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8𝜋𝜐2 𝑘𝑇
𝑢(𝜈, 𝑇) =
𝑐3
So, in the year 1900, Max Planck tried to fix this discrepancy by assuming that
the energy could only take discrete values, instead of any value (as of
classical theory). So, the energy could be expressed as discrete values:
𝐸 = ℎ𝜈
h=6.6262x10-34 J-s
8𝜋𝜈2 ℎ𝜈
𝑢(𝜈, 𝑇) =
𝑐3 𝑒 ℎ𝜈/𝑘𝑇−1
The spectre of frequencies displaces to higher frequencies as T goes up. This
result is known as Wien Law’s.
𝜆𝑚𝑎𝑥 𝑇 = 𝑐𝑜𝑛𝑠𝑡𝑎𝑛𝑡
Fig 4
𝑞𝑉𝑜 = 𝐾
𝐸 = ℏ𝜔
𝑝 = ℏ𝑘
ℎ
Where ℏ =
2𝜋
The Bohr theory of the atom
The theory of Bohr tries to explain certain characteristics of the atomic
spectra.
He made 3 assumptions applying his theory to the hydrogen atom:
1. The electron moves in circular orbits around the proton with the
influence of a Coulomb force.
2. Only certain orbits are stable. These are the orbits in which the
electron doesn’t emit.
3. The emission of radiation by an atom occurs when the electron jumps
from an initial state more energetic to another lower state. The
frequency of the emitted light is given by Planck-Einstein relation.
4. The size of the permitted orbits are determined by an additional
condition, that is, the allowed orbits are those which the angular
momentum is an integer multiplier of ℏ.
De Broglie’s relation
In 1923 Louis de Broglie proposed that Planck-Einstein relations should be
extended to material particles. A particle with energy E is associated with a
wave of frequency 𝜔 = 𝐸/ℏ. In addition, momentum is related to the wave
vector via: 𝑝 = ℏ𝑘. So, applying these simple relations to a material particle
moving with momentum p has wavelength:
ℎ
𝜆=
𝑝
Δ𝑝Δ𝑥 ≥ ℏ/2
Δ𝐸Δ𝑡 ≥ ℏ/2
ℏ2 𝜕 2 Ψ ∂Ψ
− + 𝑉(𝑥)Ψ = iℏ
2𝑚 𝜕𝑥 2 ∂t
Schrödinger equation:
Its consistent with de Broglie and Einstein postulates.
𝑝2
Its coincident with: 𝐸 = +𝑉
2𝑚
It is linear on Ψ
The potential V is generally a function of x and possibly of t, but the
special case: V=constant is treated as the case of the free particle,
where its total energy is a constant.
ℏ2
− 𝜙(𝑡)𝜓 ′′ (𝑥) + 𝑉(𝑥)𝜙(𝑡)𝜓(𝑥) = −𝑖ℏ𝜙 ′ (𝑡)𝜓(𝑥)
2𝑚
1 ℏ2 ′′ 1
− 𝜓 (𝑥) + 𝑉 = 𝑖ℏ𝜙 ′ (𝑡)
𝜓(𝑥) 2𝑚 𝜙(𝑡)
Note that the right side of the equation only depends on t, while the right
side only depends on x, and so, the only way for this to happen is that both
equations are equaled to a certain constant k called the separation constant.
The separation constant is found to be the energy of the system, so the
equation finally reads as:
ℏ2 𝑑 2 𝜓
− + 𝑉(𝑥)𝜓(𝑥) = 𝐸𝜓(𝑥)
2𝑚 𝑑𝑥 2
Solutions of the Schrödinger equation (free electrons & infinite square well)
The first type of potential we are going to analyze is that of a free particle, i.e.
V(x)=Vo=constant. For this potential, Schrödinger equation reads:
ℏ2 𝑑 2 𝜓
− + 𝑉𝑜 𝜓(𝑥) = 𝐸𝜓(𝑥)
2𝑚 𝑑𝑥 2
And its solutions are found to be:
𝜓(𝑥) = 𝐴𝑒 𝑖𝑘𝑥
A is the amplitude of the wave. When you normalize the wave function, the
value of the constant A is found to be 1. The normalized wave function and
the density of probability is showed in the image:
The allowed energies that the particle can assume are a continuous spectrum
of values, i.e. the particle can have any value of energy with no restrictions.
0, 0<𝑥<𝐿
𝑉(𝑥) = {
∞, 𝑥 ≤ 0 𝑜𝑟 𝑥 ≥ 𝐿
The figure represents this type of potential. This type of potential is called
the infinite square well. We note that, now we have 2 regions: region 1
represents the region where x is between 0 and L; L is called the length of the
potential; and region 2 for all other values of x. if we write Schrödinger
equation for region 1 we would get:
ℏ2 𝑑 2 𝜓
− = 𝐸𝜓
2𝑚 𝑑𝑥 2
2𝑚𝐸
Or, written in another way, by setting 𝑘 2 = :
ℏ2
𝑑2𝜓
= −𝑘 2 𝜓
𝑑𝑥 2
𝑛𝜋𝑥
𝐴𝑠𝑒𝑛 𝐿 , 0<𝑥<𝐿
𝜓(𝑥) = {
0, 𝐿 ≤ 𝑥 𝑜𝑟 𝑥 ≥ 0
n is called the principal quantum number, it comes from the spatial part of
the Schrödinger equation by applying the appropriate boundary conditions.
The constant A is found by the normalization condition. It can be showed,
2
that the normalization constant is √
𝐿
The only values of that the energy can have are those which:
(𝑛𝜋ℏ)2
𝐸=
2𝑚𝐿2
For the values of n=1, 2, 3… this means that energy is now quantized. Energy
can only take discrete values. This kind of situation is associated with
bounded states, such as an electron bounded to the atom. On this case, the
potential used is of this kind, and the energy quantization is a natural thing.
The ground state, i.e. the lowest energy state, is not reached at n=0 because
this would mean that E=0 and no particle will exists. So, the ground state is
reached at n=1. The next figure represents the possible energy values that
the particle can have
Fig 8: allowed energy values
The first 3 wave functions and its probability densities are illustrated on the
next 2 images
We see from the last 3 images, that the values of x for which the wave
function is defined, the probability density and the potential are different
from the ones we used. This is solved by realizing that the wave function is an
odd function and moving it to a new origin.
8 𝑛𝑥 𝜋𝑥 𝑛𝑦 𝜋𝑦 𝑛𝑧 𝜋𝑧
𝜓(𝑥, 𝑦, 𝑧) = √ 𝑠𝑒𝑛 ( ) 𝑠𝑒𝑛 ( ) 𝑠𝑒𝑛 ( )
𝐿𝑥 𝐿𝑦 𝐿𝑧 𝐿𝑥 𝐿𝑦 𝐿𝑧
If the lengths of the box are equal, then we have degeneracy. Energy values
with the same quantum numbers are degenerate. This is because of the
symmetry of the system. Also note that the ground state is reached for
nx=ny=nz=1
Kronig-Penney potential, Bloch functions
Electrons in solids can be described by the Kronig-Penney potential as
illustrated in the figure
This type of potential is a simplified view of the electron moving through the
solid, it doesn’t take into account the imperfections and vacancies in the
solid. The distances a and b represent the spacing between ions and the ion
size respectively. The quantity Vob represents the strength of the potential.
Writing Schrödinger equations for region I and II respectively we get:
𝑑 2 𝜓 2𝑚𝐸
+ 2 𝜓=0
𝑑𝑥 2 ℏ
𝑑 2 𝜓 2𝑚
+ (𝐸 − 𝑉𝑜 )𝜓 = 0
𝑑𝑥 2 ℏ2
2𝑚𝐸 2𝑚
We can write for simplification: 𝛼 2 = and 𝛾 2 = (𝐸 − 𝑉𝑜 )
ℏ2 ℏ2
These two equations must be solved simultaneously. We can solve them by
applying Bloch’s Theorem, which reads:
“The solutions for the periodic potential are given by:
𝜓(𝑥) = 𝑢(𝑥)𝑒 𝑖𝑘𝑥
Where u(x) is now a function of x which posses the periodicity of the lattice in
the x direction”
Solving these equations and applying some conventions:
𝑠𝑖𝑛𝛼𝑎
𝑃 + 𝑐𝑜𝑠𝛼𝑎 = 𝑐𝑜𝑠𝑘𝑎
𝛼𝑎
𝑚𝑎𝑉𝑜 𝑏
𝑃=
ℏ2
If we plot the last function for a certain value of P, we note that it only can
have values when cos(𝑘𝑎) = ±1
So, plotting we found that:
The energy values for the 3 previous cases are shown in the next figure
Fig 14: the energy values for a) bound electrons, b) free electrons, c) electron
in a solid
The widening of the energy levels into energy bands and the transition into
quasi-continuous energy region is shown in Fig 15. This widening occurs
because the atoms increasingly interact as their separations distance
decreases. The arrows a, b, and c refer to the three sketches
𝑘 = 𝑐𝑜𝑛𝑠𝑡 𝐸1/2
From the solutions of the periodic potential (P=0, free electrons), because
the cosine function is a periodic function in 2π, the above equation should be
written in the more general form:
2𝜋 2𝑚
𝑘+𝑛 = √ 2 𝐸1/2
𝑎 ℏ
The plot of the wave vector versus the energy is given in figure 16
𝜋
𝑘=𝑛
𝑎
We can also use the reduced zone scheme, the region where the bands are
plotted is called the first Brilloin zone. We will call the lowest band the
valence band (m-band) and the next higher one the conduction band (n-
band), the gap that separates these bands is called the band gap. Figure 18
presents the reduced zone scheme.
The energy of the topmost filled level in the ground state is called the Fermi
Energy, and is defined as:
2/3
ℏ2 3𝜋 2 𝑁
𝐸𝑓 = ( )
2𝑚 𝑉
1
𝑛(𝐸) = 𝐸−𝐸𝑓
exp( 𝑘𝑇 )
+1
Where: E is the given energy state, Ef is the Fermi level, k is the Boltzmann
constant and T the absolute temperature.
At T=0, the function n(E) changes discontinuously from the value 1 (filled
state) to the value 0 (empty state) at E=Ef. At all temperatures, n(E) is equal
to ½ when E=Ef.
The graph of n(E) at different temperatures is given in figure 20
The number of orbitals per unit energy range, D(E), is called the density of
states. It is given by:
𝑉 2𝑚 3/2 1/2
𝐷(𝐸) = 2 ( 2 ) 𝐸
2𝜋 ℏ
Note that the density of states is proportional to the volume of the Fermi
sphere V.
The density of states is modified by the energy conditions within the first
Brillouin zone. For lower energies, the electrons behave free-electron like,
and thus, the density of states is a parabola. For larger energies, fewer states
are available, thus D(E) decreases with increasing E, until eventually the
corners of the Brillouin zones are filled. At this point D(E) has dropped to
zero. The largest number of energy states is thus found near the center of a
band, as shown schematically in figure 21
Fig 21: density of states within a band. Z(E) represents the density of states
D(E)
The number of electrons per unit energy, N(E), within an energy interval dE
can be calculated by multiplying the number of possible energy levels, D(E),
by the probability for the occupation of these energy levels. Because of the
Pauli principle, each energy state can be occupied by one electron of positive
spin and one of negative spin, so:
N(E)=2*D(E)*n(E)
The area within the curve in figure 22 represents the number of electrons N*,
that have an energy equal to or smaller than the energy E.
Problems
1: For the sun, the maximum wave length that emits is of 5100 Ä, find the
temperature of the surface of the sun.
From wein’s law, we see that: 𝜆𝑚𝑎𝑥 𝑇 = 2.989𝑥10−3 𝑚°𝐾
2.989𝑥10−3 𝑚°𝐾
Isolating the temperature we find that: 𝑇 = = 5700°𝐾
5100𝑥10−10 𝑚
4: Find the speed and the kinetic energy of a neutron that has a de Broglie
wavelength of 0.2nm. Compare with the classical translational kinetic energy
of a gas molecule at room temperature.
From the last relationship used, we find that the speed of the neutron is
ℎ 6.625𝑥10−34 𝐽𝑠
given by: 𝑣 = = (2𝑥10−10 = 1976.11𝑚/𝑠
𝜆𝑚 𝑚)∗(1.675𝑥10−34 𝑘𝑔)
The kinetic energy is given by: 𝐸 = 12𝑚𝑣 2 = 12(1.675𝑥10−34 𝑘𝑔) ∗
(1976.11𝑚/𝑠)2 =0.0203eV
For the kinetic energy of the gas molecules, we have that E=kT=(8.38x10-
23
J/K)*(293°K)=0.025eV
8: Prove that the normalization constant for the wave function of the infinite
2
square well is given by √
𝐿
𝐿
The normalization condition reads: ∫0 |𝜓(𝑥)|2 𝑑𝑥 = 1
𝐿 𝑛𝜋𝑥
So: ∫0 𝐴2 𝑠𝑒𝑛2 ( ) 𝑑𝑥 = 1
𝐿
𝐴2 𝐿 2
The integral is found to be L/2, so: = 1 and, therefore, 𝐴 = √
2 𝐿
Conclusions
The development of quantum mechanics allows us to describe the electrons
in solids and how materials behave, based on their electronic properties. The
band theory makes a description of materials in terms of their bands and
energy band gaps. Properties of materials are determined by the type of
material, and so, by the band structure. Energy levels and orbitals are easely
calculated using quantum mechanics, and the properties of materials are
explained considering the quantum mechanical treatment of electrons.
References
Kittel, Introduction to Solid State Physics
Física Vol 2. Raymond Serway
Física Cuántica. Eisberg, Resnick
Electronic Properties of Materials, Humell
Introduction to Quantum Mechanics, Griffiths
Mathematical Physics, Butkov
Quantum Mechanics Demystified, McMahon
Física del Estado Sólid, Pavlov