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Global Environmental Change 22 (2012) 640–650

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Global Environmental Change


journal homepage: www.elsevier.com/locate/gloenvcha

Traditional ecological knowledge and community resilience to environmental


extremes: A case study in Doñana, SW Spain
Erik Gómez-Baggethun a,b,*, Victoria Reyes-Garcı́a c, Per Olsson d, Carlos Montes b
a
Institute of Environmental Science and Technology, Universitat Autònoma de Barcelona, Spain
b
Social-Ecological Systems Laboratory, Universidad Autónoma de Madrid, Spain
c
ICREA and Institute for Environmental Science and Technology, Universitat Autònoma de Barcelona, Spain
d
Stockholm Resilience Centre, Stockholm University, Sweden

A R T I C L E I N F O A B S T R A C T

Article history: Research in the last decade has emphasised the potential contribution of traditional ecological
Received 19 May 2011 knowledge to cope with challenges from global environmental change. This research examines the role
Received in revised form 23 February 2012 of traditional ecological knowledge and shared systems of beliefs in building long-term social–ecological
Accepted 25 February 2012
resilience to environmental extremes. Data were collected from 13 villages of the Doñana region,
Available online 30 March 2012
southwestern Spain, through interviews, focus groups, and systematic reviews of historical archives.
First, we assess adaptive practices to cope with environmental change. Then, we use historical records of
Keywords:
religious ceremonies (1577–1956) to reconstruct collective responses to environmental extremes. Our
Adaptation
Disturbance
results (1) show how environmental extremes could induce social and economic crises through declines
Doñana in ecosystem services and (2) identify practices to cope with recurrent disturbance and institutional
Resilience devices developed in response to environmental extremes. We conclude that traditional ecological
Spain knowledge and shared systems of beliefs can facilitate collective responses to crises and contribute to the
Traditional knowledge maintenance of long-term resilience of social–ecological systems.
ß 2012 Elsevier Ltd. All rights reserved.

1. Introduction collective memory and promote social cohesion within communi-


ties (Berkes et al., 2003).
The ways in which societies respond to environmental change In line with previous research, disturbances are considered here
have been identified as one of the least understood aspects in as systemic dimensions of the environment, to which traditional
modern natural resource management (Gunderson and Holling, peoples have historically established adaptations by creating and
2002). In an attempt to address this knowledge gap, resilience enforcing locally evolved practices and institutions to accommo-
theory has been used to analyse the interplay between disturbance date recurrent shocks (Torry, 1979; Ostrom, 1990; Oliver-Smith,
and adaptation in coupled social–ecological systems (Berkes and 1996; Colding et al., 2003). Over time, resilient social–ecological
Folke, 1998; Colding et al., 2003; Folke et al., 2003; Tompkins and systems are able to adapt to change and reorganise after
Adger, 2004; Adger et al., 2005, 2011; Gallopin, 2006). Dis- disturbance, thereby maintaining ecological structure and function
turbances are defined here as any discrete event in time that and associated ecosystem services (Blondel, 2006). Nevertheless,
disrupts ecosystem structure and changes resources, substrate when resilience is lost, due to cumulative change or unexpected
availability, or the physical environment (White and Pickett, shocks, social–ecological systems can reach critical thresholds,
1985). Adaptive capacity, in turn, relates to the preconditions that resulting in ecosystem-service loss, social crises, and even collapse
enable actions and adjustments in response to change (Smit and (Haug et al., 2003; Diamond, 2004; Folke, 2006).
Wandel, 2006; Nelson et al., 2007). The social elements that Thus, a central role of institutions is to provide social–ecological
increase the adaptive capacity of social–ecological systems include systems with the capacity to respond to disturbance (Berkes and
traditional ecological knowledge and institutions that store Folke, 1998). In contemporary industrial societies, response
strategies are typically designed to control variability and change
through the use of technology (Holling and Meffe, 1996). In
contrast, small-scale societies lacking sophisticated technology
* Corresponding author at: Institute of Environmental Science and Technology
often rely on adaptive strategies, developed from a long-term
(ICTA), Faculty of Sciences, Building C5b, Campus de la Universitat Autònoma de
Barcelona, 08193 Bellaterra – Cerdanyola del Vallés, Spain. Tel.: +34 935868550;
understanding of the dynamic relations between human cultures
fax: +34 935863331. and the environment (Colding et al., 2003; Tengö and Belfrage,
E-mail address: erik.gomez@uab.es (E. Gómez-Baggethun). 2004; Haque and Etkin, 2007). Such an understanding is often

0959-3780/$ – see front matter ß 2012 Elsevier Ltd. All rights reserved.
doi:10.1016/j.gloenvcha.2012.02.005
E. Gómez-Baggethun et al. / Global Environmental Change 22 (2012) 640–650 641

coded in local institutions and knowledge systems, or traditional identify management practices by local users to minimise the
ecological knowledge. Traditional ecological knowledge (hereafter impacts of recurrent disturbances on the resource base. Second, we
traditional knowledge) has been defined as a cumulative body of draw on historical documents to identify institutional mechanisms
knowledge, practices, and beliefs evolving by adaptive processes in response to extreme disturbances, especially severe drought.
and handed down through generations by cultural transmission,
about the relation of living beings (including humans) with one 2. Background
another and with their environment (Berkes et al., 2000, p. 1252).
Resilience theory conceives traditional knowledge as evolving over 2.1. The Doñana social–ecological system
time on the basis of long-term observation and responses to crises
(Olsson and Folke, 2001) and thus as increasing the capacity to We conducted our research in Doñana, southwestern Spain
cope with disturbance (Folke et al., 2003; Folke, 2004; Berkes and (Fig. 1), characterised here as a social–ecological system (Ostrom,
Turner, 2006). 2009). Doñana consists of a system of marshes, dunes, and beaches
This research is designed to advance understanding on the role that extends along the coastal plain of the Gulf of Cadiz at the
of traditional knowledge in coping with environmental change by Guadalquivir river mouth, in the western limit of the Mediterra-
synthesising research on traditional knowledge (Berkes et al., nean Basin (378N, 68W). Doñana is the largest wetland in Spain and
2000), resilience theory (Folke, 2006), and historical climatology is one of the most well studied European wetlands due to its highly
(Luterbacher et al., 2004). Viewing disturbance as an integral part diverse and well preserved ecosystems (Fernández Delgado, 2006).
of social–ecological systems, we investigate the dynamics of Areas of environmental protection in the region include a
community resilience and adaptation. In doing so, we analyse biological reserve declared in 1964, a national park (1969), and
institutional adjustments and interactions of individuals and a natural park (1989). Parts of Doñana were also designated as a
organisations in the face of disturbance. Our research is conducted Ramsar site in 1982 and a UNESCO World Heritage Site in 1995.
in the Doñana region in southwestern Spain. The focus is on the Doñana has 174,000 inhabitants, with more than 60% of the
knowledge, practices, and institutions governing traditional population employed in agriculture and another 25% in the service
resource systems that are subject to recurrent disturbance. We sector, mainly tourism. Doñana covers approximately 2120 km2
analyse responses to disturbance at two distinct levels and on the and contains two main environmental units: aeolian sheets and
basis of two different datasets. First, we draw on field data to fluvial marshland. The aeolian sheets, located at the western limit,

Fig. 1. The Doñana natural area and its location in the Mediterranean Basin. The figure shows the main ecosystems of Doñana (coastal system, estuary, marshes, and aeolian
sheets), and its two main protected areas: the Doñana National Park and the Doñana Natural Park.
642 E. Gómez-Baggethun et al. / Global Environmental Change 22 (2012) 640–650

are composed of sandy soils covered by woods, scrublands, and Local beliefs played a major role in institutionalised responses
cultivated lands. The marshland, in the eastern part, is less to environmental change. Central to the local belief system is the
populated, and its inhabitants are concentrated mostly in Isla religious icon known as ‘Our Lady of the Dew’ (Virgen del Rocı´o,
Mayor village. Until the national park was declared, marismeños hereafter the Virgin), declared the patron saint of Almonte village
also lived in scattered huts in the higher parts of the marshlands. in 1653 and given canonical coronation in 1919 (Falgarona et al.,
Doñana has a sub-humid Mediterranean climate with Atlantic 2007). The Virgin has been venerated by the locals since 1280 for
influence, characterised by a marked intra- and inter-annual her believed power to protect from environmental calamities
variability of rainfall, which leads to erratic patterns in the (Flores Cala, 2005) (Fig. 2), and since the 16th century, the locals
occurrence of floods and droughts (Garcı́a Barrón et al., 2011). The have organised religious ceremonies – locally known as Venidas or
average yearly rainfall is 580 mm, 80% of which is distributed Traslados – to pray for her assistance in response to environmen-
between September and April. The summers are very dry and hot, tal extremes (Flores Cala, 2005). Such ceremonies have their
and the water balance is generally deficient because rainfall origins in ancient pagan rituals to protect crops (Gozalo de
exceeds evapotranspiration only during 3–4 months of the year Andres, 2003) but have their direct predecessor in religious
(Custodio et al., 2010). ceremonies known as ‘rogations’, which were instituted by the
Roman Catholic Church in 469 (Barriendos, 1999; Domı́nguez
2.2. Historical background Castro et al., 2008).
Rogation ceremonies were organised to seek help from saints to
Our research extends from 1577 to 1956, from the period when end drought periods (pro-pluvia ceremonies) or long wet/stormy
the first continuous documentary records are available to the crises spells (pro-serenitate ceremonies), which were culturally repre-
of the traditional resource systems in Doñana in the mid-20th sented as divine punishments (Christian, 1982). Rogation ceremo-
century. Two main stages can be distinguished in this period. The nies were held mostly between the 16th and the 19th century, but
first stage extends from the late 16th to the early 18th century. in specific places of Spain, rogations have been held even within
During this time, the resource regimes were characterised by the the last decade (Gozalo de Andres, 2003). According to Barriendos
dominance of large estates in combination with various privately (1999), the process of organising rogations followed five basic
owned smallholdings and common properties (Ojeda Rivera, steps: (i) environmental disturbance causing (or likely to cause)
1987). The economy was based on agriculture. Trade-oriented impacts on the resource base occurred, (ii) the affected guilds of
large estates of vineyards and olive groves coexisted with users (e.g., farmers and stockbreeders) communicated their
smallholdings of land used to produce wine, olive groves, cereals, concerns to the town council, (iii) the council evaluated the query
fruits, and legumes for subsistence. Wastelands (baldı´os) of woods and, if they considered it justified, commissioned the organisation
and marshlands were managed by local councils or other of a religious ceremony to the Church. Finally, (iv) the Church
community authorities that were charged with enforcing custom- proceeded with preparations of the ritual, and (v) the ritual was
ary law regarding their management. The land uses included carried out following the protocol established by the local
forestry, hunting, beekeeping, and shepherding (Ojeda Rivera, authorities.
1987). Some historians hypothesise about the origin of the Traslado
The second stage extends from the early 18th to the mid-20th religious ritual in Doñana in the 16th century (Cruz de Fuentes,
century and is a transitional period during which the traditional 1908), but the first verifiable Traslado dates to 1607 (Flores Cala,
subsistence-oriented economy coexists with an emerging market- 2005). For centuries, Traslados in Doñana were held only in
oriented economy. This stage is marked by the decline of lordship. response to environmental extremes. In 1949, however, the
Crop productivity is enhanced through new agricultural techni- inhabitants of Almonte requested that in addition to ceremonies
ques. Institutional reforms result in the strengthening of both the organised in response to specific environmental events, ceremo-
monarchy and the emerging middle class. Private and council nies would be held every seven years. This regulation came into
property expands at the expense of common properties, which are force in 1956 and persists today.
subject to a process of enclosure triggered by the 1855 disentitle- Traditional resource systems and associated knowledge in
ment law (Ley Madoz) (González Arteaga, 1993; Naredo, 2004). Doñana are currently residual. While shrinking pockets of
This situation was maintained until the 1960s, when integration in traditional knowledge persist, the influence of this knowledge
the global economy, mechanisation, and restrictions to natural
resources due to conservation policies led to the decline of
traditional resource use and the associated knowledge (Villa Dı́az
et al., 2000).

2.3. Traditional knowledge, practices, and beliefs

Climatic variability and the unpredictable occurrence of water


extremes, especially droughts, have pressed Doñana resource users
to develop adaptive practices to respond to variability and change
(Ojeda Rivera and Moral Ituarte, 2004). Because modern technolo-
gy was largely absent until the 1960s, traditional knowledge is
believed to have historically played a central role in response to
environmental crisis (Gómez-Baggethun et al., 2010). Through trial
and error, local users progressively developed a range of practices
and institutions to cope with change (Ojeda Rivera, 1990; Villa
Dı́az et al., 2000). Documented examples include the traditional
knowledge of stockbreeders to cope with flooding (Gómez-
Fig. 2. Historical administrative documents (Actas Capitulares) of the archive of the
Baggethun et al., 2010), of farmers to secure access to water Almonte Council. The photograph captures the pages that record the celebration of
during droughts (Giansante et al., 2003), and of hunters to secure a religious ceremony held in 1807 in response to a severe drought.
food supplies during droughts (Acosta Naranjo, 2004). Photograph: Marta Granizo. Artwork: Bárbara Castro.
E. Gómez-Baggethun et al. / Global Environmental Change 22 (2012) 640–650 643

on ecosystem management is limited. The primary holders of the the informants were asked about any external help received in
remaining traditional knowledge are elders, and there is evidence times of crisis and about the adoption of preventive measures after
of limited transfer to young generations. Gómez-Baggethun et al. extreme events.
(2010) recently found an abrupt break in the intergenerational To identify further knowledge, practices, and institutional
transmission of traditional knowledge between the 1960s and the devices involved in responses to environmental change and to
1970s. The main factors identified to cause this break include the clarify inconsistencies detected in the information gathered
mechanisation of resource systems following the region’s integra- through the interviews, we conducted three focus groups
tion into the global market economy and the partial exclusion of (February–March 2008). The first focus group was held with six
local users from ecosystem management following the declaration members of the hunting association of Pilas village, the second
of the natural protected areas. with four traditional farmers of Almonte village, and the third with
four stockbreeders of Isla Mayor village (Fig. 1).
3. Materials and methods Because data were gathered only from key informants, and each
individual interview did not cover practices related to all of the
Our assessment of coping practices draws on two datasets that livelihood activities in the area, our data do not allow us to explore
were used to document responses to recurrent and extreme the extent to which the traditional knowledge that was compiled
disturbances, respectively. The first dataset draws on interviews was spread throughout the society. Thus, the strategies presented
and focus groups with local informants with experience in should be taken as examples of the type of traditional knowledge
traditional resource use. The second dataset was developed from that the society held, while being aware that parts of that
a systematic review of the historical archives that document knowledge might not have been equally available to all of the
religious ceremonies held in response to environmental change. members of the society.
To analyse the interview data, we built on previous frameworks
3.1. Identification of practices to cope with recurrent disturbance and classified the reported coping practices into seven categories:
forecasting, mobility, storage, rationing, selection, pooling, and
The traditional practices to cope with recurrent disturbances diversification. Agrawal’s (2008) framework on types of adaptation
were sampled in two fieldwork campaigns conducted in 13 villages to climate change, from which we adopted four categories
of Doñana between September 2007 and March 2008 by means of (mobility, storage, diversification, and pooling), is the main basis
in-depth interviews and focus groups with local informants (see for this typology. However, some of the practices that were
Morgan, 1997; Bernard, 2005). Because of the focus on traditional identified in the study area were not fully captured by Agrawal’s
knowledge, we targeted informants with direct experience in classification, so we adopted variants of other three categories
traditional resource systems. In Doñana, these systems typically (forecasting, rationing, and selection) from other works (e.g.,
consisted of patchy mosaics of dry-land agriculture with animal Halstead and O’Shea, 1989; Folke et al., 2003; Ford et al., 2006;
draft, a few chemical inputs, a few pieces of machinery, and small Thornton and Manasfi, 2010). Many of the identified practices were
parcels (Estevez and Rosell, 1989). intertwined and served several of the adaptation strategies
We interviewed staff of local councils, management agencies, simultaneously. Thus, the practices should be seen as interrelated
historical archives, and resource–user associations (n = 8) to gather elements of an integrated agrosilvopastoral management system
background information. The interviewees were asked to list (i) (Estevez and Rosell, 1989; Villa Dı́az et al., 2000).
sources of written information (i.e., historical archives), (ii)
meeting places of resource users, and (iii) key informants or 3.2. Identification of responses to environmental extremes
locals with direct management experience in traditional resource
systems. We conducted open-ended face-to-face interviews with Because the analysis of disturbances with longer intervals of
six of the reported key informants to gather background return, e.g., from decades to centuries, requires long data series
information on traditional practices in agriculture, shepherding, (Barriendos, 2005), oral reports based on direct experience were
hunting, and forestry. We used a snowball sampling technique insufficient to capture the society’s responses to climate extremes.
(Bernard, 2005) to identify further key informants. For most areas in southwestern Spain, instrumentally measured
Overall, we conducted 33 face-to-face semi-structured inter- climatic data series typically cover less than 100 years (Sousa and
views with locals with direct experience in traditional resource Garcı́a Murillo, 2003). To expand our analysis beyond this scope,
management (Poate and Daplyn, 1993; Bernard, 2005). Because of we adopted methods from historical climatology (Barriendos,
the reluctance of many interviewees to be tape-recorded (several 2005) that were used in other areas of Spain to reconstruct climatic
informants related this to latent conflicts with the national park), extremes from historical records of religious ceremonies (e.g.,
interview guides were used to structure the interviews, and field Rodrigo et al., 1994; Garcı́a Herrera et al., 2003; Domı́nguez Castro
notebooks were used to record the answers. The interviews lasted et al., 2008).
between 1 and 2 h and were stopped if the information became Data were sampled from a systematic review of the ancient
redundant or we noticed informant fatigue. The interviews were documents that were available at the historical archive of Almonte
structured in three parts. Part one was designed to gather data on village, known as Actas Capitulares. The Actas Capitulares are
the informant’s birthplace, present and past occupations, and documents of Castilian feudal councils that registered the activity
resource-use experience. Part two was used to determine of town councils and any events that altered the daily life of towns
traditional practices to cope with disturbance and change. The and villages (Barriendos, 2005). The Actas Capitulares of Almonte
questions were centred on the traditional management practices provided systematic records of religious ceremonies organised in
related to the livelihood strategies with which the informant had Doñana since 1577. The review of the Actas Capitulares and of
the most experience (e.g., agriculturalists were not interviewed previous research on religious ceremonies in Doñana (e.g., Cruz de
about shepherding practices). For example, to gather information Fuentes, 1908; Infante Galán, 1971; López Taillefert, 1998; Flores
on coping practices in agricultural systems, we asked farmers Cala, 2005) allowed us to extract data on the most severe
about the main crop failures that the interviewee could remember, environmental disturbances and related social–ecological crises
their causes, means to hint or predict them, and strategies used to between 1577 and 1956, analysed following historical climatology
buffer their impacts. Part three was used to compile information on protocols (e.g., Barriendos, 1999). Thus, we covered 379 years of
institutions and collective responses to disturbances. For example, local environmental history, from the first historically documented
644 E. Gómez-Baggethun et al. / Global Environmental Change 22 (2012) 640–650

Traslado to the time at which ceremonies were regularised and changes in the weather. Traditional forecasts included observa-
thereby lost their direct coupling to actual disturbances. tions of wind strength and direction, cloud and moon shapes,
and bird migrations. For example, informants reported that a
4. Results dominance of winds from the southwest indicated rain
(because the winds brought humidity from the Atlantic sea).
4.1. Adaptations to recurrent disturbance Shepherds reported that they used the direction of the horns of
the moon at specific times of the autumn and winter to forecast
A sample of the representative coping practices assessed in the rain, a common belief in traditional Mediterranean societies.
study area is provided in Table 1. The coping practices are classified For long-term predictions, the locals used a traditional form of
into seven categories: weather forecasting known as cabañuelas. Allegedly, users
observed the 31 days in January to predict the weather for the
Forecasting: Local herders, concerned with marsh flooding rest of the year. Most of the informants, however, reported that
during heavy rainfall, reported multiple practices to predict this practice was falling into disuse, and some reported that

Table 1
Adaptive practices to cope with disturbance among the users of traditional resource systems in Doñana, as reported by local informants and in documentary sources, based on
classifications from Agrawal (2008) and others.

Strategy Description Examples

Forecasting  Observation of meteorological indicators to  Dominance of winds from the southwest as a primary indicator to forecast
forecast changes in weather rainfall. Shape of the clouds, moon cycles, bird migrations, behaviour of
 Monitoring of biological indicators to insects, and location of nests believed to be informative of weather changes
forecast game availability  Traditional prognostication known as cabañuelas claims to predict the
weather of the year from observations during the 31 days in January
 Frequency of the sightings of animals, excrements, footprints, paths, and
partly consumed nuts and fruits were used as indicators to forecast game
abundance

Mobility  Periodical movement to minimise  Reallocation of family homes when flooding risks increased
exposure to risks and environmental  Moving of livestock to the higher parts of the marshland or to the sandy
hazards aeolian sheets during heavy rainfall
 Transhumant shepherding practices  Absence of fences and common property systems facilitated the seasonal
 Slash-and-burn or shifting agriculture movement of sheep and livestock in accordance with resource availability
 Changes in the means of transportation  Rotation of croplands (15–20-year cycles) with long fallow periods to replace
nutrients lost through agricultural use
 When the marsh was flooded, use of small canoes locally referred to as cajones

Storage  Physical infrastructures for storage  Grain was stored in silos administered by the local authorities and provided to
 Customary devices for storing traditional applicants in times of scarcity
ecological knowledge and collective memory  Local proverbs, often related to optimal dates for seeding, harvesting and other
agricultural practices, allowed storing and transmitting knowledge
 Tales and storytelling as a means of storing collective memory

Rationing  Regular adjustments of harvesting pressure to  Hunter associations regularly adjusted the number of licenses and beats per
suit ecological productivity season according to the game availability
 Limiting consumption in times of scarcity  Size of irrigated fields periodically adjusted depending on the rainfall
 Supply of food and grain  Control of the circulation or consumption of limited or critical resources among
 Seasonal restrictions on harvesting the members of a group
 Low-interest in-kind loans to peasants in times of scarcity
 Hunting and fishing areas restricted during the reproductive seasons of key species

Selection  Selection of species and varieties adapted to  Agriculture based on drought-resistant olive trees, grapes, and cereals
local environmental conditions, especially  Selection of the cattle variety vaca mostrenca for its ability to move and survive
drought in the marshland when flooded
 Vernacular architecture  Use of climate-adapted building materials. Huts were constructed of materials
 Settlement planning to minimise risk from marsh vegetation that is resistant to humidity and insects
 Huts and home gardens were located at the most elevated parts of the marsh
(vetas) to minimise exposure to flooding

Pooling  Pooling of resources, infrastructures and  Common property systems. Cooperatives of resource users to buffer oscillations
labour among resource users in market prices through storage
 Sharing or linking of assets of wealth, labour,  Sharing of wealth, labour, and knowledge within households, among households
and knowledge across social groups and within communities
 Flow of material and symbolic goods and  Barter of labour time among households during periods when demands for
services among people labour are high
 Long-term reciprocity  Gift-giving on a basis of long-term reciprocity according to resource availability

Diversification  Diversifying and developing redundancy of  Ecosystem management for multi-functionality of landscapes
resources to spread risks across space and time  Seasonal spreading of production to ensure harvest of food throughout the year
 Diversification of income, sources and skills to  Institutionalised limits to the division of labour. Locals shifted among different
spread disturbance-related risks activities according to resource abundance and price oscillation
 Management for landscape heterogeneity  Shifting slash-and-burn in 15–20-year cycles promoted heterogeneity of niches
 Polyculture and a patchwork of ecological successional stages
 Evoking small-scale disturbance to avoid  Mixed cultivation in home gardens to promote heterogeneity that included plants
large-scale disturbance and collapse with different heights and habits of growth
 Use of controlled fire and the collection of firewood prevented an excessive
accumulation of fuel in the woods
 Wood clearings, crop rotation, and pulse grazing limited ecological connectedness,
slowing disturbance propagation
E. Gómez-Baggethun et al. / Global Environmental Change 22 (2012) 640–650 645

recent changes in climate conditions make these traditional was used to adjust to the demands of labour intensity at
forecasts unreliable. Finally, hunters reported the use of the particular times of the year (e.g., the harvest season). Until
frequency of sighting game excrements, traces, and footprints disentitlement acts were issued in Spain in the mid-19th
to forecast the abundance of game in a given season. The century, common property systems were widespread in
hunters also reported using those forecasts to adjust the Doñana (Ojeda Rivera, 1987), and locals held the right to use
hunting pressure: when less game was expected, hunters common pastures, woods, and game. Council-owned lands
diminished pressure by reducing the number of permits and the known as propios were also accessible after a formal access
frequency of beats. request was made to local authorities.
Mobility: Mobility, in combination with knowledge of the Diversification: Diversification to increase security and spread
spatial and temporal distribution of precipitation, was reported risks operated at several spatial and temporal scales. The locals
as a mechanism to respond to variations in rainfall and resource were skilled in the use of multiple resources and could typically
abundance. For example, to minimise exposure to floods during work in agriculture, livestock rising, and wood cutting, shifting
heavy rainfall, stockbreeders moved cows either to higher parts from one activity to another according to resource availability
of the marsh (locally known as vetas or paciles) or out of the and price oscillations. Harvests were spread across seasons to
marsh. The lack of fences and communal use of pastures secure access to income sources throughout the year. At the
allowed for seasonal movements of cows, sheep, and horses household level, food security was promoted through poly-
following the abundance of pasture or risk of flooding culture in home gardens. Among low-income households,
(Granados, 1989). Slash-and-burn shifting cultivation (roza) members specialised in different jobs, thereby spreading risks
was an adaptation to the nutrient-poor sandy soils (Corominas, from potential resource crises. At the community level, the
1995). A bush land area was cleared and set on fire to release diversification of food sources (agriculture, livestock, hunting,
minerals to the soil. Then, the area was divided into plots, fishing, and gathering), water sources (underground, streams,
reforested with pine, seeded with grain, and harvested in the springs, and rain), and building materials (cork, reed, stone,
next season. The roza followed a 15–20-year rotation cycle wood), enhanced livelihood security, provided a range of
(Villa Dı́az et al., 2000). options, and minimised risks (Acosta Naranjo, 2004). The land
Storage: Informants reported practices that were used to store was managed to promote multifunctional patchy mosaics
both material resources and knowledge. An example for the capable of delivering diversified flows of ecosystem services
storage of material resources is the grain warehouses known as (Villa Dı́az et al., 2000).
pósitos, an institution of mediaeval Spain used by local
authorities to alleviate food scarcity during subsistence crises
(Anes, 1969). A widespread mechanism for the storage and 4.2. Response to environmental extremes
transmission of ecological knowledge was the use of proverbs
related to the optimal dates for seeding or harvesting crop In the face of extreme hazards, such as earthquakes, pests or
species. Songs, tales and storytelling were also reported to be prolonged drought, conventional practices were perceived to be
means of storing collective memory (Acosta Naranjo, 2004). powerless, and the arrangement of ceremonies to the Virgin was
Rationing: Councils played an active role in accumulating perceived to be the sole remaining coping mechanism (Fig. 3).
resources that were progressively released in times of scarcity. Although we found no detailed descriptions in the written
In the case of a surplus in crop yield, the councils collected grain sources regarding the process of organising a Traslado, information
among the farmers and hoarded it in pósitos. After crop failure, provided by local informants suggest a number of differences from
and following formal procedures of request, the council the standardised institutional process in other parts of Spain, i.e., as
distributed grain at low interest rates among farmers in need. documented in Barriendos (1999). In Doñana, Traslados were
Rationing practices were also put into place by resource users, organised by lay people with little interference from local
who reported regular adjustments in harvesting pressure to authorities. The organisation process followed custom and non-
correspond to ecological productivity. For example, under formal institutions, relying on oral communication. First, one or a
severe drought, hunters limited the number of hunting permits, few people who were concerned with an environmental anomaly
and farmers reduced the area of irrigated fields (Giansante et al., suggested the possibility of organising a Traslado in conversations
2003). at the village square or other popular meeting places. The
Selection: Farmers selected crops and animals as an adaptation
to climatic and biological conditions. For instance, Doñana’s
agroecological systems were traditionally based on xeric crops,
such as olive groves and vineyards adapted to drought
(González Arteaga, 1993). Livestock in the marsh is still mainly
composed of native breeds, such as the Retuertas horse (yegua
marismeña) and the Doñana feral cattle (vaca mostrenca), which
are adapted to survive in the marsh (Murphy, 1987; González
Fáraco, 1991). Farmers consistently reported that only autoch-
thonous horse breeds survived the extreme hydrological
conditions of the marsh. Selection processes also determined
the resources used in vernacular architecture for housing, based
on locally available and climate-adapted materials. For exam-
ple, the traditional huts in the marsh (chozas) were made of
Juniperus spp. and Juncus spp., which are resistant to humidity
and many local insects.
Fig. 3. Glazed ceramic composition on a wall in the Almonte village. The passage
Pooling: The joint ownership of assets and resources facilitated
refers to three religious ceremonies held in 1738 in response ‘[. . .] to the severe
pooling in times of scarcity. Infrastructure, labour, and natural drought that devastated crops and livestock causing even many casualties among
resources were often shared across households on a basis of the locals’.
reciprocity. The barter of working time (locally known as peoná) Photograph: Erik Gómez-Baggethun.
646 E. Gómez-Baggethun et al. / Global Environmental Change 22 (2012) 640–650

Table 2
Reconstruction of the main episodes of crises in Doñana (1577–1956), as recorded in the Actas Capitulares and liturgical records of the municipality of Almonte.

Century Year Event Reported impacts Actas Capitulares and liturgical records

16th C. (from 1577) – – – –


17th C. 1607 Drought Crops A.C. (07/05/1605)
1636 Drought Crops A.C. (22/03/1636)
1638 Drought Crops A.C. (11/04/1638)
1653 Drought Crops/Famines A.C. (25/04/1653)
1694 Drought Crops A.C. (11/04/1694)

18th C. 1700 Drought Crops A.C. (26/04/1700)


1703 Drought Crops A.C. (15/04/1703)
1706 War Human casualties A.C. (29/06/1706)
1711 Drought Crops A.C. (18/04/1711)
1720 Drought Crops and rising food prices A.C. (06/03/1720)
1730 Drought and pests Crops, diseases A.C. (14/04/1730)
1734 Drought Crops, rising food prices, diseases A.C. (06/03/1734)
1737 Drought Crops, pastures, food prices A.C. (21/03/1737)
1738a Drought Crops and pasture failure, cattle, A.C. (21/02/1738, 29/04/1738, 23/05/1738
rising food prices, human casualties, and 28/06/1738)
diseases
1750 Drought Crops, unemployment, pastures, A.C. (08/05/1750 and 15/05/1750)
rising food prices, famines
1753 Drought Crops A.C. (06/01/1753)
1755 Earthquake Infrastructure damages and ten A.C. (19/03/1738 and 10/03/1755)
human casualties
1760 Pest outbreak Human casualties A.C. (17/08/1780)

19th C. 1807 Drought Crops A.C. (05/03/1807)


1851b Drought Crops Cruz de Fuentes (1908), cited by
Flores Cala (2005)
1859 Drought Crops A.C. (27/03/1859)
b
20th C. (until 1956) 1902 Drought and economic crises Crops, social conflicts Muñoz Bort and Flores Cala (2001),
Flores Cala (2005)
1903 Drought and economic crises Crops, social conflicts A.C. (09/05/1903)
1905 Drought and economic crises Crops, social conflicts A.C. (25/02/1905 and 03/06/1905)
1907 Drought and economic crises Crops, social conflicts A.C. (30/03/1907)
1930b Drought Crops Flores Cala (2005)

A.C., Acta Capitular.


a
Three processions were held during this year.
b
Cases in which the original A.C. record was not available.

suggestion spread orally among the locals, who discussed the the year of occurrence, reported damages, and the source of
appropriateness of the proposed Traslado in small groups. If the information.
proposal received wide popular support, then the Confraternity of Of the 35 verified religious ceremonies that were held in
the Virgin commanded the preparations to the local council and response to crises, only four resulted from disturbances of a social
informed the parish Church of Almonte of the Traslado. Finally, origin, namely wars. The other 31 related to biophysical
local people carried the image of the Virgin from El Rocı́o to disturbances, including 26 droughts, four pest outbreaks, and
Almonte. The image of the Virgin was transported 15 km, from the the great earthquake of 1755 earthquake known as the Lisbon
chapel of El Rocı́o hamlet, where the image normally rests, to the earthquake, that triggered a tsunami and flooded the entire region,
village of Almonte (the path is marked in Fig. 1). causing devastating damages and ten human casualties in Doñana
We identified 42 religious ceremonies held between 1577 and (Romero Dorado, 2012) (Table 3).
1956 from the Actas Capitulares. Infante Galán (1971) mentions 12
additional Traslados that were variously motivated by droughts, 5. Discussion
wars, and pests, but we were unable to find original documents or
direct transcriptions regarding these events, so we excluded them The results from the two datasets capture practices that were
from the analysis. Of the 42 verifiable processions, 39 were used to cope with disturbances at two different scales: recurrent
registered in the original documents – 38 in the Actas Capitulares disturbances with frequencies spanning from years to decades and
and one in a liturgical record. Another three are missing in these extreme disturbances with frequencies spanning from decades to
documents for different reasons, such as the destruction of files centuries. Memory of responses to recurrent disturbances, such as
during the Spanish Civil War (1936–1939), but they are registered floods, fires, and moderate drought, could be found among
in other written sources with direct transcriptions of the original individuals, whereas memory of responses to extreme distur-
documents (see Flores Cala, 2005) and were therefore included in bances, such as earthquakes and prolonged drought, required
the analysis. coding in rituals and institutions to be kept in the collective
Of the 42 verifiable Traslados, 35 (83.3%) were related to memory of the community.
environmental or human-induced disturbances. Another six (all of We interpret our results in relation to two core ideas: (1) most
which were conducted in the 20th century) were held for other of the coping practices were related to management of drought, the
reasons, such as inaugurations after restorations of the chapel or most disruptive disturbance in the study area, and (2) the shared
the arrival of electricity to Almonte. One event in 1890 was held for system of local beliefs played a critical role in maintaining long-
unknown reasons. An overview of the Traslados in response to term social–ecological resilience by facilitating collective
crises is provided in Table 2, together with related disturbances, responses and preventing social unrest.
E. Gómez-Baggethun et al. / Global Environmental Change 22 (2012) 640–650 647

Table 3
Overview of the temporal distribution of the disturbances that triggered religious ceremonies in Doñana, reconstructed from the Actas Capitulares and liturgical records of the
Municipality of Almonte (1577–1956).

Crises Century Total %

Origin Type 16th C. (1577–) 17th C. 18th C. 19th C. 20th C. (–1956)

Human Wars 0 0 1 1 2 4 11.4

Natural Droughts 0 5 13 3 5 26 74.3


Pests 0 1 1 2 0 4 11.4
Earthquakes 0 0 1 0 0 1 2.9

No. of disturbances 0 6 16 6 7 35

5.1. Vulnerability to drought modern technology, the local practices to cope with flooding may
have been more effective than those used to address drought. Our
Most of the coping practices documented in this research, informants among local users perceived they had effective means
including weather forecasts, food storage, adjustments to harvest- to cope with flooding, e.g., through forecasting and mobility (see
ing pressure, selection of drought-adapted species, and diversifi- Table 3), while they felt that little could be performed to cope with
cation of resources, were directly or indirectly related to drought drought, thereby leaving spirituality and beliefs as the sole
management. Furthermore, droughts account for 74.3% of the available resorts.
religious ceremonies that were held in relation to disturbances Our data suggest two major types of response to drought at the
(Table 3). study site that are potentially valid for a wide range of traditional
The information on the social and economic damages compiled Mediterranean societies. First, as long as the magnitude of the
from the Actas Capitulares suggest that droughts were by far the disturbances remained within certain limits, traditional practices
most disruptive disturbance to the basic provision of ecosystem to cope with environmental change (e.g., pooling, sharing, and
services, such as crops, pastures, and game. As expected in a region storage) apparently sufficed to secure the people’s livelihood. In
where agriculture has historically been the basis for subsistence, cases of prolonged drought, however, these practices were unable
the Actas Capitulares mention crop failure as the primary impact to maintain ecosystem service flows within tolerable bounds,
caused by droughts. The Actas Capitulares report that droughts led which led locals to organise religious ceremonies (Barriendos,
to crop failures, unemployment, food shortages, and even human 1999). Thus, both types of responses can be seen as interrelated
casualties, thereby paving the way for social unrest. In addition to elements of a complex system of knowledge (e.g., forecasts),
food crops, the historical documents mention two other ecosystem practices (storage and sharing mechanisms), and beliefs (religious
services that were severely affected by drought: pastures to feed ceremonies) that allowed the community to build resilience in the
sheep and livestock, presumably via a reduced performance of the context of disturbances of varying intensity and operating at
primary productivity under water stress, and game, presumably different frequencies or time scales.
via a reduced abundance of wild food. Both of these provisioning
services were important complements for the income and 5.2. Beliefs and community resilience
nutrition of the locals of Doñana during the subsistence period
(e.g., Villa Dı́az et al., 2000). Thus, judging from the impacts A second important result of our work relates to the role of the
reported in the historical documents, our results allow us to local system of shared beliefs in maintaining social–ecological
hypothesise that extreme water stress pushed the system close to resilience by creating social cohesion during crises. Given the
its social–ecological resilience thresholds via declines in the autarchic nature of the economy in the studied period, the failure
critical ecosystem services for livelihood security. of resource systems typically resulted in generalised scarcity and
Interestingly, prolonged wet and stormy periods, known to be a even famine (Flores Cala, 2005). In this context and prior to the
major stimulus of religious ceremonies in other parts of Spain generalised mechanisation of resource systems, the local system of
(Domı́nguez Castro et al., 2008), do not account for any social crises shared beliefs, and in particular the institution of ceremonies,
involving religious ceremonies in the study area (except for the seems to have been the last available resort in response to
flooding caused by the earthquake-driven tsunami of 1755). This environmental extremes.
result is surprising in a coastal area located at a river mouth, where In addition to providing an expectation of relief, religious
flooding has been a major historical threat to the marsh dwellers processions had associated effects that may also have contributed
(González Arteaga, 1993). We offer two explanations for this bias to building resilience. For example, according to Flores Cala (2005),
of religious ceremonies towards water deficits versus water during processions, local authorities provided food to the porters of
excesses. The first explanation relates to the interplay of edaphic the image, who were recruited from among the lowest social
factors with the institution of the religious ceremonies. As strata, thus contributing to alleviating the food shortage to these
mentioned, the villages in the study area are settled in two types people and their families in critical times. Furthermore, this author
of environmental units: a marshland with impermeable clayey suggests that the public expenditure for the ceremonial proces-
materials and aeolian sheets with sandy soils that are unable to sions could stimulate the local economy in times of crises, through
retain water. Although the cult of the Virgin is distributed the investments in repairing the tracks along which the Virgin was
throughout the whole Doñana region (Flores Cala, 2005), the carried and in the decoration and repair of official buildings (Flores
religious ceremonies were arranged in Almonte, at the aeolian Cala, 2005).
sheets. This geographic distribution may have resulted in a larger Our findings regarding the role of beliefs in response to change
representation of impacts from droughts than from floods because are consistent with previous research in Spain and elsewhere,
the villagers with the power to request ceremonies were more indicating that spirituality can promote community resilience to
affected by droughts. cope with disaster (Christian, 1982; Lawson and Cecelia, 2007). We
An alternative explanation relates to the interplay between can identify two complementary pathways through which religious
specific disturbances and social responses. In the absence of ceremonies nurtured resilience to environmental extremes. First,
648 E. Gómez-Baggethun et al. / Global Environmental Change 22 (2012) 640–650

the ceremonies might have increased the social–ecological resil- Currently, in Doñana, as in many parts of the world, the
ience by enhancing social cohesion. Anthropological research on remaining pockets of traditional knowledge have lost their
traditional societies shows that social relations and reciprocity influence in land-use management, and spiritual beliefs have
systems within communities are likely to deteriorate during crises been decoupled from environmental dynamics. The way in which
and famine, increasing the likelihood of robbery, murder, and revolts this change might have affected the social–ecological resilience in
(Sahlins, 1972; Ember and Ember, 1992). In this sense, religious Doñana is uncertain but may be explored from the community
ceremonies might have helped to enhance community cohesion response to the last environmental catastrophe that occurred in
when food scarcity paved the way for social unrest. The perception of Doñana. In 1998, the mine spill of the Aznalcollar tailings dam
droughts as punishment for some community behaviour and the released 4.5 million m3 of water polluted with heavy metals into
shared faith in the power of the Virgin to condone the behaviour and the Doñana National Park. A survey conducted in the area
restore environmental conditions might have played a critical role in following the catastrophe revealed that the mine spill did not
maintaining social order when environmental disturbance might apparently motivate substantial collective action; farmers focused
have otherwise generated social disruption. on obtaining individual monetary compensations rather than on
An illustrative example of the importance of orderly social organising a response at the community level (Sauri et al., 2003).
response to environmental extremes is provided by the contrast Historical factors contributing to the loss of traditional
between the societal response to disasters in places like New knowledge in Doñana include the centralisation of decision-
Orleans after the Atlantic hurricane Katrina in 2005 and Japan after making regarding resource management (Ojeda Rivera and Moral
the Fukushima nuclear disaster in 2011. Whereas reports of Ituarte, 2004), enclosures (Ojeda Rivera, 1987), and enforcement of
carjacking, murders, plundering, and rapes flooded the news conservation policies that restrict access to resources that were
during the former, images of patient queues in front of the food formerly depended upon for livelihood (Gómez-Baggethun et al.,
stores were the norm during the second. This finding supports the 2010). These changes reflect the situation that is now often
idea that socially and culturally constructed behaviours can confronted by rural people in many developing countries (Borrini-
aggravate or, as in our example, help to alleviate the effects of Feyerabend et al., 2007).
environmental disasters (Oliver-Smith, 1996; Hoffman and Oliver- Allowing traditional knowledge to vanish may reduce adapta-
Smith, 2002; Paton and Johnston, 2006). From the governance tion options for the future. As noted by McIntosh et al. (2000, p. 3),
perspective, the institution of religious ceremonies to the Virgin ‘‘by ignoring the great laboratory of millennia of responses to
might have acted as a social galvaniser, i.e., as a governance environmental change, we condemn ourselves to reinventing a
practice to create expectations until relief (rain) arrived, thereby very complex wheel in the face of one of humanity’s greatest
minimising the likelihood of revolts. challenges’’. Any attempt to create new management and
Resilience scholars have provided important insights into how governance approaches to meet the challenge of increased
community resilience depends on collective action based on uncertainty due to global environmental change should draw
networks of relationships, reciprocity, and trust (Adger, 2003; not only on traditional knowledge but also on the social–ecological
Ostrom and Ahn, 2003; Pretty, 2003; Adger et al., 2005; Pelling memories embedded in local cultures. This memory, including
and High, 2005). However, our research suggests that under- traditional knowledge and institutions, is an important comple-
standing the deeper cultural dimension, as expressed in the belief ment to science and technology for creating governance and
system shared by a given community, can be of crucial management systems that are attuned to local contexts and for
importance to understand how long-term social–ecological building long-term social–ecological resilience.
resilience is created. Our findings corroborate previous research
suggesting that religion and shared systems of beliefs can play a Acknowledgements
critical role in mobilising communities to cope with extremes by
enhancing social cohesion and facilitating regulation (Crawford The authors are grateful to Marta Granizo for her assistance in
et al., 2006; Masten and Obradovic, 2008). This issue requires the review of the historical documents, to Luis Rico, Sara
further attention in research on resilience in social–ecological Mingorrı́a, and Laura Calvet for their assistance with the
systems. fieldwork, to the Almonte Council for facilitating access to their
historical archive, to Águeda Villa for the digital transcriptions of
6. Conclusions the Actas Capitulares, to Bárbara Castro for artwork, to Ignacio
Palomo for cartographic work, to Rufino Acosta, Irene Iniesta, and
Understanding the mechanisms that create social–ecological Esteve Corbera for their comments on a preliminary version, to all
resilience to natural disaster has become a fundamental question of the local informants, and to two anonymous referees for their
in the face of the increased frequency and uncertainty of hazards comments on a previous version of this manuscript. This research
arising as a result of global environmental changes (McLean and was funded by the Spanish Ministry of Environmental, Rural and
Tsyban, 2001; Hanson and Roberts, 2005). The Doñana case study Marine Affairs.
provides support for the call to understand cultural contexts in
social–ecological resilience analyses (Folke, 2006). Traditional
knowledge systems and associated institutions represent a Appendix A. Supplementary data
reservoir of long-term memory of the social–ecological adapta-
tions to change (Crumley, 2000; Barthel et al., 2010). Such memory Supplementary data associated with this article can be found, in
is often difficult to unravel because it is usually embedded in local the online version, at doi:10.1016/j.gloenvcha.2012.02.005.
cultures and coded in rituals and institutions (Berkes, 1999). By
focusing on how local knowledge, practices, and institutions to
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