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Studies in History and Philosophy of Science xxx (2017) 1e10

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Studies in History and Philosophy of Science


journal homepage: www.elsevier.com/locate/shpsa

The history of science as the progress of the human spirit: The


historiography of astronomy in the eighteenth century

Daniel Spelda
Department of Philosophy, Faculty of Arts, Masaryk University, Arna Nováka 1, Brno 602 02, Czech Republic

a r t i c l e i n f o a b s t r a c t

Article history: In the eighteenth century, the historiography of astronomy was part of a wider discussion concerning the
Received 22 November 2016 history of the human spirit. The concept of the human spirit was very popular among Enlightenment
Received in revised form authors because it gave the history of human knowledge continuity, unity and meaning. Using this
17 April 2017
concept, scientists and historians of science such as Montucla, Lalande, Bailly and Laplace could present
Available online xxx
the history of astronomy in terms of a progress towards contemporary science that was slow and could
be interrupted at times, but was still constant, regular, and necessary. In my paper I intend to explain
Keywords:
how the originally philosophical concept of the human spirit was transferred to the history of astronomy.
Historiography of astronomy
The history of the human spirit
I also introduce the basic principles to which the development of the spirit is subject in astronomy,
The idea of scientific progress according to historians of astronomy. The third part of the paper describes how historians of astronomy
Montucla took into account the effect of social and natural factors on the history of astronomy.
Bailly Ó 2017 Elsevier Ltd. All rights reserved.

1. Introduction explications of astronomical theories or discoveries. Works that


contain a historical overview of astronomical facts also belong here.
In the sixteenth and seventeenth centuries, accounts of the A typical example of this approach is Flamsteed’s preface to the
history of astronomy used to be published as part of the in- third volume of his Historia coelestis britannica (1725), which
troductions to astronomical treatises. These came mostly in the summarises extant and important astronomical observations from
form of brief overviews. The first monographs focusing exclusively classical times to the present.3
on the history of astronomy, or including a particular section The second group comprises texts presenting the history of
dedicated to it, were not published until the eighteenth century. astronomy as the history of the human spirit. The aim of these texts
Until then, surveys of the history of astronomy had appeared is to introduce astronomical theories, to trace the origins of their
mainly in prefaces to writings on astronomy and in celebratory discoveries and their subsequent development and, in so doing, to
orations.1 In this paper, I intend to focus on a set of historical works shed light on the laws of scientific knowledge. Typical examples of
on astronomy and science that is not complete, but which I hope these texts are the work of Estève, Montucla, Savérien, Costard,
will provide at least a representative sample. These works may be Lalande, Bailly and Laplace.4
categorised in three groups. The publications in the third group may be called philo-
The first group of texts epitomise a doxographical exposition of sophical texts. These texts were not intended primarily to
the history of astronomy presenting mainly biographical and chronicle the history of astronomy. They deal with the history,
bibliographical data. Typical examples of such works are the books the laws, and the progress of science (or sciences) in philo-
of Weidler, Heilbronner, the entry “Astronomie” in the French sophical terms. The history of astronomy appears here for the
Encyclopedia and the work of the author C. F. G. from the end of the most part in the context of descriptions of the development of
eighteenth century.2 These texts endeavour to present mere lists of other sciences or the development of the human spirit. They are
astronomers and their works, and they do not contain any important for the purposes of this paper because they enable a

3
Flamsteed (1725).
4
E-mail address: spelda@phil.muni.cz. Estève (1755); Montucla (1758); Savérien (1766); Costard (1767); Lalande
1
Cf. Goulding (2010); Byrne (2006). (1771); Bailly (1781), (1787a), (1778b), (1778-1783), (1779); Laplace (1796). I have
2
Keill (1739); Weidler (1741); Heilbronner (1742); Anonymous (1751); C. F. G. consulted several prefaces as well: Cassini (1740); Le Monnier (1746); Fontaine des
(1792). Crutes (1746).

http://dx.doi.org/10.1016/j.shpsa.2017.05.004
0039-3681/Ó 2017 Elsevier Ltd. All rights reserved.


Please cite this article in press as: Spelda, D., The history of science as the progress of the human spirit: The historiography of astronomy in the
eighteenth century, Studies in History and Philosophy of Science (2017), http://dx.doi.org/10.1016/j.shpsa.2017.05.004
2 D. Spelda / Studies in History and Philosophy of Science xxx (2017) 1e10

better understanding of the texts of the second group, which to the history of astronomy, to document their conviction about the
sometimes refer to philosophical works.5 Works by Hume, development of human knowledge with its help. Some philoso-
Smith, Goguet, Turgot, D’Alembert, Voltaire and Irwing belong to phers, such as D’Alembert, judged that the history of science
this group.6 In this paper, I will above all deal with the works of actually presents the best and most shining model of progress of
the second group, which consider the history of astronomy as the human spirit, and that it perfectly illustrates the logic of its
part of the history of the human spirit. The category of the hu- development.8 Historians of astronomy shared his opinion. Thanks
man spirit on which they were based made it possible to express to the concept of the human spirit, the historians of astronomy
a new understanding of science. In the eighteenth century, in could surmount the merely technical and empirical dimensions of
place of the traditional metaphysical conviction that true astronomy and emphasise its civilizational and emancipational task
knowledge is static and definitive, a dynamic concept estab- in the history of mankind. According to them, the history of as-
lished itself, according to which science submits itself to devel- tronomy embodied the gradual history of mankind’s emancipation
opment and progress. With the category of the evolving human from prejudice and superstitions, the insatiability of human curi-
spirit, time enters natural philosophy and the mathematical osity, the mastery of nature, technological development, and the
sciences as a condition of knowledge, and the idea of a gradual gradual creation of social and political conditions appropriate for
development of knowledge that necessarily runs in successive the development of knowledge. In this way they helped to create a
phases is born. picture of modern European culture as a culture built on human
The historiography of astronomy in the eighteenth century science rather than on religion.
perfectly illustrates this change in the understanding of science.
Astronomy was considered the oldest science, and its long his-
2. The human spirit and astronomy
tory provided enough material for the magnificent story of its
rise. Its successes in the sixteenth and seventeenth centuries
The origin of the concept of the human spirit and its progress
provided enough examples for emphasizing its accelerating
is usually traced back to the works of Bernard de Fontenelle in
progress, which transferred itself to contemporary science in
the late seventeenth century.9 In the early eighteenth century,
general, but also to the whole epoch e the Enlightenment itself.
the concept of the human spirit fast permeated French, English
The triumph of astronomy documented the victory of reason
and German philosophy of the age of the Enlightenment. No
over superstition. Astronomy was no longer considered to be the
later than by the mid-eighteenth century, it had also been
revelation of the hidden mathematical order of the world
adopted by historians of science and astronomy. Like historians
authorised by God, as Kepler and Newton still supposed. The
of philosophy,10 they too started to identify the history of science
successes of astronomy were explained exclusively as the
with the progress of the human spirit. Montucla states that his
outcome of human reason and industry, whose gradual shaping
work should “represent history and the progressions of human
could be reconstructed historically to a relatively precise extent
spirit”.11 Lalande characterizes the aim of his work thus: “The
because it was a work of the human spirit, which is always the
method of this work aims to show the progressions of spirit.”12
same and universal and thus links people of all countries and all
The first sentence of Bailly’s Histoire de l’astronomie ancienne
times. The historiography of astronomy therefore did not serve
(1775) reads: “The history of astronomy is an important part of
merely for the presentation of the history of astronomy, but also
the history of human spirit.”13 Other historians and astronomers
as a celebration of human inventiveness: the man of the age of
similarly identify the history of the mathematical disciplines,
Enlightenment found in the history of astronomy the image of
including astronomy, with les progrès de l’esprit humain.14 In his
his progress up to his current perfection. In this, paper I do not
work, Goguet identified all human learning with the history of
want to deal with the historical details described by historians of
the progress of the human spirit, and thus made it plain that
astronomy of the eighteenth century, nor do I want to asses the
astronomy was also a part of it.15
historical reliability of their texts. Instead, I would like to present
Bailly defines the human spirit as “the sum of ideas of all
the main concepts, categories and regularities with whose help
educated men that genius added to genius from the beginning of
they tried to interpret the course of the history of astronomy.
things.”16 The human spirit was perceived as an aggregation of
Unlike other scholars7 I do not intend to interpret the Enlight-
human knowledge passing through history while constantly being
enment historiography of astronomy as an early phase of our
cultivated and perfected. The agents of this progress are individuals
own historiography. My purpose is rather to affirm that the
and generations of mankind, whose work and diligence makes the
historiography of astronomy in the eighteenth century perfectly
spirit grow and improve. The concept of the human spirit was so
corresponds to the intellectual discourse of the Enlightenment,
popular mainly because it eliminated the factor of chance and
and that it is only in this context that it can be appropriately
meaninglessness, typical of political history. The historians of as-
understood.
tronomy drew attention to the fact that the history of astronomy
The historiography of astronomy did not have as its aim a mere
understood as the history of the spirit represents a development
description of the past. It was part of a more comprehensive
with meaning and aim, unlike political history, which is a display of
discourse about the history and progress of the human spirit and, as
such, it shared its agenda and aim. The concept of the human spirit
made it possible to incorporate astronomy into the great story of 8
D’Alembert (1821a), p. 27; cf. Irwing (1781), p. 69; Estève (1755), vol. I, p. 5.
the progress of science, emancipation, and the overthrow of su- 9
Dagen (1980), p. 18; Gusdorf (1977), p. 56f.
perstitions. The philosophers of the Enlightenment often referred 10
Piaia & Santinello (2011), Israel (2004).
11
Montucla (1758), vol. I, p. 8 (Unless otherwise attributed, all translations are my
own).
12
Lalande (1771), vol. I, p. v.
5 13
Montucla puts explicit stress on D’Alembert’s Discours préliminaire (Montucla, Bailly (1781), p. iii. cf. Bailly (1778-1783), vol. I, pp. vi, xiv.
14
1758, p. 31) and writes about Goguet’s work: “in general I agree with its author” Estève (1755), vol. I, pp. v, xviii, vol. II, p. 129; Savérien (1766), p. 12; Laplace
(Montucla, 1758, p. xxv). (1796), vol. I, 8, vol. II, p. 199.
6 15
Hume (1994); Smith (1980); Turgot (1913); D’Alembert (1821a); Goguet (1758); Goguet (1758), vol. I, p. v. Cf. on Goguet’s historiography see Zedelmaier (2003),
Voltaire (1963); Irwing (1781). pp. 193e215; Wolloch (2007).
7 16
Cf. Swerdlow (1993); Laudan (1993). Bailly (1778-1783), vol. I, p. xiv.


Please cite this article in press as: Spelda, D., The history of science as the progress of the human spirit: The historiography of astronomy in the
eighteenth century, Studies in History and Philosophy of Science (2017), http://dx.doi.org/10.1016/j.shpsa.2017.05.004
D. Spelda / Studies in History and Philosophy of Science xxx (2017) 1e10 3

vanity and bloodbath.17 The concept of the human spirit thus related to the progress of time? I believe it was possible, thanks to
endowed the history of the human race with continuity, unity, four properties ascribed to the human spirit.
content, meaning and the pathos of civilisation. The effort of iso- 1. The spirit’s dependency on experience. The empirical genealogy
lated individuals turned into a long-term, transgenerational and of learning assumes that all human learning derives from experi-
triumphalist process of accumulating knowledge of humankind. ence. With the help of analysis, all concepts, including the abstract
Astronomy, seen as the part of the history of the human spirit, and the metaphysical, can be reduced to the original sensory data of
evolves across historical periods, countries and nations, never dis- their origin. No idea is inborn; no true knowledge exists which does
appearing, and gradually improving thanks to human effort. The not have its basis in experience. In the eighteenth century, the idea
aim of the historian was to describe the path of astronomy to the of astronomy was in perfect conformity with this ideal. Astronomy
contemporary state. The historiography of astronomy had to pre- was considered primarily as an empirical and observational disci-
sent the steps leading from primitive knowledge to the advanced pline whose progress counted on collecting data, refining param-
celestial mechanics. The development of the spirit in astronomy eters, and inductive generalisation. In the historiography of
had to be portrayed as a teleological process aiming towards the astronomy, that led to a lack of interest in historical astronomical
present. That is why these histories of astronomy also have a strong models and systems. “Observation was seen as the part of astron-
whiggish nature. omy whose history was worth recounting. Astronomical theory
The concept of the human spirit was taken over by historians and, perhaps surprisingly, cosmology were, with the exception of
of science from empirical philosophy.18 Empiricists such as Montucla, dealt with very superficially.”21 A typical feature of the
Locke, Condillac and D’Alembert repeatedly described how Enlightenment methodology of science was a lack of interest in
knowledge was gradually shaped in the human mind from theoretical systems, maybe even going as far as a resistance to-
simple ideas to complex and abstract concepts. D’Alembert in his wards them. Their marginalisation in the history of astronomy is
Discours préliminaire introduced a distinction between the apparently a reflection of this methodological attitude, targeting
metaphysical and the historical approach to the origin of primarily the Cartesian type of science. According to contemporary
learning, The metaphysical interpretation of the origin of science conviction, astronomy makes advances in the form of a cumulative
connects partial scientific findings with individual abilities and growth of experience. Its progress depends on the quality and
functions of the mind. It makes possible an a priori, ahistorical, amount of empirical data. Its advance is hindered by the shaping of
and non-contextual rational reconstruction of the forming of systems and hypotheses without support from dates.22 That also
scientific knowledge in thinking subjects. In opposition to this meant that the Enlightenment historians of astronomy valued
stands the historical interpretation that describes the genealogy theoretical astronomers, such as Copernicus or Kepler, less than the
of human learning in specific historical context. The meta- patient observers such as the representatives of the Alexandrian
physical interpretation deduces a systematic structure of science school, Tycho Brahe and Flamsteed: “Copernicus is not in the same
that is expressed in the fundamentals of each science. The his- category as Tycho; he was a greater philosopher than he was an
torical interpretation describes the gradual discovering of these astronomer.”23 In an effort to emphasise the empirical nature of
truths, which however are in a different order from that in the astronomical progress, some authors then interpreted Copernicus’s
metaphysical interpretation.19 introduction of the heliocentric system as the outcome of thirty
D’Alembert introduced this distinction because the history of years of “experience and observation”.24
the spirit does not always proceed completely logically. Errors often 2. The spirit’s dependency on time. Empiricist epistemology
appear, and blind alleys open up. Laplace, bearing this distinction in assumed that the human mind was entirely empty at the start of
mind, introduces it right at the outset of his description of the its development, and only slowly it became filled with experi-
history of astronomy: “The order in which I have treated the ence and ideas. The mind was not capable of immediate un-
principal results of the system of the world, is not that which the derstanding but needed time to put its experience together.
human intellect (l’esprit humain) has followed in the investigation. Learning is not something immediately attainable, but the pa-
Its progress has been embarrassed and uncertain. Mankind has tient collecting of experience. When this epistemological idea
frequently failed to arrive at the true cause of these phenomena, was transferred to history, it meant two important things. The
until all the hypotheses that imagination could suggest have been first was that the human spirit starts out empty and gathers
exhausted; and the truths that have been discovered, have almost knowledge together only slowly. In terms of the history of as-
always been combined with errors, which only time and observa- tronomy, this implied that astronomy could not have existed as a
tion have separated out.”20 perfect and developed system. This stood in opposition to long-
However, the historical triumph of reason must not have been standing tradition based on the Bible. In this traditional account
supposed to be the result of mere chance. Hence, the historians of of the origin of astronomy, the role of the historically first
astronomy strove to show that right from the start, the history of astronomer was attributed to Adam. Thanks to Adam’s knowl-
astronomy did not occur at random but followed a specific logic edge and his longevity, his descendants could rely on a very
derived from the empirical genealogy of ideas. The history of as- advanced astronomical system. Some early modern astronomers,
tronomy was intended to be the historical embodiment of the basing their thinking on references to Adam’s astronomical
development of the sentient and reasoning subject as described by perceptions, have imagined the progress of astronomy to be the
the empirical philosophers. But how was it possible to apply epis- restoration of Adam’s long-lost knowledge. The history of as-
temology to history? How could sensory and mental operations be tronomy was even occasionally understood as part of the plans

17 21
Cf. Montucla (1758), vol. I, p. vi; Estève (1755), vol. I, p. v. Steele (2012), p. 51.
18 22
This process has been convincingly presented by Jean Dagen whose results I Montucla (1758), vol. II, p. 529; Bailly (1778-1783), vol. I, p. 243.
23
follow here partially; see Dagen (1980), pp. 33e107, 363e405. Bailly (1778-1783), vol. I., p. 378; cf. similarly Laplace (1796), vol. II, p. 263;
19
D’Alembert (1821a), p. 54. Lalande (1771), vol. I, 192f.; Montucla (1758), vol. I, p. 444; Estève (1755), vol. I, p.
20
Laplace (1796), vol. II, p. 199; quoted from Laplace (1830), vol. II, p. 239; simi- 192f.; Goguet (1758), vol. II, p. 749.
24
larly Bailly (1778-1783), vol. I, p. xi. Montucla (1758), vol. I, 509; Savérien (1766), p. 138.


Please cite this article in press as: Spelda, D., The history of science as the progress of the human spirit: The historiography of astronomy in the
eighteenth century, Studies in History and Philosophy of Science (2017), http://dx.doi.org/10.1016/j.shpsa.2017.05.004
4 D. Spelda / Studies in History and Philosophy of Science xxx (2017) 1e10

of divine providence for the world.25 The Enlightenment phi- with the indiscretion of puberty, and arrives at a virile maturity
losophers did not believe that knowledge was initially perfect, culminating in the present time. The history of the human spirit
due to the supernatural action of God.26 The first people were thus resembles the process of coming of age.33 The history of col-
inexperienced and simple and that was why their knowledge of lective human knowledge corresponds to the process by which an
astronomy was initially very simple e this knowledge only very individual comes of age. Knowledge of the human species develops
slowly improved over the course of time. The history of as- in the wake of the knowledge of the individual: phylogeny follows
tronomy thus liberated itself from biblical history. The entire ontogeny. This parallelization of phylogeny and ontogeny can be
history of astronomy was seen as the result of human diligence observed quite often in the thought of the Enlightenment. For
over a long period of time. example, Turgot writes: “. mankind considered from its origin
Secondly, philosophers were in agreement that the advance of seems to the eyes of a philosopher to be a great whole which, like
the human spirit was from the beginning very slow, laborious, and every individual, has its own childhood and progress.”34
leading through many mistakes and errors, and that it had to assert The history of astronomy was conceived in line with this idea,
itself against prejudices and superstition. They believed that it took often expressed by means of the metaphor of the human ages. The
human beings a very long time to extricate themselves from progress of astronomy had started in its infancy and continued to
childish imaginings and therefore they judged that the human race its current mature state.35 Just as the individual begins with simple
had spent by far the greater part of their history in the shackles of assurances and information, the beginnings of astronomy were
superstition and error.27 With the passing of time, human experi- simple, but with experiences acquired later, it shaped for itself ever
ence increases and mankind succeeds in extricating itself from the more complex ideas, until in the end it grasped the simplicity of
power of superstition. For example, Voltaire wrongly supposed that nature. This concept should indicate primarily the unity, inevita-
it was thanks to the fact that they had devoted themselves to as- bility and irreversibility of scientific progress. The human spirit
tronomy for 1900 years that the ancient Chaldeans had matured to represents the collective of the human race that maintains conti-
accept the heliocentric worldview.28 This motive repeats itself nuity in historical change, thanks to the joint efforts of individuals.
relatively frequently in the historiography of science; the advanced Phylogenesis can repeat ontogenesis only because science is un-
astronomical knowledge of various cultures was interpreted as an derstood as the efforts of individuals connected to each other. “Even
outcome of their long history.29 if mankind can be considered as an everlasting individual that em-
Astronomy was the embodiment of the kind of knowledge that braces centuries by the life and intelligence of the species, this indi-
requires time, patience, slow and gradual pace and collective vidual has moments of inertia and sleep[.] when her/his inequal
collaboration. Goguet states that “there is no science which de- march is interrupted, individuals renew the course of work and
pends so much on the length of time as astronomy, it must have research .”36
been very long before it arrived to any great perfection.”30 And 4. The identity of human spirit. The empiricist philosophers were
Laplace opens his Exposition in a very similar spirit: convinced that their description of genealogy applied universally to
Of all the natural sciences, astronomy is that which presents the every member of the human race because everyone had the same
longest series of discoveries. The first appearance of the heavens is mind. If it was influenced by the environment, every individual
indeed far removed from that enlarged view, by which we would pass through the same epistemological development.
comprehend at the present day, the past and future states of the Thanks to this conviction, historians could launch themselves into a
system of the world. To arrive at this, it was necessary to observe hypothetical reconstruction of the beginnings of science. Historians
the heavenly bodies during a long succession of ages . “.31 of astronomy attempted to imitate the mentality of primitive
Historians understood the long passage of time of astronomy as people looking up at the sky. Their aim was to reproduce the
a natural environment in which the human spirit gradually experience and thought processes of primitive people ranging from
approached perfection by acquiring experience and generalising it. the first observations of the sky to abstract astronomical concepts.
The passage of time itself contributed towards bringing the spirit Montucla, Lalande, Estève, Fontaine and Bailly describe what
closer to perfection: “Time passes, and its passing is to the advantage ancient farmers and herders could see in the sky and how they
of science that grows with the age of world”.32 understood it.37 In Lalande’s words, historians make the readers
3. The collective spirit follows ontogeny in its development. His- assume the role of discoverers: “we put the reader in the position of
torians and philosophers of the Enlightenment often specified that someone who will make a great discovery”.38 This transport into the
the human spirit goes through the same development stages as an past is possible thanks to the firm conviction of historians that the
individual. It begins with the ignorance of childhood, continues intellect is universal and remains the same in every time period e
which is why identical epistemological processes that can be
reconstructed take place therein. On the other hand, this rational
reconstruction was specifically only probable and hypothetical, in
25 
Cf. Spelda (2013).
26
harmony with contemporary historiography. According to Mon-
Weidler (1741), pp. 14e18; C. F. G. (1792), pp. 6e8; Heilbronner (1742), pp. 54e
tucla, “we will develop some thoughts that could lead these ancient
56; Montucla (1758), vol. I, p. 54f.; Estève (1755), vol. I, p. 15f.; Cassini (1740), iv.
27
Turgot (1913), p. 219f.; Irwing (1781), pp. 36e37, 58,139. astronomers in their discoveries. If it is not the true march of the
28
Voltaire (1963), vol. I, p. 34; cf. I, p. 68, vol. II, pp. 306,724.
29
The equivalent to this in astronomy is the 600 year long lunisolar period
discovered by Cassini. Historians were convinced that a knowledge of this period
was possible only on the assumption of a developed astronomy, and again, ac-
cording to them, a developed astronomy assumes long centuries of previous
33
observation. On the Cassini period see Swerdlow (1990); see further Estève (1755), Irwing (1781), p. 20.
34
vol. I, pp. 18e21; Bailly (1781), pp. 69, 76, 84, 89f; Bailly (1787a), p. 50; Costard Turgot (1913), p. 215.
35
(1767), p. 124; Lalande (1771), vol. I, p. 123; Buffon (2007), p. 1328, cf. p. 1644, Montucla (1758), vol. I, p. 152; Bailly (1787), p. 191f; Laplace (1796), vol. II, p.
note 3. 199; Costard (1767), p. 307.
30 36
Goguet (1758), vol. I, p. 213. Quoted from Goguet (1775), vol. I, p. 226. Bailly (1778-1783), vol. I, p. xvi.
31 37
Laplace (1796), vol. I, p. 7. Quoted from Laplace (1830), vol. I, p. 1. Montucla (1758), pp. 145e170; similarly Fontaine des Crutes (1746), pp. xi-xiv;
32
Bailly (1781), pp. v, vi-vii. Bailly stressed the role of time many times, see Bailly Lalande (1771), vol. I, p. 1e70; Bailly (1781), pp. 34e54; Estève (1755), vol. II, p.
(1778-1783), vol. I, p. 281; vol. II, pp. 328, 579, vol. III, pp. 173, 176, 187, 209f.; Bailly 124e151.
38
(1787a), p. 220; Bailly (1787b), pp. ii,xxi, xxiiif. Lalande (1771), vol. I, p. iv.


Please cite this article in press as: Spelda, D., The history of science as the progress of the human spirit: The historiography of astronomy in the
eighteenth century, Studies in History and Philosophy of Science (2017), http://dx.doi.org/10.1016/j.shpsa.2017.05.004
D. Spelda / Studies in History and Philosophy of Science xxx (2017) 1e10 5

human spirit, it is at least so natural we could believe it is very close to development from complexity to simplicity. According to empiri-
this march.”39 cist philosophers, the knowledge of the sentient mind gradually
expands and improves together with its growing experience. The
subject gradually proceeds towards more and more abstract con-
3. The development of the spirit
cepts. The mind goes through a period when complex, confused,
metaphysical ideas about the functioning of the world are created,
I have tried to show how astronomical accounts of the history of
and in the end comes to understand that the world is governed by a
the human spirit attempted to transpose epistemology onto his-
few simple laws, symbolised for the Enlightenment by Newton’s
tory. This also implied that the history of science unfolded in line
law of gravity.49
with established epistemological principles. Empiricist philoso-
Astronomy progresses along the same lines. Just like philos-
phers were convinced that the development of the cognising mind
ophers, astronomers believed that nature was a unified system
does not happen randomly, but according to laws and principles.40
governed by simple laws (la simplicité des loix prescrites à cet
Likewise, historians of astronomy believed that, being part of the
univers).50 Therefore, they believed that science in its prime
history of the human spirit, the history of astronomy was a
would consist of several simple truths, principles and laws that
necessary process governed by certain principles.
would explain everything. For astronomy too, the model was
1. The march of the human spirit. In formal terms, the necessary
Newton, whose law of gravity Laplace valued as a simple prin-
progress of astronomy was seen as an unchangeable sequence of
ciple capable of explaining a great many phenomena.51 Accord-
individual steps. “Nature has imprinted an unchanging order on
ing to Bailly, Newton arrived at his results in the end precisely
things that succeed one another. All truths are related, we successively
just because in his life and thinking he copied the simplicity of
pass from one to another.”.41 The metaphor of a chain of discoveries
nature.52
was very popular but there was another, more widespread meta-
However, these simple truths were the result of a long process.
phor that derived from the idea that the human spirit always de-
Epistemologists were convinced that in the beginning only chaotic
velops in gradual steps. According to Lalande, “the spirit always
ideas inhabited the mind. The mind was susceptible to illusions and
moves step by step”.42 It is from here that the immensely popular
prejudices. This epistemological premise also applied to the history
idea, the “march of the human spirit”, is derived. “It is reasonable for
of astronomy: The first people were confused, blinded by illusions
us to talk figuratively about the march of the human spirit; it advances
and prejudices. They were frightened of the gods in the heavens
by related ideas, just as we move by successive and consistent steps.”43
and believed in astrology, explaining the movements of the planets
This metaphor is supposed to indicate primarily that astronomical
using complex theories. Over the course of time, astronomy pro-
discoveries do not occur at random, chaotically, but that they
gressed from complex and incorrect structures to more simple and
consistently follow each other: “each former discovery hath paved
accurate ones. Complexity and confusion were attributed to in-
the way to a succeeding improvement.”44 Each subsequent dis-
fancy. Simplicity was an indication of intellectual maturity that was
covery takes the previous one further in a logical sequence. Truths
the result of a long-term development. “Simplicity is not in essence
follow in a firm and unchangeable succession.
a principle, an axiom, it is the result of working; it is not an idea
The metaphor of the marching spirit also indicates that the
from the childhood of the world, it belongs to the maturity of
transition from one discovery to another does not occur as a rev-
mankind.”53
olutionary and sudden change. Historians of astronomy rather
The history of astronomy has also experienced not only
advocated the idea of a gradual improvement of the human spirit,
simplicity in the sense of a small number of laws with a large range,
one that is slow and takes place in almost imperceptible stages or
but also the concept of the simplicity of astronomic systems. His-
steps: “Most discoveries reach their perfection only by impercep-
torians again saw progress in this transition from the more complex
tible increases.”45 This was crucial for the preservation of the idea
to the simpler. Copernicus’s heliocentric system was a typical
of the continuity in the development of the human spirit: even
example of such progress. For instance, Lalande accentuated the
small discoveries play their important role, because they function
admirable simplicity of the accurate ideas designed by Copernicus
as links and prepare the ground for great achievements. All dis-
as opposed to the complex system elaborated by Ptolemy.54 It also
coveries represent individual steps on the ladder of progress.46
applied in Copernicus’s case that the simple nature of his system
According to Bailly, “the human spirit does not advance by (.)
testified to its accuracy in the eyes of all those who wanted to free
graduated ideas, at first simple, then composed.”47 Historians of
themselves from prejudices adopted in infancy.55 Estève defined
astronomy did not anticipate the concept of scientific revolution in
this difference between astronomical systems quite clearly. Those
the Kuhnian sense, as I. B. Cohen believes.48 They believed in a
persistent accumulation of knowledge and its gradual system-
atisation, simplification, and transference into general regularities
and causes. 49
D’Alembert (1821a), pp. 27f., 68e71.
2. From complexity to simplicity. From the formal point of view, 50
Bailly (1781), p. xxiv, cf. Bailly (1778-1783), vol. I, p. 138.
the march of the human spirit represents an uninterrupted 51
Laplace (1796), vol. II, p. 283.
52
sequence of small steps. At the same time, the march represents Bailly (1778-1783), vol. II, p. 469.
53
Bailly (1778-1783), vol. II, p. 4. Laplace reproached Kepler for his dependence on
Pythagorean metaphysics of perfect forms and numbers writes: “Instead of passing
39 slowly by successions of inductions, from insulated phenomena, to others more
Montucla (1758), p. 145; cf. Estève (1755), vol. I, p. 128; Irwing (1781), 13f.;
extended, and from these to the general laws of nature; it was more easy and more
Bailly (1787a), p. 224; Bailly (1778-1783), vol. I, p. 154.
40
agreeable to subject all phenomena to the relations of convenience and harmony
Irwing (1781), pp. 20e22; Turgot (1913), pp. 219e220. .” Laplace (1796), vol. II, p. 263; quoted from Laplace (1830), vol. II, p. 315.
41
Bailly (1787a), p. 192. 54
Lalande (1771), vol. I, p. 511; cf. Smith (1980), p. 71; Montucla (1758), vol. I, p.
42
Lalande (1771), vol. I. p. iv; cf. Irwing (1781), p. 58. 516; Estève (1755), vol. I, p. 257f. “Copernicus, proposing a system simpler than that
43
Bailly (1778-1783), vol. I., p. 26. of Ptolemy . The system of Copernicus, though making astronomy more simple
44
Costard (1767), p. 307; Lalande (1771), vol. I, p. iv. .” Modern research denies the unambiguous simplicity of Copernicus’ astronomy
45
Montucla (1758), vol. I, p. 434. and that it would be the result of observation e see e.g. Gingerich (1993), pp. 193e
46
Montucla (1758), vol. I, p. 43; cf. vol. II, p. 431. 201; Lerner, Segonds, Luna, Pantin, and Savoie (2015), pp. 331e353, 373e390.
47 55
Bailly (1778-1783), vol. I, p. ix. Lalande (1771), vol. I, p. 515: “simplicity of this hypotheis [heliocentrism] is
48
Cohen (1995), pp. 202e208, 217e224. sufficient for making it probable.” Cf. Bailly (1778-1783), vol. I, pp. 348,364.


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6 D. Spelda / Studies in History and Philosophy of Science xxx (2017) 1e10

systems that lack simplicity are bad systems: “if it is not simple, it is frivolous conjectures”61 Keill reproaches the Greeks in that, instead
wrong.”56 Adam Smith put it similarly: “the first systems [.] are of devoting themselves patiently to observation, they “spent their
always the most complex”.57 Hence, as Bailly noted, simplicity al- Time about Trifles, and Disputes of no Value, and in endeavouring
ways comes last to surmount the development of the human to find out Sophisms .”.62
spirit.58 The condemnation of Greek impatience and theoretical ambi-
3. From phenomena to their causes. We have seen that in the tions63 was a reflection of a more general rule of the historiography
history of astronomy, the human spirit marches in a continuous of astronomy. The speculative systems and hypotheses produced
sequence of small steps towards simplicity. The third rule gov- obstacles and hindrances in the progress of the human spirit:
erning the development of the human spirit says that the spirit “Sometimes, always putting hypotheses in the place of facts is a
works its way from the knowledge of facts to a knowledge of way of slowing down the progress of science.”64 Real astronomy
their causes. This idea again derives from empiricist philosophy was slow, empirical and inductive. Hypotheses and systems were
and methodology. The human spirit, like the sentient mind, primarily the expression of the impatience and hastiness of an
initially only distinguishes between simple ideas, collecting and intellect that could not wait to uncover the ultimate causes of
sorting them, and preserving them by means of traditions. Only things. Therefore the true beginning of astronomy is represented
much later and on the basis of facts aggregated over centuries it for more or less all historians of astronomy by the school of Alex-
is capable of inducing the real causes of phenomena e the true andria. Bailly actually inaugurates his three-volume history of
system of the world. “The search for causes is an idea that came to “modern” astronomy by presenting this school.65 This is in fact
men very late.”59 This rule again applies to the coming of age of where astronomy rid itself of the ties of philosophy, and concen-
each individual, for each scientific branch as well as for the trated on observing and gathering empirical data for future
knowledge of the humankind. In terms of astronomy, this im- evaluation.66
plies that accurate and casual knowledge of the universe can The laws of the gradual progress of the human spirit mentioned
only be attained in the present day. This had been denied to the earlier lead to another remarkable conclusion: that each generation
astronomers of the past because they did not have sufficient of scientists should acknowledge their place in the history of the
empirical data at their disposal. progress of the spirit without aspiring to gain knowledge that does
This leads to an important conclusion. If ancient astronomers not pertain to this particular developmental stage. Historical find-
attempted to comprehend the causes of heavenly phenomena, they ings emerge in a logical order which cannot be changed. Therefore
were bound to fail. Their explanations were always mistaken, based the Greeks could not in their time aspire to some pieces of
on errors and prejudices stemming from doctrines such as knowledge, because it was still early: “If, nevertheless, they have
astrology and anthropocentrism. Historians of astronomy even sometimes hit upon the truth, we ought to attribute it to pure
believed that the ancient astronomers were methodologically un- chance.”67 It also implies that one cannot attribute developed sci-
disciplined when trying to find the causes of things. Such a belief entific knowledge to the Greeks. According to Montucla, doxo-
played a crucial role in the assessment of early Greek astronomy. graphical reports about such knowledge are “contrary to the march
According to the historians of astronomy, ancient nations, such as of the human spirit”.68
the Chaldeans, limited themselves to the collection of data and I would like to present two examples of this faith of historians of
predictions of heavenly phenomena, and it was not their ambition astronomy in the immutable logic of progress.
to try to understand the laws of the universe. There was nothing Historians of astronomy considered Greek heliocentrism to be
wrong with that. The Greeks, on the other hand, did not respect the a mistake e a disregard for the principles of development of the
pace of the march of the human spirit. They were too undisciplined human mind. We have some evidence that the Pythagorean
and wanted to understand the system of the universe too quickly. philosopher Philolaos and the Hellenist astronomer Aristarchus
Early Greek astronomy was deficient in that it was too impatient, postulated a heliocentric system of the world as early as in
and too rash in its theoretical pronouncements. Early Greek Antiquity. The Positivist historiography of astronomy of the
thinkers, especially the Pre-Socratics, did not have sufficient nineteenth and twentieth centuries mostly presented Greek
empirical data at their disposal. Instead of patiently observing the heliocentrism as a discovery by a genius, forcefully suppressed
sky, they ventured into metaphysical speculation. by prejudices, backwardness and the clergy.69 Historians of as-
tronomy in the Enlightenment period saw heliocentrism as an
. mixed mathematics demands lot of facts, of observations, and
illegitimate discovery, as it did not respect the rules of the
that was the problem in Antiquity. In general, there were not
progress of the human spirit. The historians of astronomy
enough observations; they insisted too much on reasoning and
believed that it was absurd for a heliocentric system to be
metaphysics, while it was necessary only to watch and observe
advocated in antiquity. It was just an unfounded assumption that
with exactitude. Exited by impatient curiosity [.] the Ancients
could not successfully defy the astronomical arguments of
wanted to explain nature before they understood its basic
procedures.60
62
Keill (1739), p. ix. Cf. similarly Goguet (1758), vol. III, pp. 205e213.; Estève
Laplace speaks in a similar way about Greek astronomy before (1755), vol. I, pp. 158, 334, 336; Bailly (1778-1783), vol. II, pp. 181, 91; Bailly
the foundation of the School of Alexandria: “They treated astron- (1781), pp. 257e9; Bailly (1787b), p. clxix.
63
omy as a science purely speculative, often indulging in the most Apart from the Greeks, such hasty reasoning can be exemplified by Descartes’
vortex theory of planetary motion and his hypothetical natural philosophy. See e. g.
Bailly (1778-1783), vol. II, p. 181; Montucla (1758), vol. II, p. 371.
64
Bailly (1778-1783), vol. I, p. 243.
65
See Fontaine des Crutes (1746), p. xvi; P. Ch. Le Monnier (1746), pp. xiii, xviif.;
56
Estève (1755), vol. II, p. 68. Lalande (1771), vol. I, pp. 147ff., 192; Weidler (1741), p. 383; Montucla (1758), vol. I,
57
Smith (1980), p. 66. pp. 444, 557; Goguet (1758), vol. III, p. 209; Estève (1755), vol. I, p. 182; Bailly (1778-
58
Bailly (1781), p. 211: “But natural ideas, simple systems, are always the last 1783), vol. I, p. 378; Laplace (1796), vol. II, p. 259f.
66
which present themselves to the human mind.” Montucla (1758), vol. I, p. 215.
59 67
Bailly (1781), p. 239. Goguet (1775), vol. III, p. 212f.
60 68
Montucla (1758), vol. I, p. 6. Montucla (1758), vol. I, p. 108.
61 69
Laplace (1796), vol. II, p. 211; quoted from Laplace (1830), vol. II, p. 253. See e. g. White (2009), vol. I, p. 21f.


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D. Spelda / Studies in History and Philosophy of Science xxx (2017) 1e10 7

scholars and the prejudices of the unenlightened living at the intellectual capacities of an individual that are decisive any longer,
time. The Pythagoreans “spotted the real system of the universe; but rather his or her position on the time axis, on the regular line of
nevertheless, the truth, apparently not well enough established, progress of the human spirit. For instance, D’Alembert noted that
was suffocated by prejudice.“. Greek heliocentrism was only an Duns Scotus, a Scholastic philosopher, produced in his day
unfounded idea. For heliocentrism to be convincing, many cen- numerous chimeras admired by his contemporaries. In a more
turies of careful measurement and observation were still enlightened century, he may have become another Newton.80 The
necessary.70 “An advanced opinion in astronomy means nothing same applied to astronomy; had ancient advocates of geocentrism,
if it is not based on calculation and geometrical operations”71 In such as Hipparchus, been transposed to modern times and con-
antiquity heliocentrism was a confused, unfounded, unprovable fronted with numerous observations and modern hypotheses, they
hypothesis that did not rely on empirical data and was ration- would have become the followers of heliocentrism.81
alised only metaphysically so that Aristotle had no problem in That also means that learning is distributed in history according
disproving it. According to Bailly, the most important astron- to its age and civilisation. The present represents the culmination
omer of classical times, Hipparchus of Nicaea, inclined towards and immediate summit of perfection. Preceding civilisations
geocentrism simply because all the facts testified to this system, represent only a certain stage in the development of the spirit,
and because it appeared quite natural.72 The right time for the which is allowed only particular knowledge, as this quotation from
presentation and defence of heliocentrism came 1700 years later. Bailly makes clear: “In the course of this long formation [of the
The time of Copernicus was the first to be so enlightened and spirit], every period has its education, its own ideas, and discoveries
equipped with knowledge that it could accept the new system.73 that are permissible.”82
If the development of the human spirit follows its own strict
regularity, what is then the role of human genius, human creativity
and inventiveness? The history of the human spirit consists of a 4. The social and natural conditions of progress
regular succession of discoveries that cannot be skipped or cir-
cumvented even by a mind of genius.74 In philosophical and as- The Enlightenment philosophers believed that knowledge itself
tronomical treatises published during the Enlightenment, this undergoes constant improvement. The mind gains more and more
belief in inevitable temporal succession took the form of a meta- new experiences, and uses them to perform increasingly more
phorical expression which I call “genius trapped in its own time”: complex operations. However, its epistemological development is
“Everyone is formed by his century”.75 What does it mean? The hampered by external influences of a social and natural character:
progress of the human spirit follows a necessary order of discov- religion, cultural prejudices, customs, cultural inertia, etc. Likewise,
eries, so that the genius remains trapped in its century and culture. it is in the nature of the collective human spirit constantly to
Not even a mind of genius is capable of transgressing the un- improve itself. However, its epistemological progress is repeatedly
changeable order of progress e for one or other of the two hampered by social and natural influences. It is hindered by prej-
following reasons: a) it is unable to defy the thoughts of its con- udices, superstition, barbarianism, floods, earthquakes, volcanos
temporaries; b) although making a discovery, genius is unable to etc. Hence, the actual history of the human spirit, according to
defend the discovery as it lacks the requisite data, concepts and philosophers, historians and scientists, did not take the form of a
theories. Genius cannot be ahead of the time and the thought of its continuous progress, but of cycles of “blossoming and decline”.83
century.76 The Enlightenment philosophers often talked about the history
In Enlightenment literature, this idea was often exemplified by of the sciences being interrupted by reversals (révolutions), mainly
Isaac Newton. According to Laplace, Newton was not only endowed natural disasters and periods of barbarianism,84 or its progress
with profound genius, but “nature [.] placed his existence in a being accelerated or slowed down, as illustrated by a quote from
most fortunate period”.77 In his outline of the history of science, the Turgot: “the arts and sciences are successively discovered and
German chemist Friedrich Gren wrote that if Newton had been born improved; successively slowed down and accelerated in their
among Indians, “all of his mental power would have been progress”.85
exhausted by counting to ten”. Had Newton lived in a more distant This applied similarly to astronomy. In the purely epistemo-
past, or on the banks of Orinoco, he would not have been able to logical sense, astronomy would be slowly but constantly
create an accurate system of the world based on the universal law improving. However, its progress was repeatedly interrupted and
of gravity.78 Bailly writes in the same spirit, that if Newton and decelerated by natural and social circumstances. That meant that
Descartes had been born among the Hottentots, their genius would the history of astronomy was characterised by fluctuations and the
have been exhausted in building huts.79 resulting curve of the astronomical progress had the form of a
However, this concept of trapped genius resulted in indifference sinusoid. The history of astronomy thus consists of alternating
towards individual intellectual achievements. It is not the periods of activity and inactivity, periods of discoveries, and periods
of stagnation. In Laplace’s words, we shall see that astronomy
remained during a great many ages in its infancy, that it increased
70 and flourished in the school of Alexandria, became stationary
Montucla (1758), vol. I, p. 212.
71
Estève (1755), vol. I, p. 249.
72
Bailly (1778-1783), vol. I, p. 24.
73 80
Montucla (1758), vol. I, pp. 205,115; Bailly (1778-1783), vol. I, p. 365; Bailly D’Alembert (1821b), p. 37; quoted in Dagen (1980), p. 394.
(1781), p. 220f., 247; Goguet (1758), vol. III, pp. 182e184.; C. F. G. (1792), p. 26; 81
Bailly (1778-1783), vol. I, p. 365.
Estève (1755), vol. I, p. 250f. 82
Bailly (1787a), p. 192.
74
Bailly (1778-1783), vol. I, p. 355: “There is therefore a true succession of ideas, 83 
See Spelda (2015); Schlobach (1976); cf. Schlobach (1980), pp. 317e324. The
which is impossible to reverse. The genius itself can do nothing.” cyclic concept of the history of civilisation and learning led to the situation that
75
Voltaire (1963), vol. I, p. 774. many of the Enlightenment, including those who made the encyclopedias, feared
76
Bailly (1778-1783), vol. I, p. 27 (Aristarchus of Samus), p. 418 (Tycho Brahe); the arrival of other natural catastrophes accompanied by a new cycle of barbarism.
Montucla (1758), vol. II, p. 215 (Kepler). That is excellently and very richly demonstrated in Seguin (2001), pp. 431e463; cf.
77
Laplace (1796), vol. II, p. 276; quoted from Laplace (1830), vol. II, p. 332; cf. Poulouin (1998), pp. 375e405.
84
similarly Bailly (1778-1783), vol. II, p. 679. D’Alembert (1821a), p. 55; similarly Voltaire (1963), vol. I, p. 202f.; Buffon
78
Gren (1799), p. 195. (2007), p. 1330.
79 85
Bailly (1787a), p. 147. Turgot (1913), p. 215.


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8 D. Spelda / Studies in History and Philosophy of Science xxx (2017) 1e10

(stationnaire) till the time of the Arabs, who improved it by their government.”94 This idea also found its way into historiography and
observations, and lastly that it is within the three last centuries, it astronomy. Astronomical knowledge was partially dependent on
has rapidly risen (s’élever) to that state of perfection, in which we political systems and forms of government.
behold it at the present day.86 Historians of astronomy very often mention the activity of
Montucla thought that the history of astronomy may be divided enlightened rulers as a positive factor in the development of the
into periods of stagnation, or even backwardness: spirit. These rulers supported science, above all facilitating the
It was observed that it (mixed mathematics) often proceeds establishment of astronomical observatories and the composition
slowly: it is stationary now and then, even for whole centuries, I of astronomical tables e typical examples of such rulers were the
mean that it was somehow stopped in its march and did not make caliphs of Baghdad, Alfonso X of Castille and Rudolph II. This
any significant progress; however, it was considered less retrograde conviction is in part connected with the empiricist concept of as-
than others, i. e. taking mistake for truth; because in the march of tronomy as a field existentially dependent on observation: “ob-
the human spirit, one mistake is a step backward.87 servations sometimes need considerable expenditure and direct
Even in Weidler’s unimaginative enumeration of authors and protection by the ruler.”95
books, signs of the interruption and the re-blossoming of as- The assurance of conditions for observation was not sufficient
tronomy (restitutiones astronomiae) are sometimes found.88 for the long-term advance of astronomy. Science also needs
Bailly believed that in the course of history, the human spirit freedom e political and intellectual. According to this idea, the
has to take time out and create a pause. Its progress (marche) is development of the human spirit is hindered mainly by despotism.
irregular and interrupted.89 And sometimes even the advances of Political despotism breeds intellectual despotism. The political rule
human science get lost: “Barbarism that now and then takes of a single authority brings about a respect for authorities in science
over the earth, several times caused the footprints of human that hinders the development of original research. Political slavery
industry to be lost.”90 The most typical example of a period of implies the impossibility of scientific creativity and innovation.
stagnation and decline was the Middle Ages, siècle d’ignorance: According to David Hume: “A people, governed after such a manner
“the shadows were victorious, all Western science was reduced [sc. despotic power] are slave in the full and proper sense of the
to one stupid superstition.”91 word; and it is impossible they can ever aspire to any refinements
Various causes have been offered for the uneven advance of of taste or reason.”96 As a result, according to Hume, science thrived
astronomy. Historians have sometimes argued that nature did not best in a political arrangement that is the opposite of despotism, i.e.
distribute genius equally in history. Montucla writes, for example, in a civilisation composed of numerous democratic republics.97 The
that science has its periods of prosperity and decadence because men of the Enlightenment agreed that the great Asian empires are
nature becomes exhausted after having created genius, and needs a not suitable for the development of science; preferable are small
long rest in order to restore her original fertility.92 This idea was democracies or constitutional monarchies of the European type.
obviously however no sort of explanation, but more of a metaphor People can actually fight better against authority and force in small
for the irregular course of the spirit’s advance. states and therefore gain here the intellectual freedom that is
To gain a true explanation of the march of the human spirit, beneficial for the development of science. A long scientific tradition
philosophers and historians have tried to create a theoretical sys- can exist in despotic empires, but not a permanently innovative
tem that would explain the cyclic alternation of phases of blos- progress of the spirit.
soming and decline as a manifestation of regularity. The historical Social conditions formed merely one type of circumstances
interpretation of the advances of the human spirit, rooted in the affecting the history of the human spirit. The second was repre-
social and natural context, must not be changed into chaos. sented by natural circumstances. Some historians of astronomy,
Enlightenment philosophers and historians hence searched for a such as Bailly, associated the theory of despotic government with
method of systematically interconnecting the social and natural the theory of climate. This produced a closed explanatory system
context with the intellectual processes of the human spirit. This that combined politics, nature, the progress of the spirit and
implies that they intended to connect empiricist epistemology with knowledge just as Voltaire did in his Essai sur les moeurs et l’esprit
social history. They fundamentally drew on the empiricist idea that des nations.98 This system consequently allowed for a comprehen-
the human mind could attain true knowledge only if given some sive causal account of the history of the human spirit.
freedom e i.e. if not blinded by prejudices and controlled by au- During the Enlightenment it was widely believed that each
thorities.93 Writers who, like Goguet, strove to capture the history nation had its own spirit. This spirit of the nation manifested itself
of learning in the broader cultural context, applied this knowledge in the mentality, morals, customs and laws of the nation concerned.
to the history of the spirit too: “. in all nations, the state of the arts It is a spirit that is substantially determined by the climate. The
and sciences has at all times been intimately connected with, and most notable representative of this theory was Montesquieu but its
greatly influenced by the political institutions and form of variations can also be found in the works of other philosophers.99
This theory was also adopted by many astronomers and histo-
rians of astronomy, most notably by Bailly. They assumed that the
development of astronomical knowledge was affected by the spirit
86
Laplace (1796), vol. II, p. 199f.; quoted from Laplace (1830), vol. II, p. 240. of nation, and consequently also by the climate. The substance of
87
Montucla (1758), vol. I, p. xxv. this theory may succinctly be expressed as follows: There are
88
Weidler (1741), pp. 272, 292. northern and southern nations. By the northern nations Europeans
89
Bailly (1778-1783), vol. I, pp. xiv, 25; Bailly (1787a), pp. 17, 34, 46.
90
Bailly (1781), p. vi (mistaken pagination iv).
91
Estève (1755), vol. I, pp. 242, 226. Cf. in different variations Savérien (1766), pp.
95
130, 132; Laplace (1796), vol. II, p. 238; Le Monnier (1746), p. xv; Bailly (1778-1783), Estève (1755), vol. I, p. 282, cf. 52f; similarly Montucla (1758), vol. I, pp. 344,
vol. II, pp. 228, 356; Montucla (1758), vol. I, pp. 20, 34; Lalande (1771), vol. I, p. 159. 417; vol. II, p. 416; Weidler (1741), p. 272; Lalande (1771), vol. I, p.,xxix, 146; Le
92 Monnier (1746), p. xxviii.
Montucla (1758), vol. I, p. 284, cf. 429. Cf. similarly Bailly (1778-1783), vol. I, p.
96
45; Bailly (1787a), p. 46; Bailly (1779), p. 16; Estève (1755), vol. I, p. 224; Savérien Hume (1994), p. 62.
97
(1766), p. 132. Hume (1994), p. 65.
93 98
E. g. D’Alembert (1821a), p. 55: “. it is only freedom to act and think that is Voltaire (1963), vol. I, pp. 197, 236; Cf. Engelhardt (1979), pp. 52e56.
capable of producing great things .” 99
On the history and origin of the theory of climate see Couzinet (1996), pp. 163e
94
Goguet (1758), vol. I, p. vi; quoted from Goguet (1775), vol. I, p. v. 187; Staszak and Couzinet (1998).


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D. Spelda / Studies in History and Philosophy of Science xxx (2017) 1e10 9

are usually meant; the southern are mainly inhabitants of the It is surprising that [.] that their [Chinese] astronomy and all their
Orient. Northern nations must constantly cope with the adverse sciences were at the same time so ancient and so limited. It seems
conditions posed by nature and hence they are rational, laborious, as if nature had given to this species of men so different from ours,
courageous, virtuous and honest. On the other hand, Southerners organs formed for discovering all at once whatever was necessary
are well provided for by nature in the material sense, but their spirit for them, and incapable of going any further. We on the contrary
suffers due to the stupefying effect of heat; hence they are licen- have made our discoveries very late; but we have been quick in
tious, fearful, cowardly, sensual, indolent, lacking self-control and bringing things to perfection.104
succumbing easily to their passions. They lack tenacity and are
incapable of long-term intellectual activity. Northerners live in re-
The Enlightenment historians referred to China and India as
publics or monarchies, whereas Southerners suffer under despotic
prime examples of lands that used to have a developed astronomy.
regimes because they are too weak, indolent and tired from the
As a result of the despotic government and the stupefying climate,
heat to fight against authorities:
the Chinese and Indian astronomy stagnated, as it were preserved
When I visualise the southern nations weakened by the heat of the itself: “. the scrupulous attachement of the Chinese for their
sun, weakened even more by the idleness of abundance; losing, ancient customs, which extended even to their astronomical rules,
with the strength of the body, the courage of the soul and the has contributed with them, to keep this science in a perpetual state
boldness of the spirit: and, on the contrary, I see in the North, na- of infancy.”105 The Chinese and Indians are fearful and superstitious
tions hardened by active life, prepared for war by the exercise of and although they had a long tradition in observation, their intel-
hunting, by the need to work, to be industrious.100 lectual development came to an end. They only pass their astro-
nomical knowledge on from generation to generation without
understanding it.106
How does this affect the history of astronomy? Southerners are
The climate theory and the despotic government theory also
able to collect and pass on astronomical data over thousands of
made it possible to explain the continuity of the human spirit: the
years. Thanks to the length of time, they are able to discover various
great oriental civilisations gave birth to the human spirit, as this
periodicities of celestial phenomena, and can thus to predict these
was where the first astronomical facts could be ascertained. How-
occurrences e even without sufficient theoretical and mathemat-
ever, oriental states gradually came under despotic rule and their
ical background. However, they lack natural inquisitiveness and
scientific progress stopped. Intellectual development relocated to
intellectual obstinacy. They are unable to overcome the rule of
the north, its holders becoming the Greeks, then the Arabs, and
authority and prejudices in astronomy. They do not initiate prog-
finally modern Western Europeans. Thus in the end the theory of
ress, being unable to expand the knowledge gained and they are
the progress of the human spirit confirmed the requisite develop-
satisfied with what has been achieved. Original ideas were always
ment of the spirit, as well as the civilisation and intellectual su-
produced by the creative and laborious Northerners, be it the
periority of the Europeans. The Enlightenment could declare itself
Greeks or modern Europeans, because in fact the optimal condi-
the climax of the entire previous progress of the human spirit.
tions for innovative development of astronomy are found in the
North. “The facts show that astronomy adopted in good climates did
not progress [.]while the European, especially from the North, fights 5. Conclusions
against the inclemency of seasons and multiplies his works and efforts
.” 101 According to Bailly, there was never evidence of genius in hot In the eighteenth century, the history of astronomy formed an
climates. The human spirit achieves progress in regions between integral part of the Enlightenment agenda. Biblical history was
the frozen waste of the far north and the fiery climate of the south e either neutralised as mere pre-history that was not accessible to
in temperate zones where the major European countries now lie. secular historians, or reduced to the level of myths and legends. The
The latitude around 49 where France and Germany lie is best for history of human knowledge does not feature any supernatural
the advance of human science and the development of enlightened influence. The entire modern, scientific and enlightened worldview
civilisation.102 is the work of human ingenuity, patience and obstinacy. Being an
The climatic theory of the history of science efficiently facili- important part of the broader discourse on the human spirit, the
tated the explanation of one problem; the historians of astronomy historiography of astronomy helped to elucidate the development
were well aware that the development of astronomy required the of scientific thought and highlight the necessity of its modern Eu-
collection of astronomical observations over a long period. In that ropean triumph. In identifying the history of astronomy with the
case, however, great oriental cultures such as China would have story of mankind’s freeing itself from illusions, prejudices, super-
developed a more elaborate astronomical system as their obser- stition; the historiography of astronomy became the story of
vations would have delved much deeper into the past. However, in freedom endowed with a political and pedagogical pathos. Its goal
the age of the Enlightenment, it was already clear that European was never the simple depiction of the past but a convincing
astronomy was on a higher level: “the missionaries [.] discovered delineation of the slow but necessary path of science towards its
that the state in which this science [astronomy] found itself with the modern European version.
Chinese did not correspond to the long duration of their observa- This kind of historiography of science became dominant in the
tions.”103 Such discrepancy was explained with reference to the nineteenth and twentieth centuries. In the last decades of the
climatic theory for example by Voltaire as follows: twentieth century, historians of science decisively rejected this so-
called triumphalist whiggish account of the history of sciences.

100
Bailly (1787a), p. 263. Bailly’s idea of the history of science and astronomy was
inspired by Buffon’s concept of the history of the world and is based on the in- 104
Voltaire (1963), vol. I, p. 215, quoted from Voltaire (1759) vol. I, p. 19. Cf.
fluence of natural conditions on the development of human thought e see in detail similarly Buffon (2007), p. 1229f.
Smith (1954), pp. 454e499; Petri (1990), pp. 121e146. 105
Laplace (1796), p. 208; quoted from Laplace (1830), vol. II, p. 249.
101 106
Bailly (1778-1783), vol. II, p. 282; similarly vol. III, p. 322; Bailly (1781), p. 362. See e.g. Hume (1994), p. 66; Montucla (1758), vol. I, p. 382e386; Bailly (1781),
102
Bailly (1778-1783), vol. I, p. 7; Bailly (1781), p. 323; Bailly (1779), p. 249. p. 362; Bailly (1778-1783), vol. I, pp. 235,262f., vol. III, p. 322; Bailly (1787b), p. cxlv;
103
Anonymous (1751), p. 789. Bailly (1787a), pp. 22e30, 263e265.


Please cite this article in press as: Spelda, D., The history of science as the progress of the human spirit: The historiography of astronomy in the
eighteenth century, Studies in History and Philosophy of Science (2017), http://dx.doi.org/10.1016/j.shpsa.2017.05.004
10 D. Spelda / Studies in History and Philosophy of Science xxx (2017) 1e10

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Please cite this article in press as: Spelda, D., The history of science as the progress of the human spirit: The historiography of astronomy in the
eighteenth century, Studies in History and Philosophy of Science (2017), http://dx.doi.org/10.1016/j.shpsa.2017.05.004

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