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An analysis of the electronegativity (xA) and hardness (II/\) of a bonded atom (A) is given on the ground of the Hartree-Fock
Hamiltonian and based on Mulliken population analysis. Practical expressions forXI\ and q,+ are developed within the Koopmans
approximation. Electronegativity equalization (EE) has not been pursued, partial EE has been obtained, though. The resulting
indices ,zA and qA describe correctly atoms in simple molecules. The directional effect of the substituent in the benzene ring is
properly rationalized and enhanced by means of the electronegativity and hardness of the ring carbons.
0301-0104/9 I /$03.50 0 199 I Elsevier Science Publishers B.V. All rights reserved.
46 L. Komorowski, J. Lipiriski / Electronegativity and hardness indices for bonded atoms
Exploring AOs in the HFR formalism is not with- shell entity in the atomic orbitals (AO) representa-
out effect on the electronegativity, since properties of tion are given by
atomic sites become independently defined. It has
been shown by Donnely and Parr in their pioneering
Fw=&I+~ 1 p,,,[(kllmm)-0.5(knlIm)l, (4)
m ”
paper [ 2 ] that only a choice of natural orbitals pro-
or
vides an a priori guarantee that the resulting electro-
negativities of all parts of the system are equal. For Fk, = H,, + Gk, , (5)
AOs, the electronegativity equalization (EE) cannot
be taken for granted. Rather, EE is an independent where
constraint which can be introduced via redistribu- GI = C 1 P,,,ngki,,nn (6)
tion of electrons in the population analysis. The ,” n
problem is nontrivial since every population analysis and
implicitly involves a formal definition of “an atom
in a molecule”. Accepting the EE constraint induces .%I.,“”= (k/]mn)-0.5(kn]Im). (7)
a very particular concept of “an atom in a molecule”
The symbols in the above equations correspond to
(see ref. [ 71 for an introductory discussion) which
the standard labels commonly used in the literature
requires further study before it can be a source of use-
[30,31].
ful atomic charges. Under these circumstances it is
The electronic energy of the system is given by the
natural to give consideration to the Mulliken concept
expression:
in order to check if electronegativity and hardness
parameters derived from inherent HFR (AOs) re- E= 7 7 P,,(Hk1+0.5 &I) . (8)
suits and based on Mulliken population analysis pos-
sess a meaning for a chemist, despite the inconveni- The orthonormalization condition for molecular or-
ence of possibly losing the electronegativity bitals in a system of N electrons reads:
equalization. A unique conceptual solution to this
problem has been presented in this work. Examina- ; T P,,&,=N. (9)
tion of numerical examples is also pursued. From a
variety of available HF approaches the widely used Since the meaning of elements Pkl of the bond order
CNDO and INDO methods have been selected. The matrix is the electron density, derivatives of the en-
ab initio procedures will produce equivalent results; ergy to Pk, will have a meaning of elemental electro-
concentrating on the experimentally tested semiem- negativity at the level of atomic orbitals (but not the
pirical ND0 methods leads to results which are eas- orbital electronegativity) [ 21:
ily confronted with experimental features known for dE
molecules. ap,, =Fu. (10)
Since
aE dE aN
- =-blskl, (‘2)
Fkl= ap,, = dN ap,,
and
we obtain for the molecular hardness
(13)
xu and flMare the electronegativity and hardness Of Two terms of a different origin contribute to the-total
the whole electronic system. One might expect from molecular hardness, tfhl. The second term is analo-
eq. ( 12 ) that Fk[/&l-- -&$ for any k, f and, in partic- gous in its form to the molecular electronegativity,
ular, that diagonal elements &in the normalized ba- eq. ( 15). It expresses the effect of attaching an extra
sis set are all Identical: Fkk -F,,=...=
- - xM. Elements
electron to (or it losing from) the valence shell of the
of the energy matrix calculated in the A0 basis set do molecule; it may be called the valence hardness:
not meet this requirement; the distribution of the
electron density between atomic orbitals is not bound (21)
by the requirements of the density functional theory
[ 341. This limitation, however, does not affect the This valence hardness is invariant for a given mole-
defining equations ( 1) and (2). The meaning and cule (as is the electronegativity, xlul) and results for
value of xMand &,.rcannot be dependent on the basis. rl’;c”’
in different LCAO MO methods must be the same
Since in general Fk[/& and &,,&lI&+&, are not con- within the accuracy of the method. This is not the
stant for F;., and & obtained in the A0 basis set, an case for the first term in eq. (20). This term finds its
independent way of determination of xNIand @Mmust origin in dF/dP# 0 and, therefore, it is bound to the
be established. form of F(P) dependence implied by the specific
When energy derivatives are considered at the Hamiltonian.
ground state of the given molecule (a closed shell
entity), for N= No and a constant external potential
field I’, we have: 3. Ele~~oa~ativi~ and hardness of an “atom in a
molecale”
dE
XM=-TN=- 7 Tg$f (14)
The electronegativity of an atom (A) in a mole-
or (eq. (10)) cule (M) is by definition [ 351
Nstn . (22)
(26)
and
XA = --Kc’ ,FA 7 Fk,ak,.
The following summation rules can be demonstrated: of Parr and co-workers [ 37 1. Recently its derivation
for an electrodynamical model of an atom has also
qA =KA’ 2 K,T,Q and been given [ 71. Until now it was unclear what kind
k:sA
of electronegativity parameters must be used in eq.
qAB=(K,tfG)-’ C 1 G&k/. (39) (45 ) and if hardness instead of softness can be used.
XeA ICE This work gives a rigorous meaning both to the pa-
rameters and to the equation.
4. Softness
=f(lfA)
xPiikeeO
Diagonal terms were separated in xl:
=$(c “OMOfcLUMO)
=- F 7 Fk,( CFoMoCj+oMo + CkUMoCj-UMo) x!=/~A+~YAAKA’ k;APkakk+(qA-f)YAAr (59)
In eqs. (58-60), q, y, I and A denote the atomic and their dependence on the atomic charge (qA) are
charge, Coulomb integral, ionization energy and among the most easily appreciated results of the cal-
electron affinity, respectively. culation. Clearly, the linear (statistical ) dependence
The expression for;yAcontains directly not only the xi (&) has been established; figs. 1 and 2 serve as
selfterm (xi) usually focused on in ele~trone~tivity examples. This is by no means unexpected, as such a
studies, but also the effect of the bonding potential. linear function has been a key assumption for some
time. Iiere, however, it comes about as a relation be-
6.2 Hardness tween the independently calculated qAand xi unre-
stricted by the EE principle. This relationship is a
qA in the defining equation (eq. (34) ) can be di- source of two important parameters: f*, the standard
vided into the valence and HF cont~butions in very average ele~rone~tivity (inte~ept) and &, the
much the same way as ?&.,(cf. eq. (20) ). The valence standard average hardness (slope).
hardness vva’can be decomposed into a set of terms
xA((1A) ‘IA +qAlfA * (66)
directly related to &,
201
T;;
(62)
keA
ion
VA = -V/A”“KA c 6kk, (63)
keA
(651
Atomic charge q
posed by Huheey [41], who used the equation bonded C(sp3) appears the most electronegative of
x=x”+ bq for the valence state electronegativities of all and also the hardest. Also N( sp’) is more electro-
a free atom. Results of this work are compared to Hu- negative than N (sp). The collection of molecules for
heey’s in table 1. There is a crucial difference be- oxygen was insufficient to distinguish between va-
tween the two sets of data: one is for a free atom in a lence states while keeping the charge interval broad
chosen valence state, the other is for a bonded atom enough.
whose valence state is indirectly taken into account. The second factor affecting & and & is the chem-
Both the inherent electronegativity (IA) and the ical environment. When considered separately, CF3
hardness (tfA) for bonded atoms differ significantly carbon (ii= 38.04 V/e/) is harder than CH3 carbon
from those for free atoms. This is clear for univalent (rf= 17.9 1 V/ef), the latter being more electronega-
atoms, where details concerning the choice of the va- tive. Both CF3 and CH3 seem to become much softer
lence state do not obscure the picture. Atoms are con- when bonded to an aromatic ring (r+ 8.8 V/cl). The
siderably softer when bonded; still fluorine is hard- phenomenon itself has been known experimentally as
est, lithium and sodium are softest. Bonded hydrogen symbiosis [ 42 1: hard F makes C harder than soft H
appears to be slightly softer than iodine, while free can, a soft phenyl ring makes the vicinal carbon
hydrogen is harder than chlorine. The electronegativ- equally soft. This symbiotic behavior occurs ob-
ity of bonded halogens is remarkably higher than that viously beyond the charge dependence of &( qA ); its
of the corresponding free atoms. The latter effect has refinement is crucial before a reliable general list of
been anticipated in earlier work [ 7 1. & and rfA can be completed. The data for C(sp3) in
Two factors seem to affect x* and ifA for a bonded table 1 are average for all types of bonded carbon.
atom. The role of the valence state is clearly seen for
carbon, table 1. In accord to a common belief based 7.2. Ionic potential
on the valence state electronegativities of free atoms,
C(sp) is slightly more electronegative than C(sp*) The straightforward meaning of the term Via” in
and equally, moderately hard. Surprisingly, the sp* eq. (56) hints to its correlation with the known field
carbon in five-member rings is somewhat harder. A effect of the substituent. A substituted phenyl ring has
Table 1
Inherent electronegativity and hardness for atoms
XV b 4 rT R” n d’ Aq ‘)
[VI [v/et.1 [VI [v/el.l
H 7.17 12.85 7.18 6.40 0.999 10 1.047
Li 3.10 4.57 2.07 3.00 0.994 6 0.848
Na 2.80 4.67 1.18 3.23 0.998 6 0.870
F 12.18 17.36 16.87 12.80 0.970 21 0.961
Cl 9.38 11.30 12.73 8.15 0.949 20 1.117
Br 8.40 9.40 Il.58 7.27 0.962 12 1.175
I 8.10 9.15 IO.22 6.88 0.998 7 1.211
0 9.65 r’ 15.27 f, 13.15 11.21 0.900 29 0.665
N (all) 7.39 f) 13.10 f) 10.06 8.99 0.933 53 1.615
N (sP’) 11.54 14.78 11.61 9.68 0.864 12 0.605
N (sp) 15.68 16.46 10.58 12.32 0.772 15 0.606
C (SP’) 7.98 13.27 9.21 8.41 0.829 41 1.765
C (SP2) 8.79 13.67 6.09 7.57 0.990 66 1.388
c (sp2) I) 8.79 13.67 6.34 8.37 0.996 41 0.796
C (SP) 10.39 14.08 6.74 7.55 0.906 28 1.255
‘) Ref. [39]. b, This work. ‘) Correlation coefficient. d, Number of points. ‘) Charge interval. ‘) p valence state. *‘Five-member rings.
L. Komorowski. J. Lipitiski /Electronegativity and hardness indices for bonded atoms 53
chlorobenzene nitrobenzene
0.
82
CO” CI ,on CO” N 0, vLQ”
V V v
Fig. 3. Ionic and covalent potentials at the ring carbons in chlorobenzene and nitrobenzene.
been selected as a test. The ionic potential decreases potentials show truly electrostatic behavior, table 2.
with increased distance from a substituent (fig. 3).
The para-carbon being a probe, a linear relationship 7.3 Covalent potential
between the field substituent constant by Swain and
Lupton [ 431 and the ionic potential has been estab- This parameter resulting from eq. (59) seems to
lished (fig. 4): be equally interesting as it is complex. Rigorously, it
expresses a change in the bond covalent energy when
Vio”=0.442 F+0.061, (corr. coeff. R=0.897) , the number of electrons on one atom is affected. One
or can hardly think of a chemical situation that would
correspond to such a pure effect. Yet the meaning of
Fz2.26 Vi“” . I/‘“’ in small molecules gives little doubt (table 2).
In hydrogen halides the covalent potentials show re-
A similar relation holds for the Taft inductive index
markable difference between hydrogen and halogen
q [44]:
atoms. The role of H in the overall covalent energy is
V’““=7.09 a, +0.052, (corr. coef. R~0.891) , considerably more important (by I/‘“’ in table 2).
One is led to presume that engaging H in HX in an
or interaction with another species, as e.g. H20, will
lower the covalent energy, thus leading to the ioni-
a, Z 1.41 P” .
zation of HX, much more so than if the halogen atom
The m&a-carbon ionic potential follows a similar were affected. This very reasonable guess provides a
pattern. For small, partially ionic molecules, the ionic hint toward the understanding of V”‘. Another hint
comes from analyzing covalent potentials on carbons
l.O- in substituted benzenes (fig. 3).
There is a dramatic difference in V’“’ between @c,
1? 0.8
and &.,oZ, the ionic potentials being understood and
cH;&
regular. The Vcov indices for the meta-, ortho- and
ipso-positions not only differ by 5- 10 V (&, versus
&oZ ) but also have opposite signs. Known the chem-
-
iii
ical behavior of halobenzenes and nitrobenzene in
electrophilic substitution, the authors were tempted
0 H to seek a correlation between V’“’ and the a,,, Taft
-0.24 : : : : : : : : : : : : : : : I constant as a measure of the resonance effect [ 44 1.
-0.5 0.0 0.5 1.0 1.5
While the trends are similar, no reasonable correla-
Field constant F tion could be established. This may have its expla-
Fig. 4. Ionic potential at the pars-carbon atom in substituted nation in, the complexity of both o,,, and V’“‘. The
benzenes, as a function of the field constant F by Swain and Lup inductive constant ai comes from an analysis of the
ton (ref. (431). inductive effect in pure form, by choosing an appro-
54 L. Komorowski, J. Lipiriski /Electronegativity and hardness indices for bonded atoms
Table 2
Electronegativity of atoms bonded in diatomic molecules; ionic and covalent potential are also shown (in V)
priate set of saturated molecules. The a,,, or R reso- and the separately established q. Since the Hammett
nance constant by Swain and Lupton [ 431 originate substituent constant u is a relative measure (versus
as a mere difference of the overall Hammett constant benzoic acid), it seemed more appropriate to chose
L. Komorowski, J. Lipiriski IElectronegativity and hardness indices for bonded atoms 55
the difference Sc= (~c--~~~~,,~) - I’$‘” as a relative tronegative than hydrogen in HX, while hydrogen, not
measure of the resonance effect in substituted ben- cation, electronegativity is dominant in hydrides. In
zenes. Sc still contains the covalent potential on C, alkali halides the halogen is more electronegative due
but also an effect of change in x0 upon substitution of to the strong potential from the cation. The electro-
benzene. A correlation was observed with the reso- negativity of the AB molecule is always somewhere
nance constant R of Swain and Lupton: in the middle between xA and xa.
Verification of these results is hardly possible.
6me,a=7.15R, (corr.coeff. R=0.792). Qualitatively they do not contradict chemical knowl-
edge: the electronegative and electropositive end of
This rather encouraging result indicates that indeed the molecule is properly assigned. Striking is a pre-
I/‘O” may describe in pure form what is known as the diction: in HZ0 x0= 8.20 V and xH = - 3.00 V. Thus
resonance effect, but this is obscured in experimental association of water with hydrogen halides is cor-
data by other effects hidden in the Hammett constant. rectly expected as X-H...0H2 or H-X...HOH. In each
case, bonded hydrogen should act as electron donor
7.4. Electronegativity of bonded atoms (transmitter! ), due to its lower electronegativity.
Mapping the electronegativity xc on ring carbons
For a chemist, each atom possesses some mysteri- in monosubstituted benzenes reveals dramatic dif-
ous power to attract electrons for which Pauling pro- ferences in electronegativity (table 3). The site pre-
vided a qualitative measure. By thinking so, chemists ferred for electrophilic attack is the most electrone-
describe an atom as such, thus referring to its inher- gative one; still the electrophile (e.g. Cl* in table 2)
ent property. This philosophy is readily extended to acts as an acceptor being even more electronegative
ions and, in a way, to molecules, since electronegativ- itself. The stimulating effect of the substituent on
ity is experimentally accessible for these entities [ 45 1. reactivity (I+, I-) is hardly seen, except, maybe in
This is not so with bonded atoms. Do they also pos- overall electronegativity of the molecule, which is
sess the individual power to attract electrons? Sand- lower than in benzene for I+ substituents and higher
erson’s philosophy of electronegativity equalization for I-.
precludes even a discussion of that question, There Electronegativity predicts the addition of HX to a
is, however, a simple chemical argument indicating double bond in CH3-HC=CH2 in accord to the Mar-
differences between bonded atoms: the difference be- kovnikov rule: xc-u2 = 5.75 V, xcn= 5.35 V; the more
tween bonded carbon and nitrogen cannot be re- electronegative halogen is directed to the relatively
duced to the difference of their charges. A bonded electropositive center CH while hydrogen goes to
atom may be attributed its specific power which is CH2.
stimulated by three factors:
(i) some inherent original property,
Table 3
(ii) the actual state of an atom (its charge), Electronegativity of ring carbons in monosubstituted benzenes
(iii) the interaction with neighbours (potential). (in V). The electronegativity ofthe molecule (x,,,) is also given
The electronegativities (x) given by eq. (22) and
eq. (56) provide a measure to all three effects. The Molecule C-orro C-meta C-para XM
standard electronegativity (eq. (59) ) contains but the &xi, 3.45 2.16 11.12 5.81
first two effects. Results for diatomic molecules are Ber 3.32 2.17 Il.27 5.97
shown in table 2. The first conclusion is that the stan- @a 3.59 2.52 11.38 6.03
dard electronegativities of bonded A and B atoms are $F 3.96 2.9 I 11.48 6.09
&xl 3.68 2.55 11.20 5.82
balanced, if not equalized in AB, a natural effect of
@NH* 3.43 1.27 10.32 5.30
the charge transfer. Electronegativitiesx, in turn, show &HO 5.21 6.36 6.58 6.59
dramatical differences between A and B atoms. Elec- hJOH 5.97 6.06 6.22 6.42
tronegativities xA and ,& reveal an electropositive and @CN 5.60 6.77 6.23 6.27
electronegative end of the AB molecule, sometimes @Noz 9.53 11.58 2.05 7.19
benzene 5.86 5.86 5.86 5.86
in a quite unexpected fashion: halogen is more elec-
56 L. Komorowski, J. Lipiriski IElectronegativity and hardness indicesfor bonded atoms
Table 4
Hardness and softness of atoms in diatomic molecules (in V/cl.)
7.7. Interatomic hardness qAB in table 6. The parameter has an easy interpretation
(eq. (43) ), it describes the sensitivity of the B atom
Only the valence part q$ was subject to analysis, to the changes at the A site. However, the numbers in
the results are collected in last column of table 4 and table 4 show that this connectivity between B and A
58 L. Komorowski, J. Lipiriski /Electronegativity and hardness indices for bonded atoms
Table 5 8. Conclusion
Valence hardness of the ring carbon in monosubstituted ben-
zenes (in V/cl.)
Electronegativity and hardness indices, although
Molecule C-orto C-meta C-para %.I unrestricted by the EE principle, demonstrate the ex-
pected properties, of which the linear dependence on
&I, 2.96 2.23 11.10 5.46
the atomic charge is most appealing. In a number of
osr 2.3 I 1.02 Il.28 5.30
@Cl 2.60 1.38 11.38 5.35 molecules an effect of partial electronegativity equal-
9F 2.98 1.79 11.48 5.38 ization is observed.
@OH 3.06 1.84 11.20 5.36 The results for the hardness have the same formal
9NH1 3.04 0.76 10.32 5.02 structure of hardness matrix as introduced by Nale-
&x0 3.44 4.90 5.18 5.18
wajski and co-workers [ 25,271. The present work has
@Coo” 4.33 6.32 4.11 5.26
@cCN 4.40 5.85 5.16 5.20 for the first time demonstrated the combination rules
@TWA 8.32 11.29 - 2.05 5.14 between hardness matrix elements, atomic hardness
benzene 5.54 5.54 5.54 5.54 indices and total molecular hardness.
Every potential use electronegativity and hardness
parameters must be preceeded by a reflection: what
it means if atom A in a pair AB is the more electro-
described by ~2; is mainly covalent. The stronger the negativity one. At least three possible parameters for
covalent bond, the higher is the index, reaching 13.29 bonded atoms emerge from this study, all corre-
V/e1 in HF and approaching zero in the very ionic sponding to some common chemical viewpoint. In-
NaF. herent electronegativity, p, describes a general prop-
The index shows considerable flexibility: it does erty of an atom, corrected for the particular bonding
distinguish relations between the ring carbons in sub- (valence ) state. Standard electronegativity, x0, gives
stituted benzenes, and enhances the effect of substi- the power to attract electrons by a bare atom with
tution. It translates to numbers what has been de- some actual charge q. The authors believe that the
duced from the valence structures of the benzene ring: third index, the actual electronegativity x, provides
the meta-carbon is the least sensitive to the substitu- the most comprehensive description of an atom, by
tion, (table 6). introducting three effects in one: inherent power of
the atom, atomic charge and molecular bonding po-
tential. Application of that index (and the actual
Table 6 hardness q as well) is limited to the instances when
Intercarbon valence hardness r~?; (eqs. (43) and (68) ) in mon- the molecule interacts as such, without breaking or
osubstituted benzenes between the ipso-carbon (substituted) and
dissociation. These are the conditions when the first
three other ring carbons: orto-, meta- and para- to the
substituent contact between molecules occurs and the active
complex is formed. It is not yet clear, how much help
Molecule sL% lv/el.l these indices might offer in describing real chemical
interactions. Their use can only be qualitative so far.
C-orto C-meta C-para
Quantitative use of electronegativity and hardness has
hZCH3 15.46 -0.78 4.42 not yet been developed. With the electronegativity
@er 18.86 -0.79 6.71 and hardness of bonded atoms available by the Har-
@Cl 17.66 -0.78 5.58 tree-Fock method, the need to quantify the interac-
4F 16.77 -0.82 4.61
@OH 16.58 -0.84 4.71 tion in terms of x and q is even more pressing. A for-
@NH* 22.72 -0.89 7.62 malism, if created, will probably not provide any
!Pco 25.66 1.14 3.32 precise bonding energies or heats of reactions. The
CkwoH 21.78 1.30 3.51 wide use of Pauling’s original idea of electronegativ-
dCN 29.67 -0.11 2.56
ity as an index provides a clue, though, how impor-
4-402 23.04 0.60 9.36
benzene 19.32 0.00 2.86 tant it is for a chemist to predict even the trends, and
not necessary precise experimental data. This may be
L. Komorowsk~~J. Li~~~ki /~iectro~egativ~ty and hardness ~~dices~ofbonded atoms 59
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