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Int J Colorectal Dis

DOI 10.1007/s00384-014-2098-1

ORIGINAL ARTICLE

General anesthesia combined with epidural anesthesia


ameliorates the effect of fast-track surgery by mitigating
immunosuppression and facilitating intestinal functional
recovery in colon cancer patients
Wan-Kun Chen & Li Ren & Ye Wei & De-Xiang Zhu &
Chang-Hong Miao & Jian-Min Xu

Accepted: 11 December 2014


# Springer-Verlag Berlin Heidelberg 2015

Abstract sevoflurane. In comparison with those in the G group, signif-


Purpose The purpose of this study is to investigate the influ- icantly greater numbers of lymphocytes and elevated frequen-
ence of anesthetic methods on markers of anti-tumor immu- cies of Th1 cells were detected at t3 and t4 post-surgery in the
nity and intestinal functions in fast-track surgery in colon E group (p<0.01). Significantly lower percentages of Th2
cancer (CC) patients during the perioperative period. cells and regulatory T cells were detected in the E group at
Patients and methods A total of 53 patients with American t2–4 post-surgery. Whereas the levels of plasma CRP in-
Society of Anesthesiologists (ASA) I-II status randomly re- creased post-surgery in both groups, the levels of CRP were
ceived general anesthesia (G group, n=27) or general anes- significantly lower in the E group than those in the G group at
thesia combined with epidural anesthesia (E group, n=26) for t3–4 post-surgery (p<0.05). The times to the first flatus and to
surgical tumor resection. The recovery times of intestinal tolerate a full diet were significantly shorter in the E group
function were evaluated in both groups postoperatively. The than those in the G group (p<0.01).
frequencies of different subsets of CD4+ T cells and myeloid- Conclusion General anesthesia combined with epidural anes-
derived suppressor cells and C-reactive protein (CRP) were thesia plays an important role in fast-track surgery, mitigating
measured by flow cytometry and enzyme-linked immunosor- the surgical stress-related impairment of anti-tumor immune
bent assay, respectively, before anesthesia (t0), 1 h after the responses and hastening the recovery of intestinal function.
beginning of surgery (t1), 1 h after the end of surgery (t2), and This combination might also help to improve long-term out-
on day 2 (t3) and day 5 (t4) post-surgery. comes for CC patients.
Results There was no significant difference in demographic
characteristics between the two groups, but the E group of Keywords Anesthesia . Colon cancer . Fast-track . T helper .
patients received significantly lower amounts of morphine and MDSCs . Postoperative ileus

Wan-Kun Chen, Li Ren, Ye Wei, and De-Xiang Zhu contributed to this


work equally and should be considered as first co-authors.
L. Ren : Y. Wei : D.<X. Zhu : J.<M. Xu (*)
Department of General Surgery, Zhongshan Hospital, Fudan
University, Shanghai 200032, China
e-mail: xujmin@aliyun.com Introduction
W.<K. Chen : C.<H. Miao (*)
Colon cancer (CC) is one of the most common cancers world-
Department of Anesthesiology, Fudan University Shanghai Cancer
Center, Shanghai Medical College, Fudan University, wide [1]. Its incidence is increasing around the world, espe-
Shanghai 200032, China cially in Africa and Asia [1, 2]. Currently, surgical removal of
e-mail: miaochh@aliyun.com the tumor is the primary strategy for the treatment of CC.
W.<K. Chen : C.<H. Miao
However, postoperative metastasis and the recurrence of tu-
Department of Oncology, Shanghai Medical College, Fudan mor affect the prognosis of CC. The recurrence and metastasis
University, Shanghai 200032, China of CC depend not only on the histopathologic type and clinical
Int J Colorectal Dis

stage of the tumor but also on the immune function of the By observing the frequencies of peripheral blood CD4+ T
patient [3, 4]. Hence, protection of immune function in indi- cells and MDSCs and the recovery time of intestinal functions
vidual patients during the perioperative period might be cru- during the perioperative period, this study aimed to investigate
cial for improving the outcomes of patients with CC. the influences of general anesthesia with or without epidural
Surgical procedures and related inflammation have been anesthesia on CC patients undergoing fast-track surgery and to
suggested to suppress immune competence [5], cause surgical further improve the perioperative management strategy for
stress that can activate the sympathetic nervous system (SNS) cancer patients.
and the hypothalamic-pituitary-adrenal (HPA) axis to induce
the neuroendocrine response [6, 7], and increase the release of
hormones, such as catecholamines (norepinephrine and epi- Materials and methods
nephrine), adrenocorticotropic hormone, and cortisol, which
inhibit pro-inflammatory T cell responses [8]. To reduce sur- This prospective randomized trial (NCT01978717) was ap-
gical stress, fast-track surgery, or an enhanced recovery after proved by the Ethics Committee of Zhongshan Hospital,
surgery (ERAS) protocol, has been introduced for the man- Fudan University (Shanghai, People’s Republic of China),
agement of CC patients [9] and has been demonstrated to and written informed consent was obtained from each patient.
promote postoperative recovery [10, 11]. Our previous study A total of 53 patients undergoing open CC surgery were
has also shown that epidural anesthesia and/or analgesia might continually recruited at the inpatient service of the Department
be associated with improved overall survival in patients with of General Surgery, Zhongshan Hospital, Fudan University,
operable cancer, especially in CC [12]. However, little is from Oct. 2011 to Apr. 2012. These patients were all subjected
known about the influence of anesthetic methods on the to the fast-track processing of surgery and randomized via a
anti-tumor immune response and the role of anesthetic strate- computer-generated number sequence to receive general an-
gies in fast-track surgery. esthesia only (G group, n=27) or general anesthesia combined
T cells play an important role in anti-tumor immunity. with epidural anesthesia (E group, n=26). The inclusion
Although antigen-specific cytotoxic CD8+ T cells are crucial criteria included an age between 18 and 75 years, an American
for the control of tumor growth, our understanding of the Society of Anesthesiologists (ASA) grade<III, and a body
importance of CD4+ T cells in orchestrating immune re- mass index (BMI) between 18.5 and 30. The exclusion criteria
sponses has grown dramatically over the past decade [13, included a history of abdominal surgery, endocrine or immune
14]. CD4+ T cells exist in diverse subsets, such as T helper system dysfunction (such as diabetes, thyroid disease, multi-
(Th) 1, Th2, and Th17 cells and regulatory T cells (Tregs), ple sclerosis, and rheumatoid arthritis), recent blood transfu-
which play opposite roles in modulating immune responses to sions, preoperative treatment with opioids, hormone, non-
tumor cells [15]. In addition, these immunocompetent cells steroidal anti-inflammatory, or other immunomodulatory sub-
secrete different types of cytokines and effector molecules, stances, and contraindication to epidural anesthesia.
such as interferon (IFN)-γ, interleukin (IL)-4, IL-17A, and According to the FastTrack protocol, no premedications
transforming growth factor (TGF)-β1, which also mediate were administered, and all patients were fasted 6 h to solids
anti-tumor immunity [16]. Moreover, myeloid-derived sup- and 2 h to clear liquids. The FastTrack protocol was described
pressor cells (MDSCs) are heterogeneous cells derived from in our previous study [11].
immature myeloid cells that are HLA-DR−, CD11b+, CD14−, The E group of patients was subjected to epidural puncture
CD15+, and/or CD33+. Previous studies have shown that between T10 and T11 in the left lateral position, followed by
MDSCs can negatively regulate anti-tumor immunity in pa- insertion of an epidural catheter using the paramedian ap-
tients with cancers [17, 18]. A higher frequency of peripheral proach and loss-of-resistance technique. The patients were
blood CD14+HLA-DR−/low MDSCs is associated with tumor tested with 3 ml of 2 % lidocaine through the epidural catheter
immune evasion in patients with cancers [19, 20]. More after the results of an aspiration test for blood and cerebrospi-
importantly, MDSCs can inhibit NK cell, macrophage, and nal were negative. Each patient was provided with 8 ml of
T cell activity and enhance angiogenesis, thereby promoting 0.375 % bupivacaine after the induction of general anesthesia.
the growth and metastasis of cancer cells [21, 22]. The impact The patients were also administered 4 ml of bupivacaine every
of different anesthetic strategies on the frequencies of periph- 50 min until the end of surgery.
eral blood CD4+ T cells and MDSCs in patients with CC All patients were subjected to the induction of general
during the perioperative period is still unknown. anesthesia by intravenously administered fentanyl (5 μg·
In addition, postoperative ileus (POI) is a frequent, frus- kg−1), propofol (plasma target-controlled infusion using
trating occurrence for patients undergoing bowel resection. Marsh pharmacokinetic and Graseby 3500 TCI pump, target
The etiology of POI is complex, but new insights into the plasma concentration 4 μg·ml−1) and rocuronium (0.8 mg·
pathophysiology of POI have also involved the adaptive im- kg−1). Subsequent to orotracheal intubation, all patients were
mune system [23]. provided with 1.5–3.5 % sevoflurane for the maintenance of
Int J Colorectal Dis

anesthesia. The levels of anesthesia were monitored using the Results


bispectral index (BIS), and the patients were provided with
fentanyl and propofol if needed. Esophageal temperature was All patients completed the study according to the protocol. All
monitored and maintained at more than 36 °C throughout the procedures were performed by the same experienced team of
operation. anesthetists and surgeons. The univariate analysis showed that
At the end of the operation, the patients in the E group there was no significant difference in the distributions of
received a patient-controlled epidural analgesia (PECA) demographic characteristics, including gender, age, and BMI
pump (0.125 % bupivacaine and 30 μg·ml−1 morphine, in both groups (p>0.05, Table 1). In addition, the clinical
background infusion 2 ml·h−1, bolus 2 ml, lockout time stages of the tumors, types of surgery, anesthesia time, and
15 min) for 24 h. The patients in the G group received a the amount of blood loss between the two groups of patients
patient-controlled intravenous analgesia (PICA) pump were also similar (p>0.05, Table 1). Furthermore, there was
(0.5 mg·ml−1 morphine, background infusion 2 ml·h−1, no significant difference in the values of BIS and intraopera-
bolus 2 ml, lockout time 15 min) for 24 h. The patients in tive fluid infusion in both groups. All of the tumors were
both groups received the patient-controlled analgesia confirmed to be adenocarcinomas by postoperative patholog-
pump (epidural or intravenous) for 24 h. We removed ical examination. No patient received blood transfusion during
the epidural and intravenous anesthesia pump on postop- hospitalization. The G group consumed more morphine and
erative day (POD) 1, and we used morphine 5 mg intra- sevoflurane as compared with that in the E group (p<0.01,
muscular injection for postoperative pain rescue. No pa- Table 1), suggesting that general anesthesia combined with
tients received corticosteroids during the perioperative epidural anesthesia consumed less dose of anesthetics during
period. the operation and achieved better analgesic effect on CC
Except for anesthesia and analgesia methods, both groups patients undergoing fast-track surgery. After surgery, the
received the same perioperative care protocols described in VAS score of patients in the E group were less than that of
our previous study [11]. patients in the G group (p<0.01, Table 1). After the patient-
After surgery, all patients were reviewed four times daily. controlled analgesia pump was removed in both groups, the
Pain intensity was assessed using a 10-cm visual analogue mean VAS scores at rest and on coughing were 2.79 and 4.63,
scale (VAS) on POD 1, POD2, and POD5 at rest and on respectively, in the E group, while the scores in the G group
coughing. Times to first flatus and to tolerate a full diet, the were 3.86 and 5.53, respectively (p<0.01, Table 1). On
complications after surgery, and the length of hospital stay POD5, the VAS scores were not significantly different be-
were recorded. tween these two groups (p>0.05, Table 1).
Peripheral venous blood samples were collected in To determine the potential mechanisms involved in the
sodium heparin anticoagulant tubes before anesthesia effect of general anesthesia combined with epidural anesthe-
(t0), 1 h after the beginning of surgery (t1), 1 h after the sia, we first investigated the levels of circulating leukocytes in
end of surgery (t2), and on POD 2 (t3) and POD 5 (t4). the G and E groups. As shown in Fig. 1a, b, although no
Samples were processed according to manufacturer’s in- significant differences of circulating leukocytes and lympho-
structions for flow cytometry analyses on a FACSCalibur cyte were shown at t0 in both groups, dramatically increased
(BD Biosciences, San Diego, CA, USA). Lymphocyte numbers of circulating leukocytes and decreased numbers of
subpopulations were defined as follows: Th1 = circulating lymphocytes were observed at t3 in both groups,
CD3 + CD8 - IFN-γ + ; Th2 = CD3 + CD8 - IL-4 + ; Th17 = with the numbers of lymphocytes in the E group increased
CD3 + CD8 - IL-17A + ; Treg = CD4 + CD25 + Foxp3 + ; and 23.6 % and 19.1 % as compared with the G group at t3 and t4,
MDSCs = CD14 + HLA-DR −/low. (Brefeldin A was from respectively (p<0.01, Figs. 1a and 1b), implying that immune
Sigma-Aldrich, St. Louis, MO, USA, and all other anti- system might be closely associated with the situation of CC
bodies were from BioLegend, San Diego, CA, USA). patients with different anesthesia methods.
Individual plasma samples were prepared, and the con- Then, we set to study the change of leukocyte subpopula-
centration of plasma C-reactive protein (CRP) was deter- tions at various time points in both groups of CC patients
mined using specific ELISA kits (Dakewe, Shanghai, undergoing fast-track surgery. The percentage of Th1 cells
China) according to the manufacturer’s instructions. increased with time in both groups, particularly at t3 and t4
The data are expressed as the mean ± standard devi- (p<0.01, Fig. 1c). As compared with that of the G group, the
ation (SD) or as the median and range. Data were percentage of Th1 cells in the E group increased 22.1 and
compared using an independent group t test for para- 22.6 % at t3 and t4, respectively (p<0.01, Fig. 1c). Although
metric data and a Mann–Whitney U test for nonpara- the percentages of Th2 cells increased at t3, they both dramat-
metric data. Categorical data were assessed by Fisher ically declined at t4 in both groups (p<0.01, Fig. 1d). Accord-
exact test. p < 0.05 was considered statistically ingly, the ratios of Th1/Th2 cells in the E group significantly
significant. increased 15.3, 85.3, and 54.1 % as compared with those in
Int J Colorectal Dis

Table 1 The demographic and


clinical characteristics of the G group (n=27) E group (n=26) p value
patients
Age (years) 57.9±6.5 57.3±5.3 0.715
Gender (male/female) 15/12 18/8 0.305
BMI 23.8±3.1 24.1±3.4 0.738
ASA grade, n (%) 0.611
I 9(33) 7(27)
II 18(67) 19(73)
Staging of tumor, AJCC, n (%) 0.654
Phase I 2(8) 4(15)
Phase II 19(70) 17(65)
Phase III 6(22) 5(20)
Surgical approach (right hemicolectomy/left hemicolectomy) 22/5 21/5 0.947
Anesthesia time (min) 140±36 143±43 0.784
Blood loss (≤200 ml/>200 ml) 22/6 23/4 0.525
BIS 0.631
At the beginning of surgery 43(38,55) 39(35,49)
At 1 h after the beginning of 44(40,49) 41(36,54)
surgery
VAS score at POD1
At rest 2.95±0.8 1.38±0.4** <0.01
On coughing 3.86±1.7 2.57±0.9** <0.01
VAS score at POD2
At rest 3.86±0.8 2.79±0.9 <0.01
On coughing 5.53±1.2 4.63±1.0 <0.01
VAS score at POD5
At rest 2.11±0.7 1.87±0.7 0.218
On coughing 3.25±1.0 3.21±0.8 0.873
Consumption of morphine (mg) 29.1±6.7 2.12±0.46** <0.01
Consumption of sevoflurane (ml) 31.6±3.5 23.7±1.9** <0.01
**p<0.01 vs. the G group

the G group (p<0.01, respectively, Fig. 1e). However, there general anesthesia combined with epidural anesthesia might
was no significant difference in the frequency of Th17 cells mitigate immunosuppression via dowregulating the fre-
between the two groups throughout the observation period quences of immune regulatory cells.
(Fig. 1f). These results suggested that general anesthesia com- To compare the effect of different anesthetic methods on
bined with epidural anesthesia mediate the shift of CD4+ T perioperative surgical stress, we investigated the plasma CRP
cells to Th1 polarization, which is essential in anti-tumor in all patients. The levels of plasma CRP at t0 showed no
immunity. significant differences between the E and G groups (Fig. 1i)
As shown in Fig. 1g, the frequencies of Tregs decreased at and increased at t3 and t4 in both groups, respectively,
t2 and t3 in both groups, respectively (p<0.01). At t4, the (p<0.01, Fig. 1i). The levels of plasma CRP in the E group
frequency of Tregs in the G group recovered (p=0.25) while at t3 and t4 decreased 25.6 and 17.3 %, respectively, as
that in the E group still decreased (p<0.01). The percentages compared with that in the G group (p<0.01, Fig. 1i).
of Tregs in the E group at t2, t3, and t4 significantly decreased Times to the first flatus and to tolerate a full diet in the E
10.6, 17.5, and 28.0 % as compared with those in the G group group were significantly faster than those in the G group,
(p<0.01). In addition, the percentage of MDSCs increased at respectively, (p<0.01, Table 2). In the E group, one patient
t3 in both groups (p<0.01, Fig. 1h). The frequency of MDSCs suffered wound infection, one had gastric retention, and two
in the E group recovered at t4 (p=0.11) while that in the G had urinary retention. In the G group, one patient suffered
group still decreased (p<0.01, Fig. 1h). The percentages of wound infection, one had anastomotic leakage, and two had
MDSCs at t3 and t4 in the E group significantly decreased gastric retention. However, there was no significant difference
26.6 and 23.9 % as compared with those in the G group on postoperative complications between the two groups and
(p<0.01, respectively, Fig. 1h). These data demonstrated that there was no mortality in both groups (Table 3), and there was
Int J Colorectal Dis

Fig. 1 The dynamic changes in the frequencies of leukocyte, the end of surgery, t3 on day 2 post-surgery, t4 on day 5 post-surgery.

lymphocyte, different subsets of CD4+ T cells and MDSCs and plasma p<0.05, △△p<0.01 vs. the values at t0; *p<0.05, **p<0.01 vs. the G
CRP in CC patients during the perioperative period. The data are group. a Leukocytes. b Lymphocytes. c Th1. d Th2. e Th1/Th2. f Th17 g
expressed as the mean ± SD for each group of patients at each time Treg. h MDSCs. i CRP
point. t0 before surgery, t1 1 h after the beginning of surgery, t2 1 h after

no statistical difference regarding the duration of hospital Previous studies demonstrated that the fast-track surgery
between the two groups (5.41±1.6 days vs. 5.83±1.5 days, protocol attenuated the surgical stress response and accelerat-
p=0.165, Table 3). ed postoperative recovery without compromising patient safe-
ty, and epidural anesthesia and/or analgesia might be associ-
ated with improved overall survival in patients with operable
Discussion cancer (especially CC) undergoing surgery [11, 12]. Com-
bined epidural anesthesia and analgesia to general anesthesia
By investigating the influence of anesthetic methods on intes- may be beneficial as compared with general anesthesia alone
tinal functions and markers of anti-tumor immunity in fast- because epidural anesthesia may prevent the neuroendocrine
track surgery in CC patients during the perioperative period,
our study found that general anesthesia combined with epidu- Table 3 Postoperative complications
ral anesthesia plays an important role in fast-track surgery G group (n=27) E group (n=26) p value
through mitigating the surgical stress-related impairment of
anti-tumor immune responses and hastening the recovery of Wound infection (%) 1 (3.70) 1 (3.84) 0.978
intestinal function. Anastomotic leakage (%) 1 (3.70) 0 (0) 0.322
Gastric retention (%) 2 (7.41) 1 (3.84) 0.575
Table 2 Time of recovery of bowel function Urinary retention (%) 0 (0) 2 (7.69) 0.142
G group (n=27) E group (n=26) p value Urinary tract infection (%) 0 (0) 0 (0)
Mortality (%) 0 (0) 0 (0)
First flatus (hour) 34.5±7.3 28.5±5.6** <0.01 Total (%) 4 (14.8) 4 (15.4) 0.954
Tolerate a full diet (hour) 38.1±8.7 33.9±7.5** <0.01 Duration of hospital stay 5.83±1.5 5.41±1.6 0.165
(day)
**p<0.01 vs. the G group
Int J Colorectal Dis

stress response to surgery by blocking afferent neural trans- motility are primarily associated with the surgical stress
mission, inhibit the HPA excitation caused by noxious stimuli response, panintestinal dissemination of inflammation
to reduce cortisol secretion, and provide better postoperative mediated by CD4+ T cells, and endogenous opioids
pain relief [24]. CRP is a non-specific acute-phase protein secreted within the gastrointestinal (GI) tract in response
synthesized by the liver. Its abnormal increase is associated to surgical trauma [31, 32]. Moreover, opioids mediate
with trauma and stress. The postoperative CRP level may analgesia by binding to μ-opioid receptors in the central
reflect the degree of surgical stress [25]. In our study, the nervous system; however, opioids also bind to peripher-
plasma levels of CRP increased postoperatively in both al μ-opioid receptors in the GI tract, resulting in a
groups, and the levels of CRP in the E group are lower than disruption of intestinal function, thereby exacerbating
that in the G group at t3 and t4, which demonstrated that POI [33]. The fast-track surgery protocol has been as-
general anesthesia combined with epidural anesthesia could sociated with accelerated recovery of intestinal function
alleviate systemic surgical stress response as compared with [11]; our study demonstrated that with lower amounts of
general anesthesia alone. opioid application, general anesthesia combined with
During the perioperative period, the numbers of peripheral epidural anesthesia could further facilitate postoperative
blood leukocytes significantly increased, and the numbers of intestinal functional recovery in CC patients following a
lymphocytes decreased at t3 post-surgery in both groups, fast-track surgery protocol.
demonstrating that surgical trauma and surgical stress trig- We recognized that our study also had some potential
gered systemic inflammation and suppressed immune defense limitations: the number of patients recruited in our study was
mechanisms in the postoperative period. Although there was small, which limited our conclusions; to reduce the interfer-
no significant difference in the numbers of leukocytes be- ence from other perioperative factors, the operation types
tween the two groups, the numbers of lymphocytes in the E included only open surgeries for CC; and in order to reduce
group were significantly greater than that in the G group at t3 the interference factors, the postoperative analgesia method of
which indicated a faster recovery of the immune response in the G group was slightly different from current fast-track
the E group. surgery protocols. Thus, further studies in a larger population
Th1 cells can activate macrophages and NK cells and are warranted.
enhance the cytotoxicity of CD8+ T cells against tumor cells; In conclusion, our data indicated that general and epidural
Th2 cells can induce tumor-associated macrophage and den- anesthesia consumed lower amounts of morphine and
dritic cell maturation, which inhibits anti-tumor immune re- sevoflurane to achieve similar intraoperative depth of anes-
sponse and promotes the growth and metastasis of cancer cells thesia and better postoperative analgesic effects. Furthermore,
[14]. Preserving Th1/Th2 balance could attenuate liver metas- epidural anesthesia may mitigate surgical stress- and anesthet-
tasis of EL4 cells [26]. In comparison with the G group, ic drug-related immunosuppression in patients and facilitated
significantly increased percentages of Th1 cells and reduced postoperative intestinal functional recovery. Therefore, our
frequencies of Th2 cells were detected in the E group. As a findings demonstrate the crucial role of anesthetic strategy in
result, the Th1/Th2 balance in E group shifted towards Th1, fast-track surgery protocols. Further large-scale prospective
which indicated that the Th1/Th2 balance in the E group was trials with CC recurrence and metastasis as the endpoints are
better protected. Precious studies demonstrated that increased warranted to determine the significance of our observations.
percentages of circulating Th17 cells, Treg, and MDSCs were
correlated with cancer stage and metastasis of CC patients
[27–29]. Our study showed decreased percentages of circulat-
Funding This research is sponsored by Program of Shanghai Subject
ing Treg and MDSCs in patients of the E group at t3 and t4. Chief Scientist (2012-2014, 12XD1401900). The funders had no role in
Therefore, general anesthesia combined with epidural anes- the study design, data collection and analysis, decision to publish, or
thesia could protect postoperative anti-tumor immune re- preparation of the manuscript.
sponse of CC patients.
Conflict of interest The authors have declared that no competing
Anesthetic drugs, especially opioids, have immunosup-
interests exist.
pressive effects [30]. In our study, both groups achieved
similar intraoperative depth of anesthesia, while the patients
in the E group received significantly lower amounts of mor-
phine and sevoflurane. This phenomenon may help to explain References
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