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Werner H. Gries
Research Centre FTZ, Deutsche Telekom, PO Box 10 00 03,64276 Darmstadt, Germany
This German contribution to the VAMAS prenormative project on ion-implanted reference materials describes a
general procedure for the certification of retained dose densities of elements of the third and higher periods of the
Periodic Table at levels of foremost technological interest, i.e. 1016-1013 cm-’ (i.a atoms cm-’), in wafer-type
host materials. The proposed procedure satisfies all requirements of a definitive method and can be readily imple-
mented in many laboratories worldwide. In a first step, a primary reference material (PRM) at several loi5 cm-2
is certified by referencing to a weighed, evenly spread deposit of the analyte by means of wavelengthdispersive
x-ray fluorescence spectrometry (WDlXFS). All further certification of retained dose densities is relative to this
PRM. Dose densities of similar level are certified (relative to the PRM) by means of WD/XFS or electron
microbeam analysis (also by Rutherford backscattering spectroscopy if Zhpl>Zh,,). Dose densities below loi5
cm-’ are certified (relative to the PRM or a substitute) by means of comparative in situ ion dosimetry. Require-
ments are specified for the deposit, the ion implants, the measurements by WD/XFS and certification by compara-
tive in siiu ion dosimetry. The procedure is verified by experiment.
For this reason a method of certification was pro- uniformities such that a quasi-uniform deposit is simu-
posed in 1970,8 which allows an accurate link to be lated. Thirdly, broad-beam radiation keeps the
established between the retained dose density and the in radiation density at a sufficiently low level for specimen
situ ion current integration in implanters of high mass heating not to become a problem.
resolution, known as ‘quantitative ion implantati~n’.~.’ A drawback of WD/XFS is that the low limit for
The method qualifies as a definitive method and was accurate determination of the retained dose density with
therefore proposed for use in the VAMAS p r ~ j e c t . ~ standard laboratory WD/XFS spectrometers is at the
Implementation of quantitative ion implantation as a 1015 levello for chemical elements of the third and
means of certification of the retained dose density is higher periods of the Periodic Table, i.e. one to two
becoming ever more difficult, however, by a worldwide orders of magnitude above the lowest level for which
trend away from implanters of high mass resolution CRM are required. The implication is that for these ele-
towards high-current machines of low mass resolution. ments one has to accept that the PRM has a dose
High-resolution research implanters (and personnel) are density above the 1015cm-’ level.
phased out. Another practical problem in the imple- For the light elements boron to fluorine, the low-dose
mentation of quantitative ion implantation arises from density limit is even higher; it increases rather rapidly
the fact that the surface analyst has to relinquish towards boron, for which element it is expected to reach
control over the certification process to the implanter 1017 cm-2. These light elements have not been included
technologist. Experience has shown the traceability of in the investigations reported in Ref. 10, whence the
certification to suffer in such conditions. Therefore, the procedure proposed here pertains primarily to elements
development of an alternative definitive method for of the third and higher periods of the Periodic Table
dose density certification is called for. (except for the rare gases).
The procedure put forward in the present paper is For these analytes and retained dose densities below
such an alternative; it satisfies all requirements of a 10’’ cmP2,a certification in two stages is proposed. In
definitive method, it is widely applicable, certification is stage 1, a PRM is certified as just proposed (i.e. by WD/
in the hands of the analyst and implanters of low mass XFS-referencing to a weighed deposit), while in stage 2
resolution can be made use of. It is essentially a means the (low) dose density of interest is referenced to that of
of referencing the retained dose density of a given the PRM. The proposed method of referencing in stage
analyte ion-implanted into a given substrate to a weigh- 2 is the comparison of nominal dose densities, as
able (and hence larger) deposit of the same analyte obtained by conventional ion implanter dosimetry
spread out evenly on an identical substrate. The mass of under certain conditions specified below.
the deposit is determined by weighing. Wavelength- The paper is subdivided as follows: the essentials of
dispersive x-ray fluorescence spectrometry (WD/XFS) is ion implantation, the related terminology and the
then used to determine the unknown quantity of requirements for the two-stage procedure are sum-
analyte in the ion-implanted specimen relative to the marized; then the actual procedure is discussed in
known quantity of analyte of the deposit. Values of detail. The mathematics for stage 1 certification by XFS
dose density (of the implant) and spread density (of the spectrometry is developed next, followed by a quantitat-
deposit) are derived from measurements of the related ive treatment of the influence of interelement excitation.
surface areas. The implant so certified becomes the Thereafter, the quantities are discussed which determine
primary reference material (PRM) for all further certifi- the low-dose density limit for accurate determination by
cation. The deposit is not used again, as it is vulnerable WD/XFS. Next, specifications are derived for the
to physical handling and chemical attack by environ- deposit of analyte for stage 1 certification. Thereafter,
mental gases. stage 2 certification is dealt with. Finally, stage 1 of the
Obviously, this method of certifkation is unsuitable procedure is experimentally verified.
for the rare gases and for the ultralight elements which The guiding principle in developing the certification
produce little or no x-ray fluorescence. The highly reac- procedure proposed here has been that the procedure
tive alkalis and gases capable of forming compounds should be readily applicable in many laboratories
have to be deposited as compounds. For these elements worldwide, such that the end user of the CRM is not
and for the rare gases the alternative is quantitative ion dependent on a particular provider of services or
implantation. equipment.
Wavelength-dispersive XFS is chosen for referencing
for a variety of reasons. It is a non-invasive method of ESSENTIALS OF ION IMPLANTATION,
analyte excitation of high element specifcity and power
RELATED TERMINOLOGY AND
of detection, it is well understood and it is widely used. REQUIREMENTS FOR THE TWO-STAGE
Furthermore, the broad-beam nature of the primary PROCEDURE
(exciting) x-rays generated by the tube sources in stan-
dard laboratory spectrometers is of cardinal importance
for successful referencing for the following reasons It is assumed that the reader is familiar with the basic
(further elaborated below). Firstly, the thickness of the concept of ion implantation as well as with the fact that
deposit may not exceed a few hundred pg cm-2, imply- an ion implanter is essentially an oversized mass
ing that the deposit must be spread over several cm2 for spectrometer. The ion beam extracted from the ion
it to become weighable. Broad-beam radiation is source is practically never monoelemental but usually
required to cover the entire deposit. Secondly, most contains also ions of other chemical elements. As in a
deposits of this thickness turn out to be non-ideal on a mass spectrometer, each element in the ion beam is
microscopic or even mesoscopic scale. Broad-beam separated into individual beams of its isotopes. One of
radiation is required for averaging over the local non- the isotope beams of the element of interest is chosen
ION-IMPLANTED SURFACE ANALYSIS REFERENCE MATERIALS 433
dose density is derived from current integration of the Figure 1. A schematic display of the relationships between the
ion beam in a detector/coulometer combination and a various dose densities of importance. The symbols denote dose
measurement of the beam-exposed aperture of the densities, with subscript 'a' for analyte, and superscripts 'rec' for
detector. Faraday-cup-type detectors are used as a rule." received, 'bsc' for backscattered, 'imp' for implanted, 'spu' for
The analyst is interested only in the retained dose sputtered, 'ret' for retained and 'crit' for critical. The significance of
the charge-proportional range of retained dose densities is
density of the chosen isotope (the implantant) of the explained in the text. It is important to note that the curve labelled
desired analyte in the host material. For the present dis- 'retained dose density' (also known as implantation collection
cussion the analyst has to be acquainted also with the curve) can be obtained from a plot of WD/XFS signals (ordinate)
relationships of the retained dose density to other dose vs. nominal dose density (abscissa). This plot is the basis for
experimental determination of the critical dose densityd:'".
densities, as well as with the relationship to the in situ
charge density measurement by means of the detector/
coulometer combination mentioned above (Table 1 and
Fig. 1 pertain). The terms used are fully defined in a safe to assume the measurement to yield a nominal
IUPAC re~ommendation.~ charge density rather than the received charge density.
It should be noted that a Faraday cup in a techno- If, moreover, the ion beam is non-ideal (as is common
logical implanter does not necessarily qualify as ideal in in technological implanters), it follows that the dose
the sense used in Table 1. Unless proof is provided that density value quoted by an implanter technologist is
the Faraday cup is in fact a black-hole detector, it is usually a nominal dose density. The latter value is an
important quantity for stage 2 of the procedure.
Turning to the other dose densities shown in Fig. 1,
Table 1. Quantities of charge and implantant incident on the the received dose density refers to the ions and atoms of
target by way of an ion beam the chosen implantant incident on the target surface, the
implanted dose density refers to those coming to rest
Quantity Obtained by
inside the target (while the remainder is backscattered)
Received charge density Beam current integration using and the retained dose density refers to those left in the
qreC(cm-') an ideal' Faraday cup target after implantation (i.e. after a fraction of those
Nominal charge density Beam current integration using implanted has been lost as a result of sputtering).
9""" (cm-') a non-idealb Faraday cup
It should be noted that only if both the beam and the
Nominal dose density Derivation from q""" on Faraday cup qualify as ideal (as defined above) can the
dno" the (unrealistic) assumption of received dose density be derived from the (actually
an ideal' ion beam measured) received charge density. These are two of the
Received dose density Derivation from either qreCon prerequisites for quantitative ion implantation. Further
d'"" (cm-') assumption of an ideal" ion prerequisites are that dbsc and dspu (Fig. 1) should be
beam or d"' +dspu dbgC+ rendered insignificant, such that dre' becomes practically
(see Fig. 1)
Implanted dose density Derivation from either d"" -dbSc
equal to 8"". Then, and only then, the retained dose
d i m P(cm-') (see Fig. 1) or d"' +daPu density can be directly derived from the received charge
(see Fig. 1) density.
Retained dose density Derivation from either The quantity dspu is rendered insignificant if dimp is
d"' (cm-') dreC -dbSC -dSPY (see Fig. 1) or kept below the (so-called) critical dose density Pit(Fig.
post-implantation measurementd 1). The critical dose density is of cardinal importance
'A Faraday cup open to incident ions but closed to incident elec- for stage 2 of the procedure. The quantity dbsc is ren-
trons as well as all secondary emission of charged particles from dered insignificant if the implantant and the host
inside the cup (elsewhere in this paper, also termed a 'black-hole' material are chosen such that Mimpl2 Mhost,where M
Faraday cup). designates the mass number. If Mimpl< &Ihost, the quan-
b A Faraday cup not (completely) closed to secondary emission of
charged particles from inside the cup.
tity dbsccan be rendered insignificant by use of a suffi-
" A beam consisting only of identical ions of the desired isotope. ciently high energy of implantation.
If the beam is non-ideal, a nominal dose density is arrived at by The procedure described in this paper is an improve-
measurement of either a nominal or the received charge density. ment over certification by quantitative ion implantation
dBy the procedure described in this paper or by an alternative because there is no requirement for the chosen beam to
definitive method.
be an ideal beam. Hence, technological implanters of
434 W. H. GRIES
low mass resolution can now also be made use of. This
implies, of course, that not only is the chosen isotope
implanted but also the neighbouring isotopes (if
present), i.e. the implanted elemental analyte is likely to
consist of two or more isotopes at a non-natural abun-
dance ratio. . WDlXFS
dose density
As stated in the introduction, the low-dose density
limit for WD/XFS certification at stage 1 is ~ 1 0 ' ~
cm-' for elements of the third and higher periods of the
Periodic Table. Retained dose densities below this limit
are certified by comparative in situ ion dosimetry. For
this purpose two implants are required, one at the dose I
charge ratio
density of interest (below the limit) and another at a
dose density above the limit (i.e. the PRM or a substi-
tute referred to above). Then, two of the requirements of
quantitative ion implantation have to remain in force :
the quantity dbsc has to be rendered insignificant for
both implants (except when identical hosts are used);
and both implants have to be below the critical dose Figure 2. A two-stage procedure for certification of retained dose
density. A third requirement, according to which the densities of ion-implanted analyte below the 10" cm-' level:
detector should be a black-hole Faraday cup, can be DRM, PRM and WRM denote deposit, primary and working refer-
dispensed with if the detector is separated from the ence materials, respectively. The DRM carries the analyte as an
overlayer, while in the PRM and the WRM the analyte is ion
target and electron suppression is used on the detector. implanted. The host materials are identical for the DRM and the
This is standard in so-called X-Y overscanning PRM. The term 'spread density' is used as a generic term and
arrangements, where one or more Faraday cups with includes the dose density for ion implants. Spread density levels
electron suppression are placed at the perimeter of the are indicated. The spread density of analyte on the DRM is suffi-
target. If these conditions are met, d"' is strictly pro- cient for accurate determination by mass (and area) measurement.
The PRM is referenced to the DRM by wavelength-dispersive
portional to both q""" and d""" provided that the oper- x-ray fluorescence spectrometry (WD/XFS). The WRM is refer-
ating conditions of the implanter (i.e. the intensity, enced to the PRM by conventional implanter dosimetry under
composition, energy and focus of the beam, as well as conditions specified in the main text.
the residual gas pressure) remain invariant from one
implantation to the next. Then, the retained dose den- The certification procedure sketched in Fig. 2 rep-
sities below the critical dose density can be termed the resents the simplest case possible. This simple procedure
'charge-proportional range of retained dose densities' can yield only a few WRM specimens because of the
(as shown in Figs 1, 2, 3 and 5). It should be noted that requirement that WRM and PRM have to be implanted
the critical dose density increases with ion energy. in one batch to satisfy the requirement of invariant
If the retained dose density of interest exceeds the operating conditions. The VAMAS concept overcomes
low-dose density limit of stage 1, then stage 2 and its this handicap by the introduction of two further refer-
conditions are not relevant. Only one implant is ence materials with intermediary function. Figure 3
required at the proper dose density, and none of the shows this VAMAS-conform procedure.
four prerequisites of quantitative ion implantation (see A major consideration of the VAMAS concept is that
above) need to be met. the task of certification is shared between the end user
and a few major suppliers of CRM. The major suppliers
OUTLINE OF THE PROCEDURE FOR would see to the certification of the PRM, and they
CERTIFICATION OF THE RETAINED DOSE would issue duplicates of the PRM to the end user.2
DENSITY OF AN ION-IMPLANTED ANALYTE These duplicates are referenced to the PRM by means
of WD/XFS or electron microbeam analyis (EMA) (also
by RBS if Zimpl> Zhost);they would have the status of
The proposed procedure for certification of a retained secondary reference materials (SRM). Silicon wafers
dose density below the 1015 cm-' level is shown sche- would normally be used as analyte carriers for the
matically in Fig. 2. An ion-implanted working reference DRM, PRM and SRM. The end user is expected to
material (WRM) is shown at the bottom of the dose produce the WRM (or have it produced). The carrier
density scale ('spread density' in Fig. 2). The dose material for the WRM is provided by the end user (and,
density level (n3 x 1013 crnp2) is too low for stage 1 hence, is that which best suits the intended application).
certification. Hence, it is referenced to the PRM by A transfer reference material (TRM) is ion-implanted
means of comparative in situ ion dosimetry (i.e. by together with the WRM, and serves as a link between
ratioing of the nominal dose densities). The dose density SRM and WRM. Also the TRM has a silicon wafer as
of the PRM (n2 x 1 O I 6 cm-') exceeds the low limit for carrier material. The certification of the TRM against
stage 1 certification. The PRM is stage 1 certified by the SRM would be undertaken by the end user or by a
reference to a deposit reference material (DRM) with a service laboratory chosen by the end user, again by
known spread density of analyte that is two orders of means of WD/XFS or EMA (or RBS). The remainder of
magnitude larger (n, x 10'' cm-'). Stage 2 certification Fig. 3 follows the pattern set by Fig. 2 and is self-
implies that the PRM and the WRM have to be ion explanatory.
implanted in the same implanter at invariant operating Before certification of implants from an unknown
conditions. implanter is embarked upon, the lateral uniformity of
ION-IMPLANTED SURFACE ANALYSIS REFERENCE MATERIALS 435
N F
+ CRM supplier
w
1
analyst *
Figure 3. A VAMAS-conform two-stage procedure for certification of retained dose densities of ion-implanted analyte below the 10l6
cm-2 level. This is an adaptation of the certification procedure of Fig. 1, in accord with the VAMAS concept of task sharing between a few
major suppliers of certified reference materials (CRM) and the analyst. See the legend to Fig. 1. A secondary and a transfer reference
material have been added (SRM and TRM, respectively);both are ion implanted. The host materials are identical for the DRM, the PRM, the
SRM and the TRM. The SRM is referenced to the PRM by WD/XFS and is issued to the analyst. The WRM is referenced to the TRM by
conventional implanter dosimetry under the conditions specified in the main text. The TRM is referenced to the SRM by WD/XFS.
implantation has to be verified. At the 10” cm-’ level The attenuation correction. For XFS as the method of
and above, electron microbeam analysis can be applied measurement, an expression for the relationship
in the point mode with micrometre lateral resolution. between the quantity of analyte and the measured fluo-
At lower levels, digital image analysis of the lateral dis- rescence intensity for different depth distributions of the
tribution of ion signals obtained by SIMS can provide analyte has been derived b e f ~ r e , ’ ~ ,Equation
’~ 12 in
point-to-point information at a similar lateral Ref. 14 is rewritten here as
resolution.
Q/Qr = (F/Fr) e x ~ ( A-
t A , tr)
Implications of the VAMAS-conform procedure for X
1 + (A,’/2!)tI, (A,3/3!)tI3 + (A,4/4!)tI,
- -* ..
certification by WD/XFS 1 + (A2/2!)t, - (A3/3!)t3 + (A4/4!)t4 - * * *
(1)
The VAMAS-conform procedure of Fig. 3 calls for a
total of five reference materials. Four of these have iden- where A and A, are ‘attenuation parameters’ given by
tical carriers (silicon wafers): DRM, PRM, SRM, TRM. A = p, + & cosec $
cosec 4
With the last three, the analyte is buried in the carrier
and the depth distribution is of the ion-implanted (bell- A , = prpcosec 4 + prfcosec $
shaped) type. These depth distributions are different Symbols Q denote quantities of analyte, F the measured
only for different energies of implantation. This con- fluorescence x-ray intensity obtained therefrom for a
trasts with the DRM, where the analyte is on-surface given primary x-ray intensity and subscript r denotes
and its depth profile is of rectangular shape. The strong- the specimen regarded as reference. The quantities
ly different analyte distributions of the DRM and the denoted by p are mass absorption coefficients (MACs),
PRM give rise to a significantly different attenuation of where subscripts p and f denote those for primary
the primary and fluorescent x-rays, which has to be cor- x-rays and fluorescence x-rays, respectively. The angles
rected for. This correction is dealt with in the next 4 and $ are measured with respect to the surface; they
section. are the angles of incidence (primary x-rays) and take-off
Interelement (or secondary) excitation is another pos- (fluorescence x-rays), respectively. The quantities
sible cause for correction. Such a correction may denoted by t are moments of the two depth distribu-
become necessary if the fluorescence x-rays of the tions of analyte concerned: t and t, are the distribution
carrier are sufficiently energetic to excite the analyte (in means (1st algebraic moments), t , and trZare the ‘devi-
addition to the primary excitation). For instance, the L ation’ moments (2nd central moments), t , and t,, are
fluorescence of analytes of Z I36 is excited by the K the ‘skewness’ moments (3rd central moments) and t,
fluorescence of silicon. The percentage increase of the L and t,, are the ‘kurtosis’ moments (4th central
fluorescence as a result of interelement excitation is dif- moments). Higher moments are not normally required.
ferent for different analyte distributions. Therefore, if the It should be noted that the density quotient of Eqn.
L fluorescence is to be used for stage 1 certification and 12 in Ref. 14 is in error and has been dropped from
the interelement excitation is of significance, the differ- Eqn. (1).
ent percentage increases in the signal from the DRM Equation (1) is the general form of the attenuation
and the PRM must be corrected for. This correction is correction, applicable to different depth distributions
dealt with in a later section. and different mass absorption coefficients, in the
436 W. H. GRIES
equal to the centroid depth of the ion-implanted analyte in matrix 1 and pfz the MAC for fluorescence x-rays of
distribution is to be used for t , . analyte in matrix 2.
For Eqn. (2) to be solved, one requires a value for k,
i.e. one has to know what the contribution of the inter-
element excitation is to the total excitation. Predictive
equations exist15 for this contribution to be estimated. The lowdose density limit of stage 1 certification
If these predictions show the contribution to be small,
then this prediction will also be sufficiently accurate for To repeat, the low-dose density limit of stage 1 certifica-
a calculation of the (then small) correction by Eqn. (2). tion is the lowest dose density value at which the x-ray
If the predictions point to a large contribution, the fluorescence signal received from the ion-implanted
uncertainty on the predicted value may be unacceptably analyte can still be measured with a given small uncer-
large. It would then be necessary to determine the exact tainty. This value primarily depends on the total quan-
value by experiment. An exact value is readily obtained tity of analyte exposed to the primary x-rays, the
if one uses the procedure shown schematically in Fig. 5. primary x-ray intensity, the signal-to-background ratio
The analyte concerned is ion implanted in both a and the measuring time. For a given measuring time the
wafer of the material giving rise to interelement excita- primary x-ray intensity and the signal-to-background
tion (e.g. Cr in GaAs) and a wafer of a material not ratio depend primarily on the source of x-rays, so much
giving rise to interelement excitation (e.g. Cr in Si). The so that the low-dose density limit in a standard tube-
energy of implantation must be high enough for back- sourced WD/XFS spectrometer is typically at the
scattering to be either at a negligible level or so small cmP2 level,” whereas in an optimized synchrotron-
that predictive values are acceptable as a correction. Of sourced WD/XFS spectrometer it is predicted to be at
crucial importance is that both implantations are done the l O I 3 cm-2 level.” These dose density values depend
in a single implanter at invariant operating conditions, on the surface area exposed to the primary x-rays (it is
and that both dose densities are below the respective the total quantity of analyte which counts). For a given
critical dose densities as well as above the low-dose area of exposure and a given uncertainty, the low-dose
density limits for stage 1 certification. The ratio of the density limit assumes a lower (and, hence, better) value
two dose densities, nl/n2 in Fig. 5, is then identical to for a shallow implant than for a deep implant.
the ratio of the nominal dose densities, and the inter- In this paper we are concerned with tube-sourced
element excitation can be derived from this ratio and WD/XFS spectrometers, an area of exposure from 5 to
the ratio of fluorescence signals in WD/XFS. 10 cm2 and an uncertainty of 1%for all quantities con-
By using again the theory and notations of Ref. 12 tributing to the dose density limit. The analyte is
(Fig. 2, b and d; here, Figs 4(b) and 4(d)), the following assumed to be shallow implanted. The low-dose density
expression has been derived (cf. Appendix 2) for k limit is determined for these conditions and for a mea-
suring time of 2000 s.
The low-dose density limits pertaining to these condi-
where AQ and I F stand for ‘attenuation quotient’ and tions were derived from experimental data for DRM, i.e.
‘interelement excitation factor’, respectively, given by for spread densities of surface-deposited analyte about
three orders of magnitude larger than the low-dose
AQij2 = C1 - (up1 + afi)til/Cl - (mp2 + d t 2 1 density limits. Because the signal-to-background ratio
I F , = 1 + (ap2 a,,)t, + (SIB ratio) scales with the dose density, this ratio was
used as the basis of calculation of the latter from the
In analogy to the expressions for CI given above former. For this purpose, the SIB ratio limit had to be
clPl = ppl cosec 4 established at which a 1% uncertainty on the signal
would not be exceeded. This SIB ratio limit is now
a,, = pfl cosec derived.
af2 = pf2 cosec * For a signal S on a background B and a statistical
error of 1% on S, we have
where ppl denotes the MAC for primary x-rays in
matrix 1, pfl the M A C for fluorescence x-rays of analyte J(S + B) = 0.01s or S = 104(1+ B/S) (4)
Equation (4) provides the relationship between S and
S/B for a 1% statistical error on S. It tells us that the
value of S must be a minimum of lo4 counts if S 9 B. It
also tells us that if the S/B ratio decreases, then the
N charge ratio
value of S must increase for Eqn. (4) to remain valid.
n, ~ 1 0 ’ 6 c m ~ 2 n, x 1 0 ’ ~ c m ‘ ~ E .g For a given measuring time and invariant primary
E
. z%! x-ray intensity, the signal decreases in proportion to the
.-3 gg
nu decreasing quantity of analyte. Under the same condi-
C
v)
(u
tions and with identical hardware (carrier material,
D mask material, acceptance angle setting of the Soller
I
0
slc collimator), the background is invariant. Hence, also the
TI
S/B ratio decreases in proportion to the decreasing
quantity of analyte. The increase of S required to offset
this effect can only be brought about by an over-
proportional increase of measuring time. The maximum
measuring time allowed is 2000 s and the SIB ratio
438 W.H. GRIES
which corresponds to this measuring time is now calcu- ation to that of the PRM for the fluorescence intensities
lated. This is our S/B ratio limit. to be proportional to the quantities of analyte.
The aim must be to maximize the total count ( S + B) A third consideration is that in standard WD/XFS
within the allowed measuring time. There is an upper spectrometers the specimen exposure to the exciting
limit, set by the maximum count rate that can be x-rays is highly non-uniform. To compensate for this
handled by the detector, and there is an alternative non-uniform exposure, at least to some extent, speci-
upper limit, set by the highest primary x-ray intensity mens are rotated in these spectrometers at -0.5 revol-
deliverable by the source. The maximum total count utions s-l, which ensures that all analyte atoms at the
( S + B) is determined by the lower of these two limits. same radial distance from the centre of rotation are
The limit set by the detector is determined by the exposed to the same radiation (on time average). The
dead time of the photon detector. Flow-proportional effect is the same as if the radiation were non-uniform
counters as used in WD/XFS spectrometers can handle only in the radial direction.
count rates of 5 x lo5 s-l for dead time errors of 1%. The second and third considerations combined
Multiplication by a measuring time of 2000 s yields a require the analyte spread area on the DRM to be iden-
maximum of 1 x lo9 counts for S + B. Substitution in tical to that of the exposed area of the PRM, not only
Eqn. (4)leads to S/B = 0.003. in size but also in shape and position. Furthermore,
In a tube-sourced WDJXFS spectrometer, the within the area defined for the deposit, the analyte must
primary x-ray intensity is such that the background be uniformly distributed. For WDJXFS spectrometers
does not normally exceed a value two orders of magni- with specimen rotation, these requirements can be
tude less, i.e. about 5000 s-’. Multiplication by a mea- relaxed to read: ‘to the fluorescence detector, the
suring time of 2000 s yields a maximum of l x lo7 analyte on the DRM must appear to be distributed
counts for B. Substitution in Eqn. (4) leads to S / identical to that in the PRM in size, shape and position;
B = 0.03. This, then, is the SIB ratio limit that one can also, the analyte must appear to be uniformly distrib-
go to in stage 1 certification under the constraints of uted‘.
boundary conditions as specified above. This SIB ratio The relaxation of the requirement of strict uniformity
limit determines the low-dose density limit for a tube- of the deposit to one of apparent uniformity is of deci-
sourced WD/XFS spectrometer. sive importance, because (as stated already in the
From rhodium-tube-sourced WD/XFS measurements introduction) most deposits of suitable thickness turn
on 15 analytes (ranging from Mg to Au) deposited on out to be non-ideal on a microscopic or even meso-
four different substrates (Si, SiO,, GaAs, InP), it has scopic scale. Specimen rotation will cause this non-
been deduced” that the low-dose density limit for stage uniformity to appear evened out to the detector.
1 certification is generally close to the 1015cm-’ level if Specimen rotation ensures that apparent shapes are
the analysed area is between 5 and 10 cm2 and the either circular areas or annular areas concentric to the
above boundary conditions are applied. To quote two axis of rotation, depending on the radial extent of the
values from Ref. 10 for the carrier material silicon: analyte deposit. For practical reasons, to be explained
1.6 x 10” cm-’ for Ka fluorescence from the analyte in an instant, the real shape chosen for the analyte
Mg and 0.7 x 1015 cm-’ for La fluorescence from the deposit on the DRM is that defined by the intercept of a
analyte Au. This level was verified by several measure- broad annulus and a sector with a sharp apex angle (Fig.
ments on ion-implanted specimens. As an example, in a 6). By adjusting the apex angle, the thickness of the
later section on experimental verification the measure- deposit can then be tailored to satisfy four boundary
ment on a 6.7 x 1014 cm-2 implant of As in Si is conditions for the deposit: a lower and an upper limit
reported, which was undertaken at an SIB ratio of 0.05. on the mass, and a lower and an upper limit on the
At an SIB ratio that low, it is of the utmost impor- thickness.
tance to know the exact spectral shape of the back- The lower limit on the mass derives from the require-
ground beneath the signal. This has to be determined ment that the analyte should be weighable to an uncer-
on an identical unimplanted material. Of equal impor- tainty not exceeding f 1%. The upper limit on the
tance is the choice of the spectrum positions left and mass derives from the requirement that the PRM and
right of the signal from the implanted carrier, where DRM must be measured with identical spectrometer
substitute measurements of the background are to be settings, and that the fluorescence intensity must not
made. exceed a value where detector dead-time correction
causes a quantification error in excess of 1%. The lower
THE DEPOSIT REFERENCE MATERIAL FOR limit on the thickness derives from the requirement that
STAGE 1 CERTIFICATION: SPECIFICATIONS the native oxide layer forming on the deposit in the time
AND SOURCES OF UNCERTAINTIES interval between first exposure to air and weighing must
not exceed 1%. The upper limit on the thickness derives
from the requirement that x-ray attenuation in the
The first consideration is that the x-ray fluorescence deposit must not assume values where the uncertainty
intensity is proportional to the quantity of analyte on the mass absorption coefficients used in Eqn. (1)
exposed to the primary x-rays and that, hence, a suffi- would cause the uncertainty on the corrected signal to
ciently large surface area of the PRM must be exposed exceed f1%. Actual values corresponding to these
for the low-dose density limit of stage 1 certification to boundary conditions are quoted below, but first we
be brought down to the cm-’ level. The area return to Fig. 6.
required is 2 5 cm’. As stated above, the analyte on the DRM must
The second consideration is that the analyte spread appear to the detector to be uniformly spread over the
out on the DRM must be exposed to an identical radi- area defined for the deposit. In other words, in the case
ION-IMPLANTED SURFACE ANALYSIS REFERENCE MATERIALS 439
2, Zl
ZI 2,
Figure 7. Normalized critical dose densities for 99% retention of implantants of atomic number Z, in host materials of atomic number
Z, <Z,at six different implantant energies (as parameters) and for two different depth distributions of the implantant: truncated Gauss (a)
and truncated Cauchy (b). The graphs are adaptations from Refs 20 and 7. Actual values of the critical dose density are obtained by
mukiptying the normalized values by the sublimation enthalpy of the host material concerned.
The data of Fig. 8 lie between the corresponding data obtained. These are seen to be lowest for high atomic
for a Gauss and a Cauchy depth distribution in Fig. 7. numbers of both the implantant and the host material.
This is confirmation for the data in Fig. 7. Only limited At least 300 keV ion energy is required to keep the criti-
comparison is possible between the data of Fig. 9 and cal dose density of Bi (say) in Au from falling below
Fig. 7: with 2, = 2, = 80 in Fig. 7. For these data the 10'' cm-'. The situation is more favourable if the
agreement is best for a Gauss depth distribution. implantant or the host material, or both, are of lower
For silicon as a host material, the critical dose den- atomic number.
sities for 95% retention are seen to be 1.3-2.5 times For the light elements boron to fluorine, the critical
higher than those for 99% retention. For gold as host dose density is seen to increase rapidly towards boron,
material, the corresponding factors are close to 3 for which element it reaches 6 x 10l6 cm-' at 10 keV
throughout. and 4 x 1019 cm-' at 300 keV in the host material
The normalized data in Fig. 8 must be multiplied by silicon. For the host material gold, the corresponding
the sublimation enthalpy of 4.7 eV atom-' for silicon in values are 1.5 x loi6 cm-' and 5 x cm-'. The
order for actual critical dose densities to be obtained. implication is that the certification procedure proposed
These are seen to be indeed at levels 1OI6 cm-' for all here for elements of the third and higher periods of the
implantants for implantation energies 210 keV. In Periodic Table should be applicable also to the light
analogy, the normalized data in Fig. 9 must be multi- elements boron to fluorine, provided that the low-dose
plied by the sublimation enthalpy of 3.8 eV atom-' for density limit for stage 1 certification stays below the
gold in order for actual critical dose densities to be corresponding critical dose density. Available data on
442 W. H. GRIES
I l a IRu
10
'
I o2
10'
I 10 I - 10
1 o-z
I 0' 0 30 60 II
0 30 60 90
Atomic number o f i m p l a n t o n t
Atomic number o f l m p l a n l a n t
10'
10'
m
10'
I0
'
10'
10'
10'
10'
100
10' 10-
10'
I0
' 30 60 90
0 30 60 90 Atomic number o f i m p l a n t o n t
Atomic number o f l m p l a n t o n t
Figure 9. Normalized critical dose densities for 99% retention (a)
Figure 8. Normalizedcritical dose densities for 99% retention (a) and 95% retention (b) of implantants of atomic number from 3 to
and 95% retention (b) of implantants of atomic number from 3 to 83 in gold at four different implantant energies (as parameters) for
83 in silicon at four different implantant energies (as parameters) depth distributions as simulated by the Monte Carlo code TRIM.''
for depth distributions as simulated by the Monte Carlo code Actual values of the critical dose density are obtained by multi-
TRIM.'' Actual values of the critical dose density are obtained by plying the normalized values by the sublimation enthalpy for gold
multiplying the normalized values by the sublimation enthalpy for (i.e. 3.8 eV atom-'). It should be noted that the retention values of
silicon (i.e. 4.7 eV atom-'). 99% and 95% are with respect to the implanted dose density, and
thus are exclusive of the (rather large) backscattered fraction.
fluorescence yields3' and MACs suggest that for excita- have to be verified in forthcoming experiments. One
tion by rhodium L x-rays the low-dose density limit for may wish to exclude boron from the list, because a
stage 1 certification of fluorine should be at the loi6 CRM of 50 keV lo1' cm-' "B in a silicon wafer
cm-' level, for carbon at the 1017 cm-' level and for became available at the US National Institute of Stan-
boron at several loi7 cm-'. In other words, condi- dards and Technology in 1993.31The dose density was
tions for certification are favourable for dose densities certified by nuclear reaction analysis.
upwards from cm-' for fluorine and upwards from The critical dose densities shown in Figs 7-9 are reli-
several 1014 cm-' for boron. These projections will able only if the depth profile used for the prediction is
ION-IMPLANTED SURFACE ANALYSIS REFERENCE MATERIALS 443
close to the real implantant profile and the sputtering between the retained dose and the implanted dose.
yields are realistic. Experimental sputtering yields are Because the very early results of Ref. 8 (”Kr in Al) are
known to sometimes show a significant departure from not readily accessible, they are re-stated here in Table
the predicted values. The effect on the critical dose 3.
density is of the same significance, because the critical
dose density is inversely proportional to the sputtering
yield. Differences between the assumed and the real pro- Effect of implantant backscattering on stage 2
files may result from broadening of the real profile by certification
radiation-stimulated diffusion or ballistic displacement
of the deposited implantant. Radiation-stimulated diffu- If (as expected) the carrier materials of the WRM and
sion is not quantifiable at present; its effect on the criti- the TRM differ, it is likely that implantant backscatter-
cal dose density can be estimated from the values ing from the two materials is also different. In other
calculated for the Gauss and Cauchy profiles in Fig. 7. words, the implanted dose density differs for a given
For purposes of Certification, the predictive values of received dose density. Hence, also the retained dose
the critical dose density may have to be confirmed density differs and stage 2 certification carries a system-
experimentally. Depth profiling by SIMS can provide a atic error equal to this difference. As stated above, this
check on the closeness between the real implantant error is generally small to negligible for implantant/host
profile and the depth profile used for the prediction. combinations for which the mass number ratio
This information is sufficient if implantation is not to be MimpJMhost 2 1, because then the backscattering itself is
taken right up to the critical dose density, but only to small to negligible.7,9For other relationships the error
(say) half of this value. The sputtering yields used for the can be minimized by raising the implantation energy to
data in Figs 7-9 are not expected to be in error by more a level where backscattering does become negligible.
than a factor of two. What are these energy values?
If a direct check on the critical dose density is The most readily available sources of quantitative
required, it is recommended that the retained dose information on implantant backscattering are the
density curve in Fig. 1 be established in the vicinity of graphs published by Eckstein and Biersack” for data
the expected critical value. Absolute retained dose den- derived by use of the Monte Carlo code TRIMSP.
sities are not required, but only analytical signals pro- Individual cases can be investigated directly by use of
portional thereto (WD/XFS, EMA or RBS if Zimp,> one of the various TRIM codes in circulation. Experi-
Z
J,., For instance, a plot of WD/XFS signals mental data on backscattering are not so readily avail-
(ordinate) us. nominal dose density (abscissa) is con- able; most of these confirm the TRIM data. Even so, for
structed from a total of four or five well-spaced experi- purposes of certification, experimental verification
mental points which cover the expected critical region should be sought for uncertain cases. It is suggested
of the curve. In other words, four or five implants are that this verification be obtained from a measurement
required for reconstruction of the implantation collec- of the implantant depth profile by SIMS. For this
tion curve in the region of the critical dose density. In purpose, the pre-equilibrium part of the SIMS profile is
this approach, the nominal dose density has to serve as truncated off and the remainder is extrapolated outside
an approximation to the received dose density; the criti- the surface on assumption of either a Gauss or Cauchy
cal dose density is derived therefrom with due regard to type of profile shape (as for an infinite host material).
backscattering (Fig. 1). This procedure has been The fractional value of this fictitious profile tail pro-
appliedg for the implantants 31P and 35Cl in the host vides a reasonable approximation to the real back-
material Al. scattered fraction of the implantant. Particularly for
Finally, experimental data are referred which small fractional values, this procedure is bound to give
confirm the virtual identity between retained dose more accurate results than any other direct determi-
density and implanted dose density at values below the nation .
critical dose density. These data were obtained from Some data on implantant backscattering is provided
measurements made on the implantants 85Krand 13’Cs in Tables 4-6. Percentage values of implantant back-
in the host material Al. The implantants are long-lived scattering from the carriers silicon and gold are given in
radionuclides with well-known half-lives. They were Tables 4 and 5, respectively (obtained by use of a TRIM
implanted at 40 and 60 keV, respectively, under condi- code”).
tions prescribed for quantitative ion i.e. Backscattering is indeed seen to be small to negligible
the implanted dose density equals the received dose for mass number ratios MimpJMhost > 1. For ratios
density. The retained dose (i.e. the area integral of the below unity, backscattering may be significant
retained dose density) was derived from measurements (depending on the ion energy). For a gold target, the
of the radioactive decay rate, and the corresponding backscattered fraction of most implantants below 300
received dose from the received charge. In all cases, the keV is seen to be too large for referencing the WRM
retained dose agreed with the received dose to within against the TRM by means of the stage 2 procedure.
the error margin of f l % to *1.5%. By implication, The problem is overcome by an appropriate increase of
the error margin equals the maximum deviation implantation energy. In Table 6, minimum energies of
tribution. The present paper provides experiment-tested Concerning the proportionality between the retained
recommendations for the certification of retained dose and nominal dose densities, it has been pointed out that
densities from 10l6 to 1013 cm-’ (i.e. at all levels of one prerequisite is that the operating conditions of the
technological interest) for elements of the third and ion implanter have to remain invariant during the suc-
higher periods of the Periodic Table. cessive implantation of the working and the transfer ref-
The recommended procedure has been shown to erence materials. Furthermore, the Faraday cup used
satisfy all requirements of a definitive method, while for in situ dosimetry should be a ‘black-hole’ detector
relying on state-of-the-art standard equipment as avail- (i.e. no secondary emission from the Faraday cup),
able in many laboratories worldwide. A primary refer- except when the Faraday cup is separate from the
ence material (PRM) at several 1015 cm-’ is certified target, such as in X-Y overscanning arrangements.
by referencing to a weighed, evenly spread deposit of The proportionality between the retained and
the analyte by means of WD/XFS. All further certifica- nominal dose densities is affected if the backscattering
tion of retained dose densities is relative to this PRM. of implantant from the host is significant and different
Dose densities of similar level are certified (relative to for the WRM and the TRM. In that case, the energy of
the PRM) by means of WD/XFS or EMA (also RBS if implantation must be chosen sufficientlyhigh for back-
Zimpl> Zhost).Dose densities below 1015cm-’ are certi- scattering to become negligible. Selected minimum
fied (relative to the PRM or a substitute) by means of energy values are provided for guidance (Table 6). Back-
comparative in situ ion dosimetry. scattering of implantant is not of concern if the host
Specifications have been developed for the deposit, materials are either identical or of a mass number not
concerning size, shape and position on the carrier wafer exceeding that of the implantant.
(shown in Fig. 6(b)), as well as mass and thickness. The A critical dose density has been defined, below which
requirements are that the mass is to be in excess of 200 complete retention of an implantant is ensured. Nor-
pg (for measurement by a microbalance), and the thick- malized values of this critical dose density have been
ness is to be between 50 and a few hundred pg cm-’. provided in the form of graphs (Figs 7-9; Fig. 7 based
These boundary conditions are set to ensure that the on an analytical approximation to the depth distribu-
uncertainties arising from weighing, superficial oxida- tion, and Figs 8 and 9 on simulation by the TRIM
tion and correction for signal attenuation are not in code). The critical dose density serves also as an upper
excess of 1% of any of the three. limit for the proportionality range of retained and
A VAMAS-conform certification procedure has been nominal dose densities.
proposed, as shown schematically in Fig. 3. The low- Experimental data have been reported in verification
dose density limit for stage 1 certification by tube- of stage 1 of the procedure. Stage 2 has been verified
APPENDIX 1
IS0 definitions of reference material and certified refer- of an apparatus, the assessment of a measurement
ence material and some critical comments method or for assigning values to materials;
I S 0 dejinition of certified reference material (CRM): a
reference material one or more of whose property
The following definitions are taken from the 1981 values are certified by a technically valid procedure,
edition of I S 0 Guide 30? accompanied by or traceable to a certificate or other
documentation which is issued by a certifying body.
I S 0 dejinition of reference material (RM): a material or
substance one or more properties of which are suffi- These definitions have been revised in 1992 ( I S 0 Guide
ciently well established to be used for the calibration 30-1992). The revised definitions require the property
446 W. H. GRIES
value of a reference material to be ‘sufficiently homoge- terms of basic units of measurements’ or ‘related to the
neous’, which can be understood to exclude (the highly base units through physical or chemical theory
non-homogeneous) ion-implanted RM and CRM. Fur- expressed in exact mathematical equations’.
thermore, the ‘technically valid procedure’ in the defini- The term reference method has acquired its current
tion of a CRM has been replaced by a ‘procedure which meaning at NIST (National Institute of Standards and
establishes its traceability to an accurate realization of Technology, USA): as a relatively reliable method
the unit in which the property values are expressed’. which falls short of the full requirements of a definitive
These revisions are not considered to be particularly method.24 The handicap of a possibly significant uncer-
helpful in planning a strategy for certification of ion- tainty associated with a measurement by a reference
implanted RM. This author has, therefore, decided to method is supposed to be overcome by the use of two
continue using the 1981 version. or more independent reference methods, on the implicit
Even so, while the 1981 definitions are clear on the assumption that the results would cluster around the
use of and the distinction between RM and CRM, the true value (or ‘value of the measurand’ as it is also
technically valid procedure in the definition of a CRM called). The problem associated with any method of
requires further specification. I S 0 Guide 35‘ quotes measurement is that the true value cannot be known a
three examples from a wider (but unspecified) choice of priori, and that, at best, a most probable reference value
technically valid procedures: can be obtained by means of a definitive method.
Hence, the accuracy ranking of a reference method can
(1) measurement by a single dejnitiue method in a single be determined only relative to a definitive method, and
laboratory; the elevation of a method to the status of a reference
(2) measurement by two or more independent reference method implies the existence of and comparison with a
methods in one laboratory; definitive method.
(3) measurement by a network of qualified laboratories The term method of demonstrated accuracy is appar-
using one or more methods of demonstrated accu- ently meant to be self-explanatory, but it raises the
racy. question as to its rankings relative to a definitive
These examples leave us with three more concepts method and a reference method. This author prefers to
requiring clarification. regard the term as generic rather than specific. In other
Only the dejnitiue method is further specified in I S 0 words, a method of demonstrated accuracy can be
Guide 35:‘ as a method of ‘high scientific status’ based either a definitive method or a reference method (having
on a ‘valid, well-described theoretical foundation’ ensur- a specified uncertainty relative to an accepted reference
ing ‘negligible systematic errors relative to end-user value as determined by a definitive method in a similar
requirements’. A further requirement is that the pro- measuring situation).
perty in question is to be either ‘measured directly in
APPENDIX 2
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