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1.5.3. Coordinate as necessary with other specialists

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There may be certain areas in the financial plan which needs specialist advice. For e.g.
real estate, equity investment etc. identify a trustworthy service provider in their
respective areas. He should work closely with them and implement the strategies to
the best satisfaction of the client.

After the financial planner has presented the plan, the client may not wish to execute
investment transactions through the said planner. Instead, he may want the planner
to be in charge of the whole plan but take the services of other intermediaries to
execute investment transactions.

In these situations, it is the responsibility of the planner to assist the client in

coordinating with other investment professionals and ensure smooth implementation
of the plan. However, before proceeding in this direction, the planner must have the
necessary authorizations from the client.