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Introduction: The aim of this study was to evaluate the relapse of occlusal characteristics and maxillary and
mandibular anterior crowding 3 and 33 years postretention. Methods: The sample comprised 28 patients, 15
Class I and 13 Class II, treated with 4 premolar extractions, with a mean initial age of 12.72 years (SD, 0.99), a
mean final age of 14.74 years (SD, 1.26), and a mean treatment time of 2.02 years (SD, 0.66). The mean short-
term postretention age was 20.15 years (SD, 1.34), and the mean long-term postretention age was 49.40 years
(SD, 4.54). The mean time of short-term postretention evaluation was 3.70 years (SD, 0.87) and the mean long-
term postretention evaluation was 32.95 years (SD, 4.31). The maxillary and mandibular irregularity indexes
were assessed on the initial, final, short-term, and long-term postretention stage dental casts. Peer Assessment
Rating and the Little indexes were compared among the 4 stages by repeated measures analysis of variance
and Tukey tests. Results: Peer Assessment Rating index and maxillary anterior crowding were significantly
improved with treatment, had significant relapses in the short term, and a slight and not statistically significant in-
crease from short-term to long-term postretention evaluation. The mandibular irregularity index significantly
decreased with treatment, and then significantly and progressively increased in the postretention stages.
Conclusions: The occlusal characteristics and maxillary anterior crowding had significant relapses in the short
term and remained stable from the short-term to the long-term postretention stages. Mandibular anterior
crowding significantly decreased with treatment, showed a significant relapse in the short term, and continued to
significantly increase in the long-term postretention stage. (Am J Orthod Dentofacial Orthop 2017;152:798-810)
O
rthodontic treatment has several objectives, and postretention, and only 10% of the patients had a clin-
stability of the corrections achieved is one of the ically acceptable mandibular anterior alignment in the
most important. There is consensus in the last evaluation. Vaden et al4 assessed the changes in ir-
orthodontic literature that some occlusal changes will regularity of the maxillary and mandibular incisors and
inevitably occur after treatment.1,2 It would be a great dental arch dimensions 6 to 15 years after removal of
benefit to orthodontists to have a detailed prediction of the retainers. Fifty-eight percent of the mandibular
these occlusal changes so that they can be prevented. incisor crowding correction was maintained; 15 years
For this reason, the effects of various diagnostic and after treatment, the mandibular incisor irregularity
treatment factors on occlusal stability in the short and index averaged 2.6 mm, within the range of “minimal
long terms have been extensively investigated.3-9 irregularity,” and there was a reduction of only
Only 3 studies have evaluated relapse of anterior 0.3 mm in the irregularity of the maxillary incisors, which
crowding in the long term. Little et al10 found that corresponded to 96% stability. Dyer et al7 conducted a
crowding continues to increase from 10 to 20 years 25-year, long-term study and found that irregularity
of the mandibular incisors was less than 3.5 mm in
77% of the patients. Correction of maxillary crowding
a
Department of Orthodontics, Uninga University Center, Maringa, Parana, Brazil. was relatively stable in the long term.
b
Department of Orthodontics, Bauru Dental School, University of S~ao Paulo,
Bauru, S~ao Paulo, Brazil. As mentioned above, long-term stability of ortho-
All authors have completed and submitted the ICMJE Form for Disclosure of Po- dontic corrections has been widely studied. However,
tential Conflicts of Interest, and none were reported. most studies evaluated stability only a few years after
Address correspondence to: Karina Maria Salvatore Freitas, Department of Or-
thodontics, Uninga University Center, Rod PR 317, 6117, Maringa, PR, 87035- treatment and mainly focused on mandibular anterior
510, Brazil; e-mail, kmsf@uol.com.br. crowding relapse. There is a lack of long-term studies,
Submitted, November 2016; revised and accepted, May 2017. comparing the long-term with the short-term postreten-
0889-5406/$36.00
Ó 2017 by the American Association of Orthodontists. All rights reserved. tion changes, regarding maxillary and mandibular
http://dx.doi.org/10.1016/j.ajodo.2017.05.022 anterior crowding stability. Therefore, we aimed to
798
Freitas et al 799
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800 Freitas et al
Table I. Descriptive statistics of the ages, times, and periods evaluated (n 5 28)
Variable (y) Mean SD Minimum Maximum
Initial age (T1) 12.72 0.99 10.58 14.85
Final age (T2) 14.74 1.26 12.58 18.09
Age at short-term postretention evaluation (T3) 20.15 1.34 17.75 24.08
Age at long-term postretention evaluation (T4) 49.40 4.54 35.76 55.12
Treatment time (T2-T1) 2.02 0.66 0.99 3.33
Retention time 1.70 0.60 0.79 3.33
Time of short-term postretention evaluation (T3-T2) 3.70 0.87 3.02 5.35
Time of long-term postretention evaluation (T4-T2) 32.95 4.31 21.10 38.01
Fig 2. Pretreatment (T1) models of the patient with the worst long-term postretention relapse.
Dental casts from T1, T2, T3, and T4 were used. For the error study, a month after the first measure-
The Peer Assessment Rating (PAR) index, as described ment, the dental casts of 10 subjects (40 pairs of dental
by Richmond et al12 and scored with the American casts) were randomly selected and remeasured by the
weightings,13 was used. same examiner. The random errors were calculated
The irregularity index of Little14 for the maxillary and according to Dahlberg's formula15 (Se2 5 Sd2/2n),
mandibular arches was measured on the dental casts, with and the systematic errors were evaluated with dependent
a 0.01-mm precision digital caliper (Mitutoyo America, t tests, at P \0.05.
Aurora, Ill) by a calibrated examiner (K.M.S.F.) (Fig 1).6
The differences between the final and initial values of
the PAR and Little indexes (T2–T1) were calculated to STATISTICAL ANALYSIS
express the amount of correction with treatment. The Descriptive statistics were performed (means, stan-
differences from the short-term and long-term postre- dard deviations, maximums, and minimums) for the
tention stages with the final stage of the PAR and Little initial, final, short-term, and long-term postretention
indexes (T3–T2 and T4–T2) were calculated to express stages; treatment times; retention times; and time of
the changes after retention in the 2 follow-up evalua- short-term and long-term postretention evaluations;
tions. The differences between the long-term and and for the PAR and maxillary and mandibular Little
short-term postretention stages (T4–T3) were also irregularity indexes at T1, T2, T3, and T4 and also in
calculated. the evaluated periods (T2-T1, T3-T2, T4-T3, T4-T2).
December 2017 Vol 152 Issue 6 American Journal of Orthodontics and Dentofacial Orthopedics
Freitas et al 801
Fig 3. Posttreatment (T2) models of the patient with the worst long-term postretention relapse.
Fig 4. Short-term postretention (T3) models of the patient with the worst long-term postretention
relapse.
American Journal of Orthodontics and Dentofacial Orthopedics December 2017 Vol 152 Issue 6
802 Freitas et al
Fig 5. Long-term postretention (T4) models of the patient with the worst long-term postretention
relapse.
Fig 6. Pretreatment (T1) models of the patient with the best long-term postretention outcome.
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Freitas et al 803
Fig 7. Posttreatment (T2) models of the patient with the best long-term postretention outcome.
Fig 8. Short-term postretention (T3) models of the patient with the best long-term postretention
outcome.
American Journal of Orthodontics and Dentofacial Orthopedics December 2017 Vol 152 Issue 6
804 Freitas et al
Fig 9. Long-term postretention (T4) models of the patient with the best long-term postretention
outcome.
The normal distribution of the data was checked and The PAR index was significantly reduced with treat-
confirmed using Kolmogorov-Smirnov tests for the ment, showed a significant relapse in the short term,
whole sample and for the groups. and remained stable in the long term (Table III). Maxil-
To evaluate changes in the PAR and maxillary and lary anterior crowding was significantly corrected with
mandibular Little irregularity indexes among the 4 treatment, had a significant relapse in the short term,
evaluated stages (T1, T2, T3, and T4), repeated measures and remained stable from the short-term to the long-
analysis of variance (ANOVA) and Tukey tests were used. term postretention evaluation (Table III). Mandibular
Intergroup comparability of sex distribution and ages anterior crowding was significantly corrected with treat-
and times of evaluation was verified with chi-square and ment and then had significant and progressive relapses
t tests, respectively. in the short-term and long-term postretention evalua-
Intergroup comparisons of PAR and maxillary and tions (Table III).
mandibular Little irregularity indexes in the stages and There was comparability of sex distribution, initial,
periods evaluated were performed by t tests. final, short-term, and long-term evaluation ages,
All tests were performed with software (Statistica for retention time, and times of short-term and long-term
Windows, version 7.0; StatSoft, Tulsa, Okla), at P \0.05. postretention evaluations (Tables IV and V). Treatment
time was significantly longer for the Class II than the
Class I malocclusion group (Table V). The groups were
RESULTS also comparable regarding the initial PAR and Little
There was no systematic error, and the random errors maxillary irregularity index (Table VI).
varied from 0.12 mm for the final mandibular Little ir- There was no statistically significant difference for
regularity index to 0.50 for the short-term PAR index. the PAR index and the Little maxillary irregularity index
Short-term relapses were 5.36 for the PAR index, and in all times and periods evaluated between the Class I
2.18 and 1.58 mm for maxillary and mandibular anterior and Class II malocclusion groups (Table VI). The Little
crowding, respectively (Table II). Long-term relapses mandibular irregularity index was significantly greater
were 7.89 for the PAR index, and 2.59 and 3.86 mm in the Class I group in all 4 evaluated stages (Table VI).
for the maxillary and mandibular Little irregularity The Little mandibular irregularity index showed greater
indexes, respectively (Table II). correction with treatment in the Class I than in the Class
December 2017 Vol 152 Issue 6 American Journal of Orthodontics and Dentofacial Orthopedics
Freitas et al 805
Table II. Descriptive statistics of the PAR index, maxillary and mandibular Little irregularity index in the stages and
periods of evaluation (n 5 28)
Variable Mean SD Minimum Maximum
Initial PAR (T1) 25.14 6.84 9.00 38.00
Final PAR (T2) 2.71 2.27 0.00 8.00
Short-term postretention PAR (T3) 8.07 3.38 4.00 16.00
Long-term postretention PAR (T4) 10.60 6.01 4.00 26.00
PAR treatment change (T2-1) 22.43 7.30 34.00 8.00
PAR short-term postretention change (T3-T2) 5.36 4.49 0.00 16.00
PAR long-term postretention change (T4-T2) 7.89 7.21 0.00 24.00
PAR short- to long-term postretention change (T4-T3) 2.53 4.32 0.00 14.00
Initial maxillary Little irregularity index (T1) 10.14 3.27 5.12 16.46
Final maxillary Little irregularity index (T2) 1.07 0.39 0.00 1.59
Short-term postretention maxillary Little irregularity index (T3) 3.25 1.21 1.58 5.34
Long-term postretention maxillary Little irregularity index (T4) 3.66 1.18 1.91 5.87
Maxillary Little irregularity index treatment change (T2-1) 9.07 3.27 15.34 4.24
Maxillary Little irregularity index short-term postretention change (T3-T2) 2.18 1.15 0.13 4.48
Maxillary Little irregularity index long-term postretention change (T4-T2) 2.59 1.07 0.46 4.80
Maxillary Little irregularity index short- to long-term postretention change 0.41 0.43 0.02 1.63
(T4-T3)
Initial mandibular Little irregularity index (T1) 8.66 3.88 2.35 15.31
Final mandibular Little irregularity index (T2) 1.20 1.00 0.00 3.52
Short-term postretention mandibular Little irregularity index (T3) 2.78 1.44 0.00 5.12
Long-term postretention mandibular Little irregularity index (T4) 5.06 2.39 0.00 9.61
Mandibular Little irregularity index treatment change (T2-T1) 7.46 3.59 14.06 1.03
Mandibular Little irregularity index short-term postretention change (T3-T2) 1.58 1.38 0.00 3.91
Mandibular Little irregularity index long-term postretention change (T4-T2) 3.86 2.61 0.00 8.62
Mandibular Little irregularity index short- to long-term postretention 2.28 1.62 0.00 5.24
change (T4-T3)
Table III. Comparison of the PAR and maxillary and mandibular Little irregularity index in the 4 stages (n 5 28,
repeated measures ANOVA and Tukey tests)
Initial (T1) Final (T2) Short term (T3) Long term (T4)
II malocclusion groups (Table VI). However, the amounts orthodontic correction, since approximately half of the
of short-term and long-term relapses of the Little total relapse occurs in the first 2 years after active ortho-
mandibular irregularity index were similar between the dontic treatment, with good stability of the main charac-
groups (Table VI). teristics after 5 years.16
The long-term evaluation time of almost 35 years
posttreatment, 33 years postretention, is the longest
DISCUSSION described in the orthodontic literature that we know
For a more homogeneous sample, some selection until now. Studies with longer follow-up times were
criteria were adopted. The initial malocclusion, the treat- those of Vaden et al4 at 15 years posttreatment,
ment protocol, and the type of orthodontic mechanics Little et al10 at 10 and 20 years postretention,
used were standardized. Accordingly, the stability results and Dyer et al7 with a follow-up of 25 years
achieved with orthodontic treatment could be evaluated posttreatment.
with increased reliability. The groups were comparable regarding several
The time of short-term evaluation agrees with the parameters that could influence comparisons: sex distri-
literature regarding evaluation of stability of bution; initial, final, short-term and long-term ages;
American Journal of Orthodontics and Dentofacial Orthopedics December 2017 Vol 152 Issue 6
806 Freitas et al
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Freitas et al 807
Table VI. Intergroup comparisons of PAR and maxillary and mandibular Little irregularity index at the stages and
periods (t tests)
Group 1, Class I Group 2, Class II
(n 5 15) (n 5 13)
Variations of crowding from 18 to 50 years of age were the 3-year postretention stage and in 12 subjects
already evaluated by Richardson35 but only for the (42.85% of the sample) in the 33-year postretention
mandibular arch, which showed crowding increases stage. No subject had severely crowded maxillary incisors
from 0.2 to 2.5 mm. We speculated that, for the maxil- (.6.5 mm of the maxillary Little irregularity index) in
lary arch, this increase in crowding would be small, and both postretention stages.
probably similar to the changes observed in our treated The pretreatment mandibular anterior crowding of
patients. 8.66 mm was significantly corrected to 1.20 mm at the
A clinically acceptable maxillary tooth alignment final stage. Then it had a statistically significant relapse
(\3.5 mm of the maxillary Little irregularity index) in the short term, showing 2.78 mm of crowding at this
was found in 17 subjects (60.17% of the sample) in stage (relapse of 1.58 mm from the final to the short-
American Journal of Orthodontics and Dentofacial Orthopedics December 2017 Vol 152 Issue 6
808 Freitas et al
term postretention stage). Subsequently, it continued to corroborate a previous study that found no differences
significantly relapse from the short-term to the long- in the postretention occlusal changes between Class I
term postretention stage, increasing by 2.28 mm, and Class II malocclusion patients.38
showing 5.06 mm of mandibular incisor irregularity at Maxillary anterior crowding was similar between the
the long-term postretention stage (Tables II and III). groups in the 4 stages and also showed similar changes
Orthodontic treatment provided an average correc- with treatment (T2–T1) and in the short-term (T3–T2)
tion of 86.14% of the amount of mandibular anterior and long-term postretention (T3–T2) periods and from
crowding, and during the short-term postretention the short- to the long-term stages (Table VI). These
phase there was a relapse of 21.17% of treatment correc- results agree with previous studies that also found no
tion, which can be considered good stability for mandib- differences in maxillary crowding relapse in Class I and
ular incisor alignment.2,10,19,36,37 In the long-term Class II malocclusion patients.8,38
postretention stage, in relation to the short-term stage, Mandibular anterior crowding was significantly
there was an increase in this percentage of 30.57%, i.e., greater in the Class I malocclusion group in all 4 stages
at 32.95 years posteretention, 51.74% of the mandibular evaluated (Table VI). Consequently, mandibular irregular-
anterior crowding correction had been lost. ity showed a greater correction with treatment in the Class
Dyer et al,7 evaluating 35 women 25 years after treat- I group than in the Class II group. However, intergroup
ment, found an average mandibular crowding relapse of short-term and long-term relapses of mandibular anterior
35%; however, no patient had a mandibular irregularity crowding were similar. These results are similar to a
index greater than 5.5 mm in the last evaluation. In our previous study that found no difference in postretention
study, 10 subjects had a mandibular irregularity index changes between Class I and Class II malocclusions.38
greater than 6 mm in the long-term postretention stage: Another investigation, evaluating patients with 4 premo-
a considerably greater relapse. lar extractions, also obtained similar results.19
Little et al,10 evaluating 31 subjects treated with However, the sample divided into 2 groups was not
extractions of 4 premolars 10 and 20 years postretention, large enough to confirm that there is no statistically sig-
found average mandibular irregularity values of 5.25 and nificant difference between Class I and Class II groups
6.02 mm, respectively. That is, in 10 years, mandibular regarding relapse, even though the differences were small.
anterior crowding increased only by 0.77 mm. In our study, This comparison of Class I and Class II malocclusions was
from the short-term to the long-term postretention stage, a pilot study, and more investigations are needed with
between 20 and 50 years of age, the increase in mandibular great numbers of patients to confirm this tendency.
incisor irregularity was 2.28 mm. This increase was slightly In general, the occlusal and maxillary anterior crowd-
higher when compared with untreated subjects from 18 to ing changes in the postretention period followed a
50 years of age, who had increases of mandibular anterior different pattern of long-term changes from mandibular
crowding from 0.2 to 2.5 mm.35 anterior crowding. The occlusal characteristics and
At the 3-year postretention stage, 18 patients maxillary anterior crowding showed significant relapses
(64.28%) had clinically acceptable mandibular anterior in the short term; they are then relatively stable in the
tooth alignment (\3.5 mm of the Little irregularity long term. Mandibular anterior crowding showed signif-
index), and no subject had severely crowded mandibular icant relapses in the short-term and long-term postre-
incisors. tentions and between these stages. Mandibular
At the 33-year postretention stage, only 5 patients anterior crowding continues to increase throughout life.
(17.85%) had clinically acceptable mandibular anterior Interpretation of this 33-year, long-term postretention
tooth alignment. Seven subjects (25%) had severe evaluation should be performed with caution because the
mandibular crowding at this stage: more than 6.5 mm occlusal changes were combined with the physiologic
of the Little irregularity index. This result is slightly bet- changes of the occlusion, including the increase of anterior
ter than a previous 20-year postretention study, where crowding.35,39,40 It is difficult to distinguish the actual
only 3 subjects had clinically acceptable alignment, relapse from changes due to the normal aging process
and 10 had severely crowded mandibular incisors.10 because crowding increases with time, even in untreated
There was no statistically significant difference in the subjects.35,39 Dental movement is a normal process of
PAR index in all times and periods evaluated between the occlusal aging and maturation.35,39-41
Class I and Class II malocclusion groups (Table VI). The It seems that the only way to prevent an increase in
occlusal stability evaluated by the PAR index in the short crowding of the mandibular incisors is to maintain a
and long terms was similar in Class I and Class II patients permanent mandibular fixed retention for the patient's
treated with 4 premolar extractions. These results entire life.2,39,42,43
December 2017 Vol 152 Issue 6 American Journal of Orthodontics and Dentofacial Orthopedics
Freitas et al 809
American Journal of Orthodontics and Dentofacial Orthopedics December 2017 Vol 152 Issue 6
810 Freitas et al
39. Freitas KM, Janson G, Tompson B, de Freitas MR, Simao TM, grading system. Am J Orthod Dentofacial Orthop 2014;145:
Valarelli FP, et al. Posttreatment and physiologic occlusal changes 173-8.
comparison. Angle Orthod 2013;83:239-45. 42. Lopez-Areal L, Gandia JL. Relapse of incisor crowding: a visit to the
40. Thilander B. Orthodontic relapse versus natural development. Am J Prince of Salina. Med Oral Patol Oral Cir Bucal 2013;18:e356-61.
Orthod Dentofacial Orthop 2000;117:562-3. 43. Erdinc AE, Nanda RS, Isiksal E. Relapse of anterior crowding in pa-
41. Aszkler RM, Preston CB, Saltaji H, Tabbaa S. Long-term occlusal tients treated with extraction and nonextraction of premolars. Am
changes assessed by the American Board of Orthodontics' model J Orthod Dentofacial Orthop 2006;129:775-84.
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