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We will first try to explain what a microstate is and how we count them. This leads to a statement of
the second law of thermodynamics, which as we shall see has to do with maximising the entropy of an
isolated system.
In a magnetic field the two states are of different energy, because magnetic moments prefer to line up
parallel (rather than antiparallel) with the field.
Thus since E = −µ.B , the energy of the two states is E↑ = −µB, E↓ = µB. (Here the arrows refer
to the direction of the nuclear magnetic moment: ↑ means that the moment is parallel to the field and
↓ means antiparallel. There is potential confusion because for 3He the moment points opposite to the
spin!).
PH261 – BPC/JS – 1997 Page 2.1
2.2.2 The notion of a microstate
So much for a single particle. But we are interested in a system consisting of a large number of such
particles, N. A microscopic description would necessitate specifying the state of each particle.
In a localised assembly of such particles, each particle has only two possible quantum states ↑ or ↓.
(By localised we mean the particles are fixed in position, like in a solid. We can label them if we like
by giving a number to each position. In this way we can tell them apart; they are distinguishable). In a
magnetic field the energy of each particle has only two possible values. (This is an example of a two
level system). You can't get much simpler than that!
Now we have set up the system, let's explain what we mean by a microstate and enumerate them. First
consider the system in zero field . Then the states ↑ and ↓ have the same energy.
We specify a microstate by giving the quantum state of each particle, whether it is ↑or ↓.
↓↑↑↑↑↑↑↑↑↑
So we collect together all those microstates with the same number of up moments and down moments.
Since the relative number of ups and downs is constrained by N ↑ + N ↓ = N (the moments must be
either up or down), such a state can be characterised by one number:
m = N ↑ − N ↓.
This number m tells us the distribution of N particles among possible states:
N ↓ = (N − m) / 2, N ↑ = (N + m) / 2.
Now we ask the question: “how many microstates are there consistent with a given distribution (given
value of m; given values of N ↑, N ↓). Call this t (m). (This is Guenault’s notation).
Look at N = 10.
For m = 10 (all spins up) and m = −10 (all spins down), that's easy! — t = 1.
Now for m = 8 (one moment down) t (m = 8) = 10. There are ten ways of reversing one moment.
210 210
120 120
45 45
10 10
1 1
−10 −8 −6 −4 −2 0 2 4 6 8 10
m = N↑ − N↓
Plot of the function t (m) for 10 spins
When N = 100 the function is already much narrower:
29
1×10
0.8
0.6
0.4
0.2
Hence we can work out the average distribution; in this example this is just the average value of m.
The probability of a particular value of m is just t (m) / Ω i.e. the number of microstates with that
value of m divided by the total number of microstates (Ω = ∑m t (m)). So the average value of m is
∑m m t (m) / Ω.
In this example because the distribution function t (m) is symmetrical it is clear that mav = 0. Also
the value of m for which t (m) is maximum is m = 0.
So on average for a system of spins in zero field m = 0: there are equal numbers of up and down
spins. This average value is also the most probable value. For large N the function t (m) is very
strongly peaked at m = 0; there are far more microstates with m = 0 than any other value. If we
observe a system of spins as a function of time for most of the time we will find m to be at or near
m = 0. The observed m will fluctuate about m = 0, the (relative) extent of these fluctuations
decreases with N. States far away from m = 0 such as m = N (all spins up) are highly unlikely; the
probability of observing that state is 1 / Ω = 1 / 2N since there is only one such state out of a total 2N.
(Note: According to the Gibbs method of ensembles we represent such a system by an ensemble of Ω
systems, each in a definite microstate and one for every microstate. The thermodynamic properties are
obtained by an average over the ensemble. The equivalence of the ensemble average to the time
average for the system is a subtle point and is the subject of the ergodic hypothesis.)
It is worthwhile to note that the model treated here is applicable to a range of different phenomena.
For example one can consider the number of particles in two halves of a container, and examine the
density fluctuations. Each particle can be either side of the imaginary division so that the distribution
of density in either half would follow the same distribution as derived above.
______________________________________________________________ End of lecture 4
The thermodynamic quantity intimately linked to this disorder is the entropy. Entropy is a function of
state and is defined for a system in thermodynamic equilibrium. (It is possible to introduce a
PH261 – BPC/JS – 1997 Page 2.4
generalised entropy for systems not in equilibrium but let's not complicate the issue). Entropy was
defined by Boltzmann and Planck as
S = k ln Ω
where Ω is the total number of microstates accessible to a system. Thus for our example of spins
N
Ω = 2 so that S = Nk ln 2. Here k is Boltzmann’s constant.
This law may be illustrated by asking what happens when a constraint is removed on an isolated
composite system. Is the number of microstates of the final equilibrium state be smaller, the same or
bigger ? We expect the system to evolve towards a more probable state. Hence the number of
accessible microstates of the final state must be greater or the same and the entropy increases or stays
the same. A nice simple example is given by Guenault on p12-13. The mixing of two different gases is
another.
For a composite system Ω = Ω1Ω2. If the two systems are allowed to exchange energy, them in the
final equilibrium state the total number of accessible microstates Ω∗ is always greater.
The macroscopic desciption of this is that heat flows until the temperature of the two systems is the
same . This leads us, in the next section, to a definition of statistical temperature as
1 ∂S
T
= |
∂ E V ,N
.
Now suppose the two systems are brought into contact through a diathermal wall, so they can now
exchange energy.
↑
fixed diathermal wall
Thermal interaction
The composite system is isolated, so its total energy is constant. So while the systems exchange
energy (E1 and E2 can vary) we must keep E1 + E2 = E0 = const. And since V1, N 1, V2, N 2 all
PH261 – BPC/JS – 1997 Page 2.5
remain fixed, they can be ignored (and kept constant in any differentiation).
Our problem is this: after the two systems are brought together what will be the equilibrium state?
We know that they will exchange energy, and they will do this so as to maximise the total number of
microstates for the composite system.
or
∂ ln Ω1 ∂ ln Ω2
= .
∂E ∂E
But from the definition of entropy, S = k ln Ω, we see this means that the equilibrium state is
characterised by
∂ S1 ∂ S2
= .
∂E ∂E
In other words, when the systems have reached equilibrium the quantity ∂ S / ∂ E of system 1 is equal
to ∂ S / ∂ E of system 2. Since we have defined temperature to be that quantity which is the same for
two systems in thermal equilibrium, then it is clear that ∂ S / ∂ E (or ∂ ln Ω / ∂ E) must be related
(somehow) to the temperature.
It follows from this definition and the law of increasing entropy that heat must flow from high
temperature to low temperature (this is actually the Clausius statement of the second law of
thermodynamics. We will discuss all the various formulations of this law a bit later on.)
Let us prove this. For a composite system Ω = Ω1Ω2 so that S = S1 + S2 as we have seen.
According to the law of increasing entropy S ≥ 0, so that:
∂ S1 ∂ S2
∆S = (
∂E
−
∂E
∆E1 ≥ 0 )
or, using our definition of statistical temperature:
1 1
∆S =
T1 (−
T2 )
∆E1 ≥ 0.
As discussed already in a magnetic field the energies of the two possible spin states are
E↑ = − µB and E ↓ = µB.
We shall write these energies as ∓ε.
Now for an isolated system, with total energy E, number N, and volume V fixed, it turns out that N ↑
and N ↓ are uniquely determined (since the energy depends on N ↑ − N ↓). Thus m = N ↑ − N ↓ is fixed
and therefore it exhibits no fluctuations (as it did in zero field about the average value m = 0).
All microstates have the same distribution of particles between the two energy levels N ↑ and N ↓.
But there are still things we would like to know about this system; in particular we know nothing
about the temperature. We can approach this from the entropy in our now-familiar way.
where we have used N ↓ + N ↑ = N. Into this we substitute for N ↑ and N ↓ since we need S in terms of
E for differentiation to get temperature.
1 1 1 1
2 2 { 2 }
S = k N ln N − (N + E / ε) ln (N + E / ε) − (N − E / ε) ln (N − E / ε) .
2 { }
Now we use the definition of statistical temperature: 1 / T = ∂ S / ∂ E|N.V to obtain the temperature:
1 k N − E/ε
T
=
2ε
ln
N + E/ε {.
}
(You can check this differentiation with Maple or Mathematica if you wish!)
Recalling the expressions for N ↑ and N ↓, the temperature expression can be written:
1 k N↑
T
=
2ε
ln
N↓
,
{ }
which can be inverted to give the ratio of the populations as
N↑
= exp −2ε / kT .
N↓
Or, since N ↓ + N ↑ = N we find
N↑ exp −ε / kT
=
N exp +ε / kT + exp −ε / kT
N↓ exp +ε / kT
=
N exp +ε / kT + exp −ε / kT
1.0
0.8 N↑ / N
0.6
0.4
0.2 N↓ / N
kT / ε
0.0
0 2 4 6 8 10 12 14 16
Temperature variation of up and sown populations
This is our final result. It tells us the fraction of particles in each of the two energy states as a function
of temperature. This is the distribution function. On inspection you see that it can be written rather
concisely as
exp −ε / kT
n ( ε) = N
z
PH261 – BPC/JS – 1997 Page 2.8
where the quantity z
z = exp −ε / kT + exp +ε / kT
is called the (single particle) partition function. It is the sum over the possible states of the factor
exp −ε / kT . This distribution among energy levels is an example of the Boltzmann distribution.
This distribution applies generally(to distinguishable particles) where there is a whole set of possible
energies available and not merely two as we have considered thus far. This problem we treat in the
next section. In general
z = ∑ exp −ε / kT ,
states
where the sum is taken over all the possible energies of a single particle. In the present example there
are only two energy levels.
In the general case n (ε) is the average number of particles in the state of energy ε (In the present
special case of only two levels n (ε1) and n (ε2) are uniquely determined). To remind you, an example
of counting the microstates and evaluating the average distribution for a system of a few particles with
a large number of available energies is given in Guenault chapter 1. The fluctuations in n (ε) about this
average value are small for a sufficiently large number of particles. (The 1/ N factor)
0.8
0.6
0.4
linear region
Nµ2B
0.2 M ∼
kT
0.0 µB / kT
0.0 1.0 2.0 3.0
magnetisation of paramagnet
S
Nk ln 2
lower B
higher B
0
0 T
Entropy of a spin 1/2 paramagnet