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Pharmacology & Therapeutics 111 (2006) 533 – 554

www.elsevier.com/locate/pharmthera

Associate editor: A.L. Morrow

Ethanol modulation of GABAergic transmission: The view from the slice


J.L. Weiner a,*, C.F. Valenzuela b
a
Department of Physiology and Pharmacology, Wake Forest University School of Medicine, Medical Center Boulevard,
Winston-Salem, NC 27157-1083, USA
b
Department of Neurosciences, University of New Mexico Health Sciences Center, Albuquerque, NM, USA

Abstract

For almost three decades now, the GABAergic synapse has been the focus of intense study for its putative role in mediating many of the
behavioral consequences associated with acute and chronic ethanol exposure. Although it was initially thought that ethanol interacted solely with
the postsynaptic GABAA receptors that mediate the majority of fast synaptic inhibition in the mammalian central nervous system (CNS), a number
of recent studies have identified novel pre- and postsynaptic mechanisms that may contribute to the acute and long-term effects of ethanol on
GABAergic synaptic inhibition. These mechanisms appear to differ in a brain region specific manner and may also be influenced by a variety of
endogenous neuromodulatory factors. This article provides a focused review of recent evidence, primarily from in vitro brain slice
electrophysiological studies, that offers new insight into the mechanisms through which acute and chronic ethanol exposures modulate the activity
of GABAergic synapses. The implications of these new mechanistic insights to our understanding of the behavioral and cognitive effects of
ethanol are also discussed.
D 2005 Elsevier Inc. All rights reserved.

Keywords: GABA; Ethanol; Electrophysiology; Presynaptic; Postsynaptic

Abbreviations: AMPA, a-amino-3-hydroxi-5-methylisoxazole-4-propionic acid; BZP, benzodiazepine; CeA, central nucleus of the amygdala; CIE, chronic
intermittent ethanol; CNS, central nervous system; CRF, corticotrophin releasing factor; EPSP, excitatory postsynaptic potential; GABA, g-aminobutyric acid; GDP,
giant depolarizing potential; IPSC, inhibitory postsynaptic current; IPSP, inhibitory postsynaptic potential; NMDA, N-methyl-d-aspartate; PKA, protein kinase A;
PKC, protein kinase C; PPD, paired-pulse depression; PPF, paired-pulse facilitation; TTX, tetrodotoxin; VGCC, voltage-gated calcium channel; VTA, ventral
tegmental area.

Contents

1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 534
2. The GABAergic synapse . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 535
2.1. Ionotropic g-aminobutyric acid receptors (GABAA, GABAC) . . . . . . . . . . . . . 535
2.2. Metabotropic g-aminobutyric acid receptors (GABAB) . . . . . . . . . . . . . . . . . 535
3. Acute effects of ethanol on evoked GABAergic synaptic transmission . . . . . . . . . . . . 536
4. Synaptic mechanisms of ethanol action . . . . . . . . . . . . . . . . . . . . . . . . . . . . 537
4.1. Presynaptic mechanisms . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 537
4.1.1. Studies with hippocampal slices. . . . . . . . . . . . . . . . . . . . . . . . 538
4.1.2. Studies with amygdala slices . . . . . . . . . . . . . . . . . . . . . . . . . 538
4.1.3. Studies with cerebellar slices . . . . . . . . . . . . . . . . . . . . . . . . . 538
4.1.4. Studies with slices from other brain regions . . . . . . . . . . . . . . . . . 539
4.2. Postsynaptic mechanisms. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 539
4.2.1. Synaptic GABAA receptors . . . . . . . . . . . . . . . . . . . . . . . . . 539
4.2.2. Extrasynaptic GABAA receptors . . . . . . . . . . . . . . . . . . . . . . . 540

* Corresponding author. Tel.: 336 716 8692; fax: 336 716 8501.
E-mail address: jweiner@wfubmc.edu (J.L. Weiner).

0163-7258/$ - see front matter D 2005 Elsevier Inc. All rights reserved.
doi:10.1016/j.pharmthera.2005.11.002
534 J.L. Weiner, C.F. Valenzuela / Pharmacology & Therapeutics 111 (2006) 533 – 554

5. Modulators of ethanol potentiation of GABAergic synaptic transmission . . . . . . . . . . . 541


5.1. GABAB receptors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 541
5.2. Neurosteroids . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 542
5.3. Corticotrophin releasing factor and other peptides, neurotransmitters . . . . . . . . . 543
5.4. Protein kinases . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 543
6. Effects of chronic ethanol on GABAergic synaptic transmission . . . . . . . . . . . . . . . . 544
6.1. Studies with hippocampal slices . . . . . . . . . . . . . . . . . . . . . . . . . . . 545
6.2. Studies with amygdala slices . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 546
7. Developmental implications. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 546
8. Conclusions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 547
Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 550
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 550

1. Introduction of such a mechanism proved surprisingly elusive. Although


initial neurochemical (Suzdak et al., 1986a; Morrow et al.,
g-Aminobutyric acid (GABA) was first identified over three 1988) and electrophysiological (Aguayo, 1990; Reynolds &
decades ago as the major inhibitory neurotransmitter in the Prasad, 1991) studies seemed to suggest that pharmacologically
mammalian central nervous system (CNS) (Bloom & Iversen, relevant concentrations of ethanol could exert an allosteric
1971). Almost immediately following those pioneering studies, facilitation of GABAA receptor function, these effects were
reports began to emerge suggesting that the acute behavioral often quite variable (Reynolds et al., 1992) and in some cases
and cognitive effects of ethanol were mediated in part via an not observed (Osmanovic & Shefner, 1990; White et al., 1990;
enhancement of GABAergic inhibition (e.g., Davidoff, 1973; Mihic et al., 1991). Notably, evidence from in vitro studies
Nestoros, 1980). In the coming years, numerous studies, investigating ethanol effects on GABAergic synaptic transmis-
employing a variety of behavioral, neurochemical, and sion also proved highly variable (see Section 3).
electrophysiological approaches provided additional support Over the last decade or so, a variety of methodological
for this hypothesis (for detailed, historical reviews of these advances have greatly facilitated the study of the physiolog-
studies, see Deitrich et al., 1989; Criswell & Breese, 2005). ical and pharmacological properties of synapses in in vitro
The first mechanistic theories centered on the idea that brain slice preparations. Numerous ethanol researchers have
ethanol enhanced synaptic inhibition primarily via a direct employed these improved methods to reexamine the acute
allosteric facilitation of the activity of GABAA receptors, effects of ethanol on GABAergic neurotransmission in a
which mediate the vast majority of fast synaptic inhibition in number of brain regions and in a variety of species from
the mammalian CNS. These theories were based initially on mouse to monkey. These recent studies have shed new light
observations from numerous behavioral studies, which noted on the complexity surrounding the interaction between ethanol
that ethanol shared many of the sedative, anxiolytic, and and the GABAergic synapse. While the majority of these
anticonvulsant properties of drugs known to enhance GABAA studies have now provided compelling evidence that ethanol
receptor function (e.g., benzodiazepines [BZPs] and barbitu- can indeed enhance GABAergic synaptic activity, these
rates; Deitrich et al., 1989) and that cross-tolerance could studies also suggest that the mechanisms underlying this
develop between ethanol and drugs that enhance GABAA enhancement are far more complex than initially appreciated
receptor activity (Le et al., 1986; Mihic et al., 1992). Moreover, and often involve interplay between both pre- and postsyn-
GABAA receptor agonists or drugs that raise endogenous levels aptic mechanisms.
of GABA were shown to potentiate the sedative, hypnotic, The purpose of this article is to provide a highly focused
ataxic, and anticonvulsant actions of ethanol (Hakkinen & overview of the findings of studies from the past decade or so
Kulonen, 1976; Frye & Breese, 1982; Liljequist & Engel, that offer novel insight into specific pre- and postsynaptic
1982; Martz et al., 1983), whereas GABAA receptor antago- mechanisms through which ethanol enhances GABAergic
nists and certain benzodiazepine partial inverse agonists (Ro neurotransmission in the mammalian CNS. The focus will be
45-1513) could reduce some of the intoxicating effects of mainly to examine this interaction from the perspective of
ethanol (Hakkinen & Kulonen, 1976; Liljequist & Engel, 1982; native receptors in tissue slices with an emphasis on
Martz et al., 1983; Suzdak et al., 1986b). The findings that a electrophysiological studies. The implications of these new
range of allosteric GABAA receptor modulators could substi- mechanistic insights to our understanding of the behavioral and
tute for ethanol in drug discrimination studies (Kline & Young, cognitive effects of ethanol and the treatment of alcohol-related
1986; Barry, 1991; Ator et al., 1993; Hodge & Alken, 1996) disorders will also be discussed. Other aspects regarding the
provided further support for this theory. interaction of ethanol with GABAergic transmission and
While the evidence from most behavioral studies supported GABA receptors have been reviewed elsewhere (Macdonald,
the idea that ethanol enhanced GABAergic inhibition via an 1995; Klein & Harris, 1996; Mihic, 1999; Aguayo et al., 2002;
allosteric facilitation of GABAA receptor function, direct Boehm et al., 2004; Kumar et al., 2004; Criswell & Breese,
biochemical and/or electrophysiological evidence in support 2005).
J.L. Weiner, C.F. Valenzuela / Pharmacology & Therapeutics 111 (2006) 533 – 554 535

2. The GABAergic synapse these receptors contain a4hxy, a6hxy, or a5hxg2 subunits.
Although clear evidence of tonic GABAA receptor signaling
As noted in Section 1, GABA serves as the primary has only been demonstrated in a few brain regions to date,
inhibitory neurotransmitter in the mammalian CNS (Bloom & these extrasynaptic receptors are increasingly being recognized
Iversen, 1971). This neutral amino acid interacts with 2 classes as playing significant roles in regulating neuronal excitability
of ionotropic receptors (GABAA and GABAC) and 1 class of and are likely important targets for a number of therapeutic and
metabotropic receptor (GABAB) to limit and shape synaptic endogenous modulators (Farrant & Nusser, 2005).
communication throughout the central nervous system (McKer- GABAC receptors make up another class of ionotropic
nan & Whiting, 1996; Krnjevic, 1997). GABA receptors. These receptors are primarily expressed in
the adult retina and in a few other regions, like the
2.1. Ionotropic c-aminobutyric hippocampus and amygdala, primarily during early stages of
acid receptors (GABAA, GABAC) development (Qian & Dowling, 1993; Enz et al., 1995; Martina
et al., 1995; Yeh et al., 1996; Delaney & Sah, 1999, 2001).
GABAA receptors are the most abundant class of GABA These receptors are gated by GABA and certain conforma-
receptor in the brain (Sieghart, 1995). These receptors are part tionally restricted analogues of GABA (e.g., cis-4-aminocro-
of a superfamily of heteromeric ligand-gated ion channels that tonic acid), contain an integral chloride channel, and have a
includes nicotinic, glycine, and serotonin type-3 receptors number of unique pharmacological properties that further
(Ortells & Lunt, 1995). All members of this superfamily share distinguish them from the more prevalent GABAA receptors
a number of structural features in common. These receptors are (Bormann, 2000). These receptors are believed to be pentamers
believed to be comprised of five subunits that form an intrinsic formed from a single class of subunits, U, of which three
ion channel (Sieghart, 1995). Each subunit possesses an variants have been cloned (Bormann, 2000).
extracellular N-terminal ligand-binding domain that gates the
opening and closing of the ion channel pore. In the case of 2.2. Metabotropic c-aminobutyric acid receptors (GABAB)
ionotropic GABA receptors, this pore is an anion channel that
is primarily permeant to chloride and bicarbonate ions. To date, In addition to its well-characterized ionotropic actions,
eight subclasses of GABAA receptor subunits have been cloned GABA activates a class of metabotropic receptors that also
from the mammalian nervous system (a1 – 6, h1 – 3, g1 – 3, y, (, u, play an important inhibitory role in the mammalian nervous
k, and U1 – 3 (Farrant & Nusser, 2005). The expression pattern system (Marshall et al., 1999; Bowery & Enna, 2000; Couve et
of the various GABAA receptor subunits varies extensively al., 2000). GABAB receptors are heterodimers made up of two
between different brain regions (Wisden et al., 1996) and even homologous subunits (GB1 and GB2). They belong to the
within subcellular compartments of individual neurons (Nusser family C (class III) group of G protein-coupled receptors that
et al., 1996). Given that the subunit composition of GABAA also includes metabotropic glutamate receptors and extracellu-
receptors can profoundly influence their biophysical and lar Ca2+ sensing receptors. Interestingly, only a heteromeric
pharmacological properties (Sieghart, 1995), the large number GABAB receptor assembly, formed in part by a coiled-coil
of subunits likely contributes to the functional diversity of association between the carboxy termini of GB1 and GB2,
inhibitory GABAergic synapses (Hevers & Luddens, 1998; displays native agonist affinity and full functional coupling
Cherubini & Conti, 2001). (Jones et al., 1998; Kaupmann et al., 1998; White et al., 1998).
GABAA receptors mediate the majority of fast, phasic Both GB1 and GB2 subunits are widely expressed throughout
inhibitory synaptic transmission in the mammalian CNS the central nervous system, at both pre- and postsynaptic loci
(Thompson, 1994) and are known to be important targets for (Margeta-Mitrovic et al., 1999; Sloviter et al., 1999). Activa-
a variety of therapeutic drugs such as benzodiazepines and tion of postsynaptic GABAB receptors decreases excitability by
barbiturates, as well as endogenous modulators, like certain opening G-protein-coupled inwardly rectifying potassium
neurosteroids (e.g., allopregnanolone; Macdonald & Olsen, channels (GIRKs) (Misgeld et al., 1995). Activation of
1994; Sieghart, 1995). These compounds interact with defined presynaptic GABAB receptors inhibits neurotransmission,
sites on GABAA receptors and allosterically modulate receptor possibly by inhibiting voltage-gated calcium channels
function. Although the specific stoichiometry of native (VGCCs). Both pre- and postsynaptic GABAB receptor signals
GABAA receptors is not fully established, most of these are coupled by pertussis toxin-sensitive Gi/o proteins and may
receptors are thought to be comprised of two a-, two h-, and involve a direct interaction between liberated Ghg subunits and
one of the other subunits (McKernan & Whiting, 1996). their downstream effectors (e.g., GIRKs, Ca2+ channels)
In addition to their well-described role in mediating phasic (Kajikawa et al., 2001). Activation of GABAB receptors has
synaptic inhibition, GABAA receptors have also been shown to also been shown to inhibit adenylyl cyclase (Bowery & Enna,
mediate a slower form of communication between neurons, 2000), possibly through Gia (Nishikawa et al., 1997), and may
termed tonic inhibition (for a review, see Farrant & Nusser, also have complex effect on protein kinase C (PKC) activity
2005). This sustained inhibition appears to be mediated by (Tremblay et al., 1995). Although early studies suggested the
extrasynaptic GABAA receptors that have a relatively low existence of multiple subtypes of GABAB receptors, recent
affinity for GABA but display less desensitization than the studies with GB1 knockout mice suggest that a common
receptors that mediate phasic inhibition. In some brain regions, receptor class mediates all pre- and postsynaptic GABAB
536 J.L. Weiner, C.F. Valenzuela / Pharmacology & Therapeutics 111 (2006) 533 – 554

receptor effects that have been characterized to date (Prosser et (1993) used the whole-cell patch clamp method to investigate
al., 2001; Schuler et al., 2001). Apparent pharmacological the mechanism underlying ethanol inhibition of long-term
heterogeneity of GABAB receptor effects may arise from potentiation in rat dentate granule cells and reported no effect
differences in the downstream coupling pathways of these of 75 mM ethanol on monosynaptic GABAA inhibitory
receptors in different brain regions. postsynaptic currents (IPSCs). Another group reported a
similar absence of an ethanol effect on hippocampal CA1
3. Acute effects of ethanol on IPSCs (Soldo et al., 1994); however, 80 mM ethanol was
evoked GABAergic synaptic transmission shown to potentiate GABAergic responses in cortical neurons
as well as in cells in the medial and lateral septum. In contrast,
In the early 1980s, as the importance of GABAergic another study reported a concentration-dependent increase in
neurotransmission as the major inhibitory element in the the amplitude of GABAA IPSCs in rat CA1 pyramidal neurons
mammalian CNS became more widely appreciated, several (Weiner et al., 1994). In that study, a possible modulatory role
brain slice electrophysiology laboratories began to examine the of protein kinase C was also reported, as the observed ethanol
acute effects of ethanol on the inhibitory component of facilitation was significantly attenuated by inhibitors of this
synaptic transmission. Most of these original studies employed kinase.
sharp electrode current clamp methods to study the effects of Given the disparate nature of these early findings, by the
ethanol on electrically evoked compound synaptic potentials mid-1990s many were beginning to question the importance of
that contained both excitatory (glutamatergic) and inhibitory GABAergic synapses as relevant targets of ethanol action.
(GABAergic) components. In addition, the majority of these However, perhaps because of the technical advances in the
early studies focused on hippocampal synapses, as the field of slice electrophysiology and/or the recognition that
hippocampal slice was the first in vitro brain tissue preparation modulatory factors such as kinase activity could influence
to gain widespread use in electrophysiological studies. ethanol effects on GABAergic synapses and potentially explain
In some of the earliest studies employing these methods, some of reported disparity in the literature, this era was marked
Carlen et al. (Durand et al., 1981; Carlen et al., 1982) reported by a seemingly renewed interest in resolving this issue.
that bath application of low concentrations of ethanol (< 20 mM) In a landmark paper, Siggins et al. (Wan et al., 1996)
potentiated the inhibitory GABAergic component of evoked discovered that, although compound GABAA/GABAB IPSP
synaptic potentials recorded from rat hippocampal CA1 responses in CA1 neurons were insensitive to ethanol,
pyramidal neurons. Interestingly, using a method that allowed pharmacological isolation of the GABAA receptor-mediated
for focal application of ethanol to the soma or dendritic regions component using an antagonist of metabotropic GABAB
of these cells revealed that the potentiating effect of ethanol was receptors, unmasked a reliable and relatively potent potentiat-
markedly greater when applied to the somatic region of CA1 ing effect of ethanol on the remaining GABAA response.
neurons. These experiments provided the first evidence that Although the specific mechanism underlying this effect was
pharmacologically relevant concentrations of ethanol could not clearly understood, these findings suggested that some
enhance inhibitory synaptic potentials and that, at least in the previously unrecognized GABAB receptor-dependent mecha-
hippocampus, perisomatic GABAergic synapses exhibited a nism effectively occluded ethanol potentiation of GABAA
relatively high sensitivity to ethanol. IPSCs at these synapses (for further discussion, see Section
Unfortunately, following these initial positive reports, 5.1).
subsequent studies investigating ethanol effects on hippocam- Another advance that helped to resolve some of the disparity
pal GABAergic inhibition generated rather disparate results. regarding the ethanol sensitivity of hippocampal GABAergic
For example, Siggins et al. (1987), employing methods synapses came with the discovery that subpopulations of
virtually identical to those of Carlen et al., reported GABAergic synapses onto individual CA1 pyramidal neurons
predominantly depressant effects of bath-applied ethanol on were differentially sensitive to ethanol. It had been known for
inhibitory postsynaptic potentials (IPSPs) recorded from CA1 several years that stimulation of dendritic and perisomatic loci
and CA3 pyramidal neurons in rat hippocampal slices. of the CA1 region elicits GABAA IPSCs with distinct
Similarly, Proctor et al. (1992) did not observe a significant physiological and pharmacological properties (Pearce, 1993;
effect of 80 mM ethanol on the amplitude of the GABAA Pearce et al., 1995). In 1997, Weiner et al. demonstrated that
receptor-mediated component of evoked synaptic potentials in somatic GABAA IPSCs onto CA1 pyramidal neurons were
rat CA1 neurons. reliably potentiated by ethanol at concentrations as low as
In the early 1990s, the first studies were conducted that 40 mM (Weiner et al., 1997a). However, concurrent record-
employed the whole-cell patch clamp recording technique ings of dendritic IPSCs revealed that these distal inhibitory
along with pharmacological approaches that permitted the synapses were significantly less sensitive to ethanol across a
definitive isolation of evoked synaptic currents mediated solely broad range of concentrations (40 –160 mM). Notably, no
by the activation of GABAA receptors (i.e., blocked by differences were observed between the sensitivity of these
GABAA receptor antagonists, reversed at the expected equi- proximal and distal IPSCs to known allosteric modulators of
librium potential for chloride). Unfortunately, these technical GABAA receptors such as zolpidem or pentobarbital.
advances did not result in an immediate clarification of ethanol These two important observations, that GABAB receptor
actions on GABAergic synapses. Morrisett and Swartzwelder activity may limit ethanol’s overall facilitatory effect on
J.L. Weiner, C.F. Valenzuela / Pharmacology & Therapeutics 111 (2006) 533 – 554 537

GABAergic synaptic inhibition and that perisomatic synapses CA1 pyramidal neurons and in vivo sensitivity to ethanol’s
are more sensitive to ethanol, have been replicated in a number sedative effects in transgenic mice with targeted deletions of
of subsequent studies (Kang et al., 1998a, 1998b; Poelchen et PKCg and ( (Proctor et al., 2003). These studies provide the
al., 2000; Ariwodola & Weiner, 2004; Wu et al., 2005) and first evidence, albeit correlational, of a relationship between the
have clarified that, at least in the CA1 region of the ethanol sensitivity of a GABAergic synapse and behavioral
hippocampus, pharmacologically relevant concentrations of sensitivity to ethanol. Although proximal hippocampal
ethanol can potentiate the activity of at least a subset of GABAergic synapses may not be causally related to the
GABAergic synapses. specific behavioral phenotype of these selected lines (decrease
In addition to these hippocampal studies, several other in sensitivity to ethanol-induced loss of righting reflex), the
recent reports have demonstrated significant facilitatory effects strong correlation observed suggests that the genes that
of ethanol on GABAergic synapses in other brain regions. regulate the ethanol sensitivity of proximal GABAergic
Thus, at concentrations below 100 mM, ethanol has been synapses in the rat hippocampus are likely to affect the ethanol
shown to potentiate evoked GABAA IPSCs in the central sensitivity of GABAergic synapses in other brain regions that
nucleus of the rat (Roberto et al., 2003) and mouse (Nie et al., may play such a role. Therefore, proximal IPSCs may provide
2004) amygdala, as well as the rat nucleus accumbens (Nie et a useful assay with which to study the physiological mechan-
al., 2000). Ethanol has also been shown to potentiate isms that regulate the ethanol sensitivity of GABAergic
perisomatic-evoked GABAA IPSCs onto dentate granule synapses.
neurons in hippocampal slices prepared from cynamolgus
macaques with a potency and efficacy indistinguishable from 4. Synaptic mechanisms of ethanol action
that observed in recordings from rat dentate granule neurons
(Ariwodola et al., 2003). From the preceding review, it is evident that pharmacolog-
In addition to these recent studies indicating that ethanol can ically relevant concentrations of ethanol can potentiate evoked
indeed potentiate evoked GABAergic synaptic transmission in GABAergic neurotransmission in a number of different brain
a variety of brain regions in rodent and non-human primate regions in rodent and non-human primate brain slice prepara-
brain slices, several reports have also provided initial evidence tions. In addition, there is emerging evidence that the effects of
that may indicate a possible linkage between these synaptic ethanol on GABAergic synapses may indeed be related to
effects of ethanol and the behavioral and cognitive effects of some of the acute behavioral consequences associated with
this drug. ethanol exposure.
For example, ethanol has been shown to impair performance As a result of these studies, attention has turned away from
in a number of memory tasks and particularly spatial memory, the question of ‘‘Does ethanol potentiate GABAergic neuro-
which is known to involve the hippocampus (Hartley & transmission?’’ to the more important and interesting question
Burgess, 2005). Long-term potentiation of the Shaffer collat- of ‘‘How does ethanol potentiate GABAergic synaptic activity?
eral input to hippocampal CA1 pyramidal neurons is thought to Alterations in the shape of evoked IPSCs can arise from a
represent an electrophysiological substrate for the synaptic variety of pre- and postsynaptic mechanisms. Most of the early
strengthening that underlies the formation of spatial memory. studies that observed facilitatory effects of ethanol on evoked
Notably, Schummers and Browning (2001) have demonstrated GABAergic synaptic responses interpreted these changes as
that ethanol reliably blocks this form of synaptic plasticity and postsynaptic allosteric effects of ethanol on GABAA receptors.
that this effect likely involves both an inhibition of N-methyl- As noted earlier, these interpretations were based largely on the
d-aspartate (NMDA) receptor-mediated synaptic activation as many observed similarities between the in vitro and in vivo
well as a facilitatory effect on GABAA receptor-mediated effects of ethanol and those of well-known allosteric mod-
synaptic inhibition. ulators of GABAA receptors, such as benzodizapines and
Poelchen et al. (2000) have taken advantage of several barbiturates. Interestingly, in the last few years, a number of
inbred lines of rats and mice that were selected for differences studies have identified novel pre- and postsynaptic actions of
in their acute sensitivity to the sedating effects of ethanol. ethanol that likely contribute to its facilitatory effects on
Using these inbred strains of rodents, they have demonstrated GABAergic transmission. Collectively, the results of these
that the ethanol sensitivity of the perisomatic GABAergic recent studies indicate that ethanol acts in a manner far more
synapses onto CA1 neurons in each of these selected lines complex than that of simple, allosteric modulators of synaptic
correlates with behavioral sensitivity to ethanol’s sedative GABAA receptors. Although many of these studies examined
effects. For example, 80 mM ethanol significantly potentiated both pre- and postsynaptic mechanisms, these will be
the amplitude of proximal GABAA IPSCs in recordings from considered in separate sections for clarity.
HAS rats, which exhibit a relatively high sensitivity to ethanol-
induced loss of righting reflex. In contrast, proximal IPSCs 4.1. Presynaptic mechanisms
recorded from LAS rats, which show minimal ethanol-
associated loss of righting reflex, were insensitive to this Although it has long been recognized that presynaptic
concentration of ethanol. More recently, these investigators alterations can profoundly influence the shape and size of
have demonstrated the same relationship between the in vitro evoked synaptic responses, relatively few studies had consid-
ethanol sensitivity of proximal GABAA IPSCs recorded from ered the possibility that ethanol may enhance GABAergic
538 J.L. Weiner, C.F. Valenzuela / Pharmacology & Therapeutics 111 (2006) 533 – 554

synaptic inhibition, in part, via a presynaptic facilitation of evidence also suggests that the predominant effect of ethanol
GABA release. In vitro brain slice preparations provide a on mIPSCs recorded from rat and monkey hippocampal
number of highly sensitive experimental strategies that can be neurons is an increase in the frequency of mIPSCs (Weiner
employed to detect presynaptic changes in transmitter release et al., 2005).
(for reviews of these approaches, see Weiner, 2002; Siggins et
al., 2005). These methods include direct measures such as the 4.1.2. Studies with amygdala slices
frequency of spontaneous [tetrodotoxin (TTX)-sensitive] or Another demonstration of a presynaptic effect of ethanol on
quantal, miniature (TTX-insensitive) IPSCs, or indirect a GABAergic synapse was reported by Roberto et al. (2003) in
measures such as alterations in the ratio of pairs of IPSCs neurons within the rat central nucleus of the amygdala (CeA).
evoked at short inter-event intervals (25 –50 msec) (paired- Following up on the observation that ethanol potently
pulse plasticity). increased the amplitude of pharmacologically isolated GABAA
The first clear evidence of presynaptic effects of ethanol on IPCSs (apparent EC50 = 20 mM), they demonstrated that 44 and
inhibitory synaptic transmission came not from studies on 66 mM ethanol significantly decreased paired-pulse facilitation
brain slices but rather from some elegant studies in neonatal (PPF) of evoked IPSCs in these cells, consistent with an
and juvenile spinal cord and brain stem preparations. Synaptic increase in GABA release probability. More direct evidence
inhibition in the brain stem and spinal cord is mediated by came from an analysis of TTX-resistant GABAA mIPSCs
both glycine and GABA, which activate distinct populations where 44 mM ethanol significantly increased mIPSC frequency
of ligand-gated anionic channels. Cheng et al. characterized in all cells tested.
the ability of ethanol to reduce neuronal excitability in the
developing spinal cord and noted that bath application of 70 4.1.3. Studies with cerebellar slices
mM ethanol significantly increased the ratio of spontaneously Carta et al. (2004) have recently conducted the first whole-
occurring inhibitory-to-excitatory synaptic currents in record- cell patch clamp studies on the acute effects of ethanol on
ings from ventral horn motoneurons (Cheng et al., 1999). GABAergic neurotransmission in rat cerebellar slices. This
From a careful analysis of their data, they noted that this shift brain region is known to play an integral role in the control of
arose from a reduction in the frequency of spontaneous motor systems and likely contributes to ethanol’s well-known
excitatory postsynaptic potentials (EPSPs) and an increase in ataxic effects. In their first study, they characterized the effects
the occurrence of spontaneous GABA/glycine IPSPs. Subse- of ethanol on GABAergic input to granule cells that serve as
quently, another group provided additional evidence of the predominant relay of sensory information to Purkinje
presynaptic effects of ethanol at inhibitory synapses by neurons (Carta et al., 2004). They found that ethanol potently
demonstrating that ethanol (30 – 100 mM) could significantly increases the frequency of spontaneous GABAA IPSCs onto
increase the frequency of TTX-resistant miniature glycine granule cells (threshold: 20 mM) without altering the
(Eggers et al., 2000; Sebe et al., 2003) and GABAA (Sebe et amplitude of these currents, even at concentrations as high
al., 2003) IPSCs in recordings from neurons in neonatal and as 100 mM. This finding was recently replicated by Hanchar
juvenile brain stem slices. et al. (2005) who also reported that a mutation in the a6-
subunit contained in extrasynaptic receptors expressed in
4.1.1. Studies with hippocampal slices granule cells increases the effect of ethanol on sIPSC
The presynaptic effects of ethanol on inhibitory neurotrans- frequency. Ethanol also increased a tonic current in these
mission in the brain were assessed in a slice study investigating experiments and this issue is discussed in detail in Section
ethanol effects on presynaptic kainate receptors that regulate 4.2.2. Interestingly, ethanol did not alter the amplitude of
GABA release in that brain region (Carta et al., 2003). In that evoked GABAA IPSCs nor did it increase the frequency of
study, 50 mM ethanol was shown to increase the frequency of TTX-resistant miniature IPSCs (Carta et al., 2004). Notably,
spontaneous GABAA IPSCs recorded from rat CA1 pyramidal ethanol had no effect on glutamate release at excitatory
neurons, indicating that ethanol either increased interneuronal synapses onto granule cells. By directly recording the
excitability or GABA release at the terminals. A similar effect occurrence of spontaneous action potentials from the Golgi
of 80 mM ethanol was also observed in a recent study that interneurons that provide GABAergic input to the granule
characterized GABAB receptor modulation of ethanol effects cells, they found that ethanol actually increased the firing rate
on hippocampal GABAergic synapses (Ariwodola & Weiner, of these GABAergic interneurons. Thus, at least at GABAer-
2004). gic synapses onto cerebellar granule neurons, ethanol appears
Sanna et al. (2004) have also noted a similar effect of to facilitate GABAergic inhibition via an increase in
ethanol on the frequency of TTX-resistant mIPSCs in rat CA1 interneuronal excitability with no change in GABA release
pyramidal neurons. In their experiments, this facilitation of properties at the terminals.
GABA release required up to 10 min to develop and then More recent work by this group has begun to characterize
persisted throughout the duration of a 30-min ethanol exposure the effects of ethanol on other GABAergic synapses that are
(Sanna et al., 2004). This ethanol treatment was also associated involved in the inhibitory control of cerebellar circuits. It was
with some complex postsynaptic alterations in GABAA IPSCs found that 50 mM ethanol transiently increases sIPSC and
that were shown to be mediated, in part, by the release of an mIPSC frequency at GABAergic synapses onto Purkinje
endogenous neurosteroid (see Section 5.2). Other preliminary neurons (Mameli et al., 2005a).
J.L. Weiner, C.F. Valenzuela / Pharmacology & Therapeutics 111 (2006) 533 – 554 539

4.1.4. Studies with slices from other brain regions Wu et al. (2005) studied the effects of ethanol on GABAA
Several additional preliminary reports have emerged receptor-mediated currents evoked by local application of
recently, which provide further evidence that ethanol can exogenous GABA in CA1 pyramidal neurons. Acute exposure
facilitate GABA release at inhibitory synapses throughout to 80 mM ethanol increased the amplitude of currents evoked
the CNS. Thus, ethanol has been shown to increase sIPSCs at the soma by ¨ 15%, and this effect was not modified by
onto medium spiny neurons in the nucleus accumbens of rat application of a GABAB receptor antagonist. Conversely,
ventral striatal slices (Crowder & Weiner, 2002). In addition, ethanol did not enhance the amplitude of currents evoked at
two recent reports have demonstrated that ethanol can also distal dendrites under control conditions. However, potentia-
increase the frequency of mIPSCs recorded from mechan- tion by ethanol of these distally evoked GABAA responses
ically isolated nerve bouton preparations from cells in the could be observed under conditions of GABAB receptor
rat basolateral nucleus of the amygdala (Zhu & Lovinger, inhibition. Taken together, these results suggest that ethanol
2005) and cerebellar Purkinje neurons (Criswell & Breese, directly modulates the function of postsynaptic GABAA
2005). These preparations include only the terminals of receptors and that the sensitivity of distal GABAA receptors
GABAergic inputs thus localizing the possible presynaptic to ethanol is regulated by postsynaptic GABAB receptors (for
locus of ethanol action solely to the axon terminals. further discussion, see Section 5.1).
Interestingly, Criswell and Breese reported no effects of
ethanol on GABAergic synapses in isolated cortical neurons, 4.2.1.2. Studies with cortical slices. Soldo et al. (1998)
suggesting that there may be fundamental differences in the examined the effect of ethanol on GABAA receptor function in
release machinery of GABAergic terminals within the cortex cortical slices from 7- to 8-week-old rats. Local pressure
and cerebellum. ejection of GABA onto layer V – VI neocortical neurons
activated biphasic responses that consisted of an early
4.2. Postsynaptic mechanisms hyperpolarizing phase (mediated by Cl influx) and a delayed
depolarizing phase (primarily mediated by HCO3 efflux)
4.2.1. Synaptic GABAA receptors (Staley et al., 1995). Both of these phases were blocked by
GABAA receptor antagonists. Ethanol (80 mM) significantly
4.2.1.1. Studies with hippocampal slices. A number of recent enhanced the hyperpolarizing phase of these responses without
studies with hippocampal slices have failed to demonstrate affecting the depolarizing phase. Effects of ethanol on
effects of ethanol on the function of postsynaptic GABAA postsynaptic GABAA receptor-mediated responses were also
receptors. Carta et al. (2003) did not detect effects of ethanol observed in another study with layer II pyramidal neurons of
(10 –50 mM) on sIPSC amplitude in CA1 pyramidal neurons. the piriform cortex in which currents were evoked by local
Ethanol (50 and 100 mM) did not alter the kinetics of mIPSCs pressure application of GABA. Signore and Yeh (2000)
in CA1 pyramidal neurons (Spigelman et al., 2004). Wei et al. detected a clear potentiating effect of 25 mM ethanol in 20%
(2004) reported that 30 mM ethanol did not affect either the of the neurons studied. However, they also detected a clear
decay or amplitude of sIPSCs in both dentate gyrus granule inhibitory effect of ethanol in 17% of the neurons and GABAA
cells and CA1 pyramidal neurons. Galindo et al. (2005) receptor-mediated responses were insensitive to ethanol in the
showed that acute exposure of neonatal slices to 50 mM majority of neurons. Taken together, these studies clearly
ethanol does not affect the amplitude or kinetics of GABAA- indicate that the sensitivity of cortical GABAA receptors to
mediated sPSCs or mPSCs both in pyramidal neurons and ethanol is heterogeneous.
interneurons of the CA3 region.
In contrast to these studies, experimental evidence from 4.2.1.3. Studies with cerebellar slices. Using parasagittal
several laboratories indicates that hippocampal postsynaptic cerebellar slices and patch clamp electrophysiological techni-
GABAA receptors can be modulated by acute ethanol ques, it was found that ethanol (20 – 100 mM) did not affect the
exposure. In an elegant series of studies, Sanna et al. (2004) amplitude of sIPSCs or mIPSCs, or the peak amplitude of
discovered that ethanol increases mIPSC amplitude in CA1 IPSCs evoked in cerebellar granule neurons by stimulation of
pyramidal neurons in a biphasic manner. During the initial Golgi cells (Carta et al., 2004). Lack of an effect of ethanol on
(3 min) phase of ethanol (50 – 100 mM) application, mIPSC sIPSC amplitude in cerebellar granule neurons was also
amplitude is increased and this effect partially reverses after observed by Hanchar et al. (2005). These findings suggest
10 min of continuous ethanol administration. After 30 min of that postsynaptic GABAA receptors presumably containing
continuous ethanol exposure, a late effect of ethanol is a1hxg subunits in cerebellar granule cells are not acutely
evident in which mIPSC amplitude increases again and decay modulated by ethanol. In a related study, the sensitivity of
is prolonged. Importantly, the delayed effect of ethanol cannot postsynaptic GABAA receptors to ethanol in Purkinje neurons
be observed in slices pretreated with finasteride, which was evaluated using acute cerebellar slices (Mameli et al.,
inhibits synthesis of several neurosteroids, including allopreg- 2005a). These receptors are thought to contain a1hxg subunits
nanolone. These results suggest that ethanol modulates as well. Ethanol (50 mM) did not affect the amplitude of
GABAA receptors in CA1 pyramidal neurons via a direct sIPSCs or mIPSCs, suggesting that it does not modulate
mechanism and also an indirect process that involves an postsynaptic GABAA receptors in these neurons. These results
increase in brain steroidogenesis (see Section 5.2). are in agreement with those of Criswell and Breese (2005) who
540 J.L. Weiner, C.F. Valenzuela / Pharmacology & Therapeutics 111 (2006) 533 – 554

did not find an effect of 50 mM ethanol on mIPSC amplitude or single amino acid change in the a6-subunit dramatically
decay time in mechanically dissociated Purkinje neurons. increases the sensitivity to ethanol of a6h3y GABAA receptors
expressed in Xenopus oocytes (Hanchar et al., 2005). Receptors
4.2.1.4. Studies with slices from other brain regions. Nie et containing the a4- and y-subunits are present in several brain
al. (2000) studied the effects of ethanol on currents evoked by regions, including the dentate gyrus, whereas those containing
local application of GABA onto nucleus accumbens core the a6- and y-subunits are abundantly expressed in cerebellar
neurons in rat ventral striatal slices. They reported that ethanol granule neurons (Farrant & Nusser, 2005). Importantly,
significantly potentiated GABA currents in ¨ 50% of nucleus receptors containing these subunits are mainly localized in
accumbens neurons at concentrations of 44– 100 mM. Inter- extrasynaptic compartments and it has been postulated that
estingly, in those cells displaying ethanol-sensitive GABA these receptors may be the primary targets of ethanol in the
currents, this potentiation could be blocked by MCPG, a group brain (Wallner et al., 2003). However, recent findings have
1/group 2 metabotropic glutamate receptor antagonist. raised questions regarding this postulate by demonstrating that
Roberto et al. (2003) found a significant effect of 44 mM recombinant a4h3y GABAA receptor are only sensitive to high
ethanol on mIPSC amplitude in 4 out of 6 neurons tested in the concentrations of ethanol (Borghese et al., in press).
central amygdala of rats (Roberto et al., 2003). These
investigators also tested the effect of ethanol on GABAA 4.2.2.1. Studies with hippocampal slices. Wei et al. (2004)
receptor-mediated potentials evoked by local application of assessed the acute effects of ethanol on tonic inhibition
GABA and found that 44 mM ethanol enhanced these events in mediated by a4- and y-subunit-containing extrasynaptic
11 out of 16 neurons tested. Interestingly, there was a slight GABAA receptors in mouse dentate gyrus granule neurons.
inhibitory effect of ethanol in the other 5 neurons. Thus, as for Experiments were performed in acute hippocampal slices from
neurons in other brain regions, ethanol exerts inconsistent C57Bl/6J mice (40 – 60 days old) using whole-cell patch clamp
effects on amygdalar postsynaptic GABAA receptor-mediated recordings and a CsCl-based internal solution. It was found that
responses evoked by exogenous agonist application. ethanol (30 mM) increased the tonic current by ¨ 80%. This
The acute effects of ethanol on motoneuron functioning effect could not be observed either in dentate gyrus granule
were examined in two independent studies. Sebe et al. (2003) neurons from y-subunit knockout mice or in CA1 pyramidal
investigated the effect of ethanol on GABAA receptor-mediated neurons where tonic currents are mediated by a5- and g-
synaptic currents in motoneurons in brain stem slices. They subunit-containing receptors. Importantly, 30 mM ethanol
found that 30 mM ethanol did not affect mIPSCs amplitude. reduced the excitability of dentate gyrus granule cells but not
However, 100 mM ethanol significantly decreased mIPSC CA1 pyramidal neurons. These results are in agreement with
amplitude by ¨ 6% in neonatal neurons and ¨16% in neurons those of Wallner et al. (2003) and indicate that native
from juvenile animals. Ziskind-Conhaim et al. (2003) showed extrasynaptic GABAA receptors containing a4- and y-subunits
that 70 mM ethanol did not affect the amplitude or decay of are sensitive to pharmacologically relevant concentrations of
mIPSCs in motoneurons in spinal cord slices from newborn ethanol. It should however be noted that another recent study
rats. Thus, it appears as if postsynaptic GABAA receptors in reported no effect of 30 mM ethanol on a similar tonic current
motoneurons are relatively insensitive to subanesthetic con- in slices prepared from P20 to P26 mice with a mixed C57BL/6
centrations of ethanol. and 129/SvJae genetic background, suggesting that factors
other than just the subunit composition of extrasynaptic
4.2.2. Extrasynaptic GABAA receptors GABAA receptors may influence their ethanol sensitivity
Recent studies with recombinant receptors revealed subunit (Borghese et al., in press). In addition, Spigelman et al.
configurations with high sensitivity to ethanol (reviewed in (2004) reported that 100 mM ethanol potentiates tonic currents
Boehm et al., 2004) and these findings have prompted in rat CA1 pyramidal neurons. Thus, a5- and g-subunit-
investigations both with acute hippocampal and cerebellar containing receptors in these neurons may also be important
slices, as discussed below. Sundstrom-Poromaa et al. (2002) targets of ethanol, at least at relatively high concentrations.
reported that low concentrations of ethanol (1 – 3 mM)
potentiated currents mediated by a4h2y recombinant receptors 4.2.2.2. Studies with cerebellar slices. Carta et al. (2004)
expressed in Xenopus oocytes. It was also shown that examined the acute effects of ethanol on tonic GABAergic
progesterone withdrawal increases hippocampal expression of currents in rat cerebellar granule neurons. These currents are
the a4- and y-subunits and that this was associated with mediated by a6- and y-subunit-containing extrasynaptic
enhanced sensitivity of currents evoked by exogenous GABA GABAA receptors, which can be activated both by ambient
to acute ethanol exposure. More recently, Wallner et al. (2003) levels of GABA and also by spillover of synaptically released
reported findings that are in general agreement with those of GABA (Kaneda et al., 1995; Wall & Usowicz, 1997; Hamann
Sundstrom-Poromaa et al. Specifically, they demonstrated that et al., 2002). Using acute cerebellar parasagittal slices, it was
receptors containing a4h3y and a6h3y subunits were potenti- found that ethanol (20 –100 mM) significantly increased the
ated by concentrations of ethanol as low as 3 mM. Receptors tonic current; however, this effect was not observed in the
comprised of a4h2y subunits were also potentiated by ethanol, presence of TTX. As discussed in the Section 4.1, experimental
although higher concentrations ( 30 mM) were required to evidence suggests that ethanol actually modulates the tonic
observe significant effects. Notably, it was discovered that a current indirectly by increasing spillover of GABA released
J.L. Weiner, C.F. Valenzuela / Pharmacology & Therapeutics 111 (2006) 533 – 554 541

from Golgi cells in an action potential-dependent manner. 100R than the 100Q genotypes. On the basis of these results,
These findings suggest that, unlike recombinant a6h2/3y Hanchar et al. proposed that this single amino acid difference
receptors expressed in Xenopus oocytes, native extrasynaptic contributes to the phenotype of ANT rats. This issue was
receptors are not sensitive to subanesthetic concentrations of studied by Valenzuela et al. (2005) in acute cerebellar slices
ethanol in cerebellar granule neurons. The reason for this could from inbred AT and ANT rats homozygous for the 100R and
be that the subunit composition of native extrasynaptic the 100Q genotypes, respectively (Radcliffe et al., 2004), and it
receptors is different from that of the recombinant receptors was found that ethanol modulation of tonic currents was not
that display high sensitivity to ethanol. For instance, extra- significantly different in slices from these rats. This result
synaptic receptors could also contain a1- and h1-subunits (Poltl suggests that the effect of the a6-R100Q polymorphism on the
et al., 2003) and this may decrease sensitivity to ethanol. sensitivity to ethanol of extrasynaptic GABAA receptors in
Differences in post-translational modifications and association cerebellar granule neuron does not apply to all rat lines and that
with other proteins could also be responsible for the lack of it depends on genetic background.
sensitivity of extrasynaptic native receptors to ethanol with
respect to their recombinant counterparts. 5. Modulators of ethanol
Experimental factors could be another reason for the potentiation of GABAergic synaptic transmission
apparent lack of ethanol sensitivity of native extrasynaptic
receptors in cerebellar slices. Carta et al. (2004) recorded tonic 5.1. GABAB receptors
currents in the whole-cell patch clamp configuration evoked by
endogenous GABA at 31 -C using a high Cl containing As noted earlier, Wan et al. (1996) were the first to report
internal solution in the absence of GABA transporter inhibitors. that blockade of metabotropic GABAB receptors enhances
Under these experimental conditions, a direct effect of ethanol ethanol potentiation of evoked GABAA IPSCs in rat hippo-
on extrasynaptic receptors could not be observed. However, campal CA1 pyramidal neurons. Since then, several other
Hanchar et al. (2005) recently demonstrated direct potentiation reports have also noted that blockade of GABAB receptors
of tonic currents by ethanol using a different experimental facilitates the detection of ethanol’s potentiating effects on
paradigm. These investigators recorded tonic currents in the GABAergic synapses in the hippocampus (Kang et al., 1998b;
whole-cell patch clamp configuration evoked by endogenous Wu et al., 2005) and nucleus accumbens (Siggins et al., 1999).
GABA at 20– 23 -C using a high Cl containing internal These findings suggest that some GABAB receptor-dependent
solution in the presence of exogenous GABA and a GABA mechanism may actively limit ethanol enhancement of
transporter inhibitor (N0-711), which apparently had to be hippocampal GABAergic inhibition. Given the recent observa-
added to elicit tonic currents in their slices in the presence of tions that acute ethanol exposure increases GABA release at
TTX. Under these conditions, an effect of 10 mM ethanol on these synapses (Carta et al., 2003; Sanna et al., 2004), one
tonic currents was observed, indicating that ethanol directly possibility is that this presynaptic effect of ethanol may elevate
potentiates extrasynaptic receptors. Taken together with the ambient GABA levels sufficiently to enhance presynaptic
findings of Carta et al. (2004), these findings suggest that GABAB receptor activity, thus reducing ethanol’s overall
ethanol can directly potentiate cerebellar extrasynaptic recep- facilitatory effect on evoked GABAergic responses (Siggins
tors under certain experimental conditions. Further studies will et al., 1999). Ariwodola and Weiner (2004) recently investi-
be needed to conclusively determine the physiological rele- gated this hypothesis using whole-cell patch recordings in rat
vance of these effects. CA1 pyramidal neurons. They examined the perisomatic
The effects of ethanol on GABAA receptors containing the GABAA IPSCs that are sensitive to ethanol, even in the
a6-subunit have been the focus of much recent research absence of GABAB receptor blockade (Weiner et al., 1997a;
interest. This interest was generated by the initial finding that Poelchen et al., 2000). Although proximal IPSCs were
alcohol non-tolerant (ANT) rats carried a substitution from potentiated by 80 mM ethanol, pretreatment with a GABAB
arginine (R) to glutamine (Q) at position 100 of the a6-subunit receptor antagonist significantly facilitated this enhancement.
(Korpi et al., 1993). Alcohol-tolerant (AT) rats carried an As previously demonstrated by others (Frye & Fincher, 1996;
arginine at this position. These rats were selectively bred for Wan et al., 1996), ethanol had no direct effects on postsynaptic
ethanol-induced ataxia on the inclined plane, where AT rats GABAB receptor activity. In contrast, ethanol did significantly
tolerate a greater inclination angle than ANT rats (Eriksson & enhance the presynaptic inhibitory effect of a GABAB receptor
Sarviharju, 1984). Subsequently, this mutation has been found agonist on the amplitude of evoked IPSCs and this effect was
in other selected lines such as Sardinian non-preferring rats significant across the same concentration range over which
(Saba et al., 2001) and Alko alcohol (AA) and Alko non- ethanol potentiated proximal IPSCs (40 – 80 mM). Taken
alcohol (ANA) rats (Carr et al., 2003). As discussed above and together, these findings are consistent with the hypothesis that
in Section 4.1, Hanchar et al. (2005) discovered that the a6- ethanol facilitation of GABA release may, in effect, limit this
R100Q polymorphism is present in outbred Sprague – Dawley drug’s overall potentiating effect on evoked IPSCs via
rats. They found that 10 mM ethanol increases tonic currents activation of presynaptic GABAB receptors. To more directly
(evoked by exogenous GABA in the presence of TTX and assess this hypothesis, these investigators also examined the
GABA transporter inhibition) in cerebellar granule neurons to a effect of 80 mM ethanol on sIPSCs in the absence and presence
greater extent in slices prepared from rats homozygous for the of a GABAB receptor antagonist. Ethanol significantly
542 J.L. Weiner, C.F. Valenzuela / Pharmacology & Therapeutics 111 (2006) 533 – 554

increased the frequency of sIPSCs as well as sIPSC amplitude injection and this alteration in short-term plasticity lasted at
and area. Bath application of the GABAB receptor antagonist least one week following the ethanol treatment. Interestingly,
SCH 50911 alone had no effect on sIPSCs; however, bath application of a GABAB receptor antagonist had no effect
pretreatment with this drug selectively increased the ethanol- on PPF in slices from saline-treated animals; however,
mediated facilitation of sIPSC frequency without altering blockade of GABAB receptors converted PPD to PPF in
ethanol potentiation of sIPSC amplitude or area. Although the ethanol-treated slices. From these and other experiments, the
synaptic mechanisms underlying changes in sIPSC parameters authors concluded that, in the mouse VTA, a single injection of
can be complex, typically alterations in the frequency of these ethanol can result in a sustained increase in GABA release at
events are typically mediated presynaptically whereas changes GABAergic synapses that is sufficient to engage presynaptic
in the shape of sIPSCs are attributed to postsynaptic mechan- GABAB receptors and thus alter short-term plasticity.
isms. Thus, these results suggest that, at least in the hippocam- Finally, Steffensen et al. (2000) have demonstrated that, in
pus, ethanol may enhance evoked GABAA IPSCs via distinct the accumbens core, GABAB receptor antagonist pretreatment
pre- and postsynaptic mechanisms and that the presynaptic blocks ethanol inhibition of NMDA EPSPs but not currents
element of this enhancement may limit ethanol’s overall effect evoked by exogenous application of NMDA. Although there
at these synapses via activation of GABAB autoreceptors. are numerous interpretations of these findings, 1 possibility is
Interestingly, a recent paper by Wu et al. (2005) challenges that ethanol inhibition of NMDA EPSCs in their accumbal
the above conclusions, suggesting that postsynaptic GABAB preparation is mediated in part by GABA release from
receptors are primarily responsible for reducing ethanol’s neighboring GABAergic synapses onto presynaptic GABAB
effects on hippocampal GABAergic synapses. Under their receptors.
recording conditions, pretreatment with the GABAB receptor
antagonist CGP-52432 had no effect on ethanol potentiation of 5.2. Neurosteroids
proximally evoked IPSCs in CA1 neurons. However, CGP
pretreatment significantly increased ethanol enhancement of There is a growing body of literature suggesting an
distally evoked IPSCs, which, under standard recording important interaction between ethanol and certain neuroactive
conditions, are markedly less sensitive to ethanol (Weiner et steroid products of progesterone metabolism (see Morrow et
al., 1997a). Notably, these investigators reported that a al., 1999). Some of these neurosteroids, like allopregnanolone,
component of the current underlying both proximally and are potent, allosteric enhancers of GABAA receptor activity
distally evoked IPSCs was mediated by the activation of (Lambert et al., 2001) and have also been shown to exert
postsynaptic GABAB receptors and that the magnitude of presynaptic facilitatory effects on GABA release in some brain
ethanol’s potentiating effect on proximal and distal responses regions (Poisbeau et al., 1997). Moreover, acute ethanol
was inversely correlated with the percentage of the total IPSC administration significantly elevates levels of allopregnanolone
current mediated by GABAB receptors. In addition, these in plasma and the CNS (Barbaccia et al., 1999; Morrow et al.,
investigators demonstrated that blockade of GABAB receptors 2001) and pretreating rats with finasteride, an inhibitor of
significantly enhanced ethanol potentiation of currents evoked allopregnanolone biosynthesis has been shown to attenuate
by exogenous GABA application to dendritic regions of CA1 some of ethanol’s behavioral effects (e.g., hypnosis) (VanDoren
neurons. Taken together, these findings suggest that activation et al., 2000). These observations have led to the hypothesis that
of postsynaptic GABAB receptor activity decreases the ethanol ethanol may exert some of its behavioral and cognitive effects
sensitivity of postsynaptic GABAA receptors in CA1 neurons. indirectly via an increase in the levels of neurosteroids that
Thus, the results of several recent studies clearly suggest an enhance GABAergic neurotransmission.
important role for GABAB receptors in regulating the ethanol As noted earlier, the first direct evidence that neurosteroids
sensitivity of GABAergic synapses in hippocampus and may contribute to ethanol potentiation of GABAergic synapses
accumbens. However, additional studies will be needed to was recently published by Sanna et al. (2004). In an elegant in
clarify the role of pre- and postsynaptic GABAB receptors in vitro study in acutely prepared rat hippocampal slices, they
mediating this regulatory effect. demonstrated that bath application of ethanol, at concentrations
Two additional studies suggest additional indirect roles for of 50 and 100 mM, significantly elevated levels of allopregna-
GABAB receptors in regulating ethanol effects on synaptic nolone within 20 min. Using whole-cell patch clamp recording
transmission. Melis et al. (2002) reported that, in mice, a single methods, they then demonstrated that prolonged application of
injection of ethanol (2 g/kg ip), which produced a modest, but 100 mM ethanol resulted in a significant increase in the
significant increase in ethanol consumption and preference also amplitude of TTX-resistant mIPSCs. This effect was detected
resulted in an increase in GABA release at GABAergic within 3 min, decreased slightly by 10 min, but remained
synapses onto ventral tegmental area (VTA) DA neurons. significant for the duration of a 30-min ethanol application.
Thus, in recordings from slices prepared from mice that had Ethanol also resulted in a significant and sustained increase in
received a saline injection 24 hr earlier, paired-pulse stimula- the frequency of mIPSCs; however, this presynaptic change
tion at an inter-event interval of 25 msec generated PPF, as seen was not apparent until 10 min into the application. Most
in many brain regions. In contrast, this stimulation protocol notably, pretreating slices with finasteride, a broad-spectrum
generated pronounced paired-pulse depression (PPD) in slices inhibitor of neurosteroid biosynthesis, abolished the sustained
prepared from animals 24 hr following a single ethanol potentiating effect of ethanol on mIPSC amplitude after the
J.L. Weiner, C.F. Valenzuela / Pharmacology & Therapeutics 111 (2006) 533 – 554 543

first 3 min but had no effect on ethanol enhancement of mIPSC activate CRFR1 and increase GABA release. The increase in
frequency at any time point. Similar results were also observed GABA release could lead to inhibition of GABAergic
with evoked IPSCs. Bath application of ethanol transiently interneurons and subsequently to downstream disinhibition of
increased the amplitude of eIPSCs within the first few minutes excitatory neurons (Siggins et al., 2005).
of the ethanol application. This potentiation decreased mark- Very interesting preliminary evidence has been recently put
edly within the first 10 min and then reappeared for the forward indicating that opioid peptides also regulate the effects
duration of the ethanol application. Monitoring of paired-pulse of ethanol on GABA release in central amygdala neurons.
facilitation of evoked IPSCs revealed a slowly developing Moore et al. (2005) found that blockade of delta opioid
increase in release probability that was also sustained, receptors enhances ethanol-induced GABA release in these
consistent with the observed increase in mIPSC frequency. neurons. Importantly, similar effects have been observed with
Interestingly, pretreatment with finasteride had no effect on the delta, but not mu, opioid receptor knockout mice. These
initial potentiation of evoked IPSCs but completely blocked the findings indicate that activation of delta opioid receptors exert
sustained effect of ethanol on these responses. an opposite modulatory role to that of CRFR1 on ethanol’s
Taken together, these findings suggest a complex interaction effects on GABA release in the central amygdala.
between ethanol, neurosteroid biosynthesis, and the regulation It has been demonstrated that effects of ethanol on fast
of GABAergic transmission. Ethanol appears to have a direct, synaptic transmission at GABAergic interneurons can also
albeit transient, postsynaptic effect on GABAA receptor regulate the inhibitory output provided by these neurons.
function at these synapses that displays marked acute tolerance Studies with hippocampal slices have shown that the kainate
(within 10 min). However, a slowly developing postsynaptic subtype of glutamate receptors modulates the excitability of
enhancement, mediated by the release of a neurosteroid, results GABAergic interneurons in the CA1 region. Kainate receptors
in the reemergence of a postsynaptic increase in GABAergic are part of the superfamily of glutamate-gated ion channels
neurotransmission. In addition, ethanol also exerts a sustained, along with NMDA and a-amino-3-hydroxi-5-methylisoxazole-
presynaptic facilitatory effect on GABA release at these 4-propionic acid (AMPA) receptors. The first evidence that
synapses that is independent of any actions of neurosteroids. ethanol modulated interneuronal kainate receptors was provided
These intriguing findings suggest an important role for by Crowder et al. (2002), who reported that 20– 80 mM ethanol
neurosteroid biosynthesis in mediating long-lasting effects of reduces kainate receptor-mediated inhibition of evoked IPSCs
ethanol on GABAergic synapses. However, these findings also in CA1 pyramidal neurons. Subsequently, Carta et al. (2003)
raise several important questions. It is not clear why the onset discovered that ethanol potently inhibits (IC50 = 4.4 mM)
of the presynaptic effects of ethanol observed in this study was kainate receptor-mediated increase in sIPSC frequency in
much slower than that reported in other investigations of CA1 pyramidal neurons. This action was due to an ethanol-
ethanol effects on GABA release (Siggins et al., 2005). It will induced inhibition of interneuronal firing in response to kainate
also be important to determine why this neurosteroid-indepen- receptor activation by either exogenous agonist or synaptically
dent, sustained presynaptic increase in GABA release did not released glutamate. Interneuronal firing in response to activa-
contribute to the observed increase in evoked IPSCs. Never- tion of AMPA receptors or a voltage step was not affected by
theless, these important data will surely stimulate additional ethanol. Thus, ethanol increases excitability of CA1 pyramidal
studies directed at investigating the contribution of neuroster- neurons indirectly by reducing the kainate receptor-dependent
oid release to ethanol actions on GABAergic synapses in the drive of GABAergic interneurons. This effect may explain some
hippocampus and other brain regions. of the paradoxical excitatory actions of ethanol, which can be
observed during the initial phases of intoxication and may
5.3. Corticotrophin releasing factor contribute to alcohol abuse.
and other peptides, neurotransmitters
5.4. Protein kinases
In a very important paper, it was recently reported that the
presynaptic effect of ethanol on GABA release in mouse central Several studies have reported modulatory influences of
amygdala neurons involves corticotrophin releasing factor protein kinase activity, particularly PKC, on ethanol potenti-
(CRF) receptors (Nie et al., 2004). Ethanol decreased PPF in ation of GABAergic synaptic transmission. Weiner et al. (1994)
these neurons and this effect was mimicked by exogenous reported a possible role for PKC in modulating ethanol
application of CRF. Importantly, the effects of both ethanol and potentiation of GABAA IPSCs in rat CA1 pyramidal neurons.
CRF were blocked by antagonists of type 1 CRF receptors Under their recording conditions, ethanol significantly in-
(CRFR1) and absent in CRFR1 knockout mice. More recently, creased the amplitude of IPSCs at concentrations as low as 20
the same group of investigators reported that the concomitant mM. However, this potentiation was significantly reduced by
application of ethanol (44 mM) and CRF (200 nM) additively pretreating slices with a PKC inhibitor or by intracellular
decreased PPF in central amygdala neurons (Roberto et al., dialysis of the cell being recorded with a peptide inhibitor of
2005). Based on these studies, it has been hypothesized that PKC.
ethanol could enhance the release of GABA indirectly by In a subsequent study, it was noted that a slice incubation
increasing CRF release that then acts in an autocrine fashion on protocol in which hippocampal tissue was gradually warmed to
presynaptic CRFR1. Alternatively, ethanol could directly ambient temperature over a 2-hr period following dissection
544 J.L. Weiner, C.F. Valenzuela / Pharmacology & Therapeutics 111 (2006) 533 – 554

(Cold Shock; Watson et al., 1997) resulted in a significant their wild-type littermates. Taken together, these experiments
elevation of basal PKC activity that was not observed if slices seem to suggest that specific isozymes of PKC have differential
were maintained at ambient temperature (Weiner et al., 1997b). effects on regulating the ethanol sensitivity of GABAergic
Notably, ethanol potentiation of GABAA IPSCs was signifi- synapses and possibly behavioral sensitivity to this drug.
cantly greater in recordings from ‘‘Cold Shocked’’ slices and
this difference was completely blocked by pretreatment with a 6. Effects of chronic ethanol on
PKC inhibitor. In addition, the facilitatory effects of pentobar- GABAergic synaptic transmission
bital and flunitrazepam were unaffected by the Cold Shock
incubation. Siggins et al. (1999) have also reported a facilitatory From the preceding review, it is becoming increasingly clear
effect of PKC on ethanol potentiation of currents evoked by that acute ethanol exposure has complex effects on pre- and
exogenous application of GABA onto rat accumbal core postsynaptic elements of GABAergic synapses. Collectively,
neurons in rat ventral striatal slices. In their experiments, bath these synaptic actions of ethanol lead to an enhancement of
application of the phorbol ester, phorbol 12-myristate 13-acetate GABAergic inhibition. Many investigators have also examined
(PMA), had no effect on GABA currents itself but significantly the long-term consequences of ethanol exposure on GABAer-
increased the percentage of cells displaying ethanol-sensitive gic signaling. It is well known that chronic ethanol consump-
GABA currents as well as the absolute magnitude of the tion can lead to tolerance and physical dependence (Chandler et
potentiating effect of 44 mM ethanol. The effects of PMA were al., 1998) and that withdrawal following long-term ethanol
blocked by pretreating slices with the kinase inhibitor sphingo- treatment is associated with an increase in neuronal excitability
sine; however, another PKC activator, phorbol 12, 13-diacetate, that is often associated with anxiogenesis, hyperexcitability,
did not facilitate ethanol enhancement of GABA currents. and even seizure activity (Littleton, 1998; Kliethermes, 2005).
In addition to these reports on ethanol/PKC interactions, a Many studies have evaluated the hypothesis that these
number of studies, using extracellular single unit recordings in alterations result, in part, from compensatory adaptation to
anesthetized whole animal preparations, have demonstrated the acute facilitatory effects of ethanol on GABAergic
that noradrenaline receptor-mediated stimulation of protein synapses. These adaptive changes are thought to lead to a
kinase A (PKA) can increase the ethanol sensitivity of GABAA pronounced hypofunction of GABAergic neurotransmission
receptors in cerebellar Purkinje neurons. For example, although and possibly the development of tolerance to the acute effects
ethanol generally has been shown to have little effect on of ethanol on these synapses. As with many of the initial
GABA-mediated inhibition of Purkinje cell firing, these studies on acute effects of ethanol on GABAergic signaling, the
GABAA receptor-mediated depressions of neuronal activity vast majority of early studies characterizing chronic effects of
are potentiated by ethanol following pretreatment with the h ethanol on GABAergic transmission focused primarily on
receptor agonist isoproterenol, cAMP analogues, or selective postsynaptic properties and mainly the subunit composition of
activators of PKA (Lin et al., 1991; Lin et al., 1994; Freund & the GABAA receptors themselves. Although some disparity
Palmer, 1996). In addition, pretreatment with the inhibitor of was noted in these early studies (possibly reflecting differences
cAMP signaling, Rp-cAMPs, blocks the ethanol-sensitizing in the chronic ethanol treatment duration and protocol, brain
effect of isoproterenol on Purkinje cell GABAA receptors region examined, and methods of assessing receptor function),
(Freund & Palmer, 1997). Thus, these studies suggest a potent in general most studies were generally in agreement that
modulatory role for noradrenaline in regulating the postsynap- chronic ethanol exposure and withdrawal did not result in
tic sensitivity of GABAA receptor in cerebellar Purkinje cells. dramatic decreases in the number of GABAA receptors in most
To our knowledge, no studies have characterized this interac- brain regions. However, many of these studies reported marked
tion at the level of the GABAergic synapse in cerebellar slices changes in the expression of specific GABAA receptor subunits
or in any other brain region. and hypothesized that alterations in the subunit composition of
Finally, one study has provided some correlational evidence these receptors were primarily responsible for the physiological
regarding the possible behavioral relevance of protein kinase and pharmacological alterations in GABAergic signaling
regulation of ethanol effects on GABA synapses. As discussed associated with chronic ethanol exposure. For an excellent
earlier, Proctor et al. (2003) examined loss of righting reflex and review of these studies, please refer to Grobin et al. (1998).
the ethanol sensitivity of proximal GABAergic synapses in the Relatively few studies have employed in vitro brain slice
CA1 region of transgenic mice with deletions of PKCg and methods to examine the consequences of long-term ethanol
PKC(. Mice with a deletion of PKCg were less sensitive to the exposure on GABAergic synaptic transmission. It is important
soporific effect of ethanol (3.5 g/kg ip) than their wild-type to consider that, regardless of the acute mechanisms through
controls, whereas PKC( mice were more sensitive and these which ethanol alters inhibitory synaptic communication, it is
differences were not related to differences in ethanol metabo- possible that both pre- and postsynaptic mechanisms may
lism. Interestingly, the ethanol sensitivity of proximal GABAer- contribute to adaptation at these synapses. In this section, we
gic synapses in these lines correlated with behavioral sensitivity will review recent studies with brain slices that have addressed
to loss of righting reflex. Thus, 80 mM potentiated IPSCs in the effects of long-term ethanol exposure on pre- and
PKC( knockout mice but not their wild-type controls and postsynaptic elements of GABAergic synaptic transmission
conversely this concentration of ethanol had no effect on IPSCs and have also examined whether these synapses develop
in PKCg knockout mice but did potentiate these responses in tolerance to the acute effects of ethanol.
J.L. Weiner, C.F. Valenzuela / Pharmacology & Therapeutics 111 (2006) 533 – 554 545

6.1. Studies with hippocampal slices some of the observed changes in the properties of hippocampal
GABAergic synapses. For example, they observed a significant
One of the most extensive characterizations of GABAergic increase in anxiety-like behavior, assessed in a light-dark box
synaptic adaptation following chronic ethanol exposure has assay, two days after CIE, at the same time point where pre-
been carried out in an elegant series of studies by Olsen, and postsynaptic decreases in mIPSC signaling were noted
Spigelman, and colleagues. These investigators have developed (Cagetti et al., 2003). In addition, marked tolerance to the
a chronic intermittent ethanol (CIE) treatment paradigm in sedating effects of alphaxalone and diazepam were observed at
which rats are given a 5- to 6-g/kg dose of ethanol on alternate this same time point, consistent with the loss of the acute
days for 60 treatments (120 days). In their initial studies, these potentiating effects of these compounds on mIPSCs. Interest-
investigators demonstrated that this protocol resulted in a ingly, the anxiolytic effects of diazepam were still observed in
decrease in the threshold for seizure induction by the GABAA CIE-treated rats, suggesting that the subunit composition of
receptor antagonist, pentelynetetrazol (Kokka et al., 1993) that GABAA receptors underlying diazepam’s anxiolytic effects
persisted for at least 40 days after the last ethanol dose. They may not be perturbed by long-term ethanol exposure. Given
also demonstrated, using biochemical and extracellular record- that sensitization rather than tolerance to the acute potentiating
ing methods, that CIE resulted in a decrease in GABAA effects of ethanol on evoked GABAA IPSCs was observed in
receptor activity in hippocampal slices that also lasted for at slices obtained from CIE-treated rats, it will be important in
least 40 days (Kang et al., 1996). future studies to examine the behavioral effects of acute ethanol
More recently, these investigators have employed immuno- exposure in CIE-treated rats.
cytochemisty as well as patch clamp recording techniques to More recently, these investigators have carried out the first
more directly examine the effects of the CIE protocol on comparison of the effects of chronic ethanol exposure on
GABAergic synapses in the rat hippocampus. Using antibodies synaptic and extrasynaptic receptors recorded from CA1
to specific GABAA receptor subunits, they have observed a neurons (Liang et al., 2004). Several similarities were noted
significant increase in a4- and g2-subunits and a decrease in a1- in the adaptation of synaptic mIPSCs and a tonic extrasynaptic
and y-subunits in hippocampal homogenates from CIE-treated GABAA receptor-mediated conductance associated with CIE.
animals withdrawn for two days (Cagetti et al., 2003). The For example, both mIPSCs (Cagetti et al., 2003) and the tonic
reciprocal changes in a1- and a4-subunits are some of the most current displayed marked tolerance to diazepam as well as
consistent subunit changes observed in chronic ethanol studies zolpidem, at a concentration thought to be selective for a1-
(Grobin et al., 2000b). containing GABAA receptors (0.3 AM). In contrast, experi-
Using analysis of TTX-resistant mIPSCs recorded from ments with THIP revealed significant differences in the
CA1 pyramidal neurons of CIE-treated and control rats, they adaptive changes associated with CIE in these 2 GABAergic
reported modest but statistically significant decreases in the synaptic currents. THIP is a high affinity, high efficacy agonist
amplitude and decay of these responses (Cagetti et al., 2003), at a4-containing GABAA receptors and a partial agonist at
changes that may be consistent with the observed alterations in most other GABAA receptor assemblies. Bath application of
the expression of a1- and a4-subunits. They also reported a THIP potently activated the tonic GABA current in slices from
small but significant decrease in mIPSC frequency, suggesting untreated and saline-treated rats; however, this effect was
that chronic ethanol exposure may also be associated with a significantly attenuated in slices from CIE-treated animals
presynaptic decrease in GABA release at these synapses. (Liang et al., 2004). In contrast, THIP, which depressed
A number of pharmacological alterations in the properties of mIPSCs in untreated and saline-treated slices, actually resulted
GABAergic synapses were also observed and, for the most in a robust potentiation of mIPSCs in CIE-treated rats. These
part, these changes were consistent with the observed altera- complex changes were associated with modest tolerance to the
tions in subunit expression. For example, they noted a dramatic soporific effects of THIP in CIE-treated rats but no change in
loss of the acute potentiating effect of diazepam and the the anxiolytic effects of this drug (Liang et al., 2004). These
neurosteroid alphaxalone on mIPSCs in slices from CIE-treated recent findings are generally consistent with previous studies
rats (Cagetti et al., 2003), possibly reflecting the loss of a1- and suggesting that chronic ethanol exposure results in a decrease
y-subunits, respectively. Interestingly, evoked IPSCs retained in BZP-sensitive a1-subunits and an increase in BZP-insensi-
their sensitivity to alphaxalone (Kang et al., 1998b), possibly tive a4-subunits at synaptic receptors (Grobin et al., 2000a).
reflecting differences in the populations of GABAA receptors These studies further suggest that although CIE may result in a
that underlie evoked and mIPSCs. Modulation of mIPSCs by similar decrease in a1-subunit expression at extrasynaptic sites,
drugs with some selectivity for a4-subunits, which were this change may not be accompanied by an increase in a4-
elevated in CIE tissue, were either unchanged (bretazenil) or subunit expression.
increased (RO 15-4513, DMCM) (Kang et al., 1998a, 1998b; A recent preliminary study has provided the first evidence
Cagetti et al., 2003). Most notably, although the acute effects of of adaptive changes in GABAergic synapses in monkey
ethanol on mIPSCs were not examined in these studies, the hippocampus using a non-human primate model of ethanol
ethanol sensitivity of evoked IPSCs was significantly enhanced self-administration (Weiner et al., 2005). In this paradigm,
in CIE slices (Kang et al., 1998a, 1998b). cynamolgus macaques are trained on operant panels to self-
These investigators also carried out several behavioral administer a 4% ethanol solution. Once trained, monkeys are
studies in CIE-treated animals that lend added significance to then given almost continuous access to the panels (22 hr) every
546 J.L. Weiner, C.F. Valenzuela / Pharmacology & Therapeutics 111 (2006) 533 – 554

day and many subjects routinely consume ethanol in doses in GABAergic synapses, the molecular mechanisms responsi-
exceeding 2 g/kg/day (Vivian et al., 2001). The first study ble for these adaptive changes, as well as their behavioral
characterized the GABAergic synapses onto dentate granule consequences with respect to withdrawal and dependence.
cells in slices prepared immediately following the last day of Interestingly, one of the most consistent findings to emerge
18 months of daily ethanol drinking. Control subjects were from these recent studies is that tolerance does not appear to
age- and sex-matched animals that had free access to food and develop to the acute potentiating effect of ethanol on
water but were not exposed to the operant panels. Initial GABAergic synapses. These finding suggest that the synaptic
electrophysiological findings revealed a significant increase in mechanisms associated with the tolerance that is known to
paired-pulse facilitation of GABAA IPSCs. This finding is develop to some of ethanol’s behavioral effects (e.g., ataxia,
consistent with a decrease in release probability and is in sedation) may not involve GABAergic mechanisms. In fact, the
agreement with the decrease in mIPSC frequency observed in persistence of (or even sensitization to) ethanol’s facilitatory
rats following CIE (Cagetti et al., 2003). Also in agreement effects on GABAergic synapses may suggest that these effects
with the rat CIE studies, no tolerance was observed to the acute play an important role in the maintenance of addictive drinking
potentiating effect of ethanol on evoked GABAA IPSCs. behavior.
However, the acute potentiating effect of flunitrazepam was
also unaffected by a prolonged history of ethanol drinking, 7. Developmental implications
unlike the dramatic tolerance to benzodiazepine enhancement
of evoked and mIPSCs observed in the rat CIE model. Exposure to ethanol can have devastating effects on the
developing brain that persist into adulthood. Neuropsycholog-
6.2. Studies with amygdala slices ical studies have demonstrated that fetal ethanol exposure leads
to deficits in learning and memory, and animal and human
Roberto et al. (2004) have recently employed an inhalational studies suggest that this is due, in part, to permanent damage of
model of chronic ethanol treatment to study adaptation of the hippocampal formation (Berman & Hannigan, 2000;
GABAergic signaling in the central nucleus of the amygdala Bonthius et al., 2001a, 2001b; Culmsee et al., 2001; Hamilton
(CeA). In their model, male Sprague –Dawley rats are exposed et al., 2003). However, the mechanism(s) through which
to a continuous ethanol vapor for two weeks with a targeted developmental exposure to ethanol produces these effects is
blood alcohol level of 150 – 200 mg/dL. Control rats are not fully understood. A potential mechanism that could explain
maintained in similar chambers without ethanol vapor and all some of the neuroteratogenic actions of ethanol that has been
animals are sacrificed immediately following the last exposure recently identified is the synchronized activity that is present in
day. Using this paradigm, they found an increase in the input/ immature hippocampal neuronal networks (Galindo et al.,
output curve for evoked IPSCs along with a decrease in paired- 2005). This activity is driven, in part, by the excitatory actions
pulse facilitation. Analysis of mIPSCs revealed a significant of GABAA-Rs.
increase in frequency with no change in amplitude. From these In the mature vertebrate brain, GABAA-Rs mediate the
studies they conclude that chronic ethanol exposure results in majority of fast inhibitory neurotransmission. Through these
an increase in GABAergic signaling and unlike the hippocam- receptors, Cl flows into mature neurons and causes a
pus, this appears to be due to a presynaptic increase in GABA hyperpolarization, contributing to a decrease in the ability of
release. This conclusion was further supported by in vivo these neurons to reach action potential threshold. In contrast,
microdialysis measures showing a 4-fold increase in baseline activation of GABAA-Rs in immature neurons has the opposite
GABA levels in the CeA of CET animals. Notably, in effect; that is, it causes a depolarization and increases neuronal
agreement with the chronic ethanol studies in rat (Kang et excitability. GABA is excitatory in immature neurons because
al., 1998b) and monkey (Weiner et al., 2005) hippocampus, no these cells have a relatively high intracellular concentration of
tolerance to the acute potentiating effect of ethanol on evoked Cl ; [Cl ]i is 20– 40 mM higher in immature than in mature
or mIPSCs was observed in the CeA. neurons (Ben-Ari, 2002). Higher [Cl ]i results in a shift of the
Taken together, these studies demonstrate that GABAergic Cl equilibrium potential to more depolarized levels than the
synapses undergo complex alterations following chronic resting membrane potential. Therefore, activation of GABAA-
ethanol exposure that, for the most part, would lead to a Rs causes inward currents (i.e., Cl efflux) at the resting
decrease in inhibitory tone. These data also suggest that, as membrane potential. Immature neurons have higher [Cl ]i
with the acute effects of ethanol, long-term exposure to this primarily because they express low levels of the transporter
drug results in both pre- and postsynaptic alterations and these KCC2 (Hubner et al., 2001). This transporter is more
changes may differ between brain regions. Moreover, recent abundantly expressed in mature neurons, where it extrudes
evidence has demonstrated a temporal relationship between Cl and keeps [Cl ]i relatively low. The depolarizing action of
these neuroadaptive changes in GABAergic synaptic activity GABA in immature neurons contributes to the generation of
and some of the behavioral alterations associated with chronic giant depolarizing potentials (GDPs), which are the first pattern
ethanol exposure and withdrawal (e.g., reduced seizure of synchronized activity to appear in the brain. In the rodent
threshold, anxiogenesis, hyperactivity). hippocampus, GDPs can be detected during the first 2 weeks of
Additional studies will be needed to more carefully examine life and are characterized as long duration (400 –800 ms),
the specific exposure durations required to elicit these changes depolarizing potentials or inward currents with a frequency of
J.L. Weiner, C.F. Valenzuela / Pharmacology & Therapeutics 111 (2006) 533 – 554 547

¨ 0.005 –0.2 Hz. GDPs are generated by a complex mechanism relevant concentrations of ethanol (< 100 mM) significantly
in which the excitatory actions of GABA play a central role potentiate GABAergic synaptic transmission in a number of
(Sipila et al., 2005). brain regions. As summarized in Fig. 1, many of these recent
Galindo et al. (2005) found that acute ethanol exposure studies have shown that acute ethanol exposure can result in a
potently increases GABAA-sPSC frequency at pyramidal significant modulation of GABA release. Depending on the
neurons and interneurons in the CA3 region of neonatal rats. brain region or even the type of synapse examined, this
It also elevates GABAA-mPSC frequency at interneurons. presynaptic effect may be mediated via a decrease in
These effects result in a dramatic increase in GDP frequency glutamate-driven somatic/axonal excitability (Carta et al.,
and the Ca2+ transients associated with these events. It has long 2003), an increase in release probability at the axon terminals
been recognized that GABA can elevate [Ca2+]i in developing (Criswell & Breese, 2005; Zhu & Lovinger, 2005), or possibly
neurons. Gaiarsa et al. (1995) showed that synaptic GABAA-R some combination of the two (Ariwodola & Weiner, 2004). In
activation induces elevations in [Ca2+]i both in CA3 pyramidal addition, this presynaptic facilitation of GABA release may
neurons and interneurons and that this effect was blocked by an (Roberto et al., 2003; Sanna et al., 2004; Wu et al., 2005) or
antagonist of VGCCs. The same team of investigators may not (Carta et al., 2003) be accompanied by a postsynaptic
subsequently demonstrated that increases in [Ca2+]i are facilitation of GABAA receptor function. Recent studies have
synchronized with GDPs in CA3 pyramidal neurons (Leine- also demonstrated that ethanol potentiation of some GABAer-
kugel et al., 1997). More recently, it was demonstrated that
these synchronized Ca2+ elevations emerge at late embryonic
stages in the CA1 and CA3 region of the hippocampus and it
has been postulated that they lead to correlated increases in
gene expression and synaptogenesis in large numbers of
neurons (Aguado et al., 2003). These transients likely 1 AP-dependent
Release
contribute to activity-dependent refinement of developing
neuronal circuits. For instance, pairing of GDPs with stimula-
tion of mossy fibers induces a long-lasting enhancement of
2 Release Machinery
synaptic transmission at mossy fiber-to-CA3 pyramidal neuron G
synapses (Kasyanov et al., 2004). Moreover, these network- 3
driven synchronized Ca2+ transients may play a role in
4
8
dendritic growth and synapse remodeling (Lauri et al., 2003; Neurosteroid

Colin-Le Brun et al., 2004). Therefore, ethanol-induced


4
alterations in this GABA-driven pattern of synaptic activity G

could have profound effects on the normal maturation of


5 Synaptic

hippocampal circuits and contribute to the pathophysiology of


fetal alcohol spectrum disorder.
Other recent evidence suggests that there may be develop- 7 Phosphorylation
mental changes in the acute ethanol sensitivity of GABAergic
synapses. Li et al. (2003) found that the potentiating effect of 6 Extrasynaptic
ethanol (30 and 60 mM) on evoked GABAA IPSCs in rat CA1
Fig. 1. Potential sites of action of acute ethanol exposure ethanol at GABAergic
pyramidal neurons was significantly greater in slices from adult
synapses. (1) Ethanol has been shown to increase spontaneous action potential
rats (16 weeks of age) than younger rats (2 –4 weeks old). firing of GABAergic interneurons (for instance, Golgi cells; Carta et al., 2004)
More recently, these investigators reported that acute ethanol or decrease the kainate-driven firing of these neurons (for instance, CA1
exposure causes a greater increase in sIPSC frequency in CA1 interneurons; Carta et al., 2003). (2) Ethanol has been shown to increase
pyramidal neurons from adult rats compared to those from 4- quantal GABA release in some neuronal populations (for example, central
week-old rats (Li et al., 2005). Ethanol also increased the amygdala neurons; Roberto et al., 2003). Ethanol modulation of presynaptic
protein phosphorylation pathways or release machinery components could also
frequency of TTX-resistant mIPSCs but the magnitude of this play an important role. (3) It could also act by enhancing the function of
effect did not differ between the 2 age groups. These important presynaptic voltage-gated Ca2+ channels or inhibiting the function of voltage-
findings indicate that, at least in the hippocampus, the acute gated K+ channels. (4) Ethanol could indirectly act via activation of pre- and/or
ethanol sensitivity of GABAergic synapses may increase with postsynaptic G protein-coupled receptors (for instance, CRF or GABAB
age. Moreover, this developmental change appears to involve receptors; Ariwodola & Weiner, 2004; Nie et al., 2004). (5) Studies suggest that
ethanol also acts by potentiating postsynaptic GABAA receptor function in
an increase in the ethanol sensitivity of some presynaptic some neuronal populations (for instance, CA1 pyramidal neurons; Wu et al.,
mechanism associated with action-potential-dependent GABA 2005). (6) Extrasynaptic GABAA receptors have been shown to be modulated
release. by ethanol (for example, in cerebellar (Carta et al., 2004; Hanchar et al., 2005)
and dentate gyrus granule neurons (Wei et al., 2004). (7) Ethanol can modulate
8. Conclusions these receptors indirectly through changes in their phosphorylation state.
Alternatively, the phosphorylation state could affect their sensitivity to ethanol
(for instance, see Harris et al., 1995; Weiner et al., 1997b; Proctor et al., 2003).
Collectively, the results of the studies described in this (8) Ethanol could indirectly modulate GABAA receptors via an increase in
review provide compelling evidence that pharmacologically neurosteroid biosynthesis (for instance, see Sanna et al., 2004).
548 J.L. Weiner, C.F. Valenzuela / Pharmacology & Therapeutics 111 (2006) 533 – 554

gic synapses may be influenced by additional factors such as There is an alternative whole-cell recording method, termed
endogenous neuromodulators (Sanna et al., 2004), G protein- ‘‘perforated patch’’, that results in significantly less disruption
coupled receptors (Wan et al., 1996; Moore et al., 2005), and/or of the intracellular milieu. In the ‘‘perforated patch’’ configu-
protein kinases (Weiner et al., 1997b). Long-term ethanol ration, an antibiotic such as nystatin or gramicidin is included
exposure also appears to result in complex pre- and postsyn- in the patch pipette solution. After forming a GigaOhm seal
aptic alterations in GABAergic synapses and these changes too with a target neuronal membrane, the antibiotic is allowed to
may vary between brain regions. diffuse to the membrane surface where it embeds, forming
The ‘‘good news’’ from all of these recent studies is that small ion channels. This configuration permits electrical access
together they provide consistent support for the hypothesis that to the target cell but significantly minimizes the disruption of
GABAergic synapses are indeed one of the most sensitive CNS cytosolic contents. While this technique is technically more
targets of acute and chronic ethanol exposure. The ‘‘bad news’’ difficult than conventional whole-cell recordings, it has been
is that the dizzying array of reported mechanisms of ethanol successfully applied to studies of evoked (Mouginot et al.,
action raise almost as many questions as they answer. For 1998; Vale & Sanes, 2000) and even miniature GABAA IPSCs
example: what are the specific mechanisms underlying (Zhan et al., 2005) in brain slice preparations. It may thus be
ethanol’s presynaptic effects? What determines the ethanol important in future studies to reexamine some of the possible
sensitivity of postsynaptic GABAA receptors? And do the pre- postsynaptic effects of ethanol on GABAergic synapses using
and postsynaptic effects of ethanol contribute equally to this technique.
ethanol’s overall enhancement of GABAergic inhibition? Even Another significant limitation of the in vitro brain slice
once these questions are addressed, it will also be important to preparation is that, by necessity, many afferent and efferent
determine the specific behavioral sequelae associated with the projections are not preserved. This may significantly hinder the
acute and chronic effects of ethanol on GABAergic synaptic detection of presynaptic effects of ethanol, particularly those
inhibition. Clearly, answering these questions represents a related to increases in presynaptic somatic excitability. There
formidable challenge for alcohol researchers in the years to are also numerous methodological differences in the various
come. recent reports on ethanol modulation of GABAergic synapses
What might account for the diverse array of mechanisms that may have potentially influenced experimental results, such
that appear to contribute to ethanol potentiation of GABAergic as the temperature of slices during incubation and recording,
synaptic transmission? While brain region differences may the composition of the patch pipette solution, the aCSF
contribute to much of the observed variability, there are several perfusion rate, etc. With respect to the chronic ethanol studies,
important methodological issues that should also be consid- additional methodological factors such as the duration and
ered. For example, it would appear from this survey of the method of ethanol exposure (e.g., vapor chamber, intragastric
recent slice electrophysiology literature that the presynaptic intubation), withdrawal duration, and whether the ethanol
effects of ethanol on GABA release are more consistently exposure was voluntary or experimenter-controlled must also
observed than its postsynaptic effects on GABAA receptor be considered. Where conflicting data have been reported, it
function. While these data may indicate that ethanol enhances will be important to determine if these or other technical issues
GABAergic synaptic transmission primarily via presynaptic contributed to the disparate findings.
mechanisms, these findings may also reflect a technical bias of Clearly, the most convincing evidence will come from
the electrophysiological methods used in these studies. All of studies that employ multidisciplinary approaches to demon-
the recent reports of presynaptic effects of ethanol on GABA strate effects of ethanol on GABAergic neurotransmission. For
release have employed some variation of the whole-cell patch example, in the recent studies in the rat CeA, in which
clamp recording configuration. While the excellent signal-to- electrophysiological increases in GABA release were detected
noise properties of this method greatly facilitate the detection following acute and chronic ethanol exposure, parallel experi-
of increases in the frequency of small, miniature synaptic ments, using in vivo microdialysis, also demonstrated signif-
currents (the ‘‘gold standard’’ for detecting presynaptic effects), icant ethanol-associated increases in extracellular GABA
this recording configuration may potentially result in a release (Roberto et al., 2003, 2004). This use of complementary
significant perturbation of the cytosolic contents of the cell in vitro and in vivo approaches is exemplary and these or
being recorded. In fact, a number of studies have reported that similar approaches should be employed, wherever technically
the composition of patch pipette recording solutions can feasible, to provide the strongest possible insight into ethanol’s
influence the activity of a variety of postsynaptic ionic complex synaptic effects.
conductances (Zhang et al., 1994; Velumian et al., 1997; It is likely that multidisciplinary approaches will also be
Chung et al., 1998; Robinson & Cameron, 2000) and signal needed to delineate the specific mechanisms responsible for
transduction cascades (Lenz et al., 1997; Vargas et al., 1999). ethanol’s pre- and postsynaptic effects on GABAergic synapses
Thus, the disparity in the number of recent reports of pre- and as well as the modulatory mechanisms that influence the
postsynaptic effects of ethanol on GABAergic synapses may be ethanol sensitivity of these processes. While slice electrophys-
due to the fact that presynaptic mechanisms are likely to be less iology assays are well suited to distinguish between pre- and
influenced by the disruption of the intracellular contents of the postsynaptic drug effects, these preparations may not be ideal
postsynaptic cell associated with conventional whole-cell for more detailed investigations of subsynaptic mechanisms of
recordings. ethanol action. For example, a number of studies have
J.L. Weiner, C.F. Valenzuela / Pharmacology & Therapeutics 111 (2006) 533 – 554 549

demonstrated that, at some synapses, acute ethanol exposure benzodiazepines, several recent studies have provided compel-
increases GABA release via a localized effect at the level of the ling evidence that enhancement of specific a-subunit-contain-
presynaptic GABAergic terminals. As reviewed recently, these ing GABAA receptors are responsible for specific behavioral
increases in terminal GABA release may result from any effects of benzodiazepines (e.g., a2, anxiolysis) (for a review,
number of interactions between ethanol and the many elements see Rudolph & Mohler, 2004).
that participate in the cascade linking the rapid rise in intra- Although the effects of ethanol on GABAergic neurotrans-
terminal calcium levels to the fusion, docking, and release of mission appear to be more complex than those of benzodia-
GABA-containing vesicles from presynaptic terminals (Siggins zepines, there is at least some preliminary evidence that a
et al., 2005). Unfortunately, presynaptic terminals at most CNS similar experimental strategy may prove successful for ethanol.
synapses are generally inaccessible to standard electrophysio- Several years ago, Mihic et al. identified specific amino acid
logical approaches. This technical limitation, coupled with the residues on a- and h-subunits that are responsible for the
paucity of available pharmacological tools with which to postsynaptic potentiating effect of ethanol on GABAA recep-
manipulate the various steps along the ‘‘release cascade’’, make tors (Mihic et al., 1997). More recently, Homanics et al. have
it unlikely that a definitive resolution of the mechanism(s) of engineered a line of mice with mutations in the a1-subunit that
ethanol action on terminal GABA release will be obtained render receptors containing this subunit insensitive to ethanol,
solely from electrophysiological studies in brain slice prepara- thus eliminating at least one of ethanol’s reported postsynaptic
tions. Additional experimental strategies that may include the effects. Preliminary characterization of these mice revealed a
integration of electrophysiological methods with confocal decrease in the ethanol sensitivity of hippocampal GABAergic
imaging, neuronal cultures, and possibly the study of trans- synapses as well as a modest reduction in some behavioral
genic mice with altered expression of specific proteins effects of ethanol (Boehm et al., 2004; Werner et al., 2004).
involved in the release process may be needed. One important Similar experimental strategies may prove successful in
clue, noted by Siggins et al. (2005), is that although ethanol has resolving the behavioral significance of other pre- and
been shown to enhance GABA release from presynaptic postsynaptic effects of ethanol (e.g., potentiation of extra-
terminals in several brain regions, ethanol either inhibits or synaptic GABAA receptors, enhancement of GABA release) as
has no effect on glutamate release at excitatory synapses in our understanding of the molecular mechanisms that mediate
many of these same areas (Carta et al., 2003; Hendricson et al., these other synaptic actions is clarified.
2004; Mameli et al., 2005b). Identification of the factors Boehm et al. (2004) have recently provided an excellent
responsible for these divergent effects of ethanol on GABA and review of behavioral studies on the ethanol sensitivity of
glutamate release may shed light on the ethanol-sensitive established lines of GABAA receptor knockout and transgenic
targets within GABAergic terminals. mice. This review notes that an integration of the findings of
Perhaps the most significant challenge going forward will these behavioral studies with existing evidence from quantita-
be to devise experimental strategies to assess the behavioral tive trait loci analysis and gene expression assays may also
relevance of the reported effects of ethanol on GABAergic provide insight into specific GABAA receptor subunit assem-
transmission throughout the CNS. Where both pre- and blies that may underlie specific behavioral effects of ethanol.
postsynaptic mechanisms are present, it will also be necessary For example, a QTL associated with sensitivity to ethanol-
to assess the relative contribution of these localized synaptic induced loss of righting reflex has been localized to a region of
effects of ethanol to this drug’s behavioral actions. Again, it mouse chromosome 11 that contains the a1 gene. This finding,
would appear that relying solely on electrophysiological coupled with the observation that a1-subunit knockout mice
approaches will not be sufficient to resolve such complex exhibit a reduced sensitivity to this behavioral effect of ethanol,
issues. To date, electrophysiological studies have provided provides convergent evidence in support of a role for a1-
exciting, albeit correlational, evidence linking ethanol modu- subunit-containing GABAA receptors in mediating ethanol’s
lation of GABAergic synapses to behavior by demonstrating a hypnotic effects. While these approaches do not necessarily
strong relationship between the acute ethanol sensitivity of provide insight into the specific mechanisms of ethanol action,
hippocampal GABAergic synapses and ethanol-induced sleep they can provide compelling additional support for a causative
time in selected rodent lines and transgenic mice (Poelchen et role of specific GABAA receptor subunit assemblies in
al., 2000; Proctor et al., 2003). More causal evidence linking mediating specific behavioral effects of ethanol. Of course,
ethanol’s synaptic effects with behavior may be gleaned by the usual caveats associated with studies of transgenic animals,
borrowing from a strategy that has proven successful in such as compensation and developmental alterations, must be
mapping out the specific synaptic mechanisms responsible headed with any of these transgenic approaches. However,
for the diverse behavioral effects of benzodiazepines. Benzo- combining these molecular strategies with more traditional
diazepines are some of the most selective allosteric modulators electrophysiological, behavioral, and genetic approaches holds
of GABAA receptors function (Sieghart, 1995). These com- much promise as a means of unraveling the behavioral
pounds have long been thought to exert their anxiolytic, significance of ethanol’s complex effects on GABAergic
sedative, hypnotic, and amnestic effects via a potentiation of synaptic inhibition.
the activity of GABAA receptors comprised of a1,2,3, or 5- There are numerous clinical implications associated with the
subunits. By creating lines of mice in which a specific a- successful resolution of these mechanistic issues related to the
subunit of the GABAA receptor was rendered insensitive to interaction between ethanol and the GABAergic synapse. For
550 J.L. Weiner, C.F. Valenzuela / Pharmacology & Therapeutics 111 (2006) 533 – 554

example, human epidemiological studies have suggested that a ethanol’s complex effects on GABAergic synapses. Strategies
lower initial sensitivity to the motor impairing effects of must also be developed to evaluate the behavioral relevance of
ethanol is associated with an increased risk of developing the many reported effects of ethanol on GABAergic neuro-
alcohol-related problems later in life (Schuckit, 1994; Schuckit transmission. Such efforts are likely to reveal novel synaptic
& Smith, 1996). While many genetic studies have hypothe- elements that may serve as biomarkers for identifying
sized that polymorphisms in the genes encoding for GABAA individuals at risk for abusing alcohol or as targets for the
receptors may contribute to individual differences in behavioral development of more effective pharmacotherapies for the
sensitivity to ethanol, the recent studies reviewed here suggest treatment of alcohol-related disorders.
that genes encoding for presynaptic targets of ethanol action
may also play an important role in determining behavioral Acknowledgments
sensitivity to ethanol. In addition, the many studies demon-
strating important modulatory influences of endogenous This work was supported by NIH grants AA13960,
factors, such as neurosteroids and neuropeptides, provide yet AA11997, AA10422 (JLW) and AA14973, and AA15614
another list of gene products that could potentially influence (CFV).
individual variations in behavioral sensitivity to ethanol
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