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Clin Oral Invest

https://doi.org/10.1007/s00784-017-2227-7

ORIGINAL ARTICLE

Efficacy of resin infiltration of proximal caries in primary molars:


1-year follow-up of a split-mouth randomized controlled clinical
trial
Michelle Mikhael Ammari 1,2 & R. C. Jorge 1 & I. P. R. Souza 1 & V. M. Soviero 3

Received: 24 February 2017 / Accepted: 27 September 2017


# Springer-Verlag GmbH Germany 2017

Abstract the middle 1/3 of dentin and were restored. No side effects
Objective The main purpose of this split month, randomized, were observed. Anxiety was both low before and after the
controlled clinical trial was evaluate the efficacy of caries treatment, and mean time required for the infiltration was
infiltration in controlling the progression of non-cavitated 11.29 min (± 1.16 min).
proximal lesions in primary molars. Anxiety and time required Conclusions Caries infiltration of proximal caries lesions in
for the caries infiltration was also evaluated. primary molars is significantly more efficacious than standard
Materials and methods Fifty healthy children, 5 to 9 years, therapy alone (fluoride toothpaste + flossing).
presenting two primary molars with proximal caries lesions Clinical relevance Caries infiltration is an applicable and
(1/2 of the enamel or outer 1/3 of dentin), were included. well-accepted method be used in children, representing a
Lesions were randomly allocated to the test group (fluoridated promising micro-invasive approach.
toothpaste + flossing + infiltration) or to the control group
(fluoridated toothpaste + flossing). Caries risk was based on Keywords Primary molars . Proximal lesions . Caries
the Cariogram model. The main outcome after 1-year radio- infiltration . Radiography . Clinical trials . Efficacy
graphic follow up was assessed by an independent blinded
examiner A facial image scale (FIS) was applied to assess
dental anxiety and time required to perform the infiltration Introduction
was recorded.
Results Of the sample, 92.9% corresponded to high or medi- Caries prevalence is still very high in many countries [1].
um caries risk. In 42 patients (1-year follow up), caries pro- Non-cavitated lesions correspond to a large proportion of the
gression was observed in 11.9% (5/42) of the test lesions caries lesions in young children [2, 3]. In daily clinical prac-
compared with 33.3% (14/42) of the control lesions tice, proximal caries lesions are usually detected by the asso-
(p < 0.05). Five control and three test lesions progressed to ciation between visual-tactile examination and bitewing radio-
graphs [4–7]. In fact, radiographs combined to clinical exam-
ination are still the most appropriate way to monitor proximal
* Michelle Mikhael Ammari lesions and to decide whether they are arrested or actively
miammari@hotmail.com progressing [8, 9]. The prevalence of proximal caries lesions
in primary molars detected by radiographs ranges from 30 to
1
75%, in low and moderate to high caries experiencing popu-
Department of Pediatric Dentistry and Orthodontics, School of
Dentistry, Universidade Federal do Rio de Janeiro, UFRJ, Rio de
lation, respectively [6, 10, 11].
Janeiro, RJ, Brazil The principle of minimum intervention aims to prevent or
2
Department of Specific Training, School of Dentistry, Universidade
to postpone the restorative treatment as much as possible since
Federal Fluminense UFF, Nova Friburgo, RJ, Brazil the placement of a restoration causes, inevitably, the destruc-
3
Department of Preventive and Community Dentistry, School of
tion of sound dental tissues next to the carious lesion [12, 13].
Dentistry, Universidade do Estado do Rio de Janeiro UERJ, Rio de Non-cavitated caries lesions can be arrested or reverted by
Janeiro, RJ, Brazil non-invasive strategies [14–16], like plaque control associated
Clin Oral Invest

with fluorides [17–19]. The progression rate of carious lesions of Rio de Janeiro (65726). Parents or guardians signed an
may vary from a patient to another, depending on several risk informed consent.
factors such as quality of plaque control and dietary habits [8].
If the proximal lesions are already reaching dentin, the pro-
gression to a cavity is faster [20] and the presence of cavitation Sample and baseline data
significantly reduces the chance of arresting the lesions [21].
The use of fissure sealants has been considered a successful Sample size was calculated based on the proportion of prox-
procedure not only to prevent occlusal caries, but also to con- imal caries progression observed in a previous split-mouth
trol caries progression [22]. Promising results have been re- study in primary molars [34]. Assuming a progression rate
ported after sealing enamel lesions in proximal surfaces. This of 23% of the test lesions and 62% of the control lesions,
approach has been employed, both in primary and permanent based on a two-sided test, considering a level of significance
teeth, using sealants and/or adhesives [23–25]. More recently, of 5% and power of 80%, a sample size of 25 individuals (25
caries infiltration technique (Icon®, DMG, Hamburg, lesions in each group) was required to complete the study.
Germany) arose as a novel treatment option to control proxi- With the estimative of 30% of dropout, at least 33 individuals
mal lesions [26]. The concept of caries infiltration, contrary to should be selected for the study among the children attending
sealants, which remains on the surface, is to infiltrate a low- the Pediatric Dental Clinic at Universidade Federal do Rio de
viscosity resin into the porous enamel subsurface, filling the Janeiro for routine dental treatment in 2013/2014 (n = 520,
tiny pores within the lesion body. Hence, the pathways used Fig. 1).
for the diffusion of acids and minerals through the lesion are Routinely, every child in this age group presenting at least
occluded and caries progression is arrested [27–29]. one active caries lesion detected clinically is referred for ra-
The efficacy of caries infiltration in arresting caries lesion diographic examination. For the study, healthy children be-
progression has been reported so far by many studies, mostly tween 5 and 9 years old, presenting at least two pairs of adja-
with permanent teeth [29–33]. In relation to primary teeth, cent primary molars with proximal contact, were considered
only one clinical trial [34] was completed, also revealing that eligible (n = 130, Fig. 1). Exclusion criteria were children who
infiltration was efficacious in controlling caries progression. did not cooperate during the dental appointments, primary
Other two studies [35, 36] in primary molars are still ongoing.
A systematic review and meta-analysis [37] based on sealing
and infiltration clinical trials concluded that sealing/
infiltrating non-cavitated proximal caries lesions, in both pri-
mary and permanent teeth, seems to be effective in controlling
caries progression in short and medium terms. Corroborating
with this finding, another systematic review [38] concluded
that caries infiltration is a promising non-invasive approach
and might be considered as an additional option for proximal
caries. Both reviews [37, 38] suggested that further long-term
randomized controlled trials are still necessary to increase this
evidence. Particularly, in primary molars, it has been advocat-
ed that more evidence is required [39].
Therefore, the main purpose of the present study was to
evaluate the efficacy of caries infiltration in controlling pro-
gression of non-cavitated proximal lesions in primary molars.
As secondary purposes, dental anxiety in relation to caries
infiltration procedure and time required for treatment was also
evaluated.

Methods

This split-mouth controlled randomized clinical trial followed


the CONSORT recommendations [40] and is registered in
ClinicalTrials.gov (NCT01726179). Ethical approval was
given by the ethical committee from the Federal University Fig. 1 Flow diagram
Clin Oral Invest

molars supposed to exfoliate in less than 2 years, and proximal a single trained investigator using the caries infiltrant—
caries lesions showing obvious cavitation or clear sings of (Icon®, DMG, Hamburg, Germany) as described: local anes-
inactivity after tooth separation (n = 80, Fig. 1). From the thesia of the gingival papila, application of rubber dam, etch-
130 children, 50 fulfilled the inclusion criteria and had a pair ing of the lesion surface for 120 s using 15% HCl gel, washing
of digital bitewing radiographs taken with film-holders the lesion with water spray for 30 s, drying the lesion with
(Prisma®, São Paulo, Brazil) individualized with silicone bit- 100% ethanol for 30 s and subsequent air blowing, application
ing registers (Silagum-Putty®, DMG, Hamburg, Germany). of the infiltrant for 180 s using an applicator provided with the
Express™ digital x-ray system was used (Instrumentarium, kit, removing excess material from the lesion surface by air
Finland), operated at 70 KVp and 10 mA and the exposure blowing and flossing, light curing of the infiltrant for 40 s,
time was set at 0.4 s. The digital radiographic images were repeated application for 60 s, light curing for 40 s, polishing,
stored using CliniView™ software (Version 9.3.0). and removal of the rubber dam.
The proximal caries lesions were scored by one experi-
enced investigator under uniform lighting condition according
to the following scoring system: E1—radiolucency confined Dental anxiety and time required
to the outer half of enamel, E2—radiolucency involving the
inner half of enamel, D1—radiolucency in the outer third of A facial image scale [45] was presented by an assistant to the
dentin, D2—radiolucency in the middle third of dentin, and child before and after the dental treatment (caries infiltration),
D3—radiolucency in the inner third of dentin [41]. To be and he/she was asked to point out one of the faces that better
included in the study, children should present at least two represented his/her feelings at the moment. This facial scale
primary molars with proximal lesions detected on the radio- has five faces, ranging from very happy to very unhappy, and
graphs (scores E2 or D1). The proximal surface adjacent to the it is an instrument recommended for young children. Facial
selected lesion should be sound or present a proximal lesion of scale scores 1 and 2 are defined as positive affect faces, 3 is
less depth. Only one lesion per tooth was selected. undefined, and 4 and 5 are negative affect faces. The time
At the first appointment, the caries risk of the participants required for the treatment was assessed with a chronometer
was assessed based on caries index (Nyvad criteria) [42], by an assistant. The chronometer was started immediately
proximal plaque index [8] (0 = no visible plaque; 1 = visible after placement of the rubber dam.
plaque) and gingival bleeding index [43] (0 = no bleeding
after flossing; 1 = bleeding after flossing), dietary habits, and
exposition to fluorides based on the Cariogram model [44]. Outcome and follow up
The patient’s risk was categorized as low, moderate, or high. A
single calibrated examiner assessed the clinical parameters The main outcome was the proportion of radiographic caries
and an assistant was in charge of interviewing parents to com- progression in the test group compared to that in the control
plete remaining data on the caries risk. All included children group. Clinical assessment of proximal plaque, proximal gin-
received standard dental care in relation to their individual gival bleeding, and dental caries was done at baseline,
needs. 6 months, and 12 months by a trained examiner (intra-exam-
iner agreement for dental caries ranged from 90.2%, kappa
Randomization and intervention 0.65, to 98.3%, kappa 0.75, and inter-agreement from 90%,
kappa 0.63, to 98.7%, kappa 0.81). At 6 months of evaluation,
Each child participated in the study with two proximal lesions: children were recalled also for reinforcement of the oral hy-
one assigned to the control group and one to the test group by giene instructions. Evaluation of possible adverse effects was
simple randomization. If more than two lesions were present, done immediately after the treatment, 24 h and 1 week after
two of them were selected by chance. Lesions were allocated the intervention (by phone) and repeated in the follow-up
to the test group (fluoridated toothpaste + flossing + infiltra- appointments (6 months and 12 months).
tion) or to the control group (fluoridated toothpaste + flossing) Digital bitewing radiographs were taken at baseline and
(Fig. 1). The randomization followed the sequence from tooth repeated after 12 months. Pairwise reading was assessed by
55 to 65 in the upper arch and from 75 to 85 in the lower arch. one calibrated examiner, blind in relation to test and control
The first tooth in the sequence was allocated by flipping a coin lesions (intra and inter-examiner reliability was 95.8%, kappa
to test or control and the other tooth was automatically allo- 0.90, and 90%, kappa 0.75, respectively), and in a randomized
cated to the other group. order, regardless of the participant number and group.
Patients and their guardians were instructed to floss once a Reproducibility of the examiner was reassessed based on du-
day and to brush with fluoridated toothpaste twice a day. plicated readings. If any carious lesion progressed to D2 or D3
Flossing and brushing instructions were reinforced every or to visual cavity at follow-up evaluations, it received restor-
6 months. The treatment of the test lesion was performed by ative treatment and was considered as progressed in the study.
Clin Oral Invest

Statistical analysis the distribution of the sample regarding clinical and radio-
graphic scores of the 1-year follow-up.
Data were analyzed in SPSS software (SPSS Inc., Chicago,
USA-version 22). Descriptive analysis provided information
Clinical and radiographic follow-up
about the different variables assessed at the baseline. The dif-
ference in the proportion of progressing lesions between test
At 6 months, no relevant changes in the caries status were
and control groups was analyzed descriptively and using the
observed clinically. Plaque and gingival bleeding were present
McNemar Test. Additionally, therapeutic effect were calculat-
in most of the proximal selected sites at baseline and also at
ed by the relative risk reduction (RRR)—efficacy—and also
the recalls (6 and 12 months) with no difference between test
through absolute value. The level of significance was set at
and control sites (p > 0.05). At 12 months, 11 clinically prox-
0.05. Intra and inter-examiner reliability was assessed using
imal surfaces were scored differently from baseline: 2 control
percentage agreement and Kappa coefficient test.
and 4 test surfaces, scored at baseline as sound (score 0), were
scored as active non-cavitated (score 1); 1 control and 3 test
lesions scored as active non-cavitated (score 1) at baseline were
Results scored as inactive (score 4); and one control lesion was active
non-cavitated (score 1) showed breakdown of the marginal
Baseline data crista (scored 3) and was indicated for restoration.
Radiographically, 5 (11.9%) test lesions and 14 (33.3%)
The full sample included 50 children: 28 girls (56%) and 22 control lesions progressed after 12 months. The therapeutic
boys (44%), with mean age of 6.2 (± 1.29) (ranging from 5 to effect according to the radiographic progression after 1 year
9 years), living in a fluoridated area. The majority of the sam- was 21.4%, and the relative risk reduction was 64.3%. Table 3
ple corresponded to high/medium caries risk, based on the shows the proportion of caries progression after 12 months of
Cariogram model [44]. According to Nyvad criteria [42], 47 follow-up correlating test and control lesions using McNemar
(94%) patients had at least 1 tooth surface with active caries Test (p = 0.012). In 10 (23.8%) patients, only the control
detected clinically. Among those with active caries, 24 had up lesion progressed, in 4 (9.5%) patients, both control and test
to 6 tooth surfaces with active caries and 23 had 7 or more lesions progressed, and in 1 (2.4%) patient, only the test lesion
tooth surfaces with active caries. Eleven (22%) patients had at progressed.
least one proximal surface with cavitated caries lesion. The Table 4 shows the distribution of test and control lesions at
mean proximal plaque index was 62.9% (± 28.2) and the mean baseline and at 12-month follow up according to the radio-
proximal gingival bleeding index was 38.1% (± 19.6). Table 1 graphic scores. From the 30 test lesions scored as E2 at base-
shows the baseline data of the full sample, after 1-year follow- line, 2 progressed to D1. From the 35 control lesions scored as
up and the dropouts during this period. From the total sample, E2 at baseline, 6 progressed to D1 and 4 to D2. Considering
42 (84%) completed the 1-year follow-up (Fig. 1). Therewith, the 12 test and 7 control lesions scored as D1 at baseline, 3 and
the dropout represented eight children (16%). Table 2 shows 4, respectively, progressed to D2.

Table 1 Baseline data of the full


sample, baseline data of those Baseline variables Full sample Sample 12 months Dropouts
seen at 12-month follow-up and n = 50 n = 42 n=8
the dropouts
Age 6.2 (± 1.29) 6.7 (± 1.3) 7.6 (± 1.1)
Girls 28 (56%) 23 (54.8%) 5 (62.5%)
Boys 22 (44%) 19 (45.2%) 3 (37.5%)
Proximal plaque (%) 62.9%(± 28.2) 60.6 (± 27.8) 75.2% (± 29.1)
Proximal GB (%) 38.1% (± 19.6) 38.0 (± 19.3) 37.2% (± 21.7)
Caries index* 7.3 (± 6.5) 7.8 (± 7.2) 8.7 (± 7.7)
Caries risk
Low 3 (6%) 3 (7.1%) 0 (0%)
Medium 23 (46%) 18 (42.9%) 5 (62.5%)
High 24 (48%) 21 (50.0%) 3 (37.5%)
*
Nyvad score system (Nyvad et al. [42]) at tooth surface level, considering only active caries lesions (both
primary and permanent teeth)
GB gingival bleeding
Clin Oral Invest

Table 2 Distribution of test and control lesions according to tooth/tooth Discussion


surface, caries score (Nyvad criteria) and radiographic score (Espelid and
Tveit) of the 1-year follow-up
The results of the present study indicate that caries infiltration is
Tooth surface Test lesions Control lesions an applicable method to be used in children and efficacious in
controlling proximal caries lesions in primary molars since test
Distal 1° molar 23 (54.8%) 18 (42.8%)
lesions progressed less than control lesions. The procedure was
Mesial 2° molar 16 (38.1%) 17 (40.5%)
well accepted by children and the time required for the treatment
Distal 2° molar 3 (7.1%) 7 (16.7%)
was suitable. The dropout rate of 16% (8/50) was considered
Radiographic scores Test lesions Control lesions
acceptable. A dropout of 19 and 5.5% after 12 months were
E2 30 (71.4%) 35 (83.3%)
reported in previous clinical trials in primary teeth [34, 35].
D1 12 (28.6%) 7 (16.7%) Currently, only one clinical trial in primary molars was
Nyvad scores Test lesions Control lesions published with final results after 12 months follow-up [34].
0 (sound) 34 (81.0%) 35 (83.3%) Two randomized controlled clinical trials with a split-mouth
1(active non-cavitated) 8 (19.0%) 7 (16.7%) design are still ongoing [35, 36], comparing resin infiltration
Total 42 (100%) 42 (100%) plus fluoride varnish with fluoride varnish treatment alone
[34, 35] or comparing caries infiltration, silver diamine fluo-
ride and flossing [36]. In the present study, the decision of not
supplementing the treatment of test and control lesions with
Dental anxiety and time required
topical fluoride application was based on the fact that all the
participants lived in fluoridated area and had access to fluoride
According to the Facial Image Scale (FIS) [45], the level of
toothpaste daily.
anxiety was both low before and after the treatment. Most
One of the advantages of the split-mouth study design is the
of the children (84%) pointed out the faces 1 or 2 (positive
reduced risk of bias due to inter-individual variability of the
affect faces) for the anxiety at both moments. Only 2 (4%)
treatment effect estimation [25]. It is preferable as both test
children selected the negative affect faces to express how
and control lesions are exposed to the same conditions in
they were feeling before treatment and only 4 (8%) after
terms of caries risk [37, 38]. On the other hand, it might be
treatment.
more difficult to select patients, particularly in studies with
The mean time required for the infiltration procedure
such restrictive inclusion criteria. Although the present study
was 11 min and 29 s (± 1.16 min/s), ranging from 10 min
sample fitted the sample size calculation, we expected to have
and 4 s to 17 min and 2 s. No unwanted relevant side-
selected more patients due to the large number of children
effects, like pain, vitality loss, or gingival damage were
screened (n = 520) and assessed for eligibility (n = 130).
recorded, either from the direct questioning of the children
Randomization and blinding represents one of the quality
and/or their parents, or from the visual clinical examination
assessments in a clinical trial. In the present study, randomi-
of the teeth, during the recall period (immediately after the
zation guaranteed the chance of the selected proximal lesions
treatment, day after and 1 week (by phone), 6 months and
to be allocated in either test or control group. Regarding
1 year). Immediately after removing rubber dam, 2 (4%)
blinding, ideally, participants, operator, and/or examiner
patients reported bitter taste and 11 (22%) reported pain in
should be blind in relation to the intervention in order to avoid
the area of the treated tooth. These symptoms disappeared
performance bias [46, 47]. However, in our study, due to the
during the next 2 h after the procedure.
lack of a mock treatment, neither the operator nor the patient
was blind because the infiltration technique is totally different
from non-invasive approaches. Nonetheless, in the present
Table 3 Proportion of radiographic progression of test (n = 42) and study, the examiner of the main outcome (radiographic caries
control (n = 42) lesions after 12-months follow up progression) was blind in relation to test and control lesions.
Regarding the comparison between the baseline and
Control Test Total*
follow-up images, the use of standardized individual holders
No progression Progression [29, 30, 32] is considered the most reliable method to obtain
reproducible x-ray images. In the present trial, individualized
N % N % N % film-holders with bite impressions, allowed repeating the
No progression 27 64.3 1 2.4 28 66.7 same position of the digital sensor in the subsequent x-ray
Progression 10 23.8 4 9.5 14 33.3
examination. As under regular clinical settings, dentists use
Total* 37 88.1 5 11.9 42 100
pairwise reading to assess caries progression [30], we decided
to use pairwise analysis to be more reliable with the routine
*McNemar Test p = 0.012 daily practice.
Clin Oral Invest

Table 4 Radiographic assessment of caries progression after 12 months among test (n = 42) and control (n = 42) lesions.

Group Baseline 1 year

N Score N Score Restoration

Test 30 E2 28 E2

2
D1
12 D1 9

3 D2 3

Control 35 E2 25 E2

6
D1
7 D1 3

4 D2 8

In the present study, pairwise reading after 12 months re- lesions. The benefit obtained (efficacy) with the infiltration
vealed that 11.9% (5/42) of the test lesions and 33.3% (14/42) technique was 64.3%.
of the control lesions progressed, resulting in a therapeutic Caries risk at the patient level, assessed at baseline, was
effect of 21.4% (absolute value). This result is in accordance similar to a previous trial [34], most of the sample correspond-
with a previous trial [34] and with partial data of an ongoing ing to high or medium caries risk, which justifies evaluating
study [35], both with primary molars, considering the same an alternative technique to control proximal caries in primary
follow-up period. The first [34] observed progression in teeth. The relation between patient’s caries risk at baseline and
23.1% (9/39) of the test in comparison with 61.5% (24/39) radiographic caries progression was not statistically signifi-
of the control lesions and 38.4% of therapeutic effect. The cant. Similar results were seen by Martignon et al. [25].
second one [35] showed that 10.6% (9/85) of the test lesions No relevant side effects of the infiltration technique were
and 23.5% (20/85) of the control lesions progressed with a observed immediately after treatment or during the recall pe-
therapeutic effect of 12.9%. The eight control lesions and riods. Likewise, others studies did not report side effects with
the three test lesions that progressed to the middle third of children [34], or adults [29–31, 48]. Immediately after remov-
dentin (D2) were indicated for restoration. Other trials used ing rubber dam, 2 (4%) patients reported bitter taste in accor-
the same parameter to refer progressing lesions to restorative dance with other study [49], what we considered a possible
treatment [29, 30, 34]. Besides the absolute value, we calcu- overflow of the material into de gingiva. In the present trial, 11
lated the relative risk reduction to better describe the therapeu- (22%) patients reported pain in the area of the treated tooth
tic effect of the infiltration technique. In our study, the infil- after rubber dam removal. This condition was interpreted as a
tration technique proved to be a protective factor (RR < 1), pressure caused by the wedge during tooth separation,
being an effective in arresting the progression of the carious reflecting on the periodontal ligament. It is important to point
Clin Oral Invest

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Funding information The work was supported by FAPERJ no. E-26/ 14. Årtun J, Thylstrup A (1986) Clinical and scanning electron micro-
110.273/2012 and DMG. scopic study of surface changes of incipient enamel caries lesions
after debonding. Scand J Dent Res 94:193–210
Compliance with ethical standards 15. Holmen L, Thylstrup A, Årtun J (1987) Clinical and histological
features observed during arrestment of active enamel carious le-
sions in vivo. Caries Res 21:546–554
Conflict of interest Authors RCJ and IPRS declare no conflict of interest. 16. Paim S, Modesto A, Cury JA, Thylstrup A (2003) Development
Authors MMA and VMS received research grant from DMG, Hamburg, and control of caries lesions on the occlusal surface using a new
Germany. The funder had no role in the study design, data collection and in vivo caries model. Pesq Odontol Bras 17:189–195
analysis, decision to publish, or preparation of the manuscript.
17. Thylstrup A, Bruun C, Holmen L (1994) In vivo caries models—
mechanisms for caries initiation and arrestment. Adv Dent Res 8(2):
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in studies involving human participants were in accordance with the 18. Paris S, Meyer-Lueckel H, Kielbassa AM (2007) Resin infiltration
ethical standards of the institutional and/or national research committee of natural caries lesions. J Dent Res 86:662–666
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parable ethical standards. Informed consent was obtained from all indi- ride therapies for preventing dental caries. Eur Arch Paediatr Dent
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20. Mejàre I, Stenlund H (2000) Caries rates for the mesial surface of
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