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Tunnelling and
Underground Space
Technology
incorporating Trenchless
Technology Research
Tunnelling and Underground Space Technology 23 (2008) 38–45
www.elsevier.com/locate/tust
Received 5 September 2006; received in revised form 21 November 2006; accepted 28 November 2006
Available online 24 January 2007
Abstract
This paper includes a presentation of a simplified three-dimensional numerical model for the prediction of soil movement induced
during tunnel construction using tunnel boring machines (TBM). The model is based upon the generalization of the convergence-con-
finement concept to 3D tunnel construction. It uses two parameters (Ldec and adec) which stand for the length of the unlined zone and the
partial stress release, respectively. The value of the parameter Ldec can be taken equal to the tunnel diameter, while the value of adec can
be determined by fitting the model to empirical formula, and then adjusted based on settlement registered during tunnel construction.
The capacity of the model is illustrated through an application to a shallow tunnel in soft soil. The comparison of the numerical
results to those suggested by different authors shows good agreement.
Ó 2006 Elsevier Ltd. All rights reserved.
Keywords: Tunnel boring machine; TBM design; Finite element method; Three-dimensional; Non-linear; Shield tunnelling; Convergence-confinement
0886-7798/$ - see front matter Ó 2006 Elsevier Ltd. All rights reserved.
doi:10.1016/j.tust.2006.11.008
H. Mroueh, I. Shahrour / Tunnelling and Underground Space Technology 23 (2008) 38–45 39
Step
Phasei+1
i+1
(a) Determination of the incremental force resulting
from the soil excavation (DF). This force is equal to
the difference between the nodal force vector (F(incr))
(1−αdec) * σ(i) α dec * σ(i) p due to the external forces (self-weight, surface loads,
front pressure, . . .) and the nodal internal forces at the
previous step ‘incr-1’; calculation of DF is carried out
using the following expression:
Z t
ðincrÞ
lining
revêtement grouting
coulis DF ¼ F Be rðincr1Þ dV ð1Þ
V ðincrÞ
Fig. 1. Method used for the tunnel construction using TBM. V(incr) represent the volume of the soil mass at the
step (incr); Be is the strain interpolation matrix which
tant modeling effort and computational time. In order to contains the spatial derivatives of the interpolation
overcome this difficulty, a simplified method is proposed functions (e = BeÆu; u nodal displacement); r(incr1)
in this paper to model the TBM tunneling process using denotes the stress tensor at the previous step (incr-
a three-dimensional model based on the convergence- 1).In order to take into account the partial deconfine-
confinement method (Panet and Guenot, 1982) with two ment resulting from the tunnel construction process
release parameters: adec and Ldec, which stand for the par- (overcut, injection of the annular void, installation
tial stress release and the length of the unlined zone, respec- of the definitive tunnel support,. . .), a parameter adec
tively (Fig. 1). This method can be easily implemented and is used for considering the partial release on the
employed using existing programs based on either the finite unsupported section of the tunnel; the length of this
element or the finite difference method. section is assumed to be equal to Ldec. The incremen-
The paper presents successively, the proposed method, tal nodal force vector in this section (DF) is trans-
its application to a model tunnel and the sensitivity of formed using the following expression:
the method to the release factors adec and Ldec.
DF 0 ¼ adec DF ð2Þ
2. Presentation of the numerical model (b) Activation of the lining elements located in the new
section and a full release of stresses in this section.
Numerical modelling of the tunnel construction using (c) Application of the face pressure ‘p’ (Fig. 1); the pressure
TBM constitutes a hard task, because it requires consider- is assumed to be constant with depth; it corresponds to
ation of complex aspects such as the soil excavation, the a ‘compressed-air pressure’ TBM. Note that this pres-
overcut or annular space between the jacking pipe and the sure can vary with depth to model ‘slurry shield’
excavation, the application of the face pressure, the installa- machines or ‘earth pressure balance’ (EPB) machines.
tion of the definitive support constituted of lining rings and
the grouting of the annular space. It also requires the descrip- The soil movement is controlled through the partial
tion of the non-linear behavior of both the soil and the lining release factor adec and the parameter Ldec which enable users
and the condition at the soil–structure interface. Modelling to consider the influence of the void space and grouting
of the tunnel construction is also three-dimensional, because around the tunnel. The determination of these parameters
the TBM induces an important stress disturbance and soil can be carried out by an adjustment procedure using empir-
movement ahead the excavation front. Modelling of the ical models and measurements during tunnel construction.
annular space between the ground and the lining extrados The following section presents the application of the
is still problematic, because of the difficulties to collect effec- proposed method to a model tunnel, which will be followed
tive data on the distribution and grouting of this space. by a sensitivity analysis of the model to the variation of the
Up to now, it seems very difficult to consider the above- partial release parameters adec and Ldec. This analysis
mentioned issues in the practical design of tunnels. In order allows the elaboration of a methodology for the determina-
to overcome this difficulty, a simplified method is proposed tion of these factors.
40 H. Mroueh, I. Shahrour / Tunnelling and Underground Space Technology 23 (2008) 38–45
u=0
v=0
4.5D
v=0
u=0
z
x
y
8D 4D
u=v=w=0
Fig. 3. 3D Finite element mesh used in numerical analysis (2214 20-node elements; 10,494 nodes; 28,471 ddl).
Fig. 4. Reference example: vertical displacement along longitudinal section: (a) at the ground surface, along the line (A–A 0 ) and (b) at the tunnel crown,
along the line (B–B 0 ).
42 H. Mroueh, I. Shahrour / Tunnelling and Underground Space Technology 23 (2008) 38–45
is observed after an excavation length of 3D). It can be The spreading of displacements from the tunnel to the
noted that the surface settlement (wa) at the tunnel face is surface can be analysed through a ‘softening’ coefficient
constant during the tunnel progression. It is equal to or factor of diffusion Rdif, according to (AFTES, 1999):
0.03%D, which corresponds to 46% of the maximal value
Rdif ¼ wsurf cr
max =wmax ð8Þ
of settlement at the end of the simulation wsurf
max . The amount
of settlement induced just before the lining installation Vertical displacements at the soil surface and the tunnel
(wa + wb) is about 77% of wsurf max (0.05%D), which means crown give Rdif = 0.4, which means that 40% of the vertical
that 31% of the total settlement is induced in the unlined displacement at the crown tunnel is transmitted to the sur-
zone of the tunnel. This result shows that 23% of the total face. This value agrees with empirical approaches and
settlement (wc) is due to the complete release of the confine- in situ observations. Ward and Pender (1981) reported val-
ment (1 adec). ues for the diffusion coefficient varying from 0.2 (for sands)
Table 2 summarises the proportion of settlement, in to 0.74 (for over-consolidated clays), while Sagaseta (1987)
comparison with some published results. It can be noted reported values between 0.2 (for frictional material) and
that these values are in good agreement with observed or 0.67 (for low frictional clay).
computed values reported by various authors. The amount
of settlement in the front of the tunnel face wa appears 3.4.3. Settlement in a cross direction
higher than reported values, but the cumulative settlement Fig. 5 shows the evolution of the settlement in the trans-
wa + wb is in good agreement. Note that these values highly verse section along the axis C C 0 . It can be observed that
depend on the factors adec and Ldec. a moderate settlement appears (0.01%D) when the tunnel
face is about 1D behind the cross section (C C 0 ), then
3.4.2. Crown displacement the settlement increases when the tunnel face crosses the
Fig. 4b shows the variation of vertical displacement traverse section and tends to stabilize when the distance
along the longitudinal axis (BB 0 ) during the tunnel con- between the tunnel face and the section (C C 0 ) exceeds
struction, at the tunnel crown location wcr. It can be +2D.
observed that the major part of the crown displacement Numerical results illustrated in Fig. 5 were used for the
results from the TBM progression. Indeed, 40% (respec- determination of the parameters of Peck formula (Peck,
tively 90%) of the total displacement at the tunnel crown 1969): the location of the point of inflection of the settle-
is observed at the TBM passage (respectively at the lining ment curve ‘i’, the length of the settlement profile ‘Ls’
activation). After the lining installation, the displacement and the volume loss at the ground surface ‘vs’. Results
shows a rapid stabilization around the value wcr max ¼ are summarised in Table 3a. It is noted that the distance
0.16%D. ‘‘i’’ and the length ‘Ls’ decrease with the progression of
the tunnel face, and tend to stabilise to a value of
Table 2 i = 1.17D when the relative distance between the cross sec-
Soil settlement along the longitudinal axis (A A 0 ) tion and the tunnel face exceeds +1D. The volume loss at
wa /wsurf
max (%) wb /wsurf
max (%) wc /wsurf
max (%)
the surface is estimated to Vs = 0.26%Vexc, where Vexc
Numerical model 46 31 23 denotes for the volume of excavated soil.
AFTES (1999)a 10–20 40–50 30–50 The parameters of Peck formula can be estimated from
In situ measurements 15–35 20–65 9–55 semi-empirical methods. Table 3b shows a comparison of
(Pantet, 1991)a (Mean: 27) (Mean: 48) (mean: 25) the numerical results with the empirical expressions
a
Observed in case of shield driven excavation, with lining installation. proposed by
-0.01
Surface settlement w (%D)
(C-C’)
-0.02
2D
0
(D-D’)
-0.03 Tunnel face
location
-0.04 y = -1D
y = -D/3
-0.05 (C-C') y = 0 (face)
y = +1D z
y = +2D y
-0.06 x
(D-D')
-0.07
0 0.5 1 1.5 2 2.5 3 3.5 4
Distance from tunnel axis (x/D)
Fig. 5. Reference example: surface settlement in transversal section during excavation Line (C C 0 ) is located at y = 2D from the line (D D 0 ) (y = 0).
H. Mroueh, I. Shahrour / Tunnelling and Underground Space Technology 23 (2008) 38–45 43
a 1
Plastic zone
0.5
Tunnel face
Z (z/D)
0
0 0.5 1 1.5 2
-0.5
-1
X (x/D)
z
1 y0
b x
Plastic zone
0.5
Z (z/D)
0
0 0.5 1 1.5 2 y = -1D behind the
tunnel face
-0.5
-1
X (x/D)
Fig. 6. Spread of plasticity in transverse section: (a) at the tunnel face (y = 0) and (b) behind the tunnel face (y = 1D).
44 H. Mroueh, I. Shahrour / Tunnelling and Underground Space Technology 23 (2008) 38–45
-0.02
approximately equal to 1D. The influence of Ldec on the
soil movement along the longitudinal profile (A A 0 ) is
-0.04
presented in Fig. 7. It may be noted that an increase of Ldec
Lining of about 66% leads to a moderate increase in the maximum
-0.06 installation settlement (about 15%), without significant influence on the
ratio between the settlements behind and ahead the tunnel
-0.08 L = 1D face. This parameter can then be fixed to Ldec = 1D.
dec
L = 5D/3 The factor adec stands for the ratio of the stress release
dec
before the lining installation. Fig. 8 illustrates the influence
-0.1
-4 -3 -2 -1 0 1 2 3 4 of a variation of this factor on the soil settlement. It shows
Distance from tunnel face (y/D) that the reduction of adec from 0.5 to 0.3 leads to a reduction
of the about 70% of the maximum settlement, whereas an
Fig. 7. Influence of the parameter Ldec (length of the unlined zone) on the
soil settlement.
increase of adec from 0.5 to 0.7 leads to an increase of about
160% of the settlement. Fig. 9a and b illustrate the extension
of plasticity in the transversal section located at a distance of
0 y = 1D from the tunnel face. It clearly shows that the fac-
tor adec highly affects the extension of plasticity in the soil
mass. This factor is strongly related to the construction pro-
Surface settlement w surf (%D)
-0.05 cedure, the tunnel depth and the soil properties. It should
evaluated and adjusted using in situ measurements.
-0.1
5. Conclusion
-0.15
αdec = 0.3 A simplified non-linear three-dimensional numerical
model is proposed for the determination of the soil move-
-0.2 αdec = 0.5
ment induced by TBM. The method uses the factors Ldec
αdec = 0.7 and adec, which stand for the length of the unlined zone
-0.25 and the partial stress release, respectively. The value of
-4 -3 -2 -1 0 1 2 3 4 the parameter Ldec can be taken equal to the tunnel diam-
Distance from tunnel face (y/D) eter, while the value of adec can be determined by fitting the
Fig. 8. Influence of the factor adec (partial stress release) on the soil model to empirical formula then by adjustment on settle-
settlement. ment registered during tunnel construction.
The capacity of the model is illustrated through an
measurements registered during the first stage of the tunnel application to a shallow tunnel in soft soils. The work is
construction. This adjustment requires a sensitivity analysis under progress for the construction of charts which provide
in order to investigate the influence of the factors Ldec and values of the factor adec for different tunnels configurations
adec on the soil settlement profile. (depth, diameter, lining stiffness, etc.) and soil properties.
a 1 b1
Z (z/D)
Z (z/D)
0 0
0 0.5 1 1.5 2 0 0.5 1 1.5 2
-1 -1
X (x/D) X (x/D)
Fig. 9. Influence of the factor adec on the spread of plasticity: (a) adec = 0.3 and (b) adec = 0.7.
H. Mroueh, I. Shahrour / Tunnelling and Underground Space Technology 23 (2008) 38–45 45