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6
CLASSIFICATION OF CEREBRAL
PALSY AND PATTERNS OF
GAIT PATHOLOGY
Sylvia Õunpuu, Pam Thomason, Adrienne Harvey and H. Kerr Graham
Why classification?
Before discussing a few of the many classifi cation schemes of cerebral palsy that have been
put forward, it seems necessary to review the reasons why classification is necessary. Bax
et al. (2005) provided four primary reasons for the need to classify CP. These include the
following: (1) to provide a description that provides a level of detail that can delineate the
nature of the problem and its severity, (2) to provide prediction of both current and future
service needs for an individual, (3) to provide comparison so that groups of patients with
CP at one institution can be compared with those at another, and (4) to evaluate change so
that one individual with CP can be evaluated at various times and change can be documented.
These authors felt that further classification is needed, because the definition of CP is so
broad. Classification systems have traditionally focused on the distribution of affected limbs,
for example diplegia or hemiplegia, with an additional modifier to identify the type of
muscle tone, for example spastic. Because of the complexity of presentation of individuals
with CP a more in-depth classification system is needed to improve understanding and
ultimately management of this disorder.
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TABLE 2.6.1
Comprehensive history of classification schemes for cerebral palsy since 1843
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TABLE 2.6.1 (continued)
Comprehensive history of classification schemes for cerebral palsy since 1843
Diplegia
Hypotonic Paraplegia Mild
Dystonic Triplegia Moderate
Rigid or spastic Tetraplegia Severe
Ataxia
Cerebellar Unitaleral Mild
Vestibular Bilateral Moderate
Severe
Ataxia diplegia
Hypotonic Paraplegia Mild
Spastic Triplegia Moderate
Tetraplegia Severe
Dyskinesia
Dystonic Monoplegia Mild
Choreoid Hemiplegia Moderate
Athetoid Triplegia Severe
Tension Tetraplegia
Tremor
Other
Little Club 1959 Spastic cerebral palsy Hemiplegia
Diplegia
Double hemiplegia
Dystonic cerebral palsy
Choreo-athetoid cerebral palsy
Mixed forms of cerebral palsy
Ataxic cerebral palsy
Atonic diplegia
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natal and postnatal. The etiology of CP was defined in more detail in Chapter 2.1. The
supplemental categories include the other systems that can be involved in CP including:
psychological, visual, auditory, posture, seizures and physical status. The neuroanatomical
classification is dependent on comprehensive imaging capabilities, which will be discussed
in Chapter 3.2. Even more than 50 years after Minear proposed the classification, the
correlation of lesion presentation obtained by imaging and patient function is still not well
understood. Finally Minear finishes with function and therapeutic classifications. The
functional classifications defined the level of severity. Four levels were proposed: Class 1:
patients with no practical limitation of activity; Class 2: patients with slight to moderate
limitation of activity; Class 3: patients with great limitation of activity; and Class 4: patients
who are unable to carry on any useful physical activity. These four levels, which were
proposed in 1956, are similar to the newer five-level GMFCS Classification, which will be
discussed later in this chapter. Minear further defined CP into therapeutic classifications:
Class A: requiring no treatment; Class B: requiring minimal bracing and therapy; Class
C: requiring bracing and treatment from a CP team; and Class D: requiring long-term
institutionalization and treatment. In general, his classification has stood the test of time.
A simpler standardized classification scheme for CP was proposed more recently by Bax
et al. (2005). This group proposed four major dimensions of classification: (1) motor
abnormalities, (2) associated impairments, (3) anatomical and radiological fi ndings, and
(4) causation and timing (Table 2.6.2). The primary difference between the proposed
classification and others is the proposal to eliminate the terms diplegia and hemiplegia due
TABLE 2.6.2
List of the major components of the classification of cerebral palsy as described by Bax et al. (2005)
Motor abnormalities
Nature and typology of the motor disorder: the observed tonal abnormalities assessed on examination (e.g.
hypertonia or hypotonia) as well as the diagnosed movement disorders present, such as spasticity, ataxia,
dystonia, or athetosis
Functional motor abilities: the extent to which the individual is limited in his or her motor function in all
body areas, including oromotor and speech function
Associated impairments
The presence or absence of associate non-motor neurodevelopmental or sensory problem, such as seizures,
hearing of vision impairments or attentional, behavioral, communicative and/or cognitive deficits, and the
extent to which impairments interact in individuals with CP
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to the substantial inconsistency in definition and imprecise use of these terms in both clinical
practice and research. The authors recommend that the termsunilateral and bilateral be used
in conjunction with a description of the motor disorder and functional motor classification
in both the upper and lower extremities.
151
Fig. 2.6.1 Gross motor curves. Curves provide information about the predicted average development
in groups defined by the Gross Motor Function Classification System levels. (Reproduced from
Rosenbaum et al. 2002, Fig. 3, p 1361, by permission.)
be on the up swing of their gross motor curve, the child who is 6–12 years old may be on a
stable plateau of gross motor function, and the youth between 12 and 18 years may be on
a descending curve of gross motor function. These issues are highly relevant to manage -
ment and clinical research. For example a child with spastic diplegia aged 2 years, GMFCS
level II, who receives injections of botulinum toxin A (BoNT-A) for spastic equinus may
make rapid gains in gross motor function and quickly move from walking only with
assistance to walking independently. It is tempting for both the clinician and the parent to
attribute the rapid gain in gross motor function solely to the effects of the injections of
BoNT-A. Reference to the appropriate gross motor curve, however, indicates that such a
child is following a curve with a rapid upward trajectory with or without intervention. For
this reason, the reporting of clinical trials involving physiotherapy, the use of orthoses and
injections of BoNT-A, in younger children with CP, must include an appropriate control
group.
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serial attainment of mobility scales and functional abilities, the deterioration or improvement
in these skills after intervention, or other changes consequent on growth and development.
The FMS is a 6-level ordinal scale that rates the mobility of children with CP over three
distances according to their need for assistive devices (Graham et al. 2004). The three
distances of 5, 50 and 500 meters represent mobility in the home, school and wider
community settings respectively. The scale is clinician administered through parent or child
report and should reflect performance rather than capability, i.e. what the child actually
does do rather than what they can do. For each of the three distances a rating of 1–6 is
assigned. Figure 2.6.2 displays the FMS where 6 represents children who walk
independently on all surfaces, 5 those who walk on level surfaces only, 4 those who use
single point sticks, 3 the use of crutches, 2 the use of a walker and 1 represents wheelchair
mobility. ‘C’ represents crawling and ‘N’ is for ‘does not apply’ and is assigned when
children do not go anywhere for long distances using any of those mobility devices. The
FMS is reliable and valid and has been shown to detect both deterioration and improve-
ment in mobility that occurs in the rehabilitation period following single event multilevel
surgery (Graham et al. 2004, Harvey et al. 2007).
The walking scale of the Gillette FAQ (Novacheck et al. 2000) is a 10-level parent-
report walking scale encompassing a range of walking abilities from non-ambulatory
to ambulatory in a variety of community settings and terrains (Fig. 2.6.3). It is a good
measure of parental perspective and covers a wide variety of activities of daily living. Both
the FMS and FAQ will be described in more detail in terms of case examples and treatment
outcomes in Chapter 6.1.
153
Fig. 2.6.2 Functional Mobility Scale (FMS). The purpose of the FMS is to measure a child’s current
performance. Visual cues are provided along with descriptions to assist in defining current level of
performance. (Reproduced from Harvey 2008, Fig. 4.1, p 112, by permission.)
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Fig. 2.6.3 Gillette Functional Assessment Questionnaire: Functional Walking Scales. The parent is
expected to check one of the ten options that best reflects their child’s typical ability to walk, and
check boxes in list for other physical activities the child can do. (Reproduced by permission of the
questionnaire’s author, Dr Tom Novacheck.)
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sagittal-plane kinematics for the ankle, knee, hip and pelvis. These patterns from type 1
through type 4 reflected increasing levels of involvement. Although the patterns present
some overlap and blend into each other, they do provide a guide for surgical management.
Type 1 represents a patient with a drop foot in swing related to triceps surae over activity
and/or anterior tibialis weakness (Fig. 2.6.4a). Since a true contracture is not present, the
only management required is an orthosis to control the drop foot during swing phase. Type
2 represents a drop foot in swing as well as restricted ankle dorsiflexion in stance secondary
to contracture of the plantarflexors. However, there is relative sparing of the knee and hip
(Fig. 2.6.4b). Management of the patient with type 2 hemiplegia may require a procedure
to obtain increased ankle dorsiflexion during stance, which might include a lengthening of
the triceps surae and/or tibialis posterior. Type 3 represents a patient with the characteristics
of types 1 and 2 as well as spasticity/contracture of the biarticular muscles crossing the
knee. It usually features increased knee flexion at initial contact and stance as well as reduced
and delayed peak knee flexion in swing (Fig. 2.6.4c). Appropriate management of a patient
Fig. 2.6.4 Sagittal plane patterns for hemiplegia type 1 (a), 2 (b), 3 (c) and 4 (d) for the trunk, pelvis,
hip, knee and ankle. Multiple gait cycles from an individual child for each type are plotted in relation
to typical motion (grey band).
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with type 3 hemiplegia requires similar management of the ankle (plantarflexors) as for
type II as well as appropriate treatment of the muscle problems at the knee (hamstrings and
rectus). Finally, type 4 represents a patient with the characteristics of types 1–3 as well as
hip involvement with limited hip extension in terminal stance and increasing anterior pelvic
tilt in stance (Fig. 2.6.4d). Management of the type 4 patient will require appropriate
treatment of muscles crossing all three joints (ankle, knee and hip) (Stout et al. 2004).
A limitation of the Winters classification system is that no mention of common
transverse-plane kinematic abnormalities was included and there was no inclusion of knee
hyperextension which is a common pattern in hemiplegia. Rodda and Graham (2001)
proposed a more comprehensive classification system. This included an additional sagittal-
plane pattern of knee hyperextension in combination with excessive equinus in stance and
swing, as well as transverse plane abnormalities of internal hip rotation (both of which are
likely to occur in the more involved person with CP). Management of the type 4 pattern
in the Rodda classification might include femoral derotation osteotomy and possible
adductor lengthenings at the hip; hamstring lengthenings and rectus femoris transfer at the
knee; and appropriate lengthening of the posterior calf to improve ankle motion. The Rodda
classification is presented diagrammatically in Figure 2.6.5.
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Fig. 2.6.5 Gait patterns: spastic hemiplegia. A visual representation of the gait patterns during mid-stance phase are illustrated for types 1 through 4.
Suggested treatment options for the specific type are listed below. Additional patterns are identified which include subdividing type 2 into A typical and B
recurvatum knee. A description of the transverse plane rotations of the pelvis and hip is acknowledged in type 4. AFO, ankle–foot orthosis; RF, rectus
femoris; GRAFO, ground reaction ankle–foot orthosis. (Reproduced from Rodda and Graham 2001, Fig. 1, p 100, by permission.)
Fig. 2.6.6 Gait patterns: spastic diplegia. A visual representation of the gait patterns during mid-stance phase is illustrated for types I through V. The
dominant problematic muscle groups and related treatment options are listed below each pattern. Asymmetrical gait patterns are also addressed as indicated
in type V which is a combination of types I and IV. (Reproduced by permission and copyright (©) of the British Editorial Society of Bone and Joint
Surgery; from Rodda et al. 2004, Sagittal gait patterns in spastic diplegia. J Bone Joint Surg Br 86: 251–8.) AFO, ankle–foot orthosis; RF, rectus femoris;
GRAFO, ground reaction force ankle–foot orthosis.
Fig. 2.6.7 Sagittal-plane knee patterns. The sagittal-plane knee kinematic patterns are plotted for the
(a) jump, (b) crouch, (c) stiff and (d) recurvatum knees. These patterns are defined by stance or stance
and swing phase characteristics. Multiple gait cycles from an individual patient for each type are
plotted in relation to the typical motion (grey band).
pattern is consistent with a unique set of clinical and muscle function findings, as defined
by dynamic electromyography, which can aid in guiding treatment.
Lin et al. (2000) described similar classifications for the knee with the inclusion of joint
kinetic data. However, they described the ‘stiff’ knee classification as a ‘mild’ knee. Rodda
and Graham (2001) took classification to the next step and described four sagittal-plane
patterns which included the pelvis, hip, knee and ankle for patients with cerebral palsy.
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further clarify their importance in defining function as it relates to level gait. It should be
stressed that these represent an example of just a few of many possible combinations of joint
kinematic and kinetic patterns, which in the future may lead to a more comprehensive and
useful method of classifying gait problems in CP. Other joint kinetic patterns also have
been identified and characterized. These include the hip-extensor moment pattern and the
hip-adductor moment pattern (abductor avoidance) (Õunpuu 2004). Patterns such as these
assist in the joint level classification of gait, which is ultimately needed for defining treatment
and evaluating the outcomes of those treatments.
Joint kinematic
• Neutral or excessive plantarflexion at initial contact
• Rapid dorsiflexion during loading response which results in a quick stretch of the
spastic ankle plantarflexors that respond by contracting and producing premature
plantarflexion
• Repeat dorsiflexion followed by plantarfl exion in last half of stance (using a similar
mechanism as above)
• Less than typical dorsiflexion from mid-stance through toe off.
Joint moment
• Plantarflexor moment 100% stance
• Absence of a dorsiflexor moment in loading response with development of a premature
plantarflexor moment
• Followed by rapid decrease, increase and decrease in plantarflexor moment (double
bump)
• Associated with dominant and continuous ankle plantarflexor contraction throughout
stance.
Joint power
• Excessive power absorption in early stance (eccentric contraction of ankle plantar-
flexors)
• Premature power generation in mid-stance (concentric contraction of ankle plantar-
flexors)
• Inappropriate power generation in mid-stance drives body up, not forward
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Fig. 2.6.8 Double bump ankle
pattern. The ankle kinematic,
moment and power for the double
bump ankle moment pattern is
plotted for the sagittal plane.
Multiple gait cycles from an
individual patient are plotted in
relation to the typical motion (grey
band). The net internal ankle
moment is plantarflexor throughout
the stance phase indicating a toe
initial contact and toe or forefoot
contact through out stance.
Increased ankle power absorption is
noted in loading response and
increased power generation is noted
in mid-stance indicating an
inefficient gait pattern.
162
Fig. 2.6.9 Knee-extensor moment
pattern. The knee kinematic, moment
and power for the knee-extensor
moment pattern are plotted for the
sagittal plane. Multiple gait cycles
from an individual patient are plotted
in relation to the typical motion (grey
band). The knee moment is extensor
throughout the stance phase which is
consistent with a crouch gait pattern
and requires continuous quadriceps
activity during stance to prevent
collapse.
Joint kinematic
• Greater than normal knee flexion at initial contact
• Continued excessive knee flexion during 100% stance
• Minimal knee sagittal-plane range of motion in stance.
Joint moment
• Rapid development of extensor moment during loading response
• Knee-extensor moment 100% stance phase
• Associated with dominant and continuous quadriceps contraction throughout
stance.
Joint power
• Typically minimal and varies depending on knee range of motion in stance.
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KNEE-FLEXOR MOMENT PATTERN
The knee-flexor moment pattern is defined by an internal knee moment that is primarily
flexor through out the stance phase (Fig. 2.6.10). This pattern is found in individuals with
full knee extension or knee hyperextension on passive range of motion, plantarflexor
spasticity contributing to an excessive plantarflexion/knee-extension couple and more often
than not a forward trunk lean. The characteristics of the typically associated knee joint
kinematics and kinetics are described below.
Joint kinematic
• Greater than typical knee flexion to full knee extension at initial contact
• Rapid knee extension after initial contact
• Usually prolonged knee extension or hyperextension in mid to terminal stance.
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Joint moment
• Rapid development of a knee-flexor moment during loading response
• Excessive knee-flexor moment during the majority of stance
• Associated with dominant and continuous knee-flexor activity; however, joint support
may be provided by muscular contracture or ligamentous restrictions of further motion
• Variable knee moment in pre-swing.
Joint power
• Increased power absorption during period of rapid knee extension in stance
• Associated eccentric contraction of the knee flexors and/or stretching of the soft-tissue
structures on the posterior aspect of the knee.
Summary
The classification of cerebral palsy is necessary for a variety of reasons. In the clinical
setting, classification is needed to assist in optimal communication among medical
professionals and between medical professionals and patients/families. It is needed to
determine prognosis and define treatment options. In the research setting, classification is
required to define homogeneous patient groups, to communicate effectively research results
and to more clearly define and connect appropriate treatments with the ‘right’ patient.
Standard and reproducible methods are needed in order for any classification system to be
applicable in both the clinical and research environments. Moving forward, it will be
important to establish consistency among medical professionals in both the defi nitions and
classification systems used when treating persons with CP. In Chapter 6.1 the classification
tools described above will be described in terms of their input for treatment decision-making
and evaluation of persons with CP.
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