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Fundamentals
Contents
Introduction ............................................................................................................ 2
Definitions ............................................................................................................ 2
Objectives ............................................................................................................ 3
Bibliography ............................................................................................................ 12
Referenced Publications...................................................................... 12
Additional Related Publications ........................................................... 12
INTRODUCTION
This section describes objectives, design considerations, building fires is carbon monoxide. Other toxic agents include
design principles, control applications, and acceptance testing hydrogen cyanide, hydrogen chloride, sulphur dioxide, acrolein,
for smoke management systems. A smoke management system aldehydes, carbon dioxide, and a variety of airborne particulates
modifies the movement of smoke in ways to provide safety for carrying heavy metals (antimony, zinc, chromium, and lead).
the occupants of a building, aid firefighters, and reduce property
damage. References are at the end of this section which include Early smoke management systems used the concept of passive
smoke control codes. control to limit the spread of fire and smoke. This method
evolved from early fire containment methods used in high rise
Smoke is a highly toxic agent. Information from U.S. Fire buildings. With passive control, HVAC fans were shut down
Administration estimates that in 1989 approximately 6,000 fire and dampers were used to prevent smoke from spreading
fatalities occurred in the United States, and 80 percent of these through ductwork. This application required very-low-leakage
deaths were from inhalation of smoke. Furthermore, an dampers. Fire walls or barriers, used to prevent the spread of
additional 100,000 individuals were injured, and fire damage fire, were enhanced to prevent the spread of smoke.
exceeded $10 billion.
In the late 1960s, the concept of active smoke control was
Long term effects on humans from repeated exposure to created. With active control, the HVAC fans activate to prevent
smoke and heat is a major concern. According to the National smoke migration to areas outside of fire zones. This method
Institute of Building Sciences, “The significance of time of includes pressurized stairwells and a technique sometimes
human exposure is the fact that brief exposure to a highly toxic called the pressure sandwich or zoning in which the floors
environment may be survived, while a lengthy exposure to a adjacent to the fire floor are pressurized and the fire floor is
moderately toxic environment can lead to incapacitation, exhausted.
narcosis, or death.” 1 The primary toxic agent produced in
DEFINITIONS
AHJ: Authority Having Jurisdiction. (There may be more than Expansion: The increase in the volume of smoke and gas caused
one authority.) by the energy released from a fire.
ASHRAE: American Society of Heating, Refrigerating and Air- Fire damper: A damper that meets the requirements of UL
Conditioning Engineers, Inc. 555, Standard for Fire Dampers, and resists the passage
of air or fire.
Atrium: A large volume space within a floor opening or series
of floor openings connecting two or more stories, FSCS: Firefighters’ Smoke Control Station.
covered at the top of the series of openings, and used
for purposes other than an enclosed stairway, elevator Large volume space: An uncompartmented space, generally
hoistway, escalator opening, or utility shaft. two or more stories in height, within which smoke
from a fire, either in the space or in a communicating
Buoyancy: The tendency of warmer air or smoke to rise when space, can move and accumulate without restriction.
located in cooler surrounding air. Caused by the Atria and covered malls are examples of large volume
warmer air being less dense than the cooler air, spaces.
resulting in pressure differences. NFPA: National Fire Protection Association.
Combination fire and smoke damper: A device that resists Pressure sandwich: An application where only the zones
the passage of air, fire, and smoke and meets the adjacent to a smoke zone are pressurized and the fire
requirements of UL 555, Standard for Fire Dampers, zone is exhausted to limit the spread of smoke.
and UL 555S, Standard for Leakage Rated Dampers
for Use In Smoke Control Systems. Smoke: The airborne solid and liquid particulates and gases
developed when a material undergoes pyrolysis or
Covered mall: A large volume space created by a roofed-over combustion, together with the quantity of air that is
common pedestrian area, in a building, enclosing a entrained or otherwise mixed into the mass.
number of tenants and occupancies such as retail stores,
drinking establishments, entertainment and amusement Smoke Control System: A system that modifies the movement
facilities, and offices. Tenant spaces open onto, or directly of smoke in ways to provide safety for the occupants of
communicate with, the pedestrian area. a building, aid firefighters, and reduce property damage.
77-1134 2
SMOKE MANAGEMENT FUNDAMENTALS
Smoke Management System, Active: A system that uses fans Stack Effect: A movement of air or other gas in a vertical
to produce airflows and pressure differences across enclosure induced by a difference in density between
smoke barriers to limit and direct smoke movement. the air or other gas in the enclosure and the ambient
atmosphere. The density difference is caused by
Smoke Management System, Passive: A system that shuts temperature-pressure differences between the air
down fans and closes dampers to limit the spread of inside a building and the air outside a building. The
fire and smoke. air inside the building moves upwards or downwards
depending on whether the air is warmer or cooler,
Smoke Control Zone: An indoor space enclosed by smoke respectively, than the air outside.
barriers, including the top and bottom, that is part of a
zoned smoke control system (NFPA 92A). UL: Underwriter’s Laboratories Inc.
Smoke Damper: A device designed to resist the passage of air UPS: Uninterruptible Power Supply.
or smoke that meets the requirements of UL 555S,
Standard for Leakage Rated Dampers for Use In
Smoke Control Systems.
OBJECTIVES
Designing a smoke management system requires agreement — Provide safe zones (tenable environment)
on the system objectives. The following is a partial list of — Assist firefighters
potential system objectives: — Limit property damage
— Limit spread of smoke away from fire area
— Provide safety for the occupants — Clear smoke away for visibility
— Extend egress time — Provide elevator usage during fires as an egress route
— Provide safe egress route for the handicapped
DESIGN CONSIDERATIONS
GENERAL Present active smoke control systems use active methods and
follow two basic design approaches to preventing the movement
Four points must be stressed in developing a smoke of smoke from the fire zone:
management system:
— Providing static pressure differences across penetrations
1. The smoke management system can be properly designed in smoke barriers, such as cracks around doors.
only with agreement on the objectives of the system.
— Providing adequate velocity of air through large
2. The smoke management system must be designed as a openings in smoke barriers, such as doors in an open
complete mechanical control system that is able to position.
function satisfactorily in the smoke management mode.
The smoke management system should be designed Although these two methods are directly related, it is more
independently of the HVAC system and then integrated, practical to use one or the other to design with and measure
where feasible, without sacrificing functionality of the the results.
smoke control system.
Methods used to activate smoke control systems require
3. The smoke management system must be designed to be careful consideration. For zoned smoke control, care must be
reliable, simple, and maintainable. taken in using smoke detectors to initiate a pressurization
strategy. If a smoke detector that is not in the smoke zone goes
4. The smoke management system must be designed to into alarm, the wrong smoke control strategy will be employed.
minimize the risks of failure and must be tested If a pull station is activated from a nonsmoke zone, the wrong
periodically. Sensors providing status of operation and smoke control strategy could again be employed.
building automation controls providing system
monitoring and printed records can assist in the testing
process.
3 77-1134
SMOKE MANAGEMENT FUNDAMENTALS
Any alarm activation of a smoke management system that is — End-of-process verification of each control sequence
common to all strategies in the building, such as stairwell — Annunciation of any failure to confirm equipment
pressurization, atria, and exhaust, is acceptable. operation
— Automatic testing of dedicated smoke control systems
For a smoke management system to function reliably, building
leakage must be controlled during and after construction. Any Controls that meet UL Standard 864 are listed under UL
penetrations of smoke barriers and walls used for pressurization Category UUKL. Standby power and electrical supervision
must be carefully considered in order to maintain the intended items listed in UL864 are optional for smoke control systems.
smoke control.
According to NFPA 92A, control sequences should allow
Smoke management typically includes control of fires by smoke control modes to have the highest priority; however,
automatic sprinklers. Designing smoke management systems some control functions should not be overridden. Examples of
for sprinklered buildings is quite practical. However, designing these functions are duct-static high pressure limit control (use
smoke management systems for buildings that do not have a modulating limit control, if a concern) and shutdown of the
sprinkler systems is extremely difficult. Complicating the design supply fan on detection of smoke in a supply air duct.
task are problems with estimating the fire size and dealing with
higher static pressures (or airflows). Manual override of automatic smoke control systems should
be permitted. In the event of multiple alarm signals, the system
Smoke vents and smoke shafts are also commonly used as a should respond to the first set of alarm conditions unless
part of the smoke management system to vent pressures and manually overridden.
smoke from fire areas; however, their effectiveness depends on
the nearness of the fire, the buoyancy of the smoke, and other All related energy management functions should be
forces driving the smoke. overridden when any smoke control mode is activated by an
actual alarm or during the testing process.
LAYOUT OF SYSTEM During the planning stage of a project, design criteria should
include a procedure for acceptance testing. NFPA 92A states
Smoke management equipment should be located in a that, “Contract documents should include operational and
building where it can best facilitate smoke control for various acceptance testing procedures so that all parties—designer,
building layouts. The following guidelines apply: installers, owner, and authority having jurisdiction—have a clear
understanding of the system objectives and the testing
— Follow the drawings and specifications for the job. procedure.” 2 ASHRAE 5-1994 Commissioning Smoke
— Locate the smoke controls near the mechanical Management Systems is intended to ensure proper operation.
equipment used to control the smoke.
— Try to minimize the length of runs for sensors, Legal authority for approval of smoke control systems is from
the Authority Having Jurisdiction (AHJ). The AHJ uses local
actuators, power, and communications wiring in order
building codes as its primary standard. Local building codes
to reduce the possibility of wiring being exposed to are established using several reference standards or codes
areas where there might be a fire. including the following:
Appendix A of NFPA 92A describes an example of a — Model Building Codes:
Firefighters’ Smoke Control Station (FSCS). The FSCS allows – Building Officials and Code Administrators
firefighters to have control capability over the smoke control
International (BOCA), Inc.
equipment within the building. The FSCS must be able to show
clearly if the smoke control equipment is in the normal mode – International Conference of Building Officials
or the smoke control mode. The example in NFPA 92A includes (ICBO)
location, access, physical arrangement, control capability, – Southern Building Code Congress, Inc. (SBCCI)
response time, and graphic depiction. This example is for – Western Fire Chiefs Association (WFCA)
information only and is not a requirement. - National Mechanical Code (NMC)
- American with Disabilities Act (ADA)
77-1134 4
SMOKE MANAGEMENT FUNDAMENTALS
— Underwriters Laboratories (UL) Standards: – UL 555S, Standard for Leakage Rated Dampers
– UL 555, Standard for Fire Dampers and for Use In Smoke Control Systems
Ceiling Dampers – UL 864, Standard for Control Units for Fire–
Protective Signaling Systems (UL Category UUKL)
DESIGN PRINCIPLES
CAUSES OF SMOKE MOVEMENT plane. See Figure 2. Air neither enters nor exits at the neutral
plane, a level where the pressures are equal inside and outside
The movement or flow of smoke in a building is caused by a the building.
combination of stack effect, buoyancy, expansion, wind velocity, NORMAL STACK EFFECT REVERSE STACK EFFECT
and the HVAC system. See Figure 1. These items basically cause
pressure differences resulting in movement of the air and smoke
in a building.
REGISTER
NEUTRAL
PLANE
MECHANICAL BUILDING
HVAC NOTE: ARROWS INDICATE DIRECTION OF AIR MOVEMENT
STACK C5153
SYSTEM
WIND Fig. 2. Smoke Movement Caused by Normal or Reverse
BUOYANT SMOKE Stack Effect.
GAS
EXPANDS When it is colder inside than outside, there is a movement of
air downward within the building. This is called reverse stack
effect. With reverse stack effect, air enters the building above
the neutral plane and exits below the neutral plane.
5 77-1134
SMOKE MANAGEMENT FUNDAMENTALS
The buoyancy effect can cause smoke movement through The relationship between volumetric airflow (smoke) and
barriers above the fire and through leakage paths in walls. pressure through small openings, such as cracks, is as:3
However, as smoke moves away from the fire, its temperature Q 2
is lowered due to heat transfer and dilution; therefore, the effect ∆P =
of buoyancy decreases with distance from the fire. Where: KfA
77-1134 6
SMOKE MANAGEMENT FUNDAMENTALS
7 77-1134
SMOKE MANAGEMENT FUNDAMENTALS
The door widths in Table 2 apply only for doors that are PURGING
hinged at one side. For other arrangements, door sizes, or for
hardware other than knobs (e.g., panic hardware), refer to Because fires produce large quantities of smoke, purging
calculation procedures furnished in Design of Smoke Control cannot ensure breathable air in a space while a fire is in progress.
Systems for Buildings published by ASHRAE3. After a fire, purging is necessary to allow firefighters to verify
that the fire is totally extinguished. Traditionally, firefighters
have opened doors and windows to purge an area. Where this
AIRFLOW is not possible, the HVAC system can be designed to have a
purge mode.
Airflow is most commonly used to stop smoke movement
through open doorways and corridors. Figure 4 illustrates a The principle of dilution can be applied to zones where smoke
system with relatively high velocity to prevent backflow of has entered and is being purged. Purging dilutes the
smoke through an open doorway. Figure 5 illustrates a system contaminated air and can continue until the level of obscuration
with relatively low velocity which allows backflow of smoke. is reduced and the space is reasonably safe to enter. The
The magnitude of the velocity of the airflow required to prevent following equation allows determining a concentration of
backflow depends on the energy release rate of the fire. Since contaminant in a compartment after purging for a given length
this can vary, the velocity should be regulated to prevent oxygen of time:3
from being fed to the fire. The fact that doors are sometimes
left open during evacuation of a building, allowing smoke to C = C0 x e–at
flow through, should be taken into account in designing the
smoke control system. This is done by designing and testing Where:
the system with one or more doors open.
C = concentration of contaminant at time, t
DILUTED C0 = initial concentration of contaminant
SMOKE
a = purging rate in number of air changes per
RELATIVELY minute
HIGH AIR
VELOCITY t = time after doors close in minutes
e = constant, approximately 2.718
M13024 Care must be taken in the use of this equation because of the
Fig. 4. High Air Velocity Preventing Backflow of Smoke nonuniformity of the smoke. Buoyancy is likely to cause greater
Through an Open Doorway. concentration of smoke near the ceiling. Therefor e,
consideration of the locations of supply and exhaust registers
is important to effective purging.
SMOKE
SMOKE
BACKFLOW RELATIVELY
LOW AIR
VELOCITY
M13025
CONTROL APPLICATIONS
Figure 6 illustrates a smoke control system with detectors, exhaust smoke, depending on the requirements of the various
an initiating panel, and a communications bus to an alarm areas in the building. The system can have an operator’s control
processor and remote control panels in appropriate areas of the console for the building personnel and an FSCS from which to
building. A configuration similar to this will meet the view the status of and override the smoke control system. The
requirements of UL 864, Standard for Control Units for Fire- system requires a means of verifying operation, such as
Protective Signalling Systems, and comply with NFPA 92A differential pressure or airflow proving devices, for each control
recommended practice for smoke control systems. The remote sequence. An uninterruptible power supply (UPS) is optional
control panels position dampers and operate fans to contain or but recommended.
77-1134 8
SMOKE MANAGEMENT FUNDAMENTALS
INITIATING ALARM
PANEL PROCESSOR
ALARM OPERATOR’S
DETECTORS CONSOLE
TO ADDITIONAL
REMOTE
CONTROL
FAN PANELS
REMOTE
CONTROL REMOTE
PANEL 1 FLOW CONTROL
SWITCH PANEL 2
COMMUNICTIONS
BUS DAMPER
END
SWITCH
Fig. 6. Typical Smoke Control System Meeting the Requirements of UL Standard 864 and NFPA 92A.
The following discussions cover smoke control applications sandwich. In Figures 7C and 7D, the smoke zone consists of
for building zones, stairwells, and large areas including malls more than one floor. In Figure 7E, the smoke zone is only a
and atria. Each of these discussions conclude with a typical part of a floor and all the rest of the building areas are
operational sequence complying with UL Standard 864 for the pressurized. Smoke zones should be kept as small as reasonable
smoke control system illustrated in Figure 6. so control response can be readily achieved and quantities of
air delivered to the nonsmoke zones can be held to manageable
Products utilized in smoke control and management systems levels.
should be ULI labeled for the following applications:
+
— DDC Panels: Smoke Control Equipment. +
— Building Management System/Fire Control System: +
SMOKE
+
– –
Critical Process Management, Smoke Control, or Fire +
ZONE
+
Control Unit Equipment +
+
(A) (B)
expansion effects) + + +
— Shutting off, providing supply air to, or leaving under + + +
SMOKE
+ + – ZONE
temperature control all supplies other than those + + +
adjacent to the fire floor + + +
+ + +
(E) C5154
A smoke control zone can consist of one or more floors or a
portion of a floor. Figure 7 illustrates typical arrangements of Fig. 7. Typical Zone Pressurization Arrangements for
smoke control zones. The minus sign indicates the smoke zone. Smoke Control Zones.
The plus signs indicate pressurized nonsmoke zones. In the
event of a fire, the doors are closed to the fire or smoke control The practice of exhausting air as a means of providing higher
zone and the adjacent zones are pressurized. In the example in pressure areas adjacent to the smoke zone should be examined
Figures 7A and 7B, the floors above and below the smoke zone carefully. Exhausting air from the fire floor may tend to pull
are pressurized. The application in Figure 7B is called a pressure the fire along and cause flames to spread before they can be
extinguished.
9 77-1134
SMOKE MANAGEMENT FUNDAMENTALS
Another consideration in zone pressurization is that bringing complex system to modulate dampers or fans at multiple
in outdoor air at low temperatures can cause serious freeze injection points (Fig. 9) in response to differential pressure
damage. Provision should be made to prevent damage when measurements at these points.
using outdoor air, such as providing emergency preheat and
STAIRWELL
minimizing the quantity of outdoor air used. BAROMETRIC
ROOF PRESSURE
DAMPER
Testing of smoke control strategies should include not only LEVEL
exhaust/relief dampers. Also, a means should be included to Fig. 9. Stairwell Pressurization with Modulating Dampers
provide multiple supply injection points at a minimum of every and Multiple Injection Points to Regulate Pressure.
three floors (unless design analysis can justify a greater spacing)
to provide uniform pressurization. Testing of stairwell pressurization systems should be
conducted with agreed on conditions including:
According to NFPA 92A, Recommended Practice for Smoke
Control Systems, the intake of supply air should be isolated — Number and location of doors held open
from smoke shafts, roof smoke and heat vents, and other — Outside pressure conditions known
building openings that might expel smoke from the building in — Maximum door pull force allowed
a fire. Wind shields should be considered at fan intakes.
Typical Operation for Stairwell Pressurization (Fig. 6):
Open-loop control of pressurization is seldom acceptable
because of significant pressure differences caused by door 1. Any fire alarm initiates smoke control mode.
openings. Closed loop or modulation provides the ability to 2. System turns on pressurization fans.
control pressurization within acceptable limits. Closed loop 3. System allows pressurization fans to continue running if
control can be as simple as a barometric pressure damper supply duct smoke detector is not in alarm or manual
(Fig. 8) to relieve pressure at the top of a stairwell or a more override is not activated.
4. System enables damper operation as appropriate for
smoke control mode.
77-1134 10
SMOKE MANAGEMENT FUNDAMENTALS
In large areas (Fig. 10), the smoke produced is buoyant and M13027
rises in a plume until it strikes the ceiling or stratifies because
of temperature inversion. The smoke layer then tends to descend Fig. 10. Control of Smoke in Malls, Atria, and
as the plume continues to supply smoke. Smoke can be Other Large Areas.
exhausted to delay the rate of descent of the smoke layer. Also,
sprinklers can reduce the heat release rate and the smoke 1. Any fire alarm initiates smoke control mode.
entering the plume. Adjacent spaces to the mall or atrium can 2. System turns on exhaust fans.
be protected from the smoke by barriers or opposed airflow. 3. System enables damper operation as appropriate for
smoke control mode.
Additional information can be found in NFPA 92B, Guide 4. Operator verifies operation as appropriate (e.g., action
for Smoke Management in Malls, Atria, and Large Areas. of airflow-proving sail switch).
5. Operator cancels smoke control mode as long as initiating
Typical Operation for Smoke Control Systems for Malls, panel is not in alarm and FSCS is not in manual override.
Atria, and Other Large Areas (Fig. 6):
ACCEPTANCE TESTING
Smoke control systems must be tested carefully and fire conditions. Smoke bombs and tracer gas lack the buoyant
thoroughly. All measurements should be recorded and saved. forces caused by heat generated in a fire. These items can be
used, however, for identifying leakage paths and leakage areas.
ASHRAE Guideline 5-1994 should be followed.
Periodic testing should be conducted in accordance with the
The system should be activated by an appropriate sensor following:
within the zone (if applicable) and the results should be
monitored and recorded. — NFPA 90A, Installation of Air Conditioning and
Ventilating Systems
Where standby power is used, testing should be conducted — NFPA 92A, Recommended Practice for Smoke Control
with both normal power and standby power. Systems
— NFPA 92B, Guide for Smoke Management Systems in
The use of smoke bombs or tracer gas to test smoke control
Malls, Atria, and Large Areas
systems is discouraged because they cannot accurately simulate
11 77-1134
SMOKE MANAGEMENT FUNDAMENTALS
BIBLIOGRAPHY
REFERENCED PUBLICATIONS 6. Smoke Control in Fire Safety Design, A. G. Butcher and
A. C. Parnell, E. & F. N. Spon Ltd, 11 New Fetter Lane,
1. Toxicity Effects Resulting from Fires in Buildings, State- London EC4P 4EE, 1979.
of-the Art Report, May 16, 1983, National Institute of
Building Sciences. 7. Smoke Control Technology, Code 88146, ASHRAE,
1989.
2. NFPA 92A, Recommended Practice for Smoke Control
Systems, 1996 Edition. 8. UL 555, Standard for Fire Dampers and Ceiling Dampers,
Fifth Edition, 1995 Revision.
3. Design of Smoke Management Systems, 1992 Edition,
J. H. Klote and James A. Milke; ASHRAE, Inc., and 9. UL 555S, Standard for Leakage Rated Dampers for Use
Society of Fire Protection Engineers, Inc. In Smoke Control Systems, Third Edition, 1996 Revision.
Home and Building Control Home and Building Control Honeywell Asia Pacific Inc.
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