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ACKNOWLEDGEMENT
I also take this opportunity to thank the staff of JAMIA MILIA ISLAMIA
who supported me very much in making of this project specially the
LIBRARY members who guided me in searching and providing the right
book.
Lastly I want to thank my friends and family who are with me and
supported me whenever I needed to complete this project, and without
whose help this assignment might not be so fruitful.
Thank you,
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TABLE OF CONTENTS: -
1. INTRODUCTION
2. HANS KELSEN’S INTRODUCTION TO PURE THEORY OF
LAW
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INTRODUCTION1: -
A system of law is based on Grundnorm or a Ground rule, from which flows the
validity of other statements of law in the system. The grund norm might be that
some particular dictates or propositions, such as those of the sovereign, are to be
obeyed.
A theory of law must be distinguished from the law itself. Law consists of a mass
of heterogeneous rules and the function of a theory of law is to organize them
into a single, ordersd pattern. Kelsen evolved his theory out of a profound study
of a legal material actually available.
1
Mridhushi Swarup; http://www.manupatra.com(kelsen’s theory of grund norm)
2
(1934) 50 LQR 474, (1935) 51 LQR 517
3
V.D. Mahajan, Jurisprudence and legal theory ,Pg.471(1996 Re-prient), Eastern, lucknow
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generalization which holds good over a very wide area. Kelsen writes that a
theory of law must be free from ethics, politics, sociology, history, etc. In other
words it must be pure.
Kelsen’s pure theory of law forms a system with a number of component parts,
each linked like links in a chain, the chain forming a circle.
To Kelsen pure theory of law is knowledge of what the law is and not of
what the law ought to be. Law is normative and not a natural science. To him,
knowledge of a law is knowledge of “norms”. A norm is proposition in a
hypothetical form: “If X happens, then Y should happen”. It includes all norms
created in the process of applying some general norms to a specific actions.
According to Kelsen, a dynamic system is one in which fresh norms are constantly
being created on the authority of an original, or basic norms which is named by
him as GRUNDNORM.
4
V.D. Mahajan, Jurisprudence and legal theory ,Pg.473(1996 Re-prient), Eastern, lucknow
5
https://hughmccarthylawscienceasc.wordpress.com
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Kelsen’s description of these categories highlights the words ‘is’ and ‘ought.’ 6 To
decide whether a statement is descriptive or normative, you need to look at its
meaning. For example:
A statement does not require the word ‘is’ to be a description: the sentences
‘the man runs away’ or ‘the apple will fall’ are descriptions.
Not all statements of the form ‘X is Y’ are in fact descriptions. For example, the
statement ‘Murder is bad’ is in fact the norm ‘Murder should not be done.’
The two classes of statements are logically separate. There are no correct statements
of the form ‘X is, therefore Y should be’: one cannot derive an ‘ought’ from an ‘is’.
The classes also cannot contradict, i.e. the statement ‘the door should be closed’ does
not contradict with ‘the door is open’ or even ‘the door does not exist.’
The two classes are related in asymmetrical ways. A descriptive statement can have a
normative statement as its ‘meaning’. For example, ‘a robber says ‘Stop!’’ has the
normative meaning ‘You should stop.’ We cannot conclude that the normative
meaning isvalid, but it is still attached to the descriptive statement. For this reason,
we consider norms to be subordinate to descriptions.
It is important to keep in mind the distinction between norms and descriptions. The
norm ‘Theft should be punished’ is different from ‘Theft will be punished,’ or ‘The
policeman thinks theft should be punished,’ or ‘The Criminal Code says theft should
be punished,’ all of which are descriptions.
The Pure Theory of Law is given by Kelson. This theory is also known as “Vienna
School” because Kelson is the productor of Vienna University. This theory
resembles with Austin’s command theory because in Kelson’s theory there must
be sanction behind law. Austin gave it the name of command theory and Kelson
gave it the name of grundnorm theory. Kelson is affected by local conditions,
natural condition and international condition. After studying all these conditions
6
J.G.Ridall, Jurisprudence,pg.126(2nd edition)OUP,UK
7
Dias, Jurisprudence,pg.364-366 ( Indian re-print), Aditya Books,New Delhi.
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he gave this theory of Law, which is known as pure theory of law and grundnorm
theory .
Concept of pure theory of Law:- At the time of Kelson there are Ist world war
which destricted the property of human beings at international level. So he gave
power to the international law and avoiding the destructions of the world.
Secondly during that time many countries adopted written constitution. So Kelson
also get influenced from these written constitutions and gave his own theory
which is based on grundnorms.
Grundnorm
Whether norms are ordered through logical or legal validity, Kelsen believes, the
order must have some ‘basis (Grund)’. If the separation of ‘is’ and ‘ought’ is to be
maintained, that basis or ground can only be a norm, a ‘basic norm (Grundnorm)’.
He compared the grundnorm with written constitution. According to him written
constitution is the highest authority in the country which is known as
grundnorms. In England the Parliament is a grundnorm, in USA written
constitution is grundnorms and in India too written Constitution is grundnorm.
State is not above the grundnorm. Sovereignty also liven in grundnorm. According
to Kelson law is a motive nor science, it means science of norms. In laws only
those rules are taken which are related with legal aspects. Any others like moral
rules, religious rules, ethical rules do not come under the concepts of grandnorm.
Here Kelson is equal to Austin. When he excludes morals relation or ethics from
the field of law8.
System of normative rules was Hierarchy. In hierarchy system there is one highest
authority and all other are lower authorities. This highest authority was
grundnorm which was in the form of written constitution and other authorities
are below the constitution. The source of power in a state for all bodies is written
constitution.
8
J.G.Ridall, Jurisprudence,pg.128(2nd edition)OUP,UK
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International Law:- Kelson says that norms have a force behind it. This force lies in
the grandnorm. If this legal norm is not obeyed then one person will be punished
for it. He also says that at this time international law is immature. It is in primitive
stage. It is developing.
Elements of Pure Theory:- Kelson gave his view under this theory about State,
sovereignty, public and private law, public and private rights, international law
private and juristic law.
2. No difference between law and state:- Kelson says that there is no difference
between law and State because they get power from the same grundnorm. Law
comes from the grundnorm and the state also comes from the grundnorm.
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http://kuklawnotes.blogspot.in/p/jurisprudence-1-what-is-administration.html
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4. No difference between public law and private law:- The public law is related
with the state and the private law is related with the individuals as Kelson says
that there is no difference between public law and private law. The law which
creates a contract between individuals is called private law.
10
https://en.wikipedia.org/wiki/Pure_Theory_of_Law
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AUSTANIAN’S THEORY OF LAW AND KELSEN’S PURE THEORY OF LAW:
The relationship between Hans Kelsen and John Austin may, at first glance,
appear to be of limited interest. Kelsen’s Pure Theory of Law did not
develop under the influence of Austin’s work , and there is no evidence of a
serious interest in Austinian the German works Kelsen published before his
emigration to the US. Kelsen only began to discuss Austin’s views in his later
English works.
He had evidently come to realize that Austin’s project was in some respects
comparable to his own, and that the attempt to introduce the Pure Theory of Law to
an English-speaking audience would benefit from an analysis of the relation
between the Pure Theory and Austinian legal theory.
11
H.L.A. Hart,The Concept of Law, 2nd ed., ed. by Penelope A. Bulloch & Joseph Raz (Oxford:Oxford University
Press, 1994) at 35-42.
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from normative political-theoretical concerns than Kelsen’s Pure Theory. Those
who aim to develop a purely descriptive account of the nature of law should
welcome this result.
1. Collections of norms.
3. Form of hierarchy.
12
https://en.wikipedia.org/wiki/Hans_Kelsen
13
Kelsen (1960), Chapter 4
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LAW AS A SYSTEM OF SANCTION-PRESCRIBING NORMS: -
Dependent Norms
An independent legal norm is a norm that prescribes a sanction, e.g. ‘This man
should be imprisoned.’ A dependent legal norm is a legal norm that does not itself
prescribe a sanction, but is connected to a legal norm that does. For example, the
norm ‘This judge is authorised to hear cases’ is valid only insofar as that judge can
prescribe/dismiss sanctions, or make decisions that ultimately lead to sanctions
14 14
https://www.academia.edu
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All information about dependent norms can be described as a “If X then Y should be”
statement (a rule of law), where X is all the conditions stipulated by the dependent
norms, and Y is a sanction.
A licence to drive can be described as “If (1) a person drives, and (2) they have
no licence, then they should be punished.”
A law that authorises a judge to preside over a theft case: “If (1) a person is
found to have stolen by a judge, and (2) that judge was authorised to preside
over the case, then that person should be punished.”
A contract to pay $100 in return for a service: “If (1) a person does not pay
$100, and (2) that person was required to do so by a legal contract, then that
person should be punished.”
The Constitution, as applied to theft: “If (1) a person has stolen, and (2) all
laws relating to this case were created in accordance with the Constitution,
then that person should be punished.”
Validity
A taxman, backed up by the State, and a robber backed up by a gun, both demand
your money. Both men’s actions have the normative meaning “Give this man your
money,” and both of these norms are backed by sanctions. We want a definition of
law such that the former is law, and the latter is not.
We can do this by asking which of these two norms is valid. The norm “Give the
taxman your money” can be derived from a series of higher norms:
Obey the constitution
↓
Obey laws passed by the legislature
↓
Obey tax law
↓
Obey the tax office and its decisions
↓
Obey the taxman’s authority
↓
Give the taxman your money
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If a norm is valid, any norm derived from that norm by imputation will also be valid.
The taxman’s norm will be valid under this system, while the robber’s will not. A
legal system is therefore a system of coercive, valid norms.
Effectiveness15
In order to qualify as a valid legal system, a norm must also be ‘by and large
effective’, i.e. the norm must be obeyed most of the time. This means that a legal
theorist’s choice of Grundnorm is not arbitrary – we have to choose
the Grundnorm that gives validity to theactually effective legal system. We can’t
assume that the Grundnorm is ‘Obey Hugh’ because society does not follow this.
This is especially important during a revolution – if the old legal order ceases to be
effective, either because of a hostile takeover, or just because people stop following
the law, then there will be a new legal system and a new Grundnorm.
15
S.N.Dhyani,Fundamentals of jurisprudence,pg.133,(CLA,Allahabad,1985)
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Legal Decisions
A law is valid if it was derived from a higher norm. But how does a legal
scientist determine whether this derivation was legitimate?
Under Kelsen’s system, there is no objectively right or wrong way to derive a norm
from a higher norm, just as there are no objectively valid norms in the first place. All
we care about is a legal norm’s validity, and here, the source of validity is whether
the person who derived the legal norm was authorised to do so.
Therefore, every derivation made by an authorised legal organ is automatically valid.
A legal scientist can describe the possible interpretations of a particular law, or the
relationships between laws, but they cannot decide which derivation is ‘correct’ –
that decision is entirely up to the judge.
It seems to me that there is some wiggle room here, to prevent extreme cases. For
example, what if a corrupt judge claims to derive the norm ‘give me money’ from tax
law? In this case, the legal theorist could argue that the decision is so unreasonable
that it is not derived from the higher norm at all. The corrupt judge’s decision is
either invalid and no different from a robbery, or derived from a more general norm
of the form ‘This legal organ may posit new norms.’
If a case is successfully appealed, it doesn’t mean that the decision was wrong from
the start – it just means that a higher legal organ chose to overturn the decision. For
example, if a judge finds a person guilty of murder who was in fact innocent, the
judge’s decision is still valid because the judge was authorised to make that decision.
Similarly, if the legislature passes an unconstitutional statute, the statute is still valid
unless and until it is repealed.
This means that if a decision cannot be appealed, the organ which makes that
decision has ultimate legal authority. They can flout the constitution or any other law
they choose, and their decision will still be valid. The only considerations that
prevent such an organ from disrupting the law this way are non-legal ones, such as
the organ’s morality or the organ’s fear of losing office.
This also means that a legal organ’s thinking process, reasoning and arguments
behind a decision are not part of legal science. Kelsen admits that these factors are
legal in nature, but they instead belong to a different discipline called ‘legal politics’.
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APPLICATION OF KELSEN THEORY IN THE INDIAN
SCENARIO 16
The Indian people has their own philosophy. But if we look minutely, we can
found that the Kelsen theory is in the Indian society as for example “Dharma.”17
‘Dharma’ consist of rule of daily routine. It gives a set of behavior to control the
human society. We can say that Dharma is the Grund norm and other norm
generates from the Dharma.
Application of Kelsen’s Pure Theory to the ancient Indian legal system and
to British Indian legal system gives an insights into the fundamental difference
between the two legal systems. The norm posited in the latter case is that we
ought to obey the viceroy or governor-general, who was not responsive to Indian
moral or cultural norm and ethos or to the public opinion. The position of such a
norm make the entire system Austinian where under even the sovereign’s caprice
can become the law.18
In the case of A.K. Gopalan v/s State of Madras,19 where it interpreted the
expression, “the procedure established by law” in Article 21of the Constitution of
India as any substantive or procedural provision of enacted law. However, in
Maneka Gandhi v/s Union of India, 20 the Supreme Court of India adopted an
interpretation which brought Article 21 of the Constitution of India 21 into a
concept of fairness, justness and reasonableness which is not there in the word of
that article. The meaning of the definition of ‘fair, just and reasonable’ could vary
from person to person and is a reflection of ideology of an individual which
consideration if brought to bear upon the test of constitutional validity of particular
16
https://papers.ssrn.com
17
Means Righteousness (Dharma) is that which sustains the people or that which is adopted by meritorious souls.
18
https://papers.ssrn.com
19
1950 S.C.R. 525.
20
1978 A.I.R. 597.
21
Article 21.Protection of life and personal liberty.-No person shall be deprived of his
life or person liberty except according to procedure established by law
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statute liable to be struck down if it is not in conformity with the mental conception
of an individual who is the judge.
While A.K. Gopalan’s case gave limitless power to the law maker,
Kesavananda Bharati’s case22 introduced the doctrine of basic structure according
to which the term “amendment” in Article 368 of the Indian Constitution means
addition or change within the contour of the preamble or the constitution but not
replacement of the constitution or its basic foundation and structure.
Kelsen’s Pure Theory provides the principle of judgement in Kesavananda Bharati,
the Grund Norm cannot be replaced except by revolutionary methods. Basic
structure is unamenable, limitless and indivisible like Austin’s Sovereign. Kelsen’s
Grund Norm is alterable by changing the presupposition.
c. No difference between state and law:- this point is also criticised by various
writers. Law as a separate thing from the State. State is body is law in, which law
is a rule that regulates the state.
22
(1973) 4 SCC 225
23
https://www.academia.edu
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d. Difference between public law and private law:- Kelson says that there is no
different between public law and private law. Which is also not right in the modern
days.
Hart draws a basic distinction between supposition and fact. Kelsen presupposes a
legal norm or his “Grundnorm” must be presupposed prior to establishing whether
a given law is valid or not. For Hart this issue boils down to whether officials
interpret primary laws factually by the creation of “secondary rules of
recognition.” Rules of recognition are not presupposed, but in fact validated by
their existence per se.
24
http://www.legaltutors.com/jurisprudence
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CONCLUSION : -
Kelson attempted to break away with the traditional natural law theory
on one hand and legal positivism on the other. He asserted that legal knowledge is
free from foreign elements, such as ethics, psychology, sociology, etc. His
normative theory separates law from morality on one end and law and ‘fact’ on the
other. He refused to separate law from the State and held that law is the ‘will of the
State’.
Kelson’s contribution has been of great value and has had a notable effect on
current jurisprudence. His ‘Normative’ view has led him to re-examine with a most
stimulating originality, many of the traditional doctrines of jurisprudence. His
views regarding the nature of State and of legal personality have received wider
support. His work is also valuable in its emphasis that in executing the norms of
law the judge has much discretion, he may consciously choose between alternative
interpretations which the norm permits. He has made a more illuminating analysis
of the legal process than any writer of that century. Even though none of his
special doctrines have found universal acceptance, some have moved into common
juristic thought. His half-truths and manifest errors have also influenced in the
development of jurisprudential thought25.
25
S.P. Dwidedi, Jurisprudence And Legal Theory, (Central Law Publications, 4th Ed.2003) at 35
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BIBLILOGRAPHY
BOOKS REFERRED
1. S.N.Dhyani,Fundamentals of jurisprudence,(CLA,Allahabad,1985)
lucknow
WEBSITE : -
1. https://en.wikipedia.org
2. https://papers.ssrn.com
3. https://www.academia.edu
4. http://www.indiankanoon.com
5. http://www.manupatra.com
6. http://kuklawnotes.blogspot.in
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