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ENABLING TECHNOLOGIES FOR ULTRA WIDEBAND

PHASED ARRAY FOR RADAR AND EW APPLICATIONS


WITH FOCUS ON SMALL AND MEDIUM PLATFORMS
A. Ouacha, R. Gunnarsson and A. Eneroth(*)

FOI, Dept. of Sensor Technology, P.O. Box 1165, SE-581 11 Linköping, Sweden
E-mail: aziz.ouacha@foi.se
(*) FOI, Dept. of Electronic Warfare Systems, P.O. Box 1165, SE-581 11 Linköping, Sweden

Abstract — Systems that can operate over wide the array to the required function(s) and other
frequency ranges with agile beam scanning and frequency parameters such as effective radiated power (ERP) and
hopping are receiving increased attention due to recent beam shape. In his paper we report on our findings on
trends within communication, radar and EW applications.
In addition to requiring wideband apertures, T/R modules, the feasibility of realising crucial components for
beamforming and beam shaping, a wideband wideband phased arrays including the antenna and
multifunction antenna system must also be able to reconfigurable beamforming components.
instantaneously reconfigure the array to the required
function(s) and other parameters such as effective radiated II. PHASED ARRAY DESIGN
power (ERP) and beam shape. Our findings on the
feasibility of realizing crucial components for wideband
To be able to perform the desired functions for a
phased arrays and in particular array antennas, ultra
wideband beamformer and front-end for small and multifunction phased array for small and medium
medium platforms such as UAV’s is reported in this paper. platforms, e.g. EW, ESM (electronic support measures)
A compact and lightweight phased array concept for 360° and communication, and to reduce the cost, the array
coverage is presented. antenna should be wideband, easily manufactured, have
low weight and have wide azimuth coverage.
I. INTRODUCTION A popular antenna candidate for broadband, wide-angle
scanning, antenna arrays is the tapered slot antenna
Recent trends within communication, radar and EW (TSA) element, see Fig.1a. Different forms of TSA
(electronic warfare) applications calls for systems that antennas have been used both as single antenna
can operate over wide frequency ranges with agile beam elements and in array antennas [5-7] and can
scanning. Wideband active array antennas are highly theoretically be designed for multi octave bandwidths.
interesting alternatives to conventional antennas in These antenna elements are, however, relatively heavy,
applications including wireless communications, making them unsuitable for small and medium
wideband radar, EW, radioastronomy, and multifunction platforms, which often have limited payload capacity.
RF systems [1-4]. Their potential advantages; multiple Further, they also have a considerable extension in the
target tracking and jamming, directive communication direction of radiation, making them difficult to use if
and jamming, graceful degradation, flexibility, weight, platform integration is desired. Stacked aperture-
size, etc. offer significant improvements provided that coupled microstrip arrays are conceivable candidates
they can be shown to be technically and economically due to their potentially large bandwidth, low profile and
feasible. Further, conventional antenna array systems low weight, see Fig.1b. However, broadband designs
are intended for only one application, i.e. separate are complex and the manufacturing cost relatively high.
systems are used for functions such as radar, electronic We have studied circular and faceted antenna arrays
warfare or communication, commonly with limited consisting of bowtie elements, see Fig.2, [8-9]. The
bandwidth. This imposes a multitude of separate and arrays were designed and evaluated using the
separately optimised antennas on a platform which commercially available software Ansoft HFSS and an
might have limited payload capacity due to size, weight in-house developed FDTD-program [10]. Apart from
and signature restrictions. Here a wideband being wideband and having a low profile, phased arrays
multifunction antenna system might be an attractive consisting of bowtie elements are also easy to
solution. Such a system does not only require wideband manufacture using PCB (printed circuit board)
apertures, T/R modules, beamforming and beam technology. The realized gain for the faceted array in
scanning, but also modular and reconfigurable Fig.2 is presented in Fig.3.
architectures in order to, instantaneously, reconfigure
The active reflection coefficient for the faceted array is
better than -10 dB over, at least, 6 – 17 GHz for the
element in the scanning direction (element 1), see Fig.4.

Figure 4 Active reflection coefficient as a function of


frequency when the faceted array is scanned at
broadside for the facet containing element 1.

Figure 1 Wideband phased array antennas developed A planar array (facet) consisting of 4×4 bowtie elements
at FOI. (a) 6-18 GHz TSA array [7], (b) 6-15 GHz has been manufactured and experimentally evaluated,
aperture-coupled microstrip array [11], and (c) 8-18 see Fig.1c. The antenna elements are excited by 32
GHz bowtie element array [8]. coaxial cables. (One pair of coaxial cables is needed for
each of the antenna elements since the two halves of the
element should be excited with a phase shift of 180°.
The scattering matrix of the array was measured using a
network analyser, and the resulting couplings were used
to calculate the active reflection coefficient. The active
reflection coefficient for a centrally situated element is
presented in Fig.5 when the array is scanned at
broadside and to 30° in the H-plane (azimuth scan).
Comparisons are made with the simulation results for an
infinite planar array.

Figure 2 Faceted array with 2×22 bowtie elements.

Figure 5 Active reflection coefficients for element 10


in the experimentally evaluated 2×22 element array (see
Fig.1) and an element in an infinite array. The arrays
are scanned at broadside and to 30° in the H-plane
(azimuth scan).
Figure 3 Realized gain as a function of frequency and
φ when the faceted array in Fig.2 is scanned at φ=180°.
Maximum gain method used for antenna diagram
synthesis.
III. RECONFIGURABLE BEAMFORMING
The proposed active beamforming network in Fig.6
Reconfiguration of the antenna array to different provides reconfigurability, flexibility and beam shape
frequency bands and/or to share it to a number of sub- management. Key components including TTD’s (true
arrays can be achieved at either the beamformer level or time delays) and reconfigurable bi-directional power
at the aperture level. At the aperture level, several splitters and power combiners (PS/PC) have been
approaches can be used to reconfigure the aperture. designed and experimentally evaluated [13].
However, in this work we have focused on the A more affordable and less advanced beamformer
reconfiguration of the beamformer and its associated solution, especially suitable for small and medium
MMIC’s, reconfigurable bidirectional power splitter/ platforms such as UAV’s, has been designed using
combiners (PS/PC) and TTD’s (true time delays). Rotman lenses, see Fig.7.
A reconfigurable feed network provides the ability to
switch branches and antenna elements on and off. This
feature allows, among other things, the beamwidth to be
kept constant at different frequencies by reconfiguring
the array to the appropriate size [12]. Further, if tunable
low-pass filters are used it is possible to obtain constant
beamwidth for signals covering the entire bandwidth.
Fig.6 shows an architecture of a wideband one-
dimensional active phased array. The beamformer in our
concept was developed based on the following
requirements:

(a) Active instead of passive power distribution


will allow very good control of the system
power gain and linearity budgets.
(b) The architecture of the power splitters should
be broadband, reconfigurable and allow
variable gain. Figure 7 Schematic of a broadband beamforming
(c) The system should be able to handle wideband network based on a Rotman lens.
signals.
The beamforming network in Fig.7 includes both
The requirements (a) and (b) are satisfied using our transmitter and receivers and can therefore be used in
reconfigurable concept. In order for the system to be multifunction systems for EW, signal intelligence and
able to handle a broadband signal, i.e. to fulfil (c), communication. Rotman lenses have several favourable
TTD’s must be used as control devices instead of properties making them attractive alternatives for use in
conventional phase shifters which delivers a constant beamforming networks.
phase shift with frequency. The use of TTD’s eliminates
the “beam-squinting” and “pulse-stretching” effects
resulting from using conventional phase shifters.

Figure 8 Photograph of a Rotman lens designed for a


4×8 element phased array. The lens consists of 4 input
Figure 6 Schematic of a broadband beamforming ports (one for each beam) and 8 output ports (one for
network based on TTD’s and tunable low-pass filters. each column of antenna elements).
Advantages include straightforward manufacturing, low frequency band selection, i.e. for the antenna element
cost and low weight as well as simultaneous availability (n) the allowed frequency band is [fmin , f(n)] where f(n)
to several lobes. Since it is a TTD component, Rotman is given by the above equation. Here fmin and fmax are
lenses give frequency independent beam steering and equal to 6 and 18 GHz. The time equalizer is used to
can therefore be used in wideband systems. A Rotman adjust for the delay introduced by the low-pass filter.
lens designed for a phased array consisting of 4×8 Fig.10 illustrates the resulting radiation pattern when the
element bowtie elements is shown in Fig.8. Measured beamformer is configured to give a frequency
couplings (S-parameters) for the Rotman lens combined independent beamwidth.
with ideal element diagrams produce the normalised
directivity shown in Fig.9.

Figure 9 Normalised directivity calculated from Figure 10 The normalized radiation pattern in one
measured S-parameters for the Rotman lens in Fig.9 plane, when the array is excited from 6 to 18 GHz.
and assuming ideal element diagrams. TTD’s and filters are used to obtain a frequency
independent direction and beam width [13].

IV. ARRAY SIMULATION AND BEAM Fig.11 illustrates a small UAV equipped with a faceted
SHAPING phased array. The screenshot shows the GUI (graphical
user interface) of an in-house developed tool for
For signals with small instantaneous bandwidth, visualisation of conformal antennas (VISCA) [14].
beamshaping can be performed by switching on or off Using measured or theoretical element patterns VISCA
the signal to the antenna elements [13]. In the case of can be used to study scanning, coverage, cross
signals with wide instantaneous bandwidth, apart from polarization and pattern synthesis for phased arrays. It is
switching elements on/off it is also necessary to perform possible to include PO (physical optics) contributions
a frequency taper. One way is to use a taper where for a from the platform on which the array is mounted. A
desired beamwidth θ3dB and scanning angle θ, the small UAV equipped with a faceted phased array is
antenna element n is excited only with the signal whose illustrated in Fig.12.
frequency band is [fmin , f(n)] where fmin < f(n) < fmax and
f(n) is given (in one dimension) by the expression:

1
f ( n) = 2 A ⋅ (1)
2n ⋅ θ 3dB ⋅ cos(θ )

Here A = 0.886 and n = -N/2,…, N/2, where N×N is the


number of elements in the array.

In the studied case, the frequency band 6-18 GHz has


been chosen to demonstrate the frequency dependent
taper concept. Fig.6 shows the different RF blocks
involved in the beamformer. An array of 16×16
accessible elements was selected. The reconfigurable Figure 11 Concept for a small UAV equipped
feed network is formed using the active reconfigurable with a faceted multifunction phased array for ECM,
PS/PC for antenna reconfiguration. The TTD’s are used ESM and direction finding. (The antenna diagram
for beam steering, the tunable low pass-filter is used for shown is not for the proposed faceted array.)
wideband faceted phased array with 360° coverage,
which is particularly suited for small platforms, has
been designed. Two broadband beamforming networks
were proposed and described. Measurements of key
components, including Rotman lens and power splitters
and combiners, have shown good results. A technique
for realising wideband phased arrays with frequency
independent radiation characteristics was described.
Finally we have shown that even with a low input
power, the ECM capability of a UAV equipped with the
proposed phased array system is powerful enough to
make the useful assets in the future battle field scenario.
Figure 12 Illustration of a small UAV equipped
with a faceted phased array with bowtie elements. VI. ACKNOWLEDGEMENT
The UAV in Fig.12 was used as a generic platform in a The authors would like to thank the Swedish Armed
study where the performance of a small UAV was Forces (FM) and the Defence Material Administration
investigated. In the studied scenario the UAV, which (FMV) for supporting this work.
was equipped with a wideband multifunction phased
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