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Journal of the World Federation of Orthodontists 1 (2012) e67ee72

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Journal of the World Federation of Orthodontists


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Research

Prevalence and gender comparison of malocclusion among Japanese


adolescents: A population-based study
Yuko Komazaki a, b, Takeo Fujiwara b, *, Takuya Ogawa a, c, d, Miri Sato e, Kohta Suzuki e, Zentaro Yamagata f,
Keiji Moriyama a, c, d
a
Department of Maxillofacial Orthodontics, Graduate School of Medical and Dental Sciences, Tokyo Medical and Dental University, Tokyo, Japan
b
Department of Social Medicine, National Research Institute for Child Health and Development, Tokyo, Japan
c
Global Center of Excellence program for Molecular Science for Tooth and Bone Diseases, Tokyo Medical and Dental University, Tokyo, Japan
d
Hard Tissue Genome Research Center, Tokyo Medical and Dental University, Tokyo, Japan
e
Center for Birth Cohort Studies, Interdisciplinary Graduate School of Medicine and Engineering, University of Yamanashi, Yamanashi, Japan
f
Department of Health Sciences, Interdisciplinary Graduate School of Medicine and Engineering, University of Yamanashi, Yamanashi, Japan

a r t i c l e i n f o a b s t r a c t

Article history: Background: A lack of studies regarding the prevalence of malocclusion, including gender comparisons,
Received 11 January 2012 has precluded an efficient dental health policy in Japan. We aimed to describe the prevalence and
Received in revised form perform a gender comparison of malocclusion requiring orthodontic treatment in Japan.
10 May 2012
Methods: On the basis of the index of orthodontic treatment need, occlusal characteristics of a pop-
Accepted 3 July 2012
ulation-based sample of adolescents (ages 12e15 years) were evaluated by orthodontists.
Available online 6 August 2012
Results: A total of 821 adolescents participated in this study. The prevalence of malocclusion was 46.5%.
Multivariate logistic regression indicated that girls were 1.56 times more likely than boys to develop
Keywords:
Gender comparison
malocclusion, particularly with anterior crossbite and upper and lower crowding.
Index of orthodontic treatment need (IOTN) Conclusions: This population-based study revealed that approximately half of the Japanese adolescents
Japan included in this study had malocclusion, which occurred primarily in girls. This study may provide
Malocclusion reliable baseline data regarding the orthodontic treatment needs of the Japanese adolescent population.
Prevalence Ó 2012 World Federation of Orthodontists.

1. Introduction prevalence of malocclusion in Japan by using the index of ortho-


dontic treatment need (IOTN) [8] and found prevalence rates of
To quantify orthodontic treatment needs, a number of epide- 35.5% [9] and 56% [10]. However, these studies did not include
miological studies have been performed to determine the preva- population-based samples. Therefore, it was necessary to investi-
lence of malocclusion in various ethnic groups, including gate the prevalence of malocclusion requiring orthodontic treat-
Caucasians [1,2], non-Hispanic blacks [3e6], and non-Hispanic ment based on internationally comparable diagnostic criteria in
whites [5]. Because malocclusion is the most common dentofacial a representative sample among junior high school students, most of
anomaly that varies considerably according to the population in who have permanent dentition and have not undergone treatment
question [6,7], it is necessary to establish an efficient dental health for their malocclusion.
policy and training program for specialists in Japan to assess the To identify adolescents at high risk of developing malocclusion
prevalence of malocclusion requiring orthodontic treatment among and to thereby develop an efficient dental health policy, there is
the current population. a need to clarify the gender differences related to malocclusion risk
Few studies have investigated the prevalence of malocclusion in a given population. However, previous reports of gender differ-
among Asians, including the Japanese. Two studies investigated the ences related to malocclusion prevalence are inconclusive. In Italy,
adolescent boys ages 11 to 14 years are more likely to develop either
increased overbite or overjet [11]. However, other studies have re-
Conflict of Interest: The authors have no conflicts of interest to declare. ported no gender differences among adolescents in Columbia [12],
* Corresponding author: Department of Social Medicine, National Research
Institute for Child Health and Development, 2-10-1 Okura, Setagaya-ku, Tokyo 157-
France [13], Latvia [14], Norway [15], and the United Kingdom [16].
8535, Japan. To the best of our knowledge, only a few studies have compared the
E-mail address: fujiwara-tk@ncchd.go.jp (T. Fujiwara). prevalence of malocclusion between genders in Japan [9,10].

2212-4438/$ e see front matter Ó 2012 World Federation of Orthodontists.


http://dx.doi.org/10.1016/j.ejwf.2012.07.001
e68 Y. Komazaki et al. / Journal of the World Federation of Orthodontists 1 (2012) e67ee72

Thus, we aimed to investigate the prevalence and perform (n ¼ 141), and who did not have information regarding their
a gender comparison of malocclusion requiring orthodontic treat- treatment history (n ¼ 1) were excluded. Koshu City is the field
ment among Japanese adolescents by using a population-based study area for Project Koshu, an ongoing prospective birth-cohort
sample and internationally comparable diagnostic criteria. study that began in 1988 [17].
This study was approved by the ethical review board of Tokyo
Medical and Dental University (No. 619) and the University of
2. Materials and methods Yamanashi, School of Medicine (No. 332).

2.1. Patients
2.2. Measurement of occlusal traits
The present study included all of the students enrolled in every
junior high school (school n ¼ 5) in Koshu City (ages 12e15 years; This study was conducted within a general health checkup in the
students n ¼ 991). The students who were absent on the exami- junior high schools that all of the adolescents were supposed to
nation day (n ¼ 28), who had received orthodontic treatment receive. The participants were examined using portable lighting

Table 1
Definition of malocclusion requiring treatment

Characteristic Treatment need Borderline to none Definition Measurement method


1 Increased overjet Overjet > 6 mm Overjet  6 mm Increased overjet was defined if overjet Overjet was defined as the horizontal
was > 6 mm. overlap of the incisors.
2 Reverse overjet Overjet < e1 mm Overjet  e1 mm Reverse overjet was defined if the It was measured using a periodontal
overjet was < e1 mm. probe from the labial surface of the
most anterior lower central incisor to
the labial surface of the most anterior
upper central incisor parallel to the
occlusal plane.
All the measurements were made to the
nearest 0.5 mm.
Patients with restorations on the
central incisors were excluded.
3 Deep bite Overbite > 5 mm Overbite  5 mm Deep bite was defined if overbite Overbite was defined as the vertical
was > 5 mm. overlap of the incisors.
4 Open bite Overbite < e4 mm Overbite  e4 mm Open bite was defined if overbite It was measured using a periodontal
was > e4 mm. probe between the level of the edge
of the upper central incisor and the
lower central incisor.
All the measurements were made to the
nearest 0.5 mm.
Patients with restorations on central
incisor were excluded.
5 Posterior crossbite (þ) (e) Posterior crossbite was registered if one Direct observation of the premolars/
or more maxillary premolars/molars molars.
lingually occluded the mandibular
premolars/molars.
6 Anterior crossbite (þ) (e) Anterior crossbite was registered if one Direct observation of the incisors/
or more maxillary incisors/canines canines.
lingually occluded the mandibular
incisors/canines.
7 Lingual crossbite (þ) (e) Lingual crossbite was recorded when Direct observation of the premolars/
lingual cusps of one or more molars.
maxillary molars buccally occluded
the buccal surfaces of corresponding
mandibular teeth.
8 Crowding Crowding  5 mm Crowding  4 mm Crowding  5 mm in each jaw was Crowding was recorded in the maxillary
registered. and mandibular arches separately
and was graded by inspection as
follows:
0. None
1. Crowding  4 mm
2. 5 mm  crowding  9 mm
3. 10 mm  crowding
Spacing was also recorded.
9 Cleft lip and/or palate (þ) (e) Defects of cleft lip and/or palate. Direct observation of the lip and palate.
10 Hypodontia (þ) (e) Hypodontia was registered. Direct observation of the dentition.
a) extensive hypodontia with
restorative implications (more than
one tooth missing in any quadrant)
requiring prerestorative orthodontics
b) less extensive hypodontia requiring
prerestorative orthodontics or
orthodontic space closure to obviate
the need for a prosthesis (not more
than one tooth missing in any
quadrant)
Y. Komazaki et al. / Journal of the World Federation of Orthodontists 1 (2012) e67ee72 e69

while sitting on a chair. Angle’s classification, posterior and anterior Table 2


crossbite, lingual crossbite, upper and lower crowding, dental age, Participant characteristics by treatment history (n ¼ 962)

cleft lip and/or palate, hypodontia, and median diastema were Treatment Treatment P for
examined using a dental mirror. Overjet, overbite, midline discrep- history e history þ chi-square
ancy, and tooth size of the upper left central incisor were measured (n ¼ 821) (n ¼ 141) test

using periodontal probes (YDM Ltd., Tokyo, Japan). Orthodontic n % n %


treatment history was also obtained from the participants. Because Sex
this study was conducted within a general health checkup in the Boys 455 55.4 59 41.8 0.003
Girls 366 44.6 82 58.2
junior high schools, radiographs, study casts, or previously written
Grade
records of the participants were not included in our analysis. 1 259 31.5 40 28.4 0.75
2 299 36.4 53 37.6
2.3. Evaluation of malocclusion 3 263 32.0 48 34.0

The IOTN is composed of two components [8], the dental health


component (DHC) [18] and the aesthetic component (AC) [19]. In 97.2%). The percentage of the population with an orthodontic
this study, we utilized only the DHC to diagnose malocclusion treatment history was 14.6% (n ¼ 141 [59 boys and 82 girls); this
because the DHC and AC are highly correlated [9] and the DHC is percentage was higher among girls than boys (18.3% vs. 11.5%;
more reliable than the AC as a measure of malocclusion [13]. P ¼ 0.003). Thus, by excluding those who had previously received
Furthermore, the time allocated for dental examination was very orthodontic treatment (n ¼ 141) and who did not have information
limited (1e2 min per person), as this study was conducted within regarding treatment history (n ¼ 1), the final sample included 821
the framework of a general health checkup. For the same reason, adolescents (82.8% of all of the junior high school students in Koshu
the details of three IOTN definitions were slightly modified. One is City [n ¼ 991]). The distributions of gender and grade level are
deep bite, which was defined as increased and complete overbite presented in Table 2. In Japan, grade 1 includes adolescents ages 12
causing notable indentations on the palate or labial gingivae in the to 13 years, grade 2 consists of ages 13 to 14 years, and grade 3
IOTN, which was defined as >5 mm in this study. The second includes ages 14 to 15 years. All students were Japanese.
definition was for anterior and posterior crossbite, which we Table 3 shows the distribution of occlusal traits. The mean
defined regardless of displacement between retruded contact tooth size was 8.58 mm (standard deviation, 0.024); moreover, the
position and intercuspal position (as shown in the Table 1), while tooth size was larger in boys than that of girls (8.68 mm vs.
the IOTN defines anterior and posterior crossbite as >2 mm 8.44 mm; P < 0.001). The prevalence of anterior crossbite was
displacement between retruded contact position and intercuspal 18.6%, which was higher in girls than that of boys (23.2% vs. 15.0%;
position. The final definition was for reverse overjet, which was P ¼ 0.002). The prevalence of upper crowding 5 mm was 18.7%,
defined as less than e3.5 mm with no reported masticatory or which was higher in girls than that of boys (23.2% vs. 15.2%;
speech difficulties or e3.5 mm < overjet < e1 mm with reported P ¼ 0.001). The prevalence of malocclusion requiring orthodontic
masticatory or speech difficulties; the IOTN defined reverse overjet treatment was 46.5% (95% confidence interval [CI], 43.0e49.9),
as less than e1 mm with no reported masticatory or speech diffi- which was higher in girls (51.4%; 95% CI, 46.2e56.5) than boys
culties. The details of the criteria used in this study for the evalu- (42.5%; 95% CI, 37.9e47.1).
ation of malocclusion are described in Table 1. Table 4 depicts the ORs for girls having each item included in the
The dental examinations were performed by three orthodontists diagnosis of malocclusion and malocclusion requiring treatment.
from the same department (Section of Maxillofacial Orthognathics, According to the crude model, girls were more likely than boys to
Tokyo Medical and Dental University). These orthodontists had develop anterior crossbite (OR, 1.72; 95% CI, 1.21e2.45), upper
completed more than 2 years of training and were educated in the crowding (OR, 1.69; 95% CI, 1.19e2.41), and malocclusion requiring
same graduate school (Section of Maxillofacial Orthognathics, treatment (OR, 1.43; 95% CI, 1.08e1.88). After adjusting for grade
Tokyo Medical and Dental University). Kappa statistics between the (model 1), similar ORs were obtained, thus suggesting that grade was
three orthodontists were satisfactory for inter-rater reliability less likely to confound the association between gender and maloc-
(k ¼ 0.58, 96.0% agreement). clusion. Further adjustment for tooth size (model 2) revealed that girls
were more likely than boys to develop anterior crossbite (OR,1.90; 95%
2.4. Statistical analysis CI, 1.32e2.74) and upper crowding (OR, 1.80; 95% CI, 1.25e2.59). In
addition, lower crowding became significant (OR, 1.66; 95% CI,
The occlusal traits of the boys and girls included in this study were 1.07e2.57). Finally, girls were 1.56 times more likely to develop
compared using the chi-square test for categorical variables and malocclusion requiring treatment than boys (95% CI, 1.17e2.07).
either the t test or Wilcoxon rank-sum test for continuous variables This study found that the prevalence of malocclusion requiring
(i.e., midline discrepancy and tooth size) based on their distribution. orthodontic treatment among Japanese adolescents was 46.5%
The midline discrepancy values were not normally distributed, (i.e., almost half of the adolescents needed orthodontic treatment).
whereas the tooth size data were normally distributed. The odds ratio In addition, girls were 1.56 times more likely than boys to develop
(OR) for each item to diagnose malocclusion and malocclusion malocclusion, particularly anterior crossbite, upper crowding, and
requiring treatment in girls were calculated using bivariate and lower crowding after adjusting for grade and tooth size.
multivariate logistic regression adjusted for grade (i.e., age), and In a previous Japanese study using the IOTN, the prevalence of
tooth size. The significance level was set at 0.05. Stata 12 SE (Stata- malocclusion among adolescents ages 11 to 14 years was 35.5% [9].
Corp LP, College Station, TX) was used for all statistical analyses. The higher prevalence observed in our study was likely due to the
lack of functional evaluation and the differences in sample compo-
3. Results and discussion sition (i.e., a higher participation rate in our study). Another study,
which included casts for evaluations, reported a malocclusion
The present study was implemented as part of a school-based prevalence of 56.0% [10]; the higher prevalence reported by the
health checkup and all students, except those absent from the previous study was most likely attributable to a higher overall
school on the day of the checkup, participated in the study (n ¼ 963, sample age (participants ages 15e18 years) than that of our study.
e70 Y. Komazaki et al. / Journal of the World Federation of Orthodontists 1 (2012) e67ee72

Table 3
Distribution of occlusal traits and malocclusion requiring treatment (n ¼ 821)

All (n ¼ 821) Boys (n ¼ 455) Girls (n ¼ 366) P for chi-square test

n or mean % or SD n or mean % or SD n or mean % or SD


Occlusal traits not used for diagnosis
Angle (right)
Class I 482 58.9 268 59.0 214 58.8 0.93
Class II 234 28.6 128 28.2 106 29.1
Class III 102 12.5 58 12.8 44 12.1
Angle (left)
Class I 454 55.5 258 56.8 196 53.9 0.14
Class II 285 34.8 159 35.0 126 34.6
Class III 79 9.7 37 8.2 42 11.5
Angle
Class I 372 51.3 204 51.5 168 51.1 0.62
Class II division 1 134 18.5 70 17.7 64 19.5
Class II division 2 54 7.5 28 7.1 26 7.9
Class II (not division 1 or 2) 89 12.3 55 13.9 34 10.3
Class III 76 10.5 39 9.9 37 11.3
Median diastema
(þ) 24 2.9 14 3.1 10 2.7 0.77
(-) 797 97.1 441 96.9 356 97.3
Dental age
III B 133 16.2 90 19.8 43 11.8 0.004
III C 261 31.8 146 32.2 115 31.4
IV A 426 52.0 218 48.0 208 56.8
Midline discrepancy (mm) 1.11 0.041 1.02 0.051 1.21 0.065 0.022*
Tooth size (mm) 8.58 0.024 8.68 0.033 8.44 0.034 < 0.001y
Occlusal traits used for diagnosis
Overjet
> 6 mm 80 9.8 42 9.2 38 10.4 0.48z
1 to 6 mm 730 89.0 409 89.9 321 88.0
< e1 mm 10 1.2 4 0.9 6 1.6
Overbite
> 5 mm 73 8.9 39 8.6 34 9.3 0.45z
4 to 5 mm 743 90.6 415 91.2 328 89.9
< e4 mm 4 0.5 1 0.2 3 0.8
Posterior crossbite
(þ) 58 7.1 27 6.0 31 8.5 0.16
(e) 761 92.9 426 94.0 335 91.5
Anterior crossbite
(þ) 153 18.6 68 15.0 85 23.2 0.002
(e) 668 81.4 387 85.1 281 76.8
Lingual crossbite
(þ) 28 3.4 15 3.3 13 3.6 0.84
(e) 793 96.6 440 96.7 353 96.5
Upper spacingx 96 11.7 67 14.7 29 7.9 0.001z
Upper crowdingx
None 268 32.6 161 35.4 107 29.2
 4 mm 303 36.9 158 34.7 145 39.6
5e9 mm 121 14.7 53 11.7 68 18.6
 10 mm 33 4.0 16 3.5 17 4.6
Lower spacingx 57 7.0 36 7.9 21 5.8 0.21z
Lower crowdingx
None 263 32.1 155 34.1 108 29.6
 4 mm 400 48.8 216 47.5 184 50.4
5e9 mm 89 10.9 44 9.7 45 12.3
 10 mm 11 1.3 4 0.9 7 1.9
Cleft lip and/or palate
(þ) 0 0.0 0 0.0 0 0.0 NA
(e) 821 100.0 455 100.0 366 100.0
Hypodontia
(þ) 0 0.0 0 0.0 0 0.0 NA
(e) 821 100.0 455 100.0 366 100.0
Diagnosed malocclusion
Malocclusion requiring treatmentjj
(þ) 381 46.5 193 42.5 188 51.4 0.011
(e) 439 53.5 261 57.5 178 48.6

NA, not applicable; SD, standard deviation.


* Wilcoxon rank-sum test was performed.
y
A t test was performed.
z
Fisher’s exact test was performed.
x
Spacing and crowding (upper/lower) were combined to calculate P value.
jj
Malocclusion requiring treatment was defined as overjet > 6 mm or < e1 mm, overbite > 5 mm or < e4 mm, posterior or anterior crossbite, lingual crossbite, upper or
lower crowding > 4 mm, cleft of lip and/or palate, or hypodontia.
Y. Komazaki et al. / Journal of the World Federation of Orthodontists 1 (2012) e67ee72 e71

Table 4
Odds ratio of gender difference for items used to diagnose malocclusion and malocclusion requiring treatment (n ¼ 821)

Crude Model 1 Model 2

OR 95% CI OR 95% CI OR 95% CI


Increased overjet
Girl 1.14 (0.71e1.81) 1.12 (0.71e1.78) 1.08 (0.67e1.73)
Boy Reference Reference Reference
Reverse overjet
Girl 1.88 (0.53e6.73) 1.77 (0.49e6.34) 2.50 (0.67e9.35)
Boy Reference Reference Reference
Deep bite
Girl 1.10 (0.68e1.77) 1.12 (0.69e1.82) 1.10 (0.67e1.80)
Boy Reference Reference Reference
Open bite
Girl 3.76 (0.39e36.3) 3.29 (0.34e32.0) 3.23 (0.31e33.2)
Boy Reference Reference Reference
Posterior crossbite
Girl 1.46 (0.85e2.49) 1.48 (0.87e2.54) 1.50 (0.87e2.58)
Boy Reference Reference Reference
Anterior crossbite
Girl 1.72 (1.21e2.45) 1.70 (1.19e2.42) 1.90 (1.32e2.74)
Boy Reference Reference Reference
Lingual crossbite
Girl 1.08 (0.51e2.30) 1.04 (0.49e2.23) 1.13 (0.52e2.45)
Boy Reference Reference Reference
Upper crowding
Girl 1.69 (1.19e2.41) 1.68 (1.18e2.40) 1.80 (1.25e2.59)
Boy Reference Reference Reference
Lower crowding
Girl 1.41 (0.93e2.14) 1.39 (0.91e2.12) 1.66 (1.07e2.57)
Boy Reference Reference Reference
Clefts of lip and/or palate
Girl N/A N/A N/A
Boy Reference Reference Reference
Hypodontia
Girl N/A N/A N/A
Boy Reference Reference Reference
Malocclusion which needs treatment
Girl 1.43 (1.08e1.88) 1.43 (1.08e1.88) 1.56 (1.17e2.07)
Boy Reference Reference Reference

Model 1 adjusted for grade.


Model 2 adjusted for grade, and tooth size.
Bolds indicates P < 0.05.
CI, confidence interval; OR, odds ratio; N/A, not applicable.

Several studies have reported the prevalence of occlusal traits prevalence. These observed differences might be due to genetic or
in diverse populations, and the variability of the results of these environmental factors [23]. The higher prevalence of crowding
studies is likely due to the differences in ethnicity, registration among Japanese might be explained by the observation that Asians
methods, and sample composition [12,20]. Previous studies re- are more likely than other populations to have brachycephalic
ported that Japanese adolescents are more likely to develop skulls [24]. The higher prevalence of increased overjet among
malocclusion than Nigerian, Australian, Chinese, and white Japanese might be because Asians are more likely to have shovel-
American adolescents, according to the dental aesthetic index shaped upper incisors than whites [25]. Further studies are needed
[6,7]. Other studies using the IOTN in the United Kingdom re- to elucidate the differences in the prevalence of malocclusion
ported that one-third of 12-year-old adolescents require ortho- among various ethnic groups.
dontic treatment [16,21], which is lower than the percentage We found a higher prevalence of malocclusion in girls than that
observed in our study conducted in Japan. Another study using the of boys. This finding is inconsistent with data from studies con-
IOTN on 12-year-old children in the United Kingdom found that ducted in Europe or Latin America, which reported no gender
the prevalence of increased overjet was 8.8%, the prevalence of differences in the malocclusion prevalence [12e16]. An Italian
reverse overjet (less than e1 mm) was 2.2%, and that of crowding study reported that boys are more likely to have increased overjet
was 8.9% [22]. Similarly, a study using the IOTN for French children or overbite among white adolescents ages 11 to 14 years [11].
ages 9 to 12 years reported that the prevalence of increased overjet However, we found that girls are more likely to develop an anterior
was 4.3%, the prevalence of reverse overjet (less than e1 mm) was crossbite and upper and lower crowding; the differences in our
1.3%, and that of crowding was 4.3%. However, an Italian study results might be explained by ethnic differences. Japanese girls are
including adolescents ages 11 to 14 years that did not utilize the more likely to have smaller jaws than boys, while this is not the case
IOTN reported that the prevalence of increased overjet (> 5 mm) for whites. In contrast, white boys are more likely to have increased
was 6.5%, the incidence of reverse overjet (< 0 mm) was 1.1%, and overbite or overjet than girls; however, this observation is not true
that of crowding (> 3 mm) was 20.2% [11]. A comparison of these for Japanese boys.
previous studies with our findings (increased overjet, 9.8%; reverse The possible factors that contribute to the higher prevalence of
overjet, 1.2%; crowding, 23.7%) suggests that Japanese adolescents anterior crossbite and upper and lower crowding in Japanese girls
are more likely to develop increased overjet and crowding than than that of boys might be the sizes of the maxilla and mandible,
European adolescents, whereas reverse overjet has a similar and not tooth size. In this study, the mean tooth size of girls was
e72 Y. Komazaki et al. / Journal of the World Federation of Orthodontists 1 (2012) e67ee72

smaller than that of boys (8.68 mm vs. 8.44 mm; P < 0.001), and the Dental Association, and was supported by a grant for the Japan
addition of tooth size as a confounding variable (model 2) increased Environment & Children’s Study (PI: Dr Hiroshi Sato).
the ORs. This finding suggests that tooth size inversely influenced
the association between gender and malocclusion. A possible
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Acknowledgments
109e20.
[30] Peres KG, De Oliveira Latorre Mdo R, Sheiham A, Peres MA, Victora CG,
We would like to thank all of the study participants, school staff, Barros FC. Social and biological early life influences on the prevalence of open
and school dentists of the junior high schools of Koshu City; and the bite in Brazilian 6-year-olds. Int J Paediatr Dent 2007;17:41e9.
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