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1658 IEEE TRANSACTIONS ON POWER ELECTRONICS, VOL. 21, NO.

6, NOVEMBER 2006

Natural Balance of Multicell Converters:


The General Case
Richardt H. Wilkinson, Member, IEEE, Thierry A. Meynard, Member, IEEE, and
Hendrik du Toit Mouton, Member, IEEE

Abstract—This paper focuses on the development of the natural


balancing theory for the -cell case. It describes the relationship
between the models for different numbers of cells in a generic
model for a -cell multicell converter. The model discussed is
based on the same principles that were used to develop the two-cell
model in [16], except that the mathematics is much more involved.
The same conclusions that were found to be true for the two-cell
case was also found to be true for the general case of cells. These
conclusions include that the natural balancing mechanism of
multicell converters depends on the overlap of the groups of har-
monics of the switching function as well as on the load impedance.
Fig. 1. p-cell Multicell inverter.
It will also be shown that the self-balancing mechanism ensures
safe operation under most operating conditions where a high
enough switching frequency is chosen and the load is not purely To study the balancing properties of the circuit, the following
reactive. Two new aspects of the balancing theory were identified variables are defined.
in the -cell case: 1) for fixed duty-cycle modulation there exists • Switching functions for the cells, which are defined as fol-
certain values of the duty-cycle that causes the natural balancing lows:
mechanism to fail and 2) for -cell converters the balance booster
concept can be extended to a number of balance boosters tuned if is closed
to multiples of the switching frequency. A “DesignTool” based on for (1)
if is closed
the balancing theory was developed to aid practicing engineers in
designing multicell converters.
• As in [16], the difference switching functions which
Index Terms— -cell, two-cell case. can be written as follows:

for (2)
I. INTRODUCTION
HIS PAPER is a continuation of the development of a nat-
T ural balancing theory for multicell converters which was
started in [16]. The theory was first developed for the two-cell
• Total switching function
lows:
which can be written as fol-

case in [16] and is extended to the general case of cells in


(3)
this paper. For more information regarding multicell converters
refer to [16]. An example of a -cell multicell inverter is shown
in Fig. 1. An expression for the unfiltered output voltage can be ob-
tained
II. CIRCUIT ANALYSIS
The purpose of this derivation is to obtain an instantaneous (4)
model of a multicell converter, as shown in Fig. 1, in order to
ensure equal cell capacitor voltages.
To study the unbalance of a -cell multicell converter, the un-
balance across each cell capacitor needs to be defined. As in the
Manuscript received December 6, 2004; revised September 2, 2005. This two-cell case [16], this is done by defining the difference be-
paper was presented in part at the 34th IEEE PESC’03 Conference, Acapulco,
Mexico, June 15–19, 2003. Recommended by Associate Editor B. Wu.
tween each cell’s required- and actual-voltage. These 1 dif-
R. H. Wilkinson is with the Centre for Instrumentation Research, Department ference voltages can be written as where 1 1
of Electrical Engineering, Cape Peninsula University of Technology, Cape Town as follows:
8000, South Africa (e-mail: rwilknsn@ieee.org).
T. A. Meynard is with the Laboratoire d’Electrotechnique et d’Electronique
Industrielle (LEEI), Unité Mixte de Recherche, National Polytechnic Institute of (5)
Toulouse—d’Ilectrotechnique, d’Informatique, d’Hydraulique, et des Tilicom-
munications/ Centre National de la Recherche Scientifique (INPT-ENSEEIHT/
CNRS), Toulouse 31071, France (e-mail: thierry.meynard@leei.enseeiht.fr). Using (2)–(5), the circuit’s differential equations can be written
H. du Toit Mouton is with the Department of Electrical and Electronic Engi- in terms of and parameters as follows [1]:
neering, Univeristy of Stellenbosch, Stellenbosch 7602, South Africa (e-mail:
dtmouton@sun.ac.za).
Digital Object Identifier 10.1109/TPEL.2006.882951
(6)

0885-8993/$20.00 © 2006 IEEE


WILKINSON et al.: NATURAL BALANCE OF MULTICELL CONVERTERS:THE GENERAL CASE 1659

(10)

B. Characteristics of Harmonics
The switching functions through can be obtained
from (9) and (10). This was shown in [1] and [16]. It is assumed
throughout the remainder of the paper that the switching fre-
Fig. 2. Equivalent switching circuits. quency is chosen much higher than the highest frequency
component of the reference signal so that the overlap of the
harmonics of the groups associated with the different values of
is negligible. Therefore, using this assumption, the Fourier
series components of through to can be separated
into groups made up of different clusters of harmonics. As
(7) in the previous paper, the harmonics of the switching functions
are also classified into classes. Harmonics of class zero of a
switching function are the set of Fourier series components
(8) for which where 0 1 2 . In the same
way, harmonics of class one are the set of Fourier series com-
Based on these equations it is possible to derive an equivalent ponents for which 1 up to the harmonics of class
circuit in terms of and parameters shown in Fig. 2, as dis- 1 which are the set of Fourier series components for which
cussed in [2] and [3]. Similar equivalent circuits for other types 1 , where 0 1 2 . Therefore,
of multilevel converters were derived in [4]–[6]. is chosen so that 0. The properties of the
switching functions and
are obtained using their respective definitions and the men-
III. HARMONIC ANALYSIS tioned characteristics. These properties of the -cell switching
functions are summarized in Table I.
A. Interleaved Switching The characteristics listed in Table I can now be used to de-
duce the following properties regarding the switching functions
The same switching method as used in [16], i.e., interleaved
and .
switching is also used for the -cell case. For the case discussed
• The “total” switching function contains only harmonics of
in this paper, triangular carrier signals phase-shifted by 2 class zero. This means that contains the frequency com-
radians were used to generate interleaved switching patterns to ponents of the reference signal as well as the harmonic
generate the pulsewidth modulation (PWM) signals. components of around integer multiples of times the
The Fourier methods used in [16] is also valid for this case switching frequency. These properties are summarized in
and is not repeated. The switching functions obtained using Table I.
these methods are shown as (9) and (10) where • The “difference” switching functions
are the Fourier coefficients as discussed in [1] and [16] contain harmonics of class one, class two up to and in-
cluding class p-1. These properties are also summarized
in Table I.
• The above two conclusions lead to the following important
conclusions:

(11)

provided that the switching frequency is chosen high enough.


(9) The harmonic characteristics of the switching functions dis-
cussed in this section is used extensively in the simplification of
the unbalance- and time-constant equations in the sections that
follow.
1660 IEEE TRANSACTIONS ON POWER ELECTRONICS, VOL. 21, NO. 6, NOVEMBER 2006

TABLE I
SUMMARY OF p-CELL SWITCHING FUNCTION PROPERTIES

IV. FREQUENCY DOMAIN ANALYSIS capacitor voltages for all 1 cell capacitors. This system
of equations was obtained using the above conditions, the
A. Introduction definition of convolution as well as the “Summation Rule of
The frequency domain equivalent circuit of a -cell multicell Integrals” in [1] and is as follows:
converter in terms of and parameters is obtained in the same
way as in [16], by transforming the time domain equivalent cir- (15)
cuit shown in Fig. 2 to the frequency domain. The frequency
domain circuit will be used for the steady-state- as well as the where the matrix and the vector are defined as
time-constant analyses.
The following assumptions are made for this analysis: 1) the
input voltage is constant; 2) the cell capacitors are very large;
and 3) the cell capacitor voltages change much slower compared .. .. ..
to the dynamics of the rest of the system so that in comparison it . . .
appears as if the rest of the system is in steady-state. This implies
that are constant and written as (16)
for the remainder of this paper.
Using the frequency domain equivalent circuit of a -cell
.. (17)
multicell converter, an expression for the inductor current .
can be written as follows:

(12) This system of unbalance equations describing the relationships


between in terms of and is
where is the unfiltered output voltage and is the (18) [1], shown at the top of the next page. The and terms
load impedance. where 0, 1 1 and 0, 1 are defined as
The expressions for the cell capacitor currents can follows:
then be found by using convolution and applying the two-port
properties of the equivalent circuit in terms of and parame- (19)
ters, as discussed in [16]
(20)

In order to solve the unbalance equations for the -cell case,


it is necessary to determine the inverse of the matrix 2 ,
(13) i.e., 2 . Due to the need to calculate 2 ,
it is necessary to first calculate the determinant of 2 to
where 1 1 and denotes convolution in the fre- determine if 2 exists. The determinant of 2
quency domain. was calculated in [1] and is repeated here for convenience
As for the two-cell case [16], for the -cell case repre-
sents the complex conjugate of . Knowing that is
a real valued function, using the same argument as discussed in (21)
[16] and the property listed in [7, p.171]
(14) From (21), it follows that the determinant of 2 is nonzero
if the following conditions are true:
• 0. It was shown in Section III-B that
B. Steady-State Analysis 0 for 1
As in [16], the expression for the cell capacitor currents 2 1 . From the properties
in (13) can be solved for steady-state. When (13) is of listed in Table I and the
solved for the steady-state case of 0, a system definitions of shown in (19) it is clear that
of equations is obtained that describe the unbalance of the 0.
WILKINSON et al.: NATURAL BALANCE OF MULTICELL CONVERTERS:THE GENERAL CASE 1661

.. .. .. .. ..
. . . . .

(18)
..
.

• . The characteristics of the har- In the two-cell case, discussed in [16], it was shown
monics were shown in Section III-B and listed in Table I. that the denominator of the unbalance equation consists of
From the definitions of it follows that 2 which is essentially the deter-
the integrals taken over the groups of harmonics will each minant of 2 [1]. It was also shown that the numerator
have a different value due to the characteristics of the har- consists of 2 which can be shown
monics of interleaved switching. Therefore, it follows that to contain product terms that each contain an term [1]. Since
. it has already been shown that the determinant of 2 is
The above conditions are true for most cases of interleaved nonzero, the numerator needs to be examined to determine if
switching, except for the following special case [1]. natural balance exists for the -cell case.
• It was shown in [1] that when the number of cells is not a In general, the terms can be written as follows [1]:
prime number, there exists values of for the fixed duty-
cycle case other than the trivial values that cause -terms
to become zero. These values of are fractions, where the
denominators are prime factors of . A brief list of exam-
ples with their corresponding values of are as follows:
1) four-cells: (prime factors: 4 2 2);
2) six-cells: (prime factors: 6 (23)
2 3). The above results can be used to simplify (18) further. Knowing
These fixed duty-cycle values of can cause the -terms for the determinant of 2 and that all 0, the solutions to
their respective numbers of cells to become zero and cause the system of balance equations are as follows:
2 0. These fixed duty-cycle values need to be
avoided in order for 0. (24)
When the special case is avoided, the conditions that lead to
2 0 are true and (15) has a unique solution. This
Knowing that 2 0 it follows from (24) that
shows that (18) has a unique solution.
0. Therefore, it follows that:
To solve (18), is not trivial. The inverse of 2 must be
calculated to solve (18). This cannot be calculated directly and
(25)
a method was developed to approximate the inverse of 2
indirectly. These calculations can be found in [1]. Using this
indirect method does not deliver the exact matrix 2 , From the definitions of , it follows that as
but rather an approximation of the elements of this matrix. This tends to zero, the unbalance tends to zero. Therefore, from the
approximation is done by calculating the norm of 2 , equations listed in (25) it follows that the respective cell ca-
i.e., 2 . pacitor voltages balance in steady-state when
An upper bound of the operator norm [8] of 2 is the harmonics of and do not overlap. Again, as
given by [1] stated in the previous paper [16], this is only valid as long as the
load impedance is not purely imaginary. When the load
impedance is purely imaginary, i.e., 0, the natural
balancing mechanism may fail. The same cases that caused un-
balance for the two-cell case are also valid for this case.
It was shown in the previous sections that the connection of
(22) a balance booster circuit in parallel with the load can improve
Equation (22) states that the norm of the inverse of 2 the balancing of the cell capacitor voltages when the balance
is less than or equal to the inverse of the absolute value of the booster is designed to have a low impedance at the switching
smallest eigenvalue of 2 . frequency of the converter. It will now be shown that a balance
1662 IEEE TRANSACTIONS ON POWER ELECTRONICS, VOL. 21, NO. 6, NOVEMBER 2006

booster tuned to resonate at the switching frequency also im- TABLE II


proves the balancing of the cell capacitor voltages for the -cell SIMULATION AND EXPERIMENTAL PARAMETERS
case.
The balancing equations for the -cell converter case were
written in matrix form in (18). As the inverse of the matrix
2 contains the determinant thereof in the denominator
it can be seen that affects the denominator when its value
changes. The determinant was shown in (21).
As (21) includes products of pairs of the form The above system of differential equations is of the following
where 1 1 it is clear that there will always be form:
two terms containing a -term: one with and the other .
From the definition of in (19), repeated here as (26), the
groups of harmonics over which is defined always include the (29)
switching frequency. Thus, if is decreased at the switching
frequency by using a balance booster [16], then will increase where the matrix is defined in Section IV-B, (16). The homo-
which will have a decreasing effect on 2 resulting geneous solution to the the differential (29) is as follows:
in decreasing as increases.
Thus (30)

(26) where the matrix is the same as (16).


The eigenvalues of the matrix 1 2 are the poles
of a -cell multicell converter. It is difficult to calculate these
Furthermore, the same arguments can be used to design bal- eigenvalues analytically, although they can be calculated numer-
ance boosters that affect , by designing them to ically for specific cases using computer packages like Matlab,
resonate at 2 1 . In this way, will be Maple, or Mathematica.
increased, which will decrease An approximation of the eigenvalues can be made by
even more drastically. The use of multiple balance boosters res- calculating the spectral radius [8], [10]–[12] of the matrix
onating at multiples of the switching frequency was shown in 1 2 .
[9]. It was shown in [1] that the spectral radius of the matrix
1 2 is less than or equal to times the absolute
C. Time Constant Analysis value of the largest eigenvalue of 1 2 . This means
As for the two-cell case discussed in [16], the converter is ob- that the eigenvalues of 1 2 lie within a circle with
served in a special steady-state to calculate the balancing time a radius equal to the spectral radius of the matrix. The spectral
constants. For this special steady-state it is assumed that the cell radius of this matrix is repeated from [1] as follows:
capacitor voltages change much slower compared to the dy-
namics of the rest of the system, so that in comparison it ap-
pears as if the remaining converter voltages and currents are in
steady-state. (31)
As before [16], the differential equations describing the -cell This result can be improved by combining the result of (31) with
converter can be seperated into a homogeneous and a particular Gerschgorin circles [13]. The use of Gerschgorin circles in the
part [4]. As the dc-bus voltage has no influence on the homo- stability analysis of multicell converters is discussed in [14].
geneous solution, can be set to zero for this analysis.
Equation (13) can be rewritten for this special steady-state
V. SIMULATIONS AND THEORETICAL RESULTS
using the same techniques and symbols used in [16]. This results
in Multicell inverters, using the topology as shown in Fig. 1
with 4, were simulated using Ansoft Corporation-Sim-
(27) plorer-www.ansoft.com. The simulations were performed with
the parameter values as listed in Table II. The theory discussed
in this paper was implemented in Matlab [1]. The results
The quantities for 1 1 are steady-state aver- obtained in the simulations are compared with the theoretical
ages of frequency-domain quantities at 0, implying dc av- results for both sinusoidal and fixed duty-cycle modulation.
erages. From this implication, it follows that the derivatives of The initial voltages of the cell capacitors were zero for all the
for 1 1 with respect to time, exists. Therefore, cases.
the first-order relationships between the cell capacitor voltages
and currents can be used to construct 1 differential equations A. Development of a “Designtool”
from (27). These first-order relationships are as follows:
The natural balance theory was implemented in a “Design-
Tool” in Matlab. This “DesignTool” can be used to obtain
(28) harmonic information as well as information on the unbalance
decay and the balance of the cell capacitor voltages [1]. The
WILKINSON et al.: NATURAL BALANCE OF MULTICELL CONVERTERS:THE GENERAL CASE 1663

Fig. 4. The cell voltage unbalance decay of a four-cell multicell converter with
f = 50 Hz, f = 5 kHz and m = 0.8. (a) Without balance booster. (b)
With balance booster. (c) Without balance booster. (d) With balance booster.
(e) Without balance booster. (f) With balance booster.

Fig. 3. Screenshot of the user interface of the “DesignTool.”


consistent results can be obtained by using Trapezoidal in-
tegration in Simplorer. The other reason is that the assump-
Matlab functions used by the “DesignTool” were used to obtain
tions of the theoretical model, especially the assumption
the theoretical results used in this paper. An executable of
that the capacitor voltages change slowly compared to the
this program is available from the main author by e-mail. A
dynamics of the rest of the system, are not true anymore,
screenshot of the “DesignTool” interface is shown in Fig. 3.
resulting in a poorer approximation [1].
B. Four-Cell Simulation and Theoretical Results 2) Fixed duty-cycle PWM: Fig. 5 shows the unbalance decay
for 0.5.
This section is devoted to the simulation of the unbalance For this case it can be seen in Fig. 5 that the unbalance
decay in a four-cell converter for both sinusoidal modulation does not decay and that the unbalance over some of the
and fixed duty-cycle modulation. The initial cell capacitor volt- capacitors remains. It can be seen in Fig. 5(b) and (f) that
ages are set to 50/4 V, 50/2 V, and 150/4 even the addition of a balance booster does not remove
V. Simulation time-steps are set very small in order to minimize the unbalance. This case for four cells is a special case
numeric losses. Each case was simulated in two configurations: which results in unbalance when 0.5. This case is
one without a balance booster connected and the other with a mentioned in Section IV–B and is discussed in more detail
balance booster circuit connected in parallel with the load, as in [1]. The theoretical results for this case are a very good
was done in [16]. approximation for the cases with and without a balance
1) Sinusoidal modulation: the sinusoidal reference frequency booster.
is 50 Hz. Fig. 4 contains the results for 0.8.
It is clear from Fig. 4 that the unbalance and
decay faster when a balance booster is connected. It was VI. EXPERIMENTAL MEASUREMENTS OF VOLTAGE
shown in [1] that the unbalance also decays slower as the BALANCE IN MULTICELL CONVERTERS
modulation index is increased. This is true with and This section focuses on measuring the cell capacitor voltage
without a balance booster connected in parallel to the load. balance in a four-cell converter experimentally for both sinu-
The theoretical results and the simulated results differ more soidal modulation and fixed duty-cycle modulation. The con-
for the four-cell case than for the two-cell case shown in verter configuration is as shown in Fig. 1 with the parameters as
[16]. The one reason for this can be due to the step sizes in Table II except that the inductor has a measured inductance
used in Simplorer. It was found that the step sizes can have of 219 H and a resistance of 26 . These mea-
a significant effect on the simulation results, especially sured values are used in the simulation in Matlab with the “De-
when using Euler integration. It was later found that more signTool.” This simulation is compared with the experimental
1664 IEEE TRANSACTIONS ON POWER ELECTRONICS, VOL. 21, NO. 6, NOVEMBER 2006

Fig. 6. The cell voltage balance of a four-cell multicell converter with f =


Fig. 5. The cell voltage unbalance decay of a four-cell multicell converter with
a fixed duty-cycle ofD= 0.5 and f = 5 kHz. (a) Without balance booster. (b)
50 Hz, f = 5 kHz and m = 0.8. (a) Without balance booster. (b) With bal-
ance booster. (c) Without balance booster. (d) With balance booster. (e) Without
With balance booster. (c) Without balance booster. (d) With balance booster. (e) balance booster. (f) With balance booster.
Without balance booster. (f) With balance booster.

results in order to establish if the results obtained with the “De- modulation index is increased. This is true with and
signTool” can be used as a good approximation of the real re- without a balance booster connected in parallel to the load.
sults. The gating signals were generated with an FPGA-based 2) Fixed duty-cycle PWM: The results are shown in Fig. 7 for
modulator on a “PEC31” DSP-based controller board [15]. For 0.5.
the measurements in this section the initial cell capacitor volt- Fig. 7 shows that the cell capacitor voltages and
ages are set to zero by physically shorting the cell capacitors balance for the case without a balance booster as well
and opening the short-circuit when the input bus voltage is at as the case with a balance booster connected. It is inter-
the appropriate voltage, i.e., 50 V. When the cell capacitor esting to note that the theoretical results show unbalance
voltages reach steady-state, they should be equal to the values for the case of 0.5, as shown in Fig. 7(a) and (b) and
determined by the following formula: (e) and (f). The cell capacitor voltages of the experimental
converter balance. The reason for this is due to the losses
(32) in the experimental converter which is believed to intro-
duce another balancing mechanism. This balancing mech-
anism is the study of future research. The theoretical model
The experimental results were taken for two configurations: one
is based on the assumption that the converter is lossless.
without a balance booster connected and the other with a bal-
ance booster circuit connected in parallel with the load. The
same balance booster is used here as mentioned in the previous VII. CONCLUSION
section. A -cell multicell converter was modeled and analyzed math-
ematically. This analysis included that of the self-balancing
A. Voltage Balance of the Four-Cell Multicell Converter property of the cell capacitor voltage and the conditions under
The measured voltage balance of a four-cell multicell con- which this property is valid. The balancing theory developed
verter is shown and compared in this section for both sinusoidal in this series of two papers can be used for any modulation
modulation and fixed duty-cycle PWM. technique as long as the Fourier transforms of the switching
1) Sinusoidal modulation: the sinusoidal reference frequency functions can be calculated.
is 50 Hz. The measured results obtained are shown As in the case of the two-cell converter it was shown that the
in Fig. 6 for 0.8. natural balancing mechanism of multicell converters depends on
It is clear from Fig. 6 that the cell capacitor voltages the overlap of the groups of harmonics of the switching function
and balance roughly for the four-cell case. as well as on the load impedance. The self-balancing mechanism
It can also be seen that the voltage balances slower as the ensures safe operation under most operating conditions where a
WILKINSON et al.: NATURAL BALANCE OF MULTICELL CONVERTERS:THE GENERAL CASE 1665

[2] R. H. Wilkinson, T. A. Meynard, and H. du T. Mouton, “Voltage un-


balance in the multicell converter topology,” in Proc. IEEE AFRICON
Conf., George, South Africa, Oct. 2002, pp. 759–764.
[3] ——, “Natural balance of multicell converters,” in Proc. IEEE PESC
Conf., Acapulco, Mexico, Jun. 2003, [CD ROM].
[4] H. du T. Mouton, “Analysis and Synthesis of a 2 MVA Series-Stacked
Power-Quality Conditioner,” Ph.D. dissertation, Univ. Stellenbosch,
Stellenbosch, South Africa, Dec. 1999.
[5] ——, “Natural balancing of three-level neutral-point-clamped PWM
inverters,” IEEE Trans. Ind. Electron., vol. 49, no. 5, pp. 1017–1025,
Oct. 2002.
[6] ——, “Natural balancing of series-stacked power quality conditioners,”
IEEE Trans. Power Electron., vol. 18, no. 1, pp. 198–207, Jan. 2003.
[7] J. G. Proakis and D. G. Manolakis, Digital Signal Processing: Prin-
ciples, Algorithms and Applications, 2nd ed. New York: Macmillan,
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[8] E. Kreyszig, Introductory Functional Analysis with Applications.
New York: Wiley, 1978.
[9] P. Carrere, “Etude et Réalisation de Convertisseurs Multicellulaires
Série à IGBT Equilibrage des Condensateurs Flottants,” Ph.D. disser-
tation, Inst. Nat. Polytech. Toulouse, Toulouse, France, Oct. 1996.
[10] R. Bhatia, Matrix Analysis. New York: Springer-Verlag, 1997.
[11] R. A. Horn and C. R. Johnson, Matrix Analysis. Cambridge, U.K.:
Cambridge Univ. Press, 1988.
[12] G. Strang, Introduction to Linear Algebra. Wellesley, U.K.:
Wellesley-Cambridge Press, 1993.
[13] C. D. Meyer, Matrix Analysis and Applied Linear Algebra. Philadel-
phia, PA: SIAM, 2000.
[14] R. H. Wilkinson, T. A. Meynard, H. du, and T. Mouton, “Stability
analysis of multicell converters,” in Proc. IEEE AFRICON Conf.,
Gaborone, Botswana, Sep. 2004, [CD ROM].
[15] D. D. Bester, J. A. du Toit, and J. H. R. Enslin, “High performance
DSP/FPGA controller for implementation of computationally inten-
sive algorithms,” in Proc. IEEE ISIE Conf., Pretoria, South Africa, Jul.
Fig. 7. The cell voltage balance of a four-cell multicell converter with a fixed
D= f =
1998, pp. 1.240–1.244.
duty-cycle of 0.5 and 5 kHz. (a) Without balance booster. (b) [16] R. H. Wilkinson, T. A. Meynard, and H. du T. Mouton, “Natural bal-
With balance booster. (c) Without balance booster. (d) With balance booster. ance of multicell converters: The two-cell case,” IEEE Trans. Power
(e) Without balance booster. (f) With balance booster. Electron., vol. 21, no. 6, pp. 1649–1657, Nov. 2006.

high enough switching frequency is chosen and the load is not


purely reactive.
In the case of a -cell converter two new aspects of the bal-
ancing theory were identified. These are: Richardt H. Wilkinson (S’97–M’05) was born in
1) When fixed duty-cycle modulation is used and is not a Vereeniging, South Africa, in 1972. He received the
practical prime number i.e., then certain values B.Eng., M.Eng., and Ph.D. degrees from the Univer-
sity of Stellenbosch, Stellenbosch, South Africa, in
of the duty-cycle exist where the natural balancing mech- 1994, 1998, and 2004, respectively.
anism may fail. He is currently a Postdoctoral Research Fellow at
2) As in the case of a two-cell converter the load impedance the Centre for Instrumentation Research, Department
of Electrical Engineering, Cape Peninsula University
can be manipulated to enhance the natural balancing mech- of Technology, Cape Town, South Africa. He is
anism through the addition of a balance booster tuned at currently involved in developing power electronic
the switching frequency. For -cell converters a number of inverters to drive high power ultrasonic transducers.
balance boosters can be added, tuned at multiples of the His research interests include multilevel power electronic converters, modu-
lation techniques, Fourier techniques, digital signal processing, digital audio
switching frequency. amplifiers, FPGA development, and embedded controller design.
A “DesignTool”, based on the theory presented in this paper,
was developed. This tool can be applied to determine if natural
balancing of the cell capacitor voltages would occur under a
Thierry A. Meynard (M’94) received the M.S.
certain set of operating conditions. degree from the Ecole Nationale Supérieure d’Elec-
The natural balance theory was developed for single-phase trotechnique, d’Electronique, d’Hydraulique de
multicell converters. The models and the theory which were de- Toulouse, Toulouse, France, in 1985 and the Ph.D.
degree form the Institut National Polytechnique de
veloped need to be extended to include 3-phase multicell con- Toulouse, Toulouse, France, in 1988.
verters. Next, he was an Invited Researcher at the Univer-
sité du Québec à Trois Rivières, Canada, in 1989. He
joined the Laboratoire d’Electrotechnique et d’Elec-
tronique Industrielle (LEEI), Toulouse, as a full-time
Researcher in 1990 and was Head of the Static Con-
REFERENCES verter Group, LEEI, from 1994 to 2001. He is currently the Director of Research
at the LEEI and a part-time Consultant with Cirtem, Labège, France, on a reg-
[1] R. H. Wilkinson, “Natural Balancing of Multicell Converters,” Ph.D. ular basis. His research interests include soft-commutation, series and parallel
dissertation, Univ. of Stellenbosch, Stellenbosch, South Africa, Apr. multicell converters for high power and high performance applications, and di-
2004. rect ac–ac converters.
1666 IEEE TRANSACTIONS ON POWER ELECTRONICS, VOL. 21, NO. 6, NOVEMBER 2006

Hendrik du Toit Mouton (S’98–M’00) was born


in Bloemfontein, South Africa, in 1965. He received
the B.Sc. (with honors), M.Sc., and Ph.D. degrees in
mathematics from the University of the Free-State,
Bloemfontein, South Africa, in 1986, 1988, and
1991, respectively, and the B.Eng. and Ph.D. degrees
in electrical engineering from the University of
Stellenbosch, Stellenbosch, South Africa, in 1996
and 2001, respectively.
He is currently an Associate Professor in electrical
engineering at the University of Stellenbosch and
leader of the Power Electronics Research Group. In 2003, he was a Visiting
Professor at the Laboratoire d’Electrotechnique et d’Electronique Industrielle,
d’Ilectrotechnique, d’Informatique, d’Hydraulique, et des Tilicommunications
(LEEI, ENSEEIHT), Toulouse, France. He has authored and co-authored a
number of international journal and conference papers in mathematics and in
power electronics. His research interests include multilevel converters, and
utility applications of power electronics and digital audio amplifiers.

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