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Ancestry and Pathology in King Tutankhamun's Family

Zahi Hawass; Yehia Z. Gad; Somaia Ismail; et al.


JAMA. 2010;303(7):638-647 (doi:10.1001/jama.2010.121)
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Related Articles published in King Tutankhamun, Modern Medical Science, and the Expanding Boundaries of
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Howard Markel. JAMA. 2010;303(7):667.

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ORIGINAL CONTRIBUTION

Ancestry and Pathology


in King Tutankhamun’s Family
Zahi Hawass, PhD Context The New Kingdom in ancient Egypt, comprising the 18th, 19th, and 20th
Yehia Z. Gad, MD dynasties, spanned the mid-16th to the early 11th centuries BC. The late 18th dy-
nasty, which included the reigns of pharaohs Akhenaten and Tutankhamun, was an
Somaia Ismail, PhD
extraordinary time. The identification of a number of royal mummies from this era,
Rabab Khairat, MSc the exact relationships between some members of the royal family, and possible ill-
Dina Fathalla, MSc nesses and causes of death have been matters of debate.
Naglaa Hasan, MSc Objectives To introduce a new approach to molecular and medical Egyptology, to
determine familial relationships among 11 royal mummies of the New Kingdom, and
Amal Ahmed, BPharm to search for pathological features attributable to possible murder, consanguinity, in-
Hisham Elleithy, MA herited disorders, and infectious diseases.
Markus Ball, MSc Design From September 2007 to October 2009, royal mummies underwent de-
tailed anthropological, radiological, and genetic studies as part of the King Tut-
Fawzi Gaballah, PhD ankhamun Family Project. Mummies distinct from Tutankhamun’s immediate lineage
Sally Wasef, MSc served as the genetic and morphological reference. To authenticate DNA results, ana-
Mohamed Fateen, MD lytical steps were repeated and independently replicated in a second ancient DNA labo-
ratory staffed by a separate group of personnel. Eleven royal mummies dating from
Hany Amer, PhD circa 1410-1324 BC and suspected of being kindred of Tutankhamun and 5 royal mum-
Paul Gostner, MD mies dating to an earlier period, circa 1550-1479 BC, were examined.
Ashraf Selim, MD Main Outcome Measures Microsatellite-based haplotypes in the mummies, gen-
erational segregation of alleles within possible pedigree variants, and correlation of
Albert Zink, PhD identified diseases with individual age, archeological evidence, and the written his-
Carsten M. Pusch, PhD torical record.

T
HE 18TH DYNASTY (CIRCA 1550- Results Genetic fingerprinting allowed the construction of a 5-generation pedigree
1295 BC ) of the New King- of Tutankhamun’s immediate lineage. The KV55 mummy and KV35YL were identi-
dom (circa 1550-1070 BC) was fied as the parents of Tutankhamun. No signs of gynecomastia and craniosynostoses
(eg, Antley-Bixler syndrome) or Marfan syndrome were found, but an accumulation
one of the most powerful royal of malformations in Tutankhamun’s family was evident. Several pathologies including
houses of ancient Egypt. The pharaoh Köhler disease II were diagnosed in Tutankhamun; none alone would have caused death.
Akhenaten, who ruled from circa 1351 Genetic testing for STEVOR, AMA1, or MSP1 genes specific for Plasmodium falcipa-
to 1334 BC, is considered one of the rum revealed indications of malaria tropica in 4 mummies, including Tutankhamun’s.
most controversial of the Egyptian pha- These results suggest avascular bone necrosis in conjunction with the malarial infec-
raohs, because his attempt to radically tion as the most likely cause of death in Tutankhamun. Walking impairment and ma-
transform traditional religion affected larial disease sustained by Tutankhamun is supported by the discovery of canes and
all facets of society and caused great an afterlife pharmacy in his tomb.
turmoil. Conclusion Using a multidisciplinary scientific approach, we showed the feasibility
Akhenaten’s eventual successor, Tut- of gathering data on Pharaonic kinship and diseases and speculated about individual
ankhamun, is probably the most fa- causes of death.
mous of all pharaohs, although his ten- JAMA. 2010;303(7):638-647 www.jama.com

ure was brief. He died in the ninth year Author Affiliations: Supreme Council of Antiquities, (Drs Gaballah and Fateen and Ms Wasef); Department
of his reign, circa 1324 BC, at age 19 years. Cairo, Egypt (Dr Hawass and Mr Elleithy); National of Radiodiagnostics, Central Hospital Bolzano, Bol-
Research Center, Cairo, Egypt (Drs Gad, Ismail, and Amer zano, Italy (Dr Gostner); Department of Radiology, Kasr
Little was known of Tutankhamun and and Mss Hasan and Ahmed); Ancient DNA Laboratory, Al Ainy Faculty of Medicine, Cairo, Egypt (Dr Selim); and
his ancestry prior to Howard Carter’s Egyptian Museum, Cairo, Egypt (Drs Gad and Ismail and Institute for Mummies and the Iceman, EURAC, Bol-
Mss Fathalla, Khairat, Hasan, and Ahmed); Institute of zano, Italy (Dr Zink).
discovery of his intact tomb (KV62) in Human Genetics, Division of Molecular Genetics, Uni- Corresponding Author: Carsten M. Pusch, PhD, Institute
versity of Tübingen, Tübingen, Germany (Ms Khairat, of Human Genetics, Division of Molecular Genetics, Uni-
For editorial comment see p 667. Mr Ball, and Dr Pusch); Learning Resource Center, Kasr versity of Tübingen, Wilhelmstraße 27, D-72074, Tübin-
Al Ainy Faculty of Medicine, Cairo University, Cairo, Egypt gen, Germany (carsten.pusch@uni-tuebingen.de).

638 JAMA, February 17, 2010—Vol 303, No. 7 (Reprinted with Corrections) ©2010 American Medical Association. All rights reserved.

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ANCESTRY AND PATHOLOGY IN KING TUTANKHAMUN’S FAMILY

the Valley of the Kings in 1922, but METHODS Sixteen Y-chromosomal short tan-
his mummy and the priceless trea- Mummies dem repeats (DYS456, DYS389I,
sures buried with him, along with other In addition to Tutankhamun, 10 mum- DYS390, DYS389II, DYS458, DYS19,
important archeological discoveries mies possibly or definitely closely re- DYS385, DYS393, DYS391, DYS439,
of the 20th century, have provided sig- lated in some way to Tutankhamun were DYS635, DYS392, Y-GATA-H4,
nificant information about the boy pha- chosen for this 2-year project; of these, DYS437, DYS438, DYS448) were am-
raoh’s life and family. the identities were certain for only 3. In plified according to the manufactur-
Because Tutankhamun died so young addition to these 11 mummies, 5 other er’s protocol using the AmpF\STR Yfiler
and left no heirs, numerous specula- royal individuals dating to the early New PCR amplification kit (Applied Biosys-
tions on familial disease have been made. Kingdom were selected that were dis- tems, Foster City, California). The Iden-
The presence of disease is further sup- tinct from the putative members of the tifiler kit and the AmpF\STR Minifiler
ported by numerous reliefs, statuettes, Tutankhamun lineage. These 5 mum- kit (Applied Biosystems) were used
and other sculptures of Akhenaten and mies were used as a morphological (ex- for amplification of 8 polymorphic mi-
his family dating from the Amarna pe- cluding Ahmose-Nefertari) and genetic crosatellites of the nuclear genome
riod (circa 1353-1323 BC). These arti- (excluding Thutmose II) control group. (D13S317, D7S820, D2S1338, D21S11,
facts show the royalty of that era as hav- All mummies are listed in TABLE 1, and D16S539, D18S51, CSF1PO, FGA).
ing a somewhat androgynous appearance full-body computed tomography recon- To test for Plasmodium falciparum
or a bizarre form of gynecomastia. Spe- structions of the mummies are avail- DNA, PCR primers were designed that
cific diseases that have been suggested able in the online feature at http://www specifically amplify small subtelo-
to explain this appearance include .jama.com. meric variable open reading frame
Marfan syndrome, Wilson-Turner X- (STEVOR), apical membrane antigen 1
linked mental retardation syndrome, Radiology (AMA1), and merozoite surface pro-
Fröhlich syndrome (adiposogenital dys- All of the mummies, except for that of tein 1 (MSP1) gene fragments with sizes
trophy), Klinefelter syndrome, andro- Ahmose-Nefertari, were scanned using a of 100 to 250 base pairs (bp). PCR prod-
gen insensitivity syndrome, aromatase multidetectorcomputedtomographyunit ucts and cloned DNA fragments were
excess syndrome in conjunction with (Somatom Emotion 6; Siemens Medical sequenced by the Sanger method
sagittal craniosynostosis syndrome, or Solutions, Malvern, Pennsylvania) in- (eAppendix). Purified amplicons were
Antley-Bixler syndrome or a variant form stalled on a truck. The tomography unit run on a genetic analyzer (ABI Prism
of that syndrome.1-4 However, most of the was used to examine the mummy of 3130, Applied Biosystems). Microsat-
disease diagnoses are hypotheses de- Tutankhamun and those of the 2 wom- ellites were interpreted with Data
rived by observing and interpreting ar- en from tomb KV35 in Luxor as well as Collection Software version 3.0 and
tifacts and not by evaluating the mum- the rest of the mummies at the Egyptian GeneMapper ID version 3.2 (Applied
mified remains of royal individuals apart Museum in Cairo (eAppendix, avail- Biosystems). Lasergene version 8.0
from these artifacts. able at http://www.jama.com). Ce- (DNAstar, Madison, Wisconsin) and
To shed light on the putative diseases phalic indices of mummy heads were de- BioEdit version 7.0.9 (Ibis Biosci-
and causes of death in Tutankhamun’s termined according to the method of ences, Carlsbad, California) were used
immediate lineage, we first used molecu- Weber et al.11 to establish multisequence align-
lar genetic methods to determine kin- ments (eAppendix).
ship within that lineage. Whereas some Molecular Genetics
individual relationships were known We adopted the previously published RESULTS
from historical records, the identity of criteria for ancient DNA authentica- Kinship Analyses
most of the mummies under investiga- tion, which form a consensus outline To elucidate the genealogy in Tut-
tion was still uncertain. We also searched for executing research studies using an- ankhamun’s family, microsatellite mark-
specifically for pathologies, inherited cient DNA (eAppendix).12,13 Sampling ers were used to achieve genetic finger-
diseases, and causes of death. For ex- of bone tissue and DNA extraction and prints of all mummies. All 8 females
ample, many scholars have hypoth- purification were performed accord- tested were negative for the examined
esized that Tutankhamun’s death was at- ing to protocols previously pub- polymorphic Y-chromosomal loci, un-
tributable to an accident, such as a fall lished.14,15 Negative and blank extrac- derlining the specificity of the ap-
from his chariot or a kick by a horse or tion controls were processed along with proach. The repeated search for hemi-
other animal; septicemia or fat embo- each sample. In addition, water and zygous Y alleles in the males yielded few
lism secondary to a femur fracture; mur- other aqueous polymerase chain reac- results, with differing success in the vari-
der by a blow to the back of the head; or tion (PCR) components were moni- ous markers contained in the multiplex
poisoning.5-10 We had access to mum- tored using the sensitive internal-Alu- PCR kit used. Markers DYS393 and Y-
mies that had never before been stud- PCR protocol16 to assess contamination GATA-H4 showed identical allele con-
ied with the methods we used. with modern human DNA. stellations (repeat motif located in the mi-
©2010 American Medical Association. All rights reserved. (Reprinted with Corrections) JAMA, February 17, 2010—Vol 303, No. 7 639

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ANCESTRY AND PATHOLOGY IN KING TUTANKHAMUN’S FAMILY

crosatellite allele reiterated 13 and 11 These results were repeatedly ob- An up to 30-fold testing of polymor-
times, respectively) in Amenhotep III, tained with DNA extracted from 2 to 4 phic autosomal microsatellite loci via the
KV55, and Tutankhamun but different different biopsies per mummy; more- combined use of the Identifiler and
allelotypes in the nonrelated CCG61065 over, they differed from the Y profiles of AmpF\STRMinifilerkits(AppliedBiosys-
sample from TT320 (9 and 9, respec- the male laboratory staff and were inde- tems) yielded complete data sets for all 8
tively). Syngeneic Y-chromosomal DNA pendently reproduced twice in a sec- markers in 7 mummies (Thuya, Yuya,
in the 3 former mummies indicates that ond laboratory physically isolated from AmenhotepIII,Tutankhamun,KV55,and
they share the same paternal lineage. the first, data-generating laboratory. both female mummies from KV35) but

Table 1. Characteristics of the Royal 18th-Dynasty Mummies Under Investigation (N = 16)


Excavator,
Tomb Discovery Date Mummy Sex Age, y Previously Supposed Identity Status, Reign Storage
KV62 H. Carter, 1922 Tutankhamun M 19 Identified, likely son of Akhenaten, Pharaoh, circa KV62, Luxor
Amenhotep III, or Smenkhkare 1333-1324 BC
Putative Members of the Tutankhamun Lineage
KV46 J. Quibell and T. M. Thuya F 50-60 Identified, grandmother or great Noblewoman, a Egyptian Museum,
Davis, 1905 grandmother of Tutankhamun, circa 1410- Cairo
mother of Tiye 1360 BC
Yuya M 50-60 Identified, grandfather or great Nobleman, a circa Egyptian Museum,
grandfather of Tutankhamun, 1410-1360 BC Cairo
father of Tiye
KV55 E. Ayrton, 1907 KV55 M 35-45 b Smenkhkare, Akhenaten Pharaoh, circa Egyptian Museum,
1351-1334 BC Cairo
KV35 V. Loret, 1898 Amenhotep III M ⱖ50 Identified, father of Akhenaten Pharaoh, circa Egyptian Museum,
1388-1351 BC Cairo
KV35YL F 25-35 Nefertiti, 18th-dynasty queen Queen, a circa KV35, Luxor
or princess 1370-1330 BC;
noblewoman a
KV35EL F 50 Nefertiti, Tiye, 18th-dynasty queen Queen, a circa KV35, Luxor
1388-1351 BC;
Queen, circa
1370-1330 BC
KV62 H. Carter, 1922 Fetus 1 F 5 mo Tutankhamun’s daughter Princess Kasr El Ainy, Faculty
of Medicine,
Cairo University
Fetus 2 F 7 mo Tutankhamun’s daughter Princess Kasr El Ainy, Faculty
of Medicine,
Cairo University
KV21 G. B. Belzoni, 1817 KV21A F 25-40 18th-dynasty queen or princess Royal female, Egyptian Museum,
(reinvestigated by noblewoman Cairo
D. Ryan, 1989)
KV21B F 25-40 18th-dynasty queen or princess Royal female, Egyptian Museum,
noblewoman Cairo
Morphological and Genetic Control Group of 18th-Dynasty Mummies
TT320 Initially discovered by CCG61065 M ⬇30 Originally thought to be Thutmose Royal male Egyptian Museum,
the Abd er Rassul I, the father of Hatshepsut; Cairo
family, official long considered an unidenti-
discovery 1881; fied royal of the 18th dynasty
tomb cleared by
É. Brugsch, 1881
Thutmose II M ⬇30 Identified, son of Thutmose I, Pharaoh, circa Egyptian Museum,
(CCG61066) half-brother and husband 1492-1479 BC Cairo
of Hatshepsut
Ahmose- F 70 Identified, queen and sister Queen, circa Egyptian Museum,
Nefertari of Ahmose I, possibly 1550-1525 BC Cairo
(CCG61055) grandmother of
Hatshepsut
KV60 G. B. Belzoni, 1817 Hatshepsut F ⬇50 Identified, Hatshepsut, daughter Queen, Pharaoh, Egyptian Museum,
Original (excavated by (KV60A) of Thutmose I circa 1503- Cairo
tomb H. Carter, 1482 BC
KV20 1903-1904)
Sitra-In F ⬇50 Identified, Sitra-In, royal wet nurse Noblewoman, circa Egyptian Museum,
(KV60B) of Hatshepsut 1540-1490 BC a Cairo
Abbreviations: EL, elder lady; KV, Valley of the Kings Thebes; TT, Theban Tomb at Deir el-Bahari; YL, younger lady.
a Estimated lifetime.
b The mummy in KV55 was previously thought to be in his 20s when he died. However, our new computed tomography investigation revealed that he lived to be much older.

640 JAMA, February 17, 2010—Vol 303, No. 7 (Reprinted with Corrections) ©2010 American Medical Association. All rights reserved.

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ANCESTRY AND PATHOLOGY IN KING TUTANKHAMUN’S FAMILY

Figure 1. Microsatellite Data of Mummies Thought to Belong to the Tutankhamun Kindred

Microsatellite markers
D13S317 D7S820 D2S1338 D21S11 D16S539 D18S51 CSF1PO FGA Origin of transmitted alleles
Thuya (KV46) 9 12 10 13 19 26 26 35 11 13 8 19 7 12 24 26 based on kinship analysis
n Thuya
Yuya (KV46) 11 13 6 15 22 27 29 34 6 10 12 22 9 12 20 25
n Yuya
KV35ELa,c 11 12 10 15 22 26 26 29 6 11 19 22 9 12 20 26 n Amenhotep III
Amenhotep III (KV35) 10 16 6 15 16 27 25 34 8 13 16 22 6 9 23 31
n Nontransmitted alleles
KV55b,c 10 12 15 15 16 26 29 34 11 13 16 19 9 12 20 23
n = number of repeat motif
KV35YLc 10 12 6 10 16 26 25 29 8 11 16 19 6 12 20 23 reiterations at locus

Tutankhamun (KV62)c 10 12 10 15 16 26 29 34 8 13 19 19 6 12 23 23
No data obtained
KV21A 10 16 26 35 8 10 12 23
KV21B 10 17 26 11 13 12
Fetus 1 (KV62) 12 16 10 13 16 29 8 19 12 23
Fetus 2 (KV62) 10 6 15 26 29 35 8 13 10 19 12 23

The length of each microsatellite allele was determined in base pairs and converted by software into the number of actual reiterations of repeat motifs at the corre-
sponding locus. All established genotypes differ from those of the laboratory staff and the ancient control group. Note that allele origins in KV21A and KV21B are
suggestive and do not serve as proof of relationship with the Amenhotep III and Thuya lineages. See online interactive kinship analysis and pedigree.
a Identified as Tiye. See eAppendix for additional commentary.
b Identified as Akhenaten. See eAppendix for additional commentary.
c Data replication was successfully performed in the second Cairo laboratory.

only partial data for both KV62 fetuses


Figure 2. Pedigree Showing the Genetic Relationships of the Tested 18th-Dynasty Mummies
and the KV21A and KV21B mummies
(FIGURE 1). Repeated attempts to com-
plete the profiles in the 4 latter mum- I Consanguinity
mies were not successful; however, we Yuya Thuya Proposed relationship,
(KV46) (KV46) insufficient data
were able to replicate some of the results Male
for the previous mummies more than 4 II Female
times in the second, independent labo- Amenhotep III Tiye
ratory (Figure 1). Moreover, because (KV35) (KV35EL)a Stillbirth
these profiles differed from those of
the laboratory staff and were not iden- III
tical to the ones established for the con- Akhenaten ?
trol group, the data were considered (KV55)a (KV35YL)a

authentic.
IV
Based on the partial Y-chromosomal
information on the amount of autoso- Tutankhamun ? ?
(KV62) (KV21A)a (KV21B)a
mal half-allele sharing and family trio
likelihood calculation, the most plau- V
sible 5-generation pedigree was con- Fetus 1 Fetus 2
structed. We identified Yuya and Thuya (KV62) (KV62)
as great-grandparents of Tutankhamun,
Amenhotep III and KV35EL as his Double line, indicating consanguinity, here represents a first-degree brother-sister relationship. Fetus 1 and fetus
2 can be daughters of Tutankhamun; however, the mother is not yet genetically identified. The data obtained
grandparents, and the KV55 male and from KV21A suggest her as the mother of the fetuses. However, the few data are not statistically significant to
KV35YL as his sibling parents (Figure 1, define her as Ankhensenamun. See online interactive kinship analysis and pedigree.
a See eAppendix for additional commentary on identity.
FIGURE 2, and online interactive kin-
ship analysis and pedigree; for details
on kinship statistics, see eAppendix). reliefs of Tutankhamun, is a markedly termined, because KV55 is a mummified
feminized appearance (eFigure 1A-C), skeleton and Tutankhamun lacks the
Gynecomastia, Feminity, reasonably suggesting some form of gy- frontal part of the chest wall. The penis
and Syndromes necomastia or Marfan syndrome as an of Tutankhamun, which is no longer at-
The most prominent feature exhibited by underlying disease.1-4 However, puta- tached to the body, is well developed.
the art of the pharaoh Akhenaten, seen tive breasts in Tutankhamun and his fa- Furthermore, the pelvic bones of Tut-
also to a lesser degree in the statues and ther Akhenaten (KV55) cannot be de- ankhamun are almost entirely missing,
©2010 American Medical Association. All rights reserved. (Reprinted with Corrections) JAMA, February 17, 2010—Vol 303, No. 7 641

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ANCESTRY AND PATHOLOGY IN KING TUTANKHAMUN’S FAMILY

and the pelvis of KV55, which is pres- of the skull shapes can be considered yielded new data. Compared with the
ent but fragmented, does not show femi- pathological. The complex diagnosis of normal anatomy of the foot (FIGURE 3),
nine traits after reconstruction using Marfansyndromeisbasedoncertaincom- the right foot had a low arch (Rocher
computed tomography (eAppendix, binations of major and minor clinical fea- angle, 132°; normal value, 126°). The
eFigure 1D-G, and online interactive tures.18 Following this classification, a medial longitudinal arch of the left foot
feature). Marfan diagnosis cannot be supported in was slightly higher than normal (Rocher
One of the obvious features of Marfan thesemummies.(TABLE 2).Antley-Bixler angle, 120°) (FIGURE 4A), with the fore-
syndrome is dolichocephaly.17-19 With syndrome is also excluded in Tut- foot in supine and inwardly rotated po-
the exception of Yuya (cephalic index, ankhamun and Akhenaten because their sition akin to an equinovarus foot de-
70.3), none of the mummies of the Tut- brachycephaly is not attributable to cra- formity (Figure 4B). There were no
ankhamun lineage has a cephalic index niosynostoses,andfurthersignsofAntley- pathological findings on the bone struc-
of 75 or less (ie, indicating dolicho- Bixler or other syndromes are missing or ture of the right metatarsal heads
cephaly). Instead, Akhenaten has an in- unspecific. (FIGURE 5A). In contrast, the left sec-
dex of 81.0 and Tutankhamun an index ond metatarsal head was strongly de-
of 83.9, indicating brachycephaly. From Pathology in the Royal Mummies formed and displayed a distinctly al-
the control group, Thutmose II and the Tutankhamun’s mummy was exam- tered structure, with areas of increased
TT320-CCG61065 mummy show doli- ined several times radiologically.20-23 and decreased bone density indicating
chocephaly, with cephalic indices of 73.4 Our inspection of the skull and trunk bone necrosis (Figure 5B). The study
and 74.3, respectively. Because there is no did not reveal novel information, but further showed a widening of the sec-
signofprematureclosureofsutures,none detailed examination of the king’s feet ond metatarsophalangeal joint space,

Table 2. Evaluation of Marfanoid Features in the Collection of Royal 18th-Dynasty Mummies Under Investigation a
Tutankhamun Lineage Control Group

Tut- Thutmose Hat-


ankh- Amen- II shep-
Marfanoid amun Thuya Yuya Akhenaten hotep III Tiye Fetus 1 Fetus 2 TT320- (TT320- sut Sitra-In
Features (KV62) (KV46) (KV46) (KV55) (KV35) KV35YL (KV35EL) (KV62) b (KV62) b KV21A KV21B CCG61065 CCG61066) (KV60A) (KV60B)
Major criteria
Dolichostenomelia − − − − − − − − − − − − − − −
Body height, 167 150 166 160 160 158 145 27.5 38 ⬍150 ⬍150 157 173 153 151
cm
Scoliosis, ⫹c ⫹d − ⫹c − ⫹c ⫹c − ⫹c ⫹c ⫹c ⫹c ⫹c − ⫹c
kyphoscoliosis
Pectus carinatum NA − − NA NA − − NA NA NA NA − NA − −
Pectus NA − − NA NA − − NA NA NA NA − NA − −
excavatum
Acetabular NA − − − − − − NA NA − − − − − −
protrusion
Pes planus ⫹ c,e − − NA − NA − NA NA − − − − − −
Minor criteria
Dolichocephaly − − ⫹ c,f − − − − NA NA NA NA ⫹ c,f ⫹ c,f − −
Arachnodactyly − −g −g NA NA − −g − − − − NA − − −
Mandibular ⫹ ⫹ − ⫹ ⫹ ⫹ − NA NA NA NA − ⫹ ⫹ −
retrognathism
Hypoplasia of − − − ⫹ − ⫹ − NA NA NA NA − − − −
cheek bones
Highly arched ⫹ − − ⫹ ⫹ − − NA NA NA NA − − − −
palate
Crowding of teeth ⫹ − − ⫹ − ⫹ − NA NA NA NA − ⫹ − −
Striae atrophicae − − − NA NA − − NA NA NA NA − − − −
Mitral annular NA − − NA NA NA NA NA NA NA NA − ⫹ − NA
calcification
CCA feature − − − NA NA − ⫹ NA NA NA NA − ⫹ − ⫹
(rumpled helix
of the ear)
Abbreviations: CCA, congenital contractural arachnodactyly; EL, elder lady; minus symbol, feature absent; NA, not available (certain parts of the mummies are missing or fragmented, ie,
feature cannot be observed); plus symbol, feature present; YL, younger lady.
a No computed tomography scan was performed on the mummy of Ahmose-Nefertari (TT320-CCG61055).
b Many of the features cannot be evaluated in fetuses.
c Mild form.
d Cobb angle in Thuya, ⬎20° (severe form of scoliosis or kyphoscoliosis); in all other individuals, ⬍20° (mild form).
e Pes planus in Tutankhamun is not caused by a medial displacement of the inner malleolus (ie, no marfanoid flatfoot).
f Shape of the head is of natural occurrence, ie, not caused by craniosynostosis syndromes.
g Madonna fingers.

642 JAMA, February 17, 2010—Vol 303, No. 7 (Reprinted with Corrections) ©2010 American Medical Association. All rights reserved.

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ANCESTRY AND PATHOLOGY IN KING TUTANKHAMUN’S FAMILY

with a normal articulating surface of the royal mummies in our study. We iden- tions from new biopsies confirmed the
proximal phalanx. The third metatar- tified 4 mummies as positive for AMA1, previous data (Figure 6; for details on
sal head was only slighty deformed; the a merozoite protein responsible for the AMA1 data, see eAppendix).
bony structure, however, showed signs successful binding of the parasite to the In addition to the STEVOR and AMA1
of bone necrosis. The remaining left erythrocyte membrane, by amplifying genes, we attempted amplification of
metatarsal heads appeared to be of nor- DNA fragments locating to the con- alleles of the MSP1 and MSP2 genes spe-
mal structure (Figure 5B). The plan- served region of the AMA1 gene cific to P falciparum. Because of the frag-
tar surface of the left second metatar- (F IGURE 6). The AMA1 PCR frag- mented nature of the ancient DNA, we
sal head shows a crater-shaped bone ments were obtained for all mummies did not obtain positive amplifications
and a soft tissue defect in the area of testing positive in the earlier STEVOR when targeting the larger (⬎400 bp)
bone necrosis (Figure 5C). The sec- assays (ie, Tutankhamun, Yuya, TT320- PCR alleles of the MSP2 gene but were
ond and third toes on the left foot are CCG61065). In addition, we also ob- successful in amplifying different alleles
in abduction. The second toe is tained a positive typing for Thuya. Rep- of the MSP1 gene (for details on MSP1
shortened because it lacks the middle etition of these experiments in the data, see eAppendix).29,30 Using ex-
phalanx (oligodactyly [hypophalan- second laboratory using DNA extrac- tracts from Tutankhamun and Yuya, we
gism]). The proximal phalanx di-
rectly articulates with the distal pha- Figure 3. Normal Foot Anatomy
lanx (Figure 5D).
Except for Ahmose-Nefertari, all re- SUPERIOR VIEW
maining mummies were subjected to ra- Distal phalanges

diological analyses. Along with vari- Middle phalanges

ous bony malformations (eg, cleft Proximal phalanges

palate, kyphoscoliosis, clubfeet, flat Metatarsals

feet) in the remaining mummies, indi- Intermediate cuneiform


cations of bone degeneration, neoplas- MEDIAL VIEW
Medial cuneiform Lateral
cuneiform
tic changes, and trauma were also Navicular
found. These various findings are listed Navicular
Medial cuneiform Talus Cuboid
in TABLE 3 and are described in the eAp-
pendix.
Talus

Infectious Diseases Cuboid Calcaneus Calcaneus


Various infectious diseases are sus-
pected or known to have been preva-
lent in antiquity,24-27 and some are de-
scribed in remarkable detail in Egyptian Figure 4. Analysis of Malformations in the Feet of Tutankhamun
papyri (eg, Papyrus Ebers, circa 1520
BC). Positive results were not found for A Sagittal CT reconstruction B Axial CT cross sections

pandemic plague (Black Death, bu- R L


bonic plague), tuberculosis, leprosy, or
leishmaniasis, but we identified DNA
of P falciparum (the malaria parasite)
in several of the royal mummies. Am- R
132°
plification of the P falciparum STEVOR
gene family28 repeatedly yielded 149-bp
and 189-bp amplicons for Tut-
ankhamun and the TT320-CCG61065
mummy and also yielded a faint PCR
band using DNA of the Yuya mummy.
This result was replicated in further
PCRs using DNA from other biopsies L
120°
(for details on STEVOR data see eAp-
pendix and eFigure 2). A, As indicated by the angle between the axis of the first metatarsal and the line between the lowest point of
To consolidate or disprove this re- the calcaneal tuberosity to the lowest point of the calcaneocuboid articulation (Rocher angle), the arch of the
sult, we targeted a further Plasmodium right foot is flat (132°) compared with that of the left (120°). The Rocher angle of a normal foot is 126°. B, The
supine and inwardly rotated position of the left foot are further features of clubfoot.
gene using new DNA extracts from the
©2010 American Medical Association. All rights reserved. (Reprinted with Corrections) JAMA, February 17, 2010—Vol 303, No. 7 643

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ANCESTRY AND PATHOLOGY IN KING TUTANKHAMUN’S FAMILY

repeatedly amplified the RO33 and COMMENT is most probably Akhenaten, father of
MAD20 alleles, which is indicative of Kinship Determination Tutankhamun (Figure 2, eAppendix,
at least a double infection with the P fal- More than 55 bone biopsies were used and online interactive kinship analysis
ciparum parasite. The DNA of Thuya to elucidate the individual relation- and pedigree). The latter kinship is sup-
yielded amplicons for the RO33 allele. ships of 18th-dynasty individuals, with ported in that several unique anthro-
The DNA of TT320-CCG61065 was re- the result that several of the anony- pological features are shared by the 2
fractory to MSP1 amplifications. Clon- mous mummies or those with sus- mummies and that the blood group of
ing the obtained allelic fragments into pected identities are now able to be both individuals is identical.31,32
TA plasmid vectors and subsequent addressed by name. These include
Sanger sequencing of 21 clones desig- KV35EL, who is Tiye, mother of Disease or Amarna Artistic Style?
nated the sequences as specific for MSP1 Akhenaten and grandmother of Tut- Macroscopic and radiological inspec-
(eAppendix). ankhamun, and the KV55 mummy, who tion of the mummies did not show
specific signs of gynecomastia, cra-
Figure 5. Analysis of Pathology in the Feet of Tutankhamun niosynostoses, Antley-Bixler syn-
drome or deficiency in cytochrome
A Axial cross sections of right foot B Axial cross sections of left foot P450 oxidoreductase, Marfan syn-
drome, or related disorders (eAppen-
dix, Table 2). Therefore, the particu-
lar artistic presentation of persons in the
Amarna period is confirmed as a roy-
ally decreed style most probably related
to the religious reforms of Akhenaten.
It is unlikely that either Tutankhamun
or Akhenaten actually displayed a sig-
nificantly bizarre or feminine physique.
It is important to note that ancient
Egyptian kings typically had them-
selves and their families represented in
an idealized fashion. A recent radio-
graphic examination of the Nefertiti
bust in the Berlin Museum illustrates
this clearly by showing that the origi-
nal face of Nefertiti, present as a thin
layer beneath the outer surface, is less
C Sagittal CT reconstruction D Reconstruction of left and right feet
through second metatarsals beautiful than that represented by the
L R
artifact.33 Differences include the angles
of the eyelids, creases around the cor-
ners of the mouth on the limestone sur-
face, and a slight bump on the ridge of
R
the nose.34 Thus, especially in the ab-
sence of morphological justification,
Akhenaten’s choice of a “grotesque”
style becomes even more significant.

Walking Impairment and Canes


L
Tutankhamun had a juvenile aseptic
bone necrosis of the left second and
A, The heads of all metatarsal bones as well as metatarsal phalangeal articulations of the right foot are clearly
discernable and completely preserved. B, In the left foot, the second metatarsal bone head (yellow arrow- third metatarsals (Köhler disease II,
heads) shows signs of bone necrosis accompanied by anterior displacement of the second toe and widening of Freiberg-Köhler syndrome). The wid-
the second metatarsophalangeal joint space (white arrowheads). The third metatarsal bone head is similarly
deformed (blue arrowheads), displaying features of bone necrosis as well. Metatarsal bone heads 1, 4, and 5
ening of the metatarsal-phalangeal
are normal in size and structure. C, The right foot shows no pathological findings. The second metatarsal bone joint space, as well as secondary
head shows evidence of necrosis with loss of bone substance and soft tissue (yellow arrowhead). The second changes of the second and third meta-
toe of the left foot lacks the middle phalanx (oligodactyly [hypophalangism], black arrowhead). D, The right
foot shows no pathological findings. In the left foot, the second metatarsal head is necrotic (yellow arrow- tarsal heads, indicate that the disease
head) and the second toe is missing the middle phalanx (oligodactyly [hypophalangism], black arrowhead), is was still flourishing at the time of
anteriorly displaced, and the distal phalanx is subluxated.
death.35 Bone and soft tissue loss at
644 JAMA, February 17, 2010—Vol 303, No. 7 (Reprinted with Corrections) ©2010 American Medical Association. All rights reserved.

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ANCESTRY AND PATHOLOGY IN KING TUTANKHAMUN’S FAMILY

Table 3. Anomalies and Diseases in This Collection of 18th-Dynasty Mummies


Mummy Malformations Other Pathologies and Diseases
Tutankhamun (KV62) Cleft palate, mild clubfoot left, pes planus Leg fracture of type 33C3, a Köhler disease II, malaria
right, oligodactyly (hypophalangism) tropica b
right, mild kyphoscoliosis
Tutankhamun kindred
Thuya (KV46) Severe kyphoscoliosis Dental granuloma, arteriosclerosis, incisional hernia,
malaria tropica
Yuya (KV46) None Dental granuloma, incisional hernia, malaria tropica
Akhenaten (KV55) Cleft palate, scoliosis Osteoma in the maxillary sinus, femoral osseous
collapse, or bone fibroma
Amenhotep III (KV35) Clubfoot Caries, dental granuloma, bony erosions 2-3 cm at the
inner table and diploe of the right parietal bone,
spondylarthrosis
KV35YL Scoliosis Traumatic events (face, calvarium) b
Tiye (KV35EL) Mild scoliosis Struma, incisional hernia
Fetus 1 (KV62) None Stillbirth
Fetus 2 (KV62) Mild scoliosis Stillbirth
KV21A Scoliosis, clubfeet None
KV21B Scoliosis, clubfoot None
Control Group
TT320-CCG61065 Kyphoscoliosis, pelvic obliquity Incisional hernia, malaria tropica, arrow wound to chest b
Thutmose II (TT320-CCG61066) Kyphoscoliosis, hollow feet (pes cavus) Calcified heart valves, incisional hernia
Hatshepsut (KV60A) None Dental abscess,b incisional hernia, slipped disk (L5-S1),
putative metastatic cancer left iliac bone b
Sitra-In (KV60B) Kyphoscoliosis Incisional hernia
Abbreviations: CCG, Cairo Catalogue Général; KV, Valley of the Kings Thebes; TT, Theban Tomb at Deir el-Bahari.
a AO classification.
b Assumed cause of death.

the second metatarsal phalangeal


Figure 6. Identification of Plasmodial DNA in 18th-Dynasty Mummies
articulation could further indicate
that an acute inflammatory condition A
2) a

2) a

5)

was present on the basis of an ulcer-

tra C ef A)
V3

TT n (K 610 ari
V6

V6

0 )

65
Si 0-C -N 60

V6 55
(K

-I G ert
(K

(K

Co -CC B)
10
2 se KV
ative osteoarthritis and osteomyelitis.
2)

2)
III
un

un

eg tro 6
6)
V6

V6

(
r

G
6)
p

ke

(T m ut
V4
am

am

te

V4
(K

(K

Ah eps
ar

The congenital equinovarus deformity


(K
ho

at l
YL
EL
kh

kh

)
(K
1

ive
T3 o
m
b

B
A

0
a

sh
en

s
an

an

55

21

21

35

35

(n n
32
uy

a
A
tu

tu

at

(pes equinovarus) together with the


Am

DN
t

KV

KV

KV

KV

KV
Th

Yu
Fe

Fe
Tu

Tu

malformed second toe of the left foot 196 bp


(oligodactyly [hypophalangism]) + + + + +
transferred additional joint load to the
right foot, causing flattening of the B
2) a

2) a

foot arch (pes planus).


5)

tra C fe A)
V3

(K 105 ri
V6

V6

0B )

65
Si -C -Ne 60

V6 5
-In G6 rta
(K
(K

(K

There is evidence that Tutankhamun


10
20 se KV
2)

A ep 2)
III
un

un

eg tro 6
)

V6

T3 o t (
46

er

(n on CG
)
p

KV
6
m

Am ham

(T hm su
KV ark

may have had this impairment for quite


te

Yu (KV

KV V4

(K
c
ha

C C
H 2(
ho

at l
Fe L
EL

)
(K

ive
m

0-
b

B
KV A

Y
k

sh
en

s
an

an

55

21

21

35

35

32
uy

ya

some time. The walking disability can


A

tu

tu
at
DN
t

KV

KV

TT
Th

Fe
Tu

Tu

be substantially aided by the use of a


196 bp
cane. Howard Carter discovered 130
+ + + + +
whole and partial examples of sticks and
staves (eFigure 3A) in the king’s tomb,
supporting the hypothesis of a walk- A, Polymerase chain reaction amplification of a 196–base pair (bp) apical membrane antigen 1 (AMA1) frag-
ment of Plasmodium falciparum in Egyptian mummies. DNA marker indicates molecular size marker phiX/
ing impairment.36 Traces of wear can 174 HaeIII. Successful amplification is indicated by “⫹.” B, Independent replication of the AMA1 data shown
be seen on a number of the sticks, dem- in panel A.
a Different DNA extractions.
onstrating that they were used in the b Identified as Akhenaten. See eAppendix for additional commentary.
c Identified as Tiye. See eAppendix for additional commentary.
king’s lifetime (eFigure 3B). Addi-
tional evidence for some sort of physi-
cal disability is found in a number of
2-dimensional images from Tut- normally should have been standing, Malaria Tropica
ankhamun’s reign that show him seated such as hunting (eAppendix and Macroscopic studies revealed areas of
while engaged in activities for which he eFigure 3C).37,38 patchy skin changes on the pharaoh’s
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ANCESTRY AND PATHOLOGY IN KING TUTANKHAMUN’S FAMILY

left cheek and neck of uncertain anam- genotypes and the clinical status of per- against the pathogen during their lives.
nesis, possibly indicating an Aleppo sons affected.47 We note that mixed P Not every person infected with P falci-
boil, a plague spot, an inflamed mos- falciparum infections were detected in parum becomes gravely ill, and this is
quito bite, or a mummification arti- up to 78% of a contemporary sam- especially true in populations that have
fact.39 However, the genetic identifica- pling, and even isolates from sympto- been exposed to malaria pathogens over
tion and typing of plasmodial DNA in matic children contained more than 1 long periods.52 If Yuya and Thuya spent
Tutankhamun, Thuya, Yuya, and Plasmodium clone.47,48 Thus, multiple much of their time living in malaria-
TT320-CCG61065 showed that they infections appear to be the norm rather endemic areas close to the marshes of
must have had malaria tropica, the most than the exception. Moreover, the MSP1 the Nile River, partial immunization
severe form of malaria (eAppendix). allele frequencies tend to vary largely may have contributed to their survival.
Literary evidence for malaria infec- in different, sometimes even neighbor- On the other hand, Tutankhamun
tion dates back to the early Greek pe- ing, areas but also over time.29 Thus, the had multiple disorders, and some of
riod, when Hippocrates described the prevalence rate of infection is not them might have reached the cumula-
periodic fever typical of this disease.40 known—nor is it known if malaria was tive character of an inflammatory, im-
Although it is believed that malaria an epidemic or an endemic disease and mune-suppressive—and thus weaken-
widely affected early populations be- how widely it was distributed in an- ing—syndrome (Table 3). He might be
fore Hippocrates,27,41 until now only 1 cient Egypt. envisioned as a young but frail king who
report using immunological tools42 and Unfortunately, there is also no dis- needed canes to walk because of the
few molecular genetic studies have tinct evidence in ancient Egyptian texts bone-necrotic and sometimes painful
clearly identified P falciparum in an- of treatments for malaria, and there are Köhler disease II, plus oligodactyly (hy-
cient specimens.43-46 We not only iden- no references to the fevers and chills as- pophalangism) in the right foot and
tified this parasite in our sample but also sociated with the disease.49 However, clubfoot on the left. A sudden leg frac-
observed individual differences in some the Nile Delta and the fringes of the Nile ture23 possibly introduced by a fall
of the gene sequences as well as differ- Valley were marshy areas and thus ex- might have resulted in a life-threaten-
ent MSP1 allele constellations in the 4 cellent breeding grounds for the mos- ing condition when a malaria infec-
positive mummies. The diversity of quito genus Anopheles. Interestingly, tion occurred. Seeds, fruits, and leaves
plasmodial DNA (ie, variability in the mosquitoes are mentioned in at least 1 found in the tomb, and possibly used
genes’ base order, length polymor- ancient text,50 and it has also been sug- as medical treatment, support this di-
phisms, or both) is a well-known phe- gested that the wooden frame of Queen agnosis (eAppendix, eFigures 3D and
nomenon; however, some of the base Hetepheres (fourth dynasty) served as 3E).24,25,53-57
deviations were not found in current the support for a mosquito net. 50 In conclusion, this study suggests a
DNA databases. Further research is re- Herodotus also mentions that Lower new approach to research into the mo-
quired to typify these alterations in Egypt was infested with mosquitoes or lecular genealogy and pathogen paleo-
more detail and to assign these poten- other insects and that people slept un- genomics of the Pharaonic era. With ad-
tially unknown patterns to ancient der nets to avoid them.51 Since there is ditional data, a scientific discipline called
Egyptian Plasmodium strains that date nothing in the historical or archeologi- molecular Egyptology might be estab-
back to 3300 to 3400 years before cal record that speaks against the wide- lished and consolidated, thereby merg-
present. spread presence of this carrier in Phara- ing natural sciences, life sciences, cul-
To our knowledge, this is the oldest onic times, there is no evidence that can tural sciences, humanities, medicine, and
genetic proof for malaria in precisely be used to argue against the diagnosis other fields.
dated mummies. When the infection of malaria. Author Contributions: Drs Hawass, Gad, Zink, and
occurred, its severity, and whether it Pusch had full access to all of the data in the study
and take responsibility for the integrity of the data and
could have caused the death in the 4 Cause of Death the accuracy of the data analysis.
mummies testing positive is not known. Caution must be taken when interpret- Study concept and design: Hawass, Gad, Zink, Pusch.
Acquisition of data: Hawass, Gad, Ismail, Khairat,
Preliminary data show that Tut- ing cause of death in these mummies. Fathalla, Hasan, Ahmed, Elleithy, Gaballah, Wasef,
ankhamun and Yuya had multiple in- It can be speculated that Yuya and Fateen, Amer, Gostner, Selim, Zink.
Analysis and interpretation of data: Hawass, Gad,
fections, as could be seen by the pres- Thuya had malaria, but it is not known Ismail, Khairat, Fathalla, Hasan, Ball, Wasef, Fateen,
ence of the 2 P falciparum alleles if this was lethal (Table 3). Surpris- Amer, Gostner, Selim, Zink, Pusch.
MAD20 and RO33 of the MSP1 in the ingly, both individuals had reached an Drafting of the manuscript: Hawass, Gad, Zink, Pusch.
Critical revision of the manuscript for important in-
extracts. In contrast, and taking only the advanced (for the time) age of approxi- tellectual content: Hawass, Gad, Ismail, Khairat,
MSP1 test system into account, Thuya mately 50 years or older (Table 1). This Fathalla, Hasan, Ahmed, Elleithy, Ball, Gaballah, Wasef,
Fateen, Amer, Gostner, Selim, Zink, Pusch.
was infected by only 1 strain, which dis- means either that the infection took Statistical analysis: Ball, Gostner, Zink, Pusch.
played the RO33 allele. place quite late in their lifetime, that Administrative, technical, or material support: Hawass,
Gad, Ismail, Hasan, Ahmed, Elleithy, Ball, Gaballah,
To date, no association has been they enjoyed strong genetic fitness, or Fateen, Amer, Selim, Zink, Pusch.
found between P falciparum MSP1 that they aquired a partial immunity Study supervision: Gad, Ismail, Zink, Pusch.

646 JAMA, February 17, 2010—Vol 303, No. 7 (Reprinted with Corrections) ©2010 American Medical Association. All rights reserved.

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ANCESTRY AND PATHOLOGY IN KING TUTANKHAMUN’S FAMILY

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group. Funding was also obtained from the Mini- M. Internal Alu-polymerase chain reaction: a sensi- 37. Saleh M, Sourouzian H. Official Catalogue of the
Graduiertenkolleg Tübingen and the DAAD (GERLS tive contamination monitoring protocol for DNA ex- Egyptian Museum, Cairo. Mainz, Germany: Verlag Phil-
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