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THE BURALI-FORTI PARADOX*'

IRVING M. COPI

University of Michigan

The year 1897 saw the publication2 of the first If a set u is ordered by the relation h, the or-
of the modern logical paradoxes. It was published dered set is represented by '(u, h)'. The order-
by Cesare Burali-Forti, the Italian mathemati- type or ordinal number of a well-ordered set
cian whose name it has come to bear. Burali- (u, h) is represented by 'T '(u, h)'. The set of all
Forti's own formulation of the paradox was not ordinal numbers is designated by "No". Ordinal
altogether satisfactory, as he had confused well- numbers are ordered by the relation of "being
ordered sets as defined by Cantor with what he ordinally greater than," which is symbolized by
himself called "perfectly ordered sets" ("Classe 'Z >'. It is shown that the ordered set (No, e>)
parfettamente ordinata").3 However, he soon is well-ordered, and therefore has an order-type
realized his mistake, and published a note admit- or ordinal numberQ = T'(No, e>). Hence Q
ting the error and making the correction.4 He is an ordinal number, so Q e No. But for any
concluded the note with the observation that his ordinal number a, a < Q. However, any ordinal
result could be established on the basis of the number a may be increased by adding 1 to it,
correct definition of well-ordered set as easily as and we have, for any ordinal numnber a,
for the "perfectly ordered sets" for which it had a + 1 > a. If we now substitute 2 + 1 for a in
first been obtained.5 We shall reproduce his re- the former statement, and Q for a in the latter, we
sults in their corrected form. obtain:
* Received January 1958.
1 From a dissertation submitted in partial ful- Q+ 1< Q; Q+ I >Q
fillment of the requirements for the degree of which is an obvious contradiction.
Doctor of Philosophy in the University of Michi-
gan. At the time of its appearance, this contradic-
2 In (4). tion did not have the effect one might have ex-
3 These were defined by Burali-Forti as follows
((4), pp. 156-7):
pected. A contradiction within the very heart of
Any set u is perfectly ordered if it satisfies the mathematics, one would have thought, could
following conditions: scarcely have failed to create a sensation. Yet no
1. u has a first element.
2. Every element of u (provided it is not the last) sensation was created, and it is interesting to see
has an immediate successor. why this astonishing result failed to create a
3. Where x is any element of u, either furore.
a) x has no immediate predecessor, or
b) there is an element y of u such that y precedes One reason, of course, was that the mistaken
x, y has no immediate predecessor, and only definition of well-ordered set in the initial presen-
a finite number of elements of u lie between
y and x. tation served to render the whole matter suspect.
As has been pointed out by K. G. Hagstr6m (15) Contradictions are easy to obtain if one allows
and also by W. H. Young and G. C. Young (39), mistakes in the derivations; and Burali-Forti's
perfectly ordered sets are not the same as well-
ordered sets. Examples are easily constructed of later correction seems to have passed unnoticed
sets that are perfectly ordered but not well-or- by many investigators.6 Another reason for the
dered, as, e.g., w (1 + *cw).On the other hand, it
is easily proved that every well-ordered set is 6 For example, K. G. Hagstr6m, seventeen
perfectly ordered. years later, devoted the whole of (15) to proving
4See (5). that Burali-Forti's perfectly ordered sets are
5 Ibid. "II lettore puo verificare quali prop. different from Cantor's well-ordered sets!
della mia Nota ora citata sono verificate anche Hagstrom made explicit reference to Burali-
per le classi ben ordinate." For an insight into Forti's correcting note; but it did not seem to
the extent of the confusion attendant on correct- have occurred to him that the contradiction re-
ing the original mistake, see L. Couturat (9), pp. mains after the mistake has been eliminated. And
228-229, and H. Poincare (28), p. 304, where dis- thirty-one years later, W. H. and G. C. Young
tortions are alleged, a mysterious repudiating (38) referred to ". . . the serious misunderstanding
letter is imputed to Burali-Forti, errors are said made in the early days of Burali-Forti . . ." and
to be typographical and blamed on the printer, asserted that: ". . . the errors in them have been
and the whole controversy takes on more the entirely ignored and the statements made have
atmosphere of the burlesque stage than the scien- been accepted as proven." The Youngs quote from
tific arena. a letter of Georg Cantor himself: "What Burali-
281

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282 IRVING M. COPI

lack of response was that Burali-Forti's deriva- camp. Theirs was no friendly disagreement over
tion of the contradiction, even after the required admissible methods, but a cruel conflict, the
corrections are made, is not in the most convinc- strain of which had seriously affected Cantor's
ing form possible. A third reason why Burali- health.8 A mild understatement of the virulence
Forti's result was not taken more seriously was with which the sustained polemic between these
that it was not presented as a contradiction, two groups was carried on is Bell's remark that
demanding resolution, but as part of an at- ". . . Kronecker spelled Satan to Cantor, Cantor
tempted proof that ordinal numbers are not neces- signified the personification of all mathematical
sarily comparable. But Cantor had already evil to Kronecker."9
demonstrated the contrary, and Cantor's proof In this larger controversy, then, the Burali-
was certainly the more convincing. This circum- Forti antinomy was welcomed by the second
stance, coupled with the mistake already noted, camp as the final step in a reductio ad absurdum
and the inelegance of his formulation, led a great disproof of what they called "Cantorism." As
many to underestimate the importance of Burali- such, it would occasion no surprise, for the anti-
Forti's discovery.7 Cantorists had always known that Cantorism was
But another reason why Burali-Forti's contra- contradictory. In 1908, when he had definitely
diction was not accorded more attention was that joined this second camp, Poincar6 wrote: "There
when it first appeared it was regarded by many as is no actual (given complete) infinity. The Can
a minor skirmish in a larger war. Those mathe- torians have forgotten this, and they have fallen
maticians who were at all concerned with matters into contradiction."10
that may be said to pertain to the "foundations On the other hand, the "Cantorians" could
of mathematics" were divided at that time into scarcely welcome the contradiction, for it was a
two camps. In one camp were Cantor and his contradiction within the part of mathematics
followers, who accepted and worked with the they were striving to defend. For the most part,
therefore, they contented themselves with point-
multiple infinities involved in the theory of sets of
points and transfinite cardinal and ordinal arith- ing out the mistakes in the (first) publication of
metics. In the other camp were mathematicians the paradox."
who rejected the infinities of Cantor, and the A further reason for the Burali-Forti paradox
"non-constructive" methods seemingly required having received as little attention as it did was
by those theories. Unitil his death in 1891, L. the tendency towards narrow specialization
Kronecker had been the leader of this second among mathematicians which resulted from the
tremendous proliferation of mathematics during
Forti has produced is thoroughly foolish. If you the nineteenth century. So much material had
go back to his articles in the Circolo Matematico developed within each branch of mathematics
you will remark that he has not even understood that one could scarcely hope to master all of
properly the concept of a well-ordered set."
7Thus as late as 1903, even after the discovery them. The explosion of Burali-Forti in the theory
and publication of his own paradox, Bertrand of sets was scarcely noticed by the vast majority
Russell, in discussing the Burali-Forti result,
seemed to see no connection between it and his of mathematicians, each engaged in cultivating
own. He observed that he could not accept Burali- his own little patch of the mathematical garden.
Forti's conclusion that ordinal numbers are not More significant, perhaps, in explaining the
necessarily comparable, preferring to accept
Cantor's results in this connection as established. indifference that greeted the contradiction, was
He urged that Burali-Forti's contradiction could that Burali-Forti had written his article in the
be simply resolved by denying the premise that
the series of all ordinal numbers is well-ordered, logical symbolism of Peano. This new mathe-
"... since, so far as I know, it is incapable of matical logic of Peano, which had far-reaching
proof." ((32), p. 323). Here Russell was repeating implications and tremendous importance, achiev-
the argument he had first presented in (31).
Russell concluded his brief discussion of the ing its culmination in the Principia Mathematica
Burali-Forti paradox with the remark: "In this of Whitehead and Russell, was then but little
way, it would seem, the contradiction in question known. Burali-Forti's language was new and
can be avoided." ((32), p. 323.) Thus an additional
reason for the slightness of the impact of the strange, and intelligible to but few mathemati-
Burali-Forti paradox is that the aura of error and
confusion that surrounded its first publication 8 See (11), especially p. 466.
led its readers to cast about for "accidental" " See (1), p. 279.
sources of the contradiction, which could then be 0See (29), p. 484.
eliminated "easily". "Cf. (15), p. 4, and (39), passim.

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BURALI-FORTI PARADOX 283

cians. This circumstance undoubtedly contrib- There are three chief methods of formulating
uted to the relative neglect of his paradoxical the Burali-Forti paradox. Within each metlhod
result. there are various nuances of expression, but-
The appearance of an outright contradiction apaIrt from confusious or mistakes-Uthere are only
within mathematics posed an acute philosophical
problem. Unfortunately, few mathematicians at pated Burali-Forti by two years, P. E. B.
that time were concerned with philosophy, and Jourdain's (21). This article by Jourdain is also
cited, in connection with the Cantor anticipation,
few philosophers knew any mathematics beyond by A. Riistow in (36), p. 126; by J. Ko. ig in (25),
Euclid's Elements. p. 254; and by E. W. Hobson, botLhin (19), p. 245,
The mathematical incompetence of the phi- and in (18), p. 171. In this connection Hobson also
cites D. Hilbert's (17), p. 184. But in this article,
losophers of that time is well-known. But perhaps dated 1899 by Hilbert, no reference is made to
less well-known is the philosophical incompetence any anticipation, nor even to ordinal numbers,
but only to the fact that Cantor had used the term
of the mathematicians. Thus Louis Olivier, editor "inconsistent set" ("nichtconsistente (nichtfer-
of the Revue generale des sciences, in commenting tige) Menge") in connection with the collection
editorially on the Burali-Forti and other para- of all cardinal numbers ("der Inrlbegriff aller
Maichtigkeiten"). This can scarcely be taken as
doxes, expressed himself as follows: "The study evidence for Cantor's priority over Burali-Forti
of the transfinite seems now to lead to a certain in the matter of the present paradox; no dates
number of contradictory consequences. Why not? were mentioned by Hilbert.
The Jourdain article cited (21) would seem to
Hasn't one also stated a paradoxical conclusion be the ultimate source for the claim that Cantor
when he began to introduce incommensurable anticipated Burali-Forti by two years. In his
article Jourdain presented a putative demonstra-
numbers, negative numbers, imaginary numbers? tion of the well-ordering theorem (". . . every
Perhaps we are at one of those turning points of well-defined aggregate can be put, by re-arrange-
science, and we must leave to the future the task ment if necessary, in the form of a well-ordered
aggregate . . ."). hTis proof was by the method of
of explaining those obscurities etc., etc."12 reductio ad absurdum. He managed to arrive at
In view of the circumstances described, had a contradiction-but it was that of Burali-Forti!
Burali-Forti's been the only contradiction to ap- Jourdain recounts in a footnote on page 70 of (21)
that he had communicated this result to Cantor,
pear, in all probability it would have attracted who replied in a letter dated November 4th, 1903,
little serious attention, and not much would have that he also had arrived at the same result in
1895, and had communicated it to Hilbert in 1896
conmeof it. But it was followed, after a brief and to Dedekind in 1899.
pause, by a veritable flood of similar contradic- As an appendix to (6) there are reprinted several
tions which poured over the dike of indifference letters from the correspondence between Cantor
and Dedekind (pp. 443-450). In the first of these
and hostility that Burali-Forti's contradiction is Cantor's derivation of the Burali-Forti contra-
had failed to breach. Yet to Burali-Forti must go diction. Cantor's conclusion here is that the set
of all ordinals is an "inconsistent multiplicity",
the distinction of having been the first to publish and not a well-defined "Menge". No reference is
a m-odern instance of the logical paradoxes.13 made to Burali-Forti's result, although the letter
is dated July 28, 1899. It is a pity that the alleged
12 See (27), p. 242. For an appropriately humor- letter to Hilbert of 1896 was not available for
ous report of the mathematician Schoenflies's reproduction.
philosophical efforts, see (35), Chapter XXVII, I am inclined to think we must accept
pp. 75-78. Jourdain's account of Cantor's letter, and
13 The question of priority is interesting in Cantor's claim to have arrived at the contradic-
connection with the Burali-Forti paradox. Bell tion as early as 1895.
asserted in (1), p. 552, that ". . . Cantor himself But one further question then naturally arises.
found this paradox in 1895, and communicated How are we to square Cantor's anticipation of
it to Hilbert in 1896." Church referred briefly to the Burali-Forti contradiction with his bitter
this anticipation in (8), and wrote in his index to attack on Burali-Forti's article? (cf. (39)).
(7): "Concerning Cantor's unpublished discovery The only way I can find to reconcile the
of the paradox see Georg Cantor Gesammelte two is the following. Burali-Forti evidently be-
Abhandlungen and Fraenkel's life of Cantor in lieved the contradiction to invalidate some of
the same volume." Fraenkel's life of Cantor is Cantor's system-for he was willing to jettison
also referred to by Kleene in (24), p. 519, "Con- Cantor's theorem on the comparability of or-
cerning Cantor's discoveries of the Burali-Forti dinals. Cantor, on the other hand, did not regard
and Cantor paradoxes, see Fraenkel . ." the paradox as invalidating any part of his system,
Fraenkel definitely attributed priority to Cantor but rather as showing the need for further and
most recently in (12), most extensively in (11), more refined analysis of the notion of set
and earlier in (10). Only in (10) did Fraenkel cite ("Menge"). Cantor, although knowing the diffi-
his own source for that information: he referred culty, could neither resolve it nor accept Burali-
to Felix Bernstein's (2). But there Bernstein cited, Forti's "resolution." Consequently, it would
as his source for the report that Cantor antici- seem, he contented himself with abusing Burali-

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284 IRVING M. COPI

three methods. All of these methods are adequate Such a superior formulation is achieved by the
to bring out the force of the contradiction; but second method.
the method used by Burali-Forti (and some The second mode of formulation of the contra-
others) is least convincing, and most open to diction is the following. If the series of all or-
objection. That these objections are not conclu- dinals has an ordinal number Q, then the series of
sive is shown by alternative formulations which all ordinals up to and including Q must have the or-
are not open to the objections in question. But dinal number Q + 1. But Q + I > Q, so Q can
against this particular formulation they have not be the ordinal number of the series of all or-
some effect. dinals. This formnulationof the paradox has also
The inerve of Burali-Forti's derivation lies in been used by a number of writers.'7
the fact that to any ordinal number y, the ordinal The advantage of the second mode of formula-
number I can be added, and the result is greater tion over the first is that in the second we no
than y, i.e. y + 1 > y. This formulationhas been longer claim to "construct" Q + 1 by adding 1
used by a number of writers.14It is not refutable, to Q. Instead, we observe that by defining Q
but doubt can be cast upon it by arguments such there has already been exhibited a series of type
as those used by the Youngs, who wrote: "When Q + 1. This procedure has the advantage of
you have taken in your mind a set of type Q, you sidestepping objections such as those raised by
have taken everything, nothing remains to give a the Youngs. Yet even here, referring to both
new element, and the whole of the reasoning is Q?and Q?+ I lends an air of artificiality to the
mere confusion." They anticipated one possible derivation. It would seem that the second mode
reply by adding, in a footnote: "It might be of formulation could be improved upon; and
contended that we do not need to take a new the third mode of formulation effects just such
element; it would suffice to take the first of our an improvement.
numbers and place it after the last, viz. after The third mode of formulating the Burali-
U2.But the fallacy is really the same as the Forti is to assign the ordinal number Q to the
above, thereis no place after U. Indeed the term series of all ordinals, and then note that since
"after Q" has not been and cannot be defined, it Q must be an element of that series, it must be
is equivalent to "greater than the greatest."'5 the order type of the section of all ordinals <Q.
These "objections" are arresting, but not con- Here we have the result that the series of all
vincing. They involve the sort of "pictorial" ordinal numbers is similar to one of its own sec-
reasoning that might be directed against the tions, which is impossible. This formulation is
possibility of the ordinal w, or of w + 1, by a superior to either of the first two, for it does not
strict finitist. Yet the Youngs were not finitists,"6 require us to be able to add 1 to Q, like the first,
and it is not easy to square their general posi- nor even to consider Q + 1, like the second.
tion with these particular arguments. This formulation has been used with but minor
Despite the weakness of these objections, they variations by a number of writers.1'
suggest that a formulation which did not allow One of Russell's early serious considerations
them would be, for that very reason, superior. of the Burali-Forti led him to doubt whether
"all" of the transfinite ordinals 'existed." Thus
Forti for certain undeniable inaccuracies in his he wrote in 1905 ". . . at present it is not easy to
published results. see where this series beoins to be non-existent,
One is tempted to condemn Cantor's attitude
here; but it should be kept in mind that scurrilous if such a bull may be permitted."" But, as D.
attacks had destroyed Cantor's health and had
driven him, for a period, into a sanatorium. Our 17 Among them we may list P. E. B. Jourdain
purpose in such matters is not to judge, but to in (21), p. 64, in (22), p. 466, and in (23), p. 267;
understand. Bertrand Russell in (34), pp. 223-224, and in (37),
14 Among them we may list, in addition to pp. 60-61 of vol. I; J. Jorgensen in (20), p. 166 of
Burali-Forti himself in (4): Felix Bernstein in vol. III; Max Black in (3), p. 99. See also (37),
(2), p. 187; K. G. Hagstrom in (15), p. 2; E. W. vol. III, *256, pp. 73-80, for a discussion of al-
Hobson in (18), p. 170, and in (19), p. 244; Bertrand ternative formulations of the Burali-Forti.
Russell in (32), p. 323; W. H. and G. C. Young in 18 Among them we list Cantor himself in (6),
(39), p. 103. A. Fraenkel in (10), p. 212, gives al- p. 445; Bertrand Russell in (33), p. 34; G.
ternative formu-ilations, of which this one is the Hessenberg in (16), p. 631; K. Grelling and L.
second. Nelson in (41), p. 304; K. Grelling again in (13),
15 See (39), p. 103. pp. 42-43; J. Konig in (25), p. 245; A. Fraenkel in
16For a clear expression of his complete faith (10), p. 212; D. Mirimanoff in (26), p. 44; and J.
in the Cantorian "Mengenlehre," see W. H. Barkley Rosser in (30), pp. 2 and 17.
Young's Presidential Address (38). 19See (33), p. 36.

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BURALI-FORTI PARADOX 285

Mirimanoff pointed out somewhat later, drawing BIBLIOGRAPHY


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