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SIMPLICIUS

On Aristotle
Physics 1.5-9
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SIMPLICIUS
On Aristotle
Physics 1.5-9

Translated by
Han Baltussen, Michael Share,
Michael Atkinson and Ian Mueller

with an Introduction by
Richard Sorabji

LON DON • N E W DE L H I • N E W YOR K • SY DN EY


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First published in 2012


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Translation © 2012 by Han Bultussen, Michael Share, Michael Atkinson and Ian Mueller
Introduction © 2012 by Richard Sorabji

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Acknowledgements

The present translations have been made possible by generous and imaginative
funding from the following sources: the National Endowment for the Humanities,
Division of Research Programs, an independent federal agency of the USA;
the Leverhulme Trust; the British Academy; the Jowett Copyright Trustees; the
Royal Society (UK); Centro Internazionale A. Beltrame di Storia dello Spazio e
del Tempo (Padua); Mario Mignucci; Liverpool University; the Leventis Foundation;
the Arts and Humanities Research Council; Gresham College; the
Esmée Fairbairn Charitable Trust; the Henry Brown Trust; Mr and Mrs N.
Egon; the Netherlands Organisation for ScientiÀc Research (NWO/GW); the
Ashdown Trust; Dr Victoria Solomonides, the Cultural Attaché of the Greek
Embassy in London. The editor is grateful for comments on early drafts to Myrto
Hatzimichali, Robert Wardy, Eleni Kechagia, Giannis Stammatellos and Fiona
Leigh, and for especially full comments to Pamela Huby, Stephen Menn, Rachel
Barney, Harold Tarrant and Carlos Steel. The translation of 1.6 beneÀted from
the comments of Carlos Steel, Dirk Baltzly, and Robbert van den Berg. Ian
Mueller died before he was able to revise 1.7-9 in the light of valuable comments
from Donald Russell and James Wilberding. The editor implemented revisions
on 1.7-9 with the aid of those comments. He thanks Michael Atkinson for Ànal
comments on 1.5 and 1.7-9, as well as for preparing the Greek-English indexes
and subject indexes for 1.5 and 1.7-9, and collaborating with Michael Share on
the indexes for 1.6. He would also like to thank Sebastian Gertz for compiling
the English-Greek indexes and preparing the volume for press, and Deborah
Blake, the publisher responsible for every volume in the series. The editor also
wishes to thank Janel Mueller and Lucas Siorvanes for their help with proofreading.

Typeset by Ray Davies.


Printed and bound in Great Britain
Contents

Introduction Richard Sorabji 1


Conventions 13
Abbreviations 14

Translation: 1.5-6 15
1.5 Han Baltussen 17
1.6 Michael Share and Michael Atkinson 30
Departures from Diels’ Text and Bibliography 50
Notes 53
English-Greek Glossary 65
Greek-English Index 71
Subject Index 79

Memorial notice 85
Translation: 1.7-9 Ian Mueller 87
Notes 145
English-Greek Glossary 157
Greek-English Index 161
Subject Index 166
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Introduction
Richard Sorabji

1.5 What is meant by principle?


Aristotle (384-322 BC) here uses his survey of earlier natural philosophy
in Physics 1.1-4 in order to establish what the principles (arkhai: origins
or sources) are of natural change. But what is a principle? He seems to
use interchangeably the terms ‘principle’, ‘element’ (stoikheion: liter-
ally: letter of the alphabet) and ‘cause’ (aition: explanatory factor). But
the ancient commentators did not agree at all that they were seen as
interchangeable, as Simplicius (writing after 529 AD) explained in an
opening discussion at 6,31-7,19 and 10,7-12,3. Plato, we there learn, was
said by Aristotle’s pupil Eudemus to have been the first to distinguish
elementary principles or elements, giving the name to the matter and
form (as his pupil Aristotle would call them) of natural things. According
to Simplicius in a later passage (233,10-14), Plato called matter and
inherent form the two elementary principles, and Simplicius comments
that they are elements in the strict sense because they inhere per se in
what comes to be from them. But Simplicius’ opening passage contrasts
Plato’s divine intellect (the demiurge or craftsman of the universe) and
his goodness as being (again in Aristotle’s terms) the efficient and final
causes of natural things, and, since they are above nature, as being
principles of a non-elementary sort. Eudemus agreed in requiring an
element, like letters of the alphabet, to be inherent or present in
(enhuparkhein) that of which it was an element, but he is said to have
differed from Plato by counting only matter as an element, not inherent
form. From this Simplicius dissented, but five hundred years after
Eudemus, his great fellow-Aristotelian, Alexander of Aphrodisias (fl. c.
205 AD), agreed that what inheres, being matter, is especially called
‘element’. This restriction of the name ‘element’ to lower principles was
not universal. Proclus, for example, Simplicius’ Neoplatonist predeces-
sor in Athens (c. 411-485 AD), used the term ‘element’ for some of the
highest principles above nature in his work called Elements of Theology
(stoikheiôsis theologikê). Conversely, Plato considered that some mate-
rial constituents were too lowly to count as elements or principles. He
said this of the set of elements that became most famous of all, after
being introduced by Empedocles and accepted by Plato, Aristotle, the
2 Introduction
Stoics and Neoplatonists and much of the Middle Ages: earth, air, fire
and water. According to Plato’s Timaeus, however, they deserve to be
called neither elements nor principles, since, being corpuscles, they
have as principles the triangles that make up their sides and these have
further principles in their turn, 48B-C; 53C-D.
To return to Aristotle’s inquiry, there seem to be two restrictions on
the kind of principle he is looking for here. First, for the time being, he
accepted the restriction of naming only principles that inhered in what
came into being from them. This is not surprising, because Physics is
literally the study of nature (phusis), and Aristotle defines nature as an
internal cause of change, because natural things are distinguished from
artefacts by their changing size, shape, quality, and (in the case of
animals) place through internal causes, unlike artefacts which have to
be acted on from without, Physics 2.1; 8.4. Aristotle postponed, as
Simplicius points out, 8,6-9, till the last chapter of the Physics, 8.10, a
discussion of the ultimate external cause of all motion, God, the un-
moved mover.
The second restriction that Aristotle seems to be accepting, as Sim-
plicius indicates at 1.6, 208,18-19, 1.7, 216,32 and 222,13-16, 1.9,
246,12, is that he is looking not just for constituents, but for principles
of change in natural bodies.
His definition of ‘principle’, much stressed by Simplicius, is given at
1.5, 188a27-30. The principles must come not from each other nor from
other things, and all things must come from them. The requirement that
they must not come from each other is later qualified. In a sense, two of
Aristotle’s principles, form and privation, do come from each other, in
that one replaces the other during the course of a change. For example
at 1.7, 190a21-31, Aristotle allows that cultured comes from uncultured.
Simplicius at 183,32-5 takes the ban at 188a27-30 to mean only that
contraries like form and privation are on the same footing, so one is not
a source for the other. At 221,21ff., commenting on Aristotle’s further
remark at 191a6-7, Simplicius takes his point there to be that the
contrary from which the opposite contrary comes facilitates the trans-
formation only by its absence. This is not the robust sense in which, for
example, a statue comes from bronze, in which the bronze is not
replaced, but remains a component of the statue. Aristotle does not go
so far as to claim that a contrary’s coming to be is only accidentally from
a contrary, though he does later argue for the different claim in 1.8,
191a34-b26, taken up by Simplicius from 236,14-238,5, that coming to
be is only accidentally from being or from non-being.
At 181,10-30, Simplicius reports the ascription by Eudorus, a Platon-
ist of the first century BC, to Pythagoreans of certain views about
principles. On one account, the Supreme One is a principle for them,
whereas the lower One and the Indefinite Dyad (sometimes called the
great and the small) are contraries and only elements. This is further
clarified in a report on Moderatus, a Neopythagorean of the next cen-
Introduction 3
tury, in the commentary on ch. 7, at 230,34, who says that the second
One is the Platonic Forms.

1.6 The exact number of principles


non-empirically determined
In 1.6, Aristotle attempts to establish by ratiocination the exact number
of principles. This would seem crazy if one thinks of modern determina-
tions of the constituents or forces constituting matter, which have to be
empirically determined. Moreover, his predecessors were often trying to
determine, on the basis of explanatory conjecture, what those constitu-
ents might be. Earth, air, fire and water commended themselves as
constituents only insofar as they seemed to explain empirical experi-
ence. But here it is relevant that Aristotle was attempting something
slightly different: the analysis of natural change in natural bodies. This
was more a philosophical analysis than an empirical investigation.
Aristotle first appeals to the history of philosophy, pointing out that
most of his predecessors had cited contraries among their principles. He
then claims rather boldly that there cannot be more than one primary
pair of contraries. He reaches the conclusion that all natural change
involves the passage from one contrary, the privation of form, to an-
other, the form or its possession. But something must underlie privation
and form in order to be acted on by them and in order to provide a subject
that will possess in turn the contrary attributes. We need only one such
underlying thing, matter, if there is only one pair of contraries.
Thus (190b29-191a7, discussed in 221,20-222,28) we may seem to
need three principles, matter, form and privation. But a case might be
made for saying that we need only two, for form is sufficient to produce
change by its presence or absence, and this discussion is continued into
1.7 and later. It turns out in the commentary on 1.9, at 245,26-30, that
Simplicius considers the reduction to two principles to be Plato’s view.
But already at 7,34-8,1, Simplicius, in the course of praising Aristotle
as surpassing even Plato in the philosophy of nature, credits Aristotle
for distinguishing matter from privation. Simplicius follows Aristotle
1.7, 190a15-17; 190b23-7; 191a1-3 and the Aristotelian Alexander in
saying that matter and privation need to be distinguished in being
(einai), form (eidos) and defining character (logos), even if not in num-
ber, 244,29-245,9; 247,20-1. Moreover, Aristotle is concerned at 1.9,
191b35-192a1, that the distinction of privation from matter is needed
for getting clear about the merely accidental sense in which things come
to be from what per se is not. This had been explained in terms of
privation at 1.8, 191a34-b26. Aristotle went on to warn at 1.9, 192a1-2
that those who regard matter and privation as one in number may make
the mistake of thinking them one in potentiality. Aristotle finally
plumps for three principles at the end of 1.8, at 191a20.
4 Introduction

1.7 Matter and privation.


In 1.7, Aristotle distinguishes the matter underlying a change from the
privation, which differs in being, form and logos, 190a15-17; 190b23-7;
191a1-3. When a man becomes cultured, or bronze becomes a statue, the
man or statue – which underlies – endures through the change, but lack
of culture – the privation – does not, 190a17-21. The examples of man
and bronze are rather different, because we can say that the statue
comes from bronze, but not that the cultured comes from man, 190a21-
6. When something comes to be something, it is obvious that the first
something underlies the change. But it is equally true that when a man
or other substance comes into being, something underlies the change,
for the human seed has to be reshaped, 190a31-b9.
What matter is can be known only by analogy, from examples such
as the bronze of a statue, the wood of a bed and in general what so far
lacks form (morphê) to what has form, 191a7-12. Simplicius at 227,18-
23 cites a first-century AD Pythagorean text purporting to be by
Timaeus, the speaker in Plato’s Timaeus, in order to show that this idea
is the same as Plato’s claim in the Timaeus that space, the Receptacle
in which Forms are mirrored, is known only by ‘bastard reasoning’,
225,22-227,22.
Simplicius thinks Plato agrees with Aristotle that coming to be
requires transient contraries and something enduring to underlie them.
He says, for example, in the Timaeus that what possesses hot or cold or
any other contrary is too fleeting to be called more than ‘such’. The
words ‘this’ and ‘that’ should be reserved for the Receptacle in which the
contraries appear, 223,33-224,9.

Simplicius’ history of different conceptions of matter and


possible sideswipe at Philoponus: a reconsideration
In 227,23-233,3, Simplicius offers one of his most interesting historical
surveys. It is an account of different conceptions of matter, and it has
been suggested by Pantelis Golitsis1 that it might contain a concealed
attack on Simplicius’ arch-rival, the Christian Philoponus, even though
he is not named. I am inclined to think that Simplicius had still not read
Philoponus, since his arguments seem to address only earlier figures,
and are repeatedly irrelevant to Philoponus. So what I would add is that
he may well have silently hoped that his attack on those figures would
count against Philoponus too, but realised that he could not actually
address Philoponus without reading him.
In his Against Proclus, Philoponus had put forward the very striking
view that ‘the three-dimensional’ (to trikhê diastaton) serves both as
matter and as form for bodies. It is the prime matter, or basic subject of
a body’s attributes, and also is the form which constitutes the defining
characteristic of body. Insofar as a body is characterised simply as
Introduction 5
three-dimensional, it is being regarded in separation from any of its
qualities, and Philoponus also gives to his ‘three-dimensional’ the name
‘qualityless body’.2 In earlier work, Philoponus had described quality-
less body as an extension (diastêma),3 and now he calls the
three-dimensional a volume (onkos).4 Golitsis points out that Simplicius
had earlier named Philoponus in attacking his account of matter in his
commentary on Aristotle’s On the Heavens, which cross-references sug-
gest5 was his earliest commentary, preceding that on the Physics. There
at 135,26-136,2, he attacked Philoponus for rejecting Proclus’ view of
prime matter as incorporeal and formless, and for substituting the idea
that prime matter in bodies is (136,2) ‘the three-dimensional’.
Philoponus had rejected Proclus’ incorporeal and formless conception
of prime matter partly as being superfluous. His explicit reasons for
abolishing Proclus’ extra layer are that if prime matter were incorpo-
real, bodies would be composed completely of the incorporeal, since their
other constituent is incorporeal form.6 Secondly, the three-dimensional
constitutes the actual definition of body, and so cannot fail to be body.7
Philoponus’ account of prime matter (whether or not of body) was, to
my mind, a great advance, because Proclus’ alternative view of it left it,
as John Locke was later to acknowledge about his successor-concept
‘material substance’, a ‘something-I-know-not-what’, whereas three-
dimensional volume is something perfectly familiar, that could well
serve as a subject of attributes. Locke’s admission had been anticipated
by Plato and Proclus themselves, when they acknowledged that their
prime matter was knowable only by a ‘bastard reasoning’.
The view ascribed to Philoponus in Simplicius’ earlier commentary
may sound very like the view that Simplicius raises for attack here in
his present commentary at 227,23-26, that prime matter is qualityless
body. But in the earlier commentary Simplicius was responding to
Philoponus’ Against Aristotle, and said that he had not brought himself
to read Philoponus’ Against Proclus. This is a pity, since before his
Against Proclus, Philoponus had still accepted Proclus’ view of prime
matter as without body, form, shape or volume,8 and Simplicius’ failure
to read for himself Philoponus’ new view prevents him from realising
that there is a new case to answer. Simplicius ascribed the qualityless
body view that he is attacking only to the Stoics and to his friend
Pericles of Lydia, and there was a basis for the Stoic attribution.
Philoponus, in his Against Proclus, ascribes to the Stoics the view that
the three-dimensional is the first substrate of all things and matter as
such, 414,3-5; cf. 410,1-3, and Plotinus had earlier ascribed to the Stoics
an account of matter as qualityless body in Enneads 2.4.1, 11-14.
At 227,26-228,15, Simplicius cites reasons in favour of his opponents’
view that matter is qualityless body, and for their view that that was
also the opinion of Plato and Aristotle. The reasons do not seem to be
those of Philoponus. From 228,17 Simplicius switches to his replies, first
arguing in 228,17-229,10 that Plato and Aristotle both rejected this view
6 Introduction
of matter, and in 229,11-230,14 offering arguments against the view,
and citing in support Plotinus, presumably Enneads 2.4.8-12 . Plotinus,
besides reporting the Stoic view that prime matter is qualityless body
in 2.4.1, had responded in 2.4.11 to a thesis that it is volume (onkos) and
magnitude (megethos). Simplicius may have known the weaknesses of
Plotinus’ opponents, but some of his replies show that he did not know
what Philoponus’ new theory was.
For one thing, Philoponus insists that his three-dimensional is not of
a definite size or shape, like the object of Simplicius’ attack, but indefi-
nite.9 Even if each body has a certain size and shape, his
three-dimensional volume is the defining characteristic of body viewed
independently of any particular size or shape. For another thing, it is
not a composite of matter and form, as Simplicius urges against his
opponents, but a simple volume that plays the roles of both. Nor is a
volume ‘determined’ (hôrismenon) by three dimensions, as Simplicius
complains; it would be better to say that in Philoponus it is three
dimensions.
At 230,17-33, Simplicius surprises us. He concedes after all that
being spread out (ekteinesthai) in volume (onkos) and extension (diasta-
sis) is common to all natural bodies, and that being common to all is
what is required of matter. So perhaps, he says, one should posit that
there are two kinds of body, one with form and logos, the other a
slackening (paresis) stretching out (ektasis) and loosening (ekluesthai)
of the incorporeal and intelligible nature that has no parts. But the
volume and extension is not one determined (hôrismenon) by measure-
ments (metra), and matter is not a bodily form such as measures and
delimits the indefiniteness of such extension and halts its flight away
from being. In my earlier treatment, Golitsis is quite right to say that I
did not sufficiently stress how different is Simplicius’ talk of volume,
extension and body from that of Philoponus. I did point out that Sim-
plicius spoke of body only in a secondary sense and that in conceding
extension Simplicius was led by a Neoplatonist consideration that its
diffuseness is at the opposite extreme from the unity of the One.10 But
the Neoplatonism is much stronger than that. Simplicius goes on at
230,34-232,6 to speak of the Neopythagorean Moderatus from the first
century AD and of Porphyry’s report on him. According to this account,
Plato followed the Pythagoreans in his introduction of the Receptacle or
space in the Timaeus. They both called it a quantity (posotês, poson) on
which the unified logos had imposed privation (sterêsis) by withholding
the logoi and forms (eidê) that it could have provided. The quantity was
derived from privation, loosening (paralusis), stretching (ektasis),
spreading (diaspasmos) and deviation (parallaxis) from being. The term
parallaxis at 231,8, 16 and 19 recurs at 250,20; 255,13; 155,31-2; 774,8.11
And 231,24-232,6, along with 255,12-16, go on to introduce further
terms: turning away or aside (ektropê, paratrepesthai) and decline
(hupophora). The volume (onkos) of perceptible things is here distin-
Introduction 7
guished from formal magnitude (eidêtikon megethos), which is a form or
logos. The picture depends on the Neoplatonic idea of things processing
(proodos, 231,34) into coming to be, starting from the incorporeal One
and Intellect, and continuing to the last point (eskhaton), which is
matter.
Clearly, the Neoplatonist sense which Simplicius attaches to prime
matter being extension and body is very different from that of Philo-
ponus. But on the other hand, it is less different than Simplicius
supposes, if he is really hoping to include Philoponus in his attack. For
Philoponus’ three-dimensional volume and qualityless body in his
Against Proclus is indefinite and unformed, as Simplicius requires, and
is body only in a sense not envisaged by Simplicius, of allegedly consti-
tuting the defining characteristic of body in general, not of particular
bodies with their sizes and shapes.
Simplicius finally argues, 232,7-30, that not only Plato, but also
Aristotle, can be seen as agreeing with the Pythagoreanising Neoplaton-
ism that he has been favouring. For Aristotle distinguishes in Physics
4.2, 209b6-9 between a magnitude (megethos) and its extension (dia-
stêma). The extension is what is embraced and determined by a form
such as a surface and boundary, and that is what matter and the
indefinite is like. In fact, however, so far from suggesting Simplicius’
conception, Aristotle’s claim does not in any way depend on the Neopla-
tonic idea of procession, and would actually suit Philoponus’ view
perfectly well.

1.8 How to answer Parmenides’ ban on coming to be


either from what is or from what is not.
In 1.8, Aristotle seeks to answer Parmenides’ ban on coming to be.
Parmenides had set a puzzle near the beginnings of Greek Philosophy
that had proved intractable up to the time of Plato: coming to be cannot
be from what is, Parmenides had argued, because what is is already
there. But it also cannot be from what is not. His reason for the latter
was not simply a dislike of creation out of nothing, but an insistence that
to think what is not is to think nothing. Aristotle, however, provides
Parmenides with his own reason, that coming to be requires an under-
lying substratum, so is incompatible with nothing, 191a31.
Aristotle gives his main answer in 191a34-b26. Coming to be cannot
be from what is not qua what is not, or as what is not (hêi). But it can
be accidentally from what is not, to use the conventional translation of
kata sumbebêkos, which might also be translated ‘coincidentally’. Acci-
dentally, or coincidentally, is contrasted with per se (kath’ hauto). At
191b15, Aristotle, I think, applies the terms in two ways to his two
principles of matter and privation. What coming to be is from is matter,
but coincidentally it is from privation, because of the coincidental
connection of matter with privation. In addition, although privation per
8 Introduction
se is not, coincidentally it is, because of its coincidental connection with
matter, which is. Thus Parmenides’ strictures are too simple. Coming
to be is impossible if it is per se from what per se is not. But it is perfectly
possible from what is not if the coincidental is allowed for (191b13-17).
The position can also be put in terms of coming to be from what is not
qua, or as, what is not, 191b4-10, b25-6.
The same goes for coming to be from what is (191b17). Coming to be
is from matter which is, although coincidentally it is not, because of its
coincidental connection with privation. In another sense it is from
privation, which, except coincidentally, is not.
Aristotle says at 191b27-9 that he could reply also in terms of the
distinction between being potentially and actually, but that distinction
is explained elsewhere. Probably, he would say that coming to be is from
what actually is not, but potentially is, what it becomes.
Simplicius argues, 238,22-239,7, that Aristotle’s distinctions are al-
ready in Plato. In Sophist at 258A-259A, Plato allows that something
can not-be something else, in the sense that it is other than something
else, including other than Being, but it cannot have non-being per se.
Simplicius conceded that Plato is not talking about matter and priva-
tion, but rather, in his view, about Forms. But in 1.9, 242,17-28 and
245,19-23, he insists that Plato did talk about matter and privation at
Timaeus 50D-51A, when he said of the Receptacle that it was without
the forms (amorphon) of all those kinds that it was going to receive from
somewhere, but was also omnirecipient. Being without what it can
naturally receive is a case of privation, according to Simplicius.

1.9 Differences between matter and privation:


how far did Plato recognise them?
Aristotle starts 1.9 by saying that some people have touched on priva-
tion and matter, but make the mistake of conceding that a thing without
qualification (haplôs) comes to be out of what is not, insofar as they
think that Parmenides speaks correctly – that is, when Parmenides sets
up this horn of a dilemma. Secondly, it appears to them that if matter
and privation are one in number, they will also be merely one in
potentiality. Simplicius takes ‘they’ to refer to Plato’s treatment of the
Receptacle in the Timaeus as deprived of forms, 242,22-243,4. What is
thought (dokei, 243,5) by the majority of commentators is that Plato is
being accused of two mistakes. The second supposed mistake is treated
below at 244,25. The first supposed mistake, 243,5, results in accepting
a Parmenidean interpretation of ‘without qualification’. Aristotle’s
paraphrase ‘without qualification comes to be from what is not’, would
have been meant by Parmenides in the sense: ‘comes to be from what
without qualification is not’, 243,32-3, and this is how Plato is supposed
to be accused of taking ‘without qualification’, 243,6 and 12. This
ambiguity on whether coming to be is unqualifiedly from what is not, or
Introduction 9
is from what unqualifiedly is not matches the persistent ambiguity on
whether coming to be is accidentally from what is not or from what
accidentally is not.12 The way Simplicius glosses Plato’s supposed mis-
take here is that he accepts coming to be from what is not as or qua (hêi)
what is not, 243,6-7.
This first supposed mistake resulted supposedly from Plato’s agree-
ing too readily in his Parmenides with Parmenides’ view that being is
one, 243,6. This acceptance rules out the necessary distinction of merely
accidental non-being and also of potential being, so that if Plato acknow-
ledges what is not as a source of coming to be, it must be what
unqualifiedly is not, 243,7-9.
But Simplicius is amazed at this interpretation, 243,14-20, because
in the Sophist at 245D-E Plato threatened difficulties for the Par-
menidean view that being is just one. Aristotle need not have meant
that the sense in which Plato committed himself to coming to be from
what is not was Parmenides’ sense, 243,20-2. Simplicius at 243,26-31
cites Plato’s analysis in the Sophist of a kind of non-being entirely
distinct from unqualified non-being: at 258A-B Plato says that what is
not can be what is other than Being.
But Simplicius conjectures that perhaps Aristotle’s criticism of Plato
concerned something that he said within the very same statement. He
said that what is other than Being is no less a being than Being itself.
Was this perhaps, asks Simplicius, the excessive concession to Par-
menides of which Aristotle complained? Parmenides had said that
anything else besides (para) being is not. Plato’s concession is to insist
that nonetheless what is not is, 243,22-4; 244,3-5, while rejecting Par-
menides’ idea that it is nothing. If indeed this were to be right, Aristotle
would not, as supposed, be accusing Plato of thinking that coming to be
is from what is not in any way (pantelôs). Thus Simplicius seeks to avoid
the idea that Aristotle criticised Plato on the major issues and looks for
a smaller issue. But at 244,18, he expresses anxiety as to whether his
defence (apologizesthai) of Plato has correctly identified the sense in
which Plato allows coming to be from what is not.
Aristotle’s second criticism of Plato is one already discussed above.
Although he did speak of matter and privation when he spoke in his
Timaeus of a formless Receptacle, he did not distinguish between mat-
ter and privation in their potentialities (dunamis, 192a1), or, as
Aristotle says elsewhere, in their defining characteristics (logos),
244,28-245,19. Simplicius looks for ameliorating explanations of this
omission. Plato, he says, 245,26-9, thinks the same way as Aristotle
when Aristotle conceded that one could exclude privation from being a
separate principle and could say that form alone produces change by its
presence or absence, 1.7, 191a6-7. Further, it is a defining characteristic
of elements to inhere in that of which they are elements. But privation
produces coming to be by its absence, not by its inherence, 246,2-5.
Again, Aristotle would agree with Plato that privation is at best an
10 Introduction
accidental cause, given its absence and non-inherence, 246,5-12. Fin-
ally, Aristotle was analysing change in particular, so had more reason
than Plato to include an accidental cause: privation. Plato was looking
for elements, and there is no such thing as an accidental element,
246,12-16.
Aristotle goes on to warn that the people he is criticising do not
recognise the duality of matter and privation, when they give a double-
barrelled name (as Aristotle says Plato did)13 to their matter, calling it
the great and the small. Simplicius quotes a record of Plato’s associate
Hermodorus, explaining that matter was called great and small because
it admitted degrees of quantity, unlike the equal, the stationary or the
tuned. Hermodorus further added that Plato did not regard matter as a
principle, 247,30-248,20; 256,31-257,4.
At 192a12, Aristotle suggests that it was easy to overlook privation,
because whereas matter can seem as supportive as a mother, as it did
to Plato in the Timaeus 50D; 51A, privation can seem merely destruc-
tive, 192a12-16. This brings him to differences as regards good and evil
between matter and privation. Form is good and to be striven for, and
there is something that naturally strives for it. The good cannot strive
for itself because it has no lack, and privation cannot strive for form,
because that would destroy it. So it is matter that naturally strives for
form. Those censured for not distinguishing matter from privation will
make something strive for its own destruction, 192a16-25. Simplicius
sees Aristotle here as adding further differences between matter and
privation to the many he has already introduced in censuring the failure
to distinguish them, 248,23-7. It is a great difference, he says, if matter
strives for form and privation is contrary to it, 250,23-5.
The idea that matter is evil was of intense interest to Simplicius, as
is clear from his devoting a section of his commentary on Epictetus to a
discussion of evil and of the Manichaean view on it.14 He says that a
Manichaean had explained one of the doctrines to him. He disliked their
idea that there is a bad, as well as a good, cause of existent things, and
that the bad cause desires (oregesthai) the good. In the present commen-
tary Simplicius urges that matter and privation are both introduced by
the Demiurge not as evil, but as necessary for completing the universe.
Leaving it incomplete would be unworthy of the divine goodness, and
such views are impious, 249,26-250,3; 256,22-8. Simplicius’ devout re-
ligious commitments here come to the fore.15
At 192a25-34, Aristotle points out that matter does not perish or
come into being, except insofar as the privation in it perishes. But as
potentially endowed with form, it does not perish per se, but is imper-
ishable and ungenerable. Indeed, if matter could come to be, it would
need some underlying matter from which it came to be and which
inhered in it, and this matter would exist before the supposed coming to
be of matter. Similarly, if it could perish, it would need some underlying
matter into which it perished, and which would exist after it perished.
Introduction 11
Once again Simplicius sees the discussion as pointing out a further
difference between privation, which perishes per se, and matter which
does not, 252,21-23.
He asks two final questions about matter not perishing. First, he
explains that particular parcels of matter can perish, for example when
water changes into steam. But there is still matter there after the
change, so that in that sense matter itself has not perished, 255,17-
256,13. Secondly, some people ask: if matter really does not come to be
or perish, will it not be a first principle in the way that God is? Here
Simplicius seems to be attacking his more usual religious target, the
Christians.
The objection is found in Christian writers that a world or matter
co-eternal with God would have the same honorific status as He. Platon-
ists would have considered themselves immune to this objection since
the analogy of light or of shadow produced contemporaneously with the
sun had been supplied by Taurus in the second century AD, by Plotinus
in the third, Sallustius in the fourth and Proclus in the fifth, while
Augustine reports the Platonist analogy of a footprint contemporaneous
with an implanted foot. None of these analogies is open to the objection
that the effect would have the same honorific status as the cause. Yet
as early as Basil of Caesarea in the fourth century, Christians raised a
different objection to these analogies, that they provide cases of sponta-
neous, not willed, creation. The Platonists, however, were in no way
committed to the analogy holding in such other respects.16

In this review of Simplicius’ commentary on 1.5-9, I have looked at the


course of his, and of Aristotle’s arguments. For general features of his
approach, I would refer to Han Baltussen, Philosophy and Exegesis in
Simplicius, Duckworth, London, 2008, and especially to his discussion
of Simplicius’ treatment of the unity of pagan Greek philosophical
thought at pp. 84-7, 218-20.

Notes
1. Pantelis Golitsis, Les commentaires de Simplicius et de Jean Philopon à la
Physique d’Aristote, Berlin, 2008, pp. 128-39.
2. Philoponus On Aristotle’s Physics 156,10-17, Against Proclus, 405,11;
413,6-7; 414,22; 415,2 and 4; 426,21; 442,17. Philoponus’ view is discussed in
Richard Sorabji, Matter, Space and Motion, London, 1988, chs 2 and 3; Frans de
Haas, John Philoponus’ New Definition of Prime Matter, Leiden, 1997.
3. Philoponus in Phys. 577,13; 687,30-3; 688,30.
4. Philoponus Against Proclus 424,10 and 16; 428,8; 434,4.
5. I. Hadot, ‘La vie et l’oeuvre de Simplicius’ in her (ed.), Simplicius, sa vie,
son oeuvre, sa survie, Berlin, 1987, pp. 3-39, at p. 21, translated into English in
Richard Sorabji (ed.), Aristotle Transformed, London, 1990, pp. 275-303, at p.
290
6. Against Proclus 443,6-13 and 22-3.
7. Against Proclus 414,10-17; 418,25-6; 419,3.
12 Introduction
8. e.g. in Cat. 83,14-17.
9. Philoponus Against Proclus 405,26; 424,10, 16 and 24.
10. Matter, Space and Motion, ch. 1, p. 20 on Simplicius’ concept of matter,
ch. 2, p. 27 on Philoponus’.
11. I thank Carlos Steel for the references.
12. On the second ambiguity see notes on the lemma 191b15 at 236,13-14,
on 238,8; on 242,4-10, on the lemma 191b36 at 242,15-16, on 243,12, and 32,
and on 254,9.
13. Aristotle Metaphysics 1.6-7, 987b20; 26; 988a31; 26; Physics 1.4, 187a17;
3.4, 203a15; 4.2, 209b35, and W.D. Ross’ commentary on Aristotle Metaphysics
14.1, 1087b16.
14. Starting from Lemma 35 on Epictetus’ Handbook ch. 27. The most recent
edition by Ilsetraut Hadot discusses it in her ch. 5, and it is translated by Tad
Brennan and Charles Brittain in Simplicius: On Epictetus Handbook 27-53, in
the present series, Ancient Commentators on Aristotle. I thank Sebastian Gertz
for drawing my attention to two further contributions on the subject by I. Hadot,
‘Die Widerlegung des Manichäismus im Epiktetkommentar des Simplikios’,
Archiv für Geschichte der Philosophie 51, 1969, and ‘Dans quel lieu le néopla-
tonicien Simplicius a-t-il fondé son école de mathématiques, et où a pu avoir lieu
son entretien avec un manichéen?’, International Journal of the Platonic Tradi-
tion 1, 2007, 42-107.
15. On this see the studies by Philippe Hoffmann, ‘Aspects de la polémique
de Simplicius contre Philopon’, in I. Hadot (ed.), Simplicius: sa vie, son oeuvre,
sa survie, Berlin, 1987; ‘Simplicius’ polemics’, in R. Sorabji (ed.), Philoponus and
the Rejection of Aristotelian Science, London, 1987, pp. 57-83, enlarged 2nd edn,
Bulletin of the Institute of Classical Studies, suppl. vol. 103, 2010, pp. 97-123;
‘La triade Chaldaïque, erôs, alêtheia, pistis: de Proclus à Simplicius’, in A.Ph.
Segonds, C. Steel (eds), Proclus et la théologie Platonicienne, Leuven, Paris
2000, pp. 459-89.
16. See Richard Sorabji, ‘Waiting for Philoponus’, in Charles Burnett, Ro-
traud Hansberger, Afifi al-Akiti (eds), Medieval and Arabic Thought, Warburg
Studies and Texts, London, 2012, revised in his Introduction to the translation
of Aeneas of Gaza, Theophrastus and Zacharias of Mytilene, Ammonius, in the
present series.
Conventions
[}] Square brackets enclose words or phrases that have been added to
the translation or the lemmata for purposes of clarity, as well as those
portions of the lemmata which are not quoted by Simplicius.

<}> Angle brackets enclose conjectures relating to the Greek text, i.e.
additions to the transmitted text deriving from parallel sources and
editorial conjecture, and transposition of words or phrases. Accompany-
ing notes provide further details.

(}) Round brackets, besides being used for ordinary parentheses, con-
tain transliterated Greek words and Bekker page references to the
Aristotelian text.

Quotations from early Greek philosophical texts in verse are printed as


prose.
Abbreviations

Bonitz = H. Bonitz, Index Aristotelicus, Berlin, 1870.


Charlton = W. Charlton, Aristotle, Physics, Books i and ii, translated
with introduction and notes, Oxford, 1970.
Diels = H. Diels, Simplicii in Aristotelis physica commentaria, Commen-
taria in Aristotelem Graeca 9, Berlin, 1882.
DK = H. Diels, Die Fragmente der Vorsokratiker, Berlin, 1903, 6th edn
rev. by W. Kranz.
Hardie and Gaye = R.P. Hardie and R.K. Gaye (trs), ‘Physics’, in J.
Barnes (ed.), The Complete Works of Aristotle. The Revised Oxford
Translation, Princeton, 1984, vol. 1.
Hope = R. Hope (tr.), Aristotle’s Physics, Lincoln, 1961.
Lampe = G.W.H. Lampe (ed.), A Patristic Greek Lexicon, Oxford, 1961.
LSJ = H.G. Liddell and R. Scott, A Greek-English Lexicon (rev. H.S.
Jones and R. McKenzie, rev. supp. by P.G.W. Glare), Oxford, 1996.
Marg = W. Marg, Timaeus Locrus: De Natura Mundi et Animae, Leiden,
1972.
Ross = W.D. Ross, Aristotle’s Physics, a revised text with introduction
and commentary, Oxford, 1936.
SVF = H. von Arnim, Stoicorum Veterum Fragmenta, Stuttgart, 1903-5
Wehrli = F. Wehrli, Die Schule des Aristoteles, vol. 8, Eudemus von
Rhodos, 2nd edn, Basel; Stuttgart, 1969.
Wicksteed and Cornford = P.H. Wicksteed and F.M. Cornford, Aristotle,
The Physics, with an English translation, London,1963, vol. 1.
SIMPLICIUS
On Aristotle Physics 1.5-9

Translation
This page intentionally left blank
Simplicius: On Aristotle Physics 1.5
Translated by Han Baltussen

Chapter 5
188a19-27 All make the contraries principles [those alleging that 179,20
all is one and does not move (for even Parmenides treats hot and
cold as principles and addresses such things as fire and earth and
there are those too [who use] the rare and the dense, as Democritus
[does with] the full and the empty, [both] of which he says exists,
one as being and the other as non-being.) Moreover [this is] in
position, shape and order. These things are genera of opposites: of
position above and below, before and behind, of shape angular and
smooth, straight and round. It is thus clear] that all in some way
make the contraries the principles.
Having shown that the principle is neither one [in number] nor infinite,
and concluding that those who posit many and limited [principles]
speak better, such as Empedocles, he owed us an immediate indication
of how many of these multiple [principles] there are. But he, passing
over that [issue], shows first which [principles] there are, and does not 25
have an unreasonable approach, but shows concurrently with which
ones there are, also how many [there are]. For if they are contraries, two
are in any case (pantôs) at the top of the hierarchy (anôtatô). He shows
that the principles are contraries, that is, the elementary foundations
of physical things, firstly from the agreement (sumphônia)1 among
almost all the natural philosophers, even if they disagree in other
respects. For even those who say being is one and unmoved, as for 30
example Parmenides, even these [people] make the principles contrar-
ies of physical things. For even he [=Parmenides] in his [account] with
regard to opinion makes ‘hot and cold’ principles. Those things he calls
‘fire’ and ‘earth’ and ‘light’ and ‘night’ or ‘darkness’. For he says after the
[comments] regarding truth:2

for they have decided to name two forms one of which is not 180,1
appropriate [to name], wherein lies their error; they have distin-
guished things opposed in shape and allocated them signs as
separate from each other, here the heavenly flame of fire smooth
and very soft, in every respect identical to itself, but not identical 5
to the other; in contrast, they have also determined this by itself
as opposite, the unknowing night, dense and heavy in bodily form.
18 Translation
And a little later (28B9 DK):

But when all things had been named light and night and things
10 [allocated] in accordance with their powers for each everything is
full alike of light and invisible night, both equal, because in neither
is anything which does not have a share.

If ‘nothing has no share in either’, it is made clear that (1) both things
are principles and (2) that [they are] contraries.3 And those who sup-
posed that the principle is one and in motion, such as Thales (see
15 23.22-3) and Anaximenes (see 24.26) making creation happen by rare-
faction and compression, those too posited as contrary principles rare-
faction and compression. Democritus too makes contraries principles,4
choosing the full (to plêres) and the empty (to kenon), of which he said
the former exists, but the latter does not (Phys. 188a22-3). But even in
the atoms5 themselves he saw contrariety. For he said that they differed
20 by three upper level distinctions, rhusmos, diathigê, tropê – rhusmos
meaning the shape, diathigê the arrangement, and tropê the position. For
the [capital] A (if it were an element) differs from [capital] N by shape, the
Z from the N by position, and AN from NA in arrangement.6 These are the
three genera of contraries, position in terms of high and low, left and right,
front and back, shape of having an angle or not and being straight or
25 curved, and in arrangement the first and last [are] contraries.
Empedocles and Anaxagoras he (i.e. Aristotle) left for the moment,
the former because clearly by his own admission there is contrariety
among the elements – both in respect of Strife and Love, and even with
regard to combination and dissolution; for he says that coming-to-be is
30 nothing other [than] ‘just mixing and separation of things mixed’ (B8.3
DK). As for Anaxagoras he made mention of him even earlier (Phys.
187a22-7) as positing contraries among the principles, when he pre-
sented his disagreement with Empedocles with the words ‘they differ
from each other in that the latter creates a cycle of these things, the
former [lets them happen] once, and he (i.e. Anaxagoras7) [makes] both
181,1 the homoiomerous things and the contraries infinite, while he (i.e.
Empedocles) [posits] the so-called elements’. Anaxagoras in his actual
words clearly also transmits [to us] the contrarieties in [his account of]
the process of coming to be, in which he says (B12 DK): ‘this rotation
(perikhôrêsis) brought on separation, and from the rare separated off
5 the dense and from the cold the hot and from the gloomy8 the bright and
from the wet the dry’.
Also the Pythagoreans9 posited the contraries as secondary and
elementary principles not only for the physical things, but simply for all
that comes after the One, which they said to be the principle of all
things, and they subordinated [to the contraries] the two coordinated
10 series (sustoikhias), which are no longer properly principles. About
these Eudorus writes the following [things]:10
Translation 19
It must be stated that the Pythagoreans said the One was the
principle of all things according to their highest account, but,
according to their second account, that there were two principles
of the things which are brought to completion, the One and the
nature contrary to that; [that] of all the things that are conceived
of as contraries they list the preferable under the One, but the
inferior under its contrary nature. That is why these things are not 15
regarded as absolute principles according to these men [i.e.
Pythagoreans]. For if the one is principle of the former, and the
other of the latter, the principles are not universal to all as is the
One.

And again [he says]:

That is why they also said that the One is in another way principle
of all things, presuming that both matter and all realities have
come about from it. And that is also the God high above (ton
huperanô theon).

Next Eudorus, describing it in more accurate terms, says that they posit 20
the One as principle and say that the elements arise from the One, but
he states that they refer by many names to the elements. For he says:11

I affirm then that the followers of Pythagoras leave the One as


principle of all things, but in another way introduce the highest
elements as two. They call these two elements by many names. For
one of them they name ordered, definite, knowable, male, odd, 25
right, light; the contrary of that not-ordered, indefinite, unknow-
able, female, left, even, dark, so that because in one way the One
is principle, but in another the One and the Indefinite Dyad are
elements, both One[s] being alike principles, and it is clear that the
One as principle of all things is quite distinct from the One opposite
to the Dyad, which they also call Monad.12 30

It is worth pointing out that Aristotle does not say [simply] that the
contraries make up all the principles, but the things that are contrary
in some way (pôs). For they do not speak of contraries in the primary
sense (kuriôs), but of those things that they regard as contraries. For
the void and full are not contraries, but rather they are opposed as a
state and [its] privation, nor are the angular and non-angular or the
straight and curved. And if one13 were to say the straight is some kind 182,1
of shape, he proved himself that there is no contrariety among shapes.
But perhaps they did not posit them as contraries (enantia) in an
absolute sense, but as opposites (antikeimena). And he himself, as we
shall learn, saying that the contraries are principles, will posit the form
and [its] privation as the principal opposition, which are contrasted not
20 Translation
5 as contraries, but in some other way. So the [phrase] ‘contrary in some
way’ involves differing ways of antithesis.

188a27-30 And that is reasonable. For the principles must [not


come from each other nor from other things and all must come
from them. And it is the primary contraries that have these
features – not being derived from anything else because they are
primary, and] not from each other because they are contraries.14
Having made it plausible that the principles are contraries by the
10 agreement (sumphônia) of the other [philosophers], which was from
individual points, he also makes the same point generally plausible by
the following deductive reasoning.15 The first contraries ‘do not come
from other things nor from each other, and other things do come from
them.’ Those things are principles which come neither from other things
nor from each other and from which the other things come. Therefore
the primary contraries are principles, and by primary contraries he
15 means the most generic. And it is clear that if something is simply
primary, that thing does not originate in something else. For the
primary in so far as it is primary could not come from something else.
That a principle does not come from something else, is obvious then.
That the principles do not come from each other, is also clear. ‘If a
principle were to come out of something,’ says Plato, ‘it would not be a
principle’ (Phdr. 245D). And in general if they come from each other,
they are no more principles than things that come from principles.
20 Yet how do contraries not come from each other? The very opposite
will be shown, that the contraries come from each other. For from black
comes white and from uncultured the cultured [in a man]. Maybe they
may be said to come out of each other in the sense of coming after each
other, but the contrary may not come from its contrary in the manner
of [what comes] from elements that endure [after the change] (as a bed
is said to arise from wood), which is the strict manner of coming into
25 being from something. For it is not possible for a contrary to be the
matter for its contrary. For a contrary does not receive another contrary
while remaining [what it is]. That [statement] ‘the other things come from
these’ is indisputably proper to the first principles; for from the principle
comes what follows after the principle, if it is truly to be a principle. [The
characteristic] also belongs to the contraries, because the coming to be of
things after the principles happens by the occurrence of change, which, as
30 will be shown, all comes about from contrary to contrary.
But how are the contraries principles, if he [Aristotle] himself in the
Metaphysics claims in an inspired manner (1076a4) ‘having many rulers
is not good’?16 Or are we looking for principles of physical things now
and not transcendent principles but elementary, from which, as inher-
183,1 ent in them, things that come to be are generated, as he himself also
shows further in the words ‘To say there are three elements’ (189b16).
Translation 21
Physical things have their being in change, and all change comes about
from something to something in relation to a shared substrate; so there
could not be [just] one principle, but at least two in addition to the
substrate. But maybe the first contraries are broadly characterised by 5
not coming to be from other things nor from each other, but they are not
alone in this, as things that are different but not contrary [also have this
characteristic]. For not all different things are contraries, for instance
if someone were to posit quantity and quality as principles: for neither
[do they arise] from others if indeed [they are] principles, nor from each
other if indeed both are primary in equal measure. Maybe [one could say
that] quantity and quality are not primary principles, but being in a 10
subject, which the nine categories have in common, and not being in a
subject, which applies to substance (Cat. 5). For principles that are
primary and of equal strength are seen in an opposition, because things
that are not opposite are somehow subsumed under each other, even if
their arrangement is not easily seen. That is why both those who explain
the divine arrangements in a mythical way17 and those who explain
them philosophically posited after the single cause of all things a dyad 15
which is the source of every opposition. This opposition is in the divine
realm somehow hidden as it is dominated18 by the union there, but
becomes manifest here in a manifold way.19
My teacher Ammonius20 did not think it right to understand the
phrase ‘contraries do not come from each other’ in the sense that [they
do not come from each other] as from substrates and therefore enduring 20
entities. Rather it should be understood in the same sense as the phrase
‘they do not come from other things’. For it is not possible21 to get other,
more principle-like things than the primary contraries, from which
these are [produced by] (sub)division, either as from genera or from
wholes, or are generated as from productive (i.e. efficient) causes. For
how could there be anything prior to primary principles? [In Ammonius’
view contraries are said not to come from each other] not because they
do not use [the other contraries] as substrates, but rather because one
cannot obtain other [principles] prior to these [contraries] from which
we will say, that they come about [as something] more particular
(mêrikôtera), for instance, as one could say that the compact and diffuse 25
are prior to the hot and the cold, and prior to them the surplus and
depletion,22 and to those form and privation. Hence, using this [reason-
ing] [Aristotle] will say more clearly in what follows ‘moreover, some
contraries are prior to others, and others [again] come from things other
[than themselves]23 (189a17-18), that is from more general [principles]. 30
What is now said, that ‘contraries must not come from each other’ seems
to be said in this sense, namely that it is not possible for one (of a pair
of contraries) to be more primary and more general than the other,
because they are contraries, as he says, that is of equal strength to each
other, and the one of them does not have more [claim] than the other to
the status of the principle. 35
22 Translation

184,1 188a30-1 But it is necessary to look at how this conclusion is


reached also on the basis of the reasoning.
He has shown that the contraries are principles from a [property] that
belongs in common both to the primary contraries and to the principles
(that was the [fact] that ‘they do not come from other things nor from
5 each other and all must come from them’ (188a27-8)). He also now wants
to pass on the most important cause of the fact that the primary
contraries are principles of coming-to-be (I believe he calls the cause
logos). He wants to also because in the preceding reasoning the [thesis]
had become known that primary contraries ‘come not from one another
nor from anything else’ (that they come ‘not from anything else’ on
account of the fact that they are primary, that they come ‘not from one
10 another’ on account of the fact that they are contraries). But the phrase
‘and others from these’ needed a certain causal account. Now he adds
this.24

188a31-188b26 One must assume first that no chance thing (to


tukhon) of all existing things is by nature able to act or undergo
anything by the agency of any chance thing [nor does anything
come to be out of just anything, unless you assume it is accidental;
for (35) how would white come to be out of cultured, except if the
cultured was accidental to the non-white or black? White comes to
be out of non-white, not just out of any, but (188b1) out of black or
something in between, and cultured not out of non-cultured, that
is, not just out of anything lacking culture, but out of uncultured,
or something in between. Nor does something get destroyed into
any chance thing, for instance, the white into the cultured, except
in an accidental way, (5) but [changes] into what is not white, and
not into any chance thing, into black or something in between;
similarly with the cultured into the uncultured, that [changes] not
into a chance thing, but into uncultured or something in between,
if there are such things; it is the same in all other cases, because
regarding things which are not simple but (10) composite the same
account holds; but this escapes us because the opposite disposi-
tions are nameless. For it is necessary that what is joined comes
out of what is not and vice versa, and that the joined is destroyed
into not being joined, and this is not in a chance breaking up but
destruction into its opposite. (15) There is no difference with
regard to joining, arrangement or composition. It is clear that the
same account holds. Whether a house or a statue or anything else,
all come to be in the same way. For the house comes to be from the
[components] being not compounded but separated in a particular
way, and the statue becomes something that is shaped (20) out of
shapelessness; so each of these things is an arrangement or a
Translation 23
composition. If this is true, each thing comes to be from its contrary
or is destroyed into its contrary or something in between. The
things in between come out of the contraries, for instance colours
from white and black; (25) so that all things generated naturally
either are contraries or from contraries’.25
He presupposes (prolambanei)26 as general axioms with regard to every
artificial and natural generation views credible (pista) on account of 15
their obvious clarity, namely that each thing that is generated and
destroyed in itself comes to be and is destroyed by an agent and not
anything by anything at random, but by the opposite active cause and
into the opposite. For not every thing acts upon every thing, but the
opposite upon the opposite such as the hot on the cold, changing it from
the state opposite to itself to that of itself. That applies to the productive 20
[cause] (poioun). With regard to the generated, [he says that] the
generated does not arise from the non-existent, but changes from exist-
ing [thing] to existing [thing] and that [does not occur] from anything to
anything randomly, but from the opposite to the opposite, that is, due to
the productive [cause]. By first making these things axioms, next assuming
things that are generated and destroyed naturally, he concludes that all 25
things [existing] naturally, whenever they are generated or destroyed in
themselves, undergo this as opposites by the agency of [their] opposites.
That any chance thing is not disposed to act upon any chance thing
or undergo [anything] caused by any chance thing – whenever some-
thing per se causes or undergoes change – but the opposite by the
opposite, we may learn thus: the productive [cause] shaping its own 30
activity according to the form in it, places through this activity onto the
substrate (i.e., that from which the generated comes) the form according
to which the generated comes into being; and this [form] was present in
the productive [cause], in the way that the house-builder imposes the
harmony [that exists] inside him and the shape of the house on the
stones, transforming their previous disposition to that present in him.
But neither does the similar in form change (for it [simply] exists) nor 35
the distinct, but capable of co-existing together (for why should white
change to cultured, when both are able to co-exist?), yet those things 185,1
change into each other, which are incapable of subsisting together
before changing.
These are not only the contraries (enantia) in the primary sense, but
opposites (antikeimena) in all manner of opposition. Consequently every
thing generated which did not exist beforehand, must be transformed 5
from the earlier contrasting disposition into its opposite by the agency
of the opposite to the earlier state of the changing thing [which is],
however, similar to the [state] in the direction of which the change
occurs; for this [change] happens out of the productive [cause]. Thus the
body that was previously cold becomes hot by some kind of heat. For, he
says, it is not from cultured that white comes to be per se, but from
24 Translation
10 black.27 Yet nothing stops [this happening] accidentally, whenever the
cultured [man] happens to be black or not white, not a chance [prop-
erty], but something in-between. For the white comes to be per se out of
the non-white, surely not out of white, for [in that case] it would be
[white] before becoming white. Yet [it comes to be] out of non-white not
because it also [comes] from the hippocentaur,28 but from what is
opposed to white: this is either black or any of those in-between
[shades], such as auburn or reddish or predominantly grey and gener-
15 ally what is ranked as black by comparison to white. And cultured comes
about from non-cultured, not from a chance thing, but from what is
naturally so disposed. And the cultured comes from the non-cultured;
such [a state] would be the uncultured and whatever [if anything] lies
between cultured and uncultured.
There is a question about that which lies between virtue and vice and
[between] cultured and non-cultured, where some say that what is
neither this nor that lies in-between, such as what is between male and
20 female, while some [say] it is from the mixture of both, as grey is
between black and white, and some again [say it is] the power with a
natural [tendency] towards both.29 Similarly any chance thing does not
get per se destroyed into any chance thing, but into the contrary or the
in-between. And this is not only the case with regard to simple [entities]
as for instance white and cultured and the like, but also with regard to
25 composite ones such as ‘a man’s house’. Each of these comes about from
its opposite, not from a chance thing, but from what is naturally
disposed to change to those and is destroyed into these [states], but it
escapes attention because of the fact that there are no names in place
for the things opposite to these such as the non-cultured or the white in
the examples discussed before (ekei). One could broadly say that with
regard to the composites the harmonious (hêrmosmenon) and unhar-
30 monised (anarmoston) are opposed.30 For the harmonious arises out of
the unharmonised and the unharmonised from the harmonious, and
they are destroyed into each other, not from any chance things into any
chance things. Surely the harmony of a man would not change into the
disharmony of the lyre, but into that of a man, nor the Dorian harmony
into Lydian disharmony, but into the appropriate one.31
All these examples are not taken from the productive [cause], but
35 from the passive, which amounts to saying: that from which the gener-
ated comes to be and that into which the destroyed is destroyed. The
cultured comes about from the non-cultured by the agency of Damon32
186,1 as productive [cause] and the hot from the cold by the productive agency
of heat. And each of these is said to pass away in that into which they
change, also by the agency of that thing. If someone should think that
harmony and disharmony is said with regard to music only, it makes no
difference to say the same things with regard to both arrangement and
5 composition. For the house which is a kind of composite comes about
from components which are separated and not compounded, and things
Translation 25
given form [come about] from what lacks form, and [as for] those who
make coming-to-be consist in compounding and separation (and this is
the same as speaking of compounding and separation), for them too
coming-to-be and passing away are from contraries and into contraries.
Consequently, to sum up the inductive reasoning, it is true to say that
every thing which comes into being and which is destroyed does so 10
either from contraries or into contraries or those in-between. The inter-
mediates are not separated from both, but put together from both in
order that, being generic cognates, they might possess a relation to
either one. And [this applies to] all the things which [exist] naturally;
for example, ‘animal’ obtains existence from ‘not animal’, but from such
a ‘not- animal’ which is naturally disposed towards generation of an
animal.
It is clear that the person attending to the account will not harbour a 15
suspicion that Aristotle is contradicting himself in that earlier he said
that contraries do not arise from each other, but now [he says] that
contrary comes from contrary.33 For earlier (ekei) he said that contraries
do not arise from each other as from matter (given that black does not
arise from pre-existing white in the same way as a bed does from wood)
or rather that they do not arise from each other as from efficient causes 20
(for contraries cannot effectively be a cause of each other); but here
(entautha) [he stated] that when the contrary form goes out, its opposite
[form arises] from what is underlying through the productive [cause].
So, that nothing is naturally disposed to produce any chance thing or be
affected by any chance thing, let that be clear; but from where is it made
clear that contraries are things naturally disposed to affect each other 25
and be affected by each other? For soul is said to be illuminated by god,
but it is not a contrary [illuminated] by its contrary; or as the empty is
affected by the full so too [the soul] changes from the god-less to the
god-possessed. In general, the thing that is coming into being is not
what it becomes; for it would not be able to come into being. So it does
come about from the sort of thing it is not, not just any thing, but [that
which is] naturally disposed. The same thing is receptive of opposites by 30
nature. The same body can receive hot and cold or black and white, and
the same soul cultured and non-cultured. So when will the soul natu-
rally change to cultured? Is it when[ever] it is cultured? Not at all.
Surely whenever it is not cultured, and it is prone to become cultured.
And the body, when does it become white? Is it when it is white? 35
Certainly not. But whenever it is not white, but it is naturally disposed
to become white? Certainly (†).34 For if being by nature disposed means
being receptive of contraries, and it does not have that which it is said
to become, it is clear that it has the thing opposite to it or the interme- 187,1
diate, and from that changes into what it becomes. And primarily
generation is from that which is not such, but is naturally disposed to
be such. That is why change is from privation to a state (hexis), already
also from the contrary, in so far as it is not of the same sort and has a
26 Translation
natural disposition, and in general from an opposite according to any
5 opposition. For it is not necessary that the white comes from black qua
black, but from the not-white, naturally disposed to become white. That
which is naturally disposed towards the white is also naturally disposed
towards black, so that whenever it is not white, it is either black or the
intermediate and because of that it comes from black or the intermedi-
ate. Whence something arises, into that it also perishes.
10 It is worth remarking that composition is one thing, arrangement
another.35 Composition is used of things which are compounded with
one another, a kind of assembly36 of given things which is well-fitted,
even when no arrangement underlies it, as with [pieces of] wood when-
ever the person putting them together does not care what comes first or
what second, if only they can be fitted together. Arrangement is said of
15 things having position (for the parts of a statue must be put in an
arrangement, so that there [can be] first, second and so on); it is also
said of things which do not possess position as with numbers. For the
monad is positioned before the dyad. But there is neither artificial nor
natural composition without arrangement. Even if he says ‘of each of
these things some are an arrangement, others a composition’, he means
20 it in such a way that even a house and a statue in some respect take part
in arrangement, and in another [respect] in composition, but not that
the house subsists according to composition only, the statue according
to arrangement only. Alexander remarked well ‘that which does not
have a contrary or which is not receptive of contraries, that would be
ungenerated’, adding aptly the second clause, [‘or which is not receptive
25 of contraries’], because of the individual substance, I think. For there is
no contrary to that, but it is receptive of contraries. And therefore it
receives not only the form, but also the privation of the form.

188b26-30 Up as far as this most of the others practically have


followed [our course], as we said earlier. For all speak of the
opposites when, albeit without reason, they postulate the elements
30 and what they call principles as if forced by the truth itself.37
Most of the other physicists too, practically, follow suit as far as placing
the contraries among the principles. The word ‘practically’ (skhedon) he
adds either to ‘most’ out of philosophical caution or to ‘they have
188,1 followed suit’, because not even those persons simply declared that
contraries qua contraries are principles, but the things they actually
mentioned were contraries, such as light and dark and Strife and Love
and combination and dissolution and those sorts of things.38 The fact
that they make affirmations without reasoning, that is without a de-
monstrative cause, and yet (homôs) they speak ‘as if they are being
dragged by the truth itself’, is a clear demonstration of the natural truth
5 of this notion (dogma) and of the preconceived belief (pepoithêsis) ac-
cording to common notions. For we have also provided the cause point-
Translation 27
ing out that there is no coming-to-be of any chance thing from any
chance thing, but of <the contrary> from the contrary. And therefore
‘things that arise naturally are either contraries or from contraries’
(188b25-6). But those [thinkers], without understanding the cause or 10
adding it, still said the same things.

188b30-189a9 But they differ from each other [by the fact that
some take [contraries] that are prior, others take ones posterior,
and some take ones better known according to reason, others
better known according to sense perception; for some postulate as
the cause of generation hot and cold, others fluid and dry, others
odd and even, or strife and love; these differ from each other in the
way just stated, so that they say that they are in a way the same
and different: different, as is the view of most, yet the same (189a1)
by analogy; they take them from the same list of coordinated
opposites. Some are of general scope, others are subordinate. From
this perspective they say they are the same and different, and
some better and others worse, and some say they are better known
according to reason, as has been said before, others according to
sense perception. For the universal is known according to reason,
the particular according to sense perception; for reason is directed
to the universal, sense perception to the particular. For instance,
the great and the small is known according to reason, the rare and
dense according to sense perception.
Having shown that regarding the principles there is agreement (sum-
phônia) among the ancient natural philosophers in making them con-
traries, because to many they seem to disagree with each other as each 15
one posits something else as the principle, he also passes on their
difference. And how this too leads to agreement, he shows nicely and
clearly.
So he makes the difference clear by saying ‘some take [contraries]
that are prior in nature, others posterior in nature’ and ‘some take ones
better known according to reason, others better known according to
sense perception’. Or [he clarifies] by meaning the same thing with 20
‘prior in nature’ and ‘better known according to reason’, and again
‘posterior in nature’ and ‘better known according to sense perception’.
And of the examples he added ‘the odd and even and Strife and Love’ as
they are [contraries] by nature prior, and more known according to
reasoning, but not via sense, as befitting the prior ones (for these are 25
intelligible; that is why Empedocles, when speaking about Love, says
‘but look with your mind and don’t sit with your eyes astounded’), but
he ascribed to the posterior things ‘the hot and cold and wet and dry’ as
things posterior by nature and more known via sense.
Parmenides mentions hot and cold, but regarding wet and dry Alex-
ander says that either he said that (the very one who called them hot 30
28 Translation
and cold), or Empedocles [did so] placing the four elements as principles
next to Love and Strife. Yet Porphyry39 ascribed the view more appro-
189,1 priately to †Anaximenes who said ‘earth and water are all that comes
to be and grows’.40 The Pythagoreans posit the even and odd as princi-
ples, in the way that Empedocles [posited] Strife and Love with the four
elements. Perhaps he added the [opposites] mentioned as examples of
those [things] more known by nature and by sense, but not anymore of
5 those prior and posterior. For the more general and comprehensive
must be prior, while those particular and contained more posterior.41
The things mentioned do not stand in such a relation to each other, with
the result that they would not differ in that respect. Or perhaps it is
because he spoke earlier about the contraries differing with regard to
the prior and the posterior, when he said (187a15) ‘they generate the
10 other things from condensation and rarefaction and create many things
– these are contraries, and at a general level excess and defect, as is the
great and the small according to Plato,42 unless perhaps of these [con-
traries] those that are intelligible and considered by reason, such as
Love and Strife and odd and even, should be said to ‘contain’, because
they reach all other things, whereas perceptible and material things,
because they are ranked below the former and share in them, are
15 ‘contained’. For hot and cold and dry and wet partake in Strife and Love
and odd and even in respect of unification and dissolution and the
combinatory and separative. For in his On Generation43 he characterises
the hot as what compounds (sunkritikon) similar things by its combina-
tory [property] (sunkritikon). But it is not participated in by these.44
Alexander says that the more formal of these are containing, while the
20 more material ones are contained [within them], saying that the more
formal ones among these aforementioned contrarieties are hot, dry,
uneven, and Love,45 but the more material ones the opposites to these.
Still, he says that one group assumes the prior and containing [oppo-
sites], while the others [assume] the posterior and the contained, while
no one speaks of hot and dry, nor again anyone else of cold and wet, but
25 of opposite things together. For in this way, but not in the other, they
could say that the opposites were principles, all in common having an
opposed nature but differing by some being prior and others posterior.
Therefore those who have put forward these opinions say ‘the same
and different things’, different, as shown before, because the one says
30 Strife and Love, the other hot and cold and others again another of the
oppositions, yet also while seeming to state a differing view they say the
same things, in so far as they assume things which are analogous (ta
analogon). For given that there are two opposed columns, the one being
stronger, in which Love and odd and excess and great and rare and hot
[reside], and the other being weaker, in which the contraries of these
35 are, they all take from the same column, from the stronger one the
190,1 stronger [elements] of their own opposition, and from the weaker one
the weaker elements, even if some assume the more general and con-
Translation 29
taining oppositions, while others [assume] more particular and con-
tained ones. For excess and defect contain great and small and the latter
contain rare and dense and these last hot and cold. They are analogous:
as excess stands to defect, so great to small and rare to dense and hot to 5
cold. And it is clear that those who posit the prior and more comprehen-
sive as principles speak better, while those who [posit] the contained
and more immediate worse; for even though these are principles of
others, they also are from principles. Those who posit the intelligible 10
and more general and comprehensive speak of what is better known
according to reason (188b32), while those who posit the perceptible and
more particular and the contained speak of what is better known to
sense (188b32-3), because the universal is to be grasped by reason, but
the particular by sense perception.
How is it that he says (189a8-9) that the great and small are general
principles and according to reason, but the rare and dense of the things
that are particular and according to sense? For each of these is also both 15
general and particular. Perhaps because the rare and dense are more
physical and material, just as the hot and the cold are more perceptible
and because of that also particulars, but the great and small more
immaterial because they are also observed in incorporeal things and
therefore more universal and more known by reason. 20
Simplicius: On Aristotle Physics 1.6
Translated by Michael Share (lines 190,21-202,19)
and Michael Atkinson (lines 202,20-208,32

Chapter 6
190,21 189a11-14 The next thing should be to say whether they [sc. the
principles] are two or three or more. [For they cannot be one, because
contraries are not one [thing], nor infinite [in number], because being
will not be knowable, and [because] there is a single contrariety46 in
any one genus and substance is one particular47 genus }48]
Having set himself the task of discovering the number and identity of
the principles of physical49 things50 and having set out opinions on the
25 subject,51 which are various, he detected a single common feature of
those [opinions], the inclusion of the contraries among the principles.52
Therefore, taking this general agreement as evidence (eis pistin), [and]
in addition establishing it by demonstrative arguments of his own,53 he
first shows what the principles are: that they are [in fact] the contraries.54
And concurrently with this it is also shown how many principles there are:
that those that are contrary [to one another] are two,55 and that which
30 underlies the contraries one (which he will add later).56 This, then, is why
he has first shown what the principles are and then added their number.57
To begin with (teôs), from its having been demonstrated that the
contraries are principles, he concludes once more58 that it is not possible
for there to be either [just] one principle or an infinite number.
191,1 That there is not [just] one he argues (sullogizesthai)59 as follows: If
there is [just] one, it is not contraries. The principles are contrary [to
one another].60 Therefore if there is [just] one, it is not a principle.
That the principles are [indeed] contrary [to one another] has [al-
ready] been shown;61 that what is one (to hen) is not contraries he now
shows by conversion: If the contraries are not one [thing], what is one
[thing] is not contraries; for if a contrary is contrary to a contrary, the
contraries62 would not be in one [thing].
He shows that the principles are also not infinite in number using the
5 same argument as previously:63 If the principles are infinite in number,
they themselves will be unknowable on account of being infinite in
number and the things [that derive] from them will be unknowable
because ‘we think that we know a thing when we have discovered its
first causes and first principles and [have traced it] back to its elements’.
He also employs a second argument for the principles not being
Translation 31
infinite in number as follows: Substance is a single genus. In every
single genus there is a single contrariety. Therefore there is a single 10
contrariety in substance. A contrariety is between two things, the
contraries. Therefore substance has two principles in its sphere (peri
autên), [namely,] the contraries. Therefore the principles, since they are
contrary [to one another], are not infinite in number.
In relation to this last [argument] one should first ask what ‘one
substance’ is and what the word ‘genus’ means here and what the single
contrariety that is observed in the sphere of (peri) the genus of sub-
stance is and why it is that, having set himself the task of discovering 15
the principles of all physical things in common, he has focussed on
(paralambanein) just substance and the contrariety associated with it.
For how will the contrariety associated with substance be applicable to
the genera in (kata) the other categories?64
Alexander takes substance to be the enmattered form, or, rather, the
composite of matter and form, which is one genus65 of substance, there 20
being three [such genera]: matter, form and the composite. And indeed
it is only in it that contrariety is observed in association with substance.
For it is not the case [that it is found] in substance as a whole (pas) while
in all the other categories that have contrariety there are many contra-
rieties. In fact in each of the genera that come under quality there is also
a single contrariety, as for instance, in colour, which is a single genus, 25
[that of] black and white, in disposition, [that of] virtue and vice, in
flavour, [that of] sweet and sour, and similarly with the other [genera].
And in the same way, in the one genus of substance, the one involving
(kata) enmattered and generated form, there is a single contrariety, that
of form and privation.66, 67
He [sc. Alexander] says that the ‘one genus’ in question (ekeinos) is
one whose division is into species and no longer into genera.68 And
enmattered form too is divided into the differentiae of the species, all of 30
them as species. And qua generated it has a single contrariety, that of
form and privation. And if there is a single contrariety in ‘any one genus’
and [if] physical substance in [the realm of] generation and perishing is
a single genus, there would also be a single natural contrariety in it, 191,1
which would be the principle of generated substances. And when a thing
has a single contrariety, and that [contrariety] is itself a principle, the
principles of natural and generated (en genesei) things that belong to it
would not be infinite in number.69
But if by ‘one genus’ he means enmattered substance, first, he himself
said70 that there is no contrariety in substance and, second, if we were 5
seeking the principles of substantial change alone, we should make only
the contrariety in substance a principle, while if [we were seeking those]
of [change] in quality and the other categories as well, it would be
necessary to assume another, common, contrariety.
Well, on the question of there being nothing contrary to substance,
one must say that he was denying one [kind of] contrariety there, one
32 Translation
10 where both [contraries] would be species,71 and proposing another [kind]
here, one involving form and privation. And we know that privation is
not thought to be anything that has being, since it is a kind of absence
of being. So it is correct to say both that nothing is contrary to substance
and that there is a single opposition (antithesis) in substance.
With regard to the second [point] our master Ammonius said that ‘we
15 are seeking the principles of the existence (hupostasis) of the substances
in which the other categories also have their being, as Alexander also
noted when commenting on [the words] “moreover, it is impossible for
there to be more than one primary contrariety, for substance is a single
genus of being”.’72 For, just as being is primarily in substance and
comes to the other genera secondarily from it in the manner of [other]
20 things that are [derived] from one [thing] and [relative] to one
[thing],73 so too will the contrarieties in the other genera have their
being from that in substance. Therefore it will be fitting to speak of
form and privation firstly with reference to the contrariety in sub-
stance but in the second instance also with reference to the changes
in the other categories. After all, in them too there is on the one hand
form and on the other privation.
25 ‘The [words] “in any one genus” will not refer to the genus which is
proximately divided into species. For the contrariety in this genus will
not be primary, since it [sc. the genus] is not primary either, and the
principal74 contrariety should be prior to the other contrarieties.’75
The great Syrianus, however, says: ‘Perhaps by genus he means the
30 category and [says] that it has a single contrariety because, although
there are many [contrarieties], they are all reduced to one, excess and
defect,76 which is understood in the appropriate way (oikeiôs) in each
category. “Excess” is always the superior contrary, “defect” the inferior.
So excess is one thing in quantity, another in quality, another in place
35 or posture, “for”, says Porphyry, “there are as many [kinds of] excess and
defect as there are kinds of being”.’ ‘But’, he [sc. Syrianus] says, ‘one
193,1 might perhaps add “if every category admits of such an opposition”.’
Ammonius said that it is not a genus in the strict sense, whether the
proximate or the highest, that is in question here (for contrariety on the
part of (kata) the differentiae of neither77 of these produces generation
5 and perishing), but as, he says, Alexander also noted towards the end of
his explanation of the present passage, he is here calling the single
substratum78 a single genus. (It was in fact his habit to also call the
nature underlying anything a genus.) So, just as a single contrariety,
that of even and odd, is observed in79 number, and the [contrariety] of
sweet and sour in flavour, and that of smooth and rough in surface, so
10 too is a single contrariety, that of form and formless (which [Aristotle]
calls privation), observed in substance. So, just as number is different
from odd and even in definition (for neither one of them80 is included in
the definition of number), but in actuality it is always one or the other
of them,81 and [just as] surface stands in relation to even and uneven,
Translation 33
so does the nature which underlies substance stand in relation to form 15
and formless.82
On these issues, in response to the [comments] of the most philo-
sophic Syrianus one must say that if he understands excess and defect
in the strict sense, the contrariety would belong to quantity alone; it is
[only] present in the other categories because of quantity. And if, on the
other hand, he is taking it in the sense of superior and inferior, how does 20
he explain83 ‘if every category admits of it’?84 After all, there are cer-
tainly also differentiae in each [category] and in differentiae one is
superior, the other inferior.
And in response to our master, who also cites Alexander in his
support, first, how will the contrariety of substance85 also be present in
the other categories when each should have its own contrariety just as
it has its own genus? If the others [derive] their being and their genus 25
and their contrariety from substance, there would be [just] one primary
genus, substance, and the primary [genera] would no longer be ten. In
fact, not even being [comes to be] present in the other categories from
substance, but is present in substance first and after it in the others,
just as order [does] not [travel] from the first to the second but to all
[members of a series] from the shared order. And how by ‘one genus’ 30
could he mean the substratum, or matter, in this passage when he has
not yet shown (as he will soon86) that there must be some third principle
which underlies the contraries?
Well, it is clear from what follows87 that the contrariety he intends to
assume is that of form and privation. And that exists not only in
substance but in every category that allows of change. Whiteness, for 35
example, is sometimes present in a substratum, sometimes absent, and
when it is present, the form of whiteness is said to be present in it, and
when it is absent, privation is. And likewise for the other categories. So 194,1
perhaps when he says ‘substance is one particular genus’ he is not on
this occasion talking about the substance that is opposed to the other
categories but about the whole being (huparxis) of that physical reality
(hupostasis) which is subject to change, [and] which is our current topic
and the principles of which we are seeking.88 The contrariety of form and 5
privation is observed to be present throughout this on account of [the
presence of] change. [First], having assumed that such physical, gener-
ated and enmattered being (huparxis) is, as it were, one particular
genus (just as he would also say that there is one particular genus of
intelligible, ungenerated, completely matterless existence (hupostasis)), 10
he shows that the highest contrariety in such substance must be single;
then, further assuming that ‘in any one genus’ the highest contrariety
is single, he concluded that in this genus, the one we are currently
discussing, or that of physical substance, the principal contrariety of the
genus is89 also single, and on that account the principles will not be
infinite in number.
It should not surprise us that the word ‘substance’ is being used with
34 Translation
general application (koinôs). Similarly, here [in the Physics], when he is
15 talking precisely, he will describe90 generation and perishing as a
change with respect to substance, but he often also uses them in relation
to quality, saying [for example] that white comes to be out of black and
that black perishes into white;91 and yet in the process of black becoming
white no change with respect to substance takes place but [only one]
with respect to quality.
That ‘in any one genus’ the first contrariety is single is clear from the
20 following. The genus indicates a commonality of nature. The common-
ality is either from above, and so is the cause of the differentiae, as [in
the case of] substance and the other92 categories, or from below so as to
receive them.93 And if it is [their] cause, it is clear that, within the range
of the generation of the differentiae, it will produce two extremes that
are furthest removed from one another, in other words [a pair of]
contraries; and if it is a substratum, it is certainly the case that, among
25 the things that are changing in it, it will have no more than two that
are, while connected,94 furthest removed from one another. This is also
evident among the things themselves: in quality there is a single
highest95 contrariety, like and unlike, and in quantity [there is] equal
and unequal, and in the same way in substance in the general sense
(koinos) there is form and privation.
‘Substance’, then, should be understood either in this way or else with
reference to the substantial96 [element] (to ousiôdes) everywhere. (We
30 do, after all, say that colour and compressiveness (to sunkritikon)97
belong substantially98 (ousiôdôs) to black.)99 In this way there is in every
category its own substantial element with respect to which ‘black’ or
‘three cubits long’ or ‘on the right’100 are said to come to be or perish; and
yet the substance which underlies these is not said to come to be or
perish when they come to be or perish but [only] to alter. So the
35 substance now in question is that in which generation and perishing
[take place], [and] in which [are included] both substance in the strict
195,1 sense,101 [the kind] that is said to exist in its own right, and the existence
of the accidents of such substance.102 For this103 too partakes of genera-
tion and perishing.
Which kind of substance, then, is it that Alexander takes104 to be the
kind involving (kata)105 enmattered form in this passage (entautha)? If
it is substance in the strict sense, the kind that is opposed to the other
5 categories, the argument is defective, but if it is the kind that is said of
all generated forms in common, all would be well.
It seems to me that what Eudemus106 of Rhodes says also tends
towards this view, albeit that too107 is obscurely expressed. It goes like
this: ‘If there is a contrariety, there will be at least two things. And once
it is established that the primary contraries are two [in number],
10 neither of them can be a substance, since substance is not a contrary, if
indeed the physicist does not investigate everything108 – which is why
he does not enumerate all the things that exist or assume common
Translation 35
principles of all things but [only] of substances, and of those [only] of the
corporeal ones as though [they were]109 “one particular genus”. Not just
anything comes to be from just anything, but from something of the
same genus, such as colour from colour, flavour from flavour, and
likewise in other cases; and nor would substance come to be except from 15
substances or body except from bodies.’
In the above the [words] ‘as though [they were] one particular genus’
and ‘not just anything comes to be from just anything, but something of
the same genus, such as colour from colour’, indicate that ‘substance’ is
not being understood in the sense of the primary substance of the ten
genera [sc. categories]. For that is not ‘as though’ a genus but really a
genus. So [the substance] in question would be that which also embraces
the accidents.110

189a14-17 } and because it is possible [to produce everything] out 20


of a finite number [of principles] [and [doing so] out of a finite
number, like Empedocles, is better than [doing so] out of an infinite
number, for Empedocles thinks he can explain111] everything
that112 Anaxagoras does with (ek) an infinite number.
He provides this third argument in proof of the principles being not
infinite but finite in number: Other things being equal, it is better for 25
principles to be finite rather than infinite in number. But other things
are equal. Therefore a finite number is better.
The hypothetical premiss is evident from what was shown earlier.
For if infinite principles are unknowable themselves and also render the
things that flow from them unknowable, it is evident that a finite
number is better, especially if other things are equal as far as assigning
(apodoseis) causes goes. And that the causes of things coming to be [can
be] assigned (apodidonai) even when they [sc. the principles] are finite
in number is evident from the fact that Empedocles, even though he 30
states that the elements are finite in number, ‘thinks that he can
explain everything Anaxagoras can with an infinite number’. 196,1
The above argument has another useful feature. In reply to those who
would say that, while what is infinite is unknowable, it is not possible
to give the causes of things coming to be on any other hypothesis,113
notwithstanding that things that come to be must come to be out of
being and [only] seem to do so out of non-being;114 so even though the 5
finite is more easily grasped, one must not on that account brush aside
the truth and say something different; after all, we can’t make ourselves
the creators of things that occur naturally but [only] observe them as
they are – in reply, then, [as I was saying,]115 to those who say this, he
cites the case of Empedocles, who says that the principles are finite in
number but can explain everything that those who say they are infinite
in number can.
36 Translation

10 189a17-20 Further, some [pairs of] contraries, are prior to others,


[and some, such as sweet and sour and white and black, derive
from others116,] but principles must always remain.117
Alexander says that this is advanced as the second reason for its being
necessary to posit a single contrariety among the principles and not an
infinite number. In so far as it shows that the principle is a single
contrariety it would [indeed] be the second argument, but in so far as it
15 shows that the principles are not infinite, it is the fourth.118 The first
was the one that stated that it is not possible for them to be infinite in
number ‘because being will not be knowable’,119 the second was ‘there is
a single contrariety in any one genus’, the third ‘that it is possible [to
produce everything] from a finite number [of principles]’. When added
to these, this is the fourth, and it also resolves an objection which asks:
even if the contraries are principles, what prevents the contraries from
20 being infinite in number, with many oppositions being produced? It
resolves [it] by showing that all the contraries are reduced to a single
opposition, the highest one.120 And at the same time it also shows that
not only are the contraries not infinite in number, but the highest and
principal (arkhikôtatos) ones are not more than two in number. For even
though there are many contraries, ‘some [pairs of] contraries are al-
ways121 prior to others’, and some embrace [others] and some are
25 embraced,122 and the secondary ones stem from the prior and the ones
that are embraced from the ones that embrace [them]. And it is evident
that these very first and embracing [contraries] will be principles; for
the principles must be both primary and shared in by all things.
And that the contraries are such that some embrace and others are
embraced and ‘some are prior to others’ and ‘some arise from others’123
30 he both told [us] earlier when he said124 ‘for they take [them] from the
same list125; <for> some of the contraries embrace [others] and some are
embraced’ (those that embrace [others] are prior and causes126), and has
also indicated here by [his] examples, since ‘sweet and sour and white
and black’ derive from earth and fire and they from hot and cold, just as
some have referred these [sc. hot and cold] back to rarefaction and
35 condensation, and them [in turn] to combination and separation.127 And
197,1 Democritus too, having started from the assumption that the atoms are
infinite in number, derives (gennan) their qualitative differences from
their contrarieties in respect of position, shape and order128 on the
assumption that these are prior to [their qualities]. After all, it is [the
contrarieties] that are shared in by all things that one must take as
5 principles. If I say that the principles are white and black, there will be
principles of coloured things but no longer of colourless things such as
hard and soft or sweet and sour; and sweet and sour would not be
principles of things without flavour. Combination and separation, on
the other hand, are shared in by all physical things, [as are] limit and
unlimited and same and other, and the most widely shared of all, and
Translation 37
shared in qua physical, is form and privation.129 For this reason it is
better to refer the many [contrarieties] back to a single contrariety. 10
Empedocles, at any rate, although positing two [contrarieties] in the
elements, [those] of hot and cold and dry and moist, made the two
culminate in a single one, that of strife and love – just as he makes it [sc.
the contrariety of strife and love] culminate in a monad, that of neces-
sity. But it [sc. necessity] [is present] as one [entity] and strife and love
as two, and not just as productive [causes] but as elemental [principles]
too,130 like combination and separation, to which they are equivalent.131 15
If, then, some contraries clearly derive from others, not all contraries
will be principles. After all, the principles are primary things, and
primary things [do] not [derive] from other things or from one another.
So if all things are referred to a single contrariety – whether it be
combination and separation or what exceeds and what is exceeded or
form and privation (different people have taken different views of the 20
primary contrariety) – it would, being a single principle, be the primary
contrariety.132
But how is it that, after saying that the contraries are principles of
the things that come to be and perish, he added ‘but principles must
always remain’?133
Alexander for his part says that the principles are everlasting. For if
they were to come to be, and if everything that comes to be perishes, the
principles would perish, and consequently so too would the things that 25
derive from the principles. And in that case generation will at some
point fail, because there will be nothing from which anything can come
to be. And if this is ridiculous, the principles must exist forever. He then
adds Plato’s argument (apodeixis) about principles: if they were to come
to be, [says Plato,] they would come to be from principles, and if that
were the case, they would not be principles themselves.134 ‘Principles’,
he says, ‘are, as will be shown, of two kinds. Some are pre-existent and 30
ungenerated and numerically135 everlasting, like the creative agency (to
poioun) and matter. The others are those in accordance with which
generation and perishing [occur]. These are the contraries that are
neither ungenerated nor numerically everlasting.’ ‘Also’, he says, ‘there
are many principles, but not all of them are everlasting, only the
principal ones; the proximate136 ones are perishable.137 So not every
principle is everlasting. Also, some contraries are universal, some par- 35
ticular. The particular ones, which come to be, also perish. The
universal contraries, on the other hand, under which all the other
contraries [fall], and which are most generically privation and form, do 198,1
not perish, for universal things are imperishable.’138
Given that this (and word for word) is what Alexander said, it would
be worth asking both him and Aristotle, how is it that, given that he is
assuming the proximate and elemental principles but not the produc-
tive and transcendental ones, and given that he states that contraries 5
arise from contraries and perish into contraries, given [as I say] that he
38 Translation
is positing such principles, he nevertheless says that the principles are
everlasting? And yet Alexander himself says that the [factors] owing to
which generation and perishing [occur], in other words the contraries,
are neither ungenerated nor numerically139 everlasting! And it is clear
that Aristotle was talking about principles qua contraries when he
10 added ‘but principles must always remain’. And so even if, as he140
states, the principal (arkhikôtatos) principles are everlasting and the
proximate ones perishable, there would be contrary ones among the
proximate ones. And how is it that when he141 stated that the universal
contraries are everlasting and the particular ones perishable,142 he did
not notice that this does not only apply to universal form and priva-
tion143 but to universal white and to universal black as well, so that they
too will be principles? And anyway, what does stating that the princi-
15 ples are everlasting contribute to proving that the principal contrariety
is single? If they are everlasting they are not ipso facto two.
So perhaps this too is better [understood] as our master maintains144
when he says that the [words] ‘must always remain’ do not signify
everlastingness (to aïdion) or indicate that the principles under discus-
sion are ungenerated and imperishable. For [otherwise] how will
20 generation and perishing still occur in accordance with their changing?
(Which is what is being investigated here.) Rather, [the phrase] ‘must
always remain’ is included (eirêtai) because in the case of each thing
that comes to be and perishes either a form or a privation, or, rather,
both a form and a privation, must in every instance be found in the thing
that is changing. For everything has both a form and also a privation,
25 which is the absence of that form to which it naturally changes. A white
body has the form white and the privation of black, to which it naturally
changes. And this145 would be characteristic of a truly principal contra-
riety. And for this reason Aristotle added it146 as an explanation of why
the other contrarieties are not principles if, as is the case, they do not
extend through all things. For you will not find any of the more partial
30 oppositions extending to all physical things. Not all physical things are
black or white, for example, or sweet or sour, yet there is form in all of
them. However, in the case of everlasting things this is all there is, while
in the case of generated and perishable things along with the form there
is also privation, not privation of the form itself but privation of the
opposed form to which [that form] naturally changes. So the principal
35 opposition is said to always remain even though the other oppositions
do not remain, in the way that one might also say that prime (prôtistos)
matter remains forever, being seen in all enmattered things, even
though wood or bronze or [other] particular matters are not the same in
all of them.
199,1 And perhaps ‘always’ signifies not only the entirety (pantotês) of time
but that of things as well, and so is used here of [being] everywhere.
Translation 39
189a21-7 And since they are finite [in number], there is an argu- 5
ment for not making them just two. [One would have to ask how
density could be of a nature to make rarity into anything, or it
density. And the same goes for any other contrariety. Love does not
gather up strife and make something out of it and nor does strife
make something out of [love] but both of them [act on] some other
third thing. And some people assume still more [such things]] out
of which they construct the nature of things.
Having shown that the primary contraries, which, since they are pri-
mary contraries, are two in number, are the principles of physical
things, he next wants to introduce yet a third principle, the substratum
for the contraries, namely matter. And in introducing it he shows by a
number of arguments that the contraries do not adequately meet (mê
autarkês eis) the definition of a principle, or, rather, would not be 10
principles at all taken on their own.
The first argument shows that the contraries are not principles taken
on their own. Its implicit (dunamei) form is this: The principles, if they
are indeed principles, produce something; the contraries, if on their
own, produce nothing; therefore the contraries are not principles.
That the contraries on their own do produce nothing is clear from the 15
fact that a thing which acts, acts on something that sustains (hupome-
nein) the effect, as when black acts on body, but the contraries, if on
their own, act on nothing. The contraries do not face up to (hupomenein)
one another and white does nothing to black or love to strife. It is not
strife that love collects together but the underlying elements. A thing
that acts, acts on something that holds its ground (hupomenein), but one
contrary does not face up to another. If that were the case, strife that 20
holds its ground (menein)147 will be love. Rather, each of them is active
around the substratum and in the measure that one of them gains
control of the substratum, the other withdraws.148
To lend credence (pros pistin)149 to [the view that] the contraries also
need some third [factor], he has cited the fact that some people do not
provide just a single substratum for the contraries but a number.
Democritus, for instance, makes [his] infinite atoms the substratum for
the contraries in his system (kat’ auton), those involving (kata) shape 25
and position and order, and Empedocles makes the four elements the
substratum for strife and love.

189a27-32 In addition, one might raise this further difficulty [if


another nature is not posited to underlie the contraries. For150 we
do not see the contraries [constituting] the substance of anything,
and a principle should not be said of some underlying thing.151 For 30
[then] there will be a principle of a principle]; for that which
underlies is a principle and is thought to be prior to that which is
predicated [of it].
40 Translation
Alexander divided this text into two arguments. One, [contained in the
words] ‘if another nature is not posited to underlie the contraries’, runs
200,1 like this: The contraries do not underlie anything; the principles do
underlie [things]; therefore the contraries are not principles. The second
is as follows: The principles are not [said] of an underlying thing; the
contraries are [said] of an underlying thing; therefore the contraries are
not principles. But perhaps the [words] ‘one might raise this further
5 difficulty if another nature is not posited to underlie the contraries’ are
not an argument (apodeixis) but the preliminary (problêma) [to one] and
he adds the difficulty one could raise for those who do not posit another
nature in what follows – and accordingly he has added ‘for’ [to the
phrase]152 ‘for we do not see the contraries [constituting] the substance
of anything’ because this is the reason for raising a difficulty for those
who do not posit another nature underlying the contraries.
The syllogism, I believe, goes like this: The contraries are in an
10 underlying thing and [are] accidents; the principles are not accidents;
therefore the contraries are not principles.
He has taken [the premiss] that the contraries are accidents from the
statement that ‘the contraries are not seen153 [to constitute] the sub-
stance of anything’; and if they are not substance, it is clear that they
are accident. This is clear from the contraries not existing separately
but having their existence in an underlying thing. After all, contraries
15 are kinds of differentiae, and differentiae are differentiae of something.
This is why he says ‘we do not see the contraries [constituting] the
substance of anything’, on the basis that they certainly have to be ‘of’’154
something else, whatever that may be.
That the principle is not [said] of an underlying thing, that is, not in
an underlying thing and not an accident,155 he shows as follows: That which
is [said] of an underlying thing has the underlying thing as a principle; the
principle does not have a principle; therefore the principle is not [said] of
20 an underlying thing. For if it is [said] of an underlying thing, there will be
a principle of a principle; but there is no principle of a principle; nor,
therefore, is that which is [said] of an underlying thing a principle.
He proves the hypothetical premiss as follows: The underlying thing
pre-exists that which is [said] of the underlying thing; that which
pre-exists is a principle; therefore the underlying thing is a principle of
that which is [said] of the underlying thing.

189a32-4 Also, we do not say that substance is contrary to sub-


25 stance. So how could a substance consist of non-substances? Or
how could a non-substance be prior to a substance?
It seems to me that he brings together three or four arguments in this
passage, the first of which, which is a premiss, as it were, for what he
proves in the sequel, shows that the contraries are not substances, while
the two that follow prove that the contraries are not principles.
Translation 41
The first goes like this: Substance does not have a contrary; a con- 30
trary has a contrary; therefore a contrary is not a substance.
The second, assuming (as an affirmation by transposition156) that the
contraries are not-substance (ouk ousia), and further assuming that
not-substance (mê ousia) is not a cause of substance, concludes that the 201,1
contraries are not causes of substance; and things that are not causes of
substance would not be principles of physical substances.
The third is as follows: The contraries are not prior to substance; the 5
principles of substance are prior to substance; therefore the contraries
are not principles of substance.
That the contraries are not prior to substance he shows as follows:
The contraries are not substance; non-substance has its existence
thanks to substance and in substance; that which has its existence
thanks to substance and in substance is not prior to substance.
But what is the substance that he denies of the contraries? Alexander
says that with [the words] ‘we do not say that substance is contrary to
substance’ one should understand [the qualification] ‘qua substra- 10
tum’,157 because privation is thought to be contrary to form, which is a
substance – ‘unless perhaps’, he says, ‘it is more in everyday speech
(koinoteron) that privation is said to be a contrary’. But I would be
surprised if we were meant to construe substance as matter158 here.
Matter in itself is neither a principle nor substance in the strict sense,
but, if at all, at the third remove. Substance in the strict sense is the
composite of matter and form, in a secondary sense, form, in a tertiary, 15
matter. And I believe that by the same arguments one could have shown
that matter in itself would not be a principle either, because it is not in
itself substance and substance could not come from non-substance.
And just what is meant by ‘how could a substance consist of non-sub-
stances?’ is, it seems to me, itself worthy of investigation. In fact, the
elements of a substance should not be substances either. If elements
pre-exist159 the thing that is composed of [those] elements, and the 20
elements of substance were [themselves] to be substance, there would
be substance before substance came to be. And, speaking generally, the
elements are in no case identical to what is produced from the elements.
For instance, the elements of a human being are not human beings or
those of flesh flesh.
Perhaps, then, matter and form, or the opposition,160 being elements
of substance in the strict sense (which is composite substance), are
neither of them substance on its own, but only substantial, and neither 25
of them bodies, but only corporeal (as Eudemus161 also indicates when
he refers to matter as ‘body-like’ (sômatoeidês)), and it is after coming
together that they are substance and productive of substance.
For this reason neither one of them on its own is substance or
productive of substance. However, to the extent that matter can exist 30
on its own, which is a property of substance, whereas the opposition
invariably has its existence in something else and exists in a substra-
42 Translation
tum, and on that account is further from substance, matter seems
somewhat closer to meeting the definition of a substance than does the
contrariety. And for this reason it was from the fact that the contraries
202,1 exist in a substratum that he showed162 that they are not principles,
saying that the substratum is more a principle because it pre-exists
what is predicated of it.
But it seems to me that the argument is still to discover the intention
of the present passage. That he still wants to show by it that the
5 contrariety does not adequately meet the definition of a principle is
obvious. However, I think that it has not yet become clear from what he
has said what the substance whose principles he is seeking is or how he
is constructing (methodeuein) the argument. So perhaps, in seeking the
elements of the composite substance, which he will tell us in what
follows is substance in the strict sense,163 he is saying that the opposi-
tion of form and privation does not suffice, because, although form is in
10 a sense substance, its contrary, privation, is in no wise substance, since
substance is not contrary to substance. Accordingly, there is need of
something else that will underlie [them] and thereby, along with form,
create the composite; privation will not be involved but will contribute
to generation and perishing. This does not show that the contraries are
not in some sense principles, but that they are not principles on their
own, and he shows exactly this in what follows when he says164 that the
15 only way in which what was said earlier and what is being said now can
both be true is if, in addition to the contraries, some third [entity] that
underlies the contraries is hypothesised.
He calls the statements he describes as such ‘difficulties’ because
they stand in need of further qualification explaining that [the contrar-
ies] are not principles on their own but become principles when
combined with a third [entity].

20 189a34 And so if the previous argument and this one are thought
to be valid, it is necessary, if both of them are to be preserved, to
posit some third thing.
He has shown previously that the contraries are principles of natural
things (ta phusika): this is because what comes to be does not come to
be from anything random but from a contrary, and it passes away not
25 into anything random but into a contrary. Next, he introduces further
arguments which leave this matter problematic and seem to show the
contrary, that the contraries are not principles; his arguments show this
moreover through deductive accuracy rather than by being just clever.
Now he finds a way in which both the previous arguments and the
subsequent ones, though they seem to contradict each other, will come
30 to the same thing. This he does by maintaining that the contraries are
principles (this has been validly proved previously), but not however
when taken on their own (since the arguments which deny it are also
Translation 43
valid), but when accompanied by some other third thing underlying the
contraries. Again he finds that the natural philosophers agree with his
argument, those [philosophers] that is who posit for the contraries a 203,1
single nature, and because of it maintained that the universe was a
single thing, and generate everything from this – water for Thales, fire
for Heraclitus, air for Anaximenes, and that which is intermediate for
Diogenes. For all of these posited this single nature for the contraries,
saying that other things came to be from it through combination and 5
separation or rarefaction and condensation. He is more complimentary
to those who speak of what is intermediate and adds his reason. The four
elements are already involved with contrarieties: fire is hot and dry, air
is warm and wet, water cold and wet, earth cold and dry. All of them are
involved with contrariety, for all derive from matter and form. But that
which is going to receive the contraries, and along with them is going to 10
produce the genesis and the passing away of the things which are, must,
in its own nature, be without a share in the contraries. For should it
possess one of the contraries in its substance, either it will not change
in itself and nothing will be from it or pass away (if its being is in one or
the other of the contraries), or it will possess all the contraries together.
In short, if it is involved with a contrary, it will no longer be simple but 15
compound, for the contraries are in a substratum, so it will not even be
a principle. Principles are the things from which a particular thing
(touto) stems; they are not the thing itself. But if someone really wants
to make one of the elements the principle, it is better to speak of air,
because compared to the others air seems to have differences which are
imperceptible: it will seem to be posited as something without qualities
and as something having no contrariety within it per se. Of the other
elements, water is more naturally able to turn into the contraries, as it 20
easily gets warm or cold – and in particular turns into solid ice so that
it seems not even to have wetness in its substance. Fire, however, has
obvious contrarieties – I mean heat and dryness, and particularly heat
– and fire when it stays constant (menon)165 does not naturally receive
the contraries. The reason for this is its particularly active nature (to
drastikon mallon) and because it is analogous to form rather than to 25
matter.

189b8 But all of them give shape to this one thing by means of the
contraries.
Introducing the one thing both through the necessary thrust of his
argument and on the evidence of the other natural philosophers, he
shows that not even this is self-sufficient per se, saying that not even 30
they posited the one thing on its own, but the contraries along with it,
since he wants to establish the three principles as principles among
them too. And he says that even they give shape to the one thing by
means of the contraries; they explain the differences in the things that
44 Translation
come to be in terms of the differences of the contraries, some [sc. of the
philosophers] by means of rarefaction and condensation, and others by
means of more and less. And those who generate other things by means
35 of rarefaction and condensation create them by intensifying or relaxing
204,1 the quality which they have. For rarefaction is relaxation, and conden-
sation is intensification; of these, intensification comes under ‘more’ and
relaxation under ‘less’, and everything is reduced to excess and defect.
‘And it seems,’ he says, that there being three principles is not an
innovation of my own ‘but that this doctrine, that oneness and excess
5 and defect are the principles of things which are, is an ancient one’
(189b11-13). Even though everyone did not use the same words, excess
and defect, but some spoke of combination and separation, others of
rarefaction and condensation, or the more and the less, or the great and
the small, nevertheless all of these are reducible to excess and defect.
And in this way at least all those who say that the principles are three
10 are in harmony with each other. They differ in this way. The more
ancient thinkers say that the two things, which are in fact the contrar-
ies, are active, whereas the one thing is passive and material, whereas
some of the later thinkers say that the one is active and the two, the
contraries, are passive and material. Plato seems to mean this when he
makes that which acts one and calls that which is acted upon, or matter,
15 excess and defect, and great and small, thereby too speaking of it as two
things. It is clear that if he was speaking of the active cause in a strict
sense as one, then this was not an element. If the form is one and matter
is two, signifying things by numbers, in the Pythagorean way, then he
reasonably spoke of form as one thing, since it defines and limits
whatever it takes hold of, and matter as two, since it is indefinite and
the cause of mass (onkos) and division and is naturally disposed towards
20 the opposites (ta antikeimena). It must soon be noticed that even
Aristotle himself reduces privation and matter to the same thing, when
he says ‘the substratum is numerically one, but two in terms of form’
(190b23-4). Obviously, he too will say that the substratum is two,
whereas form is one.

189b16-23 [On consideration of these and other similar argu-


ments,] to say that the elements are three [would seem to be
reasonable enough, as we have said, but to say that there are more
than three seems no longer plausible. Just the one is sufficient for
being acted upon, and if there are four and are two contrarieties,
for each of these separately there will need to be another interme-
diate nature. But if they are two and can generate from each
25 other,] one of the two contrarieties would be redundant.
He has shown quite tactfully (philanthrôpôs),166 not only by means of the
demonstrative force [of his arguments] but also by means of the agree-
ment of the other philosophers, that the elemental principles of natural
Translation 45
things – which he167 has not simply called principles but more precisely,
for the sake of greater accuracy, elements – must be three, and he has
shown before that the elements must be no more than three. For since 30
it is necessary that there should be one substratum and two contraries
distinct from the substratum (since that which is contrary does not act
on that which is contrary but on the substratum which is common to
them, nor does just anything come to be from just anything), if someone
really wants to multiply the principles, he will add either another 205,1
substratum or else another contrariety. But it is impossible to add a
second substratum. For if the same nature is going to be receptive of the
same things – a nature which has come to have independent existence
(huphestêke) precisely to be a receptacle – the substratum will be unique
and one; and if they do differ from each other, then the differences too
will be forms. And they will no longer be substrata, but compound and 5
involved with contrariety, for differences exist in contrast to each other.
In short, he wants the substratum to be quite simple since it accepts
change in itself. He adds also that just as the principle which produced
the primary contraries was one, so also the principle which receives the
lowest contraries will be one. For that which produces the primary 10
contraries, being [ontologically] superior to them, and on that account
reaching further with its generations after the bringing into being
(hupostasis) of the lowest contraries, generates a single nature, an
image which imitates it in a dissimilar way.168 For just as the former
embraces the contraries causally, so the latter is naturally inclined
towards both [of them]; and as the former is generative of the contraries,
so the latter is receptive of them.169 Accordingly, the substratum must
be one, being naturally suited (hikanon) to being acted upon. If someone
were to suggest two contrarieties, making four contraries, either he will 15
also posit two substrata, one for each of the contrarieties, and in this
way too the substratum will no longer be one, which has in fact been
shown previously [to be the case].170 And yet, either (a) any one of the
two contrarieties can generate everything from either one of the sub-
strata, and the other contrariety will be redundant (for thus there will
be one contrariety); or (b) each will produce things which are separate 20
(idia) and distinct, and the same principles will no longer be the princi-
ples of everything. And if, positing one substratum with the two contra-
rieties, he should claim that they can generate the things that are from
the one substratrum, again either (a) each contrariety will generate
different things, or (b) they will both produce the same things, and thus
once again the same paradoxes will result. For if (a) they each generate
different things, even if they generate them from the same substratum,
the substratum will be the common principle of all things, whereas the 25
contrarieties will no longer be common [to all things]. And if (b) they
generate everything from each other, once again one of the two will be
redundant, for there will be a single contrariety. If even more than two
contrarieties are posited, the same paradoxical conclusions will follow,
46 Translation
but to a greater extent. Aristotle has set down some of these sections of
the division (diairesis) and the paradoxes which follow from them, but
30 some he has omitted, as being obvious. For example, he has set down as
paradoxical that those who posit two contrarieties should also speak of
two substrata on the grounds that it has already been assumed that one
is sufficient for being acted on. In reply to the suggestion that the two
contrarieties generate the same things, he introduces a paradox which
applies across the board, whether there are one or two substrata – that
206,1 one of the two contrarieties will be redundant, and that both will be one,
and that they generate the same things. The suggestion that each of the
contrarieties separately (khôris) generates separate (idia) things, he
does not deem worthy of mention when discussing common principles.
However, Porphyry understands the phrase ‘generating from each
other’ as though one of the contrarieties generates the other – for
5 example if someone were to say that loose, and dense and hot and cold
are primary, and then said that what is hot comes from what is loose,
and what is cold comes from what is dense because the contrariety of
loose and dense will be sufficient. And if he said that they ‘were
generated’ from each other, the interpretation would have some consis-
tency. As it is he said ‘they generate from each other’.

189b22 Moreover, it is impossible for there to be multiple primary


10 contrarieties.
He has shown that, should someone posit for himself two primary
contrarieties, either he will posit also two matters, or if there is one
matter, the second of the contrarieties will be redundant. He now shows
the very thing that he said previously, that it is also impossible for the
primary contrarieties to be more than one. His reasoning in the present
case is as follows.
15 ‘Substance is one particular genus of being’171 (189b23-4); ‘in a single
genus there is a single contrariety’ (189b26). So, in substance there is a
single contrariety. But substance is primary among the other genera.
The contrariety in the primary genus is primary among the contrarie-
ties in the other genera; accordingly, the contrariety in substance is the
primary of the contrarieties in the other genera. And the contrarieties
in the other genera would have the same relationship towards the
20 contrariety in substance as the genera themselves have towards sub-
stance. Therefore, if they derive their being from substance, their
contrarieties will also derive their being from the [primary] contrariety
in substance: so they are secondary and dependent on it. So the primary
contrariety in substance is single, and is itself a principle,172 since the
principles of substance are also the subject of our inquiry. So our
25 argument has quite plausibly reduced all the contrarieties to [the
contrariety between] form and privation, since this is what is especially
distinctive of substance, and coming to be and passing away is accom-
Translation 47
plished with respect to this contrariety. If someone should assume more
than one contrariety in the principles, he would say that some of the
principles were primary and some secondary. Since they thus belong to
the same kind, they will differ in that one is prior to another. Indeed, if
substance were a common genus, the contrariety of substance would be 30
most generic (genikôtatê). His [Aristotle’s] remark that ‘all contrarieties
seem to be reducible to a single contrariety’ (189b26-7) is convincingly 207,1
based either on the clarity of the facts and173 also on the evidence of the
natural philosophers, who all posit that the primary contrariety is one,
or on his own teaching, which reduces all the oppositions to form and
privation. Indeed, according to him, the principles immediately con-
cerned with coming to be are two contrarieties, heat and cold, dryness
and wetness, as he has shown in the second book of the De Generatione
(cf. 331aff.). Since these too can be reduced to a single contrariety – the 5
condition of having [these qualities] and the privation of them – there-
fore the principal contrariety according to him is one. This is how
Alexander even now has explained the passage. He understands the
comment ‘in a single genus there is always a single contrariety’ to refer
to the contrariety immediately concerned with coming to be.174 For white
and black is the contrariety immediately concerned with colour rather
than with quality. ‘Quality,’ he says, ‘either does not have a contrariety 10
immediately concerned with it, or, if it does have one, white and black
will be included under it, and similarly the other contrarieties in qual-
ity.’ Porphyry, however, understands matter as substance and speaks
of one primary contrariety with regard to it: for, substance is a genus,
and in every genus there is one primary contrariety. He says the
following: ‘In every genus there is a single primary contrariety. Sub- 15
stance is a genus. Therefore, there is a single contrariety with regard to
it also. Matter is substance. Accordingly, there is a single primary
contrariety with regard to it too; if there are more than one, they will
differ in that one is prior to another, not in genus. “For there is only ever
a single contrariety in a single genus.” ’ It is better in my opinion to take
the passage in the latter sense,175 rather than to understand it as
referring to the general contrariety between substance and the other
genera. For to say that the contrarieties in the other genera are depend- 20
ent on the contrariety of substance, because of the fact that the genera
themselves derive their being from substance, seems to me unconvinc-
ing. For the other contrarieties are subsumed by the primary
contrariety in the sense that the primary contrariety can be predicated
of the others. For every excess and lack, sameness and difference, or
whatever else might be said to be the primary contrariety [can be
predicated of the others] but the other genera are not substances. The 25
fact that they have being in their substance means that they are not
substances. It is perhaps better to understand ‘substance’ and ‘one
genus’ (189b23-4, cited at 206,14-15) as every created being that is
common to the ten genera. For this reason, the contrariety immediately
48 Translation
concerned with them is common to the ten genera, I mean possession
and privation. But it is also possible to understand [‘substance’ and ‘one
30 genus’] as matter, since everything created and enmattered is bound up
with it [matter], not however in the sense that matter is properly
speaking substance. For neither intelligible nor perceptible substance
is matter: the former is completely without matter and the latter – what
is properly speaking created substance – is subject to coming to be and
passing away. That which comes to be and passes away needs some
substratum (hupokeimenou) and matter, as we shall see subsequently.
35 To create a matter for matter is illogical.176

208,1 189b27 That the number of elements is neither one, nor more than
two or three is clear. [But which of these is the case, as we said, is
very perplexing. Let me discuss first coming to be in general, for it
is natural to consider first what is common to everything, and]
subsequently to consider the distinctive features of individual
cases.
Having shown that there must be a single contrariety in the principles
and some substratum for contraries, he concludes that ‘the number of
5 elements is neither one’, since there are contraries and a substratum for
the contraries, nor however are they ‘more than two or three’. For the
substratum is a single thing and the contraries are not more than two.
Whether the principles are two or three (this is the reference of ‘as we
said’) deserves investigation. If the contraries are taken as a single
principle, there would be two principles, matter and the contraries. If
10 the contraries are taken as two, then the principles are three. It is
preferable, because of privation, for the ambiguity to be left, rather than
that privation should be apparently the same as matter, or if it is not
the same, a principle only accidentally. The question is whether there
are two principles, form and matter, or three, if privation is also added,
or whether in one sense there are two and in one sense three, which in
fact will appear to be the truth. These after all are the subsequent
15 subjects of his discussions. And in this matter there is much difficulty,
whether the contraries are principles in a similar way, or whether one
is a principle per se and the other is only accidentally a principle.
Furthermore, concluding these arguments, he [Aristotle] goes on
(190b29): ‘Thus in one sense we have to say that there are two princi-
ples, and in another that there are three; and in one sense that they are
the contraries and in another sense not.’ Since he proposed to discover
the principles of things which come to be starting particularly from
change and the process of coming to be; and since, among the things
20 which come to be, those which come to be in respect of an accidental
attribute (kata ti tôn sumbebêkotôn) have substance as an obvious
substratum, while those which come to be in a substantial sense
(kat’ousian) less obviously have the substratum: it was for this reason
Translation 49
that he initially made the account about genesis in a quite general
manner, and, having introduced examples of change in respect of an
accidental attribute, he subsequently distinguishes this from coming to
be in a substantial sense, and shows the need for the substratum in that
case, and how privation relates to it. He made his point rather generally, 25
also because he applied it not only to natural coming to be, but also to
that induced by skill; such is the coming to be of the educated man. At
the beginning of his work (cf. 184a23ff.), he said that, for us, the
consideration of general and unspecific points was prior to the consid-
eration of distinctive points. From what has been said here, it is clear 30
that what were in that passage referred to as universal points (after
which he said ‘one should proceed to the particular details’) were the
general and unspecific points, which are more knowable to us.
Departures from Diels’ Text

191,3 Changing to enantion (after heni) to ta enantia.


192,18 Changing to auto to tou ontos.
193,3 Changing hopoterou to oudeterou, as suggested by Diels in
the apparatus.
194,12 Changing heni to estin.
194,21 Deleting deka.
194,27 Changing anô to anôtatô.
195,1 Changing ousia to ousiâi.
195,19 Changing de an legoito to oun legoit’ an.
195,20 Changing hôsper to hosaper.
196,7 Punctuating with a dash rather than a full stop after auta.
196,16 Changing hoti mêde epistêton on to hoti ouk epistêton to on
estai.
196,30 Adding gar after men.
196,25-35 Punctuating kai hoti men } diakrisin as one sentence.
198,13 Deleting têi.
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Notes to 1.5-6
1. Simplicius is here alluding to a level of agreement which is stretching
Aristotle’s comment on this point considerably (see Introduction). See in Phys.
21,14 where the supposed agreement among early Greek philosophers is first
mentioned (cf. Rachel Barney and Stephen Menn’s forthcoming translation of
in Phys 1.1-2) and pushed further than the text supports.
2. Parmenides famously postulated an approach to the world which divides
it into the Way of Truth and the Way of Seeming (see 28B7/8 DK18, and compare
239,9-240,4; cf. 145,1-146,25; 38,30-39,9 with notes in Barney/Menn [previous
note]).
3. The next section contains close paraphrases of Aristotle’s text.
4. See 67A6 DK = Arist. Metaph. 1.4, 67A37 = Simpl. in DC 295,1-3;
242,18-20.
5. Translates atomois, literally ‘indivisibles’. The feminine plural form is
unusual.
6. When rotated anti-clockwise, capital N (in Greek) becomes Z. Note how the
order of the three points changes in the paraphrase (a, c, b) compared to
Democritus (a, b, c).
7. The rearrangement (chiastic: Empedocles-Anaxagoras, Anaxagoras-Em-
pedocles) may be Simplicius’, as is clear from the views expressed.
8. For ‘gloom’, Zopheros (181,5), see also Hesiod Th. 814 of Chaos; Chrysip-
pus, SVF 2.140 (LSJ).
9. This is the first mention of Pythagoreans, who in Aristotle do not appear
until 203a4. Why here? Perhaps, as Rist thinks (‘The Neoplatonic One and
Plato’s Parmenides’, Transactions and Proceedings of the American Philological
Association 93, 1962: 389-401), because Eudorus gives a neo-Pythagorean inter-
pretation. Yet, as Harold Tarrant has pointed out to me, if anything Eudorus
should be giving an Academic/Platonic explanation. Did Eudorus introduce the
topos of explaining how the Pythagoreans can fit in here in spite of their being
(according to him) monists?
10. On Eudorus, a Platonist of the first century BC, see Dillon 1996 (ch. 3.2
and pp. 126-7) and Rist, TAPA 1962: 391-9. Also (with emphasis on this
passage): M. Bonazzi, ‘Eudoro di Alessandria alle origini del Platonismo impe-
riale’, in M. Bonazzi and V. Celluprica (eds), L’ Eredità Platonica. Studi sul
Platonismo da Arcesilao a Proclo, Milan, 2005, 117-60. My translation of this
passage leans heavily on that of Bonazzi, ‘Eudorus of Alexandria and Early
Imperial Platonism’, in R. Sorabji and R. Sharples (eds), Greek and Roman
Philosophy 100 BC-200 AD (BICS suppl., 2007,vol. 94.2), 365-77, but is deliber-
ately more literal.
11. This quotation shows how closely Simplicius is paraphrasing, picking up
on sustoikhia in Aristotle at 189a1; the details of these ‘coordinated pairs’ are
found in Metaph. 986a20-b1.
54 Notes to pages 19-21
12. The One is viewed as distinct (qua singular primary principle) from the
One qua the Dyad’s opposite. The origin of this theory is not, as claimed, ancient
Pythagoreanism, but goes back to the early Academy, see Bonazzi’s illuminat-
ing clarification on the background of Eudorus’ account (2007: 368ff.). See
230,34-231,1, where the first-century AD Neopythagorean Moderatus ascribes
to the Pythagoreans the view that the second One is the Platonic Forms.
13. Reading tis with Diels in his app. crit. (‘fortasse schema tis’).
14. The lemma announces that it covers three lines (188a27-30) and the next
lemma starts at 188a30. Sometimes a lemma will do more than that: the
divisions are often added to the mss later and may create artificial sections (see
Bossier 1992: 368-70; cf. Barnes 1990: 8 n. 58).
15. The commentators have a tendency to make Aristotle’s arguments match
his theoretical views on formal reasoning (for dialectic see Simpl. in Phys. 47,22;
in DC 523,25-7; Alexander in Metaph. 174,3 Hayduck): here the persuasiveness
is shored up by clarifying how in fact his approach is both inductive (kata meros,
line 10) and deductive (sullogismou, line 11).
16. Aristotle’s use of the phrase in Metaph. 1076a4 (noted by Diels in his app.
crit.), couched in a political metaphor, signifies that many principles would be
‘bad management’ of reality (ta onta ou bouletai politeusthai kakôs, cf. Arist.
Pol. 1292a13). Note however how the original quotation continues with ‘let
there be one head’ (= Iliad 2.204), the partial adjective –koiranos occurs also in
Aeschylus Fr. 238. In Simplicius the phrase already occurred at 87,10; 148,20
and will occur again at 250,26; 256,22; 1254,13.
17. It is not clear who the mythical writers are.
18. Perhaps reading kratoumenês.
19. ‘Here’ and ‘there’ make reference to the sensible and intelligible realms
respectively. The use of these terms tends to be more frequent when Simplicius
discusses the views of Proclus and his teachers Ammonius and Damascius
(Corollaries on Time and Place, tr. by J.O. Urmson, London, 1992: 67). Since
Ammonius is mentioned in the next section, it is quite possible that Simplicius
is already making use of Ammonius’ views and terms here. It is not clear
whether access to Eudorus is direct or via Ammonius.
20. Ammonius, son of Hermeias (fifth century AD) taught in Alexandria.
Among his surviving works are commentaries on Porphyry’s Isagogê, on the
Categories and on the De Interpretatione. The word for ‘teacher’ (kathêgemôn)
implies personal and spiritual guidance (cf. Simpl. in DC 462,20).
21. Translates the participle form enon, from enesti; for this meaning, cf. LSJ
s.v.
22. Huperokhê and elleipsis may be Ammonius’ terms, see Commentary on
Porph. Isagoge 16.13 (both terms); cf. Commentary on Aristotle On Interpreta-
tion 41,6; 101,22; 166,10 (second term only).
23. Evidently, Simplicius read the later passage at Aristotle 1.6, 189a17-18
(like our sources EV, but unlike Ross, who reads allêlôn) as saying allôn, and
meaning that primary contraries and principles do not come from things other
than themselves. By contrast, 183,18 and 31 reveal, Simplicius and his teacher
Ammonius read the present passage of Aristotle at 1.5, 188a27-30 as banning
contraries coming ex allêllôn (‘from each other’). But, as the Introduction
explains, that involves difficulties, since e.g. at 1.7, 190a21-31, Aristotle allows
that cultured comes from uncultured. Ammonius wanted to reinterpret the ban
on contraries coming from each other in the light of allôn at 189a17-18 as
meaning that e.g. primary contraries and principles do not come from some
prior pair of contraries, as hot and cold might come from compact and diffuse.
Simplicius at 183,32-5, by contrast, takes 188a27-30 to mean only that contrar-
Notes to pages 21-26 55
ies like hot and cold are on the same footing, so one is not a source for the other.
This fits with Aristotle’s recognition that cultured can come from uncultured,
with the qualification that Ammonius finds inadequate at 183,18-20, that the
contrary it comes from does not endure through the transformation, which
means, as Simplicius’ sequel goes on to stress, that the contrary they come from
facilitates the transformation only by its absence, which is what Aristotle
suggests at 1.7, 191a6-7.
24. What follows is clearly intended as a lemma (note the heôs tou in line 13),
but it was not separated out typographically in Diels’ text. The quotation in the
text is lacking in F and indicates that this is a lemma which has been inserted
later; its unusual length seems to support this interpretation (cf. n. 14 above).
25. For Aristotle’s views on ‘chance’, tukhê, see Phys. 2.4-6.
26. This may pick up on lêpteon in Arist. Phys. 188a31-2. Again Simplicius
is formalising the argument by distinguishing between general and particular
premises and presuppositions (see above n. 15).
27. Cf. Arist. Phys.188b1-6.
28. Refers to a discussion of mythical, non-existing, creatures.
29. See Richard Sorabji, The Philosophy of the Commentators 200 BC-600
AD: A Sourcebook, vol. 2, Physics, ch. 21 (ii), and vol. 3, Logic, ch. 3 (l), on
whether there are degrees between total virtue and total vice, which the Stoics
denied, or only degrees of participation in virtue and vice, as some Platonists
said. If there are no degrees, Stoic moral progress is still possible, but the
analogy would be not with progressing in philosophical acumen as a philosophy
student, but with progressing towards a doctorate in philosophy, which is not
achieved in any degree until the end.
It is Aristotle who said that an intermediate temperature is suited to
becoming hot or cold, On the Soul 2.12, 424a1-10. He also recognised odd and
even as contraries that allowed no intermediate degrees between them, Metaph.
10.4, 1055b24, unlike dark and light. It was again Aristotle who defined
intermediate shades of colour as mixtures of the darkest and the brightest, On
Sense Perception, ch. 3. Both ideas are critically discussed by Plotinus Enneads
6.3.20, who questions whether contraries without intermediates would fit Aris-
totle’s favoured definition of contraries as being in the same range, but
maximally distant from each other. The editor thanks Carlos Steel for the
Plotinus reference and for his reminder on the relevance of Aristotle.
30. Cf. Plato, Rep. 554e where hêrmosmenê is said of the soul in the sense of
‘in harmony with itself’.
31. The three musical scales used in ancient Greece were Dorian, Lydian,
and mixed (mixo-Lydian).
32. ‘Damon’, a sophist and theoretician of music, fifth-fourth century BC. Cf.
Plato, Rep. IV, 424c, Laches 180c-d, 197d.
33. It is to be expected that the Platonist tradition would think of this
possible objection, given the close parallel at Phaedo 103a-c.
34. Carlos Steel has kindly suggested that the Aldine has a probable reading
for the crux at line 36 (†hoti): dêlonoti which is the opposite of oudamôs in line
35 – thus balancing the two rhetorical questions (lines 32-4). Diels notes that
some mss have different variations here and the words that follow are omitted
in some (ei oun DE, omisit F).
35. Here follows a more detailed explanation of the terms already used in
186,4-8.
36. Translates plêsiasmos, cf. Arist. Rhet. 1382a32.
37. This section is to cover 188b26-30.
38. Simplicius indicates that some mentioned the contraries as principles
56 Notes to pages 28-30
explicitly, others expressed the view implicitly by their de facto list of principles.
These sets of primary constituents of the universe belong to Parmenides (light
and dark; cf. 188.29 and earlier), Empedocles (Strife and Love, cf. 188,25-7 and
earlier), Anaxagoras (combination and dissolution, cf. 168,28, 178,14).
39. Porphyry and Alexander often occur close together.
40. Diels ad loc. suggests it should probably be ‘Xenophanes’, as in Philo-
ponus in Phys. 127,26 (= B29 DK), who also quotes from Porphyry. Anaxime-
nes wrote in prose and is unlikely to be responsible for a quotation in
hexameters.
41. Here Simplicius rephrases the distinction in Neoplatonic terms, which
express a hierarchical model of concepts from the general to the specific (cf.
180,19 anôtatô; 181,10 anôtatô Eudorus; 182,14 ta genikôtata; 183,28
merikôtera etc.).
42. Plato called the second of his two principles which, along with the One,
generated everything, not only the ‘Dyad’, but also the ‘great and the small’. The
name, mentioned in the last lemma from Aristotle, means that it had no definite
quantity. For Aristotle’s ascription of the term to Plato, see Introduction.
43. Arist. GCB.2, 329b26-9.
44. The notion of participation brought in here (and above on Empedocles)
by Simplicius is rephrasing in Neoplatonic terms.
45. The question is whether the particular selected halves do have something
in common; in formal terms philia can be seen as a force that combines things.
46. Comparison with 189b22-7 suggests that this means a single primary
contrariety to which other contrarieties can in some sense be reduced (cf. Ross’s
note on this passage) and it becomes apparent that Ammonius (192,26-8),
Syrianus (192,30-1) and Simplicius himself (194,6-13, 18ff.) all believed that
this is so. It is perhaps a little surprising that Simplicius doesn’t comment on
Aristotle’s failure to make this clear.
47. Or ‘one such’.
48. In the manuscripts of Simplicius the lemma extends to 189a20 but only
189a11-14 are discussed and 189a14-20 reappear divided between the next two
lemmata. Diels follows the manuscripts in his text and draws attention to the
situation in the apparatus, but I have only translated the text that Simplicius
actually discusses.
49. I sometimes render phusikos ‘physical’, sometimes ‘natural’. In favour of
‘physical’ is the title Physics and the fact that Simplicius uses sômatikos
(‘corporeal’ or ‘bodily’) to gloss phusikos at 2,9 and at 3,14-15, in favour of
‘natural’ the standard rendering of phusis by ‘nature’, and I opt for whichever
seems to work best in the context.
50. A reasonable inference not only from the content of Book 1 but from the
statement with which Aristotle concludes it: ‘So let it thus have been deter-
mined for us that there are principles and what they are and how many in
number’ (192b2-3). (This is by no means the only place where Simplicius echoes
the language of this passage.)
51. In Chapters 2-4.
52. cf. 188a19.
53. At 1318,10-15 Simplicius tells us that ‘it is Aristotle’s habit to introduce
the testimonies of his predecessors as agreeing with his demonstrations, in
order on the one hand to teach and compel his readers through his demonstra-
tions, and on the other to make the belief more certain in his hearers through
the testimonies; he does not employ the testimony of predecessors as demon-
strations, as is the habit of more recent writers’ (tr. R. McKirahan, Simplicius:
On Aristotle Physics 8.6-10, London, 2001). Although in the present passage the
Notes to pages 30-31 57
testimonies prepare the way for demonstration rather than confirm it, the later
passage spells out Simplicius’ view of the evidentiary value of such testimony
for Aristotle and helps fix the range of meaning of such phrases as eis pistin here
and pros pistin at 199,22.
54. In Chapter 5, the ‘general agreement’ being highlighted at the beginning
(say 188a19-27) and end (188b26-189a10) of the chapter with Aristotle’s argu-
ments (which, as 182,9-11 shows, Simplicius would have start at 188a27)
sandwiched in the middle.
55. This is explained by 179,25-6: by showing (in Chapter 5) that the
principles are contraries he implicitly shows that they are two in number, ‘for
if they are contrary [to one another], the highest [of them] will certainly be two
in number’. (The whole of the present paragraph is worth comparing with the
similar summary of progress at 179,22-9.)
56. 189a21-191a21 is largely taken up with this topic.
57. The commentators are much concerned with appropriate sequence. When
Aristotle plunges straight into the matter of the number of principles at 184b15,
Simplicius writes: ‘The proper sequence (akolouthos) would be to first ask
whether there are principles of physical things at all and then what they are
and how many there are’ (20,29-30), which perhaps suggests that the issue of
identity should come before that of number. However he evidently thought that
having introduced the issue of number he should have resolved it before
considering that of identity and at 179,22-6 writes: ‘Having shown that there is
neither one principle nor an infinite number, and having concluded that those
who posit [principles that are] multiple but limited [in number], like Empedo-
cles, speak better, he should have immediately indicated the number of these
multiple [principles]. However, neglecting to do so, he first indicates what they
are, not [indeed] without reason but because along with what they are it is also
shown how many there are.’ Here he gives much the same explanation for
Aristotle’s order of attack but incorporates a reference to the substratum. (For
an explanation of Aristotle’s actual procedure, see Richard Sorabji’s remarks in
the section of the Introduction to this volume which relates to 1.6.)
58. Perhaps the idea is that by (implicitly) showing that the principles are
two in Chapter 5 (cf. n. 55) he has (again implicitly) shown that they are neither
one nor infinite in number.
59. It is often pointed out (see, for example, R.J. Hankinson, ‘Philosophy of
science’, in J. Barnes (ed.), The Cambridge Companion to Aristotle, Cambridge,
1995, p. 113) that if Aristotle had adopted the procedures he recommends in the
Posterior Analytics, his scientific works would largely consist of chains of
syllogisms but not a single formal syllogism is to be found in them. Perhaps it
is out of a desire to remedy this that Simplicius not infrequently formalises
Aristotle’s arguments, often (as here) writing as though the resulting syllogism
were Aristotle’s own. The practice was evidently already present in Alexander
(see, for example, 199,31-200,3; 384,3-9; 529,29-530,3; 703,2-6).
60. ‘Contraries’ (enantia) would be better than ‘contrary’ (enantiai) and
perhaps one should emend the text.
61. In Chapter 5.
62. Changing to enantion (after heni) to ta enantia at 191,3.
63. At 187b7-13, although the quotation at the end of the present paragraph,
which replaces a similar remark there, is of 184a12-14.
64. For a good brief discussion of the Aristotelian categories, including the
translation of their Greek names, see J.L. Ackrill (tr.), Aristotle’s Categories and
De Interpretatione, Oxford, 1963, pp. 77-81. Those mentioned in the present
discussion, with my translations, some of which differ from Ackrill’s, are ousia
58 Notes to pages 31-32
(‘substance’), poiotês or poion (‘quality’), posotês or poson (‘quantity’), pou
(‘place’), keisthai (‘posture’).
65. ‘Kind’ would work better for genos here, but on balance it seems better to
stick with ‘genus’ throughout.
66. It is a little awkward that while the analogy of the other categories might
suggest that we should not expect to find a single primary contrariety at the
category level in substance, it would also seem to suggest that there should be
one in each ‘genus’ of substance, and that is not the case.
67. Although Ross can reasonably argue that ‘} the whole substance of book
i, if we eliminate incidental digressions, is the establishment of matter, form
and privation as the factors involved in all change’ (p. 24), form and privation
are not actually introduced until the next chapter.
68. sc. the one above the infimae species.
69. This is an awkward sentence to translate, and in the interest of compre-
hensibility I have resorted to a degree of paraphrase.
70. The reference here is to Cat. 3b24-7 (cf. the mention of species in line 9
below), but compare the similar statements at 189a32-3 and 225b10-11.
71. cf. Cat. 3b26-8, where individuals as well as species are cited.
72. 189b22-4. I have changed to auto (192,18) to tou ontos, the reading of the
manuscripts of the Physics. I see from Ross’s apparatus that Diels somewhere
suggested adding kai (‘and’) before to auto, which would give something like ‘for
substance is one and the same genus’, but I don’t see that even that helps much.
Was to auto, or even esti to auto, originally a marginal comment drawing
attention to the fact that hê ousia hen ti genos repeats the same phrase at
189a14? I do see from Ross’s apparatus that the Arabic and Latin traditions
have neither tou ontos nor to auto and that Philoponus may not have read either
esti tou ontos or esti to auto. That would of course cast doubt on the text of the
Physics, and it is perhaps significant that tou ontos is not present at 189a14. (to
auto is also the reading when the same passage is cited at 206,15.)
73. A favourite concept of Aristotle’s. A passage from the Metaphysics will
show how it works: ‘Everything which is healthy is related to health, one thing
in the sense that it preserves health, another in the sense that it produces it,
another in the sense that it is a symptom of health, another because it is capable
of it. And that which is medical is relative to the medical art, one thing in the
sense that it possesses it, another in the sense that it is naturally adapted to it,
another in the sense that it is a function of the medical art’ (1003a34-b2, tr. W.D.
Ross in J. Barnes (ed.), The Complete Works of Aristotle. The Revised Oxford
Translation, Princeton, 1984, vol. 2). A classic discussion of what is often
referred to as the theory of ‘focal meaning’ is G.E.L. Owen, ‘Logic and metaphys-
ics in some earlier works of Aristotle’, in J. Barnes, M. Schofield, R. Sorabji
(eds), Articles on Aristotle: 3. Metaphysics, London, 1979, pp. 13-32.
74. Perhaps arkhikos, which I translate ‘principal’, also conveys the idea
‘which constitutes the principle (arkhê)’ in passages like this.
75. This last paragraph appears to be a response to Alexander (cf. 191,28-9
above).
76. Although Aristotle does say at 187a12ff. and 189a34ff. that the contra-
rieties in the systems of some earlier thinkers (Plato is mentioned and Charlton
(p. 63) suggests Thales, Anaximenes and Heraclitus) may be viewed as in-
stances of excess and defect, his own preferred primary opposites will prove to
be form and privation, as Alexander (191,30-1), Ammonius (192,21-3) and
Simplicius himself (193,33-4) all recognise in the current context. (At 183,24-6,
in a passage deriving from Ammonius, we find the ascending hierarchy hot and
cold, dense and rare, excess and defect, form and privation.) Without any
Notes to pages 32-34 59
context it is difficult to see why Syrianus singled out excess and defect; perhaps
it was because form and privation has not yet been introduced.
77. Changing hopoterou to oudeterou at 193,3, as suggested by Diels in the
apparatus.
78. sc. matter, as Simplicius points out at 193,31.
79. Throughout this sentence ‘in’ renders peri.
80. Or perhaps, ‘nothing that has to do with these’.
81. Literally, ‘always with one or the other of these’.
82. The sentence is awkwardly constructed and the singling out of surface is
a little surprising and, although I have done my best with it as it stands, I
suspect something has gone wrong. Perhaps the words ‘and [just as] surface
stands in relation to evenness and unevenness’ are an interpolation – or perhaps
something has dropped out before them.
83. For this sense of the verb, see Lampe ephistêmi 5.
84. cf. 192,35-193,1.
85. sc. the contrariety that occurs in substance.
86. 189a33ff.
87. In I.7, especially 190b23ff.
88. At this point the translation of ousia becomes difficult. Hitherto under
this lemma it has been (for the most part at least) used to refer to the first of
the Aristotelian categories and ‘substance’ has done the job. In what follows,
however, it sometimes refers to that and sometimes (as foreshadowed in this
sentence) to the whole of physical reality, in which case ‘being’ is probably the
best rendering. Rather than switch between ‘substance’ and ‘being’, at times in
the same sentence, I have decided, despite occasional awkwardness, to keep to
‘substance’ throughout.
89. Changing heni to estin at 194,12; heni looks like a scribal, editorial or
printing error occasioned by the occurrence of heni two lines earlier. (eni would
be a neater correction, but elsewhere in Simplicius it occurs only in quotations.)
90. At 190a32-3.
91. At 188a36-b6, for example.
92. Deleting deka (‘ten’) after loipai (‘other’) at 194,21. (There is, however, a
variant text and Simplicius may have written something rather different.)
93. sc. the differentiae.
94. I’m not sure that ‘while connected’ is reasonable for prosekhôs.
95. Changing anô at 194,27 to anôtatô; cf. 193,3; 194,7.11; 196,21.23.
96. I have preferred ‘substantial’ and ‘substantially’ to ‘essential’ and ‘essen-
tially’ for ousiôdês and ousiôdôs in the translation (even though ‘essentially’ at
least would work better) to bring out the connection with ‘substance’ (ousia),
which is essential to the argument.
97. Black was said to ‘compress’ the eye or vision and white to ‘divide’ or
‘dilate’ it (cf. 119,25; 123,23; 272,32-273,1).
98. Colour is a genus and compressiveness a differentia, both of which are
predicated ‘essentially’.
99. The (tacit) argument seems to go something like this. If something can
belong ousiôdôs to black, which is in the category of quality, it must have (an)
ousia, and if this is true of black, it will be true of items in all the categories
other than ousia and to ousiôdes will indeed be found everywhere.
100. Items in the categories of quality, quantity and relation respectively.
101. sc. substances.
102. Changing ousia to ousiâi at 195,1.
103. sc. the existence of the accidents.
104. cf. 191,18-19.
60 Notes to pages 34-36
105. cf. 191,27.
106. 195,6-15 = fr. 47 Wehrli.
107. sc. ‘as is Alexander’s position’, I think.
108. The implication seems to be that if investigation extended beyond the
physical world the situation might be different.
109. Lines 18-19 suggest some such rendering of hoion.
110. Reading oun legoit’ an with a and F rather than de an legoito with D, E
and Diels at 195,19.
111. Modern translators take a different view of apodidonai (‘explain’) –
Wicksteed and Cornford have ‘get’, Hope, ‘derive’, Hardie and Gaye, ‘obtain’,
Charlton, ‘do’ – but Simplicius’ commentary at 25ff. suggests that he took it this
way.
112. Translating hosaper, which Simplicius reads in his paraphrase of this
passage at 196,1 (and which is also what Ross prints), rather than hôsper, the
reading of the manuscripts.
113. sc. the hypothesis of an infinite number of principles.
114. Which might prima facie seem to limit the number of their causes.
115. Punctuating with a dash rather than a full stop after auta at 196,7.
116. As 197,16 shows, and as Ross duly reports in his apparatus, Simplicius read
allôn (‘from others’) rather than allêlôn here, but if allêlôn is understood in the way
that Ross suggests in his note to 189a17-20 the sense is much the same.
117. For ‘must always remain’ as a rendering of aei dei menein, see the note
at 197,23.
118. The three earlier ‘proofs’ are at 189a12-17. Alexander’s first ‘reason’ will
be ‘there is a single contrariety in any one genus and substance is one particular
genus’ (189a13-14). Actually, although the context does indeed suggest that this
should be a further argument for a finite number of principles, it isn’t at all clear
how it is meant to work. Simplicius (probably following Alexander) focuses on
the idea that some pairs of contraries are prior to others and sees it as implying
a hierarchy with a single supreme contrariety at the top; far from being infinite
in number, the principles will be just two. This has the disadvantages of
implying a higher than usual degree of obliquity on Aristotle’s part and of
(implausibly, I think) making the words ‘but principles must always remain’ a
separate and unrelated statement. Perhaps Aristotle’s intention is simply to
drive a wedge between low-level contraries, which, numerically if not generi-
cally, come to be and pass away, and the principles, which persist through all
change. The principles will then be a subset of the contraries and therefore (on
Aristotle’s understanding of infinity) be unable to be infinite in number even if
the total number of contraries is infinite.
119. hoti mêde epistêton on at 196,16 is clearly unsatisfactory. In the appa-
ratus Diels suggests supplying to before on but that is hardly enough. When
Simplicius goes on to give the second and third reasons, he quotes Aristotle’s
text verbatim, so, for purposes of translation, I have assumed he did so here and
translated hoti ouk epistêton to on estai, but there are clearly other possibilities.
120. Actually, as Simplicius recognises at 198,14-16, Aristotle’s argument
only seems to show that not all contraries can be principles and still leaves room
for an indefinitely large number that are.
121. ‘Always’ is not present in the transmitted text of Aristotle.
122. As the next paragraph makes clear, this notion of embracing contraries
derives from 189a1-2.
123. See the textual note on this phrase in the lemma.
124. 189a1-2 (I have restored gar after men in the quotation).
125. A sustoikhia is a list or table of co-ordinated pairs, such as the list of ten
Notes to pages 36-37 61
that Aristotle attributes to certain Pythagoreans at Metaph. 986a22ff. In that
list the earlier pairs (limit, unlimited; odd, even; one, plurality) are arguably of
wider application, or ‘more embracing’, than many at least of the later ones.
126. And so the statements that ‘some are prior to others’ and that ‘some
arise from others’ were also adumbrated.
127. I would punctuate 25-35 (kai hoti men } diakrisin) as one sentence.
128. cf. Aristotle, Metaph. 985b10-19.
129. Form and privation are also described as the most wide-ranging of the
contrarieties at 259,10, but it is strange that he should say that the other three
contrarieties are ‘shared in by all physical things’ and then go on to say that
form and privation are the ‘most widely shared of all’. Perhaps kai hôs phusikon
koinon (‘and shared in qua physical’) restricts the range of pantôn koinotaton
(‘the most widely shared of all’), the point being that there are equally wide-
ranging contrarieties, but form and privation are the widest ranging of a purely
physical nature. (Of the contrarieties mentioned here, limited and unlimited
and same and other certainly do range beyond the physical world, and combi-
nation and separation occur in the world of forms, although a different
terminology is normally used to describe them.)
130. cf. 465,10-13: ‘For if this [sc. the unlimited] is posited as a principle it
serves the purpose of a principle that is not only material but also efficient and
final, which Anaxagoras attributes to intellect, Empedocles to love and strife
and to necessity’ (tr. J.O. Urmson, Simplicius on Aristotle’s Physics 3, Ithaca,
2002; bracketed supplement mine), where it is presumably necessity that is the
final principle. For strife and love as both productive causes and elementary
principles, cf. 25,27-26,4.
131. Or perhaps (and rather more literally), ‘of equivalent power’. The point
is that Necessity is not really relevant to a discussion of the primary contrariety
whereas strife and love are. On this rather shadowy personification in Empedo-
cles, see W.K.C. Guthrie, A History of Greek Philosophy, Cambridge, 1962-81,
vol. 2, pp. 163-4. These lines (10-15) are translated in H. Baltussen, Philosophy
and Exegesis in Simplicius, London, 2008, p. 165. Baltussen suggests that some
of the vocabulary points to the influence of Damascius on Simplicius’ formula-
tion here.
132. Or, ‘it would be the primary contrariety [and] be the sole principle’.
133. The force of aei dei menein (189a19-20), which I translate ‘must always
remain’, is not entirely clear. In what follows Alexander argues that it means
that the primary principles neither come to be nor perish but are everlasting
(aïdious; 197,23) and exist forever (aei einai; 197,27). Simplicius on the other
hand, following his master (in this case Ammonius, as I argue in the note at
198,17), rejects this interpretation and argues that the phrase means that the
primary contrariety, unlike other contrarieties, is omnipresent and persists or
remains rather than coming and going as they do. Interestingly, there is a
similar divide among modern interpreters. Ross (‘be permanent’ in his note ad
loc.; ‘must be eternal’ in his Analysis) and, I think, Charlton (‘ought to be
constant’) understand the phrase in much the same way as Alexander, while the
translations of Hardie and Gaye (‘must always remain principles’) and Hope
(‘must always remain [first principles]’) favour an interpretation more like that
of Simplicius. (My own (rather unhelpful) rendering, ‘must always remain’, is
meant to be compatible with either interpretation.)
134. The reference is to Phdr. 245D, which is also cited at 182,17-18,
234,12-13 and 464,27-9.
135. sc. individually and not just specifically.
62 Notes to pages 37-41
136. sc. those lowest in the hierarchy and most immediately involved in the
constitution and functioning of the physical world.
137. It would be interesting to know how Alexander squared this talk of
perishable principles with the apparently unqualified statements earlier in the
paragraph.
138. It is difficult to be sure how best to distribute the quotation marks in
this last paragraph.
139. sc. individually.
140. sc. Alexander.
141. Still Alexander, I think.
142. The argument would be smoother without the words ‘and the particular
ones perishable’ (ta de kathekasta phtharta).
143. Omitting têi at 198,13 with F.
144. The explanation that follows is essentially the one that Philoponus opts
for (in Phys. 134,2-12) after rejecting (ibid. 133,26-134,2) three alternatives (cf.
134,4-8 there with 198,35-199,1 here, both of which develop an analogy between
the relationship of the primary contrariety to other contrarieties and that of
prime matter to particular matters), which strongly suggests that the master
here is Ammonius and that Philoponus is following him there.
145. sc. being present in every change.
146. sc. the phrase ‘must always remain’.
147. sc. if strife were to expose itself to the action of love rather than
withdraw from the substratum, it would itself become love.
148. The picture is that of a battlefield (the substratum) on which the
combatants (the contraries) never come directly to grips but advance and
retreat by turns. The metaphor (if that is what it is) goes back at least to Plato’s
Phaedo (102D7-E4; 104C7-9).
149. For the meaning of such phrases in Simplicius, see the note at 190,26.
150. It would be better to leave this gar (‘for’) untranslated and punctuate
with a colon, but its presence is important to Simplicius’ argument at 200,3-9.
151. ‘Said of some underlying thing’ works better for kath’ hupokeimenou
here, I think, than either ‘said of some subject’ (in line with the usual rendering
of the phrase at Cat. 1a20ff.) or ‘said of some substratum’, and for consistency’s
sake I have also used ‘in an underlying thing’ rather than ‘in a substratum’ for
en hupokeimenôi in the commentary on this text.
152. I think something must have dropped out after prosethêken at 200,7,
perhaps no more than the article tôi.
153. Simplicius has changed the grammatical form of the verb in the
quotation to fit the construction of the sentence.
154. sc. predicated of.
155. An explanation of this equivalence can be found at 75,30-76,7.
156. sc. the second argument takes (as foreshadowed at 28) the conclusion of
the first (‘a contrary is not a substance’) and transposes it to the affirmative
proposition ‘the contraries are not-substance’. The switch from ouk ousia at 28
to mê ousia 32-201,1 is a little surprising, but perhaps the explanation for it is
that the former results from the transposition whereas hê mê ousia is a normally
formed noun phrase. On ‘affirmation by transposition’, and the similar move
there, see P. Huby and C.C.W. Taylor, Simplicius on Aristotle, Physics 1.3-4,
London, 2011, note to 105,11.
157. I’m a little uneasy about ‘qua substratum’ as a rendering of têi kata to
hupokeimenon but I think it catches the intention of the phrase.
158. ‘Matter’ takes up Alexander’s ‘substratum’.
159. Diels suggests that the verb should be optative rather than indicative,
Notes to pages 41-48 63
but the two protases are on a different footing, the first being tantamount to: ‘If
[as is the case] }’.
160. i.e. the opposition, or contrariety, of matter and form.
161. 201,23-8 = fr. 48 Wehrli.
162. cf. 201,5-7.
163. Perhaps this could be derived from 190a31-3 in conjunction with
190b10-11.
164. 189a34-b1.
165. Diels conjectures monon (alone) instead of menon. He might be right.
166. The alternative reading philosophôs in a and F ‘in a philosophical way’
may well be right. It is difficult to make sense of philanthrôpôs.
167. Reading ekalesen with E, a reading suspected by Diels.
168. The primary opposites for Neoplatonists are Limit and the Unlimited.
The principle which produces them is the One and the principle that receives
them is matter. In other words, the One is directly and solely responsible for the
production of matter. See Proclus Elements of Theology 57 with Dodds’s notes.
Matter is ‘dissimilarly similar’ to the One, because though the One and matter
are at opposite ends of the scale of existence, they are both absolutely simple.
See further Proclus in Parm. 639,2-3 and 645,3-5 (Steel).
169. The Greek is odd in this sentence. Simplicius uses hautê and ekeinê in
the normal way to mean ‘former’ and ‘latter’ in the first half of the sentence. In
the second half he uses the same words in the reverse sense. I have translated
the sentence to make some philosophical sense of it, by translating ekeinê and
autê to mean ‘former’ and ‘latter’ respectively in the second half of the sentence.
170. Simplicius does not go on to set down the second half of this disjunction.
One might expect him to say: ‘Or he will posit one substratum }’.
171. Reading tou ontos as in the text of Aristotle 189b23-4.
172. Deleting hê, which might be due to dittography.
173. Reading kai before ek along with a.
174. Reading tês with E F geneseôs.
175. i.e. as referring to matter rather than to the complete compound of
matter and form.
176. i.e. if he were talking of matter, rather than of perceptible substance as
coming to be and passing away, then matter would (irrationally) need matter.
This page intentionally left blank
English-Greek Glossary to 1.5-6

Compiled by Sebastian Gertz.

absence: apousia be absent: apeinai


absolute: sunolon, to be acted upon: paskhein
accident: sumbebêkos be active: energein
accidentally: kata sumbebêkos be affected: paskhein
accuracy: akribeia be applicable to: epharmozein
act (on): poiein be destroyed: phtheiresthai
active: poiêtikos be equivalent: isodunamein
active nature: drastikon, to be fitting: harmozein
add: prostithenai, epagein be generated: ginesthai
admit: epidekhesthai be in error: planasthai
advance (v.): epagein be in harmony: sumphônein
affirmation: kataphasis be involved: enuparkhein
agree: sumphônein be just clever: sophizesthai
agreement: sumphônia be necessary: dei
allow of: dekhesthai be of equal strength: isosthenein
alone: monos be opposed: antikeisthai
also show: prosapodeiknunai be passive: paskhein
alter: alloioun be possible: endekhesthai
always: pantôs be present: huparkhein, pareinai
angular: gegôniômenos be removed: diistanai
antithesis: antithesis be thought: dokein
anything at random: tukhon, to be transcendental: exairein
apply to: huparkhein become: ginesthai
argue: sullogizesthai being (n.): einai, to; huparxis,
argument: epikheirêma, logos, hupostasis; on, to
sullogismos, apodeixis, belief: pepoithêsis
epikheirêsis believe: oiesthai
arise: ginesthai belong: huparkhein
artificial: tekhnikos black: melas
ask: zêtein, legein body: sôma
assembly: plêsiasmos body-like: sômatoeidês
assign: apodidonai both be true: sunalêtheuein
assigning: apodosis bring to completion: apoteleioun
assume: lambanein bringing into being: hupostasis
at a general level: katholou broadly: pantôs
at the top of the hierarchy: anôtatô bronze: khalkos
atom: atomos brush aside: parienai
by demonstrative arguments:
be: huparkhein apodeiktikôs
66 English-Greek Glossary to 1.5-6
call (v.): kalein contribute: suntelein
can (v.): dunasthai coordinated series: sustoikhia
category: katêgoria corporeal: sômatikos
causal: aitiôdês create: poiein
cause (n.): aitia, aition creation: genesis
certainly: pantôs creative agency: poioun, to
chance thing: tukhon, to creator: poiêtês
change (v.): metaballein credence: pistis
change (n.): metabolê cycle (n.): periodos
changing: metabolê
cite: paratithenai deductive: sullogistikos
cite in support: marturesthai deductive reasoning: sullogismos
co-exist: sunuparkhein defect: elleipsis
cold (adj.): psukhros defective: ellipês
collect together: sunagein definition: logos
colour (v.): khrôizein demonstrative: apodeiktikos
colour (n.): khrôma dense: puk(i)nos
colourless: akhrômatos deny: apophaskein, anairein
column: sustoikhia depletion: elleipsis
combination: sunkrisis derive: ginesthai, gennan
combinatory: sunkritikos describe in more accurate terms:
combine with: suntattein akribologeisthai
come about: ginesthai detect: enoran
come to: ephêkein difference: diaphora
come to be: ginesthai differentia: diaphora
come to have independent existence: difficulty: aporia
huphistanai diffuse: manos
come to the same thing: sumphônein disagree: diaphônein
come together: sunerkhesthai disagreement: diaphora
coming to be: genesis discover: heuriskein, gnôrizein
comment on: exêgeisthai disposition: diathesis, hexis
common (adj.): koinos dissolution: diakrisis
common feature: koinotês, distinction: diaphora
homologêma distinctive: idios
commonality: koinotês divide (v.): diairein
compact: puk(i)nos division: diairesis, tomê
completely: pantelôs do: poiein
composed of, produced from, dyad: duas
elements: stoikheiôtos
composite: sunthetos easily grasped: eusunoptos
compound: sunthetos effect (n.): peisis
compounding: sunkrisis effectively causing (effectively be a
compression: puknôsis cause): poiêtikos
compressiveness: sunkritikon, to efficient (cause): poiêtikos
conclude: sunagein element: stoikheion
condensation: puknotês, puknôsis elemental: stoikheiôdês
construct (v.): kataskeuazein, elementary: stoikheiôdês
methodeuein elementary (foundation): stoikheiôdês
contained: periekhomenos embrace (v.): periekhein
contrariety: enantiotês, enantiôsis empty: kenos
contrary (adj. ): enantios end: telos
contrary (n.): enantion endure: hupomenein
contrasting: antikeimenos enmattered: enulos
English-Greek Glossary to 1.5-6 67
entirety: pantotês having many rulers: polukoiraniê
enumerate: arithmein heavenly: aitherios
equal (adj.): isos heavy: embrithês
establish in addition: high above: huperanô
proskataskeuazein highest: anôtatô
even: artios, homalos hold one’s ground: hupomenein,
everlasting: aïdios menein
evidence: pistis homoiomerous: homoiomerês
example: paradeigma hot: thermos
exceed: huperekhein human being: anthrôpos
excess: huperokhê hypothesise: hupotithenai
exist: huphistanai
existence: hupostasis immediately concerned with:
explain: deiknunai, apodidonai prosekhês
explanation: exêgêsis, aitia imperceptible: anaisthêtos
express: erein imperishable: aphthartos
extend: ekteinein, khôrein implicit: dunamei
extreme (n.): akron impossible: adunatos
in a dissimilar way: anomoiôs
face up to: hupomenein in a manifold way: polueidôs
fail: epileipein in actuality: energeiâi
find: heuriskein in an absolute sense: kuriôs
finite: peperasmenos in any case: pantôs
first: prôtos in-between, the: to metaxu
flavour: khumos in common: koinôs
flesh: sarx in contrast: kat’ antithesin
focus on: paralambanein in every instance: pantôs
form (n.): eidos in general: holôs
formless: aneideos in itself: kat’ auto
from above: anôthen in proof: deiktikos
from below: katôthen in question: legein
full: plêrês in short: holôs
further assume: proslambanein in the appropriate way: oikeiôs
further qualification: prosdiorismos in the general sense: koinos
in the primary sense: kuriôs
general: katholikos, katholou in the strict sense: kuriôs
generally: katholou, holôs in themselves: kath’ hauta
generate: gennan include: paralambanein
generated: genêtos inclusion: tithenai, to
generation: apogennêsis, genesis indefinite: aoristos
generic: genikos indicate: dêloun, sêmainein,
generic(ally) cognate: sungenês endeiknunai
genesis: genesis indisputably: anamphilektôs
genus: genos individual points: kata meros, ta
give: apodidonai inductive reasoning: epagôgê
give shape to: skhêmatizein inferior: katadeesteros, phaulos
gloomy: zopheros infinite: apeiros
great (as epithet of Syrianus): megas inhere: enuparkhein
ground: hupomenein intelligible: noêtos
intensify: epiteinein
hard: sklêros intention: skopos
have to: opheilein introduce: eisagein
having an angle: gegôniômenos invariably: pantôs
68 English-Greek Glossary to 1.5-6
investigate: skopein number: arithmos
investigation: zêtêsis numerically: kat’ arithmon
invisible: aphantos objection: enstasis
it would be necessary to assume: observe: theôrein
lêpteon occur: sunistanai
its own: oikeios odd: perittos
of equal strength: isosthenês
just: monos of the same genus: homogenês
just anything: tukhon, to on one’s (its) own: monos
on the right: dexios
know: eidenai, ginôskein on their own: kath’ hauta
knowable: epistêtos one: heis
One, the: to hen
like (adj.): homoios one must say: rhêteon
limit (v.): perainein one or other: heteros
limit (n.): peras only: monos
list (n.): sustoikhia only just: monon
loose: araios opinion: doxa
love (n.): philia oppose to: antidiairein
opposite: antikeimenos, antios,
maintain: diorthoun enantion
make: poiein, tithenai opposites: ta antikeimena
make culminate: sunkoruphoun opposition: antithesis
mass: onkos order (n.): taxis
master (n.): kathêgemôn other (n.): heteron, to
material: hulikos owe: opheilein
matter (n.): hulê
matterless: aülos partake of: metekhein
mean: sêmainein, legein, erein partial: merikos
monad: monas particular: kathekasta, merikos
more comprehensive: periektikôteros pass away: phtheiresthai
more formal: eidikôteros passage: rhêton
more general: holikôteros passing away: phthora
more immaterial: aüloteros passive: pathêtikos
more immediate: prosekhesteros per se: kath’ heauto, kat’ auto
more in everyday speech: koinoteron perish: phtheiresthai
more particular: merikôteros perishable: phthartos
more primary: arkhoeidesteros perishing: phthora
more principle-like: arkhoeidesteros philosophical: philosophos
most generically: genikôtata physical: phusikos
must: dei physicist: phusikos, ho
place (the category): pou
name: prosêgoria posit: hupotithenai, tithenai
natural: euphuês, autophuês, phusikos position (n.): thesis
naturally: phusei possible: dunatos
naturally suited: hikanos posterior: husteros
nature: phusis posture (the category): keisthai
necessity: anankê predicate (v.): katêgorein
need: dein pre-exist: proüparkhein, huparkhein
non-being: mê on preferable: asteios
note (v.): ephistanai preliminary: problêma
notice (v.): ephistanai premiss: sunêmmenon, lêmma
notion: ennoia prevent: kôluein
English-Greek Glossary to 1.5-6 69
primary: prôtos separate (v.): apokrinesthai
prime: prôtistos separation: diallaxis, diakrisis
principal: arkhikos separative: diakritikos
principle: arkhê set oneself a task: protithesthai
prior: proteros set out: proballesthai
privation: sterêsis shape (n.): skhêma, demas
produce: poiein, parekhein, shared: koinos
propherein, paragein shared (in): koinos
productive: poiêtikos, apodotikos should: opheilein, dei
properly: kuriôs should be understood: akousteon
propose: tithenai show (v.): deiknunai
prove: deiknunai show concurrently: sunapodeiknunai
provide: komizein sign: sêma
proximate: prosekhês signify: sêmainein, dêloun
proximately: prosekhôs simple: haplous
simply: haplôs
qualitative: kata poiotêta smooth: êpios, leios
quality: poiotês; poion, to soft: elaphros, malakos
quantity: poson, to; posotês something in between: metaxu, to
sour: pikros
raise (a difficulty): aporein speak: legein
range: platos species: eidos
rare: araios, manos stand in need: deisthai
rarefaction: manôsis, manotês start from an assumption:
reach: phthanein hupotithenai
realities: onta, ta state (n.): hexis
reality: hupostasis state (v.): legein, eipein, phanai
really: holôs stem: ginesthai
reason: aitia strife: neikos
reasoning: sullogismos subsequent: prosekhês
receive: hupodekhesthai subsist: huphistanai
receptacle: hupodokhê substance: ousia
receptive: dektikos substantial: ousiôdês
refer: legein, anapherein substantially: ousiôdôs
refer to: kalein substratum: hupokeimenon, to
relax: anienai subject (n.): hupokeimenon, to
remain: menein, diamenein, subsumed under each other:
hupomenein hupallêlos
render: poiein superior: kreittôn
resolve: luein surface: epiphaneia
ridiculous: atopos surplus: huperokhê
rotation: perikhôrêsis surprise (v.): thaumazein
rough: trakhus sustain: hupomenein
run: sunagein sweet: glukus
syllogism: sullogismos
same (n.): tauton
say: eipein, phanai, erein, legein, take: lambanein, apodekhesthai,
apophainesthai prolambanein
secondary: deuteros take to be: akouein
see: horan talk: dialegesthai
seem: dokein talk precisely: akribologein
sense (n.): ennoia tend: pheresthai
separate (adj.): idios text: rhêton
70 English-Greek Glossary to 1.5-6
that which is intermediate: to metaxu unknowing: adaês
that which is random: to tukhon unlike: anomoios
thing: pragma unlimited: apeiros
things: onta, ta unmoved: akinêtos
things that exist: onta, ta upper level: anôtatô
think: oiesthai, nomizein use (v.): khrêsthai, legein
three cubits long: tripêkhus useful: khrêsimos
time: khronos
transcendent: exêirêmenos very first: prôtistos
transposition: metathesis vice: kakia
truth: alêthes, to view (n.): epibolê, ennoia
virtue: aretê
undergo (change): paskhein
underlie: hupokeisthai wet (adj.): dieros, hugros
understand: lambanein, ephistanein, what is underlying: hupokeimenon, to
prosupakouein, akouein white: leukos
unequal: anisos whiteness: leukotês
ungenerated: agenêtos whole: holos
unification: henôsis with general application: koinôs
union: henôsis without flavour: akhumos
universal: koinos without qualities: apoios
universal, the: to katholou wood: xulon
universe, the: to pan word: onoma, lexis
unknowable: agnôstos
Greek-English Index to 1.5-6

Compiled by Michael Atkinson (1.5); Michael Share and


Michael Atkinson (1.6).

‘Other tr[anslation]’ or ‘paraphrase used’ indicates that there is no easy one-to-


one correspondence between the Greek and the English.

adaês, unknowing, 180,7 aneideos, formless, 193,10.15


adunatos, impossible, 192,17 anienai, to relax, 203,35
agenêtos, ungenerated, 187,24; anisos, unequal, 194,28
194,9; 197,30.32; 198,8.18 anômalos, unequal, 193,14
agnôstos, unknowable, 191,5.6; anomoios, unlike, 194,27
195,26.27; 196,3 anomoiôs, in a dissimilar way,
aïdios, everlasting, 197,23.30.32.33; 205,12
198,6.8.10.12.15.16.32 anôtatô, at the top of the hierarchy,
aitherios, heavenly, 180,4 179,27; upper level, 180,19;
aitia, cause, 194,20.22; 195,28.29; highest, 181,9.23; 193,3;
196,3; 201,1; reason, 196,12; 194,7.11.21.23.27 (27 by
200,8; 203,6; explanation, 198,27; emendation); 196,21.23
other tr., 191,15 anôthen, from above, 194,20
aitiôdês, causal, 184,10 anthrôpos, human being, 201,22
aition, cause, 191,7; 196,32; 201,1.2 antidiairein, to oppose to, 194,3;
akhrômatos, colourless, 197,5 195,4
akhumos, without flavour, 197,6 antikeimenos, opposite, 181,29;
akinêtos, unmoved, 179,29 182,2 etc.; contrasting, 185,5
akouein, to take to be, 191,19; 195,4; antikeisthai, be opposed, 198,33;
to understand, 193,17 202,9; ta antikeimena,
akousteon, should be understood, opposites, 185,4; 204,19
194,29 antios, opposite, 180,7
akribeia, accuracy, 202,27 antithesis, antithesis, 182,6;
akribologein, to talk precisely, opposition, 183,11.14; 192,12;
194,15 193,1; 196,20.21; 198,29.34.35;
akribologeisthai, to describe in 201,24.30; 202,8; kat’
more accurate terms, 181,20 antithesin, in contrast, 205,6
akron, extreme (n.), 194,23 aoristos, indefinite, 181,26; 204,18
alêthes, to, truth, 196,6 apeinai, to be absent, 193,37; 194,1
alloioun, to alter, 194,34 apeiros, infinite, 179,22; 181,1;
anairein, to deny, 192,9 190,32; 191,4.5.6.9.12; 192,2;
anaisthêtos, imperceptible, 203,18 194,13; 195,21.22.24.26;
anamphilektôs, indisputably, 182,26 196,1.3.9.13.14.16.19.22; 197,1;
anankê, necessity, 197,13 199,24; unlimited, 197,8
anapherein, to refer, 196,35 aphantos, invisible, 180,11
72 Greek-English Index to 1.5-6
aphthartos, imperishable, 198,1.19 201,5.15; 202,1.4.13; to prove,
apodeiktikos, demonstrative, 188,5; 198,15; 200,21; to explain, 202,18
204,26 deiktikos, in proof, 195,22
apodeiktikôs, by demonstrative dein, to need, 199,23
arguments, 190,27 deisthai, to stand in need, 202,17
apodeixis, argument, 197,27; 200,5 dekhesthai, to allow of, 193,35
apodekhesthai, to take, 193,20 dektikos, receptive, 186,30.31.36;
apodidonai, to assign, 195,29; to 204,2
explain, 196,1.9; to give, 196,4 dêloun, to indicate, 198,19; 201,26;
apodosis, assigning, 195,28 to signify, 199,2
apodotikos, productive, 201,27.28 demas, shape, 180,3
apogennêsis, generation, 194,23; deuteros, secondary, 181,8
205,10 dexios, on the right, 194,32
apoios, without qualities, 203,18 diairein, to divide, 191,29; 192,25;
apokrinesthai, to separate, 181,4 199,31
apophainesthai, to say, 192,4 diairesis, division, 204,19; 205,28
apophaskein, to deny, 201,8 diakrisis, dissolution, 180,28;
aporein, to raise (a difficulty), 189,16; separation, 186,7; 188,3;
199,28; 200,4.6.8 196,35; 197,7.15.18; 203,4
aporia, difficulty, 200,5; 202,17 diakritikos, separative, 189,18
apoteleioun, to bring to completion, dialegesthai, to talk, 198,9
181,12 diallaxis, separation, 180,30
apousia, absence, 192,11; 198,24 diamenein, to remain, 198,34.35.36
araios, rare, 181,4; loose, 206,5 diaphônein, to disagree, 179,29
aretê, virtue, 191,25 diaphora, distinction, 180,19;
arithmein, to enumerate, 195,11 disagreement, 180,32;
arithmos, number, 193,7.11.12; kat’ differentia, 191,30; 193,3.21;
arithmon, numerically, 197,30; 194,21.23; 200,14.15; difference,
198,8 197,1; 203,18
arkhê, principle, 179,22; 180,32; diathesis, disposition, 184,34; 185,5
190,22.23, etc. dieros, wet, 181,5
arkhikos, principal, 192,27; 194,12; diistanai, to be removed, 194,23.25
196,23; 197,33; 198,10.15.26.34 diorthoun, to maintain, 198,17
arkhoeidesteros, more dokein, to be thought, 192,11;
principle-like, 183,21; more 199,29; 201,10; to seem, 195,7;
primary, 183,32 196,5; 200,27; 201,18; 202,3
artios, even, 193,8.11 doxa, opinion, 179,31; 190,24
asteios, preferable, 181,14 drastikon, to, active nature, 203,24
atomos, atom, 180,18; 197,1; 199,24 duas, dyad, 181,28.29 etc.
atopos, ridiculous, 197,26 dunamei, implicit, 199,12
aülos, matterless, 194,9 dunasthai, can, 201,29
aüloteros, more immaterial, 190,18 dunatos, possible, 196,3; can, 202,15
autarkês, (paraphrase used), 199,9;
202,4 eidenai, to know, 192,10
autophuês, natural, 188,3 eidikôteros, more formal, 189,19
eidos, form, 182,4; 191,19; 203,9;
dei, should, must, to be necessary, 204,16 etc.; species, 191,28.29.30;
192,6; 193,32; 194,7; 192,9.25
196,4.6.11.12.27; 197,3.23.26; einai, to, being, 183,2; 203,13 etc.
198,10.18.21; 201,9; 201,19 eipein, to say, 194,9; 196,2.30;
deiknunai, to show, 190,27.30.31; 197,4.22; 198,2; 202,1; to state,
191,1.4; 193,32; 194,7; 196,14.20; 198,16; other tr., 198,24
197,29; 199.6.8.11; 200,18.28; eisagein, to introduce, 199,7.8
Greek-English Index to 1.5-6 73
ekteinein, to extend, 198,30 erein, to say, 201,11; 202,6.17; to
elaphros, soft, 180,5 express, 195,7; to mean, 201,18
elleipsis, depletion, 183,26; defect, euphuês, natural, 203,20
189,11; 192,31.33.35; 193,17; eusunoptos, easily grasped, 196,5
204,2; 207,24 etc. exairein, to be transcendental, 198,4
ellipês, defective, 195,5 exêgeisthai, to comment on, 192,16
embrithês, heavy, 180,7 exêgêsis, explanation, 193,5
enantion, contrary (n.), 180,23.31; exêirêmenos, transcendent, 182,32
181,1; 190,25.26, etc.; opposite,
182,20 gegôniômenos, having an angle,
enantios, contrary (adj.), 179,27; 180,24; angular, 181,34
182,5; 190,28.33; 191,1.3.12; genesis, creation, 180,15; genesis,
192,8.12; 198,11; 200,24; 203,10; generation, 184,15;
201,9.10; 202,10 191,32; coming to be, 180,29;
enantiôsis, contrariety, 180,18.26; 181,2; 182,24; 192,19; 193,4;
182,1.3; 191,10-198,18 passim; 194,14.35; 195,2; 197,26.31;
201,29; 202,5; 204,25 etc. 198,7.20; 202,12; 206,26 etc.;
enantiotês, contrariety, 181,2 ; other tr., 192,3
195,8; 197,2; 203,6 etc. genêtos, generated, 191,27.30; 192,1;
endeiknunai, to indicate, 196,32 194,8; 195,5; 198,32
endekhesthai, to be possible, 195,20; genikos, generic, 182,14; 206,30
196,17 genikôtata, most generically, 197,36
energeiâi, in actuality, 193,13 gennan, to generate, 203,1; 205,18;
energein, to be active, 199,21 to derive, 197,2
enkratês, (paraphrase used) 199,21 genos, genus, 180,22; 191,9-196,17
ennoia, sense, 183,20; notion, 188,4; passim; 206,15 etc.
view, 195,7 ginesthai, to come to be, 194,16.34;
enoran, to detect, 190,24 195,13.14.16.29; 196,4.7;
enstasis, objection, 196,18 197,16.22.24.26.28.35; 198,22;
enulos, enmattered, 191,19.27.29; 201,21; 202,23; to become,
192,4; 194,8; 195,3; 198,36; 202,19; arise, 182,23; 196,29;
207,30 198,5; to derive, 196,33; to stem,
enuparkhein, to be involved, 202,12; 196,25; to come about, 182,30; to
to inhere, 182,33 be generated, 182,23; 183,23;
epagein, to advance, 196,12; to add, 184,13 etc.; other tr., 199,21;
197,23; 198,9.27; 200,6 202,7
epagôgê, inductive reasoning, 186,9 ginôskein, to know, 191,6
epharmozein, to be applicable to, glukus, sweet, 191,25; 193,8; 196,32;
191,17 197,5.6; 198,30
ephêkein, to come to, 192,19 gnôrizein, to discover, 191,7
ephistanai, to note, 192,16; 193,5; to
notice, 198,12 haplôs, simply, 182,15; 188,1
ephistanein, to understand, 193,20 haplous, simple, 203,14 etc.
epibolê, view, 197,19 harmozein, to be fitting, 192,22
epidekhesthai, to admit, 193,1.20 heis, one, 190,25, etc.; aph’ henos
epikheirêma, argument, 191,4.8; kai pros hen, [derived] from one
196,2; 199,9.11; 201,15 [thing] and [relative] to one
epikheirêsis, argument, 196,15 [thing], 192,20
epileipein, to fail, 197,25 hen, to, the One, 181,8.12, etc.
êpios, smooth, 180,5 henôsis, union, 183,16; unification,
epiphaneia, surface, 193,9.13 189,16
epistêtos, knowable, 196,16 heteros, one or other, 203,13; to
epiteinein, to intensify, 203,35 heteron, other (n.), 197,8
74 Greek-English Index to 1.5-6
heuriskein, to discover, 190,23; ground, 199,19; to endure,
191,16; to find, 198,22.30 182,22; 183,20 etc.; to remain,
hexis, state, 181,33; 184,20; 182,25
disposition, 187,3; 191,25 hupostasis, existence, 192,15;
hikanos, naturally suited, 205,14 194,10; 195,1; reality, 194,3;
holikôteros, more general, 189,6; bringing into being, 205,11
190,1.10 hupotithenai, to start from an
holos, whole, 194,3 assumption, 197,1; to posit,
holôs, in general, generally, 182,18; 197,11; 199,32; 200,4.6.8; 203,1
185,15 etc.; in short, 203,14; etc.; to hypothesize, 202,16; other
really, 203,16 tr., 196,3; 197,3
homalos, even, 193,14 husteros, posterior, 188,18
homogenês, of the same genus,
195,13.17 idios, separate, 205,19; 206,2;
homoiomerês, homoiomerous, 181,1 distinctive, 206,26 etc.
homoios, like, 194,27 isodunamein, to be equivalent,
homologêma, common feature, 197,15
190,26 isos, equal, 194,27
horan, to see, 198,36; 200,7.12.15 isosthenein, to be of equal strength,
hugros, wet, 203,7 183,33
hulê, matter, 181,18; 182,25; isosthenês, of equal strength, 183,11
191,19.20; 193,31; 197,31;
198,35.37; 199,8; kakia, vice, 191,25
201,12.14.15.23.27.29; 203,9, etc. kalein, to call, 193,5.7.10; 202,17; to
hulikos, material, 204,11 refer to, 201,26
hupallêlos, subsumed under each kat’ auto, per se, 184,28; 185,9 etc.;
other, 183,12 in itself, 184,16; 203,12
huparkhein, to be present, katadeesteros, inferior, 192,33;
193,19.24.27.37; to pre-exist, 193,19.22
186,19; to be, 203,11; 194,6; to kata meros, ta, individual points,
belong, 184,4; 194,30; to apply to, 182,10
198,13 kataphasis, affirmation, 200,32
huparxis, being, 194,4.8 kataskeuazein, to construct, 199,5
huperanô, high above, 181,19 katêgorein, to predicate, 199,29;
huperekhein, to exceed, 197,19 202,2; 207,23
huperokhê, surplus, 183,26; excess, katêgoria, category, 191,17.23;
189,10; 192,31.32.33; 193,7; 192,7.16.23.29.31;
204,2; 207,24 etc. 193,1.18.20.35; 194,1.3.21.31;
huphistanai, to exist, 193,35; 195,4
194,35; to subsist, 187,22; to kathêgemôn, master, 192,14;
come to have independent 193,22; 198,17
existence, 204,3 kathekasta, particular, 190,12.14;
hupodekhesthai, to receive, 194,22 197,35; 198,12
hupodokhê, receptacle, 204,3 kath’ hauta, in themselves, 184,25;
hupokeisthai, to underlie, 190,29; on their own, 202,30
193,6, etc.; to hupokeimenon, kath’ heauto, per se, 203,19; 203,29;
substrate, 183,3.4.19.24; 207,14
substratum, 193,6.31.36; 194,24; katholikos, general, 183,30.32;
199,8.21.22.24; 201,10.31.32; 184,14
202,1; 202,32 etc.; what is katholou, generally, 182,10; at a
underlying, 186,22 general level, 189,10; general,
hupomenein, to sustain, 199,15; to 190,13; to katholou, the
face up to, 199,16; to hold one’s
Greek-English Index to 1.5-6 75
universal, 190,12; 197,35; lexis, (paraphrase used) 198,2; word,
198,1.11.13.14 181,2
katôthen, from below, 194,21 logos, definition, 193,11.12; 201,29;
keisthai, to, posture (the category), 202,5; argument, 195,5.22;
192,34 199,5.9; 202,3.6; other tr.,
kenos, empty, 180,17 192,23; 194,4; 198,19; 201,13
khalkos, bronze, 198,37 luein, to resolve, 196,18.20
khôrein, to extend, 198,28
khrêsimos, useful, 196,2 malakos, soft, 197,5
khrêsthai, to use, 191,4; 194,16 manos, diffuse, 183,25; rare, 189,33
khrôizein, to colour, 197,4 etc.
khrôma, colour, 191,24; 194,30; manôsis, rarefaction, 180,15; 196,34;
195,13.17 203,4; 204,1
khronos, time, 199,1 manotês, rarefaction, 189,10; 203,33
khumos, flavour, 191,25; 193,8 marturesthai, to cite in support,
koinos, common, 190,26; 192,8; 193,22
195,11; shared (in), 193,29; mê on, non-being, 196,5
196,27; 197,3.7.8.9; 201,11; in the megas, (as epithet of Syrianus)
general sense, 194,28; universal, great, 192,29
181,16; shared, 183,3 melas, black, 191,25;
koinôs, in common, 191,15; 195,5; 194,16.17.30.32; 196,33; 197,4;
with general application, 194,14; 198,14.26.30; 199,15.17
koinoteron, more in everyday menein, to remain, 196,11; 197,23;
speech, 201,11 198,10.18.21; to hold one’s
koinotês, common feature, 190,25; ground, 199,20
commonality, 194,20 merikos, partial, 198,29; particular,
kôluein, to prevent, 196,19 183,28; 189,6 etc.; 198,37
komizein, to provide, 195,22 metaballein, to change, 184,33;
kreittôn, superior, 192,32; 193,19.21 194,25; 198,23.24.26.34; 203,12
kuriôs, properly, 181,9; in an etc.
absolute sense, 182,2; in the metabolê, change, 182,28.29 etc.;
primary sense, 181,31; 185,3; in 192,5.23; 193,36; 194,4.6.15.18;
the strict sense, 193,17; 194,35; changing, 198,20
195,4; 201,13.14.24; 202,7; 204,15 metathesis, transposition, 200,32
metaxu, to, something in between,
lambanein, to take, 190,26; 185,11; the in-between, 185,22;
199,10.12; to understand, 192,32; the (that which is) intermediate,
195,17; to assume, 195,12; 198,3; 203,3 etc.
200,31 metekhein, to partake of, 195,2
legein, to say, 190,21; 192,3, etc.; to methodeuein, to construct, 202,6
state, 195,30; 196,15; 198,12; to monas, monad, 181,29; 187,17 etc.
speak, 192,22; to refer, 192,25; to monos, just, 191,16; 199,23; only,
mean, 192,30; 193,31; to use, 191,21; 192,6; alone, 192,5;
194,14; 199,2; to ask, 196,19; to 193,17; 197,14; on one’s (its) own,
be in question, 194,34; 195,19 199,23; 201,25; other tr., 198,32;
leios, smooth, 193,9 monon, only, just, 196,22;
lêmma, premiss, 200,28 197,14; 198,12; 199,1.4
lêpteon, it would be necessary to
assume, 192,7 neikos, strife, 197,12.13;
leukos, white, 191,25; 194,16.17.18; 199,17.18.20.26
196,33; 197,4; 198,14.25.30; noêtos, intelligible, 188,24 etc.;
199,17 nomizein, to think, 202,6
leukotês, whiteness, 193,36.37
76 Greek-English Index to 1.5-6
oiesthai, to think, 191,6; to believe, periekhein, to embrace, 195,19;
200,9; 201,15 196,24.25.26.28.31
oikeios, its own, 193,24.25; other tr., periekhomenos, contained, 189,7 etc.
193,18 periektikôteros, more
oikeiôs, in the appropriate way, comprehensive, 189,6; 190,7.10
192,32 perikhôrêsis, rotation,181,3
on, being, 179,29; 192,11.18.35; periodos, cycle, 180,33
193,27; 196,4 perittos, odd, 193,8.12
onkos, mass, 204,19 phanai, say, 191,28; 192,29.34.35;
onoma, word, 191,14; 194,14 193,4; 196,12; 197,24.29.32;
onta, ta, realities, 181,18; things 198,8; 200,15.24; 201,9.11; 202,9;
that exist, 195,11; the things state, 198,10
which are, 203,10 etc.; things, phaulos, inferior, 181,14
199,5 pheresthai, to tend, 195,7
opheilein, to owe, 179,23; should, philia, love, 197,12.14;
192,27; 193,24; to have to, 200,16 199,17.18.20.27
orthôs, (paraphrase used), 192,11 philosophos, philosophical, 193,16
ousia, substance, 191,9-195,17 phthanein, to reach, 205,10
passim; 200,7-202,10 passim; phthartos, perishable, 197,34;
203,12 etc. 198,11.12.32
ousiôdês, substantial, 194,29.31; phtheiresthai, to perish, 187,9;
201,25 194,17.32.33.34; 197,22.24.35;
ousiôdôs, substantially, 194,30 198,1.5.22; to be destroyed,
185,21 etc.; to pass away, 202,24
pan, to, the universe, 203,1 etc.
pantelôs, completely, 194,9 phthora, perishing, 191,32; 193,4;
pantôs, always, 193,13; certainly, 194,15.35; 195,2; 197,31;
193,21; 194,24; 200,16; in every 198,7.20; 202,12; passing
instance, 198,22; invariably, away,186,8; 203,10
201,31; in any case, 179,26; phuein, (paraphrase used),
broadly, 183,5 198,25.26.34
pantotês, entirety, 199,1 phusikos, physical, 179,28; 181,7;
paradeigma, example, 196,32 182,31; 190,23; 191,15.32;
paragein, to produce, 205,9 194,3.8.12; 197,7.8; 198,29.31;
paralambanein, to focus on, 191,17; 199,6; 201,2; natural, 187,18;
to include, 193,12 192,1.3; 202,23; ho phusikos,
paratithenai, to cite, 196,8; 199,23 physicist, 195,10; hoi phusikoi,
pareinai, to be present, 193,28.36.37 the natural philosophers, 202,33;
parekhein, to produce, 194,23 physicists, 187,32
parienai, to brush aside, 196,6 phusis, nature, 193,6.14; 194,20;
paskhein, to undergo 199,5.32; 200,5.6.9; 202,33 etc.;
(change)184,27.28; to be passive, phusei, naturally, 196,7
185,35; to be affected, 186,25.27; pikros, sour, 191,26; 193,8; 196,33;
to be acted upon, 204,13 197,6; 198,31
pathêtikos, passive, 204,11 pistis, evidence, 190,26; credence,
peisis, effect, 199,15 199,22
pepoithêsis, belief, 188,5 planasthai, to be in error, 180,1
perainein, to limit, 179,23; platos, range, 194,22
peperasmenos, finite, plêrês, full, 180,17
195,20.22.23.25.27.29.30; plêsiasmos, assembly 187,11
196,5.8.17; 199,4 poiein, to produce, 193,4;
peras, limit, 197,7 199,12.13.14; to render, 195,27;
to make, 199,4; to act (on),
Greek-English Index to 1.5-6 77
199,15.16.19; to do, 199,17; to 195,9.18; 196,27; 197,17.20;
create, 202,11; other tr., 193,33; 199,6.7
to poioun, creative agency, proüparkhein, to pre-exist, 197,30;
197,30 200,22; 201,19; 202,2
poiêtês, creator, 196,6 psukhros, cold, 196,34; 197,11
poiêtikos, productive, 183,22; puk(i)nos, compact, 183,25; dense,
197,14; 198,4; active, 184,18; 180,7 etc.
204,10; efficient (cause), 186,20; puknôsis, compression, 180,15;
effectively causing (effectively be condensation, 196,34; 203,4; 204,1
a cause), 186,21 puknotês, condensation, 203,34.35
poion, to, quality, 192,7.33; 194,27
poiotês, quality, 191,24; 194,16.18; rhêteon, one must say, 193,16
kata poiotêta, qualitative, 197,1 rhêton, passage, 193,5; 202,4; text,
polueidôs, in a manifold way, 183,16 199,31
polukoiraniê, having many rulers,
182,31 sarx, flesh, 201,33
poson, to, quantity, 192,33; 194,27 sêma, sign, 180,3
posotês, quantity, 193,18.19 sêmainein, to mean, 191,13; to
pou, place (the category), 192,34 indicate, 194,20; 195,17; to
pragma, thing, 198,29; 199,2 signify, 198,18
proballesthai, to set out, 190,24 skhêma, shape, 197,2; 199,25
problêma, preliminary, 200,5 skhêmatizein, to give shape to,
prolambanein, to take, 200,11 203,32
propherein, to produce, 196,20 sklêros, hard, 197,5
prosapodeiknunai, to also show, skopein, to investigate, 195,11
196,21 skopos, intention, 202,3
prosdiorismos, further qualification, sôma, body, 195,15; 198,25; 199,15;
202,17 201,25
prosêgoria, name, 181,24 sômatikos, corporeal, 195,12; 201,26
prosekhês, subsequent, 202,28; sômatoeidês, body-like, 201,26
immediately concerned with, sophizesthai, to be just clever,
206,3 etc.; proximate, 197,33; 202,27
198,3.11 sterêsis, privation, 181,33; 191,28.31;
prosekhesteros, more 192,10.21.24; 193,11.34;
immediate,190,8 194,1.5.28; 197,9.19;
prosekhôs, proximately, 192,25; 198,1.13.22.23.24.25.33;
193,2; other tr., 194,25 201,10.11; 202,8.10.12; 203,20;
proskataskeuazein, to establish in 206,25 etc.
addition, 190,27 stoikheiôdês, elementary
proslambanein, to further assume, (foundation), 179,28; elementary,
194,10; 200,32 181,8; 182,33; elemental, 197,14;
prostithenai, to add, 190,29.30; 198,4; 204,28
197,27; 200,7 stoikheion, element, 180,21.27;
prosupakouein, to understand, 181,20; 198,8; 195,30; 197,10;
201,9 199,18.26; 201,19.20.21.22;
proteros, prior, 188,17; 197,2; 202,8; 203,6 etc.
199,29; 200,25; 201,3.4.5.7 stoikheiôtos, composed of, produced
prôtistos, very first, 196,26; prime, from, elements, 201,20.22
198,36 sullogismos, argument, 199,31;
protithesthai, to set oneself a task, 200,27; syllogism, 200,9;
190,23; 191,16 deductive reasoning, 182,11;
prôtos, first, 191,7.8; 193,29; 194,19; reasoning, 184,7
primary, 192,17.26.27; 193,26.27; sullogistikos, deductive, 202,27
78 Greek-English Index to 1.5-6
sullogizesthai, to argue, 190,32; sunuparkhein, to co-exist together,
other tr., 199,12 184,35; to subsist together, 185,2
sumbebêkos, accident, 195,1.19; sustoikhia, coordinated series,
200,10.11.13.17; kata 181,9; column, 189,32.34; list,
sumbebêkos, accidentally, 185,9; 196,30
208,11
sumphônein, to come to the same tauton, same (n.), 197,8
thing, 202,29; to agree, 202,33; to taxis, order, 193,29,30
be in harmony 204,9 tekhnikos, artificial, 184,15; 187,18
sumphônia, agreement, 179,28; telos, end, 193,5
182,9 etc. thaumazein, to surprise, 194,13;
sunagein, to conclude, 190,31; 201,11
194,11; 201,1; to collect together, theasthai, (paraphrase used), 197,20
199,18; to run, 199,32 theôrein, to observe, 191,15.22;
sunalêtheuein, to both be true, 193,7.10; 194.6; 196,7
202,15 thermos, hot, 196,34; 197,11
sunapodeiknunai, to show thesis, position, 197,2; 199,26
concurrently, 179,26; 190,28 tithenai, to make, 190,25; 192,6; to
sunêmmenon, premiss, 195,25; propose, 192,10; to posit, 196,13;
200,21 to tithenai, inclusion, 198,6
sunerkhesthai, to come together, tomê, division, 191,28
201,27 trakhus, rough, 193,9
sungenês, generic(ally) cognate, tripêkhus, three cubits long, 194,32
186,12 tukhon, to, chance thing, 184,12.13
sunistanai, to occur, 196,7 etc.; anything at random,
sunkoruphoun, to make culminate, 184,17.23; that which is random,
197,12 202,24; just anything, 195,13.16;
sunkrisis, compounding, 186,7; 204,32
combination, 180,28; 187,3;
196,35; 197,7.15.18; 203,4 xulon, wood, 198,37
sunkritikos, combinatory, 189,17.18;
to sunkritikon, zêtein, to ask, 191,13; 198,3; to seek,
compressiveness, 194,30 192,5.15; 194,5; 202,6.8; to
sunolon, to, absolute, 181,15 discover, 202,3
suntattein, to combine with, 202,18 zêtêsis, investigation, 201,17
suntelein, to contribute, 198,15 zopheros, gloomy, 181,5
sunthetos, composite, 185,24.28 etc.;
191,19.21; 201,14.24; 202,7.11;
compound, 203,15; 205,5
Subject Index to 1.5-6

Compiled by Michael Atkinson and Michael Share

affirmation by transposition 200,32 on focal meaning n.73


Alexander 191,18; 192,16; 193,4.23; privation, substratum and form
195,3; 196,12; 197,23; 198,2.7; 204,20-3
199,31; 201,8 quotation of Metaph. 1076a4
formalised Aristotle’s arguments (‘having many rulers is not good’)
n.59 182,31
interpretation of and comments on quotation of Phys.189b16 183,1
189b25-6 ‘in a single genus there quotation of Phys.189a17-18
is always a single contrariety’ 183,29-30
207,7-12 remarks in GC 329b26-9 189,17-18
on contraries quoted in 187,23-4 views on the theory that there are
on Empedocles 188,29-31 two contrarieties 205,28-206,3
on everlasting (transcendental) v. see also categories (Aristotelian)
generated (proximate) principles arrangement, see under composition
197,23-198,1 being 193,25-194,13
remarks about the contraries: hot, a single genus 194,6-7
dry, uneven, and love 189,19ff. in all categories 194,30-195,2
Ammonius 192,14; 193,1.22; 198,17; intelligible being 194,9-10
nn.19-20, 23, 46, 76, 133, 144 categories (Aristotelian)
exposition of the phrase ‘contraries 191,17-195,18; n.64
do not come from each other’ other categories don’t derive being
183,18ff. from substance 193,25-30
Anaxagoras 195,21; 196,1; n.130 each has a substantial element
on contraries 180,26ff.; quoted 194,30-2
181,3-6 individual categories: quality
Anaximenes n.76 191,24; 192,7.33; 194,16.18;
air 203,2 197,1; n.64, 100; primary
on contraries and principles contrariety is like and unlike
180,14-16; quoted 189,1 (see n.38) 194,26-7
Aristotle passim individual categories: quantity
demonstrative argument in n.53 193,18.19; 192,33; n.64, 100;
discussion of De Generatione primary contrariety is excess and
331a16ff. 207,3-12 defect 193,17-18; is equal and
doctrine of three principles 204,3 unequal 194,27-8
evidentiary value of work of earlier individual categories: relation n.100
thinkers in n.53 individual categories: posture
failure to use syllogisms in 192,34; n.64
scientific works n.59 individual categories: place 192,34;
on 188a26 181,31 n.64
80 Subject Index to 1.5-6
see also substance 193,9; superior and inferior
change 184,18ff. 193,19.21; sweet and sour
change takes place from something 191,25; 193,8; 196,32; 197,5.6;
dissimilar but naturally disposed 198,30; white and black 191,25;
to change 186,29; 187,2ff. 194,16.17.18; 196,33; 197,4;
commentators 198,14.25.30; 199,17; more and
concerned with proper sequence less 203,34; 204,7
n.57 naturally disposed to affect or be
composition affected by each other 186,24ff.
differences between composition not all things which are different
and arrangement 187,10ff. are contraries 183,6ff.
consensus not principles 200,1-3.31-201,4
evidentiary value of 199,22-7; n.53 not principles when taken on their
contraries own 202,30-1
all contraries reducible to excess not substance(s) 200,11-17.28-31
and defect 204,8 ‘of equal strength’ with each other
all things come to be or are 183,33-4
destroyed from contraries or into one primary pair 199,6-7
contraries or things in between, primary and lowest contraries
186,8ff. 205,9ff. (see n.23)
are accidents 200,9-10 primary contraries are the
are differentiae 200,14-15 principles of coming to be 184,6
as a single nature 203,3ff. sense in which contraries come to
as principles 190,23-191,3; 202,23 be from each other 182,20ff.;
battle over substratum n.148 186,15ff.
cannot be principles on own some universal and imperishable,
199,8-10 some particular and perishable
cannot effectively be a cause of 197,29-198,1
each other 186,20 two contraries distinct from the
combination and separation 204,6 substratum 204,31
contraries as active or passive what comes to be comes to be from
204,10ff. a contrary 202,24
distinguished from opposites whether the contraries are
(antikeimena) 182,1ff.; 185,3-4 principles in a similar way
excess and defect 204,2 208,15ff.
form a hierarchy 196,27-35; n.76 see also form and privation; matter
great and small 204,7 and form; excess and defect
in a substratum 203,15 contrariety 191,10-198,18 passim;
individual pairs: combination and 201,29; 202,5
separation 196,35; 197,7.15.18; all contrarieties reduced to form
dense and rare n.76; dry and and privation 206,24-5; 207,2-3
moist 197,11; equal and unequal a single contrariety in substance
194,27; even and odd 193,8.11; 206,15ff.
even and uneven 193,14; form contrarieties in other genera not
and formless 193,10.15; hard and dependent on that in substance
soft 197,5; hot and cold 196,34; 207,20ff.
197,11; n.76; like and unlike contrariety of possession and
194,27; limit and unlimited privation common to the ten
197,7; love and strife 197,12.13; genera 207,28-9
199,17.18.20.26; nn.85, 102; contrariety in substance a principle
rarefaction and condensation 206,23
196,34; 203,33; 204,7; same and form and privation the principal
other 197,8; smooth and rough contrariety 182,3-4
Subject Index to 1.5-6 81
one primary contrariety in each primary contrariety of quality; only
genus 191,8-193,15; n. 46 secondarily in other categories
there can only be a single 193,16-19
contrariety 205,15ff. = superior and inferior 193,19-22
the primary contrariety can be focal meaning n.72
predicated of the others 207,23 form and privation n.76
Damascius n.131 as contraries 201,10-11
Damon 185,36 (see n.32) = form and formless 193,9-11
Democritus in categories other than substance
atoms infinite in number 192,21-3; 193,33-194,1
196,35-197,1 most widely shared in of physical
atoms substratum for contraries opposites 197,8-9; 198,21-35;
199,24-6 n.129
contraries as principles 180,16ff. only form is present in everlasting
derivation of qualities 197,1-3 things 198,31
differentiae 191,29-30; 193,3-4.20-23; principal contrariety of substance
194,20-4 191,26-8; 192,21-2; 193,9-11;
Diogenes 194,28; 197,19
the intermediate 203,3 see also privation
division (diairesis) generation and perishing 197,24-6;
in 189b16-23 205,28ff. 198,19-23
dyad 183,13-17 as change of being 194,30-195,2
elements (the four) as change of quality 194,15-18
air 203,7; air as a principle 203,17; as change of substance 194,14-15
without quality 203,18; no role of privation in 202,11-13
opposition within it 203,19 genus
all elements derived from matter as synonym for category 192,19.29
and form 203,9 every underlying nature a genus
earth 203,8 193,6-7
fire 203,7; its particularly active indicates community of nature
nature 203,24 194,20
involved with oppositions 203,6-9 single (primary) contrariety in any
water 203,8; naturally able to turn one genus 190,22; 191,9-10;
into the contraries, 203,20 191,31
Empedocles 179,23; 195,30; 196,8; Heraclitus n.76
199,26 fire 203,2
four elements as principles infinite, the
188,30-1; (along with love and unknowable 195,26-7; 196,2-3
strife) 189,2-3 intermediate(s) (to/ta metaxu)
four elements as substratum for discussion of the meaning of
love and strife 199,17-18 185,17ff (see n.29)
necessity 197,13; n.131 not separated from both contraries
on contrariety 180,25-30; 188,25-8 186,11ff.
on love and strife 197,10-13; n.130; knowledge
their equivalence to combination distinction between things known
and separation 197,15 according to reason and
Eudemus 195,6; 201,26 according to sense 188,17ff.
on subject matter of physics matter
195,10-15 matter not substance properly
Eudorus (see n.10) speaking, either intelligible or
on Pythagoreanism quoted perceptible 207,30-3
181,10ff.17ff.22ff. matter as principle 208,9.12
excess and defect 192,29-193,1; n.76
82 Subject Index to 1.5-6
substance and genus as matter (189b21) ‘generating from each
207,29ff. other’ 206,3-8
see also matter and form principles 190,21-202,19 passim
matter and form a single contrariety in the
elements of composite substance principles 206,26ff.
201,13-14 as three 202,29ff.; 203,31; oneness,
not corporeal 201,25-6 excess and defect, 204,4-5;
not strictly principles 201,32-202,2 doctrine of three principles not
not substances 201,23-5 an Aristotelian innovation
nihil ex nihilo 196,4-5 204,3-4
opposites (antikeimena) called ‘elements’ (elemental
change from opposites to opposites principles) 204,29
184,14ff.; 185,4ff. cannot be principle of a principal
opposition 200,20
in the divine realm somehow contrariety in substance a principle
hidden 183,15-16 206,23
ousia defined 182,12-13
translation of n.88 discussion of whether there are two
Parmenides (hot and cold as or three principles 208,6ff.
principles) 179,29ff.; 188,28-9; general and particular principles
quoted 180,1-13 190,9ff.
perishing, see generation and include the (primary) contrarieties
perishing 190,24-5; 196,12-15.18-27; 199,6-7
Philoponus nn.72, 144 include the substratum 190,28-9;
philosophers (phusikoi/phusiologoi) 199,7-8; 202,1
202,33ff.; 203,28; 204,27; 207,1 not identical with what is produced
believe in three principles 203,28-31 from them 201,19-22
believe that the primary not infinite in number 190,32;
contrariety is single 207,1-2 190,20-5; 191,3-12
most agree that the principles are not just one 190,30-191,3; n.58
contraries 179,28-9; 187,31-2; number of 190,21-3.27-30;
188,13ff. 196,12-14
those who posit the prior and only primary contrariety a
comprehensive (oppositions) as principle 197,15-21
principles speak better 190,6ff. permanence 196,11; 197,22-7;
see also under individual 198,2-23
philosophers primary contraries are principles
phusikos, translation of n.49 182,13
Plato primary principles 183,9ff.
on contraries n. 148 shared in by all things 197,3-9;
on principles 197,27-9 198,21-30
quotation of Phdr.245D1-2 ungenerated (transcendental) v.
182,17-18 generated (proximate)
Plato’s view of form as one thing 197,29-198,1
and matter as two 204,12ff. privation
Porphyry 192,34 whether privation is a principle
ascribes to Anaximenes remarks 208,12-13
about wet and dry (as principles) see also form and privation
188,32-189,1 Pythagoreans
doctrine that there is only a single on principles 181,7ff.; 189,2
contrariety in a single genus their table of opposites n.125
207,12ff. use of numerical terms 204,16
interpretation of the phrase species 191,28-30; 192,9
Subject Index to 1.5-6 83
substance as ‘single genus’ 193,5-6
= all being 194,1-18 fought over by contraries n.148
a single genus 190,21; 191,9.18-28, impossibility of there being more
194,1-4; so contains a single than one substratum 205,1ff.
(primary) contrariety = matter 193,31; 199,7-8; n.78
191,9-10.26-8.31-192,1; which is must be without a share in the
form and privation 191,31 contraries 203,9ff.
contrariety in 206,16ff.; other necessity of a single substratum
contrarieties dependent on 204,30-2
contrariety in substance 206,22 not self-sufficient per se 203,29
does not give being to other not strictly a principle 201,12-13
categories 193,25-33 not strictly substance 201,12-13
meaning 201,7-37 substance the substratum of those
no contrariety in 192,4; not a things which come to be in
contrary, 195,10 respect of an accidental attribute
substance not composed of 208,19ff.
substance 201,18-21 substratum also necessary for
substance not contrary to things which come to be in a
substance 200,24; 201,9-17; substantial sense 208,24ff.
202,10 substratum as receptacle 205,3
the primary genus 206,16 third thing underlying the
three genera of: matter, form, the contraries 202,32; 208,5
composite 191,18-21; 201,14-15 Syrianus 192,29; 193,16; n.46
substratum Thales n.76
accepts change in itself 205,7 on principles 180,14
as active 204,11-12 water 203,2
as passive and material 204,11
as principle 190,28-9; 199,7-8; 202,1
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Memorial Notice

This second half of the book is the last of the ten and a half volumes
translated for the series by Ian Mueller. As the third of the volumes
published posthumously, it is the only one that he did not live to revise.
But with the help of outstanding comments by Donald Russell, James
Wilberding and Michael Atkinson, the general editor was able to supply
a revision. For an extensive appreciation of Ian Mueller’s work, see
Stephen Menn ‘In memoriam Ian Mueller’, Aestimatio 7, 2010, pp.
193-228.
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Simplicius: On Aristotle Physics 1.7-9
Translated by Ian Mueller

189b27-31 So that there is neither one element nor are the ele-
ments more than two or three [is evident. But as we have said,
[deciding] which of these alternatives holds involves great diffi-
culty.

Chapter 7
So let us state our view in this way, first discussing coming to be 208,1
in general. For the natural way to proceed is first to discuss
common features] and then to investigate the specific features of
each thing.
Having shown that there must be one contrariety among the principles
and a substratum underlying the contrarieties, he concludes that there
is neither one element – since there are contraries and a substratum 5
underlying them – nor, however, are the elements more than two or
three; for the substratum is one and the contraries are not more than
two. But it is worth investigating whether there are in fact two or three
principles, (this is what the words ‘as we have said’ refer to). For if the
contraries are taken as a single principle, there would be two principles,
matter and the contraries, but if the contraries are taken as two, there
are three principles. It is better [to say there are two] because1 ‘priva- 10
tion’ is ambiguous and is either thought to be the same as matter or,
even if they are different, privation is a principle in an accidental sense.
So the difficulty is whether there are two principles, form and matter,
or whether there are three, privation being added, or whether they are
two in a way and three in a way – and the last will be seen to be true.
These are the difficulties which he articulates next. And the great 15
perplexity is about whether contraries are principles in the same way
or whether one is a principle per se, the other in an accidental sense. And
in concluding this discussion he says, ‘Therefore there is a way in which
one should say there are two principles and a way in which one should
say there are three. And there is a way in which one should say the
principles are contraries } and a way in which one should not say this’.2
Since he had proposed to find the principles of what comes to be by
considering change and coming to be, but of the things which come to be 20
those which come to be with respect to some attribute have substance
as an obvious substratum, but those which come to be with respect to
88 Translation
substance have a substratum which is less obvious; therefore, having
first discussed coming to be generally and setting out examples of
change with respect to some attribute, he then distinguishes coming to
25 be with respect to substance from this and shows that in this case a
substratum is also necessary, and also how privation is related to it. He
says this discussion is more general, because he invokes not just natural
coming to be but also the coming to be due to art – the coming to be of
the musical is an example. He has said3 at the very beginning of this
treatise that the study of what is common and general is prior for us to
30 the study of specifics. And it is also clear from what is said here that
what he there called universals, from which he said one should proceed
to the particulars, were the common and general things which are better
known to us.

209,1 189b32-190a31 We say that one thing comes to be from another,


different things from different things, [meaning both simple things
and composites. By this I mean the following. It is possible for
human to come to be musical, and it is possible for not musical to
come to be musical or for not musical human to come to be musical
human. I call what comes to be human and not musical, simple and
I call what they come to be, musical, simple.4 And I call what comes
to be and what it comes to be, composite when we say that not
musical human comes to be musical human. Of these things some
are not only said to come to be this, but also to come to be from that,
for example to come to be musical from not musical, but this is not
so in every case: for musical does not come to be from human, but
human comes to be musical. Of the simple things which come to be
we say that some things which come to be endure, and others do
not endure. For human endures and exists when human comes to
be musical, but not musical and unmusical do not endure either
simply or in composition.
(190a13) Having made these distinctions, it is possible, if one
investigates in the way we are describing, to grasp on the basis of all
the things which come to be that there must always be a substratum,
namely what comes to be, and even if this is one in number neverthe-
less it is not one in form. (By ‘in form’ and ‘in logos’ I mean the same
thing.) For being human and being unmusical are not the same thing,
and one endures but the other does not endure.
(190a18) And what is not an opposite endures (since human
endures), but not musical and unmusical do not endure; nor does
what is composed of both, for example, unmusical human. We speak
of something coming to be from something (and not this coming to be
something) more in the case of what does not endure; for example we
say that musical comes to be from unmusical but not that musical
comes to be from human. However, we sometimes speak the same
Translation 89
way in the case of things which endure; for we say that statue
comes to be from bronze but not that bronze comes to be statue.
However, what comes to be from an opposite which does not endure
is spoken of in both ways, and we say both this comes to be from
that and that comes to be this;] for we say both that musical comes
to be from unmusical and that unmusical becomes musical. And so
it is the same in the case of a composite, since it is from unmusical
human that unmusical human too is said to come to be musical.
Next, he proposes to find the nature of the substratum in a clearer way, 5
although he has already successfully found what this nature is and
confirmed it. However, he is also now presenting to us the difference
between privation and substratum, first arguing on the basis of differ-
ent forms of expression and then on the basis of the very nature of real
things. He pursues the argument in the following way. Of coming to be
and change generally, some is simple, and some is composite. Simple 10
coming to be occurs when we say human comes to be musical, taking
human as what comes to be, musical as what it comes to be, or when we
say that unmusical comes to be musical. Composite coming to be occurs
when we say that not musical human comes to be musical human. I
think that with these examples Aristotle is indicating for a start what
is common to substratum and privation; for human is a substratum, 15
unmusical a privation, and we say that both come to be what the form
is (hoper to eidos) in the same way, and that he proceeds next to present
the differences, and again first the difference based on what we say. He
says,5 ‘Of these things, unmusical and such things are not only said to
come to be this particular thing, as unmusical is said to become musical,
but also to come to be from this, for example to come to be musical from 20
not musical’. But it is not the same with human and in general things
of this kind, since we do not say that musical comes to be from human,
but that human comes to be musical. And this difference is found in the
way we speak. A second difference is on the basis of real things: of things
which come to be what the form is, some come to be while enduring
(human endures when human comes to be musical), but some depart
(unmusical does not endure [when] musical [comes to be]). 25
(190a13) The following things have been distinguished: that things
are said to come to be in two ways, either as simple things or as
composites, and that things that come to be differ both in the way they
are described and in terms of enduring or not enduring. From all these
things it is possible to grasp that there must always be a substratum,
namely what comes to be, that is, either that from which we say there
is coming to be, for example, unmusical, or the thing said to come to be, 30
for example, human; and even if these are one in number (because one
of them [for example, unmusical] cannot exist on its own), they are
different in logos, since human and unmusical are not the same [in
logos].
90 Translation
(198a18) And next he applies what he said to substratum and priva-
tion. And first he sets out the difference between them in terms of real
things, saying that what endures is the substratum and what departs
210,1 is the privation, finding this difference to be the most important and
obviously providing the explanation [of the difference between substra-
tum and privation]. For because the substratum is not contrary to the
form, it endures when the form enters. But because the privation is
opposite to and incompatible with the form, it always departs when the
5 form enters. Next he brings in the difference related to language,
associating the cases in which we speak both of this coming to be and of
coming to be from this with privation, and those in which we only speak
of this coming to be with substratum. But if we sometimes speak of
coming to be from this in the case of a substratum, as when we say that
statue comes to be from bronze, we no longer also say of the same thing
that this comes to be; for we do not say that bronze comes to be statue.
10 Consequently, if in the case of a privation we speak of both this coming
to be and coming to be from this, but we only say the latter in the case
of a substratum, privation and substratum also differ from one another
in this respect also.
If it is necessary to make the distinction in a general way, [we can say
the following.] To speak of coming to be from this is more appropriate
in the case of what does not endure, that is, the privation, since ‘comes
to be from this’ can also mean ‘comes to be after this’. However, ‘this
comes to be that’ is more suitable to what endures, since something
15 which endures must come to be what it comes to be. And indeed when
we say that unmusical comes to be musical we are speaking with
reference to a substratum. For what we say applies to a substratum
since unmusicality itself does not become musical, but the substratum
of unmusicality, insofar as it possesses unmusicality, does become
musical. In the same way too, when we say that statue comes to be from
bronze, we speak with respect to what in the bronze is the (nameless)
20 privation of statue. For since coming to be is from privation, when we
are at a loss for a name for the privation, we signify it by means of the
substratum because the privation exists in the substratum. And the
same is true both with simple things and with composites. For in the
case of composites the substratum together with the privation, for
25 example, unmusical human, does not endure [when] the substratum
with the form, that is musical human, [comes to be], because musical is
opposite to unmusical. And indeed we also say that unmusical human
comes to be musical human from unmusical human.
This is the general sense of what Aristotle is saying. As for the
details, he says that what comes to be is the substratum and the
30 privation, for example, human and unmusical, what something comes
to be is the form, for example musical. And when he says that what
comes to be is a substratum, he does not mean that matter alone is now
a substratum, but rather the whole of what comes to be, which includes
Translation 91
both matter and privation. He says that even if this thing which comes
to be is one in number (since the substratum and the privation coincide
in one thing because the privation cannot exist on its own), nevertheless 35
they are different in form. Since in the case of substratum and privation
one does not speak of differing in form in the strict sense (matter being
completely without form, and privation being the absence of form) he 211,1
quickly changes ‘not one in form’ to ‘different in logos’ when he says, ‘By
“in form” and “in logos” I mean the same thing’. For the logos of human
and of unmusical are not the same. It will be clear to us as we proceed
that privation also belongs to matter and belongs to it as an attribute,
but let it also be said now. For if privation did not belong [to matter] 5
there would be no coming to be, since coming to be is from what is not
so and so but is naturally constituted to be so and so. But if privation
did not belong to matter as an attribute but per se, the substratum
would perish when the privation was lost since the being of the substra-
tum would involve being deprived. But if the substratum were
potentially, and potentiality lies in privation, why isn’t the substratum 10
privation because of its own logos? Or do we say that it is a substratum
actually, for this at least it does not have potentially? But it has acciden-
tally the capacity to participate in forms, so that equally the privation of
forms which it is going to receive will be accidental to it. What attaches to
it is the capacity to share in forms, so that being deprived of the forms
which it is going to receive would be an attribute of it.
Alexander says,

When substratum is taken as the matter of something, then it


involves privation; but when the substratum is taken on its own, 15
it does not involve privation.

However, Boethus6 said:

Because it is without shape (amorphos), matter is said to be


without form (aneideos). For matter seems to be called matter with
respect to its future, and when it receives a form, it is no longer
called matter, but substratum; for it is said to be a substratum for
something because the thing is already in it.

But perhaps it is called matter as last (eskhatê) [matter], and substra-


tum in relation to form, whether it already possesses the form or is going 20
to receive it. However, Alexander says,

Matter is qualityless in terms of its own logos, not in the sense of


being deprived of quality (for privation is a quality), but in the
sense that it is characterised negatively, since just as it is receptive
of form, so it is receptive of privation.
92 Translation
Against this statement of Alexander, one might object first of all that if
privation is a quality and quality is a kind of form, and there is a
25 privation for every form which comes to be, there will be a privation of
a privation; but if a privation is an absence, there will also be an absence
of an absence, and so on to infinity. Furthermore, if, just as matter can
receive form it can also receive privation, when the form is present the
matter will have a privation of a privation. So either form is a privation
of a privation, which is absurd, or there will be some other privation
30 existing together with the form. And, since every privation is opposite
to a form, what form will be opposite to that privation?
So perhaps [we should distinguish two kinds of privation]. One is the
privation of the Categories which is opposite to possession (hexis), as
blindness is opposed to vision. Such a privation does not revert to the
opposite condition and share somehow in the quality and itself also
become tinged with the form of which it is said to be the privation.
Aristotle said the following about this kind of privation:7

35 In the case of privation and possession it is impossible for each to


212,1 change into the other. For there is a change from possession to
privation, but change from privation to possession is impossible.
For a person who has become blind does not recover his sight8
again; nor does a person who is bald regain his hair; nor does a
toothless person grow teeth again.9

Another kind of privation is the one which is opposite to a form and does
5 revert to it so that coming to be and perishing comes about in terms of
the change of these two into one another. And this privation exists after
the form[‘s arrival] since it is a ‘disabling’ (pêrôsis) of the form, and it is
to be found both prior to and after the form as an absence of the form,
though with a suitability for it. Consequently [with this kind of priva-
tion] there will not be a privation of a privation, but only form and
privation, the latter being a certain absence of form. And when the form
is present the privation is not present. Nor is the absence of the
10 privation present as another privation. For privation is absence of form
but not of privation. And the form can be said to be present or absent,
but the presence [of form] cannot be said to be present or absent, as if
there could be a further presence of presence. And similarly with
15 absence; for when some things are connected and then separated from
each other, we do not say that there is a separation of a separation.

190a31-b1 Coming to be is spoken of in several ways. [In some


cases we say not that something comes to be but that it comes to
be some particular thing (tode ti). And only substances are said to
come to be without qualification. But in the other cases it is evident
that there must be a substratum, namely what comes to be.10 For
Translation 93
something comes to be of a certain size or quality or related to
something else or at a certain time11 or place, with some substra-
tum underlying because only substance is not said of another
substratum,] but all other things are said of substance.
He has proposed to find the substratum in all cases of coming to be and
to present the difference between it and the privation. And, having
started from the easier cases (for the coming to be of attributes which 20
takes place with substance as a substratum is relatively clear), he next
turns to showing that also in the case of substance there must be some
underlying substratum and a privation both for the coming to be and for
the perishing of substance. And first he indicates that ‘coming to be is
spoken of in several ways’ and in as many ways as there are kinds of
things which come to be. In the case of the nine categories [other than 25
substance], we do not say that something comes to be without qualifica-
tion, but that it comes to be some particular thing. For [in the case of
these categories] we do not say that the underlying substance comes to
be without qualification, but that it comes to be white or three feet long
or to the right. But in the case of a substance such as human we say
human comes to be, not comes to be some particular thing. The reason
for this is that because substance exists on its own it comes to be on its
own, but, since other things have their being in substance, substance is 30
said to come to be with respect to them, but not in the sense of coming
to be without qualification or on its own. And so in the case of other
things it is evident that, when coming to be comes about, there must be
a substratum, namely what comes to be.12 For there must always be the
thing which is said to come to be some particular thing, for example,
white or three feet long because all the attributes exist in an underlying
substance. But because, unlike other things, substance does not exist in 213,1
a substratum, the substratum of coming to be and perishing in its case
is not evident in the same way.

190b1-9 That both substance13 [and whatever other14 unqualified


existents there are come to be from some substratum will be
evident if we investigate. For there is always something which
underlies from which what comes to be [comes to be]; for example,
plants and animals come to be from seed.
(190b5) Of things which come to be without qualification some,
such as statue, come to be by change of shape, others, such as
things which grow, by addition, others, such as a herm coming to
be from stone, by subtraction, others, such as house, by putting
things together, others,] such as things which turn materially,15 by 5
qualitative change.
It is clear that the other categories which are in substance as a substra-
tum come to be and perish having substance directly as a substratum.
94 Translation
And substance itself which comes to be and in general anything which
is distinct from those previously mentioned cases16 which we refer to as
‘some particular thing’ are without qualification and are not some
10 particular thing – that is, they are substances and not attributes. And,
even if they do not have their being in a substratum, they always
contain in themselves something which underlies as a substratum with
respect to them, in which they have their coming to be and perishing.
He proves this first by induction: there is some substratum for all cases
of coming to be, such as the seed in the case of plants and animals, since
15 plants and animals come to be when seed endures and at the same time
alters.
(190b5) Alexander says that after the induction Aristotle uses a
universal demonstration and proves that in all the modes of coming to
be what comes to be comes to be from a substratum and, in proving that
this holds universally, proves that it holds of substance, at least if
substance comes to be by one of the modes Aristotle sets out. And
20 therefore he [Alexander] understands ‘things which come to be without
qualification’ as ‘things which come to be in every and any way’, so that
Aristotle is again recurring to the common modes of coming to be,
among which he includes substantial coming to be. ‘For’, Alexander
says, ‘substantial coming to be is also classed under qualitative change’,
and perhaps his meaning would be not that substantial coming to be is
qualitative change but that it does not occur without qualitative change.
So Alexander. And it seems that the great Syrianus17 also accepts this
kind of exegesis.
25 But perhaps this division is of the kinds of things which come to be
substantially. For the shape is the form and substance of a statue, not
a quality of it. For if a statue comes to be from a sphere, the form comes
to be a different one and not just differently qualified. And if alteration
in the strict sense, which is change of quality with the substratum
remaining the same, were to include the other forms [of coming to be],
how would it include the change18 of the substratum which is substan-
30 tial? And how could it be reasonable for Aristotle, after having taken
care of the other kinds of coming to be, to return to them again? And if
he were doing this, why did he not include all the kinds of coming to be
which he mentioned previously19 in his enumeration? For before he
mentioned relation, time, and place. However, the exegete20 accepts that
the present division is also exhaustive.
35 So perhaps here too by ‘things which come to be without qualification’
Aristotle means things which come to be in the strict sense and with
respect to substance. For earlier21 he said that only substances come to
214,1 be without qualification whereas other things do not come to be without
qualification – they come to be some particular thing. And with this
interpretation the doctrine is coherent because after the inductive
confirmation based on seed it adds the necessity, derived from the
division, that not only attributes come to be from substratum and
Translation 95
privation (as was proved earlier), but so do substances themselves. And 5
the division would be the following. Of the things which come to be as
substances, some come to be as simples, some as composites. Compos-
ites, such as a house, come to be by putting things together. Of the
simples some come to be in their depth, some on their surface; the latter
come to be by change of shape (for when a statue comes to be from a
sphere, there is also substantial coming to be), and of the former, some 10
come to be as a whole (as a human comes to be when seed is altered),
others with respect to a part; and of the latter some come to be by
addition (as do things which grow), some by subtraction (as do things
which diminish) – for growth and diminution are particular kinds of
coming to be and perishing. And notice that here Aristotle does not take
alteration as just change22 with respect to a quality, but as change with 15
respect to the turning of the matter, as when seed changes to plants and
animals; coming to be with respect to substance comes about in terms
of this kind of turning.
But if Aristotle were enumerating the kinds of change, why did he not
include change of place? And why did he distinguish change of shape
from alteration? In investigating why Aristotle has posited change of
shape and alteration as two kinds of change (for if shape is also a 20
quality,23 change of shape is also alteration), Alexander says that the
being24 of alteration is not simple:

Rather what is changed in shape has its coming to be in the


exchange in order and position of the substratum, but that which
is altered exchanges some quality and affection, but nothing of the
substratum, insofar as it is a substratum, is transformed in altera-
tion. Only change with respect to affective qualities is properly 25
speaking alteration.

But if this is correct why does Alexander say25 that coming to be in the
strict sense is also classed under alteration? For change with respect to
affective qualities should not be coming to be in the strict sense.

190b9-17 That all things which come to be in this way come to be


from substrata is evident, [and so it is clear from what has been 30
said that everything which comes to be is always composite, and
what comes to be (gignomenon) is one thing and what comes to be
this (ho touto gignetai)26 is another, and this in two ways: either a
substratum or an opposite. I say that unmusical is an opposite,
human the underlying substratum, and lacking shape, lacking
form, and lacking order are opposites,] while bronze, stone, or gold
is a substratum.
If everything which comes to be in the strict sense comes to be in one of
these modes and what comes to be in one of these modes comes to be
96 Translation
215,1 from a substratum, it is clear that everything which comes to be in the
strict sense comes to be from a substratum. That each of the things
mentioned comes to be from a substratum will be clear to us if we
examine the matter. For in the case of what is changed in shape there
is something which is changed in shape, and in the case of what comes
to be by subtraction there is something from which there is subtraction,
5 and in the case of addition there is something to which there is an
addition, and in the case of putting things together, there are things
which are put together, and in the case of alteration there must be
something which alters. So if there is a substratum in every case of
coming to be, both substantial and with respect to an attribute, and
there is also something27 which supervenes on the substratum, it is clear
that everything which comes to be is a composite of two things: [i] what
10 comes to be, that is, the form, such as musical (and again he chooses this
example as clearer, and it perhaps also provides a hint that he is again
speaking in general about all coming to be); and [ii] what it comes to be
– this is twofold, the substratum and the opposite of the form, since we
say both that human and unmusical have come to be musical. Here, in
contrast with before, Aristotle calls the form ‘what comes to be’ (gino-
15 menon) and the matter and the privation ‘what comes to be [something]’
(ho ginetai), thereby indicating, I think, that it is possible to speak in
either way. Having set out unmusical and human as examples of what
comes to be comes to be from, he does not give an example of what comes
to be, because this is clear from [the example of] the opposite. And so he
calls the privation an opposite, it being obvious that musical is the
20 opposite of unmusical. He sets out the examples of these things in order
to distinguish privation from substratum.

190b17-23 It is evident then that since there are causes and


principles of natural things [from which they primarily are or28
have come to be (not in an accidental sense, but each thing as what
it is said to be in substance), everything comes to be from a
substratum and from form (morphê). For musical human is com-
posed from human and musical in a way (since you can resolve the
logoi29 into their logoi).] So it is clear that what comes to be comes
to be from these things.
He has proved that every composite which comes to be is a compound of
25 what comes to be and what it comes to be, that is, a compound of the
form and the substratum. Using this he next proves30 that what comes
to be and what it comes to be are principles and elements and that they
are in a way two and in a way three. He argues as follows. Every natural
thing which comes to be is composed per se and primarily from substra-
30 tum and form. What is composed per se and not in an accidental sense,
and primarily from substratum and form, has the substratum and the
form as principles; for musical human is directly composed of human
Translation 97
and musical and so is also resolved into them. However, since the
substratum is one in number but two in form and logos, and of these one,
matter, is per se, the other, the privation, is in an accidental sense, it
follows that in one way the principles are two – if one takes the 35
elements31 which can be counted and inhere per se in the composite and 216,1
from which the composite is composed primarily, per se, and not in an
accidental sense – and in another way three – if one also takes the
privation as a principle and element on the grounds that it was in the
substratum before the composite came to be. And the composite would
not have come to be if this thing32 had not previously departed; for 5
human being would not come to be musical if it had not been unmusical
previously and unmusical had not withdrawn. Consequently all natural
things have elements and principles, two per se, form and matter, and
in an accidental sense privation in addition, because it attaches to the
matter, which has been proved to be a cause per se; but accidental causes
are <not>33 [causes] in the strict sense. This, then, is the general sense 10
of what Aristotle is saying.
It should be signalled that Aristotle is also applying the terms ‘cause’
and ‘principle’ to matter when he says, ‘since there are causes and
principles of natural things’.
The words ‘from which they primarily are or have come to be’, etc.
indicate that the discussion is seeking the elemental principles from 15
which all natural things are when they are and have come to be when
they have come to be. For things are from that from which they have
come to be and they have come to be from that which they are; and here
we are taking ‘form’ in a substantial, not an accidental, sense, that is,
we are talking about being or having come to be from the things which
fill out34 the substance of what comes to be. For the things from which
something has come to be in this sense are its principles and causes in
the strict sense. He adds this also because of privation; for what comes
to be is also said to come to be from the contrary which does not inhere. 20
But it comes to be in an accidental sense from this and not in the sense
that this is in its substance and fills out its being.
The phrase ‘each thing as what it is said to be in substance (190b19)’
is similar to what is said about homonymous expressions in the Catego-
ries:35 ‘the logos of the substance corresponding to the name is different’.
For each thing is composed, as if from elements, of those things which 25
fill out the substance of each thing spoken of in the respect in which it
is spoken of.
He says, ‘musical human is composed from human and musical in a
way’ because it is not put together in the way that things like bricks and
stones, which are completely separated and exist as individual things,
are put together [to make a wall]. Therefore things like musical human
are not resolved in the way those things are, but their resolution is into
logoi and definitions, and so their composition is from these. 30
It should be understood that it is one thing to seek the principles and
98 Translation
elements of natural things from which, as primary ingredients, they are
per se and not in an accidental sense, and another to seek the principles
of change. For in terms of the first investigation privation would be a
cause in an accidental sense, since it does not inhere, but in terms of the
second it would be a cause per se. For just as form is a cause of change
into being, so privation is a cause of change into not being. And privation
is a cause of coming to be both by its presence (since what comes to be
so and so must come to be from what is not so and so), and by its absence
(since form supervenes when it departs).

217,1 190b23-9 The substratum is one in number, [but two in form. For
human and gold and, in general, matter can be counted, because
it is more a particular thing, and what comes to be does not come
to be from it in an accidental sense. But privation and contrariety
are accidental. But form is one, for example, ordering or musical
or any of the other things] which are predicated in this way.
Here again he is describing the common features of matter and priva-
tion and their difference. For, insofar as privation exists together with
matter before the form supervenes and is considered together with
5 matter as a substratum, the substratum composed of form and matter
is one in number. But insofar as matter, such as human or gold in the
reshaping of gold objects,36 endures and can be pointed to and called
some particular thing (for the necklace is a gold necklace and the ring
10 is a gold ring) and since matter always inheres per se in the composite,
it can also be counted; for what exists per se and can be pointed to can
be counted in the strict sense. And human and gold, individual things
which are also substrata, can be counted directly, and each of them is a
particular thing. But since he adds to ‘human and gold’ the phrase ‘and,
in general, matter’, but prime matter is no longer countable in the way
15 human is and is not a this (since separated from form, it cannot be
pointed to), for this reason he adds ‘rather’ to ‘a particular thing’.37
For matter is not a this without qualification, but it is a this insofar
as it works together with the composite toward making it a particular
thing, for example, one having come to be or being perceptible while
itself enduring and being preserved in the [composite]. Aristotle
indicates this with the words ‘and what comes to be does not come to
20 be from it in an accidental sense’. And in general matter is countable
and a particular thing because it exists in the compound, since, even
if it is less countable than form is, it is still more countable than
privation is. Indeed privation does not inhere in what comes to be in
the way that form and matter do, so that what comes to be would not
be said to have come to be from privation primarily and per se. But
the composite is not a particular thing because of privation either,
25 since privation does not endure and since it is only an absence, so that
it is neither countable nor a particular thing. For privation is like a
Translation 99
kind of negation, although it differs in some respects from negation. A
negation cannot be counted and it is not a particular thing because it is
indefinite. However, a privation differs from a negation because it also
indicates the thing in which it is. Unmusical does not exist in everything
but only in human. And if privation is not an independent cause, it is a 30
cause accidentally because it attaches to matter, which is a cause per se.
For privation is not a being per se; rather it is a being in an accidental
sense because it is an absence of form in what is naturally constituted
to have the form. Accordingly the substratum is one in number, even if
it is two in logos. And form is one of the elements which fill out the
composite. And so it has become clear on the basis of what has been said,
in what sense the principles can be said to be two and in what sense 35
three.
In this connection it is worth pointing out how Aristotle has here
written consistently with what Plato said about matter in the Timaeus. 218,1
For Plato has written,38

One should only refer to that in which these things are always
appearing to come to be and from which in turn they vanish by
using the words ‘this’ and ‘that’,

and a little later,39

If someone were moulding every shape out of gold and never 5


stopped transforming each one into all the others, and someone
pointed to one of them and asked ‘What is it?’, in truth by far the
safest thing would be to say that it is gold.

Since ‘particular thing’ seems to be used sometimes of what endures and


can be pointed to, and at other times of what exists on its own and is not
in and does not belong to something else (and the composite is of this
sort), here, in agreement with Plato, Aristotle applies ‘particular thing’ 10
to what endures, but a little later40 he will use it of what is complete and
composite, and deny it of matter.

190b29-191a3 Therefore there is a way in which one should say


that there are41 two principles [and a way in which one should say
that there are three. And there is a way in which one should say
the principles are contraries, such as musical and unmusical, hot
and cold, tuned and untuned, and a way in which one should not
say this, since it is impossible for contraries to be acted on by one
another. This [difficulty] is also resolved because the substratum
is different since it is not a contrary. Consequently in a way there
are not more principles than contraries, but they are, so to speak,
two in number, but not entirely two because they are different in
100 Translation
being, but rather three. For to be human and to be unmusical are
different and so are] to be lacking shape and to be bronze.
15 He has said that it is a great difficulty whether there are two principles
or three and shown in what way there are two and in what way three.
Concluding his discussion he says, ‘Therefore, there is a way in which
one should say that there are two principles and a way in which one
should say that there are three’, two if one takes the principles in the
strict sense, substratum and form, but three if one takes in addition to
the two the thing which is a principle in an accidental sense, privation.
20 He adds another way in which it is possible to say that there are two
principles in one way and three in another. For there are two if one says
that the contraries form and privation are principles on the grounds
that coming to be and perishing come about because of the change of
these two into one another. But there is a way in which it is impossible
to say there are two since it is impossible for contraries to be acted on
by one another and be entities existing on their own (kath’ heauta); for
25 they do not endure the presence of nor accept each other nor does a
contrary (hoper to enantion) become what the other is. How then can
other things be from contraries, if contraries are not acted upon by one
another in any way? This difficulty is resolved by positing as a third
principle substratum in which contraries will be able to act on one
another; for this is not one of the contraries but it does endure42 the
30 presence of each of them. And in this way there are no longer still two
principles, but three. And so in this way too it is true to say that there
are in a way two principles and in a way three.
And again it is possible to say alternatively that ‘there are not more
principles than contraries’. For the principles in the strict sense, sub-
stratum and form, are equal in number to the contraries, of which there
are two. And so again there are two principles in a way, but not entirely
35 two because even if the substratum is one in number it is two in logos;
219,1 for it is one thing as logos of matter, another as logos of privation, even
if these things are thought to be one in number.
And here it seems that Aristotle wishes to describe in multiple ways
how it is possible to say that there are in one sense two principles and
in another sense three. He said first43 that if they are taken per se there
5 are two, but if one adds the accidental principle there are three; then44
that taken as the contraries there are two, but three when they are
taken together with the substratum; and then45 as equal in number to
the contraries there are two, but, since one of the contraries is divisible
in two in logos, there are three.
Alexander says,

Aristotle says ‘in a way’ and ‘so to speak, two’, because matter and
form are not two in number because it is not possible for either of
10 them to exist as individual things, whereas things which are
Translation 101
different in number are separated in their own individual sub-
stances. Or perhaps, having said that they are two ‘in a way’, he
adds the ‘way’ by saying ‘but they are, so to speak, two in number’;
for matter together with privation is one in number, and form is
one, but they are three because privation is different in logos from
matter.

And Alexander points out that

He is now speaking in a rather ordinary way in saying that


privation is contrary to form. For privation is opposite to form, but 15
in the way that change is opposite to rest: how this is opposite he
has said in the fifth book of this treatise,46 viz. that rest is opposite
to change as a privation; for rest is an absence of change and
nothing else, but rest does not apply to everything, but only to
things which are naturally constituted to change.

191a3-5 How many principles of natural things which come to be 20


there are [and in what way there are that many has been said. And
it is clear that there must be a substratum for contraries] and the
contraries must be two.
He says quite accurately that the principles of ‘natural things which
come to be’47 have been found. For he has not found the principles of
absolutely everything which comes to be. For these are not the princi-
ples of choice. Nor has he found the principles of all natural things. For
he has not found the principles of divine and everlasting things like 25
heavenly things, since these are natural because they are in motion, but
they do not come to be because they have been proved everlasting;
therefore the principles given do not apply to them. For there is no
privation in heavenly things, which are eternal, nor is there this kind of
matter, since there is not the kind of change on the basis of which matter
was introduced. And so he himself writes the following in book 8 of the
Metaphysics:48

Since ‘cause’49 has several senses, when one50 seeks the cause, one 30
should state all the possible causes. For example, what is the
material cause of human? The menstrual fluid? What is the mov-
ing cause? The seed? What is the formal cause? The essence. What
is the51 final cause? The end. (But perhaps these two are the same.) 220,1
And one should state the most proximate causes. What is the
matter? [We must not say]52 fire or earth, but the specific matter.
It is necessary to search in this way in the case of natural sub-
stance which comes to be if one is going to search correctly, since
the causes53 are these and this many, and it is necessary to know 5
the causes. There is a different story in the case of natural but
102 Translation
everlasting substances. For perhaps some do not have matter or
not this kind of matter, but only matter which can change place.
And there is no matter for things which are natural but are not
substance, but rather the substratum is the substance.

And a little later he says:54

Nor do all things have matter, but only those things which come to
be and change into one another do. But things which are or are not
10 without changing do not have matter.

But even if the principles given are elemental in character, and princi-
ples of this kind are principles of composites, while the heavenly body
is demonstrated to be simple, being made of a different, fifth substance
which is alien to coming to be, it cannot have elemental principles.55
15 However, if these things are true, why did we say56 that the concern
of the treatise is the properties which are common to all natural things
if, although heavenly things are natural, their principles are not the
ones which have just been demonstrated? And why did he entitle the
treatise simply Physics unless these principles are also the principles of
heavenly things insofar as they change? (The moon changes in its
phases, and all heavenly things change by changing place, and in this
20 respect they share in privation and in a substratum, the changing body.)
Aristotle agrees with this. And in general if we say that all things are
natural insofar as they have a nature, and nature is a principle of
change and rest (as we will learn),57 and all change is a kind of alteration
(as we will also learn),58 it is clear that what is completely unalterable,
insofar as it is unalterable, cannot be said to be natural without quali-
25 fication. Consequently, even if he calls heavenly things natural, he does
so with respect to change of place, not substantial change. And so,
heavenly things are not included here in terms of their substance, but
they will be included in the discussion of change with respect to their
change of place, on the basis of which they are proved to be natural; and
they will be included both with respect to the common form of change of
30 place and with respect to their circular form of motion, which is the
crowning point of all discussions of change.
Consequently these are the common principles of all natural things,
but they apply to things which come to be and perish, both with respect
to substance and with respect to the other attributes relative to which
changes occur, whereas they apply to eternal things with respect to
change of place; and they apply to natural things without qualification
insofar as they are natural, which is to say insofar as they contain a
35 principle of change and alteration – not all change, since the change
involved in choice is irrelevant, but natural change, that is, bodily
221,1 change; for nature is a certain corporeal principle of change and rest,
both change of place and the other changes.
Translation 103
However, since both privation and substratum are clearer in cases of
coming to be and perishing because of the variety of kinds of change, he
directs most of his discussion at these things and gives his examples in 5
terms of them, as if he also thought that the aim of the treatise was
these things. For it is not just here that he says that he has found the
principles of ‘natural things which come to be’, he also does so in the
second book:59

Since60 our study is for the sake of knowledge and we do not think
we know a thing before we have grasped why it is – that is, grasped
its first cause, it is clear that we must do the same thing in the case 10
of coming to be and perishing and every natural change in order
that, knowing their principles, we can try to reduce each thing that
comes to be61 [to them].62

And one should notice that, when he has said ‘in the case of coming to
be and perishing’, he adds ‘and every natural change’ – and this includes
change of place. And he makes clear in the second book of this work that 15
he thinks heavenly things are in a way intermediate and in need of their
own treatise, when he divides the subjects to be treated in three:63

One is64 concerned with what does not change, one with what
changes but is imperishable, one with perishable things.

191a5-7 In another way this is not necessary, [since one of the


contraries will be sufficient to produce] change by its absence and 20
presence.
Having said that there are three principles, substratum and contraries,
he points out again that it is also possible to say two and not necessary
to say three. For if privation is nothing but the absence of a form in what
is naturally constituted to have the form, someone might say that form
is sufficient to make something exist by its presence and to make 25
something not exist and to produce privation and perishing by its
absence, the form making something exist per se and making it not exist
in an accidental sense. For what produces something by its absence
produces it in an accidental sense, unless someone thinks it right to say
the same things in the case of privation, since it too seems to produce
perishing per se by its presence and coming to be in an accidental sense
by its absence. Perhaps one should say that privation is nothing other 30
than absence. But how could there be an absence of an absence? There
could be an absence of something which is and has a primary existence,
but not an absence of an absence, since otherwise it would be necessary
to go to infinity seeking one absence after another. Nor is it reasonable
to look for a presence of a presence. So insofar as there is an absence of 222,1
form it is possible to say that the form by its absence is the cause in an
104 Translation
accidental sense of perishing. But the absence of form is privation. And
so privation is a cause in an accidental sense. It differs from other
accidental causes not only because it is said to be a cause insofar as it is
5 attached to matter, which is a cause per se, but also because nothing
would come to be from matter without privation.65 For it is necessary
that privation precede coming to be in order that coming to be so and so
be from what is not so and so but is of a nature to be so and so, and that
it make way for the form, since the form would not supervene unless the
privation departed. The other causes which are said to be accidental do
10 not contribute anything at all to what comes to be. For when we say that
musical is cause in an accidental sense of white, it is not necessary that
musical either exist before white or that it depart when white enters;
rather these things can also co-exist. And perhaps it is one thing to seek
the elemental principles of natural things as natural and another to
seek the elemental principles of natural things as changing. According
15 to the first way [as a principle of natural things as natural], privation
would be a cause in an accidental sense (because it doesn’t inhere) but
according to the second [as a principle of natural things as changing], it
would be per se. For just as form is a cause of the change into existing,
so too privation is a cause of the change into not existing. Or perhaps
privation is also a per se cause of the change into existing, since change
is not from just anything but from what is not so and so but is of a nature
20 to be so and so, which is to say, from what has the privation. Therefore
Alexander says that the words ‘since one of the contraries [will be]
sufficient to produce change by its absence or presence’ indicate that
privation is not a nature or form, but rather the absence of what
something is naturally constituted to be, and this absence is not in the
nature of the substratum; for [the substratum] does not have not having
the form in [its] nature, since if it did it would not be possible for it to
25 take on the form. But also the substratum does not have the form in its
nature. But this is different from having not having the form in [its]
nature. For in general nothing can have come to be if it can have its own
privation in its own logos.66
What Aristotle says here perfectly expresses the views of the Platon-
30 ists because Plato also makes the substratum not two but one, even if
he refers to it with opposite terms when he calls it great and small67 –
he does this because he does not want privation to be considered to be
in some reality because of [the substratum’s] receptivity of opposites.
223,1 And it is clear that Aristotle too does not assign privation reality in the
primary sense, since he calls it an absence of form in what is naturally
constituted to have it, but he distinguishes it in logos from matter even
if it is not distinct in number, because coming to be comes about because
of opposites. But Plato assigns being naturally constituted to be such
and such to matter in terms of its own nature; he considers it to be and
5 calls it an omnirecipient and refers to it as space and says it is a seat for
everything which comes to be; for he says in the Timaeus that it is a
Translation 105
‘certain invisible form without shape and an omnirecipient’,68 and again
he says, ‘And a third kind is that of space which always is and does not
admit perishing; it provides a seat for everything which comes to be’.69
Furthermore, form is sufficient for coming to be and perishing by its
presence and absence. Therefore Plato posits two elemental principles, 10
matter and form-in-matter. And he says the composite comes to be from
these as inherent principles. This is like Aristotle, but Plato gives the
elements in the strict sense, that is the things from which, as inherent
per se, what comes to be comes to be – of this kind are matter and form.
But Aristotle also adds something accidental as70 an element, namely 15
privation. In the same way in the case of the efficient cause Plato gives
us the authoritative efficient cause, demiurgic mind, whereas Aristotle
adds nature to this (something which Plato placed among the instru-
mental causes because it changes other things while it is itself changed
by a cause) and also accidental causes, such as chance and spontaneity. 20
But Plato also adds the cause ‘from which the form proceeds into the
matter’ [saying] that it proceeds from the paradigm by means of the
efficient cause. Thus he says in the Timaeus:71

For the moment one should conceive three kinds of thing: what
comes to be; that in which it comes to be; and that by resembling
which what comes to be develops. And it is appropriate to compare
the recipient to the mother, that from which to the father, and the 25
nature which is between these to the offspring.

And Aristotle introduced matter on the basis of the fact that what comes
to be comes to be from contraries, but contraries cannot act on each
other nor be acted on by each other on their own (for he believes it is
necessary that what is acted on be acted on while enduring but contrar- 30
ies do not endure the presence of each other); and furthermore he
introduced it on the basis of the fact that contraries do not satisfy the
definition of principle, since they are accidents and not substances; for
there is no contrariety in [the category of ] substance,72 and accidents
need some substratum in order to exist. I think these are the most
important points in what Aristotle has said.
Plato himself also introduced matter on the basis of the change of 35
what comes to be, the change always requiring that it occur with a 224,1
common substratum since nothing which changes endures; and he also
called the changing things contraries. For, having said that each thing
which comes to be, such as fire or water, can no more be called fire or
water than anything else which comes to be from it because these things
flee and do not submit to ‘the words “that” and “this” } and any other 5
expression which indicates that they are stable beings’,73 he adds:74

One should only refer to that in which these things are }75
appearing to come to be and from which in turn they vanish by
106 Translation
using the words ‘this’ and ‘that’, but anything which is hot or white
or any other contrary and all that is composed from these things
should in no case be referred to with these terms.

10 You see then that Plato himself also says that coming to be is from
contraries, that the contraries do not endure, and that because of this
there is need of an enduring substratum. He has added the words ‘or
anything which is composed from these things’ because it is not just hot
and dry which come to be, so do fire itself and in general the substances
which are composed of contraries on the basis of the change of contra-
15 rieties. For air comes to be from water, which is cold and moist, when
cold changes into warm, and again when moist changes into dry, fire
comes to be. And human comes to be from seed. And in these cases it is
not easy to specify the contrary qualities the change of which from one
to another makes substance come to be from substance. And that is why
20 Aristotle invoked the general antithesis of form and privation; for hot
comes to be from cold, but it is also true to say that it comes to be from
not hot.
Plato adds another, most authoritative reason why there must al-
ways be some substratum underlying forms which come to be. Having
demonstrated first that the intelligible form, which is archetypal, para-
digmatic, and independent, is one thing, while the perceptible form,
25 which has the nature of an image and is therefore a likeness of some-
thing else, is another, he reasonably infers that this will always be in a
substratum which is different from it and is made like [the form]. For a
likeness and image does not exist on its own; rather it exists in the thing
which has been made into a likeness and image, that is, the substratum.
But perhaps it would be better to hear Plato’s beautiful words them-
selves:76

This being the way things are, it ought to be agreed that there is
30 one thing which has an unchanging form; it does not come to be,
and it is not destroyed; it77 does not receive anything else from
elsewhere, nor does it go into anything else somewhere; it is
invisible and imperceptible in any other way, and it is assigned to
understanding (noêsis) to apprehend it. A second thing has the
same name as the first and is similar to it; it is perceptible, it comes
to be, it is always tossed about, and it comes to be in some place
225,1 and again disappears from there; it is grasped by opinion together
with perception. And a third kind is that of space which always is
and does not admit perishing; it provides a seat for everything
which comes to be,78 and it is barely an object of belief but is
grasped independently of perception by a certain bastard reason-
ing; in regarding it we are as in a dream and we say that it is
5 necessary that what is79 be somewhere in some place and occupy
some space and what is neither on earth nor anywhere in heaven
Translation 107
is nothing. Because we dream in this way we are unable to wake
up and distinguish all these things and others akin to them – even
in the case of the reality (phusis) which does not sleep and genu-
inely exists – and to speak the truth: because this very thing in
which an image has come to be does not belong to the image itself,
but rather the image is a picture of something else and always in 10
motion, it is fitting that it come to be in something else and either
cling to existence (ousia) in some manner or be nothing whatso-
ever; but what really is is supported by the precisely true account
according to which, as long as they are two different things, neither
will ever come to be in the other in such a way that they are
simultaneously one and the same and two.

It is worth pointing out that according to this causal account of matter, 15


heavenly forms are also in matter in a way, since they are also like-
nesses of intelligible paradigms. Consequently in their accounts of the
elements Plato and Aristotle say practically nothing discordant except
that Plato has added an additional reason why there must also always
be a substratum.80 But let us go on to what comes next. 20

191a7-18 The underlying matter81 is known by analogy. [For it is


to substance and the particular thing and what is as bronze is to
statue or wood to bed, or as [matter and]82 the shapeless before it
has taken on shape is to any of the other things which have shape.
So this is one principle, but it is not one or a being in the way a
particular thing is. Another is the logos,83 and further the contrary
of this, privation. It was said previously in what way these are two
things and in what way they are more than two. We said first that
only contraries are principles, but later that it is necessary that
something else underlie and that there be three principles.]
The examples of matter which have been given are human, seed, and
the like. And since, even if they played the role of matter in relation to
things which come to be, they themselves were nevertheless also certain
forms, everyone would like to learn what the matter underlying forms 25
is in and of itself. For let seed be the matter of human, and, say, blood
the matter of seed, food and drink the matter of blood, the four elements
the matter of food and drink. Since these things also change into one
another in terms of contrary qualities, they themselves also certainly
need some common substratum which has no qualities in its own
nature, since qualities are forms, and indeed forms which are opposites. 30
So if all apprehension which comes by way of impact84 is of circum-
scribed things which have some character and are defined by quality 226,1
and form, and if also the substratum underlying forms and qualities
must be completely qualityless and formless (‘For if’, as Plato says,85 ‘it
were similar to any of the things entering it, then whenever the contrar-
108 Translation
ies of that thing or what is of an entirely86 different nature entered, on
receiving them, it would make a bad likeness because it displayed its
5 own appearance as well’), how then would such a thing be apprehensi-
ble?87 Aristotle says, by analogy with other things. For the first matter
in natural things is to substance and what is ‘as bronze is to statue or
wood to bed or the shapeless before it has taken on shape is to any other
artificially produced thing which has shape’. It is good that Aristotle
10 takes his example from artificially produced things, since in such cases
what is shapeless comes first in time and is seen on its own. And
substances underlie other things, and matter underlies substance and
therefore underlies all the other things. But it underlies substance and
the composite per se, the other things in an accidental sense. Therefore
Aristotle says in this way88 ‘it is to substance and the particular thing
15 (that is the compound which is substance in the strict sense) as’ because
matter is not yet a particular thing, even if it is more so than privation.
It is also worth pointing out that Plato, who views matter in terms of
enduring, assigns it more of a particular character, as he indicates in
connection with the reshaping of gold objects89 and when he says,90

By using the words ‘this’ and ‘that’ one should refer only to that in
20 which these things are }91 appearing to come to be and from which
in turn they vanish }.

But Aristotle, who views the particular thing in terms of form (morphê)
gives [the term] to forms. After the words ‘the particular thing’ Aristotle
adds ‘and what is’, that is, he is saying ‘as matter is to all that is’, of
which some things are substances and some are attributes, some are
particular things in a primary way, others have particularity through
25 that.92 Plato calls this apprehension by analogy ‘bastard reasoning’93
because it does not come from the impact of forms but from the stripping
away94 and negating of forms; and reasoning sees matter with its eyes
shut as it were. And understanding of matter is not understanding
(noêsis) but rather non-understanding (anoia95); therefore our picture
30 (phantasma) of it is bastard and not genuine. For just as we apprehend
what is above the first Form not by any impact of forms, but – having
learned that the Forms are not first from the very nature of Forms,
which is distinct and requires the unified and the One to be before it –
apprehend what is above Form by the negation of Forms (and this
negation does not cast us altogether into the undefined but into the
35 cause of the Form and what dwells above the bounds of Form), so also,
having seen that the last forms are image-like and change into each
other and therefore need a substratum naturally capable of receiving
227,1 each of the opposites in turn, we proceed to the notion of matter by a
negation of the forms which leads us to the receptacle. And if in seeking
for matter we suppose it to be a particular thing distinctively different
from other things, we have stumbled on something else, but not matter,
Translation 109
since matter has no difference relative to anything since every differ- 5
ence is a formal quality. Consequently apprehension (gnôsis) of matter
is rather non-apprehension (agnôsia) since the things which change
with matter as subject, being the last forms, receive the last kind of
apprehension, perceptual apprehension. Therefore, Plato, pointing out
that matter does not strike us with impact, says matter is grasped
independent of perception, so that he is indicating that just as matter is
grasped by a ‘bastard reasoning’ so too it is grasped by a bastard 10
perception. But matter’s being apprehended96 by a bastard reasoning
and the insight (epibolê) into it by negation and the [insight] from
whatever cause may arise are drawn from things in first philosophy.
But Aristotle’s words ‘by analogy’ preserve the measures of the appre-
hension of the elements of natural things which are appropriate for the
natural philosopher. For just as it belongs to grammar to know the
generalities about the twenty-four elements [i.e. letters of the alphabet] 15
and literature (mousikê) teaches the precise apprehension of them, so
too the first philosopher will teach about the natural elements. There-
fore in a little while he refers the study of form to him.97
However, it should be understood that Aristotle borrowed the term
‘by analogy’ from the Pythagorean Timaeus, just as Plato borrowed
‘graspable by a bastard reason’ from him. For in his own work the
Pythagorean Timaeus says,98 ‘Matter [is apprehended] by a bastard 20
reasoning because99 it has never been understood by direct observation,
but [it is apprehended] by analogy’.
100
But since some people (and not just indifferent philosophers) say
that both according to Aristotle and according to Plato the very first
matter is qualityless body – and these include the Stoics among the 25
ancients and Pericles of Lydia101 among moderns, it would be well to
investigate this opinion. For102 both Aristotle and Plato, who introduce
the matter of changing things as prior to103 the change think that
hot/cold/dry/moist are the qualities of the elements. These qualities
have body as common substratum, and they change with it as subject.
And so body would be first matter. 30
Furthermore, if there were some other substratum underlying body,
then, since coming to be is from contraries, there would have to be some
opposite to body so that the opposites could change with the common
substratum as subject. [But there is no such opposite.]
Furthermore, we say that what endures in any change is matter. But
qualityless body endures, since there is nothing into which body might 228,1
perish.
That Plato also says that the direct substratum of the qualities of the
four elements, that is qualityless body, is matter is clear from the
following passages:104

The nurse of coming to be, being made watery and fiery and
receiving the shapes of earth and air }, 5
110 Translation
and105

When he was undertaking the arranging of the universe, at first


fire and water and earth and air had some traces of themselves but
were altogether disposed in the way that is likely for anything
from which god is absent; these things being in this condition at
that time, the god first gave them shape with forms and numbers.

Now if the demiurge first put the forms of the elements into matter, and
10 qualityless body is the common substratum of these, qualityless body
will be matter.
But according to Aristotle also, qualityless body should be thought to
be the first substratum and matter. For if body enters into matter and
departs from it like any other form, it is clear that, before body entered
into matter and after it departed, the privation of body, that is, incor-
15 poreality, would have matter as subject. And there would be a natural
incorporeal substance. But Aristotle does not think this, since he fre-
quently says clearly that natural things are bodies and have bodies as
their subject.106
107
However, that Plato does not think that body is the first substra-
tum (which we call matter) should be clear from the fact that he also
assumed his planes to be, as it were, the elements of body, presumably
20 as being more fundamental. And so he writes in the Timaeus:108

It is, I think clear to everyone that fire and earth and water and
and air are bodies, but every form of a body also has depth, and
depth necessarily is bounded by plane surface.

And also according to Plato body is three-dimensional – that is what is


25 meant by ‘also has depth’. Such a thing is essentially connected with
number and figure, especially if the whole of body109 is limited, as both
Plato and Aristotle think it is. But they say that matter in itself does
not have any of these things, except when it participates in form and
then it is given shape ‘by forms and numbers’.
That Aristotle too does not think that the first substratum is body he
30 makes clear when he says110 ‘for111 there is the same matter for a great
and a small body’. For the matter of body could not be body, and if the
same thing underlies both great and small it would not be either great
or small. But body, and especially limited body, is of a certain size. And
229,1 the same body could not be great and small in itself112 at the same time.
In general body is grasped by logos and apprehended by impact.113
But Plato says that matter ‘is grasped by a bastard reasoning’. And
Aristotle and before him the Pythagorean Timaeus114 say it is grasped
5 only by analogy. So body cannot be first matter.
And in the fourth book of this treatise Aristotle means to say (boule-
tai) that the matter of a magnitude is a certain indefinite extension
Translation 111
which is made determinate by eidetic magnitude. At least he says,115 ‘so
that place would seem to be the form (eidos kai morphê) of each thing
by which the magnitude and the matter of the magnitude is defined’.
Since magnitude is eidetic as well [as being material], after he said
‘magnitude’ he added ‘and the matter of the magnitude’, meaning the 10
same as the ‘magnitude’.116
Furthermore, for one looking at the problem in and of itself it would
seem impossible that first matter be qualityless body, as Plotinus has
also demonstrated.117 For if no natural form belongs substantially to the
matter which underlies all natural things, it is clear that neither shape
nor magnitude will belong to it, since they are forms. And, if, indeed, it 15
is a body, it will have shape and magnitude and it will not be simple but
a composite of form and matter. But matter is simple.
So you might also syllogise it the following ways:

In itself matter has neither magnitude nor shape nor number; but
body in itself does have magnitude and shape and number; there-
fore matter is not body.

Matter is not a composite of matter and form; but body is a 20


composite of matter and form.

Furthermore, if matter is body it will have some magnitude of its


own, and the demiurge would not bring forth all the forms from
himself based on his own volition, nor would nature bring them
forth based on the demiurgic principles it contains, but the demi-
urge and nature would necessarily be subservient to the
magnitude of matter.

Furthermore, if matter has magnitude it also has shape, in virtue


of its own essential character, but this is not only absurd, because 25
shape is form and quality, but also because matter would be
intractable for receiving every shape if it had been mastered by one
determinate shape.

Furthermore, the form which enters matter brings with it every-


thing which is proper [to form], and so brings magnitude; for the
magnitude of a man is one thing, that of a bird or a bird of a certain
kind another. Therefore magnitude and size are not proper to 30
matter; therefore matter is not body.

Furthermore, if matter were body it would have a certain size and


have a magnitude. But having a size is one thing, size is another,
and having a magnitude is one thing, magnitude itself another;
size and magnitude are simple, incorporeal forms, but what par-
ticipates in them are composites. So if matter were body it would
112 Translation
230,1 be a composite and not simple and not an element. But if these
things are absurd, one ought to say that when size is participated
in by matter it gives a magnitude which did not inhere in the
matter before, just as when quality is participated in it makes
what previously was without quality a qualified thing.

And furthermore, it is also possible to say that matter is either the


potentiality for all forms or it is something which contains poten-
5 tiality in itself and is beyond potentiality. But how could body be
potentially incorporeal? But this would be necessary if, indeed,
matter is also receptive of the forms of incorporeals. But if it is said
that matter is potentially incorporeal, one should understand that
the word ‘incorporeal’ does not indicate that it is some definite
entity but is rather the denial of body. But perhaps it is possible to
10 say that matter does not receive the incorporeal form first but
through the intermediary of body.

Furthermore, body is composed of genus and differentiae, since it


is three-dimensional substance. However such a thing is a form,
but it is not matter.

Furthermore, body is logically opposed (antidiêirêtai) to incorpo-


real qualities, but matter is related in the same way to all things.

Furthermore, body is determined by three dimensions, but matter


is completely indeterminate.

15 These arguments being introduced on both sides in this way, it is


obvious that what underlies forms must not be form; and so if body
were form, what underlies would not be body.

But I think that it is among the most obvious things that what belongs
in common to all natural and perceptible things as natural and percep-
tible must be matter. But what is common to all of them is being
20 extended in bulk (onkos) and dimension (diastasis). And so, as Aristotle
says,118 ‘the science of nature } deals with bodies and magnitudes
(megethê) and their119 properties’.
So perhaps one should posit that there are two kinds of body:120 one
exists in terms of form and logos and is determined by121 three dimen-
sions, the other exists as a slackening (paresis) and extending (ektasis)
and indefiniteness of the incorporeal, partless, and intelligible nature;
25 this second is not determined formally by three dimensions, but it is
slackened everywhere and loosened (ekluesthai), and it flows from every
direction from being into not being. And perhaps it should be posited
that matter is this sort of extension (diastasis),122 but not the corporeal
form, which already is a measure and delimitation123 of the infinity and
Translation 113
indefiniteness of this kind of extension and which puts a stop to its flight
from being. For it is worth pointing out that it is appropriate that matter 30
be that by which material things are distinguished from immaterial
ones,124 and they are distinguished by bulk and extension and divisibil-
ity and such things, not the extension, divisibility, etc. which are
determined with respect to measures, but those which are without
measure and indefinite and capable of being determined by formal
measures.
As Moderatus125 also recounts, among the Greeks the Pythagoreans 35
and after them Plato seem to be the first to have had this conception of
matter. For [Plato] following (kata) the Pythagoreans proclaims the first
One above Being and all substance, and he says that the second One,
which is what really is and is intelligible, is the Forms, and he says that 231,1
the third, the domain of Soul, participates in the One and the Forms,
and that the final nature after this, which is that of perceptibles, does
not even participate [in them], but it is ordered in terms of reflection
(emphasis) of these things, the matter in perceptibles being a shadow- 5
reflection of the not being which is first in quantity (poson) and being
even further below and derivative of this [not being]. Porphyry, who sets
out these views of Moderatus in the second book of On Soul, has written
that ‘As Plato says somewhere,126 the unified logos, wanting to bring
about the coming to be of things from itself, found room for127 the
quantity (posotês) of all things by privation of itself, depriving quantity
of its own128 logoi and forms. He129 called this thing formless, indivisible, 10
and shapeless quantity, but [said it is] receptive of form, shape, division,
quality, everything of this kind. He130 says that Plato seems to have
predicated many words of this quantity, “omnirecipient”131 and “form-
less”132 and “invisible”,133 and said it shares in a most perplexing way in
the intelligible134 and is barely graspable by a bastard reasoning135 and
all sorts of things like this. He136 says that this quantity and this form, 15
which is understood by privation of the unified logos which embraces all
the logoi of existing things in itself, are paradigms of the matter of
bodies, which itself, he said, was also called quantity (poson) by the
Pythagoreans and Plato, not quantity as form but quantity which is
derived from (kata) privation and loosening (paralusis) and extending
(ektasis) and spreading out (diaspasmos) [and exists] because of devia- 20
tion (parallaxis)137 from being, for which reason matter is also thought
to be evil since it flees away from the good. And it is apprehended by it
[the good] and is not allowed to escape determination, its extension
receiving the logos of eidetic magnitude and being determined by it, its
spreading-out being given form by numerical discrimination.’
So, according to this account, matter is nothing other than the 25
deviation (parallaxis) of perceptible forms in relation to intelligible
things, which have turned away from there138 and move down toward
not being. For it is clear that the bulk which is proper to perceptible
things is one thing and eidetic magnitude another, and that the disper-
114 Translation
sion of perceptible forms is one thing, numerical discrimination another,
because eidetic magnitude and numerical discrimination are logoi and
30 forms without extension or parts (for the logos of the three-foot magni-
tude and the logos of three are without extension and partless and
incorporeal), but these [the bulk and dispersion which are proper to
perceptible] are without logos, and they are corporeal and divisible and
descend into bulk and dispersion because of their procession into coming
to be and what comes last, that is to say, into matter. For what is last
35 is always a residual sediment (hupostathmê) and really matter. And so
the Egyptians also said that the residual sediment of primal life, which
they referred to symbolically as water, is matter, since it is a kind of
slime (ilus). And matter is a kind of space (khôra) for perceptible things
232,1 which come to be, not existing as any determinate form but as a
condition (katastêma) of their existence, just as what is partless and
without extension and immaterial and genuinely existent and so on is
a condition of the intelligible nature, all the forms existing both here and
there, but there immaterially, here materially – which is the same as to
5 say that there they exist indivisibly and truly, here divisibly and like
shadows, and so too each form here is extended with material extension.
But how can these things be harmonised with Aristotle and Plato,
who think that matter is a substratum for contrariety? Or does what
other people say about matter really reduce [it] to the last body? (For
10 there is nothing opposite to body.) And in this way it will not only be the
heavenly body which neither comes to be nor perishes, but also sublu-
nary body, whereas the conception just expressed also preserves the
corporeal extension of sublunary things, an extension which comes to be
and perishes with the form which has extension (e.g., with human or
horse.) Or is it the case that when what comes to be is substance, the
15 change also occurs with the material deviation as subject, a deviation
which endures forever? For attributes change with substances as sub-
ject, but substances change with what the Pythagoreans call quantity
(poson) as subject, and they change either with respect to privation or
with the deviation from being as subject, which is to say, with extension
and material mass as subject. For air comes to be from water not just
because there is a change of qualities but also because there is a change
20 in eidetic magnitude, since the magnitude is different before and after
the change. And the smaller [magnitude] is not a part of the greater but
each is a determinate form, even though material extension endures139
before and after the change. For [the air and water] are both material
in the same way and divisible in the same way and perceptible and have
the same matter. For the differences [between the two] are seen in their
forms. That Aristotle himself has the same sort of conception of matter
25 as the Pythagoreans do, namely the conception of it in terms of exten-
sion and indefinite quantity, can be learned from what is said in the
fourth book of this treatise, where he says,140
Translation 115
Insofar as place is thought to be the extension (diastêma) of a
magnitude (megethos) it will be thought to be matter.141 For this is
different from the magnitude; it is what is contained by and
determined by the form as by a surface and limit. Matter and what 30
is indeterminate are this sort of thing.

I do not know how all those people who claim to understand matter
either in terms of Being as the worst of the forms142 or in terms of the
One as the echo of the first One143 can be correct. For when the One or
Being is considered as nothing but One or Being they are in the strict
sense and primarily what they are said [to be]. But matter is what is
last and it departs from Being and much more from the One, and it 35
exists in deviation and turning away in relation to Being, because, on
account of the generative powers of Being, it was necessary that there 233,1
should also be a reflection of them. But I have prolonged this discussion
too much because of the dominant conception of matter, which is not
pleasing to me.144
As far as the text is concerned,145 the words ‘another is hê ho logos’
mean that one146 other principle is that related to logos and form, but it 5
produces unclarity because of the hê added to the ho logos, a feminine
article combined with the masculine ho logos. However hê is not coordi-
nated with the phrase ho logos, but with arkhê and so the words are
equivalent to saying ‘another is the [principle] related to logos’ or better
‘another principle is the logos and form’. As Alexander says, the words
are also written in some texts without the hê, perhaps because some
people took it away because of the unclarity, even though with hê the 10
expression is more old-fashioned.

191a18 [The difference between the contraries is evident on the


basis of what has now been said,] as is how the principles are
related to one another, and what the substratum is.
He says how the principles (or contraries) are related, that one is the
absence of the other, and what the substratum is, that it is what is
grasped by analogy and has no contrary. He has stated the difference 15
between them, that one thing is what something comes to be, another is
what comes to be, and another is from what it comes to be,147 and that
matter endures and inheres in what comes to be, but the privation does
not. And it is clear from everything which has been said that, according
to Aristotle, privation is not a natural entity (phusis), but an absence of
something in what is naturally constituted to be such an entity. And so
when privation is said to be an attribute of matter, it is not said to be so 20
in the way a form is, but in the way that not being in the agora is an
attribute of me. But if a privation is like this, one might reasonably ask
under what category it can be ordered. Now if form is substance,
privation will also be substance, since if one of a pair of opposites falls
116 Translation
under a category, so does the other – however, not in the way that
contraries fall under the same genus since these both are something,
25 but because the privations of some things are in the same genera as they
are. For even privations have forms in a way, and are characterised on
the basis of [corresponding] forms. Therefore, Aristotle, with this in
view, says,148 ‘For privation is also form in a way’.

191a19-22 But it is not yet clear whether form or substratum is


30 substance. [But it is clear that there are three principles, in what
way there are three, and in what sense they are principles. Let how
many principles there are and what they are, be investigated on
the basis of these things.]
In the book on the ten categories149 Aristotle divides substance into
234,1 primary substance and secondary, that is, into individual substance and
specific and generic substance. But Archytas150 divides substance into
matter, form, and composite. And in the Metaphysics Aristotle follows
him and he himself thinks it is more precise to divide substance in
three;151 and he says that in the case of things which come to be, the
composite is most of all substance, and secondarily the form and matter
5 from which the composite is composed. Of these [two], he says that
matter is more substance in terms of being everlasting and a substra-
tum; but he thinks that form is more substance insofar as the being of
each thing, which is relative to the form in terms of which it is of its own
nature different from other things, is concerned. Aristotle [merely]
indicates this comparison now, being contented in the discussion of
10 natural principles with stating how many principles there are and what
they are.
Alexander asks,

But if form perishes in what way is it a principle, since a principle


is thought to be imperishable? As Plato says,152 ‘If a principle is
destroyed, it will not come to be from anything, nor will anything
come to be from it’.

Alexander resolves the difficulty by saying,

15 Not every principle of things which come to be and perish can be


imperishable, since this is not true of an elemental principle.
[Furthermore, if every principle were imperishable,] there would
no longer be coming to be and perishing. However, there must be
some imperishable principle, even though all principles cannot be
perishable. And even if form is perishable in number, it is at least
imperishable in form. For there is always hot and cold, although
they are not always the same in number; for [if they were], there
20 would be no coming to be in things.
Translation 117
Now this is a reasonable statement; however, Plato in the Phaedrus
does not say that the elemental principle of bodies relating to form
doesn’t come to be, but rather that the principle and root of motion,153
(that is, what is self-moving) and in general the primary creative
particularity (idiotêta) in each thing, doesn’t come to be; and this is a
principle but it is not elemental.
Alexander adds this:

And perhaps form does not perish. For what comes to be perishes,
but neither matter nor form come to be; rather the composite of 25
them does. And so this is also what perishes. Consequently the
principles do not perish. But even if they do not perish that does
not mean that form, taken numerically, is everlasting. For the
composite does perish, but its perishing occurs because the form is
cast off.

It seems that Alexander has spoken from the point of view of the study
of nature, but what he says gives rise to the following difficulty. Why 30
should something which formerly did not exist, but later does, not be
said to come to be? And why should something which formerly existed
but later does not, not be said to perish? And why, when we say that the
composite perishes because it casts off the form which is not preserved
and does not exist after it is cast off but rather departs into not being,
should not [the form]154 be said to perish (since the form because of 235,1
which the composite was destroyed is not separate)? And why, if form
does not perish, is it not everlasting? But I think it would be better not
to get too sophisticated.155 We also say that the particular form involved
in coming to be is perishable and that the composite perishes with
respect to the form. For there is no necessity to hypothesise that the
elemental principles of perishable things are imperishable, nor need we, 5
for fear of the proposition that there are some things which perish into
not being, therefore say that things which exist now, but then again do
not exist, are imperishable. For these things do not simply perish into
not being, but there is always some other form which succeeds the
destruction of the perishing form.

Chapter 8
191a23-31 We will next say156 that the difficulties of earlier think- 10
ers are dissolved only in this way. [For the first philosophers were
seeking the truth and the nature of things, but, driven by inexpe-
rience, they turned aside into another path, as it were, and they
said that nothing either comes to be or perishes because it is
necessary that what comes to be come to be either from what is or
from what is not, but it is impossible that it come to be from either
of these, since it is impossible that what is come to be (since it
118 Translation
already is) or that anything come to be from what is not,] since it
is necessary157 that something underlie as a substratum.
He proves that it is right to have posited privation among the principles
in addition to matter on the basis of the fact that some of the earlier
15 philosophers who did not understand privation, being defeated by a
certain difficulty, did away with coming to be and perishing and fell into
other absurdities. He calls first philosophers not only those who were
first chronologically, but also those who first sought the truth [on
philosophical principles]. But he is not now speaking about all of them,
but about those who did away with coming to be. These are divided into
two – or rather three. Some158 of them said that being is one thing, and
20 that this does not come to be; others, such as Anaximander and
Anaxagoras, said that there are many things, but they are separated
out [from one thing], being inherent [in it] and thus did away with
coming to be; and others, such as Democritus and Empedocles, produced
coming to be by the combining and separation of the first elements. He
says that there is no coming to be ‘but only mixture and dissolution of
what has been mixed’.159
Aristotle says that these people did away with coming to be because
25 they were constrained by a difficulty which they were not able to
resolve, but it is resolved when the principles of natural things are
hypothesised to be such as we have hypothesised them to be. Having
first set down the difficulty by which these people were driven from the
path which leads to truth and did away with coming to be, and having
set down the absurd consequence of the difficulty, he then adds the
solution. The difficulty is this:

What comes to be must come to be from what is or from what is


30 not. So if both of these are impossible there cannot be coming to be.
But it is clear that both are impossible. For what is cannot come to
be from what is (since then what is would be already before coming
to be), nor from what is not (because there would have to be
something from which it came to be, and in general what is not is
nothing).160

236,1 Such is the difficulty. Aristotle adds the further consequence:

(191a31-4) And thus, [magnifying] the further consequences, [they


said that there are not several things but only the one itself.] [So]
these people accepted this view for the reasons stated.161

Some people, as they seem,162 were defeated by the difficulty163 into


which they were led by the conception of being and not being which
5 acknowledges that only what is in the strict sense is and only what is
not in the strict sense is not. And the difficulty developed into the next
Translation 119
apparent consequence, which is – as Melissus and Parmenides, calling
what is other than (para) being not being, said – that the one and being
are identical. For if there are many things it is clear that they are
different from one another and their differences will be something other
than being. But if there is something other than being, it is either a being
or a non-being, but what is other than being cannot be either a being or 10
a non-being. [Aristotle] adds that it also occurred to them on the basis of
the difficulty that one and being are identical, something which occurred
to them as more absurd than that there is no coming to be.

191a34-b26164 But we say that in one way coming to be from what


is or from what is not, or what is or what is not165 doing something
or undergoing something or coming to be some particular thing or
other, are no different than a doctor doing or undergoing some-
thing or being or coming to be something from being a doctor.
Consequently since this has two senses, it is clear that so do ‘from
what is’ and ‘what is acts’ or ‘what is undergoes something’. Now
a doctor builds a house not as a doctor but as a housebuilder, and
he comes to be pale not as a doctor but as dark. But he practices
medicine or ceases to be a doctor as a doctor. Since we speak in the
strictest sense when we say that a doctor does something or
undergoes something or comes to be something from being a doctor
if he undergoes something or does something or comes to be
something as a doctor, it is clear that the phrase ‘come to be from
what is not’ means ‘comes to be from what is not as what it is not’.
But those people who did not make this distinction gave up, and
because they were unaware of the distinction they were also so
ignorant that they thought that nothing else comes to be or is and
they did away with all coming to be. And we ourselves say that
nothing comes to be without qualification from what is not, but
that things do come to be from what is not in a way, viz. in an
accidental sense (kata sumbebêkos);166 for some things come to be
from privation, which per se (kath’ hauto) is not and does not inhere
[in the result], but this causes surprise and it is thought to be
impossible that something comes to be from what is not.
(191b17) Likewise we say that what is does not come to be from
what is – except in an accidental sense. And this comes to be in the
same way as animal comes to be from animal and an animal of a
particular sort comes to be from an animal of a particular sort, for
example, if dog comes to be from horse.167 For dog does not come to
be only from an animal of a particular sort but also from animal,
but not as animal; for this exists already. But if something is going
to come to be an animal and not in an accidental sense, it will not
be from animal. And if a being of a particular sort is going to come
to be, it is not from what is; nor is it from what is not; for we have
120 Translation
said that ‘to come to be from what is not’ means ‘to come to be from
what is not as what is not’.
15 The earlier thinkers did away with coming to be on the grounds that
what is cannot come to be either from what is or from what is not.
Aristotle himself solves the difficulty by making a distinction and
showing that what comes to be must come to be from both what is and
what is not, that is, from what in a way is and what in a way is not. It
is possible to speak [of being or not being] in two different ways, since
these things differ either in terms of per se and accidentally, or in terms
20 of potentially and actually. Now those who said that there cannot be
coming to be either from what is or from what is not, said that what is
is the same thing as what comes to be (since they say that [what comes
to be from what is] already is), and they said that what is not is that
which is not in any way. For they say that that from which [something
comes to be] is. And in fact it is not possible for what comes to be to come
to be either from what is or from what is not in this sense.
25 However, if someone says that what comes to be comes to be not per
se but in an accidental sense from privation, which is not a being, but is
included in the principles (for what comes to be comes to be from
privation not by the privation’s inhering but by its not inhering), then
he is saying that what comes to be comes to be a being not per se but in
an accidental sense from what per se is not. So what is does not come to
be from matter insofar as matter is a being; it comes to be from it in an
30 accidental sense because it is an attribute of matter not to be the being
which comes to be, since the privation of this being which comes to be is
present in the matter. Consequently, what is, insofar as it is, comes into
being neither from what is, nor insofar as it is; rather it comes to be in
an accidental sense from what is. And a particular being comes to be
from a particular being. And so in this way coming to be is not per se
either from what is or from what is not, but it is from them in an
237,1 accidental sense; and it is from what in a way is and what in a way is
not. For matter is, but is not what it is becoming.
However, Aristotle transfers the discussion to what is clearer and
more universal, and in this way dissolves the difficulty. For, he says,
‘comes to be from what is’ is equivalent to ‘what is comes to be’ and
‘comes to be from what is not’ is equivalent to ‘what is not comes to be’.
5 For to say that musical comes to be from unmusical is the same as to
say that unmusical comes to be musical. Then he adds in a more
universal way in which these things are also included ‘or what is or what
is not doing something or undergoing something’. For doing something
or undergoing something is more general than undergoing on its own,
and coming to be some particular thing or other is more general than
10 coming to be in the strict sense, since what comes to be pale or walking
or anything else whatsoever is included in this.168 These then, he says,
[are cases of] being or not being coming to be from being or not being, or
Translation 121
doing or undergoing. Explaining these things by an example, he says
they are no different from ‘a doctor doing or undergoing something or
something being or coming to be from a doctor’. And so he says that
these things have two senses because they are among the things which
have more than one sense. And he first shows the doubleness in the case 15
of the doctor, and then transfers the discussion to what is not and what
is. For a doctor is said to do something or undergo something either
insofar as he is a doctor or in an accidental sense. He acts insofar as he
is a doctor when he practices medicine and gives care, and he undergoes
something insofar as he is a doctor when he ceases to be a doctor; but he
acts in an accidental sense when he builds a house because being a
housebuilder is an accident of a doctor, and he undergoes something in 20
an accidental sense when he comes to be pale from being dark because
being dark is an accident of a doctor. And it is clear that we say that a
doctor acts or undergoes in the strict sense when he acts or undergoes
insofar as he is a doctor.
And so in the same way too something is said to come to be from what
is not in two ways. For it comes to be from what is not either insofar as
it is not or in an accidental sense because not being, that is, privation, 25
is an accident of that from which it comes to be, for example, matter; for
what comes to be does not come to be [such and such] from just anything,
but from what is not such and such but is of a nature to be such and
such. And it is clear that just as in the case of the doctor we say that he
acts or undergoes in the strict sense when he acts or undergoes insofar
as he is a doctor, so too in the case of what is not we say that something
comes to be from what is not in the strict sense when it is taken [to come
to be] insofar as it is what is not.
Now the ancients took what is not unequivocally in the strict sense 30
and insofar as it is not; and, not distinguishing what is not per se and as
what is not from what is not in an accidental sense, they gave up on the
idea that something could come to be either from what is or from what
is not. And because they were unaware of [the distinction between] the
per se and the accidental they also did not understand other things, with
the result that they thought that nothing comes to be since nothing
comes from what is not as what is not, because there must be something 35
from which [what comes to be comes to be]. And it is clear that nothing
comes to be from what is as what is, since what is already is. And 238,1
furthermore they mistakenly thought that nothing else is, but rather
that being is one, since nothing comes to be from what is. But we accept
that nothing comes to be from what is not without qualification, that is,
insofar as it is not, but we say that things come to be from what is not
in an accidental sense; for something does come to be from matter 5
insofar as privation, which per se is not, inheres in it.
Alexander approves this interpretation which divides what is not into
what is not – that is, is not in the strict sense – and what is not in an
accidental sense. But he adds another interpretation:169
122 Translation
For on the basis of what is said someone could also understand
that ‘is not’ has a uniform meaning when it is said of what is not
10 in the strict sense and as not being. But it is possible to speak of
coming to be from what is not in two ways: either per se or in an
accidental sense. For we also say that there is coming to be from
privation, which is per se not being, but in an accidental sense. For
it is not because the privation inheres in what comes to be that
there is coming to be, but because it does not inhere. But if
something comes to be per se from things, those things inhere in
what comes to be.

15 And it is clear that even if privation is said to not-be per se, nevertheless
it has a kind of reality (hupostasis). For if it were not in any sense
whatsoever, nothing would come to be from it even in an accidental
sense. Consequently the words, ‘we ourselves say that nothing comes to
be from what is not without qualification’ should be understood in two
senses: as meaning either that nothing comes to be from what is not
without qualification or that nothing comes to be in the strict sense and
20 without qualification from what is not. For something comes to be from
something in the strict sense and without qualification when it comes
to be from something which endures, and it is in this way that those
people thought that what comes to be must come to be from something
which is not and inheres in what comes to be. But this is impossible.
It is clear from what is demonstrated in the Sophist170 that Plato
knew before Aristotle that ‘is not’ has two senses. He added to this:

25 When we had demonstrated that the nature of the Other (thateron)


is and is chopped up among all beings in relation to one another,
we dared to say that what is not really is exactly this: each part of
the nature of the Other being contrary to Being. ‘Indeed it seems
to me171 that we have spoken entirely correctly’. So let no one172 say
that when we dare to say that what is not is, we are speaking about
30 the contrary of Being. For in the case of any contrary of it we long
239,1 ago said good-bye to [the question] whether it is or is not and
whether there is an account of it or absolutely no account. But in
the case of what we have just said what is not is, let someone either
refute us and persuade us that we do not speak correctly or, as long
as he is unable to do this, he should say what we do.

And the distinction made by Plato is also between being in one way and
not being in another and between not being per se and being in an
5 accidental sense (because of being an accident of what is). However, not
being as otherness is distinct (diapherei) from not being as privation
insofar as the former concerns forms in relation to one another, but the
latter also coexists with matter.
(191b17) Aristotle says, ‘Likewise we say that what is cannot come to
Translation 123
be from what is’ insofar as it is (since then being would already be before
it had come to be), but nothing prevents a being even of a particular sort 10
from coming to be from what is in an accidental sense. For the person
who says that animal comes to be from animal does not say that it comes
to be from it as animal, since the animal, changing as animal, would not
change into animal. But neither would the animal which comes to be, if
it came to be insofar as it is an animal, come to be from animal, but
rather173 from seed. But if something came to be insofar as it is an
animal of a particular sort, and it came to be from an animal to which
being an animal was attached, and when the animal changed something
came to be to which being an animal also belonged,174 this would be a 15
case of animal coming to be from animal in an accidental sense. For it
is not the case that insofar as an animal changes into an animal it
changes as animal; rather insofar as it is an animal of a particular sort
it makes the change into an animal of another sort. For example, if dog
were to come to be from horse – or rather wasps from horse or bees from
bull (‘since horses are the source of wasps and bulls of bees’),175 animal
would be said to come to be from animal, but not insofar as it is animal 20
but in an accidental sense. For from one animal of a particular sort
which changes in this case [there comes to be] an animal of another
particular sort which is not but comes to be. Being animals belongs to
both that which changes and that which comes to be, so that in an
accidental sense animal comes to be from animal. For the discussion
does not concern the efficient cause, but rather the material cause, and
in this case176 it is not possible for horse to be the matter for horse. 25
However, when animal comes to be from seed it no longer comes to be
from animal in an accidental sense, but only from not animal. In this
way, then, even if a being of a particular sort were to come into being
not accidentally but per se, it would come into being from not being.
The text is also written ‘for example, if a dog or a horse [comes to be]’,
[the text meaning] ‘even if an animal of a particular sort were to come
to be from an animal of a particular sort, for example a dog from a dog
or a horse from a horse, it does not come to be as dog or horse, but as a 30
particular dog or horse’. But if something were going to come to be 240,1
insofar as it is animal and not in an accidental sense, it would not come
to be from animal but from not animal, e.g., from seed, and if it came to
be as body it would not come to be from body but from not body. And so
if a being of a particular sort is going to come to be per se and not in an
accidental sense, it would not come to be from what is, but it would not
come to be from what is not either – insofar as it is not (this has already 5
been proved). So if what is as what is does not come to be from what is or
from what is not, what is as what is does not come to be at all, nor of things
that come to be is their coming to be as things which come to be, but as fire
or as air. So perhaps the earlier people also spoke in this way and mean
that no being as being comes to be or perishes; for beings are forms, such
as human and white, but none of these come to be, only individuals do. 10
124 Translation

191b26-7 Furthermore we do not do away with [the principle] that


everything is or is not.
(191b27) [This is one way.]
Since it has been proved that what comes to be does not come to be either
from what is without qualification or from what is not, but rather comes to
be from what at the same time is and is not, it certainly should be noticed
15 why, by saying that the same thing (that from which we say what comes
to be comes to be) is and is not, we do not do away with the axiom of
contradiction or why, by saying that what comes to be comes to be from
something, we are not forced to say that it comes to be either from what is
or from what is not. And so he says that we do not do away with [the axiom
of contradiction]. For we are not saying that something is and is not with
reference to the same thing; rather we are saying that coming to be is from
20 what is per se and is not in an accidental sense; for matter is like this.
It is possible, however, that he says ‘we do not do away with [the
principle] that everything is or is not’ to indicate that we do not reject
the division which says that everything which comes to be comes to be
either from what is or what is not (since we know that either ‘is’ or ‘is
not’ is true of everything), but also that, while bearing witness to this,
25 we at the same time preserve coming to be and perishing by distinguish-
ing what is or is not per se from what is or is not in an accidental sense.
(191b27) And so the difficulty can be solved in one way. Next he adds
another way in which it can be solved.

191b27-9 Another way [of solving the difficulty is to say] that it is


possible to speak about the same things [in terms of potentiality
and in terms of actuality.] But this distinction has been made
elsewhere with greater precision.
30 He said a little while ago177 that ‘in one way coming to be from what is
or what is not } is no different than a doctor doing or undergoing
something’, these spoken of in two ways, per se and in an accidental
241,1 sense. And, and having concluded by saying ‘this is one way’ of solving
the difficulty, he next adduces the other way, which is that it is possible
to speak about what is potentially and what is actually, and similarly
with what is not. Now when we say that what comes to be comes to be
from what is, we mean that what is actually comes to be from what is
potentially; for it cannot come to be from what is actually since this
5 already is. Conversely when we say that what comes to be comes to be
from what is not, we mean that it comes to be from what is not actually,
and not being actually does not preclude being potentially. For nothing
can come to be from what is not potentially, as from an element, since
the thing from which what comes to be comes to be must be of a nature
[to be it]. And things which come to be come to be from what is
potentially and is not actually.
Translation 125
In this way the difficulty of earlier people which insists that some- 10
thing cannot come to be either from what is or from what is not is solved.
For a thing comes to be from what is potentially but is not actually, since
matter is potentially what it comes to be, but not actually. And this
distinction is grasped from matter, since matter is what potentially is
but actually is not what it comes to be. The reason why matter has this
nature is privation, which is an absence of so and so in what is of a 15
nature to be so and so. And because privation is an absence it makes
[what it is in] not be actually, and it furnishes being potentially because
it is in something which is of a nature to be so and so. The distinction
between what is potentiality and actuality has been made more com-
pletely in book 9 of the Metaphysics.178

191b30-3 Thus, as we said, the difficulties because of which they


felt compelled to do away with some of the things which have been 20
mentioned have been resolved. [It was as a result of this that our
predecessors turned so far from the road which leads to coming to
be and perishing and, in general, to change.]
I think that Alexander passed over this short passage without explain-
ing it. But the great Syrianus179 says that these people do away with
‘some of the things which have been mentioned’ because of the difficulty
since, in doing away with coming to be because of the difficulty, they also
do away with matter and privation, and these are some of the principles
which have been mentioned. For, in doing away with coming to be
25
because of the difficulty, they say that beings exist before [coming to be]
or that being is one, and in consequence there is neither matter nor
privation from which the things which come to be could come to be. And
that these things are what he means by ‘some of the things which have
been mentioned’ is made clear by what is added next.
But perhaps it is possible to understand ‘some of the things which
have been mentioned’ not as the principles (for people who in this way
speak of what is being altered [do away with all, not some of the 30
principles], but as the things which have been said about nature,
including coming to be and perishing. For they seem to do away with
these things directly, being hampered by the difficulty stating that what
comes to be comes to be either from what is or from what is not and
showing that each alternative is impossible. But the understanding of
privation and of the per se and the accidental and potentiality and
actuality have solved this difficulty and provided room for the coming to 35
be and perishing which those people did away with. These things are 242,1
also made clear by what is said next.

191b33-4 For seeing this nature (phusis) would have dissolved all
their ignorance.
126 Translation
5 He says that seeing privation contains the solution of all the difficulty
in the discussion. For if that which is by accident also is not because of
privation, he has solved the difficulty by these two concepts. For priva-
tion is by accident, because it is an accident of what is, and again matter
is not by accident, because privation (which per se is not), is an accident
of it and at the same time [matter] is potentially because of privation.180
10 This is the interpretation of Alexander. But perhaps by ‘this very
nature’ Aristotle does not just mean the nature of privation, but also the
nature of matter (and, in proceeding, Alexander himself also points this
out) and indeed also the nature of the per se and accidental and the
nature of the potential and actual about which he was speaking next.

Chapter 9
15 191b35-192a1 Some other people have touched on this nature but
not in a sufficient way. [For first they accept that something can come
to be, without qualification, from what is not,181] and that that [part]
was correct in Parmenides’ formulation [of his dilemma].182
Whether it is seeing the nature of privation and matter which would
have removed all the difficulties, or that of per se and accident, and
potentiality and actuality, or indeed both of these (because one depends
20 on the other), it is this which, he tells, some failed to touch on at all –
those who make being one and those who say that everything exists in
actuality before coming to be and in general those who do away with
coming to be183 – but others did touch on it but not in a sufficient way.
And with these last words he seems to be referring to Plato. For Plato
seems in a way to touch on both matter and privation in the Timaeus
because he means that matter is not among actually existing things,
25 when he says that the substratum of the forms would not be ‘well
prepared unless it were without the form of all those things which it is
going to receive from somewhere’.184 For what is of a nature to receive
something and not to receive it, but does not have it, would rightly be
said to be deprived of it. And Plato is clearly the first person to distin-
30 guish potential and actual and per se and accidental and being in one
way and not being in another, as was said earlier.185 For in the other
243,1 cases too Plato made distinctions among things said with several
senses, as Eudemus also bears witness in his Physics when he says, ‘By
bringing in the notion of ambiguity Plato solved many difficulties con-
cerning things’.186
In these ways then Plato too would be touching on this sort of nature.
5 However, he is thought not to have grasped it sufficiently in two
respects,187 one insofar as he accepts Parmenides’ statement that being
is one. For on this principle [Plato] makes coming to be be from what
without qualification is not and is not as not being. For, if being is one,
it is not possible for there to be anything further (allo) which is per se
Translation 127
and in an accidental sense is not, or is potentially but actually is not,
and from which can come things that come to be. For everything which
is not that188 is not without qualification. For what is other than being 10
is a non-being, and what is a non-being is nothing. Only that is a being,
and so, in praising Parmenides as saying that being is one, Plato himself
is obviously making coming to be be from what without qualification is
not.189
This is the way in which practically all commentators have inter-
preted our text as saying that Plato accepts Parmenides’ statement that
being is one. And this amazes me. For it is clear that in the Sophist Plato 15
gives many arguments objecting to Parmenides’ doctrine which asserts
that being is one. And the arguments were introduced earlier in the
discussion of Parmenides.190 But let me set out the conclusion of the
arguments now to aid in their recall. It goes as follows:191

And a myriad of further (alla) [questions], each involving infinitely


many difficulties will present themselves to the person who says
that being is either two things or just one. 20

Nor does Aristotle say that the people [mentioned] accept that [some-
thing] comes to be without qualification from what is not inasmuch as
they accept that Parmenides speaks correctly.192 So perhaps Aristotle is
instead challenging their acceptance of Parmenides’ minor premiss
which says that what is anything else besides (para) being is not, and
thereby their agreement that what is not is. For [Plato] says that what 25
is other than (heteron) beautiful, since it is something else besides
beautiful, is not beautiful, and he says that what is other than large,
since it is something else besides large, is not large. And, having added
further (alla) things of this sort, he says,193

Therefore it seems that the opposition to one another of the nature


of a portion of the other and the nature of being, when they are
opposed to one another, is no less a being194 (if it is permitted to call
it that) than being itself. And it does not signify what is contrary
to being itself, but only this much: what is other than being itself. 30
– That is most clear. – What then shall we call it? – It is clear that
this is, indeed, the not-being which we were seeking because of the
sophist.

However, it is clear that Parmenides, considering what without qualifi-


cation is not, does away with not being when he says,195

For this will never prevail: that things which are not are. 244,1
But you must keep your thought away from this path of enquiry.

However, Plato, considering what is not in the sense of what is other,


128 Translation
accepted [Parmenides’] minor premiss, but he rejected the major, the
5 one which says that what is not is nothing. But if indeed this were to be
correct, Aristotle would not now be censuring Plato for saying that
coming to be is from what is not in any way, because of accepting that
Parmenides speaks correctly. For Plato, too, does not accept that what
is not in any way is, and this is even more true of Parmenides.
So perhaps we are forced to say that Plato accepted Parmenides’
10 expression [formulated in his dilemma] that what is not is. For even if
he accepted the minor premiss, the one saying that what is something
else besides being is not, he did not do so as if Parmenides posited what
is not. For [Parmenides] says that what is not is nothing. And in general
in the Sophist, while arguing against Parmenides for doing away with
not being without making distinctions, [Plato] himself brings in not-be-
ing.
In order to prevent interpreters from giving irrelevant explanations,
15 let us say briefly that Aristotle is now referring to the things said by
Plato in the dialogue Parmenides, in which Plato seems to be amazed by
Parmenides’ hypothesis and demonstration that being is one. But it is
clear that by looking at it in various positions he shows that that one
being is many.
Now I have written these things because I am disconcerted by
20 puzzlement. But if someone can give a more appropriate defence of the
sense in which Plato says that coming to be is from what is not, because
he accepts that Parmenides speaks correctly, he will prevail as a friend,
not a foe.

192a1 And then they think that if [this nature] is one in number
it is also only one196 in potentiality. But these are two very different
things.
Having stated one way in which even those who have touched on the
25 nature being discussed have not grasped it sufficiently, he now adds the
other. In this connection Alexander says,

On the basis of what he has now said it has become clear that when
Aristotle said197 ‘some other people have touched on this nature’ he
was referring to matter and not privation. For when he says that
they think that just as it is one in number so it is one in potential-
ity, he is speaking about matter, since privation is not one in
30 number. Or perhaps the first words ‘some other people have
touched on this nature’ refer to privation, but what he is saying
now refers to matter, which they assume has privation in its own
nature. And so they thought that just as the pair [of matter and
privation] is one in number so they are also one in logos and
245,1 potentiality and not divided in logos in the way that we say matter
and privation are different in logos.
Translation 129
It should be said against Alexander that it is better to interpret ‘this
nature’ in both the previous and the present passage as referring to the
underlying nature from which there is coming to be, and this is matter
together with privation. That Aristotle is speaking about the same thing
in both passages is made clear by the continuity of the text. But matter 5
by itself is not one in number and two in logos, matter together with
privation is.
If Aristotle is thinking of Plato when he says that they do not
distinguish in logos between matter and privation, he means by this
that Plato teaches that there are two elements, matter and form, but he
adds the cause that transcends these two, being at once both a paradig- 10
matic and an efficient cause. For he says this in the Timaeus:198

This being the way things are, it ought to be agreed that there is
one thing which has in an unchanging way form that does not come
to be, and is not destroyed; that199 does not receive anything else
from elsewhere and does not go into anything else anywhere; it is
invisible and more generally imperceptible, and it is assigned to
noêsis to apprehend it. A second thing has the same name as the 15
first and is similar to it; it is perceptible,200 it is always tossed
about, and it comes to be in some place and again disappears from
there; it is grasped by opinion together with perception. And a
third kind is that of space which always is and does not admit
perishing; it provides a seat for everything which comes to be,201
and it is barely an object of belief but is grasped independently of
perception by a certain bastard reasoning.

But Plato makes clear that he knows that privation is connected with 20
matter, privation being the absence of the forms which are naturally
constituted to come to be in the matter, by calling matter omnirecipi-
ent,202 a term which is appropriate for what is of a nature to receive all
things, and by saying that it is without any of the forms which it is going
to receive,203 a description which indicates the absence of forms. But
Plato did not think it right to posit privation and what is not in the sense
of being a privation among the elements, because it is present only by 25
the absence of what is constituted by nature to be present and does not
introduce anything else along with itself. So Plato himself is satisfied
with form alone since it is capable of providing for coming to be and
perishing by its presence and absence. And Aristotle agrees with this
since he said a little earlier,204 ‘One of the contraries is sufficient to
produce change by its absence and presence.
However, [Plato does allow as an element] non-being in the sense of 30
what is other, as directly introducing some being. After all, since motion
is not what sameness is, it is not the same, but it is a being. Plato in the
Sophist counted this kind of being/non-being among the forms when he
said,205 ‘So even non-being unchangingly was and is non-being, being 246,1
130 Translation
counted as one form among the many which are’. Plato did not count
privation among the elements not only for the reasons given but also
because elements must inhere in what they are elements of; but priva-
5 tion produces coming to be by its absence, not its presence, and also
because elements must be causes per se; but if privation is a cause it is
so in an accidental sense. Conversely, one might criticise the one who
seeks the elemental principles of natural things while including priva-
tion among them. And [Aristotle] himself agrees that privation is a
cause not by inhering but by not inhering, and it is not a cause per se
10 but in an accidental sense, if it is a cause at all.206 Because Plato was
seeking the per se causes, the causes in the strict sense which are
elemental and inhere, it was reasonable for him not to include privation.
But because Aristotle was seeking the causes of change it was also
reasonable for him to include privation as something else differing from
matter itself in logos. For nothing prevents one from speaking about a
15 cause in an accidental sense, but it is not easy to form a picture of an
element in an accidental sense since an element must inhere and fill out
per se what it is an element of.

192a3-12 For we say that matter and privation are different,207


[and of these one, matter, is not in an accidental sense, but
privation is not in itself, and the one, matter, is almost substance
in a way, the other is in no way substance.
(192a6) However, they call what is not the great and the small208
in the same way, either both together or each of them separately.
So this kind of triad and that one are completely different. For they
proceeded up to [seeing that] there must be some underlying
nature, but they make that nature single. For even if someone
makes it a dyad by calling it great and small, he is still doing the
same thing] since he overlooks the other nature.
Setting out the difference between his own view of matter and privation
20 and Plato’s, he says ‘we say that matter and privation are different in
logos’.209 And of these, matter is non-being in an accidental sense, he
says, because privation accidentally belongs to it and privation is non-
being per se. And again, matter is ‘almost substance in a way’, but
privation is ‘in no way’ substance. This is true, he says, because compos-
25 ite substance is substance in the strict and primary sense; and so,
therefore, are its parts; consequently, since matter is a part of substance
which inheres, it would be almost substance in itself, because it fills out
what is strictly substance; but since privation is only an absence, it is
far from substance. Furthermore, if composite substance is substance
in the strict and primary sense and form is so in a secondary sense, but
30 matter is what receives form, matter would be almost substance, but
since privation is an absence of form it would also be far from substance
in this respect. Furthermore,210 substance is said by [Aristotle] with
Translation 131
respect to a substratum, and matter too is a substratum in a way, even
if, as part of the composite, something is taken which does not belong to
a substratum in the strict sense. Therefore matter is almost substance. 247,1
Furthermore, if the definition of substance which says that substance is
what is the same and one in number and receives contraries211 also
applies to matter, matter would also be substance (or rather it would be
almost substance because in itself it is not one in number). But also
since nothing is contrary to it, which has also been stated212 to be a
proprium of substance, [and] has been said of substance with respect to 5
its being a substratum, it also applies to matter since matter is also a
substratum. And it is clear that matter comes to be non-being in an
accidental sense since it participates in privation whereas privation is
a being in an accidental sense because it exists in matter. And this is
Aristotle’s view of matter and privation. 10
(192a6) But Plato does not call that which is not yet what it is coming
to be, that is, the thing from which there is coming to be, matter and
privation; rather he calls it great and small,213 and predicates either
both together or each separately of it. Whichever is the case, it is not
true according to Plato that matter is the great and privation the small
or vice versa; rather matter is both. So Aristotle’s kind of triad of 15
elements, which says that the contraries are form and privation and
that matter is the substratum common to both, is completely different
from Plato’s, which says that the form is one thing and the substratum
is two, the great and the small. Consequently most people agree with 20
us214 that there is a nature which underlies and from which there is
coming to be, even if some use one name for it and others use two names
which refer to one and the same thing. But they disagree with us
because they do not distinguish privation from substratum in logos; for
even if someone uses two words for the substratum in the way that the
person who speaks of the great and small does, nevertheless he uses
them as applying to one thing, matter, and overlooks the nature of
privation, so that he is doing the same thing as those who use one term
and he is overlooking privation in the same way.
Alexander says, ‘Here again it is clear that the words215 “Some other 25
people have touched on this nature” refer to matter. For if he says that
they overlooked privation, they did not touch on it’. And then he makes
the good judgment that ‘It would also be possible to say these things
even if they did not overlook privation completely but they failed to
determine that privation is a certain nature that belongs to matter’.
Since Aristotle frequently216 mentions that Plato calls matter great 30
and small, one ought to know that Porphyry reports that Dercyllides217
in the eleventh book of his The Philosophy of Plato, the book in which
he discusses matter, quotes a text of Hermodorus,218 the associate of
Plato, from his work on Plato. From this text it is clear that Plato
hypothesised matter in terms of these [the unlimited and indefinite] and 35
explained matter on the basis of the unlimited and indefinite, which also
132 Translation
248,1 take on the more and the less, which themselves include the great and
the small. For [Hermodorus] says

[Plato] says that of things which are, some, such as human and
horse, are in themselves, some are in relation to other things, and
of these, some are in relation to contraries, as good is to bad, others
are in relation to something [or other], and of these some are
definite, others indefinite.

5 Then he adds,

And all those which are described as great in relation to small


possess the more and less. For it is by the more that they are
greater and smaller, going on without limit,219 and likewise too
broader and narrower, heavier and lighter, and everything which
is expressed this way will go on without limit. But things which
are described in the way the equal and the stationary and the
10 tuned are do not possess the more and the less but rather the
contraries of these do, since one unequal is more unequal than
another, one moving thing is more moving than another, and one
out-of-tune thing is more out-of-tune than another. Consequently
† all of the paired items – both of them – have received the more
and the less, which excludes the single [unpaired] element.220
Consequently221 such a thing, being unstable and formless and
infinite and a not-being, is described by denying being, and to such
15 a thing neither principle nor substance is appropriate, but it is
driven into confusion. For [Plato] makes clear that just as in one
way what acts (to poioun) is the cause in the strict sense and
distinctively, so too it is a principle. But matter is not a principle,
and therefore also it was said by those around Plato that there is
one principle.

However, we will need [to address] a little later222 the fact that matter
is not a principle according to Plato, but it has, I think, become clear
20 from these words in what way Plato called matter great and small and
a not-being.

192a13-16 The [nature] which endures is a concomitant cause


(sunaitia) with the form223 of things which come to be, in the way
a mother is.
(192a14) [But the other part of the contrariety may often appear
to someone who focuses his attention on its production of what is
evil not to exist at all.]
In censuring the failure to distinguish matter from privation, he has
already described many differences between matter and privation, ar-
Translation 133
guing on the basis of real things and on the basis of customary ways of 25
speaking. And now he adds another difference between them by saying
that matter is a cause that, like a mother, endures in the company of
the form for those things that come to be. For, like a mother, it furnishes
the matter for what comes to be, and it is a receptacle for the form which
comes to it from the father of universal things (hola).224 And that is why 249,1
Plato calls225 it ‘mother’ on one occasion and ‘space’ on another. And you
could also say that matter is analogous to a mother insofar as it provides
extension and division for forms, just as mothers provide extension and
division for the father’s seeds and offspring and nourish them and cause
them to grow to a greater size. And that is why Plato also calls matter 5
a ‘nurse’.226
(192a14) And such is the matter which is the cause of being. But
privation, which Aristotle has called ‘the other part of the contrariety’,
will not seem to be a being at all to someone who focuses on its
production of evil and destruction, since privation is the absence of the
form by which each thing has its being and goodness. For what is
absence other than not-being and the destruction of being?227 And so 10
privation does not endure in the composite, whereas matter does en-
dure, since if form is present how can its absence endure?228
Alexander says,

Privation is also a cause of evil things. For even if matter is thought


to be a cause of evil things, it is so because of privation [which
makes it] unable to receive the good order of eternal things.

But even if privation is said to be an evil thing, matter together with 15


privation is not an evil thing in the sense that it has a substance which
is evil or in the way that those who say that the [principle] of evil is an
ungenerated principle opposed to the good.229 For if the privation ever
counts as a thing,230 matter and privation are derived from god and get
their existence from the good, and they furnish much that is valuable to
the creation, and they are good and have the least share among good
things. Good things and not evil ones are last; but the things which the 20
philosophers call necessities, which are not desired for preference, such
as medical bleeding and cauterising, get their existence because of
something good which would not come to be apart from them. For such
things are not preferred goods (since no one would choose them in and
of themselves), but they are not evil either, since they are accepted for
the sake of health, which is good, and they furnish so much which is 25
useful for the valuable things which are such that they cannot come to
exist apart from them.
Matter and privation are introduced by the demiurge not as evil
things but as necessities which contribute to the completeness of the
universe. For matter and privation contribute directly to the existence
of the things which come to be and perish, matter by being a substratum
134 Translation
30 for change, privation by being a cause of change itself. But the things
which come to be and perish are a part of the sublunary universe, and
if they did not exist the cosmos would be incomplete. For, as Plato also
says,231 ‘if these things did not come to be, heaven would be incomplete’,
containing only primary and intermediate things. And along with such
35 a great portion of the universe not coming into being – a portion that is
everlasting with respect to its ensembles,232 but that with respect to its
parts exists only as long as they are able to exist – the most divine things
in the cosmos would have been the last, sterile and basically matter. But
this is not worthy of the divine goodness, which must introduce not only
250,1 primary and intermediate goods but also last ones and whatever aims
at good things. Let this be said by us on account of those men who saddle
the ancients with their own impious views.
Next Aristotle proves that, even if some people think that privation
does not exist because it is an absence, it nevertheless does exist and
5 has a reality and is different from matter in logos.

192a16-25 For we say that, although there is something divine


and good and to be striven for, [there is something which is
contrary to it and something which by its own nature strives and
wishes for it. But it follows for them that the contrary wishes to
perish. However, the form cannot strive for itself because it does
not lack anything, nor can the contrary strive for the form, since
contraries destroy one another. Rather this is the matter [which
strives for form], in the way female strives for male and ugly for
beautiful,] except that matter is neither ugly nor female, unless
accidentally.
Having given the difference between matter and privation, he now gives
10 it in terms of the relation of both to form. For form is ‘divine and good
and to be striven for’, and matter by its own nature strives for it. But
privation is contrary (hupenantion) [to form] and would not strive for its
own destruction. And if he means the first form, the separate one which
he also calls nous and first cause, to be ‘divine and good and to be striven
for’, everything with a natural constitution really strives for this since
15 everything is constructed by nature itself, which is also a divine cause,
in such a way that each thing strives for assimilation to the first form
in accordance with its own capacity. For the proper perfection for these
things is assimilation, and stability in form is perfection for composite
things, and for matter it is the participation in the form toward which
20 it has an inclination and for which it is suitable. Or perhaps it is not
suitable because it is a certain deviation (parallaxis) and turning away
(paratropê)233 from form, but nevertheless it is dependent on form and
preserved by its co-ordination with form. And so it is also said to strive
for form; for wish (orexis) exists in things with soul, but what is in
natural things without soul is striving (ephesis).
Translation 135
Now if matter strives for form and privation is contrary to form, the
difference between the two will be great. But how is privation contrary 25
to the first form since nothing is contrary to it (as Aristotle says,234 ‘The
rule of many is not good’) and since everything which exists in any way
strives for it? For if privation were anything at all it too would strive for
it. But there isn’t a privation of the first form either since privation is
the absence of what is of a nature to be present and is only observed in
the case of forms which change. [And so] either privation would be said 30
to be contrary to the first form insofar as it is contrary to the form which
enters because of striving for the first form, or Aristotle is calling ‘divine
and good and to be striven for’ that form which enters matter because it 251,1
exists as an offspring of the divine part; since in this respect too matter
strives for the first form, and this is that for which it has the potentiality
and toward which it is naturally constituted. And the privation is
opposed to this form. But if, Aristotle says, one is going to distinguish
matter from privation in number as well as logos, he will clearly 5
discover that matter is what strives for form, but the privation [is] the
contrary of form.
But if someone were to reduce matter and privation to the same
thing, he would end up saying that matter strives for its own destruction
because it strives for the presence of form. For to every contrary the
presence of its contrary is destruction. But it is not at all permitted 10
(themis) for something to strive for its own destruction. And so a
contrary does not strive for its contrary either, which is what would
happen if matter was the same as privation. Nor does form strive for
itself, since everything strives for that which it lacks, but nothing lacks
itself. If then nothing strives for either what it has (since it does not lack
this) or its contrary (since the contrary is destructive of it), it is clear
that what strives for form is neither form nor privation; rather it is 15
matter which is different from each of the contraries and strives for the
form in the way that female strives for male, that is, in the way that
what is lacking and indefinite strives for the self-sufficient. For those
who say that matter is a mother and a nurse, [though] disputing about
matter, actually have the same235 conception of it. The striving is for
something which is appropriate and not for a contrary, as it would be if 20
matter were a privation or the same as privation. But matter strives for
form in the way in which the ugly strives for beauty. And not even in
this case is the striving for a contrary. For the ugly strives for beauty
not as ugliness or as per se ugly (since then it would strive for its own
destruction) but because ugliness attaches to it, ugliness which is the
privation of beauty but is related appropriately to beauty. If matter were 25
the privation of beauty, it would not strive for beauty, and if matter were
the same as privation, it would not be preserved in the taking on of some
form. But if someone were to say that privation is always essentially
connected with matter because even if matter participates in some form it
is always deprived of some other one, it should be realised that no privation
136 Translation
30 is essentially connected with matter, since matter is of a nature to
participate in every form. In general if someone were to say that one
privation is essentially connected with matter, he would be saying that
every privation is connected with it with the result that, regardless of
which form is present to it, its substance is destroyed since the privation
if that form [is also destroyed]. But if someone were to say that even
when there is participation in a form, the privation of that form is still
essentially connected with the matter because matter’s being lies in its
252,1 being without form, he is not sticking to the meaning of ‘privation’. For
the otherness in terms of which form is immaterial is one thing, the
absence of form, which cannot coexist with its presence, is another. But
it has also been proved in another way that neither privation nor form
strives for form and that the substratum, which is both naturally
5 constituted to participate in form and to be ordered by it,236 is what
strives for form; and from this it has also been inferred that privation is
different from matter. But privation should not be counted among
elemental principles for this reason, since an element is an inherent
principle, but an inherent principle does not produce something by its
absence. But in what way is matter female in an accidental sense, given
10 that by its logos it lacks form, wishes for it, and receives it; and given
that matter is a cause of form being spatially and temporally extended?
The answer is that because of the absence [of form] matter is in need
and wishes, since if it were always to participate in form (as heavenly
things do), it would neither be in need nor wish but would rather be one
nature essentially connected forever with both [matter and form].

15 192a25-9 There is a way in which this perishes and comes to be,


and a way in which it does not. [For as ‘that in which’, this perishes
per se since what perishes, the privation, is in this. But in terms of
potentiality, it is not per se,] but it must not perish or come to be.
He has proved that matter exists and what it is like and by what kind
of apprehension it is grasped and that it differs from privation even if it
seems to be indistinguishable from it. And next he proves that it is
20 imperishable in itself although it perishes in an accidental sense, on
account of the fact that what attaches to it as an accident, that is,
privation, perishes per se. This is also a difference between matter and
privation, insofar as matter perishes in an accidental sense, but priva-
tion perishes per se. Aristotle calls what attaches to matter as an
accident ‘that in which’ instead of ‘what is in matter’; since being in
something is the nature of an accident. And strictly speaking ‘that in
25 which’ indicates the substratum (since that in which something is [viz.
the substratum] and that which is in that thing [viz. the accident] are
distinct). But he misapplies ‘that in which’ to what is in a substratum.
He says ‘in terms of its potentiality’237 instead of saying ‘in terms of its
nature [matter] does not perish per se’ because for matter being matter
Translation 137
is being potentially; for matter is given substance with respect to being 30
potential.
If this is correct, then also when the form is actually present the
potentiality of the matter remains, and this potentiality does not ever
change into an actuality, so that matter does not perish since it is given
substance by its potentiality. So matter is not qualitatively changed, but
receives form while remaining what it is. But if this is correct, it is more
appropriate to say that the composite is form in matter than to say that
it is from matter and form. But if the form is attached to the matter and
also is perishable, why does he not say that matter is perishable in an 35
accidental sense in this respect, rather than saying that it is perishable 253,1
because privation, which perishes, is in matter? Well in the first place
form and privation do not inhere in matter in the same way, but the one
as form in matter produces together with matter the composite sub-
stance, form becoming a part of the substance together with matter. And
in this way form differs from what exists in substance as an accident;
for an accident together with substance does not produce any composite, 5
and the privation in matter is in matter as a substratum without
producing together with matter any substance or becoming a part of a
composite substance. Therefore privation, but not form, is said to attach
to matter as an accident. And the perishing of privation is applied to
matter too in an accidental sense, but it is not applied to form. For
matter shows itself most of all when form perishes. But matter is
concealed when privation perishes and a form comes to be. Indeed, 10
matter even seems to perish.
But perhaps it is because Aristotle has derived his view of matter
from its potentiality and the privation in this potentiality that he
says that in terms of ‘that in which’, that is in terms of privation,
matter perishes per se, but in terms of potentiality it does not perish
or come to be. But if the expression ‘that in which’ is understood as
applying to matter, then in this way I think the expression becomes 15
more congruent, because matter perishes per se in terms of privation,
but is ungenerated and imperishable in terms of its potentiality. For
Aristotle did not say that matter perishes in an accidental sense, but
that it perishes per se as privation and neither comes to be nor
perishes as potentiality. However, the commentators say that matter 20
perishes in an accidental sense because what is in it, the privation,
perishes, just as they think we say that a bottle perishes when the
wine in it perishes. However, who would say that the bottle perished
when the wine perished? But even if Aristotle has spoken at length
in distinguishing matter from privation, it is possible that he has
used those discussions looking at matter most of all in terms of 25
potentiality.
However, we will next see how he proves that matter does not perish
or come to be with respect to potentiality.
138 Translation

192a29-34 For if it comes to be,238 there must be a first something


which underlies [from which it comes to be and which inheres. But
this is the very nature [we are talking about] so that it will be
before there is coming to be, since I call matter the first substra-
tum for each thing, from which something comes to be with it
inhering not in an accidental sense. And if it perishes it will
ultimately arrive at this,] so that it will have perished before it has
perished.
30 He has tacitly assumed four clear axioms to start and used two of them
to prove that matter does not come to be and two to prove that it does
not perish. The first two are that what comes to be comes to be from
some first substratum and that what comes to be is not yet what it is
coming to be. And the remaining two are similar to these: everything
which perishes perishes into that from which it first comes to be, and
35 when what perishes is perishing it has not yet perished. In addition to
254,1 these things he also assumes the definition of matter as an axiom.
From these things he first proves that matter does not come to be in
the following way. Everything which comes to be comes to be from a first
substratum which inheres per se, but what something comes to be from
as a first [substratum] inhering per se is matter. So if matter comes to
5 be, it comes to be from pre-existing matter, and therefore the matter is
before it has come to be. But if it has been judged to be impossible that
what comes to be is before it has come to be, it is clear that the
antecedent (‘matter comes to be’) is impossible. And these things have
been inferred from the other previously assumed axioms and especially
from the definition of matter.
Aristotle says ‘from which something comes to be with it inhering not
10 in an accidental sense’ to bring out the contrast with privation. For even
if what comes to be is said to come to be from privation, it does not come
to be with privation inhering, nor does it come to be from privation per
se; rather it does so in an accidental sense.239 For what comes to be is
said to come to be from privation because privation is absent.
Alexander says,

Or the words ‘not in an accidental sense’ are added because the


attributes of the substratum also inhere in what comes to be; for
15 example, the colour which is an attribute of bronze inheres in the
statue, but it belongs in an accidental sense, not per se. Therefore
the colour is not the matter of the statue, nor does it contribute
anything toward the being of the statue.240

Having proved that matter does not come to be, he next proves that it
does not perish either. For everything which perishes is not said to
perish by being dissolved into not-being but by being dissolved into that
20 inherent thing from which it first came to be not in an accidental sense,
Translation 139
that is, into matter. So if matter perishes it is dissolved into the sort of
thing which it itself is, and what will result from this perishing will be
matter. But matter is what was there before the perishing. Therefore 25
matter will have perished before it has perished. Consequently, if
matter comes to be, the sort of nature which it itself is must underlie for
the coming to be of matter, and so matter will be before it comes to be.
And if matter perishes, it must perish into the sort of thing which it
itself is, and it will have perished before it has perished.
Aristotle has also taken over the idea that matter does not perish
from Plato and the Pythagoreans. At least Plato’s Timaeus says,241

And a third kind242 is that of space which always is and does not
admit perishing; it provides a seat for everything which comes to
be,243 and it is barely an object of belief but is grasped inde- 30
pendently of perception by a certain bastard reasoning.

And Aristotle’s whole demonstration depends on the axiom of the study


of nature which says that nothing comes to be from what absolutely is
not or perishes into what absolutely is not. Aristotle confirmed this
axiom at the beginning when he proved244 that what comes to be comes
to be from a contrary and perishes into a contrary, [and that] there has 255,1
to be some substratum for the contraries which is in a way and is not in
a way and from which, as first per se inhering thing, what comes to be
comes to be. However, as was said before,245 Plato proves in a different
way that what comes to be comes to be from a substratum. For since 5
what comes to be is an image of what is, and since that which is likened
is likened to it by participation in likening derived from the paradigm –
where what participates is distinct from what is participated in – then
it is participation by which the image is made like. It follows that that
which participates is [the substratum] in which and from which the
image (which is what comes to be) comes to be. For at any rate Plato 10
says in the Timaeus:246

For the present one should conceive three kinds: that which comes
to be, what it comes to be in, and that from which what comes to
be emerges.

And if what I said previously247 is true, this [substratum] is the turning


away (ektropê), and deviation (parallaxis) from being and the decline
(hupophora) into non-being, which participation in being then checks
and brings to a standstill as much as possible, thereby producing an 15
image of genuine being in place of genuine non-being, which [the sub-
stratum] would have had when it had declined completely into non-be-
ing. The [participation thereby] makes it [instead] non-genuine being.
But in what sense does matter not come to be or perish? Is it because
of its being common [to everything]?248 But this also applies to the forms,
140 Translation
since the commonality of any form is not destroyed out of the universe,
20 but there is always human and horse and white and virtue and each of
the other forms because the commonality of each of them endures. But
does matter not come to be or perish in the case of individual matter, so
that my matter – not insofar as it is matter (since that relates to the
commonality) but insofar as it is my matter and matter of such and such
a sort – does not come to be or perish? And why wouldn’t my matter have
no purpose when my form perished, since it cannot be the matter of
25 another insofar as it is my matter? And why won’t matter be really
better and more substantial than the forms if individual matter endures
while individual forms perish? Perhaps then matter in itself is not
individualised, but it is individualised by individual forms just as it is
shaped by forms. For individuals which are different in number are
made multiple by divisions and differences in their attributes. But
30 division and number and attributes are not specific features of matter,
but rather of forms. Therefore this common deviation from being, or
what matter is, does not come to be or perish. But the [particular]
deviation and matter249 of this sort, which is eventually checked by form
256,1 and individualised, is what comes to be and perishes just like individual
form. For even if someone says that matter is the first body,250 that too
is imperishable in the manner of a commonality. For the body of water
together with the qualities of water changes into a body of air and the
qualities of air, but it does not do so as body (since it does not change
5 with respect to body), but it changes as such a sort of body into such a
sort of body. So since matter insofar as it is matter has only the
commonality, for this reason being ungenerated and imperishable are
fitting to matter. And Aristotle’s demonstration that matter does not
come to be or perish remains unshaken. For some matter comes to be
from some matter. And the matter of air comes to be from that of water,
10 and it is not the matter of air before it has come to be (for it was the
matter of water and perished into the matter of air251), and the matter
of air did not perish before it had perished, since it was not the matter
of water before water had come to be. But since particular matter is
determined by form, Aristotle says that matter does not come to be or
perish without making any differentiations.
Some people say: but if matter does not come to be or perish, is it not
15 also a first principle in the way god is,252 since if it were produced from
god, it would come to be? However Aristotle makes clear that he is not
claiming that what does not depend on a cause does not come to be, but
rather that what does not come to be starting at some point in time does
not come to be when he proves in the last part of this treatise253 that
motion does not come to be or perish, even though he says that every-
20 thing which moves is moved by something. In addition, Aristotle would
say that the commonalities of the forms similarly do not come to be so
that254 he would be saying that there are many first principles. How-
ever, he is the person who proclaims that the rule of many is not good.255
Translation 141
In general Aristotle hypothesises matter as an elemental principle
which is not in opposition to the efficient or final cause since matter also
strives for adornment derived from those causes as female strives for
male and ugly for beautiful.256 Those who disagree257 and say that 25
matter is evil and posit it as a principle opposed to the good set it up as
an opposing efficient principle. Accordingly they teach that coming to be
is from it and they talk frivolously about its command and its delibera-
tions and its triumph with respect to the good. However Plato in the
Timaeus gives the causes in the strict sense and the concomitant causes 30
of the construction of the cosmos, and he groups matter with the
concomitant causes and says that it is imperishable just like the whole
cosmos. On the other hand, according to Dercyllides’ account, Hermo-
dorus, the friend of Plato, in his book on Plato, in which he describes
among other things Plato’s views on matter, shows that he did not think
it right to call matter a first principle. I will set down the conclusion of
what Hermodorus said:258

Consequently such a thing, being unstable and formless and un- 35


limited and a not-being, is described by denying being, and
[nothing] having to do with principle or substance attaches259 to
such a thing; rather what attaches to it is going on with a certain 257,1
confusion.260 For [Plato] makes clear that just as in one way what
acts (to poioun) is the cause in the strict sense and distinctively,261
so too it is a principle. But matter is not a principle, and there-
fore262 also it was said by those around Plato that there would be
one principle.263

192a34-b1 As far as the formal principle is concerned [it is the task 5


of first philosophy to make a precise determination on whether it
is one or many and what it is or they are. So let these matters be
set aside until the appropriate occasion. About natural and perish-
able forms] we shall speak in what we prove later.
Since he has spoken about the material principle and said that there
must be inhering some primary substratum from which each thing
comes to be per se and not in an accidental sense, and that matter is
different from privation, and that it does not come to be or perish, it
would be in order for him to speak next about the formal principle. For 10
this would be the next thing for a person who has said that there are
three elemental principles, matter, privation, and form, and explained
two of them. However, matter has its own first realisation (hupostasis)
in this world and is an element of everything which comes to be. But one
kind of form is first and genuinely a principle, and in other places he
calls this mind and good and first cause which is both efficient and final 15
cause, and he says that it is both one and many;264 for multiplicity must
come into existence after the one mind and because of them there are
142 Translation
also bodies which move in a circle. Another kind of form is natural and
perishable, and this is an element and proximate cause of the things
which come to be and perish. And it is clear that the former is the first
20 and separate formal principle in the strict sense, from which form in our
world has its being. Because of this ‘it is the task of first philosophy (that
is to say, of the subject which is above physics and which he himself calls
metaphysics) to make a precise determination on whether’ the formal
principle in the strict sense, which is separate and intelligible and
25 unmoving is one or many or – what is truer – whether it is one and many
and ‘what it is or they are’, namely actualities which are immaterial,
intelligible, and complete in substance in every way.
He says ‘we will discuss later the forms which are natural and
perishable’ and in general seen in motion and change; these are elemen-
tal principles which are proximate formal causes of natural things. This
30 is the form which inheres in natural things as an element, to which
privation is opposite, and from which matter and all physical things are
constructed. And the composite is dissolved into these two things,
matter, which also endures, and form, which does not. He speaks about
this sort of form in the next book, considering it in two ways: he
258,1 considers it in terms of nature, which he will present as a proximate
efficient cause (and for this reason – as well as for other reasons which
will be described then – even in the next book he restricts the discussion
of form); and he also considers this sort of form in terms of its being
‘spread over’ (ephaplôthen) matter. And again he also reduces the two
[kinds of forms] into one in terms of the elemental form of natural
things, which is what the present treatise is enquiring about most of all.
5 And perhaps it is possible to say that he is speaking now about the
elemental formal principle and not the separate one. For it is not the
task of the natural philosopher (phusiologos) to present the elements of
natural things with precision; rather it is the task of the first philoso-
pher, just as it is the task of the first natural philosopher, not the
medical specialist, to present the theory of the four elements [with
10 precision]. However, it is the task of the natural philosopher to speak
about natural forms, not as forms in general but as forms which come
to be and perish. And, indeed, he will speak about these things in On
Coming to be and Perishing, things which he says he will ‘prove later’
because they have a place after the present treatise.
The former exegesis265 is better because Aristotle is considering the
efficient cause of heaven. But since some people think that Aristotle
15 does not speak about the efficient cause of the universe but only the final
cause and they believe that this is the opinion of Alexander, I think it is
necessary that they listen to what Alexander, the most authentic of the
interpreters of Aristotle, says in this connection, namely this:

The first cause would also be an efficient cause. For Aristotle says
in the Metaphysics that what is moved by it is the fifth body, and
Translation 143
it moves the other things which come to be and perish. And so the 20
first cause is an efficient cause. But insofar as everything achieves
its own perfection by aiming at this (as will also be said a little
later) and insofar as ‘it causes motion by being loved’266 (as he has
again said in the Metaphysics) the first cause would also be the
goal and the cause ‘for the sake of which’; for what is wished for is
this sort of thing.

You see clearly how Alexander presents in what respect Aristotle hy-
pothesises mind as an efficient cause and in what respect he hypothe-
sises it as a final cause! 25

192b2-4 [Let us have determined in this way] that there are


principles, what they are and how many they are in number. [And
let us speak again beginning from another starting point.]
He seems to have accepted that there are principles of natural things as
clear, and thereby preserved the suitable limits for the natural philo-
sopher, and, having determined what they are and how many there are,
he affirms that there are principles and closes the first book at this 30
point.
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Notes to 1.7-9

1. Reading: to tên for tên, D.A.R. (Donald Russell)


2. 1.7, 190b29-32 (218,13).
3. Simplicius refers to the first chapter of the Physics, from which he closely
paraphrases 184a23-4.
4. Aristotle here and at 190b13 introduces a way of speaking in which to
gignomenon (‘what comes to be’) refers to the subject x of a sentence of the form
‘x comes to be y’; and ho gignetai (‘what [something] comes to be’) refers to the
complement y. Unfortunately he does not stick to this formulation uniformly, as
Simplicius points out at 215,14-15, regarding 190b12, where ho gignetai stands
for ‘what comes to be [something]’.
5. Simplicius gives a fairly close paraphrase of 190a5-7.
6. On Boethus, a Peripatetic and Aristotelian commentator of the first
century BC, see P. Moraux, Der Aristotelismus bei den Griechen, Berlin, 1973,
pp. 143-79, R. Goulet (ed.), Dictionnaire des philosophes antiques, Richard
Sorabji and Robert W. Sharples (eds), Greek and Roman Philosophy, 100
BC-200 AD, 2 vols, Bulletin of the Institute of Classical Studies, London, suppl.
vol. 94, 2007, and Michael Griffin, Aristotle’s Categories in the Early Roman
Empire, Oxford University Press (forthcoming).
7. Categories 10, 13a31-6.
8. Of the available readings, Diels prints aneblepsen where L. Minio-Paluello,
Aristotelis Categoriae et Liber de Intepretatione, Oxford, 1949, has eblepsen.
9. Diels prints a palin omitted by Minio-Paluello (1949).
10. Simplicius gives a close paraphrase of this sentence with additions at
212,32-3, but replaces hupokeisthai ti to gignomenon with hupokeisthai to ti
gignomenon. The formulation is difficult in any case, and I have chosen to ignore
the difference.
11. Ross brackets kai pote against all mss. Simplicius makes clear that he
has the words at 213,33-4.
12. See the note on the lemma.
13. The lemma has a singular where Ross prints a plural.
14. Ross brackets alla on the ground that substances are the only unqualified
existents. Simplicius clearly read alla, although he cannot explain what Aris-
totle has in mind; see n. 16.
15. Like sour milk, or vinegar.
16. ta proteron eirêmena, i.e., the non-substantial categories. Simplicius
clearly has no idea about what, if anything, Aristotle has in mind.
17. Fifth-century Neoplatonist, mentioned at 192,29, 193,16 above and
241,22 below.
18. katatropê, not otherwise found and not in LSJ.
19. See the preceding lemma.
20. Presumably Alexander.
146 Notes to pages 94-101
21. In the preceding lemma.
22. Reading monên metabolên with D rather than the monon ê metabolên
printed by Diels.
23. cf. Categories 8, 10a11-16.
24. Inserting einai with F and the Aldine.
25. cf. 213,21-2.
26. cf. 190a3 (209,2) with the note and Simplicius’ remark at 215,14-16.
27. Reading ti for to.
28. Ross prints kai. Simplicius cites with ê at 216,13; see Ross’s apparatus
ad loc.
29. Ross, following H. Diels, Zur Textgeschichte der Aristotelischen Physik,
Berlin, 1883, p. 9, n.1, brackets tous logous; for his reasons see his note ad
190b22-3.
30. In this lemma and the next four.
31. Reading stoikheia with E, instead of stoikheiôi, D.A.R.
32. The privation.
33. Reading ou, D.A.R. Sorabji has argued that this denial is absent from
Aristotle Physics 2.5, but present in Metaphysics 6.3: Necessity, Cause and
Blame, London, 1980, ch. 1, although the examples of accidental cause in these
chapters do not include privation.
34. The idea of attributes that fill out (sumplêroun) the being of a thing is
found in comments on Aristotle long before the Neoplatonists, e.g. Lucius,
Nicostratus and Alexander. For example, see Frans de Haas, John Philoponus’
New Definition of Prime Matter, Leiden, 1997, pp. 201-9.
35. 1, 1a1-6. The next sentence is obscurely expressed, but seems to say no
more than that a substance is composed of its elements.
36. cf. Timaeus 50A5-B6, partly quoted below at 218,4-7.
37. Simplicius has tode gar ti to mallon, where Ross prints tode gar ti mallon.
38. 49E7-50A2, which is quoted again at 226,19-22, and more of which is
quoted at 224,5-9.
39. 50A5-B3.
40. cf. 197a7-12 (225,21) with Simplicius’ commentary, especially at 226,14-
22.
41. The lemma omits an einai found in our texts of Aristotle, but Simplicius
has it in citations at 208,17 and 218,17.
42. Diels substitutes a future tense for the present of the mss.
43. See 190b17-23 (215,22) and 190b23-9 (217,1) with Simplicius’ commen-
tary.
44. 190b29-191a3 (218,13).
45. In the present lemma.
46. 5.6, 229b23-7. Alexander is here taking the opposite of a thing as
everything other than it, the contrary as something antithetical to it. On this
understanding the privation of cultured would be uncultured, but uncultured
only applies to things capable of being cultured; e.g., it does not apply to dogs.
In the same way rest is the privation of change, but only things capable of
changing can be said to be at rest.
47. Simplicius substitutes en genesei for Aristotle’s peri genesin.
48. 8. 4, 1044a32-b9.
49. Simplicius has to aition where Aristotle has ta aitia.
50. Simplicius has de where Aristotle has dê.
51. Simplicius has a to not in our texts of Aristotle.
52. ‘We must not say’ is understood, in order to explain the accusative, gên.
53. Simplicius has ta gar where Aristotle has eiper ara.
Notes to pages 102-107 147
54. 8. 5, 1044b27-9.
55. Simplicius’ formulation is perhaps misleading here since be believes that
the heaven is a form/matter compound; see 225,14-20 and more importantly
133,24-8 of the commentary on De Caelo (CAG 7); Simplicius is only in a position
to claim that in the case of heaven these principles are not principles of coming
to be since heaven does not come to be. But here, at the point where they need
to be distinguished, ‘alteration’ has been used for metabolê and its cognates.
56. cf. 3,13-15 in the prologue to this commentary.
57. In Physics 2,1.
58. Simplicius says here that all kinêsis is a kind of metabolê; cf., e.g., Physics
5.1, 225a34. Such statements make sense when kinêsis is translated ‘motion’,
but here and elsewhere Simplicius, like Aristotle, uses kinêsis and metabolê
interchangeably (see Bonitz, 391b26-48). I have nearly always translated
metabolê as ‘change’ and usually translated kinêsis the same way.
59. 2. 3, 194b17-23.
60. Simplicius has epeidê instead of epei gar.
61. Simplicius has ginomenôn where Aristotle has zêtoumenôn.
62. Simplicius omits the words eis autas from his quotation.
63. 2.7, 198a30-1.
64. Simplicius supplies an estin, not in our text of Aristotle.
65. In other words, privation is less a kata sumbebêkos cause than other kata
sumbebêkos causes.
66. I paraphrase these last remarks as, ‘The privation (not having the form)
is not included in the nature (i.e., essence or logos) of the substratum, since then
the substratum could not come to have the form. The substratum also does not
have the form in its nature, but that does not mean its nature includes not
having the form.’
67. See below 246,17 - 248,20 with the notes.
68. 51A8.
69. 52A8-B2, part of a passage which is quoted more extensively at 224,29-
225,14, 245,11-19, and 254,28-31. At 223,8 Simplicius has genesthai where our
texts of Plato have genesin; similarly at 225,3, 245,28, and 254,30.
70. Reading hôs, a suggestion of Diels to replace the ei which he prints.
71. 50C6-D2.
72. cf. Categories 5, 3b24-7.
73. Timaeus 49E2-4.
74. Timaeus 49E7-50A4, quoted in part at 218, 2-4 and again at 226,19-22.
75. Simplicius omits an aei found in our mss. of the Timaeus, but he has it
at 218,2.
76. Timaeus 52A1-D1. Simplicius quotes the first part of this passage again
at 245,11-19 and parts of it at 223,8-9 and 254,28-31.
77. Simplicius has auto eisdekhomenon where our texts of Plato have eis
heauto eisdekhomenon; similarly at 245,13.
78. Simplicius has genesthai where our texts of Plato have genesin; similarly
at 245,28 and in briefer quotations at 225,3 and 254,30.
79. Simplicius omits an ‘everything’ which is in our text of Plato.
80. Namely that images require something to exist in.
81. Diels prints ‘matter’. Our texts of Aristotle and Themistius’ paraphrase
(CAG 5.1, 29,13) and the Aldine have ‘nature’. It is clear from the commentary
that Simplicius takes for granted that Aristotle is talking about matter.
82. Ross, following H. Diels, Zur Textgeschichte der Aristotelischen Physik,
Berlin, 1883, p. 5 brackets these problematic words on the grounds that they do
not occur in Simplicius’ citation of the sentence at 226,6-9.
148 Notes to pages 107-109
83. Aristotle’s meaning is not in doubt, but the received text as it stands, mia
de hê ho logos, is problematic; see 232,3-10 and Ross (who emends hê to hês) ad
loc.
84. epereisis. It is interesting that Simplicius relies on a basically Stoic
epistemology to argue that prime matter cannot be apprehended. For criticism
of the Stoic theory see Alexander, Mant. 130,13-134,27. At 299,25-7 of the
commentary on book 2 Simplicius asserts that enmattered form (but not matter
itself) are apprehended by epereisis.
85. Timaeus 50E1-4, describing the Receptacle.
86. Simplicius omits a to found in our texts of Plato.
87. Reading a question mark after gnôston in line 5, not in line 6, D.A.R.
88. Read eipen.
89. Diels’ full stop in line 19 should be a comma.
90. Timaeus 49E7-50A2, quoted previously at 218,2-4 and more fully at
224,5-9.
91. Simplicius omits an aei found in our mss. of the Timaeus; he does the
same thing at 224,6, but he has the aei at 218,2.
92. That is, substances are particular on their own (‘in the primary sense’)
and attributes become particular by being attached to substances.
93. In the next lines Simplicius reflects on and quotes words from Timaeus
52A1-D1, which he has quoted in full at 224,29-225,14.
94. anagumnôsis, a word not found elsewhere.
95. See Peter Lautner, ‘Plato’s account of diseases of the soul in Timaeus
86B1-87B9’, Apeiron 44, 2011, pp. 21-39, for anoia as Plato’s most general word
for diseases of the soul, amathia as the resulting cognitive state, and mania as
adding a phenomenal character.
96. Diels prints gnôstên with D and E, where F and the Aldine have the more
Platonic lêptên.
97. At 1.9, 192a36. Reading ekeinon of the Aldine, commended by Diels,
rather than the ekeino of D, E, and F, which Diels prints.
98. Timaeus Locrus (Marg), 120,1-3.
99. Diels prints tôi where Marg prints dia to; for the text here see Marg
(1972), p. 109 n. 2.
100. 227,23-233,3 rejects the view that matter is three-dimensional body
without qualities, and substitutes Simplicius’ own view that matter is only
body, and only extension, in the very different sense of an indeterminate
dispersion and divergence away from the indivisible unity of the incorporeal
world. See Introduction. This makes his conception of matter different from that
of his arch-rival, the Christian Philoponus, in his Against Proclus, where
three-dimensional extension serves both as the prime matter, or basic substra-
tum, of the attributes in bodies, and as the defining form of bodies. On the other
hand, if Simplicius wishes silently to attack the conception of his rival, it is
argued in the Introduction that he does not know Philoponus’ position and has
not recognised that his opponent is closer to him than he supposes. For Phi-
loponus’ prime matter is not, as he says, ‘determined by’ three dimensions, but
simply is three dimensions, and it has no determinate size or shape, but awaits
the imposition of such determinate forms. 227,23-228,20 is translated as item
17.f.6 in Sorabji (2004), v. 2; other texts translated in the vicinity are 229,5-7,
230,17-23, and 232,21-30; 232,7-13 is translated as 23.c.3.
101. The person who is addressed by Proclus in the Platonic Theology (H.D.
Saffrey and L.G. Westerink, Proclus: Théologie Platonicienne, vol. 1, Paris,
1968, 1.1, 5.6-7) as his dearest friend. Proclus also mentions him at 872,15 (C.
Steel, A. Gribomont, P. d’Hoine, Procli in Platonis Parmenidem Commentaria,
Notes to pages 109-113 149
Tomus II, Oxford, 2009) of his commentary on Plato’s Parmenides. And in his
life of Proclus (H.D. Saffrey and A.-P. Segonds, Marinus: Proclus our Sur le
bonheur, Paris, 2001, 29.16-19) Marinus says that Proclus took Pericles with
him to the Athenian Asclepion in a successful attempt to cure a sick child.
102. We now get a series of arguments for the idea that first matter is
qualityless body.
103. Read protera instead of prôta apo, D.A.R.
104. Timaeus 52D4-6.
105. Timaeus 53A9-B5.
106. cf. Cael. 298b3-4 where Aristotle says that all natural substances either
are bodies or are meta sômatôn kai megethôn.
107. Now arguments against the claim that first matter is qualityless body.
108. 53C5-8.
109. That is, the whole corporeal universe.
110. Physics 4.9, 217a26-7.
111. Simplicius has a gar where Ross prints a de.
112. As opposed to ‘in relation to other things’.
113. cf. 225,30-226,1 with the note.
114. See 227,18-22.
115. 4. 2, 209b2-4.
116. That is, the kai offers a gloss, not an addition. cf. Simplicius’ commen-
tary on this passage at 536,24-30.
117. cf. Ennead 2.4, especially 8-12.
118. De Caelo 1.1, 268a1-2.
119. Simplicius has esti where our texts of Aristotle have ousa.
120. Here starts Simplicius’ own view, that matter is extension and body only
in a very different sense.
121. If this is an attack on Philoponus Against Proclus, it misrepresents his
view. See Introduction.
122. Read a comma here, not a full stop.
123. Again, Philoponus’ matter is not a measure which delimits. See Intro-
duction.
124. Again, a comma instead of a full stop.
125. On Moderatus, a Neopythagorean perhaps of the first century AD, see
R. Goulet, ed., Dictionnaire des philosophes antiques, and J. Dillon, The Middle
Platonists, London, 1977, pp. 344-51. 230,34-231,24 is Porphyry fr. 236F
(Smith); 230,34-231,5 is translated into English by Dillon (p. 347), and in
remainder is translated as item 17.f.3 of R. Sorabji, The Philosophy of the
Commentators, 200-600 AD. A Sourcebook, vol. 2: Physics, London, 2005. There
is a German translation of the whole fragment with commentary in H. Dörrie,
M. Baltes, Der Platonismus in der Antike, vol. 4, Stuttgart-Bad Cannstatt, 1996,
pp. 176-9 and 477-85.
126. It is not clear where. Diels says ‘cf. Tim. p. 48 sqq.’, Baltes, in H.Dörrie,
M. Baltes, Der Platonismus in der Antike, vol. 4, Stuttgart-Bad Cannstatt, 1996,
p. 177) refers (with a question mark) to lines in the Timaeus between 28A and
30A.
127. ekhôrêse; see Baltes 1996, pp. 481-2.
128. i.e., the logos’ own.
129. Plato?
130. Porphyry?
131. Timaeus 51A7.
132. aneideon. The word is not used by Plato, but cf. 211,16 (Boethus),
226,1-2, and 251,34.
150 Notes to pages 113-117
133. Timaeus 52A3.
134. cf. Timaeus 51A8-b1.
135. cf. Timaeus 52B2.
136. Porphyry?
137. The Neoplatonist view of Porphyry and Simplicius, remote from Aris-
totle’s, that matter is the deviation (parallaxis), turning away (ektropê,
paratropê) and decline (hupophora) of perceptible form from being and from
intelligible things to non-being, is given here at 230,23-6 and repeated at
231,8-26; 250,20; 255,12-16; 255,31-2; 774,8. 255,13-16 explains that participa-
tion in being halts the decline, so as to produce an image of being with an
intermediate status, that of non-genuine being. These intermediates are mate-
rial things consisting of matter and Aristotelian form. [The editor thanks Carlos
Steel for information.]
138. i.e., the intelligible world.
139. Diels indicates corruption here. The de is puzzling, and the word
ekmenousês (ekmenô) is not otherwise attested. D.A.R. points out that hu-
pomenousês would match 233.17.
140. 4. 2, 209b6-9. See Simplicius discussion of this passage, especially
537,22-538,14.
141. Simplicius has tautiei hê hulê doxei where our texts of Aristotle have
just hê hulê.
142. These are two views not so far discussed, although 230,15-16 has
attacked the first idea that what underlies forms can itself be form. The editor
thanks Dirk Baltzly for suggesting that this might be Simplicius’ description of
the fourth and lowest category that Proclus ascribes to some unnamed ‘ancients’
in his commentary on Plato’s Timaeus I, 233,2 (cf. II, 128,1ff.). The noetic realm
really has being; soul does not really have being; sensibles do not really not have
being; Matter really does not have being. This might be seen as still describing
matter ‘in terms of being’, but treating it as the worst of the forms.
143. This is the position of Damascius, an older contemporary of Simplicius
and one of his teachers; see his commentary on Plato’s Parmenides (L.G.
Westerink and J. Combès, Damascius: Commentaire du Parménide de Platon,
tome IV, Paris, 2003), 72,3-6 and 117,4-7, to which Carlos Steel adds Damascius
On First Principles 1.26 14; 68 22.
144. Here ends Simplicius’ substitution of his own view of matter for the
view, introduced at 227,23, that it is three-dimensional body without qualities.
145. With this paragraph see the third note on the lemma 191a17-18.
146. The mian of E, F, and the Aldine is preferable to the mia of D printed
by Diels.
147. A comma would be better here than a full stop.
148. cf. 2.1, 193b19-20.
149. Categories 5, 2a11-19.
150. Simplicius relies on a pseudonymous work ascribed to the fourth-
century Pythagorean Archytas. He quotes the passage he has in mind here in
his commentary on the Categories (CAG 8), 91,15-17 (= Thesleff (1965), 24,17-
19).
151. At Metaphysics 7.3, 1029a1-3 Aristotle divides the substratum (just said
to be one of four candidates for being substance) into matter, form, the com-
pound of them. In the next lines Simplicius gives his own summary account of
the positions Aristotle takes in book 7.
152. Phaedrus 245D4-6.
153. cf. 245C9.
154. Inserted from the Aldine by Diels.
Notes to pages 117-122 151
155. huperattikizein, ‘being too Attic’, which LSJ explains as meaning here a
‘metaphor of excessive subtlety in philosophy’.
156. Diels printes legomen, Ross legômen.
157. Heiberg’s lemma has dei. Ross prints dein, following H. Bonitz, Aris-
totelische Studien, Wien, 1862, p. 223) and two citations by Simplicius (1140,24
and 1144,7).
158. Parmenides and Melissus.
159. Simplicius quotes Empedocles (DK31B8.3). For the numerous citations
of this line, including four by Simplicius, see M.R. Wright, Empedocles: The
Extant Fragments, New Haven, 1981, p. 99.
160. Moving Diels’ right parenthesis from behind hou to behind esti.
161. In Diels’ edition this lemma corresponds to the words ‘From “and thus
magnifying the further consequences” up to “so these people accepted this view
for the reasons stated”’ inserted in the text.
162. Simplicius again shows his faith in the wisdom of his forebears.
163. Delete comma after tines.
164. Here, unusually, Diels includes the number of the last line of the lemma.
165. I have translated these words as Simplicius cites them at 237,5, but he
paraphrases in a different way at 237,11-12. Ross prints ê to mê on ê to on; see
his apparatus at 191a35.
166. As pointed out in the introduction, Aristotle here in 191b15 applies each
of the contrasted terms ‘accidentally’ and ‘per se’ to something different. His
main question in 191a34-b26, discussed by Simplicius from 236,14 to 238,5, is
about coming to be from what is or from what is not, and whether some coming
to be is only accidentally from these, in the sense that it is from them not as
what is, or as what is not. The second question, which is relevant to but distinct
from the first, is whether what is and what is not have their being and non-being
accidentally or per se. Alexander and Simplicius have the same two applications.
See the Introduction and notes, besides the present one on 236,13-14, those on
238,8; 242,4-10, the lemma 191b36 at 242,15-16, 243,12, and 32, and 254,9.
167. Ross emends the text to say ‘dog comes to be from dog or horse from
horse’. For Simplicius’ attempt to deal with the passage see 239,18-19 and
28-30.
168. i.e. doing or undergoing is more general than just undergoing, and
coming to be some particular thing or other is more general than coming to be
pale.
169. At 238, 4-8, the argument is about coming to be from what accidentally
is not. At 238,11-12, it is about coming to be’s being accidentally from what per
se is not, so that here the accidental/per se distinction is applied twice over. The
application to being recurs at 242,4-10; the application to coming from some-
thing at 254,10-12; 254,19-20; 257,6-7. See Introduction and notes on the lemma
191b15 at 236,13-14, on 242,4-10, on the lemma 191b36 at 242,15-16, on 243,12,
and 32, and on 254,9.
170. cf. 258A11ff. Simplicius goes on to quote 258D7-259A4, where he takes
Plato to be ascribing to a Form not being in the sense of being other than a
different Form. In 238,22-239,7; 242,17ff.; 245,19ff., Simplicius argues that
Plato anticipates Aristotle in distinguishing not-being per se, which cannot
belong to a Form, from being other, which can. He also claims that Plato
anticipates the idea of being accidentally, which Aristotle applies to privation
because of its accidental association with matter to which he ascribes being.
According to Simplicius at 245,19ff. below, Plato was aware not only of matter,
which in the Timaeus he called the Receptacle or space, but also of privation,
because he said that the Receptacle was omnirecipient (Timaeus 51A7), and
152 Notes to pages 122-127
without any of the Forms it was going to receive (51D7-E1). But Simplicius,
following Alexander (cited 244,32-245,2 as interpreting Aristotle 192a1), offered
the qualification that Plato did not distinguish in logos between matter and
privation. See further the Introduction above.
171. Diels prints a capital letter to mark this sentence as an interpretation
(by Theaetetus) of the Stranger’s speech, even though Simplicius omits the
explicit ‘O Stranger’, found in modern texts of Plato.
172. The mss. of Simplicius omit a tis which is found in the mss. of Plato and
the Aldine.
173. Reading ê with D, E, and the Aldine rather than the hêi of F (‘as from
seed’) printed by Diels.
174. This is apparently a description of an animal coming to be an animal of
another kind.
175. Nicander Theriaca 741. (The editor thanks Donald Russell for this
reference.)
176. Whereas a horse is the efficient cause of the horse that it generates.
177. At 191a34-191b1.
178. cf. Ross ad 191b29.
179. See the note on 213,24.
180. Diels marks the preceding words (242,4-10) as a quotation of Alexander.
This looks like the first of two ideas ascribed to Alexander in 238,2-14 above.
Simplicius there held and ascribed to Alexander the view that matter is, and
insofar as privation accidentally inheres in it, also accidentally is not.
181. Aristotle here at Physics 1.9, 191b35-192a8, says that some believers in
the great and small (who must be Platonists) follow Parmenides too closely and
make the wrong concessions. See Introduction on what those concessions are
and on the ambiguity between coming to be without qualification from what is
not, and coming to be from what without qualification is not. For this last
ambiguity see also the notes on the lemma 191b15 at 236,13-14, on 238,8;
242,4-10, 243,12, and 32, and 254,9. Simplicius at 243,9-20 resists the common
interpretation of Plato as following Parmenides in recognising only unqualified
being and not being, since in the Sophist Plato makes many of the necessary
distinctions. Aristotle too is said at 243,20ff. not to have been ascribing to Plato
unqualified coming to be from what is not in Parmenides’ sense, although
Simplicius allows at 243,4ff. that Plato did not make all the necessary distinc-
tions and confesses himself puzzled about Plato at 244,18ff.
182. This is doubly guarded: see Introduction. It is part of what some people
(evidently Platonists) claim, and it was not a claim of Parmenides, but merely
one alternative formulated as a dilemma, but not endorsed, by him.
183. cf. 241,24-7.
184. Timaeus 50D7-E1.
185. cf. 239,3-5, although there Simplicius does not mention the distinction
between potential and actual.
186. 242,28-243,3 are Eudemus text 37b (Wehrli). This last sentence occurs
also in a quotation of Eudemus by Simplicius at 98,1 (accepting Wehrli’s
editorial emendation) and is incorporated in Eudemus text 37a.
187. Note that in this paragraph Simplicius is giving an interpretation of
Plato which he does not accept, and that he takes up the other ‘respect’ in the
next lemma at 244,22.
188. i.e., the one being.
189. See Introduction for the difference between the concession that Sim-
plicius thinks wrongly attributed to Plato, that coming to be is from what
without qualification is not, and Aristotle’s formula at 191b35 that coming to be
Notes to pages 127-131 153
is without qualification from what is not. See also notes on the lemma 191b15
at 236,13-14, on 238,8; on 242,4-10, on the lemma 191b36 at 242,15-16, on
243,32, and on 254,9.
190. See 89,4-90,20.
191. Sophist 245D12-E2.
192. Evidently not at any rate in the sense intended by Parmenides: see
Introduction.
193. Sophist 258A11-B8.
194. Plato has ousia. The ousa in Diels may be a scribal error rather than
Simplicius’ misquotation.
195. DK28B7, 1-2. Plato quotes these lines twice in the Sophist, at 237A8-9
and 258D2-3. See again Introduction for the difference between Parmenides’
coming to be from what without qualification is not, and Aristotle’s formula at
191b35 of coming to be without qualification from what is not.
196. Diels prints mian einai monon, Ross mia monon einai.
197. In the previous lemma.
198. 52A1-B3, a passage previously cited at 224,29-225,4.
199. Simplicius has auto eisdekhomenon where our texts of Plato have eis
heauto eisdekhomenon; similarly at 224,30.
200. Simplicius omits a genêton, which found in our texts of Plato, but he has
it at 224,33.
201. Simplicius has genesthai where our texts of Plato have genesin; similarly
at 225,3 and in briefer quotations at 223,8 and 254,30.
202. cf. Timaeus 51a7. The word is associated with Plato by Aristotle at De
Caelo 3.8, 306b19 and On Coming to be and Perishing 2.1, 329a14.
203. A virtual quotation of Timaeus 51D7-E1.
204. 1.7, 191a6-7 (221,20). Here Simplicius writes esti where our texts of
Aristotle have estai.
205. Sophist 258C2-4.
206. Read: eiper an at the end of the preceding sentence. (The editor thanks
James Wilberding for this suggestion.)
207. The lemma has einai phamen, but Simplicius has phamen einai, the text
printed by Aristotle, at 246,21.
208. On the great and the small in Plato, see the note on 189,12.
209. ‘In logos’ is drawn from Aristotle’s ‘in being, form and logos’ at 190a15-
17; 190b23-27; 191a1-3 by Alexander and Simplicius at 244,32-245,9, and
247,20-1.
210. This sentence is difficult. I have tried to read hup’ with E for the ap’
printed by Diels.
211. cf. Categories 5, 4a10-11, where Aristotle calls this characterisation
malista idion of substance.
212. cf. Categories 5, 3b24-5, where not having a contrary is said to be a
feature of substance, but not a proprium.
213. See again note on 189,12.
214. Simplicius appears to speak as an Aristotelian here, but the formulation
may only be intended to explain Aristotle’s position.
215. 191b35 (242,15).
216. For references see Bonitz, 448a23-34 and 599a55-9.
217. On Dercyllides (c. 100 BC-100 AD) see Dictionnaire des philosophes
antiques.
218. On Hermodorus, a member of Plato’s Academy, see J. Dillon, The Heirs
of Plato, Oxford, 2003, pp. 198-204; the ancient texts relating to Hermodorus
154 Notes to pages 132-138
are edited and translated into Italian with commentary in M. Isnardi Parente,
Senocrate-Ermodoro: Frammenti, Naples, 1981.
219. The text here is probably corrupt, as Diels notes. The translation follows
his suggestion: hôs tôi mallon einai.
220. Again Diels notes that the text is corrupt here. The single element is the
equal, the stationary, or the tuned. Presumably Hermodorus means that, e.g.,
all cases of inequality vary in degree around a single case of equality. Gaiser’s
replacement of Diels’ dedegmenon with dedektai helps (in K. Gaiser, Platons
Ungeschriebene Lehre, Stuttgart, 1963, p.496) as does Zeller’s deletion of autôn
(cf. apparatus ad loc. in Diels).
221. Simplicius repeats with some variation the remainder of this quotation
at 256,35-257,4; for the text see the notes on that passage.
222. 256,31-257,4.
223. Diels prints tês morphês with D, E, F, where Ross prints têi morphêi.
Diels notes that the Aldine has têi morphêi; For tês morphês Ross cites only the
lemma here in Simplicius and the corresponding lemma in Philoponus’ com-
mentary on the Physics (CAG 16).
224. The Demiurge or creator of Plato’s Timaeus is distinguished by Proclus
on the Timaeus I, 310,15-24 from a lower demiurgic triad by his creation of
universal, as opposed to particular things: see Richard Sorabji, The Philosophy
of the Commentators 200-600 AD, vol. 2 Physics, p. 170, with translation at ch.
8 (f) 8.
225. Timaeus 50D3; Plato calls it space at 52B1.
226. At Timaeus 49A7 and 52D5.
227. Diels’ full stop should be a question mark.
228. Again a question mark is needed.
229. In his reply to Alexander’s suggestion that privation is a cause of evil,
Simplicius extends his attack to the Manicheans, who believed in a principle of
evil. For his knowledge of the Manichaeans, see H. Dörrie, M. Baltes (eds), Der
Platonismus in der Antike, vol. 4, p. 154, with n. 1, citing also Asclepius in
Metaph. 292,27ff.; Proclus Platonic Theology 1.18, p. 87,22 S-W. The
Manicheans are mentioned again by Simplicius at 256,25 below. Simplicius
knows more about them and argues against them at greater length in his
commentary on Epictetus’ Handbook. See I. Hadot, ‘Die Widerlegung des
Manichäismus im Epiktetkommentar des Simplikios’, Archiv für Geschichte der
Philosophie 51, 1969, and ‘Dans quel lieu le néoplatonicien Simplicius a-t-il
fondé son école de mathématiques, et où a pu avoir lieu son entretien avec un
manichéen?’, International Journal of the Platonic Tradition 1, 2007, 42-107.
The editor thanks Sebastian Gertz for the information in this note. Simplicius’
attack on the idea that privation or matter are evil runs from 249,12 to 250,3
and is resumed at 256,22 to 31.
230. Read with E: ei ti pote estin hautê, and cf. 250,27-8 below. The comma
should be moved from before to after hautê.
231. Simplicius gives a close paraphrase of Timaeus 41B8-9.
232. That is, the great masses of earth, water, fire, and air.
233. 250,20. See 231,26 with note, for matter as deviation from being.
234. Metaphysics 12.10, 1076a4 (quoting Iliad 2.204).
235. Reading the tên of the Aldine for the toiautên of D and E printed by
Diels.
236. Read: hup’ for ap’.
237. Simplicius inserts a tên which is not printed by Ross.
238. Diels prints the present tense where Ross and the Aldine have the
imperfect.
Notes to pages 138-140 155
239. Simplicius here (and presumably at 254,19-20 and 257,6-7) takes ‘not
in an accidental sense’ at Aristotle’s 192a32 to go with ‘come to be from’.
Simplicius thinks the contrast is that something comes to be from privation only
accidentally, because the privation becomes absent, unlike the bronze when a
statue comes to be. Alexander, in the following comment at 254,13-14, takes
‘accidentally’ to go with ‘inhere’, and takes the contrast to be that the bronze’s
colour inheres only accidentally in the statue. For earlier ambiguities on what
is qualified by ‘accidentally’ and ‘per se’ see Introduction and notes on the lemma
191b15 at 236,13-14, on 238,8; on 242,4-10, on the lemma 191b36 at 242,15-16,
and on 243,12, and 32.
240. Quotation marks should be inserted here in Diels’ text.
241. Timaeus 52A8-B3, lines previously quoted in a larger context at 225,1-4
and 245,17-19, part also being quoted at 223,8-9.
242. Here Diels inserts a to not printed by Rivaud, but he does not do so at
223,7, 225,2, or 225,17 (where it is found in F).
243. Simplicius has genesthai where our texts of Plato have genesin; similarly
at 223,8, 225,3, and 245,18.
244. cf. 1.5, 188b21-6 and 1.7, 191a3-7.
245. cf. 224,21-8.
246. 50C6-D2.
247. See 231,20 with note for matter as deviation from being, and for
participation in being as halting decline so that composites of matter and form
have an intermediate status above total non-being.
248. 255,17-18 ‘common’: Simplicius in Cat. 82,35-83,20 is happy to say that
there are common features caused among individuals by a Platonic Form. But,
following Proclus in Parmenidem 880,3-11, he gives Platonic reasons for deny-
ing that the Form is a common nature. It is only common as a cause. See Sorabji,
The Philosophy of the Commentators 200-600 AD, London, 2004, vol. 2 Physics,
pp. 129-31. The same denial that the Platonist Form is a universal is found in
Plotinus by Riccardo Chiaradonna, ‘Plotino e la teoria degli universali. Enn. 6.3
[44]9’, in C. Vincenza, Cristina d’Ancona (eds), Aristotle e i suoi esegetici
neoplatonici, Bibliopolis, Naples, 2004, 1-35.
249. See again 231,26 with note.
250. Clearly the three-dimensional or qualityless body.
251. Delete: tou hudatos hê (Wilberding).
252. The objection is found in Christian writers that a world or matter
co-eternal with God would have the same honorific status as God. Platonists
would have considered themselves immune to this objection since the analogy
of light or of shadow produced contemporaneously with the sun had been
supplied by Taurus in the second century AD, by Plotinus in the third, Sal-
lustius in the fourth and Proclus in the fifth, while Augustine reports the
Platonist analogy of a footprint contemporaneous with an implanted foot. None
of these analogies is open to the objection that the effect would have the same
honorific status as the cause. Yet as early as Basil of Caesarea in the fourth
century, Christians raised a different objection to these analogies, that they provide
cases of spontaneous, not willed, creation. See Richard Sorabji, ‘Waiting for Phi-
loponus’, in Charles Burnett, Rotraud Hansberger, Afifi al-Akiti (eds), Medieval
and Arabic Thought, Warburg Studies and Texts, London, forthcoming.
253. In Book 8: motion does not come to be or perish, 8.1; everything which
moves is moved by something 8.4.
254. On the assumptions made by the people invoked at the beginning of this
paragraph.
255. cf. 250,26 with the note.
156 Notes to pages 141-143
256. cf. 192a23 (250,7).
257. See note on 249,16.
258. What follows is a close variant of 248,13-18.
259. Simplicius has the third person singular here and the infinitive at
248,14.
260. The comma and period in 257,1 should be interchanges as they are in
248,25.
261. Here Simplicius has diapheron, whereas at 248,16 he has diapheronti.
262. Reading the dio of 248,17 rather than the ho printed here by Diels.
263. Here Diels prints eiê, whereas at 248,18 he prints hê.
264. Unlike the Neoplatonic One, which is only one.
265. About the ‘separate formal principle’ of 258,5?
266. Metaphysics 12.7, 1072b3.
English-Greek Glossary to 1.7-9

Compiled by Sebastian Gertz

absence: apousia be a substrate/substratum:


absolutely: haplôs hupokeisthai
accident: sumbebêkos be acted upon: paskhein
accidental: kata sumbebêkos be an accident: sumbainein
accrue: epiginesthai be below: hupobainein
actuality: energeia, to energeiai, be essentially connected with:
actually: energeiai sunousiousthai
addition: prosthesis be given substance: ousiousthai
adornment: kosmos be logically opposed to:
affection: pathos antidiaireisthai
affective: pathêtikos be made like: aphomoiousthai
alien: ekphulos be opposite to: antikeisthai
alter: alloioun be ordered: kosmeisthai
alteration: alloiôsis bear witness to: têrein
alternatively: allôs being common to everything: koinotês
antecedent, the: to hêgoumenon being counted: enarithmos
appearance: opsis being the domain of soul: psukhikos
apply to: huparkhein being (n.): to einai
apply: prosarmottein belong (to): huparkhein
apprehended: gnôstos beyond: epekeina
apprehensible: gnôstos bodily: sômatikos
apprehension: gnôsis bulk: onkos
approve: enkrinein by making a distinction: diôrismenôs
argument: epikheirêma
arranging: kosmeisthai can be counted: arithmêtos
artificially produced: tekhnêtos causal account: aitiologia
as (with respect to) an attribute: kata cause (n.): aitia, aition
sumbebêkos challenge (v.): episkêptein
as individual things: idiai, kat’idia change of shape: metaskhêmatisis
assimilation: homoiôsis change shape: metaskhêmatizein
associate (v.): prosarmottein change (n.): metabolê, kinêsis,
assume as an axiom beforehand: katatropê
proaxiousthai characterised negatively: en apophasei
attach/be attached: sumbainein choice: proairesis
attribute (n.): sumbebêkos choose: prokheirizesthai
authentic: gnêsios circumscribe: perigraphein
authoritative: kuriôs coexist: sunuparkhein
coherent: akolouthos
be: huparkhein combining: sunkrisis
158 English-Greek Glossary to 1.7-9
come to be: epiginesthai elemental: stoikheiôdês
coming to be: genesis endure: hupomenein
common features of, the koinônia ensemble: holotês
commonality: to koinon; koinotês enter (into): enginesthai
complete (adj.): teleios entity: phusis
composite: sunthetos enumeration: aparithmêsis
composite, the: to sunamphoteron equal in number: isarithmos
conception: ennoia, huponoia essence: to ti ên einai
concomitant: sunaitios eternal: aidios
condition: katastêma everlasting: aidios
confirmation: pistis examine: prokheirizesthai
confusion: akrisia exchange (n.): allagê
congruent: katallêlos exhaustive: aparaleiptos
consequence: sumbainon, to exist: huphistanai
consistent: akolouthos exist before: prouparkhein
continuity: sunekheia exist in actuality before coming to be:
contradiction: antiphasis prouparkhein
contrariety: enantiotês existence: hupostasis
contrary: enantios expression: hermeneia
contrast (n.): antidiastolê extend: diistanai
co-ordination: parupostasis extending: ektasis
cosmos : kosmos extension: diastasis, diastêma
criticise: euthunein
fill out: sumplêroun
decline (n.): hupophora final: telikos
demiurge: dêmiourgos find room for: khôrein
demiurgic: dêmiourgikos for a start: teôs
denial: apophasis form (n.): eidos
denying: kata apophasin formally: eidêtikôs
depart from: apoginesthai formless: amorphos, aneideos
depart: existasthai fundamental: arkhoeidês
determinate: aphôrismenos
(plural) determination: horos generalities: ta holoskherestera
deviation: parallaxis, paratropê generic: genikos
differentiae: ta diaphora genus: genos
differently qualified: alloios get existence: huphistanai
dimension: diastasis get too sophisticated: huperattikizein
direct observation: euthuôria give form to: eidopoiein
direct (adj.): prosekhôs give shape to: metaskhêmatizein
directly: prosekhôs give up on the idea: aphistanai
disabling: pêrôsis
discordant: diaphônos have accidentally: sumbainein
discrimination: diakrisis having a size: posos
dispersion: diaspasmos heavenly: ouranios
dissolution: diallaxis human: anthrôpos
distinction: diorismos
distinctively: aphôrismenôs image: eikasia
divisibility: merismos image-like: eikonikos
division: diairesis immaterial: aulos
due to art: tekhnikos impact: epereisis
imperishable: aphthartos
echo (n.): apêkhêma in a primary way: proêgoumenôs
efficient: poiêtikos in a strict sense: kuriôs
English-Greek Glossary to 1.7-9 159
in an accidental sense: kata natural: phusikos
sumbebêkos nature: phusis
in another way: allôs negation: apophasis
in every and any way: katholou kai non-apprehension: agnôsia
kathapax non-understanding: anoia
in general: katholou not in any sense whatsoever: to
in matter: enulos mêdamêi mêdamôs
in opposition to: antixous notion: ennoia
in the primary sense: proêgoumenos notion of ambiguity, the: to disson
include: periekhein
incompatible: asunaktos object of belief: pistos
incorporeal: asômatos of an image: eikonikos
indefinite: aoristos of the study of nature: phusikos
independent: auto eph’heautou (from the point of view) of the study
huparkhon of nature: phusikôs
independently of perception: omnirecipient: pandekhês
met’anaisthêsias on its own: kath’hauto, kath’heauto
individual: atomos, idios opinion: doxa
individualise: atomoun opposite to: antixous
indivisible: adiairetos opposition: antithesis
indivisibly: ameristôs Other, the: thateron
induction: epagôgê
infer: sunagein pair, the: to sunamphoteron
inhere: enuparkhein pair of items: suzugia
insight: epibolê participate: koinônein
instrumental: organikos participation: methexis
intelligible: noêtos particular: atomos, merikos
intermediate: mesos particular thing, a: to tode ti
intractable: dusergos particularity: idiotês
involved in choice: proairetikos particularity: tode ti
particulars, the: ta kathekasta
kind of: hopoiosoun per se: kath’hauto, kath’heauto
kind (n.): genos, tropos perceptual: aisthêtikos
perfection: teleiotês
letter of the alphabet: stoikheion perishing: phthora
like shadows: skioeidôs phase: phôtismos
likeness: homoiôma picture (n.): phantasma
loosening: paralusis possession: hexis
potentiality: to dunamei
magnitude: megethos potentially: dunamei
make distinctions: diastellesthai precede: prouparkhein
make way for: existasthai predicate: katêgorein
material: enulos, hulikos pre-exist: prouparkhein
matter (n.): hulê premiss: protasis
measures: metra presence: parousia
menstrual fluid: ta katamênia primary: proêgoumenos, prôtourgos
mind (n.): nous primary ingredients: ta prôtôs
misapply: katakhrêsthai enuparkhonta
mode: tropos principle: arkhê, stoikheion
more generally: allôs privation: sterêsis
musical: mousikos procession: proodos
proper: oikeios
nameless: anônumos properties: ta parakolouthounta
160 English-Greek Glossary to 1.7-9
property: pathos spontaneous: automatos
proprium, a: idion spreading out: diaspasmos
providing division: diairetikos stability: stasis
providing extension: diastatikos stable: monimos
proximate: prosekhês striking: antitupos
pursue (an argument): stripping away: anagumnôsis
metakheirizesthai submit to: hupomenein
putting things together: sunthesis substance: ousia
substantial: ousiôdês
qualified: poios subtraction: aphairesis
qualitative change: alloiôsis (the) substratum: [to] hupokeimenon
quality: poiotês suitability: epitêdeiotês
qualityless: apoios supervene: epiginesthai
quantity: posotês; to poson syllogise: sullogizesthai
quote: paragraphein
tacitly assume: prolambanein
real thing: pragma that transcends: exêirêmenos
realisation: hupostasis three-dimensional: trihkêi diastaton
reality: hupostasis, phusis transform: metaplattein
reasoning: logismos turning away: ektropê, parektropê
receptacle: to hupodektikon turning: tropê
receptive: dektikos
receptivity: epitêdeiotês unalterable: ametablêtos
reduce: anagein undefined: aoristos
reflection: emphasis undergo: paskhein
reject: athetein, enistasthai underlie: hupokeisthai
relation: skhesis understand: ennoein
remaining the same: atreptos understanding: noêsis
resemble: aphomoiousthai unified: heniaios, hênômenos
reshaping: metaplasis universal: katholikos, katholou
residual sediment: hupostathmê universal things: ta hola
revert: anakamptein unlimited: apeiros
unmusical: amousos
satisfying (the definition of):
autarkhês way: tropos
seat: hedra what (a thing) is an element of: to
self-moving: autokinêtos stoikheiôton
self-sufficient: autarkhês what is common to: koinônia
sense (n.): ennoia what is other: heterotês
separate out: ekkrinein what is valuable: khreia
separate (adj.): khôristos what is wished for: to orekton
separation: diakrisis, khôrismos which comes to be: genêtos
shadow-reflection: skiasma which moves in a circle:
shapeless: askhêmatistos kuklophorêtikos
short passage: rhêseidion without extension: adiastatos
simple: haplous without form: amorphous, aneideos
size: onkos, posotês; to poson without making distinctions:
slackening: paresis adioristôs
space: khôra without qualification: haplôs
specific: eidikos, idios
Greek-English Index to 1.7-9

Compiled by Michael Atkinson

adiairetos, indivisible, 231,10 anônumos, nameless, 210,19


adiastatos, without extension, anthrôpos, human, 209,10 etc.
231,30; 232,2 antidiaireisthai, to be logically
adioristôs, without making opposed to, 230,13
distinctions, 244,13 antidiastolê, contrast, 254,9
agnôsia, non-apprehension, 227,5 antikeisthai, to be opposite to,
aidios, eternal, 219,24; everlasting, 210,3.25; 211,31 etc.
234,6 antiphasis, contradiction, 240,16
aisthêtikos, perceptual, 227,7 antithesis, opposition, 243,28
aitia, cause, 216,10 antitupos, striking, 227,9
aitiologia, causal account, 225,15 antixous, opposite to, 249,16; in
aition, cause, 216,9; 217,29 etc. opposition to, 256,23
akolouthos, coherent, 214,2; aoristos, indefinite, 217,27 etc.;
consistent, 217,36 undefined, 226,34
akrisia, confusion, 248,15; 257,1 aparaleiptos, exhaustive, 213,34
allagê, exchange, 214,22 aparithmêsis, enumeration, 213,33
alloios, differently qualified, 213,27 apeiros, unlimited, 247,35
alloiôsis, qualitative change, 213,21; apêkhêma, echo, 232,31
alteration, 213,28 etc. aphairesis, subtraction, 214,12 etc.
alloioun, to alter, 213,14 etc. aphistanai, to give up on the idea,
allôs, alternatively, 218,32; more 237, 32
generally, 245,14; in another aphomoiousthai, to resemble, 223,
way, 252,4 24; to be made like, 224,26
ameristôs, indivisibly, 232,5 aphôrismenos, determinate,
ametablêtos, unalterable, 220,24 232,1.21; aphôrismenôs,
amorphos, without form, 245,22; distinctively, 227,3
formless, 248,13 aphthartos, imperishable, 234,12.15
amousos, unmusical, 209,12 etc. etc.
anagein, to reduce, 221,11 apoginesthai, to depart from,
anagumnôsis, stripping away, 228,13.14
226,27 apoios, qualityless, 211,20; 226,2 etc.
anaisthêsia; met’anaisthêsias, apophasis, negation, 217,26; denial,
independently of perception, 230,8; en apohasei,
225,3; 227,8 etc. characterised negatively, 211,22;
anakamptein, to revert, 211,32; kata apophasin, denying,
212,4 248,14
aneideos, without form, 210,36; apousia, absence, 211,1.26; 212,7.9
211,16; 251,34; formless, 226,2 etc.
anoia, non-understanding, 226,28
162 Greek-English Index to 1.7-9
arithmêtos, can be counted, eidos, form, 219,9, etc.; eidêtikôs,
217,11.13.14 formally, 230,25
arkhê, principle, 208,19 etc. eikasia, image, 224,27
arkhoeidês, fundamental, 228,19 eikonikos, of an image, 224,24;
askhêmatistos, shapeless, 231,10 image-like, 226,36
asômatos, incorporeal, 228,15 einai, to, being, 211,8 etc.
asunaktos, incompatible, 210,3 ekkrinein, separate out, 235,19
athetein, to reject, 240,22 ekphulos, alien, 220,12
atomos, individual, 217,12; 234,1 ektasis, extending, 230,23
etc.; particular, 235,3 ektropê, turning away, 255,13
atomoun, to individualise, 255,28.33 emphasis, reflection, 231,3; 233,1
atreptos, remaining the same, 213,29 enantios, contrary, 210,2 etc.
aulos, immaterial, 230,30; 252,2 enantiotês, contrariety, 232,8
autarkhês, satisfying (the definition enarithmos, being counted, 246,1
of), 223,31; self-sufficient, 251,17 energeia, actuality, 257,23;
autokinêtos, self-moving, 234,22 energeiai, actually, 211,10;
automatos, spontaneous, 223,20 236,20 etc.; to energeiai,
actuality, 252,30
dektikos, receptive, 211,23 enginesthai, to enter (into),
dêmiourgikos, demiurgic, 223,17 228,12.13; 250,32
dêmiourgos, demiurge, 228,9 etc. enistasthai, to reject, 244,4
diairesis, division, 213,25; 214,3.5 enkrinein, to approve, 238,6
etc. ennoein, to understand, 235,13
diairetikos, providing division.249,3 ennoia, sense, 210,28; 216,10;
diakrisis, discrimination, 231,24.29; notion, 227,1; conception, 232,12
separation, 235,21 enulos, in-matter, 223,11 etc.;
diallaxis, dissolution, 235,23 material, 230,30
diaphônos, discordant, 225,17 enuparkhein, to inhere, 216,1.20
diaphora, ta, differentiae, 230,11 etc.; ta prôtôs enuparkhonta,
diaspasmos, spreading out, primary ingredients, 216,31
231,20.24; dispersion, 231,28 epagôgê, induction, 213,12.15
diastasis, extension, 229,6; 230,26 epekeina, beyond, 230,5
etc.; dimension, 230,14.20 epereisis, impact, 225,30; 226,26 etc.
diastatikos, providing extension, epibolê, insight, 227,11
249,2 epiginesthai, to supervene, 215,8;
diastellesthai, to make distinctions, 217,5 etc.; to come to be, 218,2; to
243,1 accrue, 253,11
diastêma, extension, 232,27 epikheirêma, argument, 243,16
diistanai, to extend, 232,6 episkêptein, to challenge, 243,22
diôrismenôs, by making a epitêdeiotês, suitability, 212,8;
distinction, 236,16 receptivity, 222,32
diorismos, distinction, 241,13 euthunein, to criticise, 246,7
disson, to, the notion of ambiguity, euthuôria, direct observation, 227,21
243,3 exêirêmenos, that transcends, 245,10
doxa, opinion, 225,1 existasthai, to depart, 209,24.34;
dunamei, potentially, 211,9; 236,19; 210,4 etc.; to make way for, 222,8
to dunamei, potentiality, 211.9
etc. genesis, coming to be, 208,19; 209,9
dusergos, intractable, 229,26 etc.
genêtos, which comes to be, 211,25
eidikos, specific, 234,1 etc.
eidopoiein, to give form to, 231,24; genikos, generic, 234,1
233,26 genos, kind, 223,7; genus, 230,11 etc.
Greek-English Index to 1.7-9 163
gnêsios, authentic 258,16 idios, individual, 219,10; specific,
gnôsis, apprehension, 225,31; 227,6 220,2; idion, a proprium, 247,4;
etc. idiai, kat’idia, as individual
gnôstos, apprehensible, 226,5; things, 219,9; 216,28
apprehended, 229,2 idiotês, particularity, 234,23
isarithmos, equal in number,
haplous, simple, 209,10; haplôs, 218,32; 219,6
without qualification, 212,26 etc.;
absolutely, 219,23 katakhrêsthai, to misapply, 252,26
hedra, seat, 223,5; 225,2 katallêlos, congruent, 253,15
hêgoumenon, to, the antecedent, katamênia, ta, menstrual fluid,
254,6 219,31
heniaios, unified, 231,7.16 katastêma, condition, 232,1
hênômenos, unified, 226,32 katatropê, change, 213,29
hermeneia, expression, 233,10 katêgorein, to predicate, 231,13;
heterotês, what is other, 245,30 247,12
hexis, possession, 211,32 etc. kathekasta, ta, the particulars,
hola, ta, universal things, 249,1 208,30
holoskherestera, ta, generalities, kath’hauto, kath heauto, per se,
227,15 211,7; 215,28 etc.; on its own,
holotês, ensemble, 249,35 209,31; 211,14 etc.
homoiôma, likeness, 224,25 etc. katholikos, universal, 213,15
homoiôsis, assimilation, 250,17 katholou, universal, 208,30; 213,17;
hopoiosoun, kind of, 238,15 in general, 222,26; katholou kai
horos, (plural) determination, 231,22 kathapax, in every and any
hulê, matter, 210,31 etc. way, 213,19-20
hulikos, material, 239,24 khôra, space, 223,5.7 etc.
huparkhein, to be, 210, 2; to belong khôrein, to find room for, 231,9
(to), 211,4.5.7 etc.; to apply to khôrismos, separation, 212,15
247,2; auto eph’heautou khôristos, separate, 235,1; 250,13
huparkhon, independent, 224,24 khreia, what is valuable, 249,18
huperattikizein, to get too kinêsis, change, 220,19 etc. (see note
sophisticated, 235,3 58)
huphistanai, to exist, 209,31; 210,35 koinon, to, commonality, 256,6
etc.; to get existence, 249,18 koinônein, to participate, 211,12
hupobainein, to be below, 231,5 koinônia, what is common to,
hupodektikon, to, receptacle, 227,2 209,14, the common features of,
hupokeisthai, to be a 217,3
substrate/substratum, 209,28; koinotês, being common to
210,30.31 etc.; to underlie, everything, 255,17; commonality,
212,34 etc.; (to) hupokeimenon, 255,18.20 etc.
(the) substratum, 208,21; 209,5 kosmos, cosmos, 249, 34, 256, 29.31;
etc. adornment, 256,24;
hupomenein, to endure, 209,23 etc.; kosmeisthai, to be ordererd,
to submit to, 224,4 231,4; 252,5; the arranging, 228,
huponoia, conception, 230,34 5
hupophora, decline, 255,13 kuklophorêtikos, which moves in a
hupostasis, existence, 221,31; 232,1; circle, 257,17
reality, 223,1; 238,16; realisation, kuriôs, in a strict sense, 210,35;
257,13 authoritative, 223,17
hupostathmê, residual sediment,
231,34.36 logismos, reasoning, 225,3; 226,26
164 Greek-English Index to 1.7-9
mêdamêi mêdamôs, to, not in any paskhein, to be acted upon,
sense whatsoever, 238,16 218,24.27 etc.; 237,7
megethos, magnitude, 229,6.7 etc. pathos, affection, 214,23; property,
merikos, particular, 214,13 230,21; pathêtikos, affective,
merismos, divisibility, 230,31 214,25.27
mesos, intermediate, 221,14 periekhein, to include, 220,27;
metabolê, change, 208,18; 209,10 etc. 221,14
metakheirizesthai, to pursue (an perigraphein, to circumscribe,
argument), 209,9 225,31
metaplasis, reshaping, 217,8; 226,19 pêrôsis, disabling, 212,6
metaplattein, to transform, 218,5 phantasma, picture, 226,29
metaskhêmatisis, change of shape, phôtismos, phase, 220,18
214,8 phthora, perishing, 212,6 etc.
metaskhêmatizein, to change phusikos, natural, 215,28 etc.; of the
shape, 214,221; to give shape to, study of nature, 254,32;
228,28 phusikôs, (from the point of
methexis, participation, 250,19; 255,6 view) of the study of nature,
metra, measures, 230,31.33 234,29
monimos, stable, 224,5 phusis, nature, 209,5 etc.; reality,
mousikos, musical, 208,2; 209,22 etc. 225,7; entity, 230,8
pistis, confirmation, 214,3
noêsis, understanding, 224,32; 226,28 pistos, an object of belief, 245,19
noêtos, intelligible, 224,23 etc. poiêtikos, efficient, 223,17; etc.
nous, mind, 223,17 poios, qualified, 230,3
poiotês, quality, 211,21; 213,26 etc.
oikeios, proper, 229,28.30 etc. posos, having a size, 229,31 etc.;
onkos, bulk, 230,19.30 etc.; size, poson, to, size, 229,30; quantity,
249,5 231,19
opsis, appearance, 226,5 posotês, size, 229,32; quantity, 231,15
orekton, to, what is wished for, pragma, real thing, 209,8.23.33
258,24 proairesis, choice, 219,23
organikos, instrumental, 223,18 proairetikos, involved in choice,
ouranios, heavenly, 219,25 etc. 220,35
ousia, substance, 208,21 etc. proaxiousthai, to assume as an
ousiôdês, substantial, 214,9; 215,7 axiom beforehand, 254,8
etc. proêgoumenos, primary, 221,31; in
ousiousthai, to be given substance, the primary sense, 222,33;
252,29 proêgoumenôs, in a primary
way, 226,24
pandekhês, omnirecipient, 223,4; prokheirizesthai, to examine, 215,2;
231,13; 245,21 to choose, 215,10
paragraphein, to quote, 247,33 prolambanein, to tacitly assume,
parakolouthounta, ta, properties, 253,30
220,14 proodos, procession, 231,34
parallaxis, deviation, 231,20; prosarmottein, to apply, 209,32; to
232,14.17 etc. associate, 210,6
paralusis, loosening, 231,19 prosekhês, proximate, 257,18;
paratropê, deviation, 250,20 prosekhôs, directly, 213,7;
parektropê, turning away, 232,35 215,32 etc.; direct, 228,2
paresis, slackening, 230, 23 prosthesis, addition, 214,11 etc.
parousia, presence, 212,13 protasis, premiss, 243,23
parupostasis, co-ordination, 250,21 prôtourgos, primary, 234,22
prouparkhein, to precede, 222,7; to
Greek-English Index to 1.7-9 165
exist before, 222,11; to exist in sunagein, to infer, 252,6
actuality before coming to be, sunaitios, concomitant, 256,29.30
242,21; to pre-exist, 254,5 sunamphoteron, to, the composite,
psukhikos, being the domain of soul, 217,17; 226,13; the pair, 244,33
231,2 sunekheia, continuity, 245,5
sunkrisis, combining, 235,21
rhêseidion, short passage, 241,21 sunousiousthai, to be essentially
connected with, 251,27.29.30 etc.
skhesis, relation, 250,10 sunthesis, putting things together,
skiasma, shadow-reflection, 231,5 214,7 etc.
skioeidôs, like shadows, 232,5 sunthetos, composite, 209,10, etc.
sômatikos, bodily, 221,1 sunuparkhein, to coexist, 239,7
stasis, stability, 250,18 suzugia, pair of items, 248,12
sterêsis, privation, 208,25; 209,7 etc.
stoikheiôdês, elemental, 216,13 etc. tekhnêtos, artificially produced,
stoikheion, principle, 215,27 etc.; 226,7.9
letter of the alphabet, 227,15 tekhnikos, due to art, 208,27
stoikheiôton, to, what (a thing) is an teleios, complete, 218,11
element of, 246,4.16 teleiotês, perfection, 250,17
sullogizesthai, syllogise, 229,17 telikos, final, 256,23; 257,15
sumbainein, to have accidentally, teôs, for a start, 209,14
211,11; to be an accident, 237,19; têrein, to bear witness to, 240,24
to attach/be attached, 216,8; thateron, the Other, 238,24
222,5; 252,34; to sumbainon, to ti ên einai, essence, 219,32
consequence, 236,1 tode ti, a particular thing,
sumbebêkos, attribute, 211,14; 217,8.13.17 etc.; to tode ti,
212,20 etc.; accident, 223,32; particularity, 226,25
kata sumbebêkos, as (with trikhêi diastaton, three
respect to) an attribute, 208,20; dimensional, 228,23; 230,11
211,6; in an accidental sense, tropê, turning, 214,15
215,29; 216,2 etc.; accidental, tropos, mode, 213,17.19.21 etc.; kind,
216,9 214,19; way, 215,35 etc.
sumplêroun, to fill out, 216,17.21 etc.
Subject Index to Simplicius 1.7-9

Compiled by Michael Atkinson

Alexander Aristotle
on privation and substratum Cael. 268a1-2 (science of nature
211,13-15 deals with bodies) 230,20-1
on matter, refuted by Simplicius, Cat. 1a1-6 (homonymous
211,20ff. expressions) 216,23-6
on the coming to be of substance Cat. 2a11-19 (on substance)
213,15ff. 233,31-234,1
on the being of alteration 214,18ff. Cat. 13a31ff. (privation) 211,31ff.
on matter, form and privation Phys. 193b19-20 (privation as
according to Aristotle form), quoted on 191a18-19,
(189b29-191a3) 219,7ff.; 222,22ff. 233,27
on the text of Phys. 191a13 233,8-10 Phys. (book 2) 194b17-23; 198a30-1
on how form is a principle 234,11ff. (principles of natural things)
on whether form perishes 234,23ff. 221,7-18
on coming to be from what is not Phys. (book 4) 209b2-4 (matter of
238,6ff. magnitude) 229,5-10
failed to comment on 191b30-3 Phys. (book 4) 209b6-9 (matter as
241,21 extension and indefinite
on privation 242,5ff. quantity) 232,25-30
commentary on 191b35 (on matter Phys. (book 4) 217a26-7 (the first
and privation) 244,26-245,2; substratum is not body)
247,25-9 228,28-229,1
Alexander’s views on 191b35 Metaph. 1029a1-3 (substance
criticised 245,2-7 divided into three) 234,2ff.
on matter as the cause of evil Metaph. 1044a32-b9, b27-9 (on
249,12-14 causes and matter) 219,29-220,10
commentary on 192a32 ‘not in an Metaph. 1076a4 ‘the rule of many is
accidental sense’ 254,13-17 not good’ 250,26; 256,21-2
on efficient and final causes Metaph. Book 9 (see n.178) (on
258,17-24 potentiality and actuality)
Anaxagoras 241,17-18
did away with coming to be 235,20 body
Anaximander two kinds of body 230,21ff.
did away with coming to be 235,20 Boethus
Archytas on matter and substratum
divides substance into matter, form 211,15-18
and composite 234,1-2 coming to be (change)
with respect to substance 208,24ff.
simple and composite 209,9-14
Subject Index to Simplicius 1.7-9 167
types of coming to be 212,23ff. Eudemus
all cases of coming to be require a on Plato and ambiguity 243,2-3
substratum 213,13 form
substantial coming to be 213,15ff. defined as that which comes to be
all cases of coming to be are 215,9
composite 215,8ff. on whether form is perishable
coming to be from what is and 234,33ff.
what is not 236,14ff. the first form (nous) 250,13-14;
coming to be from what is not in 257,13-15
two senses 237,22ff. two sorts of form distinguished
the ancients failed to distinguish 257,19-20; 258,13ff.
these two senses 237,29ff. Hermodorus
coming to be from what is in an quoted to explain Plato’s views on
accidental sense 239,8ff. matter 248,2-18; 256,35-257,4
the coming to be of particular matter
beings 239,28ff. and privation – see under privation
theory of coming to be preserves not a ‘this’ without qualification
the ‘axiom of contradiction’ 217,16ff.
240,13ff. apprehension of matter is
coming to be from what is actually non-apprehension 227,5ff.
and potentially 241,1ff. as qualityless body, arguments for
composite (to suntheton) 227,23ff.; arguments against
in relation to form and privation 228,17ff.
252,32ff. arguments that matter is not body
dissolved into matter and form 229,17ff.
257,31-3 matter does not have magnitude
contraries 229,27ff.
as principles 218,21ff. matter the potentiality for all
Democritus forms 230,3ff.
on coming to be 235,20-2 matter a sort of (non-corporeal)
Dercyllides extension (diastasis) 230,26ff.
quotes Hermodorus on matter matter distinguishes material
247,31ff.; 256,34-257,4 things from immaterial ones
divine and heavenly things 230,29-33
the principles of divine things matter as deviation from being
219,24ff. 231,20; 255,13 (see n. 137)
the heavenly body does not have matter as evil 231,21; 249,14ff.
elemental principles 220,11-13 matter as residual sediment
as ‘natural’ things (phusika) (hupostathmê) 231,34-7
220,13ff. incorrect views about matter
division (diairesis) 232,30ff.
of substantial coming to be 214,5ff. matter as substance 234,5-6; as
that everything which comes to be ‘almost substance’ 246,23ff.
comes to be from either from matter as potentially but not
what is or what is not 240,22-3 actually what it comes to be
Egyptians 241,11ff.; matter and potentiality
on matter 231,35ff. 252,29-31; 253,11ff.
elements matter as ‘maternal’ cause 248,26-7
paired with principles 215,26-7 matter and privation as necessary
must inhere in what they are for the completion (teleiotês) of
elements of 246,15-16 the universe 249,26ff.
Empedocles matter strives for form 250,23;
on coming to be 235,22-3 251,14ff.
168 Subject Index to Simplicius 1.7-9
imperishable in itself, unlike Tim. 49E7-50A2 on matter 218,2-4
privation, 252,19ff.; 254,17-26 Tim. 50A5-B3 on matter 218,4ff.
matter does not come to be 254,1ff.; Tim. 50C6-D2 what comes to be is
255,17ff. a likeness of its source 255,10-12
common and individual matter Tim. 50D3 matter called ‘mother’
255,21ff. 249,1ff.
matter not a first principle in the Tim. 50D7-E1 on matter and
way god is 256,14ff. privation 242,22ff.
matter, according to Plato, a Tim. 50E1-4 as an illustration of
concomitant cause of the cosmos the formlessness of the
256,28-31 substratum 226,2-5
Melissus Tim. 51A7 matter omnirecipient
the one and being are identical 245,21
236,6-7 Tim. 52A1-D1 on the apprehension
Moderatus of matter 226,25ff.
quotes Pythagoreans and Plato on Tim. 52A8-B3 that matter does not
matter 230,36ff. perish 254,28-31
One, the Tim. 52B1 matter called ‘space’
apprehension of by negation 249,2
226,29ff. Tim. 52D4-6 and 53A9-B5 cited as
Parmenides evidence for qualityless body as
the one and being are identical matter 228,1ff.
236,6-7; 243,5-6.14 Tim. 53C5-8 body is not the first
his minor premiss (that what is substratum (matter) 228,17ff.
anything else besides being is Tim. 51A7; ibid. 52A3; cf. ibid.
not) 243,23-4 51A8-B1; ibid. 52B2 referred to
does away with not being by Porphyry 231,12ff.
243,31-244,2 on matter, substratum, and the
Pericles of Lydia elements in Tim. 49E2-4; ibid.
on first matter as qualityless body 49E7-50A2; ibid. 50C6-D2; ibid.
227,25 51A8-B2; ibid. 52A1-D1
Plato 223,3-225,20; cf. 245,11-19
Phdr. 245C9 on the elemental agrees with Aristotle on the
principle 234,20-3 substratum 222,29ff.
Phdr. 245D4-6 quoted by Plato the first to distinguish
Alexander 234,12-13 between potential and actual, per
Soph. 245D12-E2 on difficulties se and accidental, and the
with the theory that being is just different senses of being
one or two 243,15-20 242,28-30
Soph. 258A11-B8 on otherness apparent criticisms of Plato for
243,24-31 accepting that being is one
Soph. 258C2-4 non-being among 243,3ff.
the forms 245,31-246,2 accepts Parmenides’ minor premiss
Soph. 258D71ff. on the different (see under Parmenides), but
senses of ‘is not’ 238,22ff. rejects the major premiss (what
Tim. 28A-30A Moderatus on is not is nothing) 244,3-5
matter, quoted by Porphyry, Plato, Parmenides and the dialogue
230,35ff. Parmenides 244,3-21
Tim. 41B8-9 on the completeness of knows about privation but does not
the cosmos, paraphrased in include it among the elements
249,32ff. 245,19ff.; 246,2-6
Tim. 49A7 and 52D5 matter called meaning of ‘great and small’ in
‘nurse’ 249,5 Plato 247,10ff.
Subject Index to Simplicius 1.7-9 169
Plotinus Pythagoreans
matter is not qualityless body cf. on matter 230,34ff.; 231,18ff.
Enn. 2,4,8-12 229,11-12 have the same conception of matter
Porphyry as Aristotle 232,24ff.
quotes Moderatus and Plato on like Plato, believe that matter does
matter 231,5ff. not perish 254,27-8
says Plato and Pythagoreans called Stoics
matter quantity 231,18ff. on first matter as qualityless body
refers to Dercyllides who quotes 227,23ff.
Hermodorus (on matter) 247,31ff. substance
principle substratum and privation required
principles are what comes to be for the coming to be and
and what it comes to be 215,26ff. perishing of substance 212,21-3
in one sense two and in another matter is almost substance 246,23ff.
three 215,34ff.; 218,15ff. substratum
relation between principles of defined 209,28ff.
natural things and the principles similarities with privation and
of change 216,30ff. differences from it 209,14ff.33ff.;
form as a principle 257,10ff. 210,4ff.; 211,9ff.
privation (see also substratum and not contrary to the form 210,2-3
matter) the substratum of substance is not
opposite to and incompatible with clear 213,1-3
the form 210,3-4 one in number 217,6; but two in
does not endure 210,12 logos 217,32-3; 218,35
an accident of matter 211,3-5 as principle 218,27ff.
privation and form 211,29ff.; must be completely qualityless and
221,22ff.; privation the contrary formless 226,2
of form 251,6 knowledge of the substratum by
as accidental cause 216,32ff.; analogy 225,22ff.
217,29ff.; 222,3ff.; 246,4-10 the great and the small, according
privation and matter 217,3ff.; to Plato 247,17
233,16-17; 246,19ff. strives for form 252,4-6
privation and negation 217,25ff. Syrianus
privation falls under the same accepts Alexander’s exegesis of
category as form 233,21ff. substantial coming to be 213,24-5
privation has a kind of reality comments on the ancient theory
(hupostasis) 238,14-16 that there is no coming to be
privation as producer of evil 249,7 241,22ff.
privation and matter in relation to Timaeus the Pythagorean
form 250,9ff. Plato and Aristotle both borrowed
privation, unlike matter, perishes phrases from him 227,18-22
per se 252,29-23

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