Академический Документы
Профессиональный Документы
Культура Документы
Author(s): E. A. Speiser
Source: Journal of the American Oriental Society, Vol. 56, No. 1, (Mar., 1936), pp. 22-46
Published by: American Oriental Society
Stable URL: http://www.jstor.org/stable/593880
Accessed: 28/05/2008 06:56
Your use of the JSTOR archive indicates your acceptance of JSTOR's Terms and Conditions of Use, available at
http://www.jstor.org/page/info/about/policies/terms.jsp. JSTOR's Terms and Conditions of Use provides, in part, that unless
you have obtained prior permission, you may not download an entire issue of a journal or multiple copies of articles, and you
may use content in the JSTOR archive only for your personal, non-commercial use.
Please contact the publisher regarding any further use of this work. Publisher contact information may be obtained at
http://www.jstor.org/action/showPublisher?publisherCode=aos.
Each copy of any part of a JSTOR transmission must contain the same copyright notice that appears on the screen or printed
page of such transmission.
JSTOR is a not-for-profit organization founded in 1995 to build trusted digital archives for scholarship. We enable the
scholarly community to preserve their work and the materials they rely upon, and to build a common research platform that
promotes the discovery and use of these resources. For more information about JSTOR, please contact support@jstor.org.
http://www.jstor.org
STUDIES IN SEMITIC FORMATIVES
E. A. SPEISER
UNIVERSITY OF PENNSYLVANIA
Beyrouth 1913. 125-28; Barton, Semitic and Hamitic Origins 22 and 365 f.;
I inclined to a similar view in JQR NS. XXIII. 248, note 90.
10Brockelmann, GVG I. 521; Barth, Pronominalbildung 13; Bergstrasser,
Verbum 107.
loa Cf. Gardiner, Eg. Gr. 212, and Meinhof, Hamiten 18. Cf. also Barton,
op. cit., and the very useful comparative tables at the end of that work.
11For the initial consonants in the personal pronouns see below. In
Mehri s changes in certain roots to h, cf. Bergstrasser, Einfiihrung 126.
But the limited number of these changes and the comparative lateness of
the dialect make it impossible to regard these phenomena as survivals from
the earliest period of Semitic; we have here instead late and isolated
developments.
2aNyberg, MO XIV. 250; Bauer-Leander, GBA 62 r.
13 An ultimate connection of h and ' is indicated by Bergstrasser, Ein-
fithrung 12.
14 Cf. e. g., Haupt, JAOS 28. 114, and the criticism of Brockelmann, GVG
I. 521.
Studies in Semitic Formatives 27
duced forms of so many verbs, each with the same original connota-
tion, but none apparently preserved in full in historic times? 15
Such a theory is not only transparently simple but also manifestly
untenable. For the causative significance is, as we have seen, but
one of many functions of the conjugation in question. If we
operate exclusively with 'make,' we shall not get very far in our
effort to account for the remaining connotations of our stem.
A solution of the problem is indicated, rather unexpectedly, from
a different quarter. The Semitic personal pronouns for the third
person exhibit virtually the same variations of initial sounds that
we have found in the causative prefixes. One group of dialects
employs s/s-, while the remaining languages use h-. Thus Akk.
has su 'he,' st 'she,' and Min. uses s-forms; elsewhere we find
h-pronouns, with the exception of Mehri which presents both types
in he 'he' and se 'she.' 16 Apart from this single departure we
find that the sibilant pronoun occurs precisely in those languages
in which there is also a sibilant causative prefix, while the h-pro-
noun is accompanied in the other dialects by a corresponding
causative element.17 This noteworthy harmony pervades also the
Hamitic group; e. g., by the side of the Egyptian causative prefix
s- we find the pronouns sw 'he' and sy 'she.'8 Such striking
regularity over a wide field seems to preclude any possibility of
mere coincidence. Apparently, there is a deeper connection be-
tween these seemingly heterogeneous elements.
15
Is the statement of Bauer-Leander, HGH 283 to be understood in this
sense?
6 Cf. Brockelmann, GVG I. 302 f.; Barth, Pronominalbildung 14 ff.
17It is significant in this connection that the languages employing a
causative prefix with '- have h-pronouns (in Eth. the initial h was sub-
sequently lost). This may be regarded as an indirect confirmation of the
view that within the causative elements the '- developed from an earlier
h-. Moreover, where several prefixes occur at the same time, as in Aram.,
the pronoun is likely to point to the original causative element. The
dialect of Ras Shamra is a case in point. There we encounter a number
of s-causatives, but these are confined for the most part to verbs of cultic
use and are thus evidently Akk. loanwords; cf.
Montgomery and Harris,
The Ras Shamra Mythological Texts 22. On the other hand, causatives
with a laryngal prefix are definitely established in such tertiae-' verbal
forms as ymsi' (with an i-containing '), while other occurrences are cer-
tain from the context (loc. cit.). It is noteworthy, therefore, that the
pronoun 'he' was probably hwt (ibid. 19).
18 Gardiner, Eg. Gr. 45.
28 E. A. Speiser
were used in the causative stem, the prefixes would reflect neces-
sarily the consonantal dichotomy. After the equipment had been
simplified through the operation of linguistic economy, those dia-
lects that had retained the sibilant pronouns would naturally show
also a sibilant causative, with analogous results in the laryngal
group.21 So far the reasoning has been comparatively simple. The
main problem, however, is to show what business the pronouns
had with the causatives.
The problem is not properly one of phonology or morphology,
but essentially one of syntax. Derivative stems are often shortened
or elliptical forms of what were formerly fuller sentences. In
causatives we have really the remains of compound sentences. Thus
Akk. usabni 'he caused to build' implies that A had ordered or
induced B to build (a house, shrine, or whatever the case might
be). We have here two distinct subjects. A is the superimposed
subject, the principal actor, while B is the secondary agent,22im-
personal unless otherwise specified (by means of special suffixes).
B stands thus for 'someone, anyone else'; this agent is expressed
by the stem prefix.
The above analysis applies, of course, exclusively to transitive
verbs, and consequently to causative stems proper. The matter
becomes more complicated when we consider other functions of
the Semitic stem in question. Let us first examine the type having
a declarative value. Heb. hirR'a may be translated by 'he declared
(or denounced) as guilty.' Our translation is plainly incapable of
conveying the force of the original, of which it is merely a para-
phrase. It is the direct result of the elliptical nature of the
underlying sentence, infinitely flexible because any number of
predicates of the superimposed subject could be implied: A has
declared, demonstrated, or the like, that B is guilty. Again our
nondescript B is represented by the so-called causative prefix.
Other types of our stem may be analyzed in the same manner.
They will be found to represent original clauses following verbs
21
The one exception to this rule (discounting sporadic rival forms like
the Aram. 1-causatives) would be the Arab istaqtala conjugation. Here,
however, the addition of the t-infix was apparently responsible for the
selection of the s-element, st being simpler to pronounce than ht. I
hesitate to make chronological deductions concerning the time of final
specialization of the one or the other causative prefix on this basis alone.
s2 Cf. Nyberg, MO XIV. 250.
30 E. A. Speiser
26 I use the term advisedly because I do not wish to imply the joining of
the entire pronoun to the verbal base. In that case we should have to
explain the origin of the vowel a which invariably follows the consonantal
element of the prefix. While the presence of this vowel could be connected
with the final a of the pronouns themselves (*hu'a, *V'a becoming *ha and
*sa as proclitics), such a view would presuppose deeper insight into proto-
Semitic phonology than we can possibly claim at present. Nyberg (MO
XIV. 263) regards the causative prefixes as original demonstratives (*ha,
*sa, and *'a), which were joined to a base like *qitil to yield one of two
possible meanings: 'he of slaying,' or 'he who slays.' Such ambiguity
was possible, he holds, because verb and noun had not become separated
as yet. I doubt that much can be accomplished when one has to go back
to the mythological stages of language; were causatives required at so
lawless a period? Finally, as Bauer-Leanderremark (GBA 92 f.), such an
assumption would not account for the basic causative connotation of the
stem. On the other hand, the syntactic conditions referred to above are
demonstrable facts. The coalescence of pronominal and verbal elements
which we have assumed, would be guided by the analogy of available verbal
forms, leading to the standardization of the stem as a whole.
26 This would
presuppose, of course, that such forms with doubling or
repetition of the second or third radical, quadriradicals in effect, were
earlier than the causatives, an altogether plausible assumption, since the
introduction of foreign elements (causative prefix) is likely to be later
than operation with available radicals. Causative stems would thus be
comparatively late developments of proto-Semitic.
For the treatment of sibilant causatives as "quadriliterals" in Aram.
cf. Dalman, Aramiische Grammatik 250, and in
Egyptian, Gardiner, Eg.
Gr. 212.
26a
I. e., yu?aqtilu on the analogy of yuqattilu and yuqatlilu.
32 E. A. Speiser
laws that govern the other two persons.34 The clearest evidence
for this split is furnished by the verb. Here we must distinguish
clearly between an originally nominal aspect, the so-called perfect
(e. g., 'be near') on the one hand, and a primarily verbal aspect,
the so-called imperfect (e.g., 'heed') on the other. The two
constitute ultimately the Semitic system of "tenses." 35 Inasmuch
as the significance of these " tenses " is not historically uniform,
it will be best to designate them in the present discussion in
accordance with their external characteristics, which render them
mutually exclusive. The " perfect" will be termed therefore the
suffix conjugation, while the "imperfect" will figure as the prefix
conjugation. Now the suffix conjugation forms its first and second
persons with the aid of pronominal elements (e. g., *qarib-t :
*'an-td); the prefix conjugation yields such forms as *t-pqid-u).
There can be no doubt that the pronominal elements so used were
ultimately the same in both groups.
As regards the third person, however, there was no such har-
mony in treatment. Here the suffix conjugation shows *qarib-a
'he is near, while the prefix conjugation has *yd-pqid-u 'he
heeds.' There is no etymological connection between the above
formatives, nor are they related morphologically, as we shall see.
Moreover, neither bears any relation to the established Semitic
personal pronoun of the third person (masc. *hu'a or *s'a; fern.
*s'a or *hl'a); at best, the feminine forms of this pronoun may
contain the same characteristic feminine element i that has been
noted also in the personal pronoun of the second person. In short,
the third persons of the two "tenses" of Semitic were formed
independently of each other and without the assistance of the
34 Cf. Bergstrisser, Einfiihrung 8.
8C The historical difference between the " perfect" and " imperfect " is
now generally recognized as is also the inadequacy of the above designa-
tions. Bauer-Leander substitute therefore "nominal" and "aorist" re-
spectively, see HGH 269, while Gray (ISCL 91) has suggested "telic " and
" atelic " under the influence of M. Cohen's " accompli " and " inaccompli."
Now while "nominal" is entirely acceptable, and suggestive of earlier
conditions when the form was primarily a " qualitative" (cf. the formal
parallel between this "tense" and the noun in the common employment
of suffixes), the term "aorist" restricts unduly the freedom of the "im-
perfect." Since no single set of terms will do justice to the functional
character of the two main aspects of the Semitic verb, it seems best to base
our designations on purely external, and definitely contrasted, characteristics.
Studies in Semitic Formatives 35
It has been indicated that our ending owed its later prominence
to its association with abstract nouns. The reason for this asso-
ciation is still to be investigated. We know that *ceull- ' all' be-
comes kull-at- 'totality,' and we may deduce from this the ap-
proximate force of the formative. But how did -(a)t acquire that
force? In other words, what is the origin of this element ?
S3 For references see note 47.
42 E. A. Speiser
54 Pronominalendung 87 ff.
65 Cf. the use of Heb. hinndm ' gratis' (containing the common adverbial-
accusative element *-an) with a preceding noun in the construct state;
e.g., 'd hinndm 'witness of falsehood, false witness.' Conversely, abstract
nouns may yield the sense of an adverb, as in Akk. baltussinu 'their state
of being alive,' i. e., 'they alive.'
56 For this exceedingly important element, first noted by Bertin in 1885
* [The circumstance of an
incomplete page gives me the opportunity to
make a few additions. I note that in his Ki_tb Ugarit ('The Ugarit Texts '),
Jerusalem, 1936, H. L. Ginsberg still maintains that the dialect of Ras
Shamra (see above, note 17) recognized only --causatives. This view leads
him to forced interpretations of obviously causative forms as simple qals.
There is ample evidence against it, but this is not the place to register
more fully this objection to an otherwise admirable work. Another recent
publication is Meinhof's Die Entstehung flektierender Sprachen, Berlin, 1936,
with a chapter devoted to a fresh formulation of the author's views on the
grammatical gender (pp. 63-76). On the general problem of the pronouns
of the first and second person attention may be called to the note by F. R.
Blake in Amer. Jour. of Philol. 55. 244-48.
Finally, I wish to stress again the fact that for reasons of economy and
convenience most of the examples cited in this article are of the stock
variety favored in modern grammars. Much of the illustrative material
collected for this study has had to be omitted. It may be relevant, however,
to cite two instances of the privative use of the causative stem: Heb. h6riS
(:*wrt) 'disinherit' (by the side of 'cause to inherit') and Mishnic Heb.
hab/pqer 'forfeit' : Akk. b/paqdru 'claim legally, vindicare.']