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UMTS/WCDMA
Technology Overview - II
Created by
Sandeep B. Patil (ALUMS)
Pulok Sinha (ALUMS)
Slide 2
Course Contents :
Introduction
3G and UMTS/WCDMA overview
WCDMA Radio Concepts and Procedures
WCDMA Protocols layers
WCDMA Radio Channels
WCDMA Power Controls and Handovers
Basic UE Call flow Procedures and Operations
High Speed Downlink Packet Access( HSDPA)
High Speed Uplink Packet Access (HSUPA)
Introduce HSPA +
Slide 3
Objectives
At the end of this training session,participants would be able to :
Slide 4
Chapter 5
UE Radio Connection
States
Slide 5
Slide 6
Slide 7
Idle Mode
The UE operates in Idle mode whenever it has no active CS or PS call. The UE may be registered
for service in CS and/or PS networks, which allows it to send and receive calls. A PS call may be
in a dormant state in which no data is being transferred.
In Idle mode, the UE monitors the PCH and the associated PICH. It may “sleep” between paging
occasions by disabling some of its circuitry to improve standby time. If the network wants to
deliver a call, it must first page the UE during the UE’s assigned paging occasion. The UE
responds to the page by requesting an RRC connection, transmitting on the RACH. If the UE
wants to set up a call, it autonomously requests an RRC connection by transmitting on the
RACH.
Mobility
The UE is required to perform a Location/Routing Update procedure whenever it changes to a
new Location/Routing Area. A Location/Routing Area may encompass many cells. The UTRAN
must page the mobile over all cells of the Location/Routing Area in which the UE last performed
location/routing updating.
Addressing
UTRAN addresses the UE by using IMSI, TMSI, or P‐TMSI.
Call Types
No active calls are allowed, although a PS call could be in a “context preserved” state
Slide 8
CELL_DCH State
The CELL_DCH state may be entered from Idle mode when an RRC connection is established, or
when a dedicated physical channel is established from the CELL_FACH state.
Mobility
UTRAN knows in which cell the UE is located, because the UE is communicating with UTRAN
over a dedicated physical channel in that cell. If the UE moves out of coverage of one cell, a
handover occurs as channels are set up in a new cell and torn down on the old.
Addressing
No addressing is required, because the UE and UTRAN are communicating on a dedicated
physical channel. The Radio Network Temporary Identifiers assigned when the RRC connection
was established are preserved by both the UE and UTRAN.
Call Types
A CS call always operates in CELL_DCH state, because it requires the guaranteed throughput that
a dedicated physical channel delivers.
A PS call may operate in CELL_DCH state, especially if it is a high rate data transfer condition and
the network wants to ensure a high throughput.
Slide 9
CELL_FACH State
The CELL_FACH state may be entered from Idle mode when an RRC connection is established or
from the CELL_DCH state when directed by UTRAN. Dedicated logical channels are still
allocated, but are mapped to common transport and physical channels. The transitions from
CELL_PCH and URA_PCH occur when the UE detects the need to transmit signaling or user data
from those states.
In CELL_FACH, the UE continuously monitors the FACH (except during FACH measurement
occasions) because UTRAN can send it data or signaling at any time (no sleeping!).
Mobility
UTRAN knows in which cell the UE is located, because the UE is required to perform a cell
update procedure whenever its location changes to a new cell.
Addressing
On the FACH, UTRAN addresses the UE using either the UTRAN Radio Network Temporary
Identifier (U‐RNTI) or the Cell Radio Network Temporary Identifier (C‐RNTI) that was assigned
when the RRC connection was established.
Call Types
A PS call may operate in CELL_FACH state, because the bursty nature of a packet data service
can tolerate the lower throughput of a common channel.
Slide 10
CELL_PCH State
The CELL_PCH state may be entered from the CELL_FACH or CELL_DCH state, when UTRAN
detects a lack of activity from the UE during a PS call.
Similar to Idle mode, in CELL_PCH the UE monitors the PCH and the associated PICH. It may
sleep between paging cycles. If the network has data or signaling to send, it must first page the
UE during the UE’s assigned paging cycle, which causes the UE to transition to CELL_FACH and
respond on the RACH. If the UE has data or signaling to send, it autonomously transitions to
CELL_FACH and transmits on the RACH.
Mobility
UTRAN knows in which cell the UE is located, because the UE is required to perform a cell
update procedure (from CELL_FACH) whenever its location changes to a new cell.
Addressing
On the PCH, UTRAN addresses the UE using the UTRAN Radio Network Temporary Identifier (U‐
RNTI) that was assigned when the RRC connection was established.
Call Types
A PS call may be placed into the CELL_PCH state due to a period of low activity; however, any
data transfer requires transition to CELL_FACH.
Slide 11
URA_PCH State
The URA_PCH state is similar to the CELL_PCH state, except that the URA update procedure is
used for mobility management, and is triggered by a change in the UTRAN Registration Area
(URA).
Channel usage is the same as CELL_PCH state.
Mobility
The UE is required to perform a URA update procedure (from CELL_FACH) whenever its location
changes to a new URA. If a URA encompasses many cells, the frequency of updates is much
lower than for the CELL_PCH state. The trade off is that UTRAN must page the UE in all cells of
the URA, rather than just a single cell.
Addressing
Addressing is the same as CELL_PCH state.
Call Types
A PS call may be placed into URA_PCH state due to a period of very low activity, especially if the
low activity coincides with high mobility. Any data transfer requires transition to CELL_FACH.
Slide 12
Slide 13
Chapter 6
Slide 14
UMTS Channels
• Downlink – Transmitted by UTRAN, received by UE.
• Uplink – Transmitted by UE, received by UTRAN.
• Common – Carries information to/from multiple UEs.
• Dedicated – Carries information to/from a single UE.
• Logical – Defined by what type of information is transferred, e.g., signaling or user data.
• Transport – Defined by how data is transferred over the air interface, e.g., multiplexing of
Logical Channels.
• Physical – Defined by physical mappings and attributes used to transfer data over the air
interface, e.g., spreading rate.
Slide 15
Channel Mapping
The diagram shows possible mappings of logical, transport, and physical channels in the control
and user planes for UMTS Release 99. Not all mappings would be defined at the same time for a
given UE, and multiple instantiations of some mappings may occur simultaneously. For example,
a voice call uses three DTCH logical channels mapped to three DCH transport channels.
Transparent Mode (TM), Unacknowledged Mode (UM) and Acknowledged Mode (AM) indicate
the mode in which RLC is configured for a logical channel.
Some channels exist only in Physical Layer context (CPICH, SCH, DPCCH, AICH, PICH). These
channels carry no upper layer signaling or user data. Their contents are defined at the Physical
Layer.
Synchronization Channel (SCH): Provides the timing synchronization for the UEs within the cell.
They are transmitted during the DTX of the PCCPCH. Basically, there are two type of SCH:
Primary Synchronization Channel (P‐SCH) and
Secondary Synchronization Channel (S‐SCH)
Common Pilot Channel (CPICH): Provides an in cell timing reference. CPICH is also used for
signal quality estimation which is further used for HO, cell reselection, open loop power control,
etc.
Slide 16
Channel Mapping
Broadcast Channel
The BCCH Logical Channel carries system information messages necessary for the UE to camp on
a WCDMA cell and to access the system. It is always configured for Transparent Mode RLC.
UTRAN broadcasts this channel continuously, repeating the system information messages at a
system configurable repetition rate. The UE typically reads this channel after power‐up or when
camping on a new cell and periodically thereafter to ensure that the UE has current system
information.
Slide 17
Channel Mapping
Paging Channel
The PCCH Logical Channel carries paging messages to notify the UE of incoming calls. It is used
in conjunction with the physical Page Indicator Channel (PICH) and is always configured for
Transparent Mode RLC.
UTRAN broadcasts the PCH continuously, but the UE typically only monitors the PICH during
assigned slots while in Idle, CELL_PCH, and URA_PCH states. The PICH contains only indicator
bits (on or off), which indicate whether a page message for a group of mobiles will be
transmitted on the corresponding SCCPCH. If an indicator bit is set, all UEs assigned to a given
PICH slot and PICH indicator bit must decode the associated SCCPCH slot to determine to which
UE the message is addressed.
Slide 18
Channel Mapping
Idle mode
Random Access Channel and Forward Access Channels (Idle Mode)
These Uplink and Downlink channels are used by the UE and UTRAN to communicate when the
UE does not have a Dedicated Channel allocated to it.
When the CCCH Logical Channel is mapped to the RACH and FACH, the Uplink is configured for
TM RLC and the Downlink is configured for UM RLC.
The RACH has an access protocol associated with it, in which the UE transmits a preamble at
increasing power levels until the UTRAN responds on the AICH. After receiving the response, the
UE transmits the rest of the RACH message.
When UTRAN receives a message from the UE on RACH, it responds on FACH. The FACH
Transport Channel is mapped to an SCCPCH. This may be the same Physical Channel that carries
the PCH Transport Channel, or the UTRAN may have multiple SCCPCHs
Slide 19
Channel Mapping
Connected mode
Random Access Channel and Forward Access Channels (Connected Mode)
Dedicated logical control and traffic channels may be mapped to the common RACH and FACH
channels and their corresponding physical channels.
When the DCCH Logical Channel is mapped to the RACH and FACH, it may be configured for UM
RLC or AM RLC. The DTCH Logical Channel mapped to RACH and FACH may be configured in any
RLC mode.
The RACH and FACH protocols and physical layer mappings in connected mode are the same as
in idle mode. Whenever the UE has control or traffic to send, it must first transmit a preamble
and receive a response on the AICH.
Therefore, RACH and FACH are mainly used to carry signaling (e.g at the initial access), but they
can also carry small amounts of data.
When a UE sends information on the RACH, it will receive information on FACH.
Slide 20
Channel Mapping
Dedicated Channels
Dedicated Channels
These Uplink and Downlink Channels are used to carry signaling and user data between the
UTRAN and an individual UE. These channels are assigned when a voice call is active or when a
packet data call is transferring data.
Dedicated Control Channels (DCCHs) are assigned to carry RRC signaling. These are also called
Signaling Radio Bearers (SRBs). Two SRBs are assigned to carry RRC signaling, one of which is
configured for acknowledged mode and the other is configured for unacknowledged mode. The
number of Dedicated Traffic Channels (DTCH) assigned is determined by the type of service the
application uses. For voice, the Adaptive Multi‐Rate vo‐coder uses three DTCHs to carry the
different classes of encoded voice bits.
DCCHs and DTCHs may be multiplexed onto a single DCH Transport Channel, or each may be
assigned an individual DCH.
In Release 99 deployments, all DCH Transport Channels are multiplexed on to a single DPDCH.
The DPCCH carries control information generated at the Physical Layer, such as Pilot, power
control, and rate bits. There is always exactly one DPCCH.
Slide 21
The transport channels provide a flexible pattern to exchange data between UTRAN and the UE
at a variable bit rate for the multimedia services.
The logical channels are mapped on the transport channels by the MAC protocols.
By this way the data are processed according to the QoS required before sending them to the
Node B by the Iub.
Slide 22
The TF is made of a Transport Block Set. The Transport Block size and
the number of Transport Block inside the set are dynamical parameters.
Slide 23
Answers:
• TTI = 40 bits
TBS = 576 bits
• Delivery bit rate of transport blocks during first TTI can be calculated as
(Number of blocks in the TTI x number of bits in each block )/TTI period = (576 x 4)/ 40 ms
=57.6 kbps
3. 5 different type of Transport Formats may be chosen for this transport channel.
Slide 24
Slide 25
Slide 26
Chapter 7
Slide 27
The equivalence are:
• Restaurant room ‐> Cell
• Table ‐> UE
• Language ‐> Code
Here the important point is all the UEs send and receive on the same time and on the same
frequency. The WCDMA is really different because with the GSM, the UEs are separated by the
time (TS of TDMA) and the frequency. Here the UEs are separated with codes applied on the
signals.
Another important point is for someone the conversation on a neighbor table is considered like
noise. It is the same principle with the WCDMA, for a user the other UEs generates some noises.
Slide 28
In downlink,
• In the restaurant, the steward wants to ask to every table that who have order a cake. If
some people speak to loud, the table at the back of the room can’t hear the question. It is
the same case, if there are too many users in the room.
• In the cell, it is the same principle. If there are too many UEs on the cell or if some UEs use
too much power, the interference level for a UE far from the Node B is too high to allow the
UE decoding the message.
Slide 29
In Uplink,
• In the restaurant, a steward can understand all the conversation if he knows all the
languages.
• But if on a table, close to him, someone speaks to loud the steward can’t understand
people on the other tables. It is the same problem if there are too many people it is too
noisy to able to understand a conversation far from him.
• With the WCDMA, there is the same problem. That means if the cell is too load, the
interference level at the Node B is too high to be able to decode the weakest signal.
Slide 30
Slide 31
Power Control
Weak Signal
Strong Signal
Distant User
Near By User
The most basic problem in power control is the near‐far problem. Close‐in transmitters are
heard more easily than transmitters farther away. Transmitters (e.g., UEs) can use power control
so their signals are received at the same power (or nearly so). and to limit the interferences
created by the near one.
Slide 32
Power Control
Power Control
Another important feature that is required for efficient CDMA operation is power control. Power
control minimizes interference by using just enough power for each connection to achieve the
required Quality of Service. Fast power control is necessary in WCDMA to overcome the
near/far problem, and to counter the path loss and fading of the radio propagation channel.
Some common Physical Layer techniques such as error correcting coding and interleaving are
also used to minimize the effects of fast fading.
Slide 33
Open Loop Power Control
In open loop power control, the mobile station makes a rough estimation of path loss by means
of a DL beacon signal and adding the interference level of the Node‐B and a constant value and
sets its initial power. It’s not too accurate and only used to provide a coarse initial power setting
of the mobile station at the beginning of a connection.
Preamble Initial Power = Primary CPICH DL TX power ‐ CPICH RSCP + UL Interf. + constant value
The value for the CPICH_RSCP is measured by the UE, all other parameters being received on
System Information.
Close Loop Power Control
The close loop power control is further classified into
– Closed Inner Loop Power Control
– Closed Outer Loop Power Control
The inner loop power control consists of an estimation of SIR and a comparison with the SIR
target, Node B commands in order to decrease or increase the MS power and a fast power
control (1500Hz), quicker than the fast Raleigh fading for moderate mobile speeds.
The outer loop power control consists of the adjustment of the SIR target by the RNC depending
on the transmission quality (Block Error Rate).
Slide 34
Slide 35
Closed inner loop power control is also known as Fast power control, and
runs at 1500 Hz. The transmitter gets commands 1500 times a second
from the receiver to either increase or decrease its power.
A closed loop process controls transmission power on both the Downlink and Uplink. Closed
loop control is basically a three‐step process:
• A transmission is made.
• A measurement is made at the receiver.
• Feedback is provided to the transmitter indicating whether the power should be increased
or decreased.
Slide 36
Slide 37
The inner loop uses a slowly changing SIR target. The outer loop must deliver the SIR target to
the inner loop.
Slide 38
Slide 39
Slide 40
Slide 41
The UE runs its own Downlink closed loop power control algorithm.
The outer-loop algorithm is unspecified.
In one algorithm, the UE measures the BLER over a number of
frames and increases or decreases the SIR target.
Based on the SIR target and the SIR estimate, the UE tells UTRAN
to either increase or decrease the transmit power of its dedicated
channel.
The Node B’s range of power adjustment for its dedicated channel
may be around 20 dB.
Slide 42
WCDMA Handover
• All existing radio links must be dropped • Establish a new connection before
before a new link is established breaking the old connection.
Hard Handover
A hard handover occurs when all existing radio links must be dropped before a new link is
established. This causes a brief interruption in voice or data communication, while making the
transition from the old serving link to the new.
Also called as Break Before Make.
Soft Handover
Soft handover allows the mobile to establish a connection with a new Node B before breaking
the connection with the previous serving cell. In a WCDMA system, a mobile can be “in soft
handover” with two or more cells for an extended period of time. This is a desirable state as it
provides path diversity. If the path to one cell experiences a temporary fade, the communication
link through the other path or paths may not be affected.
Also called as Make Before Break.
Slide 43
Rake receiver
Rake receiver:
Correlator 1
t t
Slide 44
Rake receiver
Rake receiver:
Slide 45
WCDMA Handover
UE can maintain connections to multiple cells in soft handover.
Slide 46
WCDMA Handover
Advantages of Soft Handover
9 Reduces interference and transmit power required
9 Increases capacity
9 Reduces dropped calls
9 Improves voice quality
Slide 47
WCDMA Handover
Slide 48
Cell reselection is the process of selecting a new cell when the UE is not
operating on a dedicated Traffic Channel.
Handover
Slide 49
Slide 50
Cell Categories
Slide 51
Slide 52
Slide 53
Slide 54
RNC-1
Soft-Softer Handover
Slide 55
Slide 56
Slide 57
Slide 58
Chapter 8
Slide 59
Slide 60
Slide 61
Call Establishment
Slide 62
Slide 63
Slide 64
Slide 65
Slide 66
Slide 67
Slide 68
Call Release
Slide 69
Call Release
Slide 70
Slide 71
Slide 72
Slide 73
Slide 74
AKA Parameters
Slide 75
AKA Parameters
Slide 76
Pulok Sinha
09320096525
pulok.sinha@alcatel-lucent.com
76 All Lights Reserved © Alcatel-Lucent 2010