Eindhoven University of Tech-
nology, Siemens and Teleconnect.
11 POF Clubs 817

Fig. 11.12: POF-based home network

POF-ALL is a 2.6 M research project; 1.6 M will be funded by the European


Union within the 6th Framework Program, priority IST-4-2.4.4 Broadband For
All. It will last 30 months and end in June 2008; preliminary technical results
shall be presented as early as September 2006, during the 15th International
Conference on Plastic Optical Fiber that will be held in Seoul, Korea (www.pof-
moc2006.com).
A major and ultimate purpose of POF-ALL is to design and manufacture an
optical modem up to 100 times faster than traditional ADSL modems, which
would allow the download of a DVD-quality movie in less than 3 minutes.
Another advantage would be symmetrical communication speed for download and
upload, allowing applications such as peer-to-peer transfer of home-made movies,
high-quality videoconferencing and video on demand.
Remarkably, the very same technology shall be used to build a low-cost
broadband POF home network (Fig. 10.12), providing the advantages of optical
links (speed, EMI compatibility) at a cost and complexity far lower than silica
fiber-based alternatives.
European telcos focused on ADSL as the preferred broadband access solution
to small home offices and households for cost reasons only. Optical access is
restricted to big companies which can afford the cost of deploying a fiber optic-
based infrastructure, or to lucky inhabitants of some European cities covered by
FTTH under the umbrella of some governmental funding. Japan has the highest
penetration of FTTH today, with more than 7 million homes connected and a
growth rate of more than 150 thousand homes per month; Korea and the US are
similarly committed. In Europe FTTH is taking off at increasing pace, particularly
in Italy, The Netherlands and Sweden, but its reach is still limited to minor per-
centages of the population.
The use of plastic optical fiber would dramatically lower installation costs of
the edge network, allowing telecom companies to deliver triple play (voice,
video, and data) to all of their customers and to provide Average Joe with a high-
speed optical access to the internet.
818 11 POF Clubs

The major advantage of POF is that anyone can install it in 30 seconds with
common tools: a pair of scissors to cut it, a stripping tool to remove the jacket and
a crimping tool to connect it (Fig. 11.13).
Some devices even work without connector, by just cutting the cable with a
blade and inserting it - remarkably easier than handling and terminating a glass
fiber cable.
POF cables are extremely thin and flexible and can be laid down in electrical
conduits or alongside walls. Moreover, POF uses visible light instead of infrared,
avoiding eye-safety related issues and pioneering a revolutionarily simple test
procedure: if you see light coming out the fibers tip, then the system works.

Fig. 11.13: POF-Installation

POF is the ideal compromise between EMI- and bandwidth-limited copper


cables and hard-to-install optical fiber not only for edge networks, but for home
networks as well. Its main advantages - easy installation without training, eye- and
EMI-safety - go along with its affordability: more than 3 million cars equipped
with POF have been sold in the last 5 years by European car manufacturers, and
the cost of standard transceivers is in the range from 2 to 4 .
Future home networks with multimedia distribution capabilities will require
100Mbps to 1Gbps of bandwidth: these actually are POF-ALLs technical goals.
Performances of fast Ethernet over POF will ease delivery of triple play at
home: the cabling infrastructure will likely consist of a hybrid power + POF
cable, to distribute and grant access from data outlet as its done today with
electrical sockets. POF shall be used to create the information backbone, gran-
ting tap-proof and maintenance-free installation combined with zero electromag-
netic pollution. The topology could either be that of a ring, a star or a mesh net-
work, to accommodate varying standards and needs.
Will POF be the future technology well se in every European household in five
to ten years? Maybe. It will depend on industry backing and on the success of joint
co-operations between major European companies and universities, such as the
POF-ALL project. However, the future looks bright and the light is visible, for
once.
11 POF Clubs 819

11.9 The Korean POF Club

For some years now multiple POF activities have also been carried out in South
Korea. A series of private investments have been made in addition to publicly pro-
moted projects. The Optimedia Company is such an example which under the
direction of Prof. Park has developed the OM-Giga fiber already described in
several sections.
The Korean POF Club KPCF was founded in February 2004 by a number of
interested partners. The members are companies, research institutes and private
individuals interested in POF technology. In 2006, the KPCF already had 20 mem-
bers from major industries, medium-sized companies and scientific institutions.
The companies represent both fiber and cable manufacturers as well as the produ-
cers of communication technology equipment.
The activities of the KPCF include:
Cooperation in the standardization for POF use.
Cooperation in governmental regulation in order to represent polymer fibers
in the corresponding committees and to support the development of new poly-
mer fibers.
Conducting seminars and workshops in order to popularize POF technology
and its applications in Korea.
Offering training programs for certifying POF specialists (in cooperation with
the Korean Society of Information and Communications Technology Engi-
neers).
The high light so far has been the hosting of the 15th International POF Confe-
rence in Seoul in September 2006. The POF-AC Nrnberg in the meantime looks
back on cooperative work with the Optimedia Company for several years now.
Korean work was presented at the meeting of the ITG sub commitee 5.4.1
Polymer Optical Fibers in Oldenburg in May 2006 ([Park06a] and [Park06b]).
South Korea today is among those countries with the greatest density of broad-
band connections in the world. Figure 11.14 from [Eng05] shows for example the
share of broadband-equipped households in a worldwide comparison. In 2004,
predominantly ADLS and HFC connections were installed; in 2007, however,
VDSL was dominant. In the meantime there is an ever increasing transition to
glass fiber connections with at least 100 Mbit/s. In this respect the building net-
works today in Korea play a very great role.
The Korean Ministry for Communication and Information started its so-called
IT 8-3-9 Strategy in 2004 which concentrates on the promotion of new services,
infrastructure and new growth markets. A constituent element of the new services
is also the home network. By 2010, 20 million users are to be provided with
connections from 50 Mbit/s to 100 Mbit/s.
An essential part of the strategy is the broadband certification of the apart-
ment buildings. Of the four possible classes the two highest platinum and first
require the connection of all apartments with optic fibers. Both glass MM fibers as
well as POF are planned.
820 11 POF Clubs

percentage of connected housholds 2004


South Korea
HongKong
Taiwan
Israel
Singapoure
Canada
Netherlands
Denmark
Switzerland
Belgium
Japan
Norway
Island
Sweden
USA DSL
Finland others
Malta
France
Estland
England
Austria
Portugal
Spain
Italy
Germany
Slovenia
Luxembourg
0% 10% 20% 30% 40% 50% 60% 70% 80%
Fig. 11.14: South Korea as the leader in broadband penetration ([Eng05])

One of the most important representatives of Korean POF activities is the LG


Company. A procedure was presented in [Park04] in order to be able to also blow
POF into empty tubes, something which has been customary for glass fibers in
access networks for many years now. The exceptional feature of the solution
described is in its surface modification in order to reduce friction. Both SI POF
and PF-GI-POF have been used. The components used for the installation and a
detail of the POF surface are illustrated in Fig, 11.15. Using this technology signi-
ficantly reduces even more the costs for household installation.

Fig. 11.15: Components for POF cabling from LG ([Park04])


11 POF Clubs 821

11.10 Worldwide Overview

As was shown in the last sections POF is no longer only a topic in individual
countries. Over 20 countries are regularly represented at the international POF
conferences. Important national centers for POF activities are shown in Fig. 11.16.
In addition, internationally active groups such as the ITG sub committee 5.4.1
represent the Central European area.

Fig. 11.16: International POF centers and groups


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pp. 773-779
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Technological Processes and Applications, Optical Fiber Technology
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[Zub02a] J. Zubia, H. Poisel, C.-A. Bunge, G. Aldabaldetreku, J. Arrue: POF
Modelling, POF2002, Tokyo, 18.-20.09.2002, pp. 221-224
[Zub03] J. Zubia, G. Durana, G. Aldabaldetreku, J. Arrue, M.A. Losada,
M. Lopez-Higuera: New method to calculate mode conversion
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2003, pp. 776-781
[Zub04] J. Zubia, G. Aldabaldetreku, G. Durana, J. Arrue, C.-A. Bunge, H.
Poisel: Geometric Optics Analysis of Multi-Step Index Optical
Fibers, Fiber and Integrated Optics, Vol. 23(2004)2-3, pp. 121-156
Translator

The translation of the Book POF - Handbuch Optische Kurzstreckenber-


tragungssysteme, published by Springer in Sept. 2007, was made by Professor
Stephen Economides.

Stephen Economides
Berlin University of Applied Sciences (Fachhochschule fr Technik und
Wirtschaft Berlin (FHTW Berlin)

Prof. Dr. Stephen Economides, born in New York in 1944, received his B.A. and
M.A. degrees in German and history from the University of New Hamsphire in the
U.S.A. He acquired his doctorate from the Free University of Berlin, writing his
dissertation on a topic in Modern German History. He was self-employed for 9
years as a professional, fully accredited translator and interpreter working pri-
marily for business and industry. In 1987, he became Professor of Technical
English at the University of the German Federal Post Office at Berlin before
assuming a professorship at the Berlin University of Applied Sciences (FHTW
Berlin) in 1996. His courses in Technical English involve various aspects of
telecommunications and data communications. He has been a member of the
German Translators Association (BD) since 1982.

Most parts of the first edition have been used for the second edition, published by
Springer in 2001 (German) and 2002 (English).
The first edition was translated by

Stephen Economides
Berlin

Werner Behnke
Berlin
Index of Key Terms

Absorption 156, 167 polycarbonate 160


Acceptance angle 39, 66 SI-POF 80
ADSL 80, 623, 816 Attenuator 277
AGETHA-Project 318, 816 AWG 374
Aging 162, 166, 409 749 Bandgap 217, 296, 339
AlN 299 Bandwidth calculation 59
AlP 298 Bandwidth extension 135
Analog signal transmission 10, 528 Bandwidth measurement 105
APD 341 DSI-POF 106
Aperture angle 39 GI-POF 120, 794
Aperture, numerical 4, 39, 66 MC-GOF 122
Arrhenius-Theory 754 MC-POF 118
ATM-Forum 398 MSI-POF 117
Attenuation characteristics 47 by OTDR 714
Attenuation measurement PCS 130
setup 669, 694, 697 SI-POF 105
attenuation measurement 688 Bandwidth 56, 103
cut-back method 690, 698 variation by bends 148
insertion method 688 Semi-GI-PCS-fiber 128
inter laboratory test 698 SI-POF 107, 786
OTDR 704 comparison of various fibers 132
spectral 692 Bandwidth-length-product 57
spectral correction factor 589, 69 Bend losses 143, 776
substitution method 688 DSI-Fiber 69, 145
Attenuation mechanism 156, 393, 724 GI-POF 147, 153
Attenuation minima 2 MC-GOF 150
Attenuation of 46, 55, 391 MC-POF 150
connectors 235, 713 PCS 151
effective 413, 589 Semi-GI-POF 191, 192
ESCA-MIU 92 SI-POF 144, 153, 154
fiber ribbon 199 Bending test, repeated 729
fiber bundle 100 Bends 51, 69, 111
cladding material 48, 672, 787 bandwidth variation by 148
microstructured fibers 222 Bidirectional transmission 33, 431
mode dependant 47, 62, 776 Binary signals 13, 23
OM-Giga 90 Bit error ratio 15
PCS-fiber 94 Bit rate 141
876 Index of Key Terms

Bragg-fibers 219 Deuterated polymer 168


Broadband lines 623 Diffraction grating 693
Building networks 561, 585, 820 Diffusion model 783
Building size distribution 621 Digital signals 10
Byteflight 595, 603 Dispersion 55
Cabling of apartments 616 chromatic 64, 133
Cable length distribution in homes 621 compensation 139, 225
Cable, SI-POF 202 measurement
fabrication of 194 in the frequency domain 718
materials for 178, 208 in the time domain 717
Camera monitoring system 612 modal 58, 103
CAN 595 profile 63
Chemical resistance 756 Disturbance 13
Chromatic dispersion 64, 133 Doping of polymers 173
Cladding attenuation 48, 672, 787 Double core fibers 229
Cladding modes 43 Double heterostructure 301
Clima, stress due to changes 747 Dove-prism 286
Code division multiplex 31 DSI-MC-POF 78
Connector for vehicle networks 250 DSI-POF 69, 78, 83
Connector loss 394 DSL-modem with POF 357
angle misalignment 263 Dynamic range 389
axial distance 266 Elastomer 162
calculation 259 Electromagnetic spectrum 1
causes for 235 Electrooptical circuit board 379
lateral misalignment 261 ELED 303
Connector 234 EMD 54, 259, 671
Copolymerization 174, 187 EN 50173 583
Corrugated micro tube cable 210, 611 Endless singlemode 226
Coupled-Mode-Theory 781 Environmental influence 722
Coupler 269, 396 Equilibrium mode distribution 282, 671
Coupler elements 373 Error correction 15
Coupling efficiency Excess loss, angle dependent 407
POF photodiode 346, 397 Extrusion 181, 187
transmitter fiber 772 Eye diagram 141, 380, 505
Coupling length 52, 62, 671 Fabrication methods for
Coupling loss, transmitter fiber 391 polymer waveguides 361
Crushing strength 745 Far field 51, 697
cut-back method 690 inverse 84, 685
Cutting plears 240 launching dependent 53
CYTOP 79, 175, 190 measurement of 679
D2B 429, 578, 598 optics 683
Data networks Field distribution 42, 766
automobiles 595 Filter effect
apartments, buildings 614 mode- 405
Data transmission with POF 593 spectral 401, 691
Demultiplexer 374, 509 Filter, optical 276
Index of Key Terms 877

Flexing 733 Insertion method 689, 724


Fluorinated GI-POF 173, 190, 793 Integrating sphere 696
FOP Club 807 Interbus 574
Fresnel-reflection 264, 728 IO Project 816
FTTH 624, 818 ISDN over POF 431, 536
GaAs 298 ITG-FG 5.4.1 807
GaN 299 Japanese POF consortium 804
GI-glass fiber 6, 126 Junction capacitance 343
GI-POF 6, 87 Korean POF Club 820
fabrication 184 LAN application 615
standards 563 Laser noise 17
Glass fiber bundle 98, 550 Laser welding 213, 252
Glass fiber sensors 662 Laser diode 302, 421
Glass fiber 87, 93, 562 characteristics P-I 312
GOF- connector systems 257 far field 313
Goos-Haenchen-Shift 48, 779 green 320
Graded index fiber, microstructured 230 red 309
Graded index profile 38 spectrum 312
fiber 38, 74, 87 Lattice constant 297
fabrication 184 Lattice matching 299
Grinding 237 Launch 117, 291
Helix rays 41 Launch optic 673
High temperature-POF, comparison 165 Leaky waves 43, 55
Hole assisted fiber 219 LED 302, 411
Home network 616, 818 blue 314
Homeplanet 816 characteristics P-I 320
Hot-Plate-method 238, 254 green 314
HSPN 804 illumination applications 314, 634
IDB 1394 583, 604 material systems 298, 337
IEEE 1394 355, 428, 569 red 307, 337
IEEE 1394-systems 484 spectrum 418
III-V-semiconductor 300 yellow 318
Illumination LED-transmitter 411
advertising pillar 636 Lifetime 750, 755
by POF 634 Low NA POF 67
POF-starry sky panel 638 luminescence diode 302, 411
Interfacial gel polymerization 184 Material dispersion 64
Image guide 78, 85, 229 Materials for POF 155
Impact strength 741 MC-POF 70, 85, 479
Impurity identification 728 Mechanical stress 729
Index coefficient 38, 42, 794 Media converter 351, 450
Index profile 65, 687 Meridional rays 40
Index profile measurement 687 Microstructured fibers 215
Industrial Ethernet 575 Modal noise 20
InN 299 Mode conversion 50, 111, 776
InP 298 Mode coupling 49, 110, 783
878 Index of Key Terms

Mode division multiplex 541 Optical time domain reflectometry


Mode filter 282 (OTDR) 704, 727
Mode mixing 282, 780 OTDR devices 709
Modeling of POF 763 OVAL 545, 630
Modes in optical fibers 42 PAVNET 805
Modes, number of 5 PC-card for POF 629
Modulation method 21, 533 PC-POF 160, 546
Modulators 373 PCS-fiber 93, 564
Monochromator 692 Peaking 137
MOST 355, 429, 599 Penalty 141
- LED 308 Penetration depth, semiconductor 340
- PCS 605 PF-GI-POF 175, 190, 793
- POF 101 PF-polymer 173
MPOF 215 Photonic bandgap 217
MPOF, end face preparation 223 P-I-characteristic 312, 320, 334
MSI-POF 75, 117, 188 pin-photodiode 18, 339, 341
MSM-photodiode 342 Pitch length 196, 204
Multicarrier transmission 539 PMMA 155
Multicore step index fiber 70, 85 PMMA-GI-POF 87, 479
Multimode waveguides, planar 368 producer 89
Multimode-GI-MPOF (GIMPOF) 230 fabrication 185
Multiple access methods 28 W profile 192
Multiplex systems 507 POF for high temperature 157
Multiplex techniques 557 POF in the automobile 595
Multiplexer POF-AC Nuremberg 810
optical 374, 523 POF-ALL-Project 816
reliability analysis 726 POF-Atlas 815
Near end crosstalk 33 POF-bundle 636
Near field optics 677 POF-cable 196, 202, 819
Near field 675 POF-connector systems 241
NeGIT 382 DNP 245
Network architecture 26 EM-RJ 250
Next filter 528 F05, F07 246
Noise 15, 17 FSMA 244
Nonlinear fibers 227 hybrid 252
NRC-LED 306, 334, 418 SMI 249
Numerical aperture 39 SC-RJ 249
Operation temperature 754 ST, SC 247
of PC-POF 160 vehicle network 250
of PCS 94 V-Pin 241
of PMMA, crosslinked 159 POF duplex cable 198
of POF jacket 178 POF fabrication 180
Optical backplane 375, 382 POF hybrid cable 201, 614
Optical clamp 352 POF jacketing 177
Optical concentrators 347 POF premises network 628
Optical fiber 3, 195 POF press-cut-method 238
Index of Key Terms 879

POF propagation model 790 Rotation transducer 285


POF ribbon cable 198 Sampling 10
POF scale 649 Scattering centers 49, 110, 781
POF slip ring 288 Semiconductor 296
POF Trade Organization 805 III-V- 300
POF topologies 629 Semi-GI-PCS-fiber 76, 97
Polishing 237 attenuation 97
Polymers for optical waveguides 360 bandwidth 128
Polymers, deuterated 168 fabrication process 188
Polymers, fluorinated 173 mode dependent loss 131
Polyolefine 164 pulse broadening 98
Polystyrol-POF 166 Sensors 643
Power budget 398, 420, 427 air humidity 659
Power measurement 666 bending- 652
Power meter 668 bio- 660
Preform method 180, 220 concentration 647
Processing tools 253 corrosion 662
Profibus 573 distance 645
Profile dispersion 63 fill level 656
Profile exponent 38, 42, 63, 796 fluid 661
Pulse broadening 9, 58, 89 pinch protection 655
Pyramid LED 336 POF-Bragg grating 657
Quantization 11 pressure 647
Quantum efficiency remote power fed 644
LED 337 seat occupancy establishing 648
Photodiode 339 tensile 650
Quantum groves 301 SERCOS 572
Quantum noise 18 Sidelight fiber 639
Radiation loss by fiber bends 66 Signal-to-noise-ratio 15, 141, 390
Radiation modes 43, 218, 776 Silicone waveguide 369
Radiation, stress due to 207 Singlemode waveguide, planar 364
Ray tracing 773 SI-POF 5, 80
RC-LED 321, 325, 422 duplex cable 198
Reach, radio communication system627 hybrid cable 201
Receiver 338, 344, 797 simplex cable 197
noise 18 standards 562
sensitivity 95, 346, 388 Skew rays 40
simulation 797 SLED 303, 307, 418
Refraction law 2 Spectra of LED 418
Refractive index 2 Split-step-algorithm 784
Refractive index profile 6 SQW-laser 301, 309
Refractive index difference 2, 66 Standards 561
Refractive index, effective 216 application- 566
Reliability of POF 722 measurement methods 587
Return loss 257, 264 Star coupler 608
Ribbon cable 198 Star network 606
880 Index of Key Terms

Step index profile 5, 37 Total internal reflection 3


Stranding number 207 Transceiver 347
Stranding 204 Transit time difference 58, 62, 774
Stress by high energy radiation 759 Transmission, bidirectional 33, 431
Structured cabling 583, 616 Transmission behavior,
Substitution method 688 changes by aging 724, 752
Substrate 298 Transmission measurement 725
Superluminescence diode 303, 307, 418 Transmission methods
Surface preparation 235 in optical communications 23
System design 387 UMD 61, 259, 670
Systems 139, 434 Uniform mode distribution 61, 259, 670
at the POF-AC 451, 469 USB 28, 620
at the TU Eindhoven 495 VCSEL 321, 418, 422
bidirectional 519 VDE/VDI-guideline 5570 588
data rates over 5 Gbit/s 500 VDI-working group 814
for video transmission 529, 552 VDSL 534
glass fiber bundle 555 Vehicle buses 583
HDMI-transmission 545 Vibration test 746
high temperature-POF 546 V-parameter 4
interconnection 631 Waveguide dispersion 64
in the infrared 472, 475 Waveguide grating 374
ISDN over POF 431, 536 Waveguiding in
overview 434 microstructured fibers 216
parallel transmission 549, 631 Waveguiding 3
PC-fibers in the IR-range 475 Wavelength channels according
radio over fiber 540 to the Eight--Forum 516
SI-POF at O<600 nm 458 Wavelength division multiplexing 31
SI-POF at 650 nm 435 bidirectional 519
SI-POF at the POF-AC 451 PCS-fiber 551
SI-POF with 500 Mbit/s 440 PF-GI-POF 514
SI-POF with >500 Mbit/s 444 SI-POF 508
VDSL over POF 534 teaching system 514
with fluorinated POF 492 WDM-demultiplexer 374, 509
with GaN-LED 459 Williams-Landel-Ferry 753
with GI-POF 479, 480 Wireless LAN 626
with PCS-fibers 550, 553 WKB method 768
with PMMA-GI-POF 480 ZnSe 320
with very high data rates 500
Temperature resistance 157
Tensile strength 738
Test methods 591, 760
Test standards, -specifications 760
Thermo optical switch 371
Time division multiplex 28
Tools 253
Torsion 735
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Reichle & de-Massari AG
(www.rdm.com)
Binzstrasse 31, CHE-8620 Wetzikon, Switzerland p. 592
+41 44 933 81 11
andreas.bloechlinger@rdm.ch

fiberware GmbH
(www.fiberware.de)
Bornheimer Strae 4, 09648 Mittweida p. 664
++49 30 5670 0730
office@fiberware.de

DieMount GmbH
(www.diemount.de)
Giesserweg 3, 38855 Wernigerode p. 762
++49 3943 625 9760
hans.kragl@diemount.com

Fraunhofer-Institut fr Integrierte Schaltungen


(www.iis.fraunhofer.de)
Am Wolfsmantel 33, 91058 Erlangen p. 802
09131 776 0
norbert.weber@iis.fraunhofer.de
Firecomms Ltd.
(www.firecomms.com)
2200 Airport Business Park, Cork, Ireland
p. 822
++353 (21) 4547 100
hhennessy@firecomms.com

LEONI Fiber Optics GmbH


inner
(www.leoni-fiber-optics.com )
front
96524 Neuhaus-Schierschnitz, Mhldamm 6
cover
036764-81101
page
andreas.weinert@leoni.com

POF-AC
outer
(www.pofac.de)
front
Fachhochschule Nrnberg
cover
Wassertorstrasse 10, 90489 Nrnberg
page
0911-5880 1070, Fax: 0911-5880 5070
pofac@pofac.fh-nuernberg.de
Biographies

Olaf Ziemann
Polymer Optical Fiber Application Center of the FH Nrnberg
Prof. Dr.-Ing. Olaf Ziemann (42) studied physics at the
University of Leipzig. Between 1990 and 1995 he did
his doctorate degree at the Technical University of
Ilmenau in the field of optical telecommunications engi-
neering. His fields of work were optical superhetero-
dyne reception and optical code multiplexing. During
this period he was recipient of a scholarship from the
University Foundation of the German People. Between
1995 and March 2001 he worked in the research center
of the Deutsche Telekom (T-Nova) in the specialized
areas of hybrid access networks and building networks.
Since 1996 he has been the chairman of the Information
Technology Society-Sub-Committee Polymer Optical
Fibers (ITG-SC 5.4.1). Since the beginning of 2001 he
has been the scientific director of the POF-AC at the
Nrnberg University of Applied Sciences (FH Nrn-
berg) and Prof. since Nov. 2001.
Jrgen Krauser
University of Applied Sciences Leipzig
Professor Dr.-Ing. Jrgen Krauser (60) studied physics
at the Technical University of Berlin. From 1975 - 1980
he was academic assistant in the Institute for Solid-State
Physics where he received his doctoral degree in 1981,
writing his dissertation on a subject in the field of sold-
state physics. Subsequently, he played a substantial role
in the building up of the Integrated Optics research sec-
tion at the Heinrich Hertz Institute in Berlin and was
head of the research group on Optical Measuring Tech-
niques. In the beginning of 1986 he was offered a pro-
fessorship at the Univ. of the German Federal Post Of-
fice at Berlin in the field of optical telecommunications
engineering and physics. Since 2000 he has assumed
duties in this field at the Deutsche Telekom University
of Applied Sciences at Leipzig. He has published nume-
rous works and papers in the field of optical telecommu-
nications engineering, especially polymer optical fibers.
Peter E. Zamzow
Nexans Deutschland Industries AG & Co KG
Dipl.-Ing. Peter E. Zamzow (67) is an independent tech-
nical consultant for research and development of cable
systems. After completing his studies in telecommuni-
cations engineering in Munich and Graz, he started in
1970 to work for AEG Kabel (Cable). In 1980, he
became director of the product area for light waveguides
and in 1982 chief engineer. In 1985 he was appointed
director. From 1990 on he was director of the new glass
fiber and glass fiber cable plant. At the beginning of
1994 he assumed leadership of CATV-Cable and sys-
tems for Alctel. Since 1998 he has been based in
Hannover and was responsible for marketing and sales
in the area of worldwide licensing and production facili-
ties for Alcatel. Between Jan. 2001 and 2004 he has
been responsible for research and technology for the
company headquarters in Mnchengladbach. In 2005 he
started an own national and international consulting
career with the focus on cable systems.

Werner Daum
Federal Institute for Materials Research and Testing (BAM) Berlin
Director and Professor Dr.-Ing. Werner Daum, born in
1956, studied electrical engineering with a major in
measuring techniques at the Technical University of
Berlin. Upon graduation in 1984 he started work for the
Federal Institute for Materials Research and Testing
(BAM). Until 1989 he was academic assistant in the
specialist group non-destructive testing. Thereafter, he
assumed the directorship of the laboratory for optical
methods of measurement and experimental tension ana-
lysis and commenced with the development of test pro-
cedures on reliability evaluation of polymer optical fi-
bers. Since 1996 he has been head of the specialist
group Measurement and Test Techniques; Sensor Tech-
nology. He belongs to the founding members of the In-
ternational Cooperative of Plastic Optical Fibers
(ICPOF) which has organized the international POF
conferences since 1992. In 1998 and 2001 he was res-
ponsible for organizing the scientific aspects of these
conferences. In Germany he played a decisive role in the
founding of the VDE/ITG Sub-Committee Polymer
Optical Fibers.

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