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INTRODUCTION
GENERAL
Among the important causes leading to poor performance are the following:
1. Poor quality of materials of construction
2. Inadequate thermal design
3. Poor fabrication, inadequate inspection and testing, and not adhering to the
code
4. Mechanical failure due to inadequate analisis of sismic, thermal, and cyclic
Stresses and nozzle loads
5. Improper installation
6. Incorrect piping connections
7. Operating conditions being different than the design coitditions
8. Air or gas binding resulting in less than full utilization of the heat transfer
surface
9. Tube failure due to vibration or erosion
10. Incorrect steam trapping
11. failure to remove preservative materials after storage
12. Excessive clearances between baffles and shell due to corrosion or faulty
fabrica.
13. Leflkaees across pass partition plates
14.Inadequate support design resulting in uneven settling and tilting, which in turn
produce unforeseen stresses and flow maldistribution
15. Excessive fouling
INSTALLATION
14.3 What steps should be taken during the installation of zi heat exchanger?
Installation consists of two stages (American Standard 1978)
1. Prior planning: (a) Provide adequate oundations and supports to bear the static
Weight of the unit, the weight of the fluids in it, and the dynamic loads due to
wind, earthquake,etc., making sure the exchanger will not settle causing strains in
piping and stresses in the unit. The diameter, lenght, and picth of the foundation
bolts should be correctly chosen, (b) Provide enough spate to remove a tube
bundle in the removable-bundle-type or a tube in a fixed-tubesheet type exchanger
at the stationary end. At the other end, provide sufficicnt space for removing the
shell cover or rolling-in the tubes. (c) Provide space above the exchanger to facili-
tate its removal from the foundations and cleaning/repairs/replacement. This
would need headroom for using a crane for the purpose. (d) Piping should be such
as to allow bypassing of the shell side and tube side for inspection, cleaning, and
repairs. Cooling water piping should have a provision for backflushing to remove
the deposits. (e) Piping should be able to expand or contract freely. It should not
transmit fluid pulsations and mechanical vibrations to the exchanger. (f) Provide
necessary instrument taps close to the exchanger to measure its temperature and
pressure. l.n critical usage, alarms may be installed that will sound if preset values
are exceeded. (g) Do not pipe the drain connections to a common closed manifold.
It makes it difficult to determine if an exchanger has been thoroughly drained or
not.
2. Actual installation at site: (a) On receipt of an exchanger,inspect it for any
damage in transit. (b) Remove all preservative materials if the unit had been
stored prior to the installation. Dry with hot and dry air in case of low-temperature
service. (c)Set the exchanger square and level so that the piping connections can
be made without forcing. (cl) Check all the bolts on the channel, cover, nozzles,
etc., for tightness since they might relax during transport. (e) Horizontal
exchanger should be able to move freely on one of the two supports to
accommodate the thermal expansion. This is achieved by using slotted holes at the
base of one of the supports that can thus move even with the bolts in place. (f)
Inspect all openings for foreign materials, packings, desiccant bags, shipping
covers, and supports. (g) Insulate the unit if very hot or very cold compared to the
ambient temperature. (h) Pressure test the unit before starting.
OPERATION
14.6 What steps should be taken during commissioning an exchanger?
In a new exchanger, after it has been installed as discussed in Q. 14.3, the
following steps should be taken for commissioning it.
1. Visible dirt and grease should be cleaned
2. Temperature and pressure measuring instruments should be installed as
required
3. Vent and drain valves should be checked for adequacy
4. Make sure that in exchangers with expansion bellows, the bellows are free
to expand
5. Before starting, any instructions accompanying the unit should be read and
followed
6. At the start, effort should be made to introduce fluids such that the
differential thermal expansion between the tubes and the shell is minimum
cold fluid circulation should be introduced gradually
7. The vent valves should bekept open so that all the air can escape, no air
binding of the exchanger surface occurs, and the exchanger gets filled with
the fluids. Then the vent valves should be closed
8. If hydrocarbons are to be used, the air in the exchanger should be purged
by inert gas before letting the hydrocarbons in to avoid the possibility of
an explosion
9. After the unit is brought to a steady operation, all the bolted joints should
be retightened using a correct bold tightening procedure
10. The unit should never be used at pressures, temperatures and flow rates
higher than designed values to avoid undues stresses in the exchanger and
vibration damage to the tubes
11. For shutting down a unit, first the hot fluid flow should be gradually
reduce to nil, then the cold fluid flow can be stopped quickly. This is to
minimaze the differential contraction during cooling.
12. In the case of exchangers using steam, the vent/drain should be kept open
after stopping the flow of steam at shutdown to avoid vacuum formation
when the steam condenses on cooling, vacum formation can lead structural
failure
13. All the fluid should be drained at shutdown to avoid freezing and
corrosion. the unit should preferably be washed by water and dried using
air before storage
l4.7 What procedure should be followed for the start-up of units exposed to
cold environmental conditions so that brittle failure is prevented?
The vessel should be gradually heated and a reduced fluid pressure should be
maintained until the metal temperature is safely above the transition temperature
so that brittle failure will not occur. Then the full operating pressure may be
applied. During the fabrication of such vessels, special care should be taken to
grind-off any notches and smooth out any sharp edges that might otherwise act as
stress concentrators and lead to brittle fracture.
14.8 What controls are usually used on a heat exchanger?
Manual or motor-operated valves are used to control the flow of fluids, and a
suitable flow or velocity meter is used to measure the flow rate. While pressure
gauges may be installed to measure the pressure, the pressure is controlled by
means of a relief valve or rupture disc that docs not allow the pressure to rise
above a preset value (Q. 1.l07—1.110). Some exchangers have pressure drop
recorders for the process fluid to monitor fouling of the unit that increases the
pressure drop. Generally, no level control is used except in shell-side condenser-
subcoolers and kettle reboilers. Temperature is measured by thermocouples and is
controlled by adjusting the flow rates, if at all required. These measuring and
control devices are of primary importance during the start-up, shutdown,
emergency, or upset conditions or when a unit is used for widely different
services.
14.9 If steam is used, why is it necessary to remove the condensate effectively
from the exchanger?
If the condensate is not removed effectively and completely, it will (i) cause
part of the heat transfer surface to be blocked, and it will not be available for heat
transfer duties; (ii) corrode the shell and tubes because dissolved oxygen causes
oxygen pitting and dissolved carbon dioxide produces carbonic acid in water; (iii)
result in high pressure drop due to condensate slugging; and (iv) lead to water
hammer blow and-vibrations in the piping.
14.10 What precautions should be observed in high-velocity gaseous flow
through the shell side?
The high compressibility of a gas (in contrast to the small compressibility of
liquids) affects its local velocity, especially if the pressure drop is high or if the
bulk free stream velocity is 20 to 50 percent of the sound velocity under the same
conditions of temperature and pressure. In such a case, the local velocity around
bends, baffle windows, leakage areas, etc., is likely to break the sound velocity,
and result in loud sound. flow instability, and very large pressure drop (Oak Ridge
National Laboratory, 1975) Hence, the designe should avoid high gaseous
velocity in the shell. Further more, impengement plate should be provided at the
entrance to avoid erosion of the tubes.
14.11 When does an exchanger need to be shutdown?
An exchanger is shutdown when one or more of the following happen:
1. Heat duty is significantly reduced due to fouling arid scaling
2. Tubes leak due to corrosion, erosion, vibrations, thermal cycling stresses,
seismic load, and so forth
3. Shells leak due to seismic load, foundations settling unevenly etc
4. Flanged joints have severe leaks due to gaskets getting crushed or improper
connections (Q. 14.5)
5. Tube-to-tubesheet joint and/or expansion joint opens up
6. There is severe interpass leakage at the pass partition groove or along the edges
of the longitudinal pass partition plate
7. flow is suddenly stopped producing hot spots and severe damage to the tubes
8. A change in the process or process conditions that then changes the required
heat duty significantly, necessitating the replacement of the exchanger baffles,
tube bundle, or the exchanger itself
Except for the last One, the rest of the situations fall under “maintenance and
repair ” which is discussed next.